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CONFERENCE GUIDE & PROGRAM DETAILS

Dubai International Academic City PO Box: 503000 Dubai, UAE T: + 971 4 449 9000 F: + 971 4 429 1205 Toll Free: 800 AUE (283) E-mail: ard@aue.ae, marketing@aue.ae

His Highness Sheikh Khalifa Bin Zayed Al Nahyan UAE President, Ruler of Abu Dhabi, and Supreme Commander of the Armed Forces

His Highness Sheikh Mohammed Bin Rashid Al Maktoum UAE Vice President and Prime Minister and Ruler of Dubai

His Highness Sheikh Nahyan Bin Mubarak Al Nahyan Minister for Culture, Youth & Community Development, UAE

H.E. Muhammad Saleh Bin Bduwah Al Darmaki Chairman of the Board of Trustees, AUE

IN ASSOCIATION WITH WELCOMES

TABLE OF CONTENTS Welcome Message from the President & CEO of AUE 14 Message from NATO 15 About American University in the Emirates (AUE) 15 Gulf, NATO and Istanbul Cooperation Initiative (ICI) 19 Key Principles of the Istanbul Cooperation Initiative (ICI) 20 Actions Performed 21 History of ICI 22 Institutional Framework 24 Highlights of the Conference 25 Note of Thanks 26 Conference Program 27

WELCOME MESSAGE The American University in the Emirates is proud to collaborate with the North Atlantic Treaty Organization in offering a unique conference opportunity that affords regional dignitaries and security experts a space in which to disseminate regional security-relevant information, and to discuss key issues of interest to all participants. Both NATO and AUE believe in the power of frank communication between the diverse communities of the Gulf Region to progress matters that are central to medium and longterm security concerns. Professor Muthanna G. Abdul Razzaq President and CEO, AUE The President and CEO of the American University in the Emirates, Professor Muthanna G. Abdul Razzaq, welcomes all participants to Dubai, United Arab Emirates, and to this critical international conference concerning the lessons learned from NATO s approach to Gulf Cooperation, and future related challenges. May your deliberations help to contribute towards the design of improved strategies and greater mutual understanding during the years ahead! This conference exemplifies the manner in which AUE promotes a global approach to the education of its students, so they can contribute more effectively to national and regional development, growth and security. Both undergraduate and graduate students of the University have been welcomed to this conference. All conference participants will hear world experts and practitioners in security and strategic studies, representing a new field of undergraduate, Master s and planned doctoral studies at AUE, address strategies intended to promote regional cooperation, with the goal of maintaining a peaceful environment in the Gulf. The President and CEO of the American University in the Emirates encourages you all to take full advantage of the learning and networking opportunities presented throughout the day. NATO ICI 13 - Conference Guide - 14

MESSAGE FROM NATO involves initiating, sustaining and maintaining over time a process of mutual understanding. This requires a two-way dialogue with opinion formers, academics, media and a variety of civil society representatives in which we seek to listen to and understand each other. Public Diplomacy is therefore much more than public information. It is less about winning arguments and more about engagement. Public opinion exists in a specific environment and it is not possible to understand its trends unless there is a clear appreciation of the political, social and cultural issues affecting the lives of the people involved. Nicola de Santis Head, Middle East and North Africa Section, Political Affairs and Security Policy Division, NATO HQ On behalf of NATO s Political Affairs and Security Policy Division, it gives me great pleasure to welcome all participants in this international conference in Dubai, which we have co-organized with the American University in the Emirates as part of NATO s public diplomacy activities with the countries invited in the Istanbul Cooperation Initiative. Public Diplomacy for an organization such as NATO Public Diplomacy is, indeed, not merely about communicating messages but it is also about building relationships: understanding the specific needs of other countries, cultures and people; while at the same time promoting a better mutual understanding and identifying common goals. NATO s post-cold War transformation has led to the establishment of a wide network of partnerships with countries and organizations around the globe. In particular, NATO has developed closer political relationships and security cooperation with countries in the Gulf region through the Istanbul Cooperation Initiative. This marks a shift in Alliance priorities towards greater involvement in this strategically important region of the world, whose security and stability matters to NATO and vice versa. - Page - 15

