US District Court Civil Docket as of October 12, 2015 Retrieved from the court on December 9, 2015 UNITED STATES DISTRICT COURT for the CENTRAL DISTRICT OF CALIFORNIA (Southern Division - Santa Ana) CIVIL DOCKET FOR CASE #: 8:15-cv-01303-JVS-PJW Farshid Yassian, et al. v. Scott A. McGregor et al Date Filed: 08/14/2015 Assigned to: Judge James V. Selna Date Terminated: 09/18/2015 Referred to: Magistrate Judge Patrick J. Walsh Jury Demand: Plaintiff Lead case: 8:15-cv-00979-JVS-PJW Nature of Suit: 850 Member case: (View Member Case) Securities/Commodities Related Case: 8:15-cv-00979-JVS-PJW Jurisdiction: Federal Question Cause: 15:78m(a) Securities Exchange Act Plaintiff Farshid Yassian Individually and On Behalf of All Others Simlarly Situated represented by Leigh A Parker WeissLaw LLP 1516 South Bundy Drive Suite 309 Los Angeles, CA 90025 310-208-2800 Fax: 310-209-2348 Email: lparker@weisslawllp.com Plaintiff Farshid Yassian As Custodian for Remy Yassian and Ryan Yassian, Individually and On Behalf of All Others Similarly Situtated represented by Leigh A Parker V. Scott A McGregor Wilson Sonsini Goodrich and Rosati 650 Page Mill Road Palo Alto, CA 94304-1050 650-493-9300 Fax: 650-565-5100 Email: boris.feldman@wsgr.com Wilson Sonsini Goodrich and Rosati LLP 650 Page Mill Road Palo Alto, CA 94304
650-493-9300 Fax: 650-493-6811 Email: cmoreno@wsgr.com Wilson Sonsini Goodrich and Rosati LLP 650 Page Mill Road Palo Alto, CA 94304-1050 650-493-9300 Email: isalceda@wsgr.com Henry Samueli Robert J. Finocchio Eddy W. Hartenstein
John E. Major William T. Morrow Robert E Switz Nancy H Handel
Maria M. Klawe Henry T Nicholas III Broadcom Corporation Avago Technologies Limited Latham and Watkins LLP 140 Scott Drive Menlo Park, CA 94025 650-463-4696 Fax: 650-463-2600 Email: patrick.gibbs@lw.com Latham and Watkins LLP 355 South Grand Avenue Los Angeles, CA 90071-1560 213-485-1234 Fax: 213-891-8763
Email: brian.glennon@lw.com Sarah E Diamond Latham and Watkins LLP 650 Town Center Drive 20th Floor Costa Mesa, CA 92626 714-540-1235 Fax: 714-755-8290 Email: sarah.diamond@lw.com Pavonia Limited Sarah E Diamond Safari Cayman, L.P. Sarah E Diamond Avago Technologies Cayman Holdings, Ltd.
