Current on Bloomberg Law as of July 31, 2015 16:28:21 UNITED STATES DISTRICT COURT for the CENTRAL DISTRICT OF CALIFORNIA (Southern Division - Santa Ana) CRIMINAL DOCKET FOR CASE #: 8:09-cr-00077-JVS All Defendants USA v. Carson et al Date Filed: Apr 8, 2009 Status: COMPLEX, PASPRT, RELATED-G Assigned to: Judge James V. Selna Defendant (1) Stuart Carson TERMINATED: 11/07/2012 Parties and Attorneys Attorneys and Firms Joshua A Jessen Gibson Dunn and Crutcher LLP 3161 Michelson Drive Irvine, CA 92612 (949) 451-3800 Fax: (949) 451-4220 jjessen@gibsondunn.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Nicola T Hanna Gibson Dunn and Crutcher LLP 3161 Michelson Drive 12th Floor Irvine, CA 92612-4412 (949) 451-4270 Fax: (949) 451-4220 nhanna@gibsondunn.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Alexis Miller Buese Sidley Austin LLP 555 West Fifth Street Los Angeles, CA 90013 (213) 896-6668 Fax: (213) 896-6600 alexis.miller@sidley.com TERMINATED: 02/24/2012 David Burns // PAGE 1
Defendant (2) Hong Carson also known as: Rose Carson TERMINATED: 11/07/2012 Gibson Dunn and Crutcher LLP 1050 Connecticut Avenue N W Washington, DC 20036-5306 (202) 955-8500 Fax: (202) 467-0539 dburns@gibsondunn.com PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained Eric M Raines Gibson Dunn and Crutcher LLP Law Office of Eric M. Raines 3161 Michelson Drive 12th Floor 23 Corporate Plaza Dr., Suite 150 Irvine Newport Beach, CA 92612 92660 (949) 451-3800 (949) 272-0706 Fax: (949) 415-2603 eric@ericraineslaw.com TERMINATED: 03/14/2012 Thomas H Bienert, Jr Bienert Miller and Katzman, PLC 903 Calle Amanecer Suite 350 San Clemente, CA 92673 (949) 369-3700 Fax: (949) 369-3701 tbienert@bmkattorneys.com TERMINATED: 02/24/2012 Attorneys and Firms Kimberly A Dunne Sidley Austin LLP 555 West Fifth Street Suite4000 Los Angeles, CA 90013-1010 (213) 896-6000 Fax: (213) 896-6600 kdunne@sidley.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Alexis Miller Buese (See above for address) ATTORNEY TO BE NOTICED Designation: Retained Andrew J Dunbar Sidley Austin LLP 555 West Fifth Street Suite 4000 Los Angeles, CA 90013 (213) 896-6000 // PAGE 2
Defendant (3) Paul Cosgrove TERMINATED: 09/14/2012 Fax: (213) 869-6600 adunbar@sidley.com ATTORNEY TO BE NOTICED Designation: Retained Cristine Cunningham Reynaert Goodwin Procter LLP 601 South Figueroa Street 41st Floor Los Angeles, CA 90017 (310) 557-9100 Fax: (213) 623-1673 creynaert@dollamir.com TERMINATED: 09/25/2009 Erin M Wilson Sidley Austin LLP 555 West Fifth Street Los Angeles, CA 90013 (213) 896-6000 Fax: (213) 896-6600 wilsonem@lanepowell.com TERMINATED: 06/29/2009 Thomas H Bienert, Jr (See above for address) TERMINATED: 02/24/2012 Attorneys and Firms Ariana Seldman Hawbecker Bienert Miller and Katzman PLC 903 Calle Amanecer Suite 350 San Clemente, CA 92673 (949) 369-3700 Fax: (949) 369-3701 ahawbecker@bmkattorneys.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Kenneth M Miller Bienert Miller and Katzman PLC 903 Calle Amanecer Suite 350 San Clemente, CA 92673 (949) 369-3700 Fax: (949) 369-3701 kmiller@bmkattorneys.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Teresa Cespedes Alarcon Bienert Miller & Katzman, PLC 903 Calle Amanecer Suite 350 San Clemente, CA 92673 // PAGE 3
Defendant (4) David Edmonds TERMINATED: 12/17/2012 Defendant (5) Flavio Ricotti TERMINATED: 03/22/2013 (949) 369-3700 TERMINATED: 03/08/2013 LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Thomas H Bienert, Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Alexis Miller Buese (See above for address) TERMINATED: 02/24/2012 Attorneys and Firms David W Wiechert Law Offices of David W Wiechert 115 Avenida Miramar San Clemente, CA 92672 (949) 361-2822 Fax: (949) 496-6753 dwiechert@aol.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Alexis Miller Buese (See above for address) TERMINATED: 02/24/2012 Thomas H Bienert, Jr (See above for address) TERMINATED: 02/24/2012 Attorneys and Firms Jean M Nelson Scheper Kim and Harris LLP 601 West 5th Street 12th Floor Los Angeles, CA 90071-2025 (213) 613-4655 Fax: (213) 613-4656 jnelson@scheperkim.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Marc S Harris Scheper Kim and Harris LLP 601 West 5th Street 12th Floor Los Angeles, CA 90071-2025 (213) 613-4655 Fax: (213) 613-4656 // PAGE 4
Defendant (6) Han Yong Kim Interested Party IMI plc mharris@scheperkim.com ATTORNEY TO BE NOTICED Designation: Retained Attorneys and Firms Laura Kassner Christa Christa and Jackson 1901 Avenue of the Stars Suite 1100 Los Angeles, CA 90067 (310) 282-8040 Fax: (310) 282-8421 Lchrista@christalaw.com ATTORNEY TO BE NOTICED Designation: Retained Patrick P O'Donnell Harris Wiltshire & Grannis LLP 1919 M Street NW 8th Floor Washington, DC 20036 (202) 730-1300 Fax: (202) 730-1301 POdonnell@wiltshiregrannis.com PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained Steven A Fredley Harris Wiltshire & Grannis LLP 1919 M Street NW 8th Floor Washington, DC 20036 (202) 730-1300 Fax: (202) 730-1301 SFredley@wiltshiregrannis.com PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained Attorneys and Firms Brian M Heberlig Steptoe and Johnson LLP 1330 Connecticut Avenue NW Washington, DC 20036 (202) 429-3000 Fax: (202) 429-3902 bheberlig@steptoe.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained Christian A Jordan Barns and Thornburg LLP // PAGE 5
Interested Party Control Components Inc 2049 Century Park East Suite 3550 Los Angeles, CA 90067 (310) 284-3786 Fax: (310) 284-3894 cajordan23@hotmail.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Patrick M Norton Steptoe and Johnson LLP 1330 Connecticut Avenue NW Washington, DC 20036 (202) 429-3000 Fax: (202) 429-3902 pnorton@steptoe.com LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained Attorneys and Firms Brian M Heberlig (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained Patrick M Norton (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Designation: Retained Rebecca J Edelson Steptoe and Johnson LLP 2121 Avenue of the Stars Suite 2800 Los Angeles, CA 90067 (310) 734-3213 Fax: (310) 734-3300 redelson@steptoe.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Designation: Retained Christian A Jordan (See above for address) TERMINATED: 08/06/2010 David W Wiechert (See above for address) ATTORNEY TO BE NOTICED Designation: Retained // PAGE 6
