GUAM RULES OF CIVIL PROCEDURE (Amended pursuant to PRM , effective July 29, 2014)

(Amended pursuant to PRM 06-006-16, effective July 29, 2014)

PREAMBLE The revised Guam Rules of Civil Procedure and Local Rules of the Superior Court of Guam were adopted by the Supreme Court of Guam in Promulgation Order No. 06-006-01 on May 3, 2007 pursuant to its authority under 48 U.S.C. 1424-1(a)(6). After the promulgation hearing on May 3, 2007, further meetings and forums were held and as a result minor adjustments in the rules were made by the Subcommittee. On May 31, 2007 the final and complete Guam Rules of Civil Procedure and Local Rules of the Superior Court of Guam were adopted by the Supreme Court of Guam in Promulgation Order No. 06-006-02 pursuant to its authority under 48 U.S.C. 1424-1(a)(6). This Promulgation Order repealed the pre-existing Rules of Civil Procedure for the Superior Court of Guam adopted by the Judicial Council of Guam on November 28, 1989 and which went into effect on May 3, 1990 through legislative inaction and also repealed and reenacted the Rules of the Superior Court of Guam as amended. These Rules as adopted by the Supreme Court of Guam through this Promulgation Order Number 06-006-02 apply to all actions, cases and proceedings brought after the Rules take effect pursuant to the terms of the Promulgation Order and to all actions, cases and proceedings commenced prior to the effective date of June 1, 2007, except to the extent that application of the Guam Rules of Civil Procedure or the Local Rules of the Superior Court of Guam to those pending actions, cases and proceedings would not be feasible, or would work injustice, in which event the prior valid Guam Rule of Civil Procedure or Rule of the Superior Court of Guam shall apply. The revised Guam Rules of Civil Procedure and Local Rules of the Superior Court of Guam were drafted by the Supreme Court of Guam Subcommittee on Rules of Civil Procedure and Rules of Court Revisions. This Subcommittee was co-chaired by Associate Justice Robert J. Torres, Jr. and Judge Katherine A. Maraman and members included Judge Elizabeth Barrett- Anderson; Judge Arthur R. Barcinas; Joaquin C. Arriola, Esq.; Janalynn C. Damian, Esq.; B. Ann Keith, Esq.; John B. Maher, Esq.; Michael A. Pangelinan, Esq.; Traylor T. Mercer, Esq.; Richard A. Pipes, Esq.; Danielle T. Rosete, Esq.; Charles H. Troutman, III, Esq.; Randall Todd Thompson, Esq.; Elyze J.T. McDonald, Esq.,; Joseph C. Razzano, Esq.; Aaron Jackson, Esq.; and Richard Martinez, Clerk of Court, Superior Court of Guam. The subcommittee reviewed the existing Guam Rules of Civil Procedure and proposed amendments based on the existing Federal Rules of Civil Procedure and the CNMI Rules of Civil Procedure.

RULE 1. Scope of Rules. 2. One Form of Action. GUAM RULES OF CIVIL PROCEDURE TABLE OF RULES PART 1 SCOPE OF RULES ONE FORM OF ACTION PART 2 COMMENCEMENT OF ACTION 3. Commencement of Action. 4. Summons. 4.1. Service of Other Process. 5. Service and Filing of Pleadings and Other Papers. 6. Time. PART 3 PLEADINGS AND MOTIONS 7. Pleadings Allowed; Form of Motions. 8. General Rules of Pleading. 9. Pleading Special Matters. 10. Form of Pleadings. 11. Signing of Pleadings, Motions, and Other Papers; Sanctions. 12. Defenses and Objections When and How Presented By Pleading or Motion Motion for Judgment on the Pleadings. 13. Counterclaim and Cross-Claim. 14. Third Party Practice. 15. Amended and Supplemental Pleadings. 16. Pretrial Conferences; Scheduling; Management. PART 4 PARTIES 17. Parties Plaintiff and Defendant; Capacity. 18. Joinder of Claims and Remedies. 19. Joinder of Persons Needed for Just Adjudication. 20. Permissive Joinder of Parties. 21. Misjoinder and Non-Joinder of Parties. 22. Interpleader. 23. Class Actions. 23.1. Derivative Actions by Shareholders. 23.2. Actions Relating to Unincorporated Associations. 24. Intervention. 25. Substitution of Parties. i

PART 5 DEPOSITIONS AND DISCOVERY 26. General Provisions Governing Discovery; Duty of Disclosure. 27. Depositions Before Action or Pending Appeal. 28. Persons Before Whom Depositions may be Taken. 29. Stipulations Regarding Discovery Procedure. 30. Depositions Upon Oral Examination. 31. Depositions Upon Written Questions. 32. Use of Depositions in Court Proceedings. 33. Interrogatories to Parties. 34. Production of Documents and Things and Entry Upon Land for Inspection and Other Purposes. 35. Physical and Mental Examinations of Persons. 36. Requests for Admission. 37. Failure to Make Disclosure or Cooperate in Discovery; Sanctions. PART 6 TRIALS 38. Jury Trial of Right. 39. Trial by Jury or by the Court. 40. Assignment of Cases for Trial. 41. Dismissal of Actions. 42. Consolidation; Separate Trials. 43. Taking of Testimony. 44. Proof of Official Record. 44.1. Determination of Foreign Law. 45. Subpoena. 46. Exceptions Unnecessary. 47. Selection of Jurors. 48. Number of Jurors Participation in Verdict. 49. Special Verdicts and Interrogatories. 50. Judgment as a Matter of Law in Jury Trials; Alternative Motion for New Trial; Conditional Rulings. 51. Instructions to Jury; Objections; Preserving a Claim of Error. 52. Findings by the Court; Judgment on Partial Findings. 53. Masters. PART 7 JUDGMENT 54. Judgments; Costs. 55. Default. 56. Summary Judgment. 57. Declaratory Judgments. 58. Entry of Judgment. 59. New Trials; Amendment of Judgments. 60. Relief from Judgments or Order. ii

