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Dangerous Offenders in Canada, 977-985: A Descriptive Analysis Janine Jakimiec Centre of Crimindlogy A dissertation submitted in conformity with the requirements for the Mastes of Arts degree in the University of Toronto. August 985

LO3RARY MINISTRY OF THE SOLICITOR GENERAL,OC,T 24 MP% (0%2-7 077-FS BIBLIOît -IÈQUE MINISTÈRE DU SOLLICITEUR GÉNÉRAL /Dangerous Offenders in Canada, 977-985: A Descriptive Analysis, Janine Jakimiec Centre of Crimindlogy A dissertation submitted in conformity with the requirements for the Master of Arts degree in the University of Toronto. August 985 e e r & es '. e,4 e e S e /". a,.,e, - \ atee e e N4t r\ e e.se e? ee e e ge e e -e e _,,zece- e e tee,e, ee e

Acknowledgements This research was facilitated by a contribution from the Solicitor General of Canada to the Centre of Criminology, University of Toronto. The cooperation of Dr. Frank Porporino, Senior Research Officer, from the Research Division of the Ministry, in securing prompt access to files as well as his technical advice and supervision were greatly appreciated. The opinions expressed in this report are however, those of the author and do not necessarily represent the views of the Solicitor General of Canada. I wish to express my gratitude to my dissertation supervisor, Dr. Christopher D. Webster, for his guidance and comments throughout and for helping me keep things in perspective. To Professor A.N. Doob, Director of the Centre of Criminology, I am grateful for his encouragement in undertaking this study and help in overcoming minor obstacles. In addition I would like to thank the staff at Kingston Penetentiary, Millhaven Institute and Warkworth Institute for their assistance in answering my many questions and for providing me with workspace within their offices. Finally, I wish to acknowledge Mr. David Cole and Mr. Leo Adler, for their interest in my project and willingness to discuss issues which were of concern to me.

e0wpik, "Il faut savor)et saveefaire, mais il ne faut pas attendre de tout savoir pour commmencer a faire." Lyon-Caen, 976:376

Table of Contents Page Acknowledgments Abstract iv Introduction Method: 7 Subjects 7 Data Source and Collection 7 The Limitations 8 General Descriptive Results and Comments 0 Number, Sex and Status 0 Race and Education 0 Age 0 Incarceration Information Use of the Legislation Offence Data 5 Release 5 Other Major Findings and Discussion 9 Conditional Release 9 Appeals 20 Institutional Management 20 Visible Abnormalities 2 A Pattern of Repetitive Behaviour 22 First Offenders 23 Points of Interest 24 General Discussion 25 The Legislation: Purpose and Actuality 25 The 977 DO Provisions in Practice 27 The Treatment Aspect 28 'Case Examples 29 Conclusion 3 Footnotes 33 Reference List 37 List of Cases 39 Bibliography 40

Abstract The old Habitual Criminal (HC) and Dangerous Sexual Offender (DSO) provisions were the forerunners of the current Dangerous Offender (DO) legislation proclaimed in force in October 977. Preventive detention may now be imposed against a "serious personal injury" offence if the individual shows either "a pattern of repetitive behaviour" or for a first offender if the offence is "of such a brutal nature". The current legislation does however, reserve a section exclusively for sexual offenders. Information presently available on the current DO population suggests that perhaps the legislation is being discriminantly applied against sex offenders. Provincial patterns of use also seem to be emerging since 977. Ontario and B.C. are using Part XXI of the legislation and its indeterminate sentence the most, whereas Quebec has never done so. Unusual physical appearance and bizarre deportments of the DO's also tend to be focused on. Finally, before the present study, no DO had ever been released. Considering that there must be many offenders who are just as violent as the curent DO's, and yet who are not proceeded against under Part XXI, the present group of DO's is of great theoretical and practical importance. The present research was aimed at developing a data base of the current DO's to better suggest preventive or additional steps that can be taken to ensure that the legislation reacethose it intended to. Major findings revealed that of the 5 inmates declared to be dangerous to date, all but one were male. Two were no longer incarcerated. Three of the DO group had also received definite versus indefinite sentences. The trend in provincial use of the legislation remained unchanged and sex offenders still seem to be singled out. Visible abnormalities, however, were not found to be prominent among the current DO population. The overall general conclusion was that Part XXI does not capture the 'truly' dangerous individual. The criteria established to find someone to be a DO and their use should perhaps be revised. Studies with various contrast groups would also prove indispensable in order to show that preventive detention is justifiable in certain cases. iv

Dangerous Offenders in Canada, 977-984: A Descriptive Analysis Indeterminate sentences are reserved for special categories of offenders (Griffiths, Klein, & Verdun _Jones, 980, pp.37-344). Canada first enacted such legislation in 947 to deal with "habitual criminals" (HC's) and in 948 to cope with the "criminal sexual psychopath". As a result of recommendations in the McRuer report (958) the legislation was altered in 960 by deleting reference to criminal sexual psychopath and substituting "dangerous sexual offender" (DSO). Approximately 5 years later the Canadian Government's Peace and Security Programme proposed what are now the current "dangerous offender" (DO) provisions. Under the Criminal Law Amendment Act (977) all existing legislation relating to preventive detention was repealed. At this time the HC stipulations were removed (aside from the creation of special provisions for those who had previously been so designated) and the new single designation of DO was introduced (which included the "old" DSO's). The new post-977 provisions contained in Part XXI (see Appendix A) of the Code are aimed at persons who have been convicted of a "serious personal injury offence as defined by Section 687 of the Criminal Code (Revised Statutes Canada (R.S.C.), 970 as amended, 977) and the offender who "constitutes a threat to the life, safety or physical or mental well-being of other persons" (s.688.(a)). It is necessary to prove "a pattern of repetitive behaviour by the offender," as well as his "failure to restrain his behaviour" which therefore is likely to cause "death or injury to other persons" (s.688.(a)(i)). Section 688.(a)(ii) provides for the need to establish "a pattern of persistent aggressive behaviour by the offender" with the offence