Plaintiff USA Kimberly A Dunne (See above for address) ATTORNEY TO BE NOTICED Designation: Retained Nicola T Hanna (See above for address) ATTORNEY TO BE NOTICED Designation: Retained Thomas H Bienert, Jr (See above for address) ATTORNEY TO BE NOTICED Designation: Retained Attorneys and Firms Andrew Gentin AUSA US Department of Justice 1400 New York Avenue NW Suite 40000 Washington, DC 20005 (202) 353-3551 Fax: (202) 514-0152 andrew.gentin@usdoj.gov Criminal Division - Fraud Section LEAD ATTORNEY ATTORNEY TO BE NOTICED Charles G LaBella AUSA-Office of the US Attorney 880 Front Street Room 6293 San Diego, CA 92101 (619) 557-6759 Fax: (619) 557-5004 Charles.LaBella@usdoj.gov Southern District - Deputy Chief Fraud Section LEAD ATTORNEY ATTORNEY TO BE NOTICED Douglas F McCormick AUSA-Office of US Attorney Criminal Division-US Courthouse 411 West 4th Street Suite 8000 Santa Ana, CA 92701-4599 (714) 338-3500 Fax: (714) 338-3708 doug.mccormick@usdoj.gov LEAD ATTORNEY ATTORNEY TO BE NOTICED Gregory W Staples AUSA-Office of US Attorney 411 West 4th Street Suite 8000 // PAGE 7
Charges Santa Ana, CA 92701-4599 (714) 338-3535 Fax: (714) 338-3564 USACAC.SACriminal@usdoj.gov Criminal Division LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeffrey Goldberg US Department of Justice 1400 New York Avenue NW 6th Floor Washington, DC 20005 (202) 353-3462 Fax: (202) 514-7021 jeffrey.goldberg@usdoj.gov Fraud Section Criminal Division LEAD ATTORNEY ATTORNEY TO BE NOTICED Hank Bond Walther US Department of Justice 1400 New York Avenue NW 6th Floor Washington, DC 20005 (202) 879-3432 Fax: (202) 626-1700 TERMINATED: 12/09/2011 Nathaniel Bruce Edmonds US Department of Justice 1400 New York Avenue NW 4th Floor Washington, DC 20530 (202) 307-0629 nathaniel.edmonds@usdoj.gov Criminal Division - Fraud Section TERMINATED: 10/22/2012 ID Party Name Status Description 1 Stuart Carson Pending 15:78dd-2 FOREIGN CORRUPT PRACTICES ACT (1s) Disposition Description 4 months imprisonment on Count 1 of the Superseding Indictment. Pay $100 special assessment. Pay total fine of $20,000. 3 years supervised release under terms and conditions of US Probation Office and General Orders 05-02 and 01-05. 1 Stuart Carson Terminated 18:371 CONSPIRACY (1) Description Disposition // PAGE 8
The Court GRANTS the government's motion to dismiss the underlying indictment. 1 Stuart Carson 1 Stuart Carson 2 Hong Carson Terminated Terminated Pending 15:78dd-2(a), (g)(2)(a); 18:2 FOREIGN CORRUPT PRACTICES ACT; AIDING AND ABETTING AND CAUSING AN ACT TO BE DONE (2) Disposition Description The Court GRANTS the government's motion to dismiss the underlying indictment. 15:78dd-2(a), (g)(2)(a); 18:2 FOREIGN CORRUPT PRACTICES ACT; AIDING AND ABETTING AND CAUSING AN ACT TO BE DONE (6) Disposition Description The Court GRANTS the government's motion to dismiss the underlying indictment. 15: 78dd-2 FOREIGN CORRUPT PRACTICES ACT (1s) Disposition Description Placed on probation for 3 years on the First Superseding Information under terms and conditions of US Probation Office and General Orders 05-02 and 01-05. Pay $100 special assessment. Pay total fine of $20,000. 2 Hong Carson Terminated 18:371 CONSPIRACY (1) Disposition Description The Court GRANTS the government's motion to dismiss the underlying indictment. 2 Hong Carson 2 Hong Carson Terminated Terminated 15:78dd-2(a), (g)(2)(a); 18:2 FOREIGN CORRUPT PRACTICES ACT; AIDING AND ABETTING AND CAUSING AN ACT TO BE DONE (4-6) Disposition Description The Court GRANTS the government's motion to dismiss the underlying indictment. 15:78dd-2(a), (g)(2)(a); 18:2 FOREIGN CORRUPT PRACTICES ACT; AIDING AND ABETTING AND CAUSING AN ACT TO BE DONE (8-9) Disposition // PAGE 9
Description The Court GRANTS the government's motion to dismiss the underlying indictment. 2 Hong Carson Terminated 18:1519 DESTRUCTION OF RECORDS (16) Disposition Description Government's Application, Count Sixteen of the Indictment ordered dismissed. 3 Paul Cosgrove Pending 15:788dd-2 FOREIGN CORRUPT PRACTICES ACT (1s) Disposition Description Placed on probation for 3 years on Count 1 of the First Superseding Information under terms and conditions of US Probation Office and General Orders 05-02 and 01-05. Pay $100 special assessment. Pay total fine of $20,000. 3 Paul Cosgrove Terminated 18:371 CONSPIRACY (1) Disposition Description The Court GRANTS the government's motion to dismiss the underlying indictment. 3 Paul Cosgrove 3 Paul Cosgrove 3 Paul Cosgrove Terminated Terminated Terminated 15:78dd-2(a), (g)(2)(a); 18:2 FOREIGN CORRUPT PRACTICES ACT; AIDING AND ABETTING AND CAUSING AN ACT TO BE DONE (2) Disposition Description The Court GRANTS the government's motion to dismiss the underlying indictment. 15:78dd-2(a), (g)(2)(a); 18:2 FOREIGN CORRUPT PRACTICES ACT; AIDING AND ABETTING AND CAUSING AN ACT TO BE DONE (4-6) Disposition Description The Court GRANTS the government's motion to dismiss the underlying indictment. 15:78dd-2(a), (g)(2)(a); 18:2 FOREIGN CORRUPT PRACTICES ACT; AIDING AND ABETTING AND CAUSING AN ACT TO BE DONE (8-9) Disposition // PAGE 10
Description The Court GRANTS the government's motion to dismiss the underlying indictment. 3 Paul Cosgrove 4 David Edmonds Terminated Pending 18:1952(a)(3); 18:2 TRAVEL ACT; AIDING AND ABETTING AND CAUSING AN ACT TO BE DONE (14) Disposition Description The Court GRANTS the government's motion to dismiss the underlying indictment. 15:78dd-2 FOREIGN CORRUPT PRACTICES ACT (1s) Disposition Description 4 months imprisonment on Count 1 of the Superseding Information. Pay $100 special assessment. Pay total fine of $20,000. 3 years supervised release under terms and conditions of US Probation Office and General Orders 05-02 and 01-05. 4 David Edmonds Terminated 18:371 CONSPIRACY (1) Disposition Description The Court GRANTS the government's motion to dismiss the underlying indictment. 4 David Edmonds 4 David Edmonds 4 David Edmonds Terminated Terminated Terminated 15:78dd-2(a), (g)(2)(a); 18:2 FOREIGN CORRUPT PRACTICES ACT; AIDING AND ABETTING AND CAUSING AN ACT TO BE DONE (3) Disposition Description The Court GRANTS the government's motion to dismiss the underlying indictment. 15:78dd-2(a), (g)(2)(a); 18:2 FOREIGN CORRUPT PRACTICES ACT; AIDING AND ABETTING AND CAUSING AN ACT TO BE DONE (8) Disposition Description The Court GRANTS the government's motion to dismiss the underlying indictment. 15:78dd-2(a), (g)(2)(a); 18:2 FOREIGN CORRUPT PRACTICES ACT; AIDING AND ABETTING AND CAUSING AN ACT TO BE DONE (10) // PAGE 11
