EXECUTIVE SUMMARY Name of Applicant ABCD Date of Birth XX-YY-ZZZZ Fathers Name MR.XYZ Place of Birth Bangalore Gender Male Nationality Indian Contact No. +91 9111111111 Identity proof PAN/Passport Client Name ABC Technologies Client Location Bangalore Case Reference D-12345-DELHI-2013 Employee Code 5125632 Package Type Normal/Standard/Priority Position Applied for MANAGER Case Received DD/MM/YYYY Case Submitted DD/MM/YYYY Level of Check STANDARD Final Color Code GREEN/RED REPORT LEGACY GREEN ORANGE AMBER RED Verified Additional Information Required Inaccessible for Verification/ Unable to Verify Major Discrepancy
FINAL BACKGROUND SCREENING REPORT INDIAN SPECIFIC DATABASE CHECK (ANNEXURE - 1) EXECUTIVE SUMMARY DATABASE CHECK NO RECORD/RECORD FOUND GREEN/RED ANNEXURE - 1 Database Checks Candidate Name India-specific Database Checks ABC Record Found/ found Indian Specific Database Checks Civil Litigation Database Checks-INDIA found (Annexure-A) Criminal Records Database Checks-INDIA found (Annexure-B)
(Annexure-A) Civil Litigation Database Checks-India Checks Conducted Arbitration and Conciliation This consists of the full text of Supreme Court and High Court judgments They are compiled from 3 different Acts related to Arbitration, Conciliation and UNITRAL Model Law. Excise And Customs Violations The full text of Supreme Court, High Court and Tribunal judgments from 1953 onwards and Notifications of the Central Board of Excise and Customs (CBEC) from1984 onwards are included in this check. These are compiled from 25 different Acts pertaining to Excise and Customs. Consumer Protection Violation The full text of Supreme Court, High Court, National Consumer Disputes Redressal Commission (NCDRC) and State Consumer Disputes Redressal Commission (SCDRC) case laws from 1933 onwards are incorporated in this database. These cover the Consumer Protection Act & Rules 1986 and Monopolies & Restrictive Trade Practices Act 1969. Company Law Violations This comprises full text of Supreme Court, High Court and Company Law Board (CLB) judgments from 1931 onwards. They are compiled from 44 different Acts related to Company Law. Labour and Service Law Violations This comprises the full text of Supreme Court; High Court and Tribunal cases from 1956 as also Central Administrative Tribunal (CAT) cases. These are compiled from 41 different Acts related to Labour Law. Sales Tax Violations It comprises the full text of Supreme Court, High Court and Tribunal cases since 1951, which are compiled from 36 different Acts related to Sales Tax. Environmental Protection Violation Detailed text of Supreme Court cases since 1956 are included in this database. They are compiled from 6 different Acts related to Environment Protection. Direct Taxes Violations It comprises the full text of Supreme Court and High Court cases from 1933 and the Tribunal Judgments from 1976, which are compiled from 18 Acts related to Direct Taxes. It also includes Central Board of Direct Taxes (CBDT) Notifications & Circulars dating back to 1961. Result Record/ Record/ Record/ Record/ Record/ Record/ Record/ Record/
(Annexure-B) Criminal Record Database Checks-India Checks Conducted Most Wanted Criminals This database comprises of, Most wanted persons sourced from Indian Police Department viz: Delhi Police Tripura Police, Himachal Pradesh Police, Punjab Police, Bangalore City Police & CID - Andhra Pradesh State Police-India Central Bureau of Investigation Most Wanted List A comprehensive database maintained by Central Bureau of Investigation (CBI), India s premier investigating agency, responsible for a wide variety of criminal and national security matters that consists of a record of the worst criminals and hard core terrorists. Central Vigilance Commission Corrupt Officers Database This database comprises of government officials that the Central Vigilance Commission of the Indian Government has taken action against for corruption since the year 2000. High Court Records Check The full text of High Court cases dating back to 1971, which are compiled from 4 different Acts are included in this database. Supreme Court Records Check This is a comprehensive collection of the full text of case laws on all subjects, which are compiled from 29 different Acts related to Supreme Court case laws dating back to 1950. Result Record/No record Record/No record Record/No record Record/No record Record/No record