61. Harmless Error. 62. Stay of Proceedings to Enforce a Judgment. 63. Inability of a Judge to Proceed. PART 8 PROVISIONAL AND FINAL REMEDIES AND SPECIAL PROCEEDINGS 64. Seizure of Person or Property. 65. Injunctions. 65.1. Security: Proceedings Against Sureties. 66. Receivers Appointed by the Courts. 67. Deposit in Court. 68. Offer of Judgment. 69. Execution and Garnishment. 70. Judgment for Specific Acts; Vesting Title. 71. Process in Behalf of and Against Persons not Parties. 71A. Condemnation of Property. 72. Vacant. 73. Vacant. 74. Vacant. 75. Vacant. 76. Vacant. 77. Courts and Clerks. 78. Motions. 79. Books and Records Kept by the Clerk and Entries Therein. 80. Stenographer; Stenographic Report or Transcript as Evidence. PART 9 GENERAL PROVISIONS 81. Applicability in General Vacant. 82. Jurisdiction Unaffected. 83. Vacant. 84. Forms. 85. Title. 86. Effective Date. 87. Vacant. 88. Vacant. 89. Vacant. 90. Fee Exemption for Government of Guam. 91. Omitted. 92. Omitted. 93. Omitted. iii

APPENDIX OF FORMS FORM 1. Summons 2A. Notice of Lawsuit and Request for Waiver of Service of Summons 2B. Waiver of Service of Summons 3. Complaint on a Promissory Note 4. Complaint on an Account 5. Complaint for Goods Sold and Delivered 6. Complaint for Money Lent 7. Complaint for Money Paid by Mistake 8. Complaint for Money had and Received 9. Complaint for Negligence 10. Complaint for Negligence 11. Complaint for Conversion 12. Complaint for Specific Performance of Contract to Convey Land 13. Complaint on Claim for Debt and to Set Aside Fraudulent Conveyance under Rule 18(b) 14-18, inclusive - VACANT 19. Motion to Dismiss 20. Answer Presenting Defenses under Rule 12(b) 21. Answer to Complaint 22A. Summons and Complaint against Third-Party Defendant 23. Motion to Intervene as Defendant under Rule 24 24 Motion for Production of documents under Rule 24 25. Request for Admission under Rule 36 26. Allegation of Reason for Omitting Party 27-29, inclusive - VACANT 30. Suggestion of Death upon the Record under Rule 25(a)(1) 31. Judgment on Jury Verdict 32. Judgment on Decision by the Court 33-34, inclusive - VACANT 35. Application and Certificate for Waiver of Fees pursuant to Rule 90 iv

Rule 1. Scope of Rules. PART 1 SCOPE OF RULES ONE FORM OF ACTION These rules govern the procedure in all suits of a civil nature, including civil actions, domestic actions, special proceedings and criminal matters of which the court has jurisdiction. Their application to criminal matters are limited to Rules 5(g), 78, 79(c), 84, 91 and 93. They shall be construed and administered to secure a just, speedy, and inexpensive determination of every action. SOURCE: FRCP 1 (2003). Amended and restated by Prom. Order No. 06-006-05 (Feb. 12, 2008). Rule 2. One Form of Action. There shall be one form of action to be known as civil action. Within the category of civil action there are the following kinds of cases: civil cases, domestic cases, and special proceedings. SOURCE: FRCP 2 (2003). Rule 3. Commencement of Action. PART 2 COMMENCEMENT OF ACTION A civil action is commenced by filing a complaint with the court. SOURCE: FRCP 3 (2003). Rule 4. Summons. (a) Form. The summons shall be signed by the clerk, bear the seal of the court, identify the court and the parties, be directed to the defendant, and state the name and address of the plaintiff s attorney or, if unrepresented, of the plaintiff. It shall also state the time within which the defendant must appear and defend, and notify the defendant that failure to do so will result in a judgment by default against the defendant for the relief demanded in the complaint. The court may allow a summons to be amended. (b) Issuance. Upon or after filing the complaint, the plaintiff may present a summons to the clerk for signature and seal. If the summons is in proper form, the clerk shall sign, seal, and issue it to the plaintiff for service on the defendant. A summons, or a copy of the summons if addressed to multiple defendants, shall be issued for each defendant to be served. (c) Service with Complaint; by Whom Made. (1) A summons shall be served together with a copy of the complaint. The plaintiff is responsible for service of a summons and complaint within the time allowed under Rule 4(m) and shall furnish the person effecting service with the necessary copies of the summons and complaint. (2) Service may be effected by any person who is not a party and who is at least 18 years of age. At the request of the plaintiff, however, the court may direct that service be effected by a marshal, deputy marshal, or other person or officer specially appointed by the court for that purpose. Such an appointment must be made when the plaintiff is authorized to 5