Disposition Description The Court GRANTS the government's motion to dismiss the underlying indictment. 4 David Edmonds 5 Flavio Ricotti Terminated Pending 18:1952(a)(3); 18:2 TRAVEL ACT; AIDING AND ABETTING AND CAUSING AN ACT TO BE DONE (11-12) Disposition Description The Court GRANTS the government's motion to dismiss the underlying indictment. 18:371 CONSPIRACY (1s) Disposition Description Defendant is sentenced to TIME SERVED on Count 1 of the 1st Superseding Information. Pay $100 special assessment. Comply with General Order No. 01-05. The Court does not order supervised release in light of the defendant voluntarily leaving the United States. 5 Flavio Ricotti Terminated 18:371 CONSPIRACY (1) Disposition Description The Court GRANTS the government's motion to dismiss the underlying indictment as to this defendant. 5 Flavio Ricotti 5 Flavio Ricotti Terminated Terminated 15:78dd-2(a), (g)(2)(a); 18:2 FOREIGN CORRUPT PRACTICES ACT; AIDING AND ABETTING AND CAUSING AN ACT TO BE DONE (7) Disposition Description The Court GRANTS the government's motion to dismiss the underlying indictment as to this defendant. 18:1952(a)(3); 18:2 TRAVEL ACT; AIDING AND ABETTING AND CAUSING AN ACT TO BE DONE (13-15) Disposition Description The Court GRANTS the government's motion to dismiss the underlying indictment as to this defendant. 6 Han Yong Pending 18:371 CONSPIRACY (1) // PAGE 12
Kim 6 Han Yong Kim Pending 15:78dd-2(a), (g)(2)(a); 18:2 FOREIGN CORRUPT PRACTICES ACT; AIDING AND ABETTING AND CAUSING AN ACT TO BE DONE (2-3) Docket Entries Reverse Entries Numbers shown are court assigned numbers. Entry # Filing Date Action Description 1 Apr 8, 2009 View INDICTMENT Filed as to Stuart Carson (1) count(s) 1, 2, 6, Hong Carson (2) count(s) 1, 4-6, 8-9, 16, Paul Cosgrove (3) count(s) 1, 2, 4-6, 8-9, 14, David Edmonds (4) count(s) 1, 3, 8, 10, 11-12, Flavio Ricotti (5) count(s) 1, 7, 13-15, Han Yong Kim (6) count(s) 1, 2-3. Offense occurred in OC. (mt) (Entered: 04/09/2009) 2 Apr 8, 2009 Request CASE SUMMARY filed by AUSA Douglas McCormick as to Defendant Stuart Carson; defendants Year of Birth: 1938 (mt) (Entered: 04/09/2009) 3 Apr 8, 2009 Request CASE SUMMARY filed by AUSA Douglas McCormick as to Defendant Hong Carson; defendants Year of Birth: 1963 (mt) (Entered: 04/09/2009) 4 Apr 8, 2009 Request CASE SUMMARY filed by AUSA Douglas McCormick as to Defendant Paul Cosgrove; defendants Year of Birth: 1947 (mt) (Entered: 04/09/2009) 5 Apr 8, 2009 Request CASE SUMMARY filed by AUSA Douglas McCormick as to Defendant David Edmonds; defendants Year of Birth: 1952 (mt) (Entered: 04/09/2009) 6 Apr 8, 2009 Request CASE SUMMARY filed by AUSA Douglas McCormick as to Defendant Flavio Ricotti; defendants Year of Birth: 1961 (mt) (Entered: 04/09/2009) 7 Apr 8, 2009 Request CASE SUMMARY filed by AUSA Douglas McCormick as to Defendant Han Yong Kim; defendants Year of Birth: 1961 (mt) (Entered: 04/09/2009) 8 Apr 8, 2009 Request MEMORANDUM filed by Plaintiff USA as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim. This criminal action, being filed on 4/8/2009, was not pending in the U. S. Attorneys Office before the date on which Judge Stephen G. Larson began receiving criminal matters. (mt) (Entered: 04/09/2009) 9 Apr 8, 2009 Request MEMORANDUM filed by Plaintiff USA as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim. Re Magistrate Judge Jacqueline Chooljian, Magistrate Judge Patrick J. Walsh, Magistrate Judge Jennifer T. Lum, Magistrate Judge Jeffrey W. Johnson (mt) (Entered: 04/09/2009) 10 Apr 8, 2009 Request NOTICE TO COURT OF COMPLEX CASE filed by Plaintiff USA as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim. (mt) (Entered: 04/09/2009) 11 Apr 8, 2009 Request NOTICE of Related Case(s) filed by Plaintiff USA as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, // PAGE 13
Flavio Ricotti, Han Yong Kim Related Case(s): SACR 08-336-JVS and SACR09-05-JVS (mt) (Entered: 04/09/2009) 13 Apr 9, 2009 Request REPORT COMMENCING CRIMINAL ACTION as to Defendant Stuart Carson; defendants Year of Birth: 1938; date of arrest: 4/9/2009 (ln) (Entered: 04/11/2009) 14 Apr 9, 2009 Request ARREST WARRANT RETURNED Executed on 04/09/09 as to Defendant Stuart Carson. (ln) (Entered: 04/11/2009) 15 Apr 9, 2009 Request REPORT COMMENCING CRIMINAL ACTION as to Defendant Hong Carson; defendants Year of Birth: 1963; date of arrest: 4/9/2009 (ln) (Entered: 04/11/2009) 16 Apr 9, 2009 Request ARREST WARRANT RETURNED Executed on 04/09/09 as to Defendant Hong Carson. (ln) (Entered: 04/11/2009) 17 Apr 9, 2009 Request REPORT COMMENCING CRIMINAL ACTION as to Defendant Paul Cosgrove; defendants Year of Birth: 1947; date of arrest: 4/9/2009 (ln) (Entered: 04/11/2009) 18 Apr 9, 2009 Request ARREST WARRANT RETURNED Executed on 04/09/09 as to Defendant Paul Cosgrove. (ln) (Entered: 04/11/2009) 19 Apr 9, 2009 Request REPORT COMMENCING CRIMINAL ACTION as to Defendant David Edmonds; defendants Year of Birth: 1952; date of arrest: 4/9/2009 (ln) (Entered: 04/11/2009) 20 Apr 9, 2009 Request ARREST WARRANT RETURNED Executed on 04/09/09 as to Defendant David Edmonds. (ln) (Entered: 04/11/2009) 21 Apr 9, 2009 Request MEMORANDUM OF LAW Re Travel Restrictions filed by Defendant Stuart Carson (ln) (Entered: 04/11/2009) 22 Apr 9, 2009 Request MEMORANDUM OF LAW Re: Bail Travel Restrictions filed by Defendant David Edmonds (ln) (Entered: 04/11/2009) 23 Apr 9, 2009 Request PASSPORT RECEIPT from U. S. Pretrial Services as to Defendant Stuart Carson. USA passport No: 039062280 was received on 04/09/09. (ln) (Entered: 04/11/2009) 24 Apr 9, 2009 Request PASSPORT RECEIPT from U. S. Pretrial Services as to Defendant Paul Cosgrove. USA passport No: 038624726 was received on 04/09/09. (ln) (Entered: 04/11/2009) 25 Apr 9, 2009 Request PASSPORT RECEIPT from U. S. Pretrial Services as to Defendant Hong Carson. USA passport No: 455728680 was received on 04/09/09. (ln) (Entered: 04/11/2009) 26 Apr 9, 2009 Request PASSPORT RECEIPT from U. S. Pretrial Services as to Defendant David Edmonds. USA passport No: 037675017 was received on 04/09/09. (ln) (Entered: 04/11/2009) 27 Apr 9, 2009 Request MINUTES OF POST-INDICTMENT ARRAIGNMENT: held before Magistrate Judge Marc L. Goldman as to Stuart Carson (1) Count 1,2,6 and Hong Carson (2) Count 1,4-6,8-9,16 and Paul Cosgrove (3) Count 1,2,4-6,8-9,14 and David Edmonds (4) Count 1,3,8,10,11-12. Defendant arraigned, states true name: as charged. Attorney: Nicola T Hanna Retained for Stuart Carson, Kimberly A Dunne Retained for Hong Carson, Teresa C Ellis Retained for Paul Cosgrove, David W Wiechert Retained for David Edmonds, present. Defendants first appearance. Court orders bail set for Stuart Carson // PAGE 14
