FROM POLICY TO PRACTICE: COMBATING TRAFFICKING IN HUMAN BEINGS IN THE OSCE REGION

SEC.GAL/152/06 26 September 2006 Office of the Special Representative and Co-ordinator for Combating Trafficking in Human Beings FROM POLICY TO PRACTICE: COMBATING TRAFFICKING IN HUMAN BEINGS IN THE OSCE REGION 2006 Annual Report Submitted by the Anti-Trafficking Assistance Unit, OSCE Secretariat Organization for Security and Co-operation in Europe

TABLE OF CONTENTS Introduction p. 3 I. Combating Trafficking in Human Beings in the OSCE Region: p. 6 National Efforts II. The Operational Framework for the Anti-Trafficking Work of the OSCE Bodies p. 16 II.1. Setting Priorities p. 16 II.2. Co-operation and Co-ordination p. 21 III. The OSCE Action Plan: from Theory to Practice p. 28 III.1. Investigation, Law Enforcement and Prosecution p. 28 III.2. Prevention of Trafficking in Human Beings p. 36 III.3. Protection and Assistance p. 43 IV. Next Steps: Challenges and Recommendations for OSCE Bodies and Institutions p. 52 Annex: The OSCE Institutional Framework p.60-2 -

INTRODUCTION This report is written to fulfil the terms of the Ministerial Council (MC) Decision No. 13/05, which tasks the Anti-Trafficking Mechanism of the OSCE, comprised of the Special Representative on Combating Trafficking in Human Beings (Special Representative/SR on CTHB) and the Anti-Trafficking Assistance Unit (ATAU) to report to the Permanent Council in June each year, starting in June 2006, on progress achieved in work on trafficking issues in the OSCE. These reports will also contain contributions from OSCE structures, institutions and field operations on developments related to trafficking in human beings throughout the OSCE region and will include an analysis of achievements in the light of the objectives set out in the 2003 Action Plan to Combat Trafficking in Human Beings. 1 The report broadly covers the period from May 2004, the beginning of the term of the first Special Representative on Combating Trafficking in Human beings, Ms. Helga Konrad, former Austrian Minister for Women s Issues and Chair of the Stability Pact Task Force on Trafficking in Human Beings, and the establishment of the Anti-Trafficking Assistance Unit, through May 2006. Divided into four parts, the report presents an overview of efforts to combat trafficking in human beings (THB) as well as significant challenges encountered throughout the OSCE Region by the participating States as well as by the relevant structures, institutions and field operations. The report concludes with a discussion of challenges and recommendations. Part I, Combating Trafficking in the OSCE Region: National Efforts, addresses national efforts to combat trafficking in human beings in the participating States. This analysis begins with a discussion of how commonly held misconceptions about the nature of trafficking in human beings hinder efforts to combat the crime. The section then presents an overview of the participating States approaches to combating THB, including a list of challenges identified by the participating States themselves, which can serve as the basis for future policy recommendations. Because it is difficult to obtain systematic and uniform data about THB (and this very fact has been identified by the participating States as one of the primary challenges they face in their anti-trafficking efforts), the possibilities of extensive quantitative and qualitative analysis were limited at this stage. None the less, the data obtained from the participating States as well as through country visits and reports did allow for the development of valid preliminary observations about the overall status of States efforts to combat THB. Part II, The Operational Framework for the Anti-Trafficking Work of the OSCE Bodies, describes the efforts of the OSCE structures, institutions and field operations (OSCE bodies) to implement the OSCE Action Plan to Combat Trafficking in Human Beings (the Action Plan). This section addresses the challenges of policy development and co-ordination as well as the implementation of specific tasks in the areas of Investigation, Law Enforcement and Prosecution, Prevention, and Protection and Assistance (following the framework of the Action Plan). Part III, Next Steps: Challenges and Recommendations, presents overall conclusions based on the 1 OSCE Ministerial Council Decision No. 13, adopted in Ljubljana, 6 December 2005, MC.DEC/13/05. - 3 -