NATO s Istanbul Cooperation Initiative forms the bedrock of NATO s relations with the countries from the region, and is offered to interested countries in the broader Middle East region, starting with but not only limited to the individual members of the Gulf Cooperation Council (GCC). It is aimed at enhancing security and regional stability through a cooperative engagement with the countries in the region in the security field, to address common security challenges, in a way that responds to the specific needs of the countries involved. In 2012, at NATO s Summit in Chicago, NATO s Heads of State and Government reaffirmed their commitment to strengthen political dialogue and practical cooperation in the ICI and their openness to receiving new members in the ICI, including Saudi Arabia and Oman. They also warmly welcome the generous offer by the State of Kuwait to host an ICI Regional Centre, which will help us to better understand common security challenges, and discuss how to address them together. NATO and Gulf countries face common security threats: terrorism, proliferation of weapons of mass destruction, the instabilities emanating from failing and failed states. But we also share the common aspirations for a world more secure, stable and at peace. I look forward through our discussions in this conference, to new ideas that will enable us, through adequate follow up, to further enhance our Istanbul Cooperation Initiative partnership with the countries from this important region of the world. NATO ICI 13 - Conference Guide - 16

ABOUT AUE The American University in the Emirates AUE as we are affectionately known is one of the most rapidly growing universities in the United Arab Emirates. Why do so many students want to study here? This is partly because AUE offers an American curriculum, with a General Education undergraduate core, taught by highly regarded faculty members, who seek to engage our students in excellent learning experiences, as well as enthusiastic alumni recommendations. AUE faculty members collectively value our hardearned reputation for high quality in teaching, learning and related research, and seek to promote intercultural understanding and respect. Accordingly, AUE blends a commitment to serve the society and economy of the nation and region with its American identity. Beyond the curriculum, what is American about AUE? This US identity is also based upon the use of English as the medium of instruction and management, active linkages with US university partners that enrich our academic provision, gender co-education with respect for local culture, the recruitment of faculty and staff with extended experience in the US higher education system, and a vibrant commitment to diversity, as well as academic freedom and responsibility. AUE offers students excellent undergraduate, graduate and professional programs that encourage you to become proactive, reflective and critical thinkers and researchers. AUE students learn to become part of a fully-engaged community, whose members embrace their own culture, while also understanding other cultures and perspectives, in a spirit of humane tolerance. The American University in the Emirates welcomes new faculty and staff who are attracted by our vision and vision to consider an application to join us, in order to further develop our dynamic, expanding University. - Page - 17

NATO ICI 13 - Conference Guide - 18

GULF, NATO AND ISTANBUL COOPERATION INITIATIVE (ICI) NATO s Istanbul Cooperation Initiative (ICI), which was launched at the Alliance s Summit in the city of Istanbul, Turkey in June 2004, aims to contribute to long-term global and regional security by offering countries of the broader Middle East region practical bilateral security cooperation with the North Atlantic Treaty Organization. ICI focuses on practical cooperation in areas where NATO can add value, notably in the security field. Six countries of the Gulf Cooperation Council were initially invited to participate. To date, four of these - Bahrain, Qatar, Kuwait and the United Arab Emirates - have joined. Saudi Arabia and Oman have also shown an interest in the Initiative. Based on the principle of inclusiveness, the Initiative is, however, open to all interested countries of the broader Middle East region who subscribe to its aims and content, including the fight against terrorism and the proliferation of weapons of mass destruction. - Page - 19

KEY PRINCIPLES OF THE ISTANBUL COOPERATION INITIATIVE (ICI) The ICI is based upon a number of important principles, including: Non discrimination: all ICI partners are offered the same basis for their cooperation with NATO. Self-differentiation: a tailored approach to the specific needs of each of our ICI partner countries. Individual Partnership Cooperation Programs (IPCPs), allow interested ICI countries and NATO to frame their practical cooperation in a more forward-looking and focused way, enabling interested countries to outline the main short and long-term objectives of their cooperation with the Alliance, in accordance with NATO s objectives and policies for the Istanbul Cooperation Initiative. Inclusiveness: all ICI countries should see themselves as stakeholders of the same cooperative effort. Two-way engagement: the ICI is a two-way partnership, in which NATO seeks partners contribution towards success, through a regular consultation process, placing special emphasis on practical cooperation. Non imposition: ICI partners are free to choose the pace and extent of their cooperation with the Alliance; NATO has no wish to impose anything upon them Complementarity and mutual reinforcement: efforts of the ICI and other international institutions for the region are complementary and mutually reinforcing in nature. Diversity: the ICI respects and takes into account the specific regional, cultural and political contexts of the respective partners. NATO ICI 13 - Conference Guide - 20