(1) $500,000.00 and Hong Carson (2) $500,000.00 and Paul Cosgrove (3) $50,000.00 and David Edmonds (4) $200,000.00. See attached for details. The Court enters a plea of not guilty on behalf of the defendant to all counts as charged. Case assigned to Judge David O. Carter. Jury Trial set for 6/2/2009 08:30 AM before Judge David O. Carter. Status Conference set for 5/11/2009 01:30 PM before Judge David O. Carter. Defendant and counsel are ordered to appear. Trial estimate: 1 month. Complex case. Notice of related case filed as to case numbers ACR08-336-JVS and SACR09-5-JVS. Court Smart: CS 04/09/09. (mt) (Entered: 04/13/2009) 28 Apr 9, 2009 Request STATEMENT OF CONSTITUTIONAL RIGHTS filed by Defendant Stuart Carson (mt) (Entered: 04/13/2009) 29 Apr 9, 2009 Request DESIGNATION AND APPEARANCE OF COUNSEL; filed by Nicola T Hanna appearing for Stuart Carson (mt) (Entered: 04/13/2009) 30 Apr 9, 2009 Request STATEMENT OF CONSTITUTIONAL RIGHTS filed by Defendant Hong Carson (mt) (Entered: 04/13/2009) 31 Apr 9, 2009 Request DESIGNATION AND APPEARANCE OF COUNSEL; filed by Kimberly A Dunne appearing for Hong Carson (mt) (Entered: 04/13/2009) 32 Apr 9, 2009 Request STATEMENT OF CONSTITUTIONAL RIGHTS filed by Defendant Paul Cosgrove (mt) (Entered: 04/13/2009) 33 Apr 9, 2009 Request DESIGNATION AND APPEARANCE OF COUNSEL; filed by Teresa C Ellis appearing for Paul Cosgrove (mt) (Entered: 04/13/2009) 34 Apr 9, 2009 Request STATEMENT OF CONSTITUTIONAL RIGHTS filed by Defendant David Edmonds (mt) (Entered: 04/13/2009) 35 Apr 9, 2009 Request DESIGNATION AND APPEARANCE OF COUNSEL; filed by David W Wiechert appearing for David Edmonds (mt) (Entered: 04/13/2009) 37 Apr 9, 2009 Request AFFIDAVIT OF SURETIES (No Justification - Pursuant to Local Criminal Rule 46-5.2.8) in the amount of $50,000 by surety: Joan Cosgrove for Bond and Conditions (CR-1) 36 for Defendant Paul Cosgrove. (rrp)(not for Public View pursuant to the E-Government Act of 2002) Modified on 3/16/2015 (lbo). (Main Document 37 replaced on 3/16/2015) (lbo). (Entered: 04/14/2009) 39 Apr 9, 2009 Request MEMORANDUM IN SUPPORT OF REQUEST FOR REASONABLE TRAVEL filed by Defendant Hong Carson (Attachments: # 1 Memorandum part 2 of 3, # 2 Memorandum part 3 of 3)(mt) (Entered: 04/15/2009) 12 Apr 10, 2009 Request ORDER RE TRANSFER PURSUANT TO GENERAL ORDER 08-05 -Related Case- filed. Related Case No: SACR 08-336 JVS. Case, as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim, transferred from Judge David O. Carter to Judge James V. Selna for all further proceedings. The case number will now reflect the initials of the transferee Judge SACR 09-77 JVS.Signed by Judge James V. Selna (jal) (Entered: 04/10/2009) 36 Apr 10, 2009 Request BOND AND CONDITIONS OF RELEASE filed as to Defendant Paul // PAGE 15
Cosgrove conditions of release: $50,000.00 Appearance Bond with affidavit of surety no justification by responible 3rd party (see attached bond for details) approved by Magistrate Judge Marc L. Goldman. Release No 31483. (mt) (Entered: 04/13/2009) 38 Apr 15, 2009 Request NOTICE of Change of Attorney Information for attorney Eric M Raines counsel for Stuart Carson. Filed by Defendant Stuart Carson (Raines, Eric) (Entered: 04/15/2009) 40 Apr 16, 2009 Request NOTICE OF MOTION AND MOTION to AMEND CONDITIONS OF RELEASE FOR DEFENDANTS STUART CARSON, HONG CARSON, AND DAVID EDMONDS Filed by Plaintiff USA as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(McCormick, Douglas) (Entered: 04/16/2009) 41 Apr 16, 2009 Request BOND AND CONDITIONS OF RELEASE filed as to Defendant Stuart Carson conditions of release: $500,000.00 Appearance Bond with affidavit with justification of surety with deeding of property (see attached bond for details) approved by Magistrate Judge Marc L. Goldman. Release No 31481. (mt) (Entered: 04/20/2009) 42 Apr 16, 2009 Request BOND AND CONDITIONS OF RELEASE filed as to Defendant Hong Carson conditions of release: $500,000.00 Appearance Bond with affidavit with justification of surety with deeding of property (see attached bond for details) approved by Magistrate Judge Marc L. Goldman. Release No 31482. (mt) (Entered: 04/20/2009) 44 Apr 16, 2009 Request AFFIDAVIT OF SURETIES (Property) in the amount of $500,000 by surety: Stuart Alan Carson for Bond and Conditions (CR-1) 41 for property located at: 3819 Calle De Las Focas; Certified copy of Deed of Trust 2009000179494; for Defendant Stuart Carson. Approved by Magistrate Judge Marc L. Goldman. (rrp) (Entered: 04/21/2009) 45 Apr 16, 2009 Request AFFIDAVIT OF SURETIES (Property) in the amount of $500,000 by surety: Hong Jiang Carson for Bond and Conditions (CR-1) 41 for property located at: 3819 Calle De Las Focas; Certified copy of Deed of Trust 2009000179494; for Defendant Stuart Carson. Approved by Magistrate Judge Marc L. Goldman. (rrp) (Entered: 04/21/2009) 46 Apr 16, 2009 Request AFFIDAVIT OF SURETIES (Property) in the amount of $500,000 by surety: Hong Jiang Carson for Bond and Conditions (CR-1) 42 for property located at: 3819 Calle De Las Focas; Certified copy of Deed of Trust 2009000179493; for Defendant Hong Carson. Approved by Magistrate Judge Marc L. Goldman. (rrp) (Entered: 04/21/2009) 47 Apr 16, 2009 Request AFFIDAVIT OF SURETIES (Property) in the amount of $500,000 by surety: Stuart Alan Carson for Bond and Conditions (CR-1) 42 for property located at: 3819 Calle De Las Focas; Certified copy of Deed of Trust 2009000179493; for Defendant Hong Carson. Approved by Magistrate Judge Marc L. Goldman. (rrp) (Entered: 04/21/2009) 43 Apr 21, 2009 Request NOTICE OF APPEARANCE OR REASSIGNMENT of AUSA Hank Bond Walther on behalf of Plaintiff USA. Filed by Plaintiff USA. (Walther, Hank) (Entered: 04/21/2009) 48 Apr 22, 2009 Request STIPULATION for Extension of Time to File the property security for // PAGE 16