analysis of the OSCE bodies in the implementation of the Action Plan. It describes the challenges faced by these bodies in addressing THB, many of which have been identified by the participating States themselves and supported by comments made by the non-governmental organizations (NGOs). The significance of these challenges underscores the need to continue providing further assistance to all the participating States in all areas of the Action Plan, including the establishment of National Referral Mechanisms (NRMs) and capacity building. Annex, The OSCE Institutional Framework, reviews the major OSCE Ministerial and PC Decisions related to combating trafficking in human beings, beginning with the Helsinki Final Act of 1975 to the most recent Addendum to the OSCE Action Plan to Combat Trafficking in Human Beings: Addressing the Special Needs of Child Victims of Trafficking for Protection and Assistance, PC.DEC/557/Rev.1. This document illustrates the evolution of the OSCE approach towards THB as reflected in its numerous commitments and recommendations, adopted by participating States to address the various dimensions of the problem. Methodology The report is written on the basis of primary and secondary sources. In July 2005 the OSCE Special Representative Ms. Konrad addressed all the participating States with a letter seeking their assistance in assessing the efforts undertaken in each country in the fight against human trafficking. To this end, the States were invited to provide a co-ordinated inter-ministerial response to a survey comprised of multiple choice and open-ended questions on the various aspects of combating THB. The Special Representative also addressed selected relevant NGOs in each participating State and invited them to provide, in partnership with other local NGOs (from three to six) their own answers to the survey. By March 2006 the Special Representative received 53 responses from States 2. These included separate answers to the survey provided by Serbia (Serbia and Montenegro), Montenegro (Serbia and Montenegro), Kosovo/Serbia and Montenegro 3. Out of 53 responses, two indicated that these surveys were not relevant. Also from among the respondents, four participating State declared that they had not yet recorded any criminal case of THB, and identified no victims of such crime. Four participating States did not provide a response to the survey. The analysis of all the responses to the survey is an ongoing process and its preliminary outcomes, together with the country assessments of the Special Representative and research of the ATAU, provided the basis for the chapter discussing the efforts of the OSCE participating States. 2 Responses from 27 NGOs were also received. They were referenced when their observations helped to provide a context for the responses of the participating States. 3 The response was provided by the Advisory Office on Good Governance within the Office of the Prime Minister, the THB Investigation Section of UNMIK Police and two local NGOs. - 4 -

In order to obtain primary data from the OSCE bodies, the ATAU staff developed a questionnaire in two parts. The first part, a narrative section, addressed goal setting, priorities and resources. The second part, addressing the implementation of the Action Plan, identified the specific tasks designated for all relevant OSCE bodies and asked them to comment on the implementation of these tasks. A draft of the narrative on OSCE bodies was sent to all respondents, providing them with the opportunity to comment. The Mechanism (the Special Representative and the ATAU) is not mentioned in the Action Plan, having been instituted after its adoption. However, the ATAU responded to all narrative questions relevant to goal setting, priorities, budget and programmatic activities, as well as questions which could be considered relevant to all actors in the Action Plan. The Office for Democratic Institutions and Human Rights (ODIHR) fully participated in the completion of this report. To supplement data gathered from primary sources, the ATAU staff consulted previous Special Representative/ATAU reports, meeting records and other documentation of the OSCE anti-trafficking activities. Acknowledgements The ATAU would like to express its gratitude to colleagues in the field operations and relevant structures of the Secretariat, and in the ODIHR, for their contribution in completing the questionnaires, as well as the NGOs who responded to our questionnaires. The ATAU recognizes that such a task requires considerable time and effort on top of an already demanding workload. The thoroughness of responses significantly enriched this report which, we hope, will become a useful document for future OSCE anti-trafficking work. The ATAU would also like to thank the OSCE Secretary General and the OSCE Chairmanship for their continued support of the ATAU efforts. And finally, we would like to thank our intern, Anita Kurzydlak, for her valuable contributions to this document. - 5 -

I. COMBATING TRAFFICKING IN HUMAN BEINGS IN THE OSCE REGION: NATIONAL EFFORTS For over a decade, trafficking in human beings has figured prominently in international human rights and policy debates. Fuelled by reports of large numbers of men, women and children taken across international borders (and within their own countries) to be exploited for profit by criminals, antitrafficking efforts worldwide have resulted in increasing efforts towards ensuring justice for victims and punishment of offenders. In 2000, the United Nations introduced the Convention on Transnational Organized Crime (UNTOC) and the supplementary Protocol to Prevent, Suppress and Punish Trafficking in Persons, Especially Women and Children, (the Trafficking Protocol). As of August 2006, 102 countries have become party to the Protocol, including 40 countries throughout the OSCE region, in accordance with Section II. of the OSCE Action Plan to Combat Trafficking in Human Beings (Action Plan), calling upon the participating States to sign and ratify the United Nations Convention against Transnational Organized Crime as well as its Trafficking Protocol. The Protocol, while being primarily a law enforcement instrument, remains significant for its widely accepted definition of the crime of trafficking and for its focus on a framework of prevention, prosecution and protection and assistance. As a result of the requirements placed upon State Parties and supported in Chapter III., Section 1.1.1 of the Action Plan which recommends that the participating States adopt such legislative and other measures as may be necessary to establish the criminal offences the conduct set forth in Article 3 [of the Trafficking Protocol], a growing number of countries have enacted anti-trafficking legislation either as an addition to their criminal codes or as separate anti-trafficking legislation. In 2005, the Council of Europe introduced the Convention on Action against Trafficking in Human Beings, the first international human rights instrument to address this crime, which states that trafficking violates the integrity and human dignity of the person. The Convention aims to improve the protection of the rights of trafficked persons, thus ensuring a better balance between the prosecution of the crime and the protection of the rights of trafficked persons. The Convention also addresses all forms of trafficking, organized and not organized, national and transnational, and establishes a mechanism to monitor effective implementation by State Parties. These international milestones notwithstanding, trafficking in human beings remains an issue that is still largely misunderstood and, consequently, inadequately addressed in both policy and practice. This claim can be made primarily based on the low numbers of victims of trafficking who have been identified as such, contrasted with global estimates which point to up to several million victims annually and consequently have not been able to obtain access to justice, including protection and assistance. Not surprisingly, the numbers of arrests, prosecutions and convictions of traffickers remains low. The limited recognition of multiple forms of trafficking, in practice rather than policy, as well as credible indications of re-trafficking are further signs that much work is yet to be done to increase the awareness and understanding of the problem and the effectiveness of counter-trafficking measures, within the OSCE region. - 6 -