proceed in forma pauperis. (d) Waiver of Service; Duty to Save Costs of Service; Request to Waive. (1) A defendant who waives service of a summons does not thereby waive any objection to the venue or to the jurisdiction of the court over the person of the defendant. (2) An individual, corporation, or association that is subject to service under subdivision (e), (f), or (h) and that receives notice of an action in the manner provided in this paragraph has a duty to avoid unnecessary costs of serving the summons. To avoid costs, the plaintiff may notify such a defendant of the commencement of the action and request that the defendant waive service of a summons. The notice and request (A) shall be in writing and shall be addressed directly to the defendant, if an individual, or else to an officer or managing or general agent (or other agent authorized by appointment or law to receive service of process) of a defendant subject to service under subdivision (h); (B) shall be dispatched through first-class mail or other reliable means; (C) shall be accompanied by a copy of the complaint and shall identify the court in which it has been filed; (D) shall inform the defendant, by means of a text prescribed in an official form promulgated pursuant to Rule 84 of the consequences of compliance and of a failure to comply with the request; (E) shall set forth the date on which the request is sent; (F) shall allow the defendant a reasonable time to return the waiver, which shall be at least 30 days from the date on which the request is sent, or 60 days from that date if the defendant is addressed outside Guam; and (G) shall provide the defendant with an extra copy of the notice and request, as well as a prepaid means of compliance in writing. If a defendant located within Guam or in any other jurisdiction of the United States, its territories, commonwealths, and possessions fails to comply with a request for waiver made by a plaintiff located within Guam, the court shall impose the costs subsequently incurred in effecting service on the defendant unless good cause for the failure is shown. (3) A defendant that, before being served with process, timely returns a waiver so requested is not required to serve an answer to the complaint until 60 days after the date on which the request for waiver of service was sent, or 90 days after that date if the defendant was addressed outside Guam. (4) When the plaintiff files a waiver of service with the court, the action shall proceed, except as provided in paragraph (3), as if a summons and complaint had been served at the time of filing the waiver, and no proof of service shall be required. (5) The costs to be imposed on a defendant under paragraph (2) for failure to comply with a request to waive service of a summons shall include the costs subsequently incurred in effecting service under subdivision (e), (f), or (h), together with the costs, including a 6

reasonable attorney s fee, of any motion required to collect the costs of service. (e) Service Upon Individuals Within Guam or other Jurisdictions of the United States. Unless otherwise provided by law, service upon an individual from whom a waiver has not been obtained and filed, other than an infant or an incompetent person, may be effected in Guam or in any other jurisdiction of the United States, its territories, commonwealths, and possessions: (1) in any manner prescribed or authorized by any law of Guam, or as prescribed by the law of the place where the person is served; or (2) by delivering a copy of the summons and of the complaint to the individual personally or by leaving copies thereof at the individual s dwelling house or usual place of abode with some person of suitable age and discretion then residing therein or by delivering a copy of the summons and of the complaint to an agent authorized by appointment or by law to receive service of process. (f) Service Upon Individuals in a Foreign Country. Unless otherwise provided by federal or Guam law, service upon an individual from whom a waiver has not been obtained and filed, other than an infant or an incompetent person, may be effected in a place not within Guam or any other jurisdiction of the United States, its territories, commonwealths, or possessions: (1) by any internationally agreed means reasonably calculated to give notice, such as those means authorized by the Hague Convention on the Service Abroad of Judicial and Extrajudicial Documents; or (2) if there is no internationally agreed means of service or the applicable international agreement allows other means of service, provided that service is reasonably calculated to give notice: (A) in the manner prescribed by the law of the foreign country for service in that country in an action in any of its courts of general jurisdiction; or (B) as directed by the foreign authority in response to a letter rogatory or letter of request; or (C) unless prohibited by the law of the foreign country, by (i) delivery to the individual personally of a copy of the summons and the complaint; or (ii) any form of mail requiring a signed receipt, to be addressed and dispatched by the clerk of the court to the party to be served; or (3) by other means not prohibited by international agreement as may be directed by the court. (g) Service Upon Infants and Incompetent Persons. Service upon an infant or an incompetent person in Guam or in a jurisdiction of the United States or its territories, commonwealths, and possessions, shall be effected in the manner prescribed by the laws of such jurisdiction in which the service is made for the service of summons or other like process upon any such defendant in an action brought in the courts of general jurisdiction of that state. Service upon an infant or an incompetent person in a place not within Guam or any other jurisdiction of 7