for which he has just been convicted being part of that pattern. Further, the accused must have shown "a substantial degree of indifference...as to the reasonably forseeable consequences to other persons of his behaviour" (s.688.(a)(ii)). However, if an offender is convicted of an offence "that is of such a brutal nature as to compel the conclusion that his behaviour in the future is unlikely to be inhibited by normal standards of behavioural restraint" (s.688.(a)(ii)) he may be declared a DO without necessarily qualifying as a repeat offender. Part XXI also contains specific provisions in relation to sex offenders. According to s.688.(b) the legislation may be applied against the offender who "by his conduct in any sexual matter including that involved in the commission of the offence for which he has been convicted, has shown a failure to control his sexual impulses and a likelihood of his causing injury, pain or other evil to other persons through failure in the future to control his sexual impulses". Where a person is found to be such a DO, he may be sentenced to an indeterminate period of detention in a pententiary, in lieu of "any other sentence that might be imposed for the offence for which the offender has been convicted" (s.688.(b)). As Mewett and Manning (978, p.9) point out, such a sentence is 'potentially' life imprisonment, even though the National Parole Board (NPB) must review the sentence at the expiry of three years from the day on which the accused was taken into custody and not later than every two years thereafter to determine whether parole should be granted under the Parole Act (s.695.2.()). As already noted, the new legislation also includes provisions 2

with respect to those incarcerated under the 'old' HC and DSO provisions. To this extent, the NPB is required to review the condition, history, and circumstances of the accused, at least once yearly, to determine whether the offender should be released on parole (s.695..(2)). The reader interested in the fate of the forerunners of the present legislation should consult Jackson's (982) report on 5 the HC and Greenland's (984) study of the DSO. Briefly put, Jackson, - upon examining the files of all HC's held in British Columbia found that many appeared to be under unnecessary detention. As a result of his publication, a judicial review of all HC's in Canada was effected by Mr. Justice Leggatt in 983. This eventually led to the out-fright pardon of most of the "old" HC's. It is important to note that some half of the HC's had achieved their 'habitual' status in B.C. Greenland's observations, on the pre-977 DSO's, similar in some respects to those of Jackson, have not brought about a judicial review. It is again of interest to note that some half of those cases arose in B.C. The only information available on the current post-977 DO population is in an unpublished dissertation by Mackay (983), a report prepared within the Ministry of the Solicitor General by the Policy Branch (Berzins, 983), and a recent Ministry-sponsored study by Koopman (985). Some information is also available in a monograph by Webster, Dickens and Addario (985). Mackay's (983) study deals strictly with the adjudication process and is limited to the province of Ontario. Mackay's findings (983, pp.55-56) revealed that between October 977 and May 983, 27 DO hearings were held. Of those, 2 were successful. He found that in the majority of cases, the index offence was committed while the offender was on some kind of formal 3

release program and within 24 months of that release. Several factors seemed to influence most the decisione7 to proceed with a DO n application. An application was most likely to be forwarded if the prosecutors and counsel were doubtful that the offender would be sentenced to a lengthy period of detention for the index offence. Further, presentation of a psychiatric assessment indicating the offender's dangerousness reinforced application decisions. Third, sexual offences were predominant. Finally, vivid descriptions of the horrifying elements of the offence appeared to play a convincing role. Interestingly, Mackay noted that information which did not indicate dangerousness was generally excluded. A review of the Berzins' report provides a descriptive overview of the patterns emerging from the use of the 977 legislation. Major findings (Berzins, 983, pp.5-50) indicate that no request to use Part XXI had ever been denied by any provincial Attorney General. Ontario was shown to be responsible for the majority of prosecutions under the legislation and was the only province to have experienced unsuccessful pursuits. Attention was drawn to the fact that only six provinces had made use of the special provisions and Quebec, with its large population was specifically singled out for note, in that it has never felt the need to resort to such measures. In addition, the report suggests that a majority of those declared dangerous have 'unusual' physical appearances as well as 'bizarre' deportments and the report brings to the fore that all but five of the then 32 dangerous offenders had some record of sexual offences. A final point of note from this important report was that, at the time of its release, there appeared to be an increase over time in the use of the provisions. 4