the bond from April 23, 2009 to May 18, 2009. filed by Defendant David Edmonds (Attachments: # 1 Proposed Order Modifying Bail Conditions)(Wiechert, David) (Entered: 04/22/2009) 49 Apr 22, 2009 Request NOTICE of Change of Attorney Information for attorney Erin M Garvey counsel for Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim. Adding Erin Garvey as attorney as counsel of record for Hong Carson for the reason indicated in the G-06 Notice. Filed by Defendant Hong Carson (Garvey, Erin) (Entered: 04/22/2009) 50 Apr 22, 2009 Request NOTICE of Change of Attorney Information for attorney Erin M Garvey counsel for Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim. Adding Cristine Reynaert as attorney as counsel of record for Hong Carson for the reason indicated in the G-06 Notice. Filed by Defendant Hong Carson (Garvey, Erin) (Entered: 04/22/2009) 51 Apr 22, 2009 Request NOTICE OF MOTION AND Joint MOTION for Bill of Particulars Filed by Plaintiff Stuart Carson as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim Motion set for hearing on 5/18/2009 at 09:00 AM before Judge James V. Selna. (Attachments: # 1 Proposed Order RE DEFENDANTS' JOINT MOTION FOR BILL OF PARTICULARS)(Hanna, Nicola) (Entered: 04/22/2009) 52 Apr 23, 2009 Request ORDER by Judge James V. Selna as to Defendant David Edmonds: granting Stipulation for Extension of Time to File Document 48. Bond to be posted not later than 5/18/2009. (mt) (Entered: 04/23/2009) 53 Apr 24, 2009 Request MINUTES OF IN CHAMBERS ORDER by Judge James V. Selna as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds: Order Re-Setting Status Conference and Governments Motion for Amendment of Conditions of Release for Defendants Stuart Carson; Hong Carson, Paul Cosgrove and David Edmonds for 5/11/2009 03:00 PM before Judge James V. Selna. (mt) (Entered: 04/24/2009) 54 Apr 27, 2009 Request OPPOSITION to MOTION to AMEND 40 filed by Defendant David Edmonds. (Wiechert, David) (Entered: 04/27/2009) 55 Apr 27, 2009 Request OPPOSITION to MOTION to AMEND 40 filed by Defendant Hong Carson. (Attachments: # 1 Exhibit Exh. A, # 2 Exhibit Exh. B, # 3 Exhibit Exh. C, # 4 Exhibit Exh. D, # 5 Exhibit Exh. E, # 6 Exhibit Exh. F)(Garvey, Erin) (Entered: 04/27/2009) 56 Apr 27, 2009 Request MEMORANDUM in Opposition to MOTION to AMEND CONDITIONS OF RELEASE FOR DEFENDANTS STUART CARSON, HONG CARSON, AND DAVID EDMONDS 40 filed by Defendant Stuart Carson. (Hanna, Nicola) (Entered: 04/27/2009) 57 Apr 27, 2009 Request NOTICE of Errata filed by Plaintiff Stuart Carson as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim RE: Memorandum in Opposition to Motion 56. Correcting Exhibits (Attachments: # 1 Memorandum in Oppositition to Motion with Correct Exhibits)(Hanna, Nicola) // PAGE 17
(Entered: 04/27/2009) 58 Apr 29, 2009 Request EX PARTE APPLICATION for Order for UNSEALING FILINGS RELATED TO ORDER PUSUANT TO 18 U.S.C. 3292 Filed by Plaintiff USA as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim (Attachments: # 1 Proposed Order)(McCormick, Douglas) (Entered: 04/29/2009) 59 Apr 29, 2009 Request EX PARTE APPLICATION to Withdraw Memorandum in Opposition to Motion 56 Defendant Stuart Carson's Unopposed Ex Parte Application To Remove Document 56 From The Court's Docket And Files Filed by Plaintiff Stuart Carson as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim (Attachments: # 1 Declaration Declaration of Nicola T. Hanna, # 2 Proposed Order)(Hanna, Nicola) (Entered: 04/29/2009) 60 Apr 29, 2009 Request ORDER by Judge James V. Selna as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim: granting EX PARTE APPLICATION for Order UNSEALING FILINGS RELATED TO ORDER PUSUANT TO 18:3292 58. (mt) (Entered: 04/30/2009) 64 Apr 29, 2009 Request ORDER by Judge James V. Selna as to Defendant Stuart Carson: granting defendant Stuart Carson's unopposed EX PARTE APPLICATION to Remove Document 56 from the Court's Docket and Files 59. (mt) (Entered: 05/01/2009) 134 Apr 29, 2009 Request DUPLICATE ORDER by Judge James V. Selna: granting 58 Ex Parte Application for Order Unsealing Case as to Stuart Carson (1) (ade) (Entered: 12/16/2009) 137 Apr 29, 2009 Request ORDER by Judge James V. Selna: granting 59 Ex Parte Application to Withdraw Motion or Document as to Hong Carson (2) (ade) (Entered: 12/16/2009) 138 Apr 29, 2009 Request DUPLICATE ORDER by Judge James V. Selna: granting 58 Ex Parte Application for Order UNSEALING as to Hong Carson (2) (ade) (Entered: 12/16/2009) 139 Apr 29, 2009 Request DUPLICATE ORDER by Judge James V. Selna: granting 58 Ex Parte Application for Order for UNSEALING as to Paul Cosgrove (3), David Edmonds (4), Flavio Ricotti (5) (ade) (Entered: 12/16/2009) 141 Apr 29, 2009 Request DUPLICATE ORDER by Judge James V. Selna: granting 59 Ex Parte Application to Withdraw Motion or Document as to Paul Cosgrove (3), David Edmonds (4), Flavio Ricotti (5), Han Yong Kim (6) (ade) (Entered: 12/16/2009) 61 Apr 30, 2009 Request TRANSCRIPT filed as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds for proceedings held on 4/09/09 2:05PM. Court Reporter/Electronic Court Recorder: Huntington Court Reporters & Transcription, Inc., phone number (626) 792-7250. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Electronic Court Recorder before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Notice of Intent to Redact due within 7 days of this date. Redaction Request due 5/21/2009. Redacted // PAGE 18
Transcript Deadline set for 5/31/2009. Release of Transcript Restriction set for 7/29/2009.(Lopez, Margarita) (Entered: 04/30/2009) 62 Apr 30, 2009 Request NOTICE OF FILING TRANSCRIPT filed as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds for proceedings 4/09/09 2:05PM (Lopez, Margarita) (Entered: 04/30/2009) 63 May 1, 2009 Request OPPOSITION to MOTION for Bill of Particulars 51 (McCormick, Douglas) (Entered: 05/01/2009) 65 May 4, 2009 Request Joint Submission of Bail Hearing Transcript filed by Defendant Stuart Carson, Hong Carson, David Edmonds (Reynaert, Cristine) (Entered: 05/04/2009) 66 May 5, 2009 Request SHORT FORM DEED OF TRUST filed by Stuart Alan Carson and Hong Jiang Carson naming the Clerk of Court as Beneficiary therein on the property located at 3819 Calle De Las Focas, San Clemente, CA on behalf of Defendant Stuart Carson Re: Bond and Conditions (CR-1) 41. (rrp) (Entered: 05/05/2009) 67 May 5, 2009 Request SHORT FORM DEED OF TRUST filed by Stuart Alan Carson and Hong Jiang Carson naming the Clerk of Court as Beneficiary therein on the property located at 3819 Calle De Las Focas, San Clemente, CA on behalf of Defendant Hong Carson Re: Bond and Conditions (CR-1) 42. (rrp) (Entered: 05/05/2009) 68 May 5, 2009 Request SHORT FORM DEED OF TRUST filed by David Edmonds naming the Clerk of Court as Beneficiary therein on the property located at 2908 Calle Guadalajara, San Clemente, CA on behalf of Defendant David Edmonds. (rrp) (Entered: 05/05/2009) 69 May 11, 2009 Request REPLY In Support MOTION for Bill of Particulars 51 filed by Defendant Stuart Carson, Hong Carson, Paul Cosgrove, and David Edmonds. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Hanna, Nicola) (Entered: 05/11/2009) 70 May 11, 2009 Request MINUTES OF Motion to Amend/Correct Conditions of Release 27 as to Stuart Carson (1), Hong Carson (2), Paul Cosgrove (3), and David Edmonds (4). Motion Hearing held before Judge James V. Selna. The motion is denied in part and granted in part. The Court orders the bonds for S. Carson and R. Carson be increaded to $1 million each, fully secured. Until such time as S. Carson and R. Carson post the increased amount, their permission to travel outside the United States is suspended. Court Reporter: Sharon Seffens. (nbo) (Entered: 05/14/2009) 71 May 11, 2009 Request MINUTES OF Status Conference Re Trial held before Judge James V. Selna as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, and David Edmonds. The Court sets an Interim Status Conference for 8/10/2009 at 09:00 AM before Judge James V. Selna. Court Reporter: Sharon Seffens. (nbo) (Entered: 05/14/2009) 72 May 15, 2009 Request STIPULATION to Continue Trial Date from June 2, 2009 to December 8, 2009 filed by Plaintiff USA as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim (Attachments: # 1 Proposed // PAGE 19
Order)(McCormick, Douglas) (Entered: 05/15/2009) 74 May 15, 2009 Request BOND AND CONDITIONS OF RELEASE filed as to Defendant David Edmonds conditions of release: $200,000.00 Appearance Bond with affidavit with justification of surety with deeding of property (see attached bond for details) approved by Magistrate Judge Marc L. Goldman. Release No 31480. (mt) (Entered: 05/19/2009) 76 May 15, 2009 Request AFFIDAVIT OF SURETIES (Property) in the amount of $200,000 by surety: David Edmonds for Bond and Conditions (CR-1) 74 for property located at: 2908 Calle Guadalajara; Certified copy of Deed of Trust 2009000179492; for Defendant David Edmonds. Approved by Magistrate Judge Marc L. Goldman. (rrp) (Entered: 05/22/2009) 73 May 18, 2009 View FINDINGS AND ORDER by Judge James V. Selna as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim: regarding continuance of trial date and excludable time period under the Speedy Trial Act. Jury Trial continued to 12/8/2009 08:30 AM before Judge James V. Selna. The time period of 6/2/09 to 12/8/09 is deemed excludable. (mt) (Entered: 05/18/2009) 75 May 18, 2009 Request MINUTES OF Motion Hearing held before Judge James V. Selna as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds: The Court DENIES IN PART AND GRANTS IN PART the defendants Joint Motion for Bill of Particulars 51. Court Reporter: Sharon Seffens. (mt) (Entered: 05/21/2009) 77 May 26, 2009 Request AMENDED 5-11-09 BOND AND CONDITIONS OF RELEASE filed as to Defendant Stuart Carson conditions of release: $1,000,000.00 Appearance Bond with affidavit with justification of surety with deeding of property (see attached bond for details) approved by Judge James V. Selna. (mt) (Entered: 05/27/2009) 78 May 26, 2009 Request AMENDED 5-11-09 BOND AND CONDITIONS OF RELEASE filed as to Defendant Hong Carson conditions of release: $1,000,000.00 Appearance Bond with affidavit with justification of surety with deeding of property (see attached bond for details) approved by Judge James V. Selna. (mt) (Entered: 05/27/2009) 80 May 26, 2009 Request AFFIDAVIT OF SURETIES (Property) in the amount of $500,000 by surety: Stuart Alan Carson for Bond and Conditions (CR-1) 77 for property located at: 3363 Gulf Winds Cir.; Certified copy of Deed of Trust 2009026604; for Defendant Stuart Carson. (rrp) (Entered: 05/28/2009) 81 May 26, 2009 Request AFFIDAVIT OF SURETIES (Property) in the amount of $500,000 by surety: Hong Jiang Carson for Bond and Conditions (CR-1) 77 for property located at: 3363 Gulf Winds Cir.; Certified copy of Deed of Trust 2009026604; for Defendant Stuart Carson. (rrp) (Entered: 05/28/2009) 82 May 26, 2009 Request AFFIDAVIT OF SURETIES (Property) in the amount of $30,000 by surety: Stuart Alan Carson for Bond and Conditions (CR-1) 78 for property located at: 3363 Gulf Winds Cir.; Certified copy of Deed of Trust 2009026605; for Defendant Hong Carson. (rrp) (Entered: 05/28/2009) // PAGE 20
83 May 26, 2009 Request AFFIDAVIT OF SURETIES (Property) in the amount of $30,000 by surety: Hong Jiang Carson for Bond and Conditions (CR-1) 78 for property located at: 3363 Gulf Winds Cir.; Certified copy of Deed of Trust 2009026605; for Defendant Hong Carson. (rrp) (Entered: 05/28/2009) 84 May 26, 2009 Request AFFIDAVIT OF SURETIES (Property) in the amount of $470,000 by surety: Stuart Alan Carson for Bond and Conditions (CR-1) 78 for property located at: 3819 Calle De Las Focas; Certified copy of Deed of Trust 2009000251806; for Defendant Hong Carson. (rrp) (Entered: 05/28/2009) 85 May 26, 2009 Request AFFIDAVIT OF SURETIES (Property) in the amount of $470,000 by surety: Hong Jiang Carson for Bond and Conditions (CR-1) 78 for property located at: 3819 Calle De Las Focas; Certified copy of Deed of Trust 2009000251806; for Defendant Hong Carson. (rrp) (Entered: 05/28/2009) 79 May 28, 2009 Request WAIVER of Defendants Presence filed by Defendant Paul Cosgrove (Alarcon, Teresa) (Entered: 05/28/2009) 86 May 28, 2009 Request SHORT FORM DEED OF TRUST filed by Stuart Alan Carson and Hong Jiang Carson naming the Clerk of Court as Beneficiary therein on the property located at 3819 Calle De Las Focas, San Clemente, CA on behalf of Defendant Hong Carson. Re: Bond and Conditions (CR-1) 78. (rrp) (Entered: 05/29/2009) 91 May 29, 2009 Request SHORT FORM DEED OF TRUST filed by The Carson Trust, Dated October 29, 2003, with Stuart Alan Carson and Hong Jiang Carson as Trustees, naming the Clerk of Court as Beneficiary therein on the property located at 3363 Gulf Winds Cir., Hernando Beach, FL 34607 ($500,000 re 