the United States, its territories, commonwealths, or possessions shall be effected in the manner prescribed by paragraph (2)(A) or (2)(B) of subdivision (f) or by such means as the court may direct. (h) Service Upon Corporations and Associations. Unless otherwise provided by Guam law, service upon a domestic or foreign corporation (including public corporations organized and existing under the laws of Guam) or upon a partnership or other unincorporated association that is subject to suit under a common name, and from which a waiver of service has not been obtained and filed, shall be effected: (1) in Guam or any other jurisdiction of the United States, its territories, commonwealths, or possessions in any manner prescribed by Guam law, the manner prescribed for individuals by subdivision (e)(1), or by delivering a copy of the summons and of the complaint to an officer, a managing or general agent, or to any other agent authorized by appointment or by law to receive service of process and, if the agent is one authorized by statute to receive service and the statute so requires, by also mailing a copy to the defendant; or (2) in a place not within Guam or any other jurisdiction of the United States, its territories, commonwealths, or possessions, in any manner prescribed for individuals by subdivision (f) except personal delivery as provided in paragraph (2)(C)(i) thereof. (i) Serving the Government of Guam Its Agencies, Corporations, Officers, or Employees. (1) Service upon the government of Guam shall be effected: (A) by delivering a copy of the summons and of the complaint to the Attorney General or to an assistant attorney general or clerical employee designated by the Attorney General in a writing filed by the clerk of court or by sending a copy of the summons and of the complaint by registered or certified mail addressed to the office of the Attorney General; and (B) in any action attacking the validity of an order of an officer or agency of the government of Guam not made a party, by also sending a copy of the summons and of the complaint by registered or certified mail to the officer or agency. (2) (A) Service on an agency or corporation of the government of Guam, or an officer or employee of the government of Guam sued only in an official capacity, is effected by serving the government of Guam in the manner prescribed by Rule 4(i)(1) and by also sending a copy of the summons and complaint by registered or certified mail to the officer, employee, agency, or corporation. (B) Service on an officer or employee of the government of Guam sued in an individual capacity for acts or omissions occurring in connection with the performance of duties on behalf of the government of Guam-whether or not the officer or employee is sued also in an official capacity--is effected by serving the government of Guam in the manner prescribed by Rule 4(i)(1) and by serving the officer or employee in the manner prescribed by Rule 4 (e), (f), or (g). (3) The court shall allow a reasonable time to serve process under Rule 4(i) for the purpose of curing the failure to serve: 8

(A) all persons required to be served in an action governed by Rule 4(i)(2)(A), if the plaintiff has served the Attorney General of Guam ; or (B) the government of Guam in an action governed by Rule 4(i)(2)(B), if the plaintiff has served an officer or employee of the government of Guam sued in an individual capacity. (j) Service Upon Foreign, State, or Local Governments. (1) Service upon a foreign state or a political subdivision, agency, or instrumentality thereof shall be effected pursuant to 28 U.S.C. 1608. (2) Service upon a state, territory, commonwealth, municipal corporation, or other governmental organization subject to suit shall be effected by delivering a copy of the summons and of the complaint to its chief executive officer or by serving the summons and complaint in the manner prescribed by the law of that state, territory, or commonwealth for the service of summons or other like process upon any such defendant. (k) Territorial Limits of Effective Service. Service of a summons or filing a waiver of service is effective to establish jurisdiction over the person of a defendant who could be subjected to the jurisdiction of the courts of Guam, and all process may be served when not prohibited by law beyond the territorial limits of Guam. (l) Proof of Service. If service is not waived, the person effecting service shall make proof thereof to the court. If service is made by a person other than a marshal or deputy marshal, the person shall make an affidavit thereof. Proof of service in a place not within Guam or any other jurisdiction of the United States, its territories, commonwealths, or possessions shall, if effected under paragraph (1) of subdivision (f), be made pursuant to the applicable treaty or convention, and shall, if effected under paragraph (2) or (3) thereof, include a receipt signed by the addressee or other evidence of delivery to the addressee satisfactory to the court. Failure to make proof of service does not affect the validity of the service. The court may allow proof of service to be amended. (m) Time Limit for Service. If service of the summons and complaint is not made upon a defendant within 180 days after the filing of the complaint, the court, upon motion or on its own initiative after notice to the plaintiff, shall dismiss the action without prejudice as to that defendant or direct that service be effected within a specified time; provided that if the plaintiff shows good cause for the failure, the court shall extend the time for service for an appropriate period. This subdivision does not apply to service in a foreign country pursuant to subdivision (f) or (j)(1). (n) Seizure of Property; Service of Summons Not Feasible. (1) If a statute of Guam so provides, the court may assert jurisdiction over property. Notice to claimants of the property shall then be sent in the manner provided by the statute or by service of a summons under this rule. (2) Upon a showing that personal jurisdiction over a defendant cannot be obtained in Guam with reasonable efforts by service of summons in any manner authorized by this rule, the court may assert jurisdiction over any of the defendant s assets found within Guam by seizing the assets under the circumstances and in the manner provided by the law of the state 9

in which the district court is located. (o) Summons-Service By Publication Upon Party Not Inhabitant of, or Found Within Guam. Whenever a statute or order of court thereunder provides for service of a summons, or of a notice, or of an order in lieu of a summons by publication upon a party not an inhabitant of, or found within Guam, service shall be made by publication in a newspaper of general circulation for a period of time prescribed by the court and by mailing such summons, notice, or order to the last known residence (or post office box) of such party. Where a residence address and a post office box are known, service shall be made on both. Publications shall be proved by affidavit of an officer or agent of the publisher, stating the dates of publication with an attached copy of the order as published. Service by mail shall be accomplished by any form of U.S. postal delivery that provides for written proof of mailing, written proof of delivery, and restricted delivery to the addressee only. Mailing shall be proved by an affidavit establishing that the address employed is the most current mailing address known for the party being served, that a copy of the summons (notice or order) and the complaint were deposited with the U.S. Post Office, properly addressed, and having attached thereto the postal receipts reflecting a form of mailing prescribed above. SOURCE: FRCP 4 (2006), GRCP 4 (1990), 7 GCA 14106. Rule 4.1 Service of Other Process. Process other than a summons as provided in Rule 4 or subpoena as provided in Rule 45 shall be served by the marshal, a deputy marshal, or a person specially appointed for that purpose, who shall make proof of service as provided in Rule 4(l). SOURCE: FRCP 4.1 (2003). Rule 5. Service and Filing of Pleadings and Other Papers. (a) Service: When Required. Except as otherwise provided in these rules, every order required by its terms to be served, every pleading subsequent to the original complaint unless the court otherwise orders because of numerous defendants, every paper relating to discovery required to be served upon a party unless the court otherwise orders, every written motion other than one which may be heard ex parte, and every written notice, appearance, demand, offer of judgment, designation of record on appeal, and similar paper shall be served on each of the parties. No service need be made on parties in default for failure to appear, except that pleadings asserting new or additional claims for relief against them shall be served upon them in the manner provided for service of summons in Rule 4. In an action brought by seizure of property, in which no person need be or is named as defendant, any service required to be made prior to the filing of an answer, claim, or appearance shall be made upon the person having custody or possession of the property at the time of its seizure. (b) Making Service. (1) Service under Rules 5(a) and 77(d) on a party represented by an attorney is made on the attorney unless the court orders service on the party. (2) Service under Rule 5(a) is made by: (A) Delivering a copy to the person served by: 10