ACTIONS PERFORMED The initiative offers a menu of bilateral activities from which countries can choose, comprising a range of cooperation areas, including: long-term objectives of their cooperation with the Alliance. Tailored advice on defense transformation, defense budgeting, defense planning and civilmilitary relations; Military-to-military cooperation to contribute to interoperability through participation in selected military exercises and related education and training activities that could improve the ability of participating countries forces to operate with those of the Alliance; Cooperation in the fight against terrorism, including intelligence-sharing measures; Cooperation in the Alliance s work on the proliferation of weapons of mass destruction and their means of delivery; Cooperation regarding border security in connection with terrorism, small arms and light weapons and the fight against illegal trafficking; Civil emergency planning, including participating in training courses and exercises on disaster assistance. Individual and Partnership Cooperation Program (IPCP) allow interested ICI countries and NATO to frame their practical cooperation in a more forward-looking and focused way, enabling interested countries to outline the main short and - Page - 21

HISTORY OF ICI NATO recognizes that dealing with today s complex new threats requires wide international cooperation and collective effort. That is why NATO has developed, and continues to develop, a network of partnerships in the security field. The Initiative was preceded by a series of high level consultations conducted by the then Deputy Secretary General of NATO, Ambassador Minuto- Rizzo, with six countries of the region in May, September and December 2004. These were: Bahrain, Kuwait, Oman, Qatar, Saudi Arabia and the United Arab Emirates. During these consultations, all of the countries involved expressed their interest in the Initiative. ICI was launched at the Summit meeting of NATO Heads of State and Government in Istanbul, June 28th, 2004. Following the Summit, from September to December 2004, the Deputy Secretary General of NATO paid a second round of visits to the six members of the Gulf Cooperation Council, to discuss the way ahead. In the first three months of 2005, three countries: Bahrain, Kuwait and Qatar formally joined the ICI. In June 2005, the United Arab Emirates joined the Initiative. The ICI has since developed both in the political and in the practical dimensions. While the political dialogue has evolved to include highlevel meetings, the practical dimension was progressively enhanced through the opening of new partnership tools and activities as well as through the contribution of these countries to NATO-led operations. The multilateral dimension of the partnership also developed, with the first NAC+4 meeting held in November 2008, followed by other such meetings in 2009, 2010 and 2012. In 2012 alone, the Secretary General of the Gulf Cooperation Council (GCC), the Prime Minister of Qatar, and the Minister of State of Foreign Affairs of Saudi Arabia visited NATO headquarters to hold consultations, and additional high-level political consultations took place in the framework of the ICI, through the North Atlantic Council seminar on 14 February 2012 in order to discuss ways to deepen the ICI partnership ahead of the NATO Chicago Summit. At the Chicago Summit in May 2012, three Gulf foreign ministers (from Bahrain, Qatar, and the UAE) represented their government in different meetings at the NATO Summit. If one adds the bi-annual ISAF ministerial meetings, as well as the ministerial meetings during Operation Unified Protector in 2011, one can easily make the case that political dialogue between NATO and the Gulf states is closer and more regular than it has ever been. If one adds also issue specific meetings, such as on anti-piracy, military or education, one can also include Saudi Arabia and Oman into this equation and thus argue confidentially that NATO s regular consultations with all NATO ICI 13 - Conference Guide - 22