A Misunderstood Issue THB represents a violation of fundamental human rights. It is also a crime which involves multiple actors, including recruiters, facilitators of transportation and fraudulent employment opportunities, exploiters and end beneficiaries of goods and services provided and produced by trafficked persons. The definition of trafficking in human beings provided in Article 3 of the Trafficking Protocol, while gaining wide acceptance, nevertheless leaves many elements of the crime open to interpretation. Notable among these is the absence of a clear definition of exploitation as well as of what constitutes an abuse of a position of vulnerability. Public opinion also contributes to a general lack of understanding of the core elements of the issue. Because perception of an issue plays a significant role in the shaping of policy, it is important to examine at this juncture some of the commonly held misperceptions about THB which are specifically relevant to the OSCE region. 1. THB is perceived primarily as sexual exploitation. The recent UNODC Trafficking in Persons Global Patterns Report 2006 (UNODC Report) documents that THB for sexual exploitation constitutes 80% of reported instances of trafficking. This is due to several factors. First, print and broadcast mass media are more inclined to feature stories on sexual exploitation. Second, although growing numbers of countries have expanded their definition of human trafficking to comply with the Trafficking Protocol, these same countries have not yet implemented the appropriate law enforcement or victim protection and assistance mechanisms with which to address different forms of trafficking. The crime is not addressed and consequently not reported. The majority of the participating States mirror this tendency, notwithstanding their comprehensive legal definitions of trafficking; in practice they largely pursue cases of trafficking for sexual exploitation with greater frequency than for other purposes. 2. Trafficking is frequently interpreted through the lens of irregular migration or smuggling of migrants. Because trafficked persons are usually exploited through a work situation and do not have legal status in the country of destination, they are frequently treated as illegal migrants, detained as such and summarily deported. This approach both punishes and criminalizes the victim of trafficking while allowing the perpetrators to go free. Furthermore, traditional mechanisms to deter the smuggling of persons, notably strengthened border controls, are limited in their effectiveness to deter trafficking in human beings. Restrictions upon the movement of people will rarely eliminate criminal activity which profits from this movement. The Protocol Against the Smuggling of Migrants by Land, Sea and Air (People Smuggling Protocol), Supplementing the United Nations Convention Against Transnational Organized Crime, underscores the need to distinguish between smuggling as a crime against a state, and THB which is a crime against an individual. Policy and practice should each reflect this distinction. 3. The dynamics of THB continue to be described along a linear continuum of countries of origin, transit, and destination, ascribing specific characteristics and roles in the trafficking chain to each group, and largely ignoring the phenomenon of internal trafficking. This - 7 -

distinction was accurate and useful especially in the mid 1990s, when THB began to attract the attention of the public as well as lawmakers on an international scale. However, the dynamics of THB have changed in the past decade. The UNODC Report documents that human beings from 127 countries are trafficked into 137 countries in all parts of the world. A country can therefore be simultaneously a combination of source, transit and destination country. Thirty-three OSCE participating States, according to their responses to the questionnaire sent out by the Special Representative, identify themselves as a combination of source, transit and destination countries. How a country identifies itself along this continuum influences both the ways in which it develops anti-trafficking legislation as well as the forms of protection and assistance provided to victims of trafficking. Consequently, countries which have traditionally considered themselves as source countries only might emphasize prevention initiatives and re-integration services for returning victims. Identifying themselves also as countries of transit or destination will require a policy framework to enable the identification of and protection and assistance to individuals trafficked into their countries. The OSCE Action Plan, formulated in 2003, makes the distinction among countries of origin, transit and destination; however, current trends indicate the need to expand our definitions. The exclusive focus on the transborder nature of the crime is not required by the Trafficking Protocol. Furthermore, taken alone, this focus can lead to a lack of sufficient recognition of internal trafficking. This lack of recognition and concomitant lack of measures to address it result in limited countermeasures and a lack of access to justice for citizens of a country. 4. The understanding of vulnerability and root causes remains simplistic. Poverty in countries of origin is still considered to be one of the predominant root causes of THB. This determination has subsequently placed the onus of prevention on these countries, which usually translates into the need to bear the burden for prevention of trafficking through the implementation of awareness-raising campaigns or development programmes, including employment training and micro-enterprise development. While these measures are, in and of themselves, valid, they are none the less insufficient and allow for a polarization of responsibility and action among the different countries of origin, destination and transit. Because the lines between countries of origin and destination increasingly overlap, high vulnerability to THB can be found everywhere: among refugees, unaccompanied and separated children, irregular migrants and their family members, minorities, the disabled, the unemployed and the homeless, and those marginalized by their societies in multiple ways. In other words, there is no single stereotype of a vulnerable group of persons. Increasingly, the definition of vulnerability must include social and economic exclusion, marginalization and discrimination, and not be limited to economic disparity. It is furthermore important to recognize that trafficking occurs in environments in which exploitation is tolerated and where there is a demand for cheap labour and services. Trafficking also occurs in environments where and when there are conditions that enable criminal activity to prosper. Organized criminal networks benefit from post-conflict situations, natural disasters, corruption, - 8 -

