Combating Trafficking in Persons Policy & Compliance Plan

Similar documents
Compliance Plan for Combating Trafficking In Persons ( Compliance Plan )

Combating Trafficking in Persons Compliance Plan

EXECUTIVE ORDER STRENGTHENING PROTECTIONS AGAINST TRAFFICKING IN PERSONS IN FEDERAL CONTRACTS

Presidential Documents

Combating Trafficking in Persons (CTIPs) What Contractors Need to Know

COMBATING TRAFFICKING IN PERSON (TIP) POLICY AND COMPLIANCE PLAN

Policy against Trafficking in Persons and Slavery

Rogers Joseph O Donnell. Jeffery M. Chiow th Street, N.W., Ste. 725 Washington, D.C

We're under the pressure Yes we're counting on you That what you say Is what you do

Anti-Human Trafficking Policy

Issues in Developing Supply Chain Strategies

Combating Human Trafficking

Combating Human Trafficking Effective Compliance Strategies

European Compliance & Ethics Institute May London, UK

BRADY CORPORATION POLICY AGAINST FORCED LABOR AND HUMAN TRAFFICKING

Forced labour Guidance note

Master uncontrolled when printed

Eradicating Human Trafficking

GOVERNMENT CONTRACTING LAW

"FAR" means the Federal Acquisition Regulation, issued as Chapter 1 of Title 48, Code of Federal Regulations.

BDS Terms and Conditions Guide Effective: 08/24/2011 Page 1 of 7

2 C.F.R and 2 C.F.R. Part 200, Appendix II, Required Contract Clauses

BDS Terms and Conditions Guide Effective: 06/22/2011 Page 1 of 6

Restrictions on Subcontractor Sales to the Government (Sep 2006). This clause applies only if this contract exceeds $100,000..

CUSTOMER CONTRACT REQUIREMENTS NSW IDIQ II - N D-0016

USAID ELIGIBILITY RULES FOR GOODS AND SERVICES (JUNE 2012)

ANTI-CORRUPTION AND BRIBERY POLICY - INCLUDING CODE OF PRACTICE ON BUSINESS GIFTS AND HOSPITALITY

Adam Smith International Human Trafficking and Modern Slavery Policy

AMENDMENT OF SOLICITATION/MODIFICATION OF CONTRACT

BDS Terms and Conditions Guide Effective: 04/20/2012 Page 1 of 7 CUSTOMER CONTRACT REQUIREMENTS SIRIUS CUSTOMER CONTRACT FA C-7234

IDS Terms and Conditions Guide Effective: 11/18/2009 Page 1 of 8 CUSTOMER CONTRACT REQUIREMENTS B-52 CONECT LRIP CUSTOMER CONTRACT FA D-1000

NETWORK RAIL NR13C. Framework Agreement Works. for. (Insert Title) Agreement No. (Insert) VERSION 1.11

ANTI-BRIBERY & CORRUPTION

IDS Terms and Conditions Guide Effective: 10/13/2006 Page 1 of 6

Patent Rights Retention by the Contractor (Short Form)

Integrity Declaration Form. Instructions for Submitting an Integrity Declaration Form

Submission to the Asian Infrastructure Investment Bank on the Duqm Port Commercial Terminal and Operational Zone Development Project

POLICIES AND PROCEDURES FOR DETECTING AND PREVENTING FRAUD, WASTE AND ABUSE

LABOUR IN SUPPLY CHAINS AN INVESTOR S GUIDE

CUSTOMER CONTRACT REQUIREMENTS PAC-3: Recertification Planning/Replenishment Spares CUSTOMER CONTRACT

IDS Terms and Conditions Guide Effective: 07/13/2009 Page 1 of 7 CUSTOMER CONTRACT REQUIREMENTS N C-0001 CUSTOMER CONTRACT N C-0001

Modern Slavery Statement 2017

Human Rights Law The Modern Slavery Act Obligations in Transparency and Compliance. Kristy Grant-Hart. Sarah Powell

NETWORK RAIL NR13A. Framework Agreement Goods. for. (Insert Title) Agreement No. (Insert) VERSION 1.11

b. On the basis of race, color or national origin, in Executive Order as implemented by Department of Labor regulations at 41 CFR Chapter 60.