Koopman (985, p.32) in the course of data collected during 983-984 found that the DO's and a contrast "inmate group" (IG) 2 did not differ in terms of basic demographic, psychometric and dispositional variables. She did find however, that DO's were relatively more likely to be middle-class in socio-economic status (SES) (Koopman 985, p.32). The most important differences between groups surfaced when comparing the nature of the offences of the two groups. For example, sex crimes were prominent among 79 percent of DO's in comparison to only 0 percent of the IG's crimes (see p.32). Koopman reported that no DO had ever been convicted of murder whereas 38 percent of the IG had a record of one or more murders (see p.32). The IG displayed more violence, over a longer period of time and showed a greater tendency for escalation of violence. DO's however, seemed to have inflicted more psychological harm upon their victims (see p.32). In over 60 percent of these DO men there was some evidence of cognitive dysfunction or unsocialized personalities (see p.38). The reader should be careful to note that about the same level of disorder was found in the contrast group. The study also suggested the absence of treatment in many cases. A final point to be made from the useful study is that Koopman very generally confirmed Berzins' impressionistic observations concerning the tendency for DO's to have atypical appearances and deportment. Webster, Dickens and Addario (985) present an exhaustive review of the scientific literature on assessment and prediction of dangerousness and point to various difficult issues, legal and psychiatric. Webster et. al. (985, pp.xvii-xxvii) suggest that there is little evidence that psychiatrists or other mental health experts can predict future dangerous behaviour of patients or prisoners with 5

any degree of certainty, and that the most any clinician or researcher can offer is a probability estimate of such behaviour in the future. With respect to the fact that most dangerous offenders are sex offenders, the literature suggests that greater scientific advances have been made in the area of assessment of sexual anomolies than in the treatment of them, and that evidence regarding the effectiveness of treatment interventions is scant. The monograph suggests that the Part XXI provisions allow for far more severe sentences than would normally be possible under the sections of the Criminal Code relating to the index offence(s). With regard to the unreliability and inaccuracy of psychiatric predictions, the Canadian courts tend to construe the phenomenon as an issue of weight rather than admissibility of evidence. The implications of the Canadian Charter of Rights and Freedoms is an issue addressed concerning Part XXI proceedings and preventive detention. The authors indicate that the Canadian courts have so far dismissed in principle and in practice most challenges to Part XXI under the Charter. There is already evidence to suggest that the use of Part XXI is being restricted largely to sexual offenders (Berzins 983, p.9). Such findings raise doubts as to whether the provisions are being used in a discriminatory way, considering that there must be many offenders who are just as violent as the present dangerous offenders, if not more so, and yet who are not proceeded against under this legislation. There is also a vague hint that, as already noted, relative to other violent offenders, those designated as 'dangerous', may be an oddappearing, perhaps 'dangerous-looking' group (Berzins, 983, p.8). Some social psychologists even suggest that physical appearance may 6

have powerful effects on decision-making of many kinds (Mashman, 978). For these reasons the present group of dangerous offenders is of great importance both theoretically and practically. This study was conducted in order to obtain up-to-date basic demographic data on prisoners under Warrants of the Lieutenant Governor (WLG) by doing a case-by-case review of all DO's. More specifically, it aimed to answer particular questions: How many inmates have received the legal designation of DO? Have any females been declared DO's? Have any DO's received some type of formal release? What kind of previous offence and incarceration history do these inmates have? Are visable abnormalities prominent among this population? What type of offence triggered the DO hearing? How many prisoners were designated to be dangerous under the "of such a brutal nature" clause? In what province were the DO hearings held? Where are these DO's now incarcerated? What is the mean age of an offender when he is declared to be dangerous? What type of institutional incidents do these individuals get involved in? The development of such a data base may help suggest preventive or additional steps that can be taken to ensure that Part XXI reach those it intended to. A Method Subjects: The subjects consisted of all persons to date (June 985) who had been successfully proceeded against, and therefore found to be DO's in accord with Part XXI of the Criminal Code (R.S.C., 970) proclaimed in force in 977 (Appendix A). Data Source and Collection: Permission was obtained from the Ministry 7

of the Solicitor General, Canada, to gain access to the subjects' files. To ensure confidentiality, the names and Finger Print Service (FPS) numbers of all individuals have been omitted in this acocunt. Data were obtained from two sources: from National Headquarters (NHQ) for all cases except those currently held in federal insitutions in Ontario and from institutional files on the Ontario sample. Information on the latter group, though more detailed than the former, was not without its limitations. For the Ontario sample, data were collected from the twelve different data banks available on each prisoner, which were maintained in the respective institutions in which the inmate was in custody. The twelve data banks consulted were: sentence administration, case management A, case management B, discipline and dissociation, education and training, employment, medical and psychiatry, psychology, visit and correspondence, preventive security, administration and discharge, and parole. A file review protocol (Appendix B) was used to extract the pertinent information. Specific categories served to give focus: offender demographic characteristics, medical and psychological, previous offence and incarceration data, index offence and sentencing dispositions, institution -al and parole information. A coding manual (Appendix C) was constructed to capture the scope of possibilities for the specific variables. It was thought that having pre-determined categories would aid not only the present research but also the conduct of future projects. Instructions on how to code the particular variables are outlined in detail in the manual itself. 3 The Limitations: The limitations encountered in attempting to present descriptive research became major obstacles in attaining the original 8

aims of the study. A major drawback was the unavailability of court transcripts, from which much background information about the case may have been gleaned. As well, there can be no doubt that the study would have been substantially improved had it been possible to interview both the inmates and those who deal with them (i.e.: classification officers, members of the case management team, psychologists). 4 The most serious problem, however, was that of the files being incomplete. 5 As well, the type of data contained in each file were inconsistent among files. 6,7 Despite excellent cooperation from the institutions, which in fact was highly commendable, it nonetheless proved difficult to coordinate the procurement of files. Collecting all twelve data banks on each inmate and having them available to the researcher proved to be a major task. Notwithstanding elaborate arrangements, failures of communication did occur with the result that some or all files were not available to the researcher on arrival t, the institution. Asa result, certain data banks on a few of the inmates could not be reviewed. 8 A final problem concerns files that were retrieved from Ministerial archives in Ottawa. Once a file, meaning all twelve data banks, becomes inactive, it is forwarded to the Ministry for storage. The files requested from archives arrived astonishingly incomplete. 9 In highlighting the above problems, the author does not wish to be unduly critical of the existing institutional administrative arrangements, but instead hopes to draw attention to the fact that future projects should be designed with these complications in mind. 9 o fl