2009-026604) on behalf of Defendant Stuart Carson. Re: Bond and Conditions (CR-1) 77. (ln) (Entered: 06/16/2009) 92 May 29, 2009 Request SHORT FORM DEED OF TRUST filed by The Carson Trust, Dated October 29, 2003, with Stuart Alan Carson and Hong Jiang Carson as Trustees, naming the Clerk of Court as Beneficiary therein on the property located at 3363 Gulf Winds Cir., Hernando Beach, FL 34607 ($30,000 re 2009-026605) on behalf of Defendant Hong Carson. Re: Bond and Conditions (CR-1) 78. (ln) (Entered: 06/16/2009) 87 June 3, 2009 Request WAIVER of Defendants Presence filed by Defendant Hong Carson (Garvey, Erin) (Entered: 06/03/2009) 88 June 3, 2009 Request WAIVER of Defendants Presence filed by Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim (Garvey, Erin) (Entered: 06/03/2009) 89 June 9, 2009 Request DECLARATION of Douglas F. McCormick filed by Plaintiff USA as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim RE: Order on Motion for Bill of Particulars, Motion Hearing,, 75 (Attachments: # 1 Exhibit A)(McCormick, Douglas) (Entered: 06/09/2009) 90 June 15, 2009 Request WAIVER of Defendants Presence filed by Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han // PAGE 21
Yong Kim (Raines, Eric) (Entered: 06/15/2009) 93 June 26, 2009 Request NOTICE of Change of Attorney Information for attorney Alexis Miller counsel for Defendant Hong Carson. Adding Alexis Miller as attorney as counsel of record for Hong Carson for the reason indicated in the G-06 Notice. Filed by Defendant Hong Carson (Miller, Alexis) (Entered: 06/26/2009) 94 June 29, 2009 Request NOTICE of Change of Attorney Information for attorney Alexis Miller counsel for defendant Hong Carson.Erin Garvey is no longer attorney of record for the aforementioned party in this case for the reason indicated in the G-06 Notice. Filed by defendant Hong Carson (Miller, Alexis) (Entered: 06/29/2009) July 6, 2009 FINANCIAL ENTRY as to Defendant Stuart Carson: Received $185.00 from Gibson, Dunn and Crutcher, LLP as payment for Pro Hac Vice application fee for attorney David Burns. (cma) (Entered: 07/06/2009) 95 July 7, 2009 Request APPLICATION OF NON-RESIDENT ATTORNEY David Burns to Appear Pro Hac Vice as to Defendant Stuart Carson Filed by Defendant Stuart Carson. (PHV PAID) (mt) (Entered: 07/10/2009) 96 July 7, 2009 Request ORDER by Judge James V. Selna as to Defendant Stuart Carson: granting APPLICATION OF NON-RESIDENT ATTORNEY David Burns to Appear Pro Hac Vice as to Defendant Stuart Carson 95. (PHV PAID). (mt) (Entered: 07/10/2009) 97 July 20, 2009 Request STIPULATION to Continue Interim Status Conference from August 10, 2009 to November 2, 2009 Re: Status Conference, Util - Set/Reset Deadlines/Hearings,, 71 filed by Plaintiff Stuart Carson as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim (Attachments: # 1 Proposed Order)(Hanna, Nicola) (Entered: 07/20/2009) 98 July 27, 2009 Request ORDER CONTINUING INTERIM STATUS CONFERENCE FROM AUGUST 10, 2009 TO NOVEMBER 2, 2009 by Judge James V. Selna as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds on Stipulation to Continue 97. Interim Status Conference set for 11/2/2009 at 03:00 PM before Judge James V. Selna. (smi) (Entered: 07/28/2009) 99 Sept 4, 2009 View NOTICE OF MOTION AND Joint MOTION to Dismiss Counts 9,10,11 Filed by Plaintiff David Edmonds as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim Motion set for hearing on 9/28/2009 at 09:00 AM before Judge James V. Selna. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Proof of Service)(Wiechert, David) (Entered: 09/04/2009) 100 Sept 4, 2009 Request EX PARTE APPLICATION for Leave to File Excess Pages as to Defendants' (Cosgrove, Carson and Edmonds) Motion to Compel Discovery Filed by Plaintiff Paul Cosgrove as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim (Attachments: # 1 Declaration of Kenneth M. Miller, # 2 Proposed Order)(Bienert, Thomas) (Entered: 09/04/2009) 101 Sept 4, 2009 View NOTICE OF MOTION AND MOTION to Compel Discovery (on // PAGE 22
behalf of Defendants Cosgrove, Carson and Edmonds Jointly) Filed by Plaintiff Paul Cosgrove as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim Motion set for hearing on 9/28/2009 at 09:00 AM before Judge James V. Selna. (Attachments: # 1 Declaration of Kenneth M. Miller, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G, # 9 Exhibit H, # 10 Exhibit I, # 11 Exhibit J, # 12 Exhibit K, # 13 Exhibit L, # 14 Exhibit M, # 15 Exhibit N, # 16 Exhibit O, # 17 Exhibit P, # 18 Exhibit Q, # 19 Exhibit R, # 20 Proposed Order)(Bienert, Thomas) (Entered: 09/04/2009) 102 Sept 9, 2009 Request ORDER by Judge James V. Selna Granting 100 Ex Parte Application for Leave to File Excess Pages as to Stuart Carson (1), Hong Carson (2), Paul Cosgrove (3), and David Edmonds (4). (nbo) (Entered: 09/09/2009) 142 Sept 9, 2009 Request DUPLICATE ORDER by Judge James V. Selna: granting 100 Ex Parte Application for Leave to File Excess Pages as to Flavio Ricotti (5), Han Yong Kim (6) (ade) (Entered: 12/16/2009) 103 Sept 14, 2009 Request NOTICE OF MOTION AND MOTION to Intervene by IMI plc and Control Components Inc. Motion set for hearing on 10/5/2009 at 09:00 AM before Judge James V. Selna. (mt) (Entered: 09/14/2009) 104 Sept 14, 2009 Request DECLARATION of Brian M Heberlig in support of MOTION to Intervene 103 by IMI plc and Control Components Inc (mt) (Entered: 09/14/2009) 105 Sept 14, 2009 Request APPLICATION to Transfer Pro Hac Vice Status from Related Case. Filed by Counsel for IMI plc and Control Components Inc (mt) (Entered: 09/14/2009) 106 Sept 14, 2009 Request CERTIFICATE OF PERSONAL SERVICE filed by Counsel for IMI plc and Control Components Inc (mt) (Entered: 09/14/2009) 107 Sept 15, 2009 Request CERTIFICATE OF PERSONAL SERVICE filed by Counsel for IMI plc and Control Components Inc (mt) (Entered: 09/15/2009) 108 Sept 17, 2009 Request ORDER by Judge James V. Selna granting IMI plc and Control Components Inc's Application to Transfer Pro Hac Vice Status from Related Case 105. (mt) (Entered: 09/18/2009) 109 Sept 21, 2009 Request STIPULATION to Continue Hearings on Motions and Interim Status Conference from October 5, 2009 and November 2, 2009 to October 13, 2009 and November 9, 2009 filed by Plaintiff Hong Carson as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim (Attachments: # 1 Proposed Order, # 2 Certificate of Service)(Miller, Alexis) (Entered: 09/21/2009) 110 Sept 21, 2009 Request ORDER by Judge James V. Selna as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim: granting Stipulation to Continue hearing on Motion to Intervene, Interim Status Conference and hearing on Motions to Dismiss Counts 9-11 and Compel Discovery 109. Motion to Intervene set for hearing on 10/13/2009 at 08:00 AM before Judge James V. Selna. The hearing for the interim status conference and hearing on defendants' Motion to Dismiss Counts 9-11 and Motion to // PAGE 23