FINAL BACKGROUND SCREENING REPORT GLOBAL SPECIFIC DATABASE CHECK (ANNEXURE - 2) EXECUTIVE SUMMARY DATABASE CHECK NO RECORD/RECORD FOUND GREEN/RED ANNEXURE - 2 Candidate Name Global Database Checks ABC Global Database Checks Record Found/ found Global Specific Database Checks Web and Media Searches found (Annexure-A) Regulatory Authorities Database Checks found (Annexure-B) Serious and Organized Crimes-Database Checks found (Annexure-C) Compliance Authorities-Database Checks found (Annexure-D)
(Annexure-A) Web and Media Searches Global The Web and Media searches includes Global news and articles from over 9,000 authoritative sources & websites Information which identifies individuals and entities associated with crimes of any nature such as Civil, Criminal, Corruption, Money Laundering, Serious and Organized crime, Terrorism etc. The sources provide news going back up to 25 years and also covers local language articles Search Result Internet Searches Media Searches No Record No Record (Annexure-B) Regulatory Authorities Database Checks- Global This database details companies and individuals who have been censored by financial regulatory authorities for regulatory breaches. The database is sourced from information provided by the numerous international regulatory authorities. A scan through this database addresses the reputation, financial and legal risks associated with a new business relationship when it is instituted by a financial institution or corporation. Global Bureau of Industry and Security World Bank Debarred Parties Defense Trade Controls (DTC) Debarred Parties US & Canada Regulatory Bodies American Stock Exchange-USA Commodities and Futures Trading Commission (CFTC)-USA Excluded Parties List System-USA [ Includes GSA- General Services Administration ] Federal Deposit and Insurance Corporation (FDIC)-USA Federal Reserve Board (FRB)-USA Financial Crimes Enforcement Network-USA HHS-Office of Inspector General (OIG)-USA National Association of Securities Dealers (NASD)-USA National Credit Union Association (NCUA)-USA New York Stock Exchange (NYSE)-USA Office Comptroller of Currency (OCC)-USA Office of Thrift Supervision (OTS)-USA Oregon Department of Consumer & Business Services-USA Results
The Illinois Office of Banks and Real Estate-USA US Securities and Exchange Commission-USA Alberta Securities Commission (Alberta)-Canada New York State Insurance Department-USA British Columbia Securities Commission (BCSC)-Canada Investment Dealers Association of Canada (IDA)-Canada Office of Superintendents of Financial Institutions (OSFI)-Canada Ontario Securities Commission (OSC)-Canada Toronto Stock Exchange-Canada Canada Revenue Agency Canada US Food & Drug Administration Cayman Islands Monetary Authority-Cayman Islands Central bank of Bahamas-Bahamas Europe Regulatory Bodies Companies House, UK-United Kingdom Financial Services Authority (FSA)-United Kingdom Lloyds of London (Lloyds)-United Kingdom Financial Services Compensation Scheme-United Kingdom Assets Recovery Agency-United Kingdom Personal Investment Authority-United Kingdom Securities and Futures Authority-United Kingdom Charity Commission for England and Wales:-United Kingdom HM Customs and Excise-United Kingdom Malta Financial Services Authority-Malta The Netherlands Authority For the Financial Markets-Netherlands Office of the Director of Corporate Enforcement (ODCE)-Ireland
(Annexure-C) Serious and Organized Crimes-Database Checks Global Organized Crime is one of the major factors in money laundering and its move into legitimate business has seen a number of major corporations becoming embroiled in business dealings with such groups. This database is comprised of individuals that have been arrested or are wanted by international law enforcement agencies such as the FBI, UK s Serious Fraud Office, India s Central Bureau of Investigations and the Royal Canadian Mounted Police Interpol Most Wanted Global US & Canada Most Wanted Lists Air Force Office of Special Investigation - Air Force Fugitives-USA Boston Police-USA Bureau of Alcohol, Tobacco and Firearms-USA City of South portland Police-USA Delaware State Police-USA Department of Illinois Corrections-USA