economic disparity, weak rule of law, lack of social protection measures for marginalized populations, and other shortcomings. Trafficking in Human Beings in the OSCE Region The OSCE has played an active role in the fight against THB, as reflected in its numerous political commitments taken by consensual agreement of all participating States at the Ministerial level. These commitments, affirming the primary responsibility of the participating States for addressing THB and tasking the OSCE institutions, structures and field operations in clearly defined areas, constitute a comprehensive framework for combating THB (for a detailed development of the OSCE institutional framework to combat THB, please see Annex), and have enabled the OSCE to stimulate active responses by the participating States in the fight against THB. Reliable statistics on the scope of the problem of human trafficking in the OSCE region are difficult to come by for many reasons. The absence of accurate documentation is partly a function of the activity itself underground, criminal, and inadequately defined. It is also due to the fact that, in large part, States do not consistently and systematically report on trafficking and indicate that reliable data and research is a significant challenge in combating THB. And finally, funding for research is not a priority among donors. There has never been a satisfactory baseline on which to assess change, and consequently progress in addressing the issue. Data collected from leading NGOs and international organizations (IOs) on numbers of trafficked persons vary in their estimates, from between 500,000 to 4,000,000 individuals trafficked worldwide. The responses provided by the participating States related to the scope of the problem in the OSCE region were no less conclusive. It is difficult to identify trends or draw conclusions from this data, because data collection mechanisms vary from country to country and data are frequently not disaggregated by gender, age, or form of trafficking. However, if we total all the numbers reported by the participating States, at a minimum we reach a total of 25,000 identified victims of trafficking over the past five years in the OSCE region. It is important to note that this number is the total of all numbers reported by all the States. Some respondents provided data for the year 2005 only; others included cumulative data for the past five years. Four States stated, as mentioned above, that they had no data to indicate the presence of victims of trafficking within their borders. Responding to the challenge to address THB, the participating States have demonstrated good will by taking numerous steps through legislation, appropriation of funds, and implementation of antitrafficking measures. Credit belongs first and foremost to national and local authorities as well as civil society actors, while the OSCE bodies mainly act as a catalyst and a source of expertise. Dialogue and technical assistance have produced results, keeping the issue on the agenda of the authorities and promoting the contribution of civil society to combating THB. Specific initiatives include the establishment of national mechanisms to define, co-ordinate and monitor anti-trafficking activities, the development of national action plans, the inclusion of THB within national legislation, awareness-raising campaigns better co-operation at the bilateral and multilateral levels, and initial efforts towards the establishment of NRM to promote and protect the rights of trafficked victims. Nevertheless, the overall results have been quite modest. - 9 -