General Descriptive Results and Comments Number, Sex and Status: From October 977 until June 985, fifty-one people in Canada have been declared to be DO's, only one of whom is female (Appendix D). Three of these DO's, two males and the female, were sentenced to definite terms of detention of 4 years, ten years and two years less a day, respectively. Two of these three DO's are no longer incarcerated. The female was released in July 985 (as of the writing of this report) and the subject who received the definite sentence of 4 years died of a heart attack while incarcerated in the Ontario Region. A third DO was released to provincial custody by court order in November 984, his indeterminate sentence having been quashed on appeal. Due to the unavailability of his complete records from archives, it was not possible to determine if he has since been released by provincial authorities. Forty-eight DO's remain incarcerated. Race and Education: Ninety percent of the DO's were Caucasian. Of the ten percent who were not, three were North American Indians and two were Black. The average DO had attained a grade ten education, with two having university level studies. Two others had only a grade three education. One of these two cases apparently received nothing but 'special classes' for the hearing impaired. Age: The mean age of the DO's now incarcerated was 35 with extremes ranging from 8 to 58. The mean in this case is fairly representative, as the mode is The mean age of the inmate at the time of his being declared a DO was 32 with extremes ranging from 6 to 52. In this case it is important to note that the mode is 26. Those who are now classified as DO's had a mean age of 2 (mode = 8) 0

at the time of their first adult conviction, with extremes of 5 and 36. Incarceration Information: For 5 subjects (29 percent) their first federal incarceration was one of indeterminate length. The inmate who was sentenced to a definite term of ten years was also serving his first penitentiary term. For four subjects in the sample (seven percent) it was their first incarceration ever, and two of these four were first offenders with no prior convictions whatsoever. The most previous convictions any DO had on record was 29, the mean being 8.3 and the mode 2. It appears that there is, as would be expected, an apparent relationship between age and number of previous convictions. Of the 6 subjects who were 25 or under, two had one or fewer convictions, whereas the remainder, 4, had two or more. All but one of the 38 inmates over 25 had two or more previous convictions. The longest previous sentence served was 20 years. One inmate serving a life sentence for second degree murder was subsequently declared to be a DO on a new and unrelated offence of attempted murder and rape. A DO had previously spent a mean period of 47 months or approximately four years in provincial custody, the mode being exactly two years. The provincial time, on the average, was served throughout three separate incarcerations. In addition, the DO's had been processed through the federal system usually only once before for an average of 50 months or a little over four years. Extremes ranged from zero months to 28 years. This brought the mean number of total times the DO's had been incarcerated to four, for approximately 76 months or six years. Use of the Legislation: Figure shows Canada's application of DO

2 0 9 8 7 6 5 4 ] 0 [ 978 979 980 9h 9d2 b83 A84 Figure : Canada's use of Dangerous Offender legislation through the years from 977 until 985 (full years only) Note: For four convictions, year unknown o 3 MI OM 3 ARM MS NB en MI MI MI OM MN

legislation by year. No use was made of the special provisions in 977, the year they were proclaimed. This is probably because they were not brought in until mid-october of that year. In 978 the legislation was resorted to three times and there has been a steady increase since then with some fluctuations. It is evident from Table that Ontario had made the most use of the provisions, for a total of 2 times, with British Columbia rating second with respect to frequency, for a total of 3 times. To date, Alberta had declared seven persons to be dangerous, and Nova Scotia, Saskatchewan and New Brunswick, had applied the DO label to three, two and one person(s) respectively. Of the provinces that had never used the legislation (Manitoba, Quebec, Prince Edward Island and Newfoundland) Quebec is the most noteworthy, in that, with its large population, it has never felt the need to resort to such measures. The reader will note with some interest that B.C. has in recent years (983, 984) increased its use of the Part XXI provisions. It is hard not to wonder whether, if this trend continues, B.C. will again employ the indeterminate detention measures on a greater scale than the other provinces (see Jackson, 982 and Greenland 984 documented above). Of the current total Canadian DO population, 33 (65 percent) were, at the time of the study incarcerated within the Ontario Region. The bulk of those 33 were being held in Kingston Penetentiary (K.P.). This facility offers protective custody and receives large numbers of sex offenders and inmates requiring special status (i.e.: informants). 0 The Prairie Region housed 3 (25 percent) of the inmates, British Columbia four, or eight percent, and one inmate was in the Atlantic Region. 3