OFFICE OF ANTICORRUPTION AND INTEGRITY ANTICORRUPTION SEMINAR FOR CONSULTANTS, CONTRACTORS, AND SUPPLIERS

Human Trafficking in the Agricultural Industry: Prevalence and Risk Factors. By: Mónica Ramírez

IDS Terms and Conditions Guide Effective: 5/17/2007 Page 1of 10 CUSTOMER CONTRACT REQUIREMENTS Japan RSIP CUSTOMER CONTRACT F D-0016 DO 0050

AIDENVIRONMENT ANTI-CORRUPTION AND BRIBERY POLICY

EDGAR CERTIFICATIONS ADDENDUM FOR PROCUREMENT CONTRACTS

CUSTOMER CONTRACT REQUIREMENTS CH-47 Actuator CUSTOMER CONTRACT W58RGZ-13-D-0031

Ethics Policy. Administrative Code under Part 3, Chapter 9, Article 1, Section 1.4

Contract Assurances Attachment 4. Contract Assurances

WHISTLEBLOWER POLICY


Attachment 1 Federal Requirements for Procurements in Excess of $150,000 Not Including Construction or Rolling Stock Contracts

GENERAL ASSEMBLY OF NORTH CAROLINA SESSION 1991 H 1 HOUSE BILL April 19, 1991

MODERN SLAVERY ACT 2015

X. FEDERAL TRANSIT ADMINISTRATION REQUIREMENTS

College Policy SUBJECT: NUMBER: 6.4. Anti-Fraud and Theft Policy ORIGINAL DATE OF ISSUE: 12/16/09 REVISED: Purpose

Florida. Florida State False Claims Laws

OFFEROR S ASSERTION OF COMMERCIALITY. Part No(s) and Description(s) Supplier s Name:

MANOR ISD VENDOR CERTIFICATION FORM

CUSTOMER CONTRACT REQUIREMENTS Next Generation Rotorcraft Transmission (NGRT) CUSTOMER CONTRACT W911W

AGREEMENT FOR CONSULTING SERVICES FOR PORT ARTHUR INDEPENDENT SCHOOL DISTRICT

Attachment C Federal Clauses & Certifications

INDEPENDENT CONTRACTOR TERMS OF AGREEMENT Return to the Division of Human Resources when complete. Name: Individual: Business: (mark one)

Common Terms and Conditions Guide Section 5 Government Contract Requirements Clause Number: 5015 Effective: 10/15/2002 Page: 1 of 7

CERTIFICATION OF PROSPECTIVE CONTRACTOR REGARDING DEBARMENT, SUSPENSION, INELIGIBILITY AND VOLUNTARY EXCLUSION

THE GENERAL ASSEMBLY OF PENNSYLVANIA SENATE BILL

General Conditions for Non-Construction Contracts Section I (With or without Maintenance Work)

How to Dismantle the Business of Human Trafficking BLUEPRINT FOR THE ADMINISTRATION

INTRODUCTION TO AFDB POLICIES REGARDING INTEGRITY AND ANTI- CORRUPTION

Appendix I States with Forced Labor Statutes By: Sandy Pineda, Bebe Anver. Alina Husain, and Leslye Orloff October 14, 2016

Bid & Contract Provisions CDBG/HOME Guidebook

CUSTOMER CONTRACT REQUIREMENTS LOCKHEED MARTIN SUBCONTRACT UNDER GOVERNMENT CONTRACT DAAH01-03-C-0017

Modern Slavery and Labour Exploitation. Guidance and Requirements for Suppliers. Balfour Beatty UK January 2018

ORIGINAL ISSUE DATE. BGC LG RM July 27, 2011 January 16, 2018 January 16, 2018

PART 52 SOLICITATION PROVISIONS AND CONTRACT CLAUSES

Government of Canada Integrity Regime

BROCKTON AREA TRANSIT AUTHORITY

General Conditions for Non-Construction Contracts Section I (With or without Maintenance Work)

Proper Business Practices and Ethics Policy

CUSTOMER CONTRACT REQUIREMENTS (EA-18G System Development and Demonstration (SDD) Program) CUSTOMER CONTRACT N C-0005