Criminalization of THB across the OSCE Region The participating States were asked if they considered THB to be primarily a problem of irregular migration, human rights violations, prostitution, forced labour, organized crime, poverty, exploitation or other (with Gender Equality being provided as an example), with the opportunity to offer multiple responses. The most frequent answer is that THB is an issue of organized crime (mentioned by 43 respondents). The second most frequent answer is that it is a human rights violation (35 respondents). The least frequent response is that THB is a problem of forced labour. Thirty-three respondents indicated that THB is a problem of poverty. Only two participating States commented that THB was also a function of gender inequality. The States were asked to identify which forms of THB are included in definition of human trafficking to be found in their national legislation. All respondents indicated that their legislation included trafficking for sexual exploitation and all but two included labour exploitation. Slavery or practices similar to slavery and the removal of organs are included as purposes of THB by the majority of the participating States. However, when the States were asked to respond to the question, What forms of trafficking are mainly executed in your country? the responses indicated a clear gap between policy and practice. The most frequent answer is that THB is executed for sexual exploitation (45 respondents). Trafficking for labour exploitation is the second most frequent response (27 respondents). Consistent with international trends, trafficking for sexual exploitation in the OSCE region is the most predominant form of reported, perceived, documented or identified form of trafficking. It is not to be assumed, however, that it is the most prevalent. Though the two Protocols supplementing the UNTOC provide for a clear distinction between human trafficking and human smuggling, the law enforcement bodies of the participating States admit to challenges in differentiating these two crimes due to factors which include the extremely lucrative nature of THB, the complexity of proof and the tendency of the judiciary to qualify alleged THB as illegal migration, since it is easier to resolve. This confusion leads to considerable judicial errors and mistreatment of trafficked persons, perceived as irregular migrants. This chain of mistakes in identification of cases and of victims in turn leads to the impunity of criminals as well as a denial of justice to victims, and increases the probability of re-victimization of those deported prior to any serious investigation. This same confusion has further led to an undue emphasis on border control measures, which have proven inefficient in the identification of THB cases and potential victims. Most trafficked persons cross borders legally with appropriate travel documents and frequently do not fit the traditional stereotypes of a victim. In cases where they have already been recruited, they will not yet have experienced any form of exploitation, although the crime has already been committed. These individuals are unaware of their potential exploitation or enslavement, and therefore unable to answer questions in a way that would reveal likely instances of trafficking. Even following experiences of - 10 -

exploitation, trafficked persons, not being aware of their rights, may not provide evidence that would indicate a trafficking situation. The role of law enforcement is paramount in addressing THB. According to the participating States, 60% of THB cases are identified through police operations, raids, and intelligence gathering as well as through the investigation of related crimes, including drug trafficking and domestic violence, to name only two. However, these practices do not automatically lead to the protection of a trafficked person or the punishment of the offenders. Victims, suspicious of law enforcement authorities, fear detention and punishment and are reluctant to offer the testimonies which are necessary in anti-trafficking investigations. Notwithstanding the significant investment of resources directed to law enforcement, the States have indicated the perception that the overall impact of training still remains low due to the lack of accompanying measures including political will as well as sufficient resources for ongoing operational activities. Insufficient Protection and Assistance Measures for protection and assistance are most often short-term and do not satisfy the needs of trafficked persons, especially child and male victims of THB. Overall, the numbers of victims receiving services remains low compared to the general estimates of trafficked persons within specific countries in the OSCE region. 4 For those NGOs which do provide services, funds are generally considered to be insufficient for the nature of the efforts required, and they are frequently unable to provide all but minimal and short-term assistance; in some cases, they are not able to provide services for the length of the reflection period in cases where such a provision exists. While more than 75% of respondents indicate having legal provisions on assistance to and protection of trafficked persons and special measures for children, little data is available on the number of beneficiaries and the quality or scope of services offered. While 63% of the participating States declare to have introduced residency permits for victims of THB in their legislation, only 25% are able to indicate how many such permits have been issued. While 58% claim to have legal provision for compensation to be offered to the victims, it is - to the best of our knowledge - more an exception than a rule for victims to receive such compensation. National Action Plans Action Plans, while not a universal panacea, can contribute to the development of systematic State approaches to combating THB. Action Plans have emerged as a useful tool in enabling States to set 4 This discrepancy has been documented in numerous reports: Second Annual Report on Victims of Trafficking in South-Eastern Europe, Regional Clearing Point, IOM 2005; Report on Activities to Combat Human Trafficking Fiscal Years 2001-2005, US Department of Justice, 2006; Forced Labour in the Russian Federation Today Irregular Migration and Trafficking in Human Beings, by Elena Tyuryukanova, International Labour Office, Geneva September 2005; Data and Research on Human Trafficking: A Global Survey, IOM 2005; Trafficking in Human Beings in South Eastern Europe: 2003 Update on Situation and Responses to Trafficking in Persons in Albania, Bosnia and Herzegovina, Bulgaria, Croatia, The Former Yugoslav Republic of Macedonia, Moldova, Serbia and Montenegro, including the UN Administered Province of Kosovo, and Romania, by Barbara Limanowska, UNICEF/UNOHCHR/OSCE-ODIHR, 2003. - 11 -