Drug Enforcement Administration-USA FBIs Most Wanted - Milwaukee-USA Federal Bureau of Investigation-USA [Includes FBI Hijack Suspects, Most Wanted Terrorists / Criminals, FBI seeking Information] Fort Lauderdale Police Department-USA Honolulu police-usa International Broadcasting Bureau (IBB)-USA Kansas Bureau of Investigation-USA New Jersey Division of Criminal Justice USA Massachusetts State Police-USA Michigan State Police-USA Mississippi Department of Public Safety-USA Modesto Police Department-USA Monterey County Sheriff's Department-USA Montgomery County Sheriff's Office-USA New Jersey State Police-USA Office of New York City Police Department-USA Oregon Department of Corrections-USA Rhode Island State Police-USA San Diego County Sheriff's Department-USA Scarborough Police Department-USA State of Minnesota Department of Corrections -Most Wanted Fugitives-USA Tennessee Bureau of Investigation-USA Results
Texas Department of Public Safety - Most Wanted Fugitives-USA The Los Angeles Police Department (LAPD)-USA The Yonkers Police Department-USA U.S. Immigration and Customs Enforcement-USA U.S. Secret Service-USA Ulster County Sheriff's-USA United States Department of Justice (DOJ)-USA United States Marshals Service-USA US Naval Criminal Investigative Service-USA US Postal Inspection Service-USA Virginia State Police-USA Washtenaw County Sheriff's office-usa West Virginia State Police-USA Wichita Police Department-USA Winchester, Kentucky Police Department-USA Royal Canadian Mounted Police-Canada Abbotsford police Department-Canada Halifax Regional Police-Canada Hamilton Police Service-Canada Waterloo Regional Police-Canada Ontario Provincial Service-Canada The peel Regional Police-Canada Europe & Central Asia Most Wanted Lists Brandenburg Police-Germany Federal Criminal Investigation Office-Germany The Bavarian Police-Germany The police of the country Saxonia-Anhalt (Sachsen Anhalt) Germany The state criminal police agency north Rhine - Westphalia (NordrheinWestfalen) Germany International Police Cooperation Division-Greece Holland Police Department-Holland Swiss Police-Switzerland Proscribed Organizations-United Kingdom Scotland Yards Most Wanted-United Kingdom The Metropolitan Police Service-United Kingdom Serious Frauds Office -United Kingdom National Crime Squad United Kingdom Ministry of the Interior of Russia Russia Central Bureau of Investigations India Criminal Investigation Bureau-Taiwan Bureau of investigation, Ministry of Justice-Taiwan Asia Pacific Most Wanted Lists
Dubai Police-UAE Hong Kong Police Force Hong Kong New Zealand Police New Zealand National Bureau Of Investigation Philippines Philippine National Police-Philippines Central Narcotics Bureau-Singapore Crime Net - Australia-Australia Queensland Police Service Australia Africa Most Wanted Lists South African Police Service South Africa (Annexure-D) Compliance Authorities Database Checks-Global This database is comprised of Government Prohibited Persons Lists, Terrorists, International Narcotics Traffickers and those engaged in activities related to the proliferation of weapons of mass destruction. It also includes Companies and individual who have been named in legal documents and press reports as having aided the 9/11 attacks and other terrorist outrages. The war crime database herein contains information on individuals and entities that have been responsible for serious violations of international humanitarian law and genocide globally Compliance Databases Office of Foreign Assets Control (OFAC) [Specially Designated Nationals and Blocked Persons and names that have been deleted from the OFAC list] Officials of OFAC Blocked Countries Bank of England Sanctions List United Nations Consolidated List European Union Terrorist List Monetary Authority of Singapore Hong Kong Monetary Authority Australian Department of Foreign Affairs and Trade (DFAT) Central Bank of UAE The Australian Transaction Reports and Analysis Centre (Austrac) Reserve Bank of Australia OSFI Consolidated List, Canada Check Results
Rwanda International War Crimes Database Yugoslavia International War Crimes Database Proprietary Databases Arms Trafficking and Weapons of Mass Destruction 9/11 Sub Poena- Database Global Money Laundering Database Politically Exposed Persons Proprietary Database