Gulf states has advanced considerably and seen concrete expression in joint operations (OUP and ISAF) where Gulf nations have supported NATO missions through military, financial and other contributions. Since the Istanbul Summit in 2004, an annual Menu of Practical Activities focusing on agreed priority areas has been opened to ICI countries and has been gradually enhanced. Whereas in 2007, the offer of cooperation to ICI countries included 328 activities/ events, the 2013 Menu of Practical Activities now contains more than 1000 proposed activities. The NATO Training Cooperation Initiative (NTCI), launched at the 2007 Riga Summit, aims at complementing existing cooperation activities developed in the ICI framework through the establishment of a NATO Regional Cooperation Course at the NATO Defence College (NDC) in Rome, which consists of a ten-week strategic level course also focusing on current security challenges in the Middle East. ICI partners, as well as Saudi Arabia and Oman actively participate in these courses. The importance of public diplomacy has been underlined by ICI nations. High visibility events gave way to informal discussions on security related issues of common interest. The ICI Ambassadorial Conferences in Kuwait (2006), Bahrain (2008) and the United Arab Emirates (2009), which were attended by the Secretary General, the Deputy Secretary General and the 28 NATO Permanent Representatives, as well as by high-ranking officials, policy makers and opinion leaders from ICI countries, focused on discussing and addressing the perception of NATO in the Gulf, as well as ways to develop the NATO- ICI partnership in its two dimensions. The fourth ICI Ambassadorial Conference took place in Qatar in February 2011 and focused on deepening the NATO-ICI partnership. The new Strategic Concept, adopted at the Lisbon Summit in November 2010, identifies cooperative security as one of three core tasks for the Alliance. It refers specifically to the ICI, and states: We attach great importance to peace and stability in the Gulf region, and we intend to strengthen our cooperation in the Istanbul Cooperation Initiative. We will aim to develop a deeper security partnership with our Gulf partners and remain ready to welcome new partners in the Istanbul Cooperation Initiative. With the approval of the new partnership policy at the meeting of NATO foreign ministers in Berlin in April 2011, all NATO partners will have access in principle to the same range and number of activities. This will dramatically expand the number of activities accessible to ICI countries. ICI partners have also increasingly demonstrated their readiness to participate in NATO-led operations, acting as security providers. Today, several ICI partners actively contribute to the NATO ISAF operation in Afghanistan. Following the launch of Operation Unified Protector (OUP) in Libya in 2011, Qatar and the United Arab Emirates promptly provided air assets to the operation and were recognized as contributing nations, playing a key role in the success of the operation. - Page - 23

INSTITUTIONAL FRAMEWORK Following the launch of the ICI, NATO countries decided to establish the Istanbul Cooperation Initiative Group, composed of political counselors from the 28 delegations of member countries to NATO, which was replaced in 2011 by the Political and Partnerships Committee, which is now responsible for all partnerships. The Committee is in charge of defining the procedures for the development of a menu of practical activities with interested countries and ensuring its successful implementation. It also reports to the North Atlantic Council (NAC) and prepares the ground for the decisions to be adopted by the North Atlantic Council on ICI. In addition, the Committee engages countries participating in the Initiative on a 28+1 basis for the development of individual work plans and follows up on their implementation. NATO ICI 13 - Conference Guide - 24

HIGHLIGHTS OF THE CONFERENCE The concept of security has been changing and evolving since the establishment of the United Nations. The UN Charter mainly emphasizes military security, including both conventional and nuclear warfare. Now, however, concepts of security have gone far beyond the military dimension, and have engaged with new frontiers. Concepts of security include poverty alleviation, cyber warfare, environmental security, food security and naturally also energy security. NATO s new Strategic Concept also recognizes that a new understanding of security is needed as instability or conflict beyond NATO borders can directly threaten Alliance security, including by fostering extremism, terrorism, and trans-national illegal activities such as trafficking in arms, narcotics and people and as new security challenges are emerging. NATO s Strategic Concept goes on to affirm that the Alliance does not consider any country to be its adversary and that the best way to ensure Euro-Atlantic security is through a wide network of partner relationships with countries and organizations around the globe. The Conference will analyze all these issues through the presentations of highly regarded experts from different countries. The Conference is structured on the basis of one key note (poster) presentation and three panels. The titles of the panels are as follows: First Panel : Regional Security Cooperation from Different Perspectives Second Panel : Piracy and Maritime Cooperation Third Panel : NATO s Approach to Gulf Cooperation: Lessons Learned and Future Challenges The conference will end with concluding remarks summarizing the panel discussion and agreements and indicating possible ways and means to improve the ICI as well the security of the Gulf Region. - Page - 25

NOTE OF THANKS The Organizing Committee wishes to express its profound gratitude to all conference participants, and particularly to those who have agreed to speak, as well as to all panel members. CONFERENCE ORGANIZING COMMITTEE Chair of the Committee Professor/Dr. Dennis J. Gayle Executive Senior Vice President Coordinator Prof. Firuz D. Yasamis Interim Director, Security and Strategic Studies and Interim Director, Master of Arts in Diplomacy Program Members Professor/Dr. Nabeel Jurdi Provost/Vice President Dr. Abu Taslim M. Amin Vice President Dr. Hossein Kashani - Associate Provost Prof. Hesham Azmi - Interim Dean, College of Media and Mass Communication Dr. Constantine Andoniou Interim Dean, College of Education Dr. Anne Cullen Interim Associate Dean, College of Media and Mass Communication Dr. Abhilasha Singh - Interim Director, Local, Regional and Int l. Affairs Dr. Kai Stefan Bruns Chair, International Relations Department Mr. Subhi Khalid Director, Public Relation & Protocol Mr. Ahmed Mohy - Deputy Director, Marketing Mr. Hani Abdelhadi - Deputy Director, Information Technology Mr. Sami Baraka Interim Manager, Finance Department Mr. Altaf Hussein Sr. Creative Designer Mr. Nicola de Santis, Head Middle East and North Africa Section, Political Affairs and Security Policy Division, NATO Dr. Rolf Schwartz, Political Officer, Middle East and North Africa Section, Political Affairs and Security Policy Division, NATO NATO ICI 13 - Conference Guide - 26