(i) handing it to the person; (ii) leaving it at the person s office with a clerk or other person in charge, or if no one is in charge leaving it in a conspicuous place in the office; or (iii) if the person has no office or the office is closed, leaving it at the person s dwelling house or usual place of abode with someone of suitable age and discretion residing there. (B) Mailing a copy to the last known address of the person served. Service by mail is complete on mailing. (C) If the person served has no known address, leaving a copy with the clerk of the court. (D) Delivering a copy by any other means, including electronic means, consented to in writing by the person served. Service by electronic means is complete on transmission; service by other consented means is complete when the person making service delivers the copy to the agency designated to make delivery. If authorized by local rule, a party may make service under this subparagraph (D) through the court s transmission facilities. (3) Service by electronic means under Rule 5(b)(2)(D) is not effective if the party making service learns that the attempted service did not reach the person to be served. (c) Same: Numerous Defendants. In any action in which there are unusually large numbers of defendants, the court, upon motion or of its own initiative, may order that service of the pleadings of the defendants and replies thereto need not be made as between the defendants and that any cross-claim, counterclaim, or matter constituting an avoidance or affirmative defense contained therein shall be deemed to be denied or avoided by all other parties, and that the filing of any such pleading and service thereof upon the plaintiff constitutes due notice of it to the parties. A copy of every such order shall be served on the parties in such manner and form as the court directs. (d) Filing. All papers after the complaint required to be served upon a party shall be filed with the court either before service or within a reasonable time thereafter, but depositions upon oral examination and interrogatories, requests for documents, requests for admission, and answers and responses there to shall not be filed unless on order of the court or for use in the proceeding. (e) Filing with the Court Defined. The filing of pleadings and other papers with the court, as required by these rules, shall be made by filing them with the clerk of court, except that the judge may permit the papers to be filed with the judge, in which event the judge shall note thereon the filing date and forthwith transmit them to the office of the clerk. The clerk shall not refuse to accept for filing any paper presented for that purpose solely because it is not presented in proper form as required by these rules or any local rules or practices. (f) Filing By Facsimile Machine. Documents may be filed with the clerk of court by facsimile machine (fax) under the following conditions: (1) If the attorney is off-island and the attorney has local counsel, the document shall be 11

faxed to local counsel who will make a plain paper copy of the faxed document and file it with the court. (2) An attorney who is not required to have local counsel may not file documents by facsimile except in emergency situations where time is a critical factor. (3) Facsimile transmissions will be accepted and filed by the clerk of the court during the working day. Facsimile transmissions received after 5:00 p.m. will be filed the following business day. Facsimile transmissions received on or before 5:00 p.m. of the due date will be filed on the day received. Facsimile transmissions received after 5:00 p.m. of the due date will not be considered timely filed. (4) The clerk shall file stamp the facsimile copy as an original and the signature on the copy shall constitute the required signature under GRCP 11. (5) All filings must be accompanied by a cover sheet stating the title of the document, the sender, the number of pages, the case caption and number, the name of the parties, the number of copies the clerk must take, and any other pertinent filing instructions. (6) Unless otherwise permitted by the court, the clerk is not required to respond to facsimile inquiries to verify the receipt of a facsimile transmission. The clerk may so respond to telephone inquiries. (7) All facsimile copies must be clear and legible. The clerk will notify the sender by telephone that the copies transmitted were not clear and legible and that the sender must retransmit. What is clear and legible shall be determined solely by the clerk of the court. When the clerk must notify counsel and/or parties who are off-island, the clerk will call collect. (8) Any amendments to a filing require re-transmission of the entire filing, as amended. Single page corrections by facsimile will not be accepted. (9) Original documents must be received by the clerk within 14 days of the filing of the facsimile transmission. If originals are not timely submitted, the documents transmitted by facsimile will not be considered proper filings, and the court may make such orders as are just, including but not limited to an order striking papers, staying further proceedings until compliance is complete, or dismissing the proceeding, or any part thereof upon receipt of the original document, the clerk shall remove and destroy the facsimile copy and insert the original in the file with the notation thereon Filed (with original filing information) by fax. (g) Service by the Court. The court may serve an attorney with orders, judgments, notices, or any other documents by depositing the same into a box maintained for that attorney at the Superior Court of Guam s Clerk of Court s office. Service shall be deemed complete upon depositing the same into the box. All active members of the Guam Bar Association engaged in the active practice of law on Guam and affiliated with a law office on Guam shall be assigned a court box. The Clerk of Court may organize the attorney court boxes as he deems appropriate to maximize efficiencies. This rule shall apply to civil cases as well as criminal cases as contemplated by Title 8 GCA Section 1.29(b). (h) Service On Party Appearing Pro Se. On application of a party, the court may order any party who is appearing without an attorney and who does not maintain an office or residence 12