Sarah E Diamond Avago Technologies Cayman Finance Limited Sarah E Diamond Buffalo CS Merger Sub, Inc. Sarah E Diamond Buffalo UT Merger Sub, Inc. Sarah E Diamond Interested Party Seafarers' Pension Plan
Date Filed # Docket Text 08/14/2015 1 COMPLAINT Receipt No: 0973-16272699 - Fee: $400, filed by Plaintiff Farshid Yassian. (Attorney Leigh A Parker added to party Farshid Yassian(pty:pla))(Parker, Leigh) (Entered: 08/14/2015) 08/14/2015 2 CIVIL COVER SHEET filed by Plaintiff Farshid Yassian. (Parker, Leigh) (Entered: 08/14/2015) 08/14/2015 3 Request for Clerk to Issue Summons on Complaint (Attorney Civil Case Opening) 1 filed by Plaintiff Farshid Yassian. (Parker, Leigh) (Entered: 08/14/2015) 08/14/2015 4 NOTICE of Interested Parties filed by Plaintiff Farshid Yassian, identifying Farshid Yassian; Remy Yassian; Ryan Yassian. (Parker, Leigh) (Entered: 08/14/2015) 08/14/2015 5 NOTICE of Related Case(s) filed by Plaintiff Farshid Yassian. Related Case(s): 15-cv- 00979 (Parker, Leigh) (Entered: 08/14/2015) 08/17/2015 6 EXHIBIT Filed filed by Plaintiff Farshid Yassian. Exhibit A as to Complaint (Attorney Civil Case Opening) 1. (Parker, Leigh) (Entered: 08/17/2015) 08/17/2015 7 NOTICE OF ASSIGNMENT to District Judge Josephine L. Staton and Magistrate Judge Douglas F. McCormick. (jtil) (Entered: 08/17/2015) 08/17/2015 08/17/2015 8 NOTICE TO PARTIES OF COURT-DIRECTED ADR PROGRAM filed. (jtil) (Entered: 08/17/2015) 9 21 DAY Summons Issued re Complaint (Attorney Civil Case Opening) 1 as to s Avago Technologies Cayman Finance Limited, Avago Technologies Cayman Holdings, Ltd., Avago Technologies Limited, Broadcom Corporation, Buffalo CS Merger Sub, Inc., Buffalo UT Merger Sub, Inc., Robert J. Finocchio, Nancy H Handel, Eddy W. Hartenstein, Maria M. Klawe, John E. Major, Scott A McGregor, William T. Morrow, Henry T Nicholas III, Pavonia Limited, Safari Cayman, L.P., Henry Samueli, Robert E Switz. (jtil) (Entered: 08/17/2015) 08/17/2015 10 NOTICE of Appearance filed by attorney Boris Feldman on behalf of s Broadcom Corporation, Robert J. Finocchio, Nancy H Handel, Eddy W. Hartenstein, Maria M. Klawe, John E. Major, Scott A McGregor, William T. Morrow, Henry Samueli, Robert E Switz (Attorney Boris Feldman added to party Broadcom Corporation(pty:dft), Attorney Boris Feldman added to party Robert J. Finocchio(pty:dft), Attorney Boris Feldman added to party Nancy H Handel(pty:dft), Attorney Boris Feldman added to party Eddy W. Hartenstein(pty:dft), Attorney Boris Feldman added to party Maria M. Klawe(pty:dft), Attorney Boris Feldman added to party John E. Major(pty:dft), Attorney Boris Feldman added to party Scott A McGregor(pty:dft), Attorney Boris Feldman added to party William T. Morrow(pty:dft), Attorney Boris Feldman added to party Henry Samueli(pty:dft), Attorney Boris Feldman added to party Robert E Switz(pty:dft))(Feldman, Boris) (Entered: 08/17/2015) 08/17/2015 11 NOTICE of Appearance filed by attorney on behalf of s Broadcom Corporation, Robert J. Finocchio, Nancy H Handel, Eddy W. Hartenstein, Maria M. Klawe, John E. Major, Scott A McGregor, William T. Morrow, Henry Samueli, Robert E Switz (Attorney added to party Broadcom Corporation(pty:dft), Attorney added to party Robert J. Finocchio(pty:dft), Attorney added to party Nancy H Handel(pty:dft), Attorney added to party Eddy W.