Compel Discovery set for 11/9/2009 at 03:00 PM before Judge James V. Selna. (see document for details) (mt) (Entered: 09/22/2009) 111 Sept 25, 2009 Request NOTICE of Change of Attorney Information for attorney Alexis Miller counsel for Defendant Hong Carson. Adding Andrew J. Dunbar as attorney as counsel of record for Hong Carson for the reason indicated in the G-06 Notice. Filed by Defendant Hong Carson (Miller, Alexis) (Entered: 09/25/2009) 112 Sept 25, 2009 Request NOTICE of Change of Attorney Information for attorney Alexis Miller counsel for Defendant Hong Carson.Cristine C. Reynaert is no longer attorney of record for the aforementioned party in this case for the reason indicated in the G-06 Notice. Filed by Defendant Hong Carson (Miller, Alexis) (Entered: 09/25/2009) 113 Sept 29, 2009 Request OPPOSITION to MOTION for Order for Intervene 103 (Bienert, Thomas) (Entered: 09/29/2009) 114 Oct 6, 2009 Request REPLY MEMORANDUM in support of MOTION to Intervene by IMI plc and Control Components Inc 103 (mt) (Entered: 10/06/2009) 115 Oct 6, 2009 Request DECLARATION of Brian M Heberlig in support of REPLY MEMORANDUM in support of MOTION to Intervene by IMI plc and Control Components Inc 103 (mt) (Entered: 10/06/2009) 116 Oct 6, 2009 Request CERTIFICATE OF PERSONAL SERVICE filed by IMI plc and Control Components Inc (mt) (Entered: 10/06/2009) 117 Oct 7, 2009 Request CERTIFICATE OF PERSONAL SERVICE filed by IMI plc and Control Components Inc (mt) (Entered: 10/09/2009) 118 Oct 13, 2009 Request MINUTES OF IMI PLC and Control Components, Inc.s Motion to Intervene held before Judge James V. Selna : The Court DENIES IN PART AND GRANTS IN PART the IMI PLC and Control Components, Inc.'s Motion to Intervene 103 and rules in accordance with the tentative ruling as follows: (See document for details) The Court grants Control Components intervention on defendants' motion on two issues: (1) The extent which it has a right under the attorney client and/or work product privilege to resist production; and (2) the extent to which the Government has a contractual right to custody and control of its documents. Notwithstanding that defendants have been granted the right to file an over length brief, Control Components' opposition shall be limited to the usual 25 pages, which the Court finds appropriate in light to limited issues which it may address. All other relief is denied. Court Reporter: Sharon Seffens. (rla) (Entered: 10/13/2009) 119 Oct 21, 2009 View OPPOSITION to MOTION to Dismiss Counts 9,10,11 99 filed by Plaintiff USA as to Defendant STUART CARSON, et al.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(McCormick, Douglas) (Entered: 10/21/2009) 120 Oct 21, 2009 Request OPPOSITION to MOTION to Compel Discovery (on behalf of Defendants Cosgrove, Carson and Edmonds Jointly) MOTION to Compel Discovery (on behalf of Defendants Cosgrove, Carson and Edmonds Jointly) MOTION to Compel Discovery (on behalf of Defendants Cosgrove, Carson and Edmonds Jointly) 101 // PAGE 24
(Attachments: # 1 Exhibit 1)(McCormick, Douglas) (Entered: 10/21/2009) 121 Oct 21, 2009 Request OPPOSITION to MOTION to Compel Discovery (on behalf of Defendants Cosgrove, Carson and Edmonds Jointly) MOTION to Compel Discovery (on behalf of Defendants Cosgrove, Carson and Edmonds Jointly) MOTION to Compel Discovery (on behalf of Defendants Cosgrove, Carson and Edmonds Jointly) 101 (Attachments: # 1 Declaration Declaration Of Brian M. Heberlig In Support Of The Opposition Of IMI plc And Control Components, Inc. To Defendants Joint Motion To Compel Discovery with Exhibit A)(Heberlig, Brian) (Entered: 10/21/2009) 122 Oct 21, 2009 Request MINUTES OF IN CHAMBERS ORDER by Judge James V. Selna as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds: Order Continuing Interim Status Conference from 11/2/2009 to 11/9/2009 03:00 PM before Judge James V. Selna. (mt) (Entered: 10/21/2009) 123 Oct 22, 2009 Request EX PARTE APPLICATION for Leave to File Excess Pages as to Government's Opposition to Defendants' Motion to Compel Discovery; Memorandum of Points and Authorities Filed by Plaintiff USA as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim(McCormick, Douglas) (Entered: 10/22/2009) 124 Nov 2, 2009 View REPLY in support of MOTION to Dismiss Counts 9,10,11 99 filed by Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds. (Wiechert, David) (Entered: 11/02/2009) 125 Nov 2, 2009 Request EX PARTE APPLICATION for Leave to File Excess Pages as to Defendants' Reply to Government's Opposition to Joint Motion to Compel Discovery Filed by Plaintiff Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds as to Defendant Stuart Carson, Hong Carson, Paul Cosgrove, David Edmonds, Flavio Ricotti, Han Yong Kim (Attachments: # 1 Declaration of Kenneth M. Miller, # 2 Proposed Order)(Miller, Kenneth) (Entered: 11/02/2009) 126 Nov 2, 2009 View REPLY in Support MOTION to Compel Discovery (on behalf of Defendants Cosgrove, Carson and Edmonds Jointly) MOTION to Compel Discovery (on behalf of Defendants Cosgrove, Carson and Edmonds Jointly) MOTION to Compel Discovery (on behalf of Defendants Cosgrove, Carson and Edmonds Jointly) 101 (Attachments: # 1 Declaration of Eric M. Raines in Support of Defendants' Joint Reply)(Hanna, Nicola) (Entered: 11/02/2009) 127 Nov 2, 2009 View REPLY In Support of MOTION to Compel Discovery (on behalf of Defendants Cosgrove, Carson and Edmonds Jointly) MOTION to Compel Discovery (on behalf of Defendants Cosgrove, Carson and Edmonds Jointly) MOTION to Compel Discovery (on behalf of Defendants Cosgrove, Carson and Edmonds Jointly) 101 (Attachments: # 1 Declaration of Kenneth M. Miller, # 2 Exhibit A)(Miller, Kenneth) (Entered: 11/02/2009) 128 Nov 3, 2009 Request ORDER by Judge James V. Selna: RE: DEFENDANTS' EX PARTE APPLICATION FOR LEAVE TO FILE REPLY BRIEF IN EXCESS // PAGE 25