within Guam at which service can be made by delivery in the manner provided by Rule 5(b), either: (1) to designate an address within Guam at which service can be made by delivery; or (2) to designate the clerk as a person authorized to receive service of all documents requiring service on the party. If designated to accept service for a party, the clerk, on receipt of papers served in this representative capacity, shall forthwith mail the papers to the party at the party s last-known address. SOURCE: FRCP 5 (2003), CNMI Rules of Civil Procedure, Rules 5(f), (g), and (h) (1996). Rule 5(g) amended and restated by Prom. Order No. 06-006-005 (Feb. 12, 2008). Rule 6. Time. (a) Computation. In computing any period of time prescribed or allowed by these rules, by order of court, or by any applicable statute, the day of the act, event, or default from which the designated period of time begins to run shall not be included. The last day of the period so computed shall be included, unless it is a Saturday, a Sunday, a legal holiday, or, when the act to be done is the filing of a paper in court, a day on which weather or other conditions have made the office of the clerk of the Superior Court inaccessible, in which event the period runs until the end of the next day which is not one of the aforementioned days. When the period of time prescribed or allowed is less than 11 days, intermediate Saturdays, Sundays, and legal holidays shall be excluded in the computation. As used in this rule and in Rule 77(c), legal holiday includes New Year s Day, Memorial Day, Independence Day, Liberation Day, Labor Day, Veterans Day, Thanksgiving Day, Christmas Day, and any other holiday appointed as a holiday by the President or Congress of the United States, by the laws of Guam, or by the Governor of Guam. (b) Enlargement. When by these rules or by a notice given thereunder or by order of court an act is required or allowed to be done at or within a specified time, the court for cause shown may at any time in its discretion (1) with or without motion or notice order the period enlarged if request therefor is made before the expiration of the period originally prescribed or as extended by a previous order, or (2) upon motion made after the expiration of the specified period permit the act to be done where the failure to act was the result of excusable neglect; but it may not extend the time for taking any action under Rules 50(b) and (c)(2), 52(b), 59(b), (d), and (e), and 60(b), except to the extent and under the conditions stated in them. (c) Shortening Time. When it is necessary to shorten time for the hearing of a motion, the party who desires to shorten time shall file a separate motion to shorten time, accompanied by a declaration setting forth the reasons why it is necessary to shorten time, and stating that the opposing party has been given notice of the motion to shorten time. If it is not possible to give the opposing party notice of the motion to shorten time, the moving party shall explain in the declaration why it is not possible to give notice, and what efforts were made to give notice. Whenever possible the court shall ensure time is afforded the opposing party to oppose by declaration or other pleading a motion to shorten time. The court need not hold a hearing on the motion to shorten time, but may order that the motion to shorten time be heard prior to the matter the movant desires heard on shortened time. If the motion to shorten time is granted, the court may order the parties to proceed with the matter at a time to be fixed by the court. 13

(d) For Motions Affidavits. A written motion, other than one which may be heard ex parte, and notice of the hearing thereof shall be served not later than 5 days before the time specified for the hearing, unless a different period is fixed by these rules or by order of the court. Such an order may for cause shown be made on ex parte application. When a motion is supported by affidavit, the affidavit shall be served with the motion; and, except as provided in Rule 59(c), opposing affidavits may be served not later than one (1) day before the hearing, unless the court permits them to be served at some other time. (e) Additional Time After Service By Mail under Rule 5(b)(2)(B), (C), or (D). Whenever a party has the right, or is required to do some act or take some proceedings within a prescribed period after the service of a notice or other paper upon the party and the notice or paper is served upon the party under Rule 5(B)(2)(B), (C), of (D), 3 days shall be added to the prescribed period. SOURCE: FRCP 6 (2003), CNMI Rules of Civil Procedure, Rule 5 (1996). Rule 7. Pleadings Allowed; Form of Motions. PART 3 PLEADINGS AND MOTIONS (a) Pleadings. There shall be a complaint and an answer; a reply to a counterclaim denominated as such; an answer to a cross-claim, if the answer contains a cross-claim; a thirdparty complaint, if a person who was not an original party is summoned under the provisions of Rule 14; and a third-party answer, if a third-party complaint is served. No other pleading shall be allowed, except that the court may order a reply to an answer or a third-party answer. (b) Motions and Other Papers. (1) An application to the court for an order shall be by motion which, unless made during a hearing or trial, shall be made in writing, shall state with particularity the grounds therefor, and shall set forth the relief or order sought. The requirement of writing is fulfilled if the motion is stated in a written notice of the hearing of the motion. (2) The rules applicable to captions, signing, and other matters of form of pleadings apply to all motions and other papers provided by these rules. (3) All motions shall be signed in accordance with Rule 11. (c) Demurrers, Pleas, etc., Abolished. Demurrers, pleas, and exceptions for insufficiency of a pleading shall not be used. SOURCE: FRCP 7 (2003). Rule 8. General Rules of Pleading. (a) Claims for Relief. A pleading which sets forth a claim for relief, whether an original claim, counterclaim, cross-claim, or third-party claim, shall contain (1) a short and plain statement of the grounds upon which the court s jurisdiction depends, unless the court already has jurisdiction and the claim needs no new grounds of jurisdiction to support it, (2) a short and plain statement of the claim showing that the pleader is entitled to relief, and (3) a demand for judgment for the relief to which the pleader seeks. Relief in the alternative or of several different types may be demanded. 14