SUB. 1 TO ORD. AMDT. 13, 08-09

IDS Terms and Conditions Guide Effective: 05/11/2004 Page 1 of 8 CUSTOMER CONTRACT REQUIREMENTS ESGN CUSTOMER CONTRACT N C-0026

Immigration Advisers Authority

COMBATING OF TRAFFICKING IN PERSONS ACT 2009

PLEASE READ CAREFULLY BEFORE AGREEING TO THE TERMS AND CONDITIONS

Subcontract Checklist

IMC Worldwide Ltd. Business Ethics Policy

NETCARE LIMITED CORPORATE GOVERNANCE ANTI-CORRUPTION POLICY POLICY NUMBER COR12 CORPORATE GOVERNANCE PREPARED BY PREPARATION DATE JUNE 2014

Introduction Agreement

COMBATING OF TRAFFICKING IN PERSONS ACT

THIS INDEPENDENT ENGINEER'S AGREEMENT (this Independent Engineer's Agreement) is made on [ ]

FEDERAL TRANSIT ADMINISTRATION REQUIREMENTS FOR PROFESSIONAL SERVICES CONTRACTS > $10,000

METROPOLITAN TRANSPORTATION AUTHORITY CONTRACTOR RESPONSIBILITY FORM INSTRUCTIONS 1

DoD SUSPENSION AND DEBARMENT: PROTECTING THE GOVERNMENT AND PROMOTING CONTRACTOR RESPONSIBILITY

(1) This article shall be titled the Office of Inspector General, Palm Beach County, Florida Ordinance.

1. The following prime contract special provisions apply to this purchase order:

Transcription:

ID: EBC-ESL-POL-402 Effective: 29-April-2016 Combating Trafficking in Persons Policy & Compliance Plan All Esterline E&BC Policy Documents will be located at MyEsterline. A hard copy of any document from this repository might not be the document currently in effect. The approved current version is always available on MyEsterline. Page 1 of 8

1. Audience and Scope This policy and plan applies to employees, subcontractors, subcontractor employees and agents of Esterline s business units, including subsidiaries and joint ventures controlled by Esterline, and Esterline s corporate offices (hereafter Esterline ) performing work under a federal contract subject to Federal Acquisition Regulation (hereafter FAR ) 52.222-50 (Combating Trafficking in Persons) and/or Defense Federal Acquisition Regulation Supplement (hereafter DFARS ) 252.203-7004 (Display of Hotline Posters), 252.222-7007 (Representation Regarding Combating Trafficking in Persons) and/or 252.225-7040 (Contractor Personnel Supporting U.S. Armed Forces Deployed Outside the United States), in each case as applicable. This policy and plan sets forth Esterline s policy against trafficking in persons and Esterline s combating in trafficking in persons compliance plan in compliance with FAR 52.222-50. This policy and plan are consistent with Esterline s Code of Business Conduct and Ethics and Esterline s core values of practicing respect for all people and conducting ourselves in an ethical, lawful manner. Terms applicable to FAR 52.222-50 that are not defined herein shall have the meanings assigned to such terms in FAR 52.222-50. 2. Policy Esterline is opposed to all forms of human trafficking, slavery, servitude, forced or compulsory labor and all other trafficking-related activities. We are committed to (i) fully complying with all applicable labor and employment laws, rules and regulations and (ii) working to mitigate the risk of human trafficking in our business and supply chains. The United States has long had a policy prohibiting government employees and contractor personnel from engaging in trafficking in persons activities, including severe forms of trafficking in persons. The Federal Acquisition Regulation prohibits federal contractors and subcontractors from engaging in prohibited practices such as destroying, concealing, confiscating, or otherwise denying access by an employee to his or her identity or immigration documents; using misleading or fraudulent recruitment practices; charging employees recruitment fees; and providing or arranging housing that fails to meet the host country housing and safety standards. Esterline complies with, and requires that its employees, subcontractors, subcontractor employees and agents to comply with, FAR 52.222-50, which can be accessed at www.acquisition.gov. Page 2 of 8