CONFERENCE PROGRAM Date: 21 st October 2013 Time Event 7:30-10:30 PM Pre-Conference Dinner Opening Remarks Professor/Dr. Dennis J. Gayle, Senior Vice President, AUE Professor/Dr. Nabeel Jurdi, Provost and Vice President for Academic Affairs, AUE Professor Hesham Azmi, Interim Dean, College of Media and Mass Communication, AUE H.E. Ambassador Kurt Volker, Former Permanent Representative of the United States of America to the North Atlantic Council Mr. Nicola de Santis, Head, Middle East and North Africa Section, Political Affairs and Security Policy Division, NATO - Page - 27

Date: 22 nd October 2013 Time Event 9:00-9:45 AM Conference Registration 10:00-10:15 AM Welcoming Remarks Professor/Dr. Muthanna G. Abdul Razzaq, President and CEO, the American University in the Emirates (AUE) 10:15-11:30 AM First Panel Regional Security Cooperation from Different Perspectives Chair: Dr. Steve Larrabee, RAND Corporation Speaker 1:Dr. Rolf Schwarz, Political Officer, Middle East and North Africa Section, Political Affairs and Security Policy Division, NATO. Speaker 2: Dr. Mohammad Amin, Vice President, AUE Speaker 3: Dr. Cuneyt Yenigun, Associate Professor, Sultan Qaboos University, Muscat, Oman Rapporteur: Professor /Dr. Abdelrahim Hamid, College of Media and Mass Communication, AUE 11:30-11:45 AM Coffee Break 11:45-12:50 PM SECOND PANEL Piracy and Maritime Cooperation Chair: Professor/Dr. Hesham Azmi, Interim Dean of the College of Media and Mass Communication, AUE Speaker 1: Mr. Michel Soula, Head, Operations Section, NATO Operations Division. Speaker 2: Dr. Hatem Al-Shanfari, Sultan Qaboos University, Muscat, Oman. Speaker 3: Dr. Ashraf Kisk, Researcher, Bahrain Center for Strategic and Energy Studies, Manama, Bahrain Rapporteur: Dr. Anne Cullen, Associate Professor, Interim Associate Dean of the College of Media and Mass Communication, AUE NATO ICI 13 - Conference Guide - 28

1:00-2:00 PM Lunch Break 2:30-4:00 PM THIRD PANEL NATO s Approach to Gulf Cooperation: Lessons Learned and Future Challenges CHAIR: Professor /Dr. Firuz Demir Yasamis, Program Director, MA in Diplomacy and Program Director in Security and Strategic Studies, AUE SPEAKER 1: H.E. Ambassador Alessandro Minuto Rizzo, President of the NATO Defense College Foundation and Former NATO Deputy Secretary General. SPEAKER 2: H.E. Ambassador Sefik Vural Altay, Ambassador of Turkey in the UAE SPEAKER 3: Dr. Abdulla Baabood, Director Gulf Studies Programme, Qatar University, Doha. RAPPORTEUR: Dr. Kai Bruns, Chair, International Relations Department, College of Media and Mass Communication, AUE 4:00-4:30 PM Closing Session Findings of the Conference and Future Policy Options Professor/ Dr. Nabeel Jurdi, Provost and Vice President for Academic Affairs, AUE 4:30-7:00 PM End of the Conference: Refreshments / Networking Opportunity - Page - 29

AUE once again has exemplified innovation by offering the programs below, which are unique in the region Dubai International Academic City PO Box: 503000 Dubai, UAE T: + 971 4 449 9000 F: + 971 4 429 1205 Toll Free: 800 AUE (283) E-mail: ard@aue.ae, marketing@aue.ae

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