(b) Defenses; Form; of Denials. A party shall state in short and plain terms the party s defenses to each claim asserted and shall admit or deny the averments upon which the adverse party relies. If a party is without knowledge or information sufficient to form a belief as to the truth of an averment, the party shall so state and this has the effect of a denial. Denials shall fairly meet the substance of the averments denied. When a pleader intends in good faith to deny only a part of a qualification of an averment, the pleader shall specify so much of it as is true and material and shall deny only the remainder. Unless the pleader intends in good faith to controvert all the averments of the preceding pleading, the pleader may make denials as specific denials of designated averments or paragraphs, or may generally deny all the averments except such designated averments or paragraphs as the pleader expressly admits; but, when the pleader does so intend to controvert all its averments, including averments of the grounds upon which the court s jurisdiction depends, the pleader may do so by general denial subject to the obligations set forth in Rule 11. (c) Affirmative Defenses. In pleading to a preceding pleading, a party shall set forth affirmatively accord and satisfaction, arbitration and award, assumption of risk, contributory negligence, discharge in bankruptcy, duress, estoppel, failure of consideration, fraud, illegality, injury by fellow servant, laches, license, payment, release, res judicata, statute of frauds, statute of limitations, waiver, and any other matter constituting an avoidance or affirmative defense. When a party has mistakenly designated a defense as a counterclaim or a counterclaim as a defense, the court on terms, if justice so requires, shall treat the pleadings as if there had been a proper designation. (d) Effect of Failure to Deny. Averments in a pleading to which a responsive pleading is required, other than those as to the amount of damage, are admitted when not denied in the responsive pleading. Averments in a pleading to which no responsive pleading is required or permitted shall be taken as denied or avoided. (e) Pleading to be Concise and Direct; Consistency. (1) Each averment of a pleading shall be simple, concise, and direct. No technical forms of pleadings or motions are required. (2) A party may set forth two or more statements of a claim or defense alternately or hypothetically, either in one count or defense or in separate counts or defenses. When two or more statements are made in the alternative and one of them if made independently would be sufficient, the pleading is not made insufficient by the insufficiency of one or more of the alternative statements. A party may also state as many separate claims or defenses as the party has regardless of consistency and whether based on legal or equitable grounds. All statements shall be made subject to the obligations set forth in Rule 11. (f) Construction of Pleadings. All pleadings shall be so construed as to do substantial justice. SOURCE: FRCP 8 (2003). Rule 9. Pleading Special Matters. (a) Capacity. It is not necessary to aver the capacity of a party to sue or be sued or the authority of a party to sue or be sued in a representative capacity, or the legal existence of an organized association of persons that is made a party, except to the extent required to show the 15

jurisdiction of the court. When a party desires to raise an issue as to the legal existence of any party or the capacity of any party to sue or be sued or the authority of a party to sue or be sued in a representative capacity, the party desiring to raise the issue shall do so by specific negative averment, which shall include such supporting particulars as are peculiarly within the pleader s knowledge. (b) Fraud, Mistake, Condition of the Mind. In all averments of fraud or mistake, the circumstances constituting fraud or mistake shall be stated with particularity. Malice, intent, knowledge, and other conditions of mind of a person may be averred generally. (c) Conditions Precedent. In pleading the performance or occurrence of conditions precedent, it is sufficient to aver generally that all conditions precedent have been performed or have occurred. A denial of performance or occurrence shall be made specifically and with particularity. (d) Official Document or Act. In pleading an official document or official act, it is sufficient to aver that the document was issued or the act done in compliance with law. (e) Judgment. In pleading a judgment or decision of a domestic or foreign court, judicial or quasi-judicial tribunal, or of a board or officer, it is sufficient to aver the judgment or decision without setting forth matter showing jurisdiction to render it. (f) Time and Place. For the purposes of testing the sufficiency of a pleading, averments of time and place are material and shall be considered like all other averments of material matter. (g) Special Damage. When items of special damage are claimed, they shall be specifically stated. (h) Admiralty & Maritime claims. [Omitted] SOURCE: FRCP 9 (2003). Rule 10. Form of Pleadings. (a) Caption; Names of Parties. Every pleading shall contain a caption setting forth the name of the court, the title of the action, the file number, and a designation as in Rule 7(a). In the complaint the title of the action shall include the names of all the parties, but in other pleadings it is sufficient to state the name of the first party on each side with an appropriate indication of other parties. (b) Paragraphs; Separate Statements. All averments of claim or defense shall be made in numbered paragraphs, the contents of each of which shall be limited as far as practicable to a statement of a single set of circumstances; and a paragraph may be referred to by number in all succeeding pleadings. Each claim founded upon a separate transaction or occurrence and each defense other than denials shall be stated in a separate count or defense whenever a separation facilitates the clear presentation of the matters set forth. (c) Adoption by Reference; Exhibits. Statements in a pleading may be adopted by reference in a different part of the same pleading or in another pleading or in any motion. A copy of any written instrument which is an exhibit to a pleading is a part thereof for all purposes. SOURCE: FRCP 10 (2003). 16