strategic priorities and outline concrete actions, to allocate resources and set realistic benchmarks to ensure visible results for their efforts. Such Action Plans provide an opportunity for pursuing a comprehensive and co-ordinated strategy in the fight against THB. Thirty-four participating States stated that they had developed National Action Plans, many of which are currently being revised and updated. Four States indicated that they were in the process of drafting such Action Plans. Action Plans should include several core components, among which are: a comprehensive framework for addressing THB (prosecution, prevention, and protection and assistance); its cross-dimensionality (addressing human rights issues, the social and economic roots, and the role of law enforcement); special attention to the needs of child victims of THB, financial support; the identification of clear roles and responsibilities of stakeholders, and a broad range of implementing agencies. Few National Action Plans have included a comprehensive assessment of the scope of the problem of THB in a given country as a background for relevant anti-trafficking measures. National contexts vary, which is why an Action Plan should be flexible to accommodate circumstances particular to each participating State. A National Action Plan presupposes the existence of some form of national co-ordinating structure which plays a significant role in implementing a State s anti-trafficking agenda. These structures can play a co-ordinating role or function as a national working group or task force; they can also be configured as inter-ministerial groups or commissions composed of high level officials. National Rapporteurs are responsible for comprehensive qualitative and quantitative data collection, research and analysis of the trafficking situation in a given country and an analysis of the effectiveness of measures and policies designed to prevent and combat THB. Ideally, the National Rapporteur should function independently of the government, and serve as a mechanism to influence policy makers, including by reporting to Parliament. Twelve States indicate that they have such a function, although the exact definition of the role varies. The overall absence of such a function is reflected in the numbers of States which indicated that lack of reliable data and research constituted a challenge to combating THB. Challenges Faced by the Participating States The identification of the problem at the national level remains critical for any sense of ownership, including the participation of NGOs, to ensure that the subsequent development of solutions will have a real impact on the situation. The participating States were asked to identify challenges they faced in combating THB. Such challenges and ensuing recommendations, because they come from the States themselves, should be carefully considered in the development of subsequent policies and strategies. The question was framed to elicit open-ended responses with the States free to provide as much or as little detail as they felt appropriate. To analyse the responses, we referred to the framework of the OSCE Action Plan which defines areas of responsibility at the national level in the areas of Investigation, Law Enforcement and Prosecution, Prevention, Protection and Assistance, and Co-ordination. - 12 -

The Challenges of Prevention An analysis of all responses to this question indicated that the majority were related to the prevention of THB. These responses can be grouped according to the following categories, which correspond to issues addressed in the OSCE Action Plan: prevention through public education and awareness; prevention based on data collection and research, and prevention through the implementation of social and economic interventions related to THB. The surveys included 43 references to prevention, twice the number of references in other categories. Prevention through Public Awareness In discussing prevention through public awareness, the responses indicated several areas of concern. The States expressed concern about the negative public perception towards victims of trafficking, which is detrimental to the identification of victims of trafficking in countries of destination, and to the full re-integration of trafficked persons in countries of origin. Including information on THB into standardized educational curricula was one suggested way of sensitizing the public as well as targeting potentially vulnerable young girls and boys. Specific mention was made of the need to raise public awareness of all forms of THB, to target programmes specifically for vulnerable populations and to develop campaigns to prevent trafficking in children. Also cited was the need to continue to educate service providers and law enforcement officials on the changing trends and different forms of human trafficking. Prevention based on data collection and research The need for reliable information and data on trafficking was cited by the participating States as a challenge to making progress in their efforts to combat THB. In particular, responses included the need for further information on the changing patterns of trafficking, the structure of criminal gangs, the complex relationships between traffickers and victims, child trafficking and the discrepancies between reported numbers of victims and the numbers of victims served. Several States indicated that additional research and data collection should be accompanied by increased data sharing among international actors. Because this challenge was expressed in such clear terms, and because the problems resulting in lack of reliable data invariably have consequences for the types of anti-trafficking measures which are developed, we strongly encourage the States to consider Section VI., 1., of the OSCE Action Plan, in which it is recommended: To consider appointing National Rapporteurs or other mechanisms for monitoring the anti-trafficking activities of State institutions and the implementation of national legislation requirements. Prevention through social and economic initiatives Several of the participating States indicated that addressing root causes of THB through economic and social interventions was a key challenge in their efforts to combat THB. In particular, poverty - 13 -

reduction campaigns and improved access to education were cited as important elements in addressing root causes of THB. Also mentioned was the need to address issues of gender inequality and the strengthening of marginalized groups through improved efforts at economic integration. Section IV. of the OSCE Action Plan, Prevention of Trafficking in Human Beings, provides a comprehensive approach to prevention which includes the data collection and research, the strengthening of economic and social policies in countries of origin and countries of destination, and awareness-raising. The Challenges of Investigation, Law Enforcement and Prosecution States reported equally in terms of challenges related to Investigation, Law Enforcement and Prosecution, Protection and Assistance, and Co-ordination. While some States mentioned the need to adjust national legislation to correspond to recent international instruments and to clarify the distinction between THB and smuggling, the greater number of challenges was perceived to be in the practical areas of law enforcement. The need to place high priority on the investigation of all form of THB cases and to enforce strict punishments for traffickers, including the provisions of confiscations of assets, was most frequently mentioned. This observation corresponds to the analysis of the previous section in which States indicated that, while their legislation covered most forms of trafficking, anti-trafficking measures were targeted only towards limited forms of trafficking. Prosecution as a challenge was cited in numerous instances; the responses did not provide sufficient data to determine the specific nature of the challenges in this area, but other data indicates the challenge of making an adequate case and the difficulty faced by prosecutors when victims decline to testify. The challenge of protecting identity documents against was also mentioned. The Challenges of Protection and Assistance The protection of and assistance to trafficked persons remains a high priority area for the participating States, and reflects concern for the victim at every stage of the trafficking process as well as for full protection for the human rights of trafficked persons. The identification of victims of all forms of trafficking was indicated as a challenge, followed by the need to be able to provide adequate services to trafficked persons. With this context, it is also a challenge to make sure that those individuals who work with victims of trafficking have adequate training. States specifically mention the need to find mechanisms to address internal trafficking both in identifying the crime as well as the victims, and in ensuring that adequate legal provisions are in place, including access to services by citizens of the same country. The changing nature of trafficking, varying trafficking routes and the overlapping definitions of countries of origin and destination create challenges for service providers. Specifically, they must be in a position to offer a wider variety of services to a more diverse population, with direct consequences on the need for interpreters and often cultural mediators in order to meet the needs of trafficked persons. - 14 -