08/17/2015 12 Hartenstein(pty:dft), Attorney added to party Maria M. Klawe(pty:dft), Attorney added to party John E. Major(pty:dft), Attorney added to party Scott A McGregor(pty:dft), Attorney added to party William T. Morrow(pty:dft), Attorney Catherine E Moreno added to party Henry Samueli(pty:dft), Attorney added to party Robert E Switz(pty:dft))(Moreno, Catherine) (Entered: 08/17/2015) CORPORATE DISCLOSURE STATEMENT AND NOTICE of Interested Parties filed by s Broadcom Corporation, Robert J. Finocchio, Nancy H Handel, Eddy W. Hartenstein, Maria M. Klawe, John E. Major, Scott A McGregor, William T. Morrow, Henry Samueli, Robert E Switz, identifying ACE American Insurance Company, Allied World Assurance Company Ltd., Arch Insurance Company, Aspen Bermuda Limited, AXIS Insurance Company, Beazley Insurance Company, Inc., Berkley Insurance Company, C.V. Starr & Co., Inc., Catlin Specialty Insurance Company, Endurance Specialty Insurance Ltd., Liberty Insurance Underwriters Inc., National Union Fire Insurance Company of Pittsburgh, Pa., Navigators Insurance Company, RSUI Indemnity Company, and XL Specialty Insurance Company. (Moreno, Catherine) (Entered: 08/17/2015) 08/17/2015 13 NOTICE of Related Case(s) filed by s Broadcom Corporation, Robert J. Finocchio, Nancy H Handel, Eddy W. Hartenstein, Maria M. Klawe, John E. Major, Scott A McGregor, William T. Morrow, Henry Samueli, Robert E Switz. Related Case(s): 8:15- cv-00979-jvs-pjw (Moreno, Catherine) (Entered: 08/17/2015) 08/18/2015 14 ORDER RE TRANSFER PURSUANT TO GENERAL ORDER 14-03 -Related Casefiled. Related Case No: 8:15-cv-00979 JVS (PJWx). Case transferred from Magistrate Judge Douglas F. McCormick and Judge Josephine L. Staton to Judge James V. Selna and Magistrate Judge Patrick J. Walsh for all further proceedings. The case number will now reflect the initials of the transferee Judge 8:15-cv-01303 JVS (PJWx). Signed by Judge James V. Selna (jtil) (Entered: 08/18/2015) 08/24/2015 15 APPLICATION for Order for Consultation Between Federal and State Court filed by s Broadcom Corporation, Robert J. Finocchio, Nancy H Handel, Eddy W. Hartenstein, Maria M. Klawe, John E. Major, Scott A McGregor, William T. Morrow, Henry Samueli, Robert E Switz. (Attachments: # 1 Exhibit A) (Moreno, Catherine) (Entered: 08/24/2015) 08/25/2015 16 Notice of Appearance or Withdrawal of Counsel: for attorney Patrick E Gibbs counsel for s Avago Technologies Cayman Finance Limited, Avago Technologies Cayman Holdings, Ltd., Avago Technologies Limited, Buffalo CS Merger Sub, Inc., Buffalo UT Merger Sub, Inc., Pavonia Limited, Safari Cayman, L.P.. Adding Patrick E. Gibbs as counsel of record for Avago Technologies Limited, Pavonia Limited, Safari Cayman L.P., Avago Technologies Cayman Holdings Limited, Avago Technologies Cayman Finance Limited, Buffalo CS Merger Sub, Inc., and Buffalo UT Merger Sub, Inc. for the reason indicated in the G-123 Notice. Filed by s Avago Technologies Limited, Pavonia Limited, Safari Cayman L.P., Avago Technologies Cayman Holdings Limited, Avago Technologies Cayman Finance Limited, Buffalo CS Merger Sub, Inc., and Buffalo UT Merger Sub, Inc.. (Attorney Patrick E Gibbs added to party Avago Technologies Cayman Finance Limited(pty:dft), Attorney Patrick E Gibbs added to party Avago Technologies Cayman Holdings, Ltd.(pty:dft), Attorney Patrick E Gibbs added to party Avago Technologies Limited(pty:dft), Attorney Patrick E Gibbs added to party Buffalo CS Merger Sub, Inc.(pty:dft), Attorney Patrick E Gibbs added to party Buffalo UT Merger