Table : Provincial use of Dangerous Offender legislation yearly since enactment in 977 until June 985.. _. YEAR BC ALTA SASK MAN ONT QUE NB NS PEI NFLD MISSING TOTAL 977 0 0 0 0 0 0 0 0 0 0 0 0 978 0 0 0 0 0 0 0 0 3 979 0 0 0 2 0 0 0 0 0 4 980 2 0 0 0 5 0 0 0 0 0 0 7 98 2 0 0 4 0 0 2 0 0 0 9 982 0 0 3 0 0 0 0 0 0 5 983 5 0 0 4 0 0 0 0 0 984 4 0 0 0 2 0 0 0 0 0 7 985 0 0 0 0 0 0 0 0 0 0 MISSING 0 0 0 0 0 0 0 0 2 4 TOTAL 3 7 2 0 2 0 3 0 0 4 _ 5 MI MS Mel Mal all Mil IMP MI OM MI UM

Offence Data: The major offences which led to the sentencing of the inmates as DO's are categorized as shown in Table 2. It is entirely evident from this table that the bulk of offences were sexual offences. Figure 2 represents the total number of sex offenders who were declared to be dangerous over the full years from 978 through 984. (Not shown in Figure 2 is one case in 985 who was declared vel dangerous on a sex offence.) It is clear that sex offenders that were declared DO's outnumbered their non-sex offender counterparts yearly. There appears to be no difference between those whose index offence was sexually related versus those whose index offence was not, in their number of previous convictions for a similar offence, a criterion specified in Part XXI (s.688.(a)(i)). In 22 cases (43 percent) the index offence consisted of a single conviction for a single offence. There was one exceptional case at the other extreme where the DO application was sought after the subject had been convicted of ten sexual offences occurring in a period of seven months. These together led to an indeterminate w-e sentence. A mean of two convictions we",r,é obtained for the index offence or offences prompting the DO application. Table 3 shows the most serious previous offence committed by each of the DO's (based on length of sentence imposed). It will be seen that this closely parallels the information contained in Table 2 supporting the idea that DO's do, as would be expected, show a "pattern of repetitive behaviour". Release: One DO had been released to provincial custody, his indeterminate sentence having been quashed by court order. The other 5

Table 2: Type of Index Offence for the DO Population Type of Index Offence No. % Sexual ôffences 35 68 Other offences against the person: '9 8 - attempted murder (2) - choking/struggling () - causing bodily harm to wound (5) - kidnap/confine () Robbery 2 Arson 2 Property offences 2 4 Data missing 3 6 6

K E Y : Sex offenders F77: Non-sex offenders 978 979 980 98' 982 983 Figure 2: Number of sex offenders versus non-sex offenders delared DO's yearly since.enactment of Part XXI from 977 until 985 (full years only). Note: One sex offence, year unknown One non-sex offence, year unknown In 978, 98 & 983, three convictions, offence type unknown

Table 3: Type of Most Serious Previous Offence for the DO Population Type of Most Serious Previous Offence No. % Sexual offences 33 64 Other offences against the person: 0 20 - common assaults ( 3 ) - wounding () - manslaughter (2) - kidnap (4) Armed robbery 2 Property Offences 2 4 Impaired driving 2 Unlawfully at large (U AL) 2 Data missing 3 6 8

DO no longer incarcerated was the only female ever to have been declared dangerous. She too was provincially sentenced and had been released (in July 985). 2 Other Major Findings and Discussion Conditional Release: The present study identified 9, or 4 percent, of cases who were on some kind of formal release program at the time of the index offence. This is in accord with Mackay's finding (983, p.55) which claims that in the 'majority' of cases, the offences which led to the DO application were committed while the offender was on a formal release program. 3 No DO has yet been granted any form of parole, one having been interviewed by the Board as many as five times. Extensive and detailed review of individual and institutional files in Ontario and B.C. showed that a few inmates had been granted escorted temporary absences (ETA's) to attend funerals and the like. There is no record of any unescorted temporary absences (UTA's) having been granted to anyone. The obligation of the NPB to review the case of each DO three years after the day on which he was taken into custody and every two years thereafter (s.695..()) is a safeguard that is built into the legislation, in that it ensures the release of the subject, as soon as, he no longer poses a threat to society (Parole Act, 970, s.0). Under s.0 of the existing Act (Parole Act, 970), the onus is on the prisoner to persuade the Board that he is deserving of parole. The Board must be satisfied that: ) in the case of a grant of parole other than day parole, the inmate has derived the maximum benefit from imprisonment, 2) the reform and rehabilitation of the inmate will be aided by 9

the granting of parole, and 3) the release of the inmate on parole would not constitute an undue risk to society. That these hard-to-define factors are actually the only guidelines adhered to when the Board does review a case is evident from the reasons it gives for denying parole. Studies of the files showed that, invariably, the reasons stated for recommending 'parole refusal' fell into one of the following broad categories: ) the inmate has not derived the maximum benefit from imprisonment, 2) the inmate is in need of the rehabilitative services provided within the penitentiary system, 3) the inmate has no release plans and therefore release on parole would be risky. 4 Appeals: Where information is available regarding appeals, they were either dismissed or abandoned except in three cases. In two cases, the appeal was upheld on all but one of the convictions related to the index offence, the net result being that the subject's status of being incarcerated for an indeterminate time remained unchanged. It is precisely such decisions that make the third Saskatchewan case, where the indeterminate sentence was quashed by court order, of special interest. Institutional Management: As previously noted by Berzins (983,p.25) the present study confirms the finding that those who were designated as dangerous by the Court do not necessarily present management problems within the correctional institutions. Never has the need arisen to place a DO in a Special Handling Unit (SHU). Very few are subject to institutional discipline. Those who are disciplined receive punishments rarely and usually for minor infractions (i.e.: 20