Esterline s employees, subcontractors, subcontractor employees and agents (i) shall fully comply with all applicable labor and employment laws, rules and regulations, and (ii) shall not: Engage in severe forms of trafficking in persons; Procure commercial sex acts; Use forced labor; Destroy, conceal, confiscate, or otherwise deny access by an employee to the employee s identity or immigration documents, such as passports or drivers' licenses, regardless of issuing authority; (i) Use misleading or fraudulent practices during the recruitment of employees or offering of employment, such as failing to disclose, in a format and language accessible to the worker, basic information or making material misrepresentations during the recruitment of employees regarding the key terms and conditions of employment, including wages and fringe benefits, the location of work, the living conditions, housing and associated costs (if employer or agent provided or arranged), any significant cost to be charged to the employee, and, if applicable, the hazardous nature of the work; or (ii) use recruiters that do not comply with local labor laws of the country in which the recruiting takes place; Charge employees recruitment fees; (i) Fail to provide return transportation or pay for the cost of return transportation upon the end of employment For an employee who is not a national of the country in which the work is taking place and who was brought into that country for the purpose of working on a U.S. Government contract or subcontract (for portions of contracts performed outside the United States); or For an employee who is not a United States national and who was brought into the United States for the purpose of working on a U.S. Government contract or subcontract, if the payment of such costs is required under existing temporary worker programs or pursuant to a written agreement with the employee (for portions of contracts performed inside the United States); except that Page 3 of 8

(ii) The requirements of paragraph (7)(i) shall not apply to an employee who is Legally permitted to remain in the country of employment and who chooses to do so; or Exempted by an authorized official of the contracting agency from the requirement to provide return transportation or pay for the cost of return transportation; (iii) The requirements of paragraph (7)(i) are modified for a victim of trafficking in persons who is seeking victim services or legal redress in the country of employment, or for a witness in an enforcement action related to trafficking in persons. The contractor shall provide the return transportation or pay the cost of return transportation in a way that does not obstruct the victim services, legal redress, or witness activity. For example, the contractor shall not only offer return transportation to a witness at a time when the witness is still needed to testify. This paragraph does not apply when the exemptions at paragraph (7)(ii) of this clause apply. Provide or arrange housing that fails to meet the host country housing and safety standards; or If required by law or contract, fail to provide an employment contract, recruitment agreement, or other required work document in writing. Such written work document shall be in a language the employee understands. If the employee must relocate to perform the work, the work document shall be provided to the employee at least five days prior to the employee relocating. The employee s work document shall include, but is not limited to, details about work description, wages, prohibition on charging recruitment fees, work location(s), living accommodations and associated costs, time off, roundtrip transportation arrangements, grievance process, and the content of applicable laws and regulations that prohibit trafficking in persons. 3. Disciplinary Action Esterline will take appropriate action against employees, subcontractors, subcontractor employees and agents that violate this policy and plan, which action may include, but is not limited to, the following, as applicable: Removal of employees from the contract, or requiring the subcontractor to remove a subcontractor employee or employees from the contract; Page 4 of 8

Reduction in employee benefits; Termination of employment; Declining to exercise available options under the contract; Termination of the contract for default or cause, in accordance with the termination clause of the contract, or requiring the subcontractor to terminate a contract; or Termination of the business relationship with the subcontractor. 4. Compliance Plan Esterline has established the following compliance plan in compliance with FAR 52.222-50(h): 4.1 Awareness Program Esterline distributes this policy and plan to employees performing work under a federal contract subject to FAR 52.222-50(h). Esterline requires that each such employee complete the Esterline Combating Trafficking in Persons General Awareness Training prior to commencing work under the contract, and then again every three years. Esterline also requires that each such employee complete the Esterline Combating Trafficking in Persons General Awareness Refresher Training annually during the interim years. Esterline prominently displays the Department of Defense s Combating Trafficking in Persons Hotline Poster, Fraud Hotline Poster and Whistleblower Protection Hotline Poster, the Department of Homeland Security s Fraud Hotline Poster, and/or an employee bill of rights, in each case as applicable, in the common work areas within business units performing work under a federal contract. 4.2 Grievance Mechanism Esterline Personnel, subcontractors, subcontractor employees and agents are required to report any violations of or activity inconsistent with the U.S. Government s policy prohibiting trafficking in persons set forth in FAR 52.222-50(b), and may do so without fear of retaliation and subject to employee protection, if applicable, under U.S.C. 2409 as implemented in the Defense Federal Acquisition Regulation Supplement subpart 203.9, by using the Esterline Ethics and Compliance Helpline, which can be accessed at www.esterline.com under the Corporate Governance tab, and may also contact the Global Human Trafficking Hotline at 1-844-888-FREE or via email at help@befree.org. 4.3 Recruitment and Wages Esterline prohibits employees, subcontractors, subcontractor employees and agents from: Page 5 of 8