The difficulty of obtaining victim testimony has long been acknowledged as a challenge in prosecuting trafficking cases. In many cases, victims are fearful of retaliation, notably in the absence of adequate security and witness protection. It will be useful to continue to examine the relationships between rates of prosecution and the comprehensive nature of protection and assistance provided to victims. Sufficient evidence exists to indicate that there is a strong correlation between these factors. The Challenges of Co-ordination The OSCE Action Plan contains specific recommendations at the national level in order to ensure better co-ordination of anti-trafficking efforts within and among States. The challenges of such coordination were identified by survey respondents in several key areas. States cited the challenges of internal co-ordination notably between State authorities and NGOs and IOs. States also cited the challenge of co-ordinating with international authorities, notably in the area of investigations and prosecutions. The lack of co-operation among police along known trafficking routes was identified as a challenge to law enforcement initiatives. While States indicated the presence of national coordination structures, they also indicated that the capacity to accomplish the set goals was limited and that the need for capacity building was a challenge they experienced in very direct ways. The Challenges of Resources Lack of adequate resources financial and human was cited sufficiently by participating States to merit inclusion in this discussion. Although few details were provided, the responses indicated a need to allocate funds generally for anti-thb programmes in national budgets. Specific budget needs mentioned by respondents included law enforcement, shelters, support to NGOs as well as funds designated for capacity building for all individuals working with trafficked persons. - 15 -

II. THE OPERATIONAL FRAMEWORK FOR THE ANTI-TRAFFICKING WORK OF THE OSCE BODIES II.1. SETTING PRIORITIES The report will now examine how the political commitments of the OSCE are translated into action. This section will discuss approaches and practices of the OSCE bodies in the identification of antitrafficking programmatic priorities. It will also briefly outline what resources the Organization has allocated to assist the participating States in the implementation of their anti-trafficking commitments. Within the framework of the Action Plan, each OSCE body has established its own process of identifying specific programmatic priorities. In this process the Special Representative, the Anti- Trafficking Assistance Unit and the ODIHR have provided policy guidance and expert advice to the other bodies of the Organization and to the participating States. Consultations with the participating States, with NGOs, other national stakeholders, and international organizations have also proved to be determinant in the concrete design of programmes and projects. Finally and very importantly, each new OSCE Chairmanship sets annual political priorities, which in turn shape the anti-trafficking agenda and the programmatic work of the OSCE bodies. Consulting the participating States The OSCE budgetary process provides the main institutional channel for the participating States to approve the programmatic outlines of the OSCE bodies. The structures of the Secretariat and the ODIHR engage in constructive dialogue with the participating States through direct contacts with officials in delegations and in capitals through country visits and regular OSCE events (e.g. high-level conferences, human dimension events and Economic Forum events). The Structures of the Secretariat and the ODIHR respond to States direct requests for assistance, and they also stimulate interest and political will through consultations with government officials, on the basis of research and needs assessment. Furthermore, in accordance with its mandate, the ODIHR raises awareness, supports, monitors and reports on the implementation of the human dimension commitments. At the field level, priorities are identified and activities are planned in different ways. Field operations are engaged in regular contacts with national stakeholders (e.g. national co-ordinators, ministries of foreign affairs, interior, justice, social affairs) and identify jointly priorities for programmatic activities and concrete partnerships. In some cases field operations go through a formal and detailed yearly process of approval by the host Government of each programmatic activity in this field. In some instances, field operations encounter major challenges in engaging in antitrafficking work, posed by host countries hesitation to address the issue. The general premise in setting priorities is that each body focuses on fulfilling its individual institutional mandate and accomplishing its own tasks as indicated in the Action Plan. Since 1999 the ODIHR has been involved in co-ordinating anti-trafficking activities with field operations through annual meetings. The appointment of the Special Representative and the formation of the - 16 -