abusive language). Two of the subjects had incurred 23 and 26 institutional charges respectively, for infractions of a relatively serious nature (i.e.: threatened correctional officer, attempted to escape, fighting, etc.). In light of the fact that criminality seemingly abates with age (Price & Gold, 976, p.6, 9) it is interesting to note that the above subjects are the two youngest DO's. No doubt this general principle is just as valid among the inmate population as it is in the population at large. Visible Abnormalities: The Berzins' report (983, p.9) emphasizes the fact that, with the exception of two or three cases, of the then 32 DO's, the group was characterized by individuals who belong to a "visible minority". It is true that among the present group there is one deaf-mute, one mentally retarded subject, two epileptics and one with chromosomal aberration, accounting for ten percent of the current DO's. There was little in the files that suggested that this could have been a contributing factor to their present predicament. Further, Berzins (983, p.8) claims that several had a history of learning disabilities and perceptual and verbal handicaps. The present research was unable to identify those factors. Very generally, the recent work of Koopman (985, p.34) has not found strong evidence that the DO population is especially cognitively disabled. Berzins (983, pp.8-9) also described some DO's as having an unusual physical appearance or bizarre deportment. Koopman (985, p.4) who had the opportunity to interview almost all of these inmates finds some support for Berzins' contention. Although the present author was unable to meet members of the sample, she did not form the same impression as Berzins and Koopman. Photographs of most 2

inmates were available to the author. It was her view that if passed on the street, they would not elicit a second glance. It is quite evident that research on physical appearance is greatly needed. A Pattern of Repetitive Behaviour Section 688(a)(ii) requires evidence of "a pattern of persistent aggressive behaviour.of which the offence for which he has been convicted forms a part" of that pattern. It appears that this element of "a pattern of repetitive behaviour" can be established on the basis of only two incidents. Further, one of those incidents may be the offence for which the sentence of indeterminate detention is sought (R. v. Langevin, 984 at 705). This explanation justifies the finding that in 32 percent of the cases, the subject had only been convicted of one previous offence. The pattern of repetitive behaviour is not strictly based on the number of offences, but also on the similarity between the accused's past and present behaviour (R. v. Langevin, 984 at 705). In four cases (eight percent), the inmates did not hold any convictions for identical offences. Upon verification of these four cases though, it was found that one prisoner found dangerous on the basis of a sex offence had three unrelated previous convictions - two for impaired driving and one for failing to remain at the scene of an accident. Yet an indeterminate sentence was successfully imposed for the sexual offence. In the other two instances, the similarity component is also questionable. The closest thing to the index offence involving rape and forcible confinement were.convictions for threatening messages and possession of a weapon. Unless court transcripts are made available, it is with great difficulty that one can believe that these persons 22

are not being arbitrarily selected. In the next example, the index offence consisted of an attempted murder, with two previous convictions of break and enter with intent and armed robbery. The final case captures the essence of the 'similarity' component much better. In this instance a sexual assault causing bodily harm which led to the DO sentence was preceded by an assault. First Offenders: Where there is evidence establishing that the offence was "of such a brutal nature" (s.688.(a)(iii)) as to compel the conclusion that future behaviour is unlikely to be inhibited by normal standards of behavioural restraint, preventive detention is warranted. These situations need not revolve around circumstances of stark horror. Conduct which is coarse, savage and cruel is deemed sufficiently "brutal" to meet the test (R. v. Langevin, 984, at 78). Among the present sample, two subjects were first offenders. In the first instance, the subject broke into his brother's home, threatened his sister-in-law with a loaded gun and a knife and sexually assaulted her. Though this was his first adult conviction, it is hard to imagine that the Court did not consider his juvenile record (as it repeatedly came up in his files to stress his 'dangerousness'). This history consisted of shooting a skater in the arm; terrorizing an elderly woman who worked in a group home where he was staying by threatening her with a loaded gun, a knife and a bayonet pointing a loaded gun at a man; and throwing a cat into an oncoming train. If the index offence was considered in isolation, the use of special provisions, under the "of such a brutal nature" clause is questionable However, this subject clearly shows a "pattern of repetitive aggressive behaviour". It is impossible to determine which 23

route the Court took as transcripts were unavailable. The circumstances of the second case involve an individual who was convicted on five counts of willfully setting fire, thereby causing actual danger to the lives of the occupants of the dwelling. His problem was that he always felt inferior and was disappointed in himself. He therefore always telephoned police prior to his arson escapades and, by managing to elude the authorities, felt he was actually doing something in his life. Further, he never really 'thought' about potential harm to his victims. His 'therapy' within the penitentiary consisted of attending the arsonists programme. Though the author is unfamliar with the contents of the programme, the impression from the files was that it was unlikely to overcome his seemingly deep-rooted psychological problems. With respect to this subject, it is doubtful that the imposition of an indeterminate sentence will accomplish anything more than would the allowable 4 year maximum available through s.389.(i)(a) with regards to arson, especially if the 'one-shot' arson program is the only treatment this subject will receive. Points of Interest An issue which surfaces twice within the 5 cases, and is therefore deserving of attention, is one where the subject maintains his innocence. In a case from the Pacific Region the inmate was convicted on five separate counts related to sexual assault. The subject openly admitted to four of the offences, but maintained his innocence on the fifth count. Nevertheless he was sentenced to an indeterminate period of detention on all five counts respectively. 5 The second case comes from within the Ontario region and the 24