(i) Using misleading or fraudulent practices during the recruitment of employees or offering of employment, such as failing to disclose, in a format and language accessible to the worker, basic information or making material misrepresentations during the recruitment of employees regarding the key terms and conditions of employment, including wages and fringe benefits, the location of work, the living conditions, housing and associated costs (if employer or agent provided or arranged), any significant cost to be charged to the employee, and, if applicable, the hazardous nature of the work; or (ii) using recruiters that do not comply with local labor laws of the country in which the recruiting takes place; and Charging employees recruitment fees. In addition, Esterline only permits the use of recruitment companies that provide proper training to employees, do not charge recruitment fees to employees, and that have established procedures to ensure that wages meet applicable host country legal requirements. 4.4 Housing In the event Esterline or a subcontractor intends to provide or arrange housing in connection with performing work under a federal contract subject to FAR 52.222-50(h), Esterline, and if applicable, the subcontractor shall establish a housing plan for such work that ensures that the housing meets host-country housing and safety standards. 4.5 Compliance Procedures In order to prevent agents and subcontractors at any tier and at any dollar value from engaging in trafficking in persons (including the activities identified in the U.S. Government s policy prohibiting trafficking in persons set forth in FAR 52.222-50(b)) and to monitor, detect, and terminate any agents, subcontracts, or subcontractor employees that have engaged in such activities, Esterline requires that its agents and subcontractors performing work under a federal contract subject to FAR 52.222-50(h) complete annually the Esterline Combating Trafficking in Persons Due Diligence Questionnaire. The questionnaire is designed to provide Esterline with sufficient information to adequately assess the practices of its agents and subcontractors with respect to combating trafficking in persons compliance. To the extent that red flags or other issues are identified in completed questionnaires, these issues and red flags are addressed first by Esterline Ethics & Business Compliance Personnel and are then, as appropriate, subsequently reported to and Page 6 of 8

reviewed by Esterline s General Counsel. If, on the basis of red flags that are identified as a result of such review, Esterline determines that there is a reasonable risk that an agent or subcontractor has engaged in trafficking in persons (including the activities identified in the U.S. Government s policy prohibiting trafficking in persons set forth in FAR 52.222-50(b)), or has otherwise violated FAR 52.222-50, Esterline will determine and administer disciplinary action in accordance with the terms of this policy and plan. 4.6 Posting This policy and plan shall be posted (i) at the workplaces in the business units performing work under a federal contract and (ii) on Esterline s website at www.esterline.com 5. Subcontractors Esterline s subcontractors shall comply with FAR 52.222-50 and DFARS 252.203-7004, 252.222-7007 and 252.225-7040, in each as applicable; provided, however, that the requirements set forth in FAR 52.222-50(h) shall apply only to any portion of a subcontract that (i) is for supplies, other than commercially available off-the-shelf items, acquired outside the United States, or services to be performed outside the United States, and (ii) has an estimated value that exceeds $500,000. If a subcontractor is required by FAR 52.222-50(h) to submit a certification in connection with work to be performed under a federal contract, the subcontractor shall submit the certification set forth in FAR 52.222-56 to Esterline prior to the initial performance of the subcontract and annually thereafter. 6. Review & Approval The General Counsel and Program Manager, Ethics & Business Compliance are responsible for providing final approval for all E&BC Policy documents. This policy and all E&BC Policy documents will be reviewed and updated as needed. Name and Title Marcia Mason, VP & General Counsel Rhonda Grady, Program Manager, Ethics & Business Compliance Date (DD-Month-YYYY) 29-April-2016 29-April-2016 Page 7 of 8

7. Revision History New Description DD-Month-YYYY 29-April-2016 Page 8 of 8