Anti-Trafficking Assistance Unit in 2004 gave impetus to the process of strategic co-ordination and setting of common priorities. This process needs to be strengthened to ensure greater coherence in the anti-trafficking work of the Organization. The implementation of the Maastricht mandate became the priority for the Mechanism. Thus, with a view to raising the political profile of the fight against THB and assisting the participating States in implementing the Action Plan, the work of the Mechanism was directed to advance the anti-trafficking agenda in a geographically balanced way in the whole OSCE region. The Special Representative therefore selected the following directions of work: 1. Raising the awareness and understanding of all forms of human trafficking, especially child trafficking and trafficking for forced/bonded labour; 2. Promoting a multidimensional rights-based approach to combating THB; 3. Promoting the establishment and/or further strengthening of national anti-trafficking co-ordination mechanisms within the participating States; 4. Enhancing OSCE internal co-ordination and boosting external co-operation within the Alliance against Trafficking in Persons (Alliance). The identification of these priorities was the result of a thorough process of consultations conducted by the Special Representative with the key stakeholders, i.e., government authorities in the capitals, Heads of the OSCE Delegations in Vienna, relevant OSCE bodies, leading international organizations, institutions and NGOs, and other relevant actors. The ODIHR has identified its specific core priority in strengthening the protection of trafficked persons and vulnerable groups and preventing trafficking by focusing on a number of initiatives in the OSCE region. It builds on the expertise developed within the ODIHR in the domain of victims rights protection. In particular it aims to: (i) supports the establishment of multi-agency antitrafficking structures responsible for the development of victim-centred policy and practice in antitrafficking through the promotion of NRMs; (ii) improve strategies permitting the identification of and assistance to trafficked persons, including victims of labour exploitation and Roma victims, by raising awareness of and addressing gaps in current identification models; (iii) strengthen trafficked persons access to remedies and rights by raising awareness of rights amongst trafficked persons, vulnerable groups and civil society and strengthening linkages to protections available to other groups of persons, such as migrant workers. The ODIHR also plays an important role assisting field operations in the identification and implementation of priorities through its focal point meetings and the ODIHR Anti-trafficking Project Fund. Based on the OSCE Action Plan, the Strategic Police Matters Unit (SPMU) has chosen a twofold focus: to integrate the law enforcement perspective in OSCE anti-trafficking work and to complement the victim-centred approach with a strategic focus on offenders, including through the development of alternative strategies to victim testimony in order to apprehend and prosecute traffickers. - 17 -

Similarly, in accordance with tasks in the Action Plan, the Office of the Co-ordinator for Environmental and Economic Affairs (OCEEA) identified its three main programmatic fields aimed at prevention and addressing socio-economic root causes as: (i) promoting self-regulation of the private sector; (ii) raising trafficking awareness on THB in countries of destination; and (iii) economic empowerment of groups at risk. Co-operation with the OSCE bodies and other international actors at the project development stage helps the OCEEA in fine-tuning this work. The Action Plan - with its specific and precise tasks - sets also the anti-trafficking priorities for the work of the Action against Terrorism Unit, the Training Co-ordinator, the Press and Public Information Section and the Senior Adviser on Gender Issues. The OSCE field operations generally set their anti-trafficking priorities according to their specific mandate; the OSCE Action Plan and the national policy on THB - if developed - (e.g. national plan of action); the assessment of the local and national situation; the outcomes of consultations with State officials (e.g. national anti-trafficking co-ordinators), NGOs and relevant international agencies active in the area. Consultations with the Special Representative, the ATAU and the ODIHR also provide guidance to field operations; however these processes are informal and not institutionalized, except for the regular review of projects submitted by field operations for extrabudgetary contributions and in the course of regional Heads of Mission meetings. The identification of programmatic activities depends also on the field operation s internal appreciation of the need, feasibility and sustainability of the activity, the capacity and availability of local implementing partners, the interest and commitment of national actors, the expected impact, the availability of resources and the outcomes of co-ordination with other stakeholders. The main objective is to promote the implementation of the OSCE commitments and contribute to augmenting national capacities to tackle human trafficking. The sum of these processes generates the OSCE multidimensional and comprehensive approach. Resource allocation Since trafficking in human beings became prominent on the agenda of the OSCE, significant resources have been allocated at the operational level for staff and programmatic work. In 2004 the Chairmanship appointed Ms. Helga Konrad, former Austrian Minister for Women s Issue and Chair of the Stability Pact Task Force on Trafficking in Human Beings for South Eastern Europe, as Special Representative on Combating Trafficking in Human Beings. Ms. Konrad was assisted by an Executive Assistant. At the same time, within the Secretariat the ATAU was formed with six full-time staff members to support the Special Representative. The SPMU appointed a fulltime police affairs officer to work on THB issues only. The Training Section also appointed an officer to work on anti-trafficking and gender issues. The OCEEA dedicated two staff members to part-time work on THB issues. The Senior Adviser on Gender Issues continued to be a focal point on anti-trafficking issues. - 18 -