Sub, Inc.(pty:dft), Attorney Patrick E Gibbs added to party Pavonia Limited(pty:dft), Attorney Patrick E Gibbs added to party Safari Cayman, L.P.(pty:dft))(Gibbs, Patrick) (Entered: 08/25/2015) 08/25/2015 17 Notice of Appearance or Withdrawal of Counsel: for attorney Sarah E Diamond counsel for s Avago Technologies Cayman Finance Limited, Avago Technologies Cayman Holdings, Ltd., Avago Technologies Limited, Buffalo CS Merger Sub, Inc., Buffalo UT Merger Sub, Inc., Pavonia Limited, Safari Cayman, L.P.. Adding Sarah E. Diamond as counsel of record for Avago Technologies Limited, Pavonia Limited, Safari Cayman L.P., Avago Technologies Cayman Holdings Limited, Avago Technologies Cayman Finance Limited, Buffalo CS Merger Sub, Inc., and Buffalo UT Merger Sub, Inc. for the reason indicated in the G-123 Notice. Filed by s Avago Technologies Limited, Pavonia Limited, Safari Cayman L.P., Avago Technologies Cayman Holdings Limited, Avago Technologies Cayman Finance Limited, Buffalo CS Merger Sub, Inc., and Buffalo UT Merger Sub, Inc.. (Attorney Sarah E Diamond added to party Avago Technologies Cayman Finance Limited(pty:dft), Attorney Sarah E Diamond added to party Avago Technologies Cayman Holdings, Ltd.(pty:dft), Attorney Sarah E Diamond added to party Avago Technologies Limited(pty:dft), Attorney Sarah E Diamond added to party Buffalo CS Merger Sub, Inc.(pty:dft), Attorney Sarah E Diamond added to party Buffalo UT Merger Sub, Inc.(pty:dft), Attorney Sarah E Diamond added to party Pavonia Limited(pty:dft), Attorney Sarah E Diamond added to party Safari Cayman, L.P.(pty:dft))(Diamond, Sarah) (Entered: 08/25/2015) 08/25/2015 18 Notice of Appearance or Withdrawal of Counsel: for attorney counsel for s Avago Technologies Cayman Finance Limited, Avago Technologies Cayman Holdings, Ltd., Avago Technologies Limited, Buffalo CS Merger Sub, Inc., Buffalo UT Merger Sub, Inc., Pavonia Limited, Safari Cayman, L.P.. Adding Brian T. Glennon as counsel of record for s Avago Technologies Limited, Pavonia Limited, Safari Cayman L.P., Avago Technologies Cayman Holdings Limited, Avago Technologies Cayman Finance Limited, Buffalo CS Merger Sub, Inc., and Buffalo UT Merger Sub, Inc. for the reason indicated in the G-123 Notice. Filed by s s Avago Technologies Limited, Pavonia Limited, Safari Cayman L.P., Avago Technologies Cayman Holdings Limited, Avago Technologies Cayman Finance Limited, Buffalo CS Merger Sub, Inc., and Buffalo UT Merger Sub, Inc.. (Attorney Brian T Glennon added to party Avago Technologies Cayman Finance Limited(pty:dft), Attorney added to party Avago Technologies Cayman Holdings, Ltd.(pty:dft), Attorney added to party Avago Technologies Limited(pty:dft), Attorney added to party Buffalo CS Merger Sub, Inc.(pty:dft), Attorney Brian T Glennon added to party Buffalo UT Merger Sub, Inc.(pty:dft), Attorney added to party Pavonia Limited(pty:dft), Attorney added to party Safari Cayman, L.P.