individual in question, after adamantly maintaining his innocence, was convicted of second degree murder, on evidence that questionably met the criteria of "proof beyond a reasonable doubt". He received a life sentence. The subject had only one previous conviction for which he received a non-incarceral sentence. Approximately 8 months into the life sentence, while incarcerated he was convicted of yet an additional two charges (unrelated to the second degree murder). The offence was alleged to consist of attempted murder and rape - both counts which he insists he is innocent of. Nevertheless, for the rape he received an eight year term and for the attempted murder was found to be a DO and sentenced to an indefinite period of detention. The justification used by the Court in this case was made with reference to a part of s.688.(a)(ii). It was apparently claimed that by maintaining his innocence, the offender was "showing a substantial degree of indifference...as to the reasonably foreseeable consequences to other persons of his behaviour." The evidence produced in these two counts raises doubts whether proof actually was obtained beyond a reasonable doubt and raises the question of whether the criminal justice system uses scapegoats to tpeir own ends. That issue, however, is beyond the scope of this paper. Cstudy of these particular transcripts would probably prove illuminating. 6 General Discussion The Legislation: Purpose and Actuality: When the abolishment of capital punishment was being considered, the Canadian Government's Peace and Security programme introduced the 25

current DO legislation in response to an outcry for tougher measures to deal with the increasing dangers of violent crime (Petrunik, 982, p.242): "In Canada...police and correctional employee associations were powerful influences in shaping the nature of the entire 'Peace and Security package', of which the dangerous offender measure was a part. Arguing that they faced great and increasing dangers in dealing with violent criminals, these groups called for tough measures such as capital punishment to protect both themselves and the public..." It can be presumed however, that the whole point of proposing such legislation was to be able to incapacitate certain individuals indefinitely and so avoid the moral quandries associated with the death penalty. The special provisions can in some respects be considered to be an alternative to the death penalty with the advantage of the end result being reversible. Such reasoning raises several questions. Why was judicial discretion granted with regards to length of sentence imposed? When considering the maximum penalties available through the Code, as in the case of those imposed upon the two DO's who were sentenced to ten and 4 years, it can be argued that they will be incapacitated for a long time. However, sentencing someone to two years less a day, as in the case of the female DO seems to defeat the purpose of having had her declared a DO. The special provisions were enacted with the primary aim of protec -t.ing the public (Ouimet, 969, p.24). It is hard not to wonder how protected the public feels now that she has been released - a mere six months after her appeal was heard, (since the sentence commenced the day of arrest). The same applies to the Saskatchewan case, who, by being released to provincial authorities 26

was guaranteed a sentence of less than two years. If the purpose of the legislation is selective incapacitation, the 'safeguard' that is built into the legislation (review for parole at two year intervals following the initial three year review (s.695.(i)), needs to be examined. There is a discrepancy between the seeming overall aim of the provisions (public protection (Ouimet 969, p.88)) and the fact that the offender could at least in theory, be released after only serving 3 years. 7 Price and Gold (976, p.92) stated that those serving time under an indeterminate sentence are unlikely to get paroled in the early stages of their confinement. They point out that by the very nature of the 'gravity of the offence' leading to the DO sentence, the subject is most unlikely to get a favourable recommendation for release in the early stages of his confinement (Price & Gold 976, p.92). It seems then, that this notion of parole eligibility after three years is simply used to appease the offender and perhaps to assure some interest groups that DO's receive fair treatment. The 977 DO Provisions in Practice: As was noted, 35 of the 5 offences (69 percent of the cases) leading to a DO hearing were sexually related. It may be that the reason the legislation still captures so many sex offenders is that there is a unique section reserved for them (s.688.(b)). Since the new DO legislation encompasses the "old' DSO provisions to a large extent, it is perhaps natural for the Courts to continue using this type of 'morally outragious' offence as their focal point, as was the previous custom. While recording offence histories from the FPS sheets, the author noted that in well over 50 percent of the cases, the statement beside 27

the conviction leading to the indeterminate sentence read: "declared to be a dangerous sexual offender". It appears that a change in law has not contributed much to changing the authorities' perception of the offender. This is further supported by the fact that one member of the research team was mistakenly handed a DSO's file when he requested the DO files from that institution. It may also be that, to some extent at least, the post-977 DO provisions still capture some of the old HC-type offenders. Although it is certainly true that the new provisions require the individual to have committed a "serious personal injury offence" (s.688.(a)), it nonetheless seems that certain of the cases which form the substance of this report appear to be based on criminal acts which, though perhaps highly alarming in some instances, are not extremely serious. Perhaps, and this is sheer speculation, the Courts have difficulty in establishing the standard since the Code is rather generally worded. The Treatment Aspect: Though the primary purpose of preventive detention is the protection of society, rehabilitative treatment plays a secondary role (Ouimet 969, p.88; Webster et.al. 985, p.40). Where motivation for treatment under such a sentence is concerned, two differing opinions were evident from one case. Dr. Fleming, a psychiatrist who testified for the Crown, believes that the indeterminate sentence provides a better incentive for the subject to receive treatment as opposed to one of definite length (Re Moore and The Queen, 984 at 3). Dr. W. Hill in contrast, presents his case by explaining that those on whom an indefinite period of detention was imposed were generally kept in protective custody for years without any treatment and as a result they had little motivation 28