Rule 11. Signing of Pleadings, Motions, and Other Papers; Representations to Court; Sanctions. (a) Signature. Every pleading, written motion, and other paper shall be signed by at least one attorney of record in the attorney s individual name, or, if the party is not represented by an attorney, shall be signed by the party. Each paper shall state the signer s address and telephone number, if any. Except when otherwise specifically provided by rule or statute, pleadings need not be verified or accompanied by affidavit. An unsigned paper shall be stricken unless omission of the signature is corrected promptly after being called to the attention of the attorney or party. (b) Representations to Court. By presenting to the court (whether by signing, filing, submitting, or later advocating) a pleading, written motion, or other paper, an attorney or unrepresented party is certifying that to the best of the person s knowledge, information, and belief, formed after an inquiry reasonable under the circumstances,-- (1) it is not being presented for any improper purpose, such as to harass or to cause unnecessary delay or needless increase in the cost of litigation; (2) the claims, defenses, and other legal contentions therein are warranted by existing law or by a nonfrivolous argument for the extension, modification, or reversal of existing law or the establishment of new law; (3) the allegations and other factual contentions have evidentiary support or, if specifically so identified, are likely to have evidentiary support after a reasonable opportunity for further investigation or discovery; and (4) the denials of factual contentions are warranted on the evidence or, if specifically so identified, are reasonably based on a lack of information or belief. (c) Sanctions. If, after notice and a reasonable opportunity to respond, the court determines that subdivision (b) has been violated, the court may, subject to the conditions stated below, impose an appropriate sanction upon the attorneys, law firms, or parties that have violated subdivision (b) or are responsible for the violation. (1) How Initiated. (A) By Motion. A motion for sanctions under this rule shall be made separately from other motions or requests and shall describe the specific conduct alleged to violate subdivision (b). It shall be served as provided in Rule 5, but shall not be filed with or presented to the court unless, within 21 days after service of the motion (or such other period as the court may prescribe), the challenged paper, claim, defense, contention, allegation, or denial is not withdrawn or appropriately corrected. If warranted, the court may award to the party prevailing on the motion the reasonable expenses and attorney s fees incurred in presenting or opposing the motion. Absent exceptional circumstances, a law firm shall be held jointly responsible for violations committed by its partners, associates, and employees. (B) On Court s Initiative. On its own initiative, the court may enter an order describing the specific conduct that appears to violate subdivision (b) and directing an attorney, law firm, or party to show cause why it has not violated subdivision (b) with respect thereto. 17

(2) Nature of Sanction; Limitations. A sanction imposed for violation of this rule shall be limited to what is sufficient to deter repetition of such conduct or comparable conduct by others similarly situated. Subject to the limitations in subparagraphs (A) and (B), the sanction may consist of, or include, directives of a nonmonetary nature, an order to pay a penalty into court, or, if imposed on motion and warranted for effective deterrence, an order directing payment to the movant of some or all of the reasonable attorneys fees and other expenses incurred as a direct result of the violation. (A) Monetary sanctions may not be awarded against a represented party for a violation of subdivision (b)(2). (B) Monetary sanctions may not be awarded on the court s initiative unless the court issues its order to show cause before a voluntary dismissal or settlement of the claims made by or against the party which is, or whose attorneys are, to be sanctioned. (3) Order. When imposing sanctions, the court shall describe the conduct determined to constitute a violation of this rule and explain the basis for the sanction imposed. (d) Inapplicability to Discovery. Subdivisions (a) through (c) of this rule do not apply to disclosures and discovery requests, responses, objections, and motions that are subject to the provisions of Rules 26 through 37. SOURCE: FRCP 11 (2003). Rule 12. Defenses and Objections When and How Presented By Pleading or Motion Motion for Judgment on the Pleadings. (a) When Presented. A defendant shall serve an answer within 20 days after the service of the summons and complaint upon that defendant, except when service is made under Rule 4(e) and a different time is prescribed by in the order of court. A party served with a pleading stating a cross-claim against that party shall serve an answer thereto within 20 days after the service upon that party. The plaintiff shall serve a reply to a counterclaim in the answer within 20 days after service of the answer, or, if a reply is ordered by the court, within 20 days after service of the order, unless the order otherwise directs. The government of Guam or an officer or agency thereof shall serve an answer to the complaint, or to a cross-claim, or a reply to a counterclaim, within 60 days after the service upon the Attorney General or appropriate agency counsel of the pleading in which the claim is asserted. The service of a motion permitted under this rule alters these periods of time as follows, unless a different time is fixed by order of court: (1) if the court denies the motion or postpones its disposition until the trial on the merits, the responsive pleading shall be served within 10 days after notice of the court s action; (2) if the court grants a motion for a more definite statement, the responsive pleading shall be served within 10 days after the service of the more definite statement. (b) How Presented. Every defense, in law or fact, to a claim for relief in any pleading, whether a claim, counterclaim, cross-claim, or third-party claim, shall be asserted in the responsive pleading thereto if one is required, except that the following defenses may at the option of the pleader be made by motion: 18