(pty:dft))(Glennon, Brian) (Entered: 08/25/2015) 08/25/2015 19 NOTICE of Interested Parties filed by s Avago Technologies Cayman Finance Limited, Avago Technologies Cayman Holdings, Ltd., Avago Technologies Limited, Buffalo CS Merger Sub, Inc., Buffalo UT Merger Sub, Inc., Pavonia Limited, Safari Cayman, L.P., (Glennon, Brian) (Entered: 08/25/2015) 08/25/2015 20 JOINDER filed by s Avago Technologies Cayman Finance Limited, Avago Technologies Cayman Holdings, Ltd., Avago Technologies Limited, Buffalo CS Merger Sub, Inc., Buffalo UT Merger Sub, Inc., Pavonia Limited, Safari Cayman, L.P. joining in APPLICATION for Order for Consultation Between Federal and State Court 15. (Glennon, Brian) (Entered: 08/25/2015)
08/27/2015 21 INITIAL ORDER FOLLOWING FILING OF COMPLAINT ASSIGNED TO JUDGE SELNA. (jlen) (Entered: 08/27/2015) 08/27/2015 22 ORDER SETTING RULE 26(f) SCHEDULING CONFERENCE by Judge James V. Selna. Rule 26 Meeting Report due by 12/14/2015. Scheduling Conference set for 12/21/2015 at 10:30 AM before Judge James V. Selna. (jlen) (Entered: 08/27/2015) 08/31/2015 23 MINUTE ORDER (IN CHAMBERS) by Judge James V. Selna: Re: APPLICATION for Order for Consultation Between Federal and State Court 15. The Court believes that the parties should take such action, including moving for stays, as they deem appropriate to facilitate the orderly resolution of the state and federal cases. Judge Selna has an open line of communication to Judge Colaw and will continue to consult with him. See Order for details. (jtil) (Entered: 08/31/2015) 09/01/2015 24 NOTICE of Appearance filed by attorney on behalf of s Broadcom Corporation, Robert J. Finocchio, Nancy H Handel, Eddy W. Hartenstein, Maria M. Klawe, John E. Major, Scott A McGregor, William T. Morrow, Henry Samueli, Robert E Switz (Attorney added to party Broadcom Corporation(pty:dft), Attorney added to party Robert J. Finocchio(pty:dft), Attorney added to party Nancy H Handel(pty:dft), Attorney added to party Eddy W. Hartenstein(pty:dft), Attorney Ignacio E Salceda added to party Maria M. Klawe(pty:dft), Attorney added to party John E. Major(pty:dft), Attorney added to party Scott A McGregor(pty:dft), Attorney added to party William T. Morrow(pty:dft), Attorney added to party Henry Samueli(pty:dft), Attorney added to party Robert E Switz(pty:dft))(Salceda, Ignacio) (Entered: 09/01/2015) 09/07/2015 25 NOTICE of Entry of Initial Order Following Filing of Complaint Assigned to Judge Selna filed by Plaintiff Farshid Yassian(As Custodian for Remy Yassian and Ryan Yassian, Individually and On Behalf of All Others Similarly Situtated). (Parker, Leigh) (Entered: 09/07/2015) 09/07/2015 26 STIPULATION to Consolidate Cases as to 15-cv-00979 filed by Plaintiff Farshid Yassian(As Custodian for Remy Yassian and Ryan Yassian, Individually and On Behalf of All Others Similarly Situtated), Farshid Yassian(Individually and On Behalf of All Others Simlarly Situated). (Attachments: # 1 Proposed Order)(Parker, Leigh) (Entered: 09/07/2015) 09/08/2015 27 RESPONSE filed by Interested Party Seafarers' Pension Planto Stipulation to Consolidate Cases, 26 (Westerman, Jeff) (Entered: 09/08/2015) 09/18/2015 28 ORDER by Judge James V. Selna, granting Stipulation to Consolidate Cases, Appointing Interim Lead Plaintiff, and Interim Lead Counsel 26. All papers filed by the parties and all Orders of this Court shall be entered into the docket of the Lead Case, No. 15-CV- 00979 JVS (PJWx) (Master Docket). A copy of this Order shall be placed in all dockets in the Federal Actions. The Clerk of the Court is directed to close each of those dockets, other than the Master Docket. Cases associated with Lead Case SACV15-979 JVS (PJWx). (Made JS-6. Case Terminated.) (twdb) (Entered: 09/18/2015) 09/21/2015 29 STIPULATION for Extension of Time to File Broadcom Corporation, Robert J. Finocchio, Nancy H Handel, Eddy W. Hartenstein, Maria M. Klawe, John E. Major, Scott A McGregor, William T. Morrow, Henry Samueli, Robert E Switz. (Attachments: # 1 Proposed Order)(Moreno, Catherine) (Entered: 09/21/2015)
10/12/2015 30 WAIVER OF SERVICE Returned Executed filed by Plaintiff Farshid Yassian(As Similarly Situtated). upon Scott A McGregor waiver sent by Plaintiff on 9/7/2015, answer due 11/6/2015. Waiver of Service signed by Catherine E. Moreno. (Parker, Leigh) 10/12/2015 31 WAIVER OF SERVICE Returned Executed filed by Plaintiff Farshid Yassian(As Similarly Situtated). upon Henry Samueli waiver sent by Plaintiff on 9/7/2015, answer due 11/6/2015. Waiver of Service signed by Catherine E. Moreno. (Parker, Leigh) 10/12/2015 32 WAIVER OF SERVICE Returned Executed filed by Plaintiff Farshid Yassian(As Similarly Situtated). upon Robert J. Finocchio waiver sent by Plaintiff on 9/7/2015, answer due 11/6/2015. Waiver of Service signed by Catherine E. Moreno. (Parker, Leigh) 10/12/2015 33 WAIVER OF SERVICE Returned Executed filed by Plaintiff Farshid Yassian(As Similarly Situtated). upon Eddy W. Hartenstein waiver sent by Plaintiff on 9/7/2015, answer due 11/6/2015. Waiver of Service signed by Catherine E. Moreno. (Parker, Leigh) 10/12/2015 34 WAIVER OF SERVICE Returned Executed filed by Plaintiff Farshid Yassian(As Similarly Situtated). upon John E. Major waiver sent by Plaintiff on 9/7/2015, answer due 11/6/2015. Waiver of Service signed by Catherine E. Moreno. (Parker, Leigh) (Entered: 10/12/2015) 10/12/2015 35 WAIVER OF SERVICE Returned Executed filed by Plaintiff Farshid Yassian(As Similarly Situtated). upon William T. Morrow waiver sent by Plaintiff on 9/7/2015, answer due 11/6/2015. Waiver of Service signed by Catherine E. Moreno. (Parker, Leigh) 10/12/2015 36 WAIVER OF SERVICE Returned Executed filed by Plaintiff Farshid Yassian(As Similarly Situtated). upon Robert E Switz waiver sent by Plaintiff on 9/7/2015, answer due 11/6/2015. Waiver of Service signed by Catherine E. Moreno. (Parker, Leigh) 10/12/2015 37 WAIVER OF SERVICE Returned Executed filed by Plaintiff Farshid Yassian(As Similarly Situtated). upon Nancy H Handel waiver sent by Plaintiff on 9/7/2015, answer due 11/6/2015. Waiver of Service signed by Catherine E. Moreno. (Parker, Leigh) 10/12/2015 38 WAIVER OF SERVICE Returned Executed filed by Plaintiff Farshid Yassian(As Similarly Situtated). upon Maria M. Klawe waiver sent by Plaintiff on 9/7/2015, answer due 11/6/2015. Waiver of Service signed by Catherine E. Moreno. (Parker, Leigh)
10/12/2015 39 WAIVER OF SERVICE Returned Executed filed by Plaintiff Farshid Yassian(As Similarly Situtated). upon Broadcom Corporation waiver sent by Plaintiff on 9/7/2015, answer due 11/6/2015. Waiver of Service signed by Catherine E. Moreno. (Parker, Leigh) Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html