to change their attitudes or behaviour (Re Moore and The Queen, 984 at 3). To this extent he was of the opinion that definite sentences provided more "motivational possibilities". It is not the individual's "motivation for treatment" that seems to be the problem. From data gathered in the files, the general impression was reached that the subject's unwillingness to pursue treatment was more the exception than the rule. The obstacle to treatment emerges from within the way the system itself operates. One psychologist noted in a file to the effect that he would recommend treatment in the case if he knew it would, if successful, lead to liberty. This seems to fall more in line with Mr. Gold's submission (Re Moore and The Queen, 984 at 3) that the indeterminate sentence deprives the offender of therapeutic treatment leading to rehabilitation, thereby making it extremely difficult for someone who is serving an indeterminate sentence to secure his release. Case Examples It is appropriate at this point to present three cases representing varying degrees of violence in the triggering "offences against the person". Three cases of sexual assault are chosen in order that it be easier to compare and contrast on a "dangerousness" continuum. Case : The subject picked up a 20 year-old girl from a city street. They went to his apartment where they spent the evening over pizza and beer. He then made advances which she refused. He had forcible intercourse. Later he deposited her at a hostel. Initially, the victim was reluctant to disclose the occurrence. 29

Case 2: A girl left a school dance about one o'clock in the morning and was walking to her home two blocks away. The prisoner came up to her, put his arm around her, then picked her up in his arms. She started screaming. He put his hand over her mouth to prevent her from screaming and carried her across the ditch to a field. He removed her clothing and raped her. He heard people coming and left. The people dressed her and took her home. Case 3: During the course of a 'break and enter' the inmate raped and then attempted to murder a 2 year old girl. The girl was home alone from school, sick. He raped her at knife point, beat her on the head with a rolling pin and stabbed her in the stomach. He telephoned the police the next day, not identifying himself, but giving information as to where to find the 'supposedly' dead body. During an interview, he said he enjoyed doing it, that it was worth doing, and said he would do it again. Very few (fewer than five peuent) of the cases are comparable to the last one with respect to violence. A few more (perhaps 5 per cent) leave doubt as to how a DO finding was even justified, as in the first case. The majority, fall in the middle category, where the offence is neither extremely brutal nor especially unusual. This poses the fundamental question of why these people were singled out to have a dangerous offender application brought against them. In the third case, there can be no question that the public does not want this type of individual released, no matter how high a maximum is available through the Code. As per his own admission, this inmate's eventual release almost guarantees a re-enactment of a similar serious crime. In such cases, indeterminate detention may be 30

fully justified or, at the very least, it is hard to argue against the existence of Part XXI. Yet in the author's view this represents fewer than five per cent of the cases so detained. The other ninety-five could have been adequately dealt with under regular sentencing. There is a need more accurately to distinguish between the 'truly' dangerous offender, who poses an indefinite threat to others, and those whose behaviour would be sufficiently inhibited by normal standards of restraint. Conclusion The overriding criticism of the present DO legislation is that it does not reach the type of offender for whom it was specifically designed. Who constitutes a 'continuing danger' is more a matter of opinion than definition (Price & Gold, 976, p.83). In order that many non-dangerous persons not remain unjustly incarcerated for the sake of correctly capturing those who would be, the offences, the circumstances surrounding them, and the past behaviour of the offender need to be reassessed along more specific and restricted criteria. The Ouimet Report (969, p.24) states that the aim of preventive detention is not punishment, but one of simply removing an incorrigible offender from society for an extended period of time. It is difficult to reconcile this statement with the fact that a first offender can be captured under the "of such a brutal nature" clause. Furthermore, how can the 'brutality' of an offence compel the conclusion that the particular behaviour is unlikely to be inhibited by normal standards of behavioural restraint. There is no literature which shows a correlation between the gravity of an offence and the likelihood or frequency with which it reoccurs. 3

There is a definite need to retain special measures for those who clearly pose an indisputable danger to society, but much more caution must be exercised with regards to its use. A revision of certain aspects of the legislation is indispensible if its continued use is to attain its primary goal and to avoid the unfair incarceration of some Canadians. The present study was able only to compare the current DO's amongst themselves. It is urgently necessary to establish that, on the basis of prior record and/or presumed potential for violent conduct, the group of prisoners now designated as DO's is in fact more risky than other groups within the Correctional Services of Canada or mental health systems. This will mean creating much needed contrast groups. Fortunately a step in this direction has already been taken (see Koopman, 985). Much more work of the nature is needed. Lists of previous offences, obtained from scrutinizing the Part XXI application material could be rated for 'seriousness' or 'dangerousness' by uninvolved coders and then compared to descriptive data on large numbers of federal prisoners convicted of a variety of offences against the person. Contrast groups could be created from men subjected to SHU's and also a group of patients under WLG's. Finally, in order fully to justify indeterminate detention, there remains a need to do a long-term comparison study between, for example, Ontario, B.C. and Quebec samples, of offenders with similar histories, but who received differing dispositions. As for many that are now facing this type of incapacitation, the question remains: "If there is no need to travel this thorny road, why begin? (Radzinowicz and Hood (98, p.756) 32

Footnotes. A "serious personal injury offence" as defined in s.687 means: a) an indictable offence (other than high treason, treason, first degree-murder or second degree murder) involving (i) the use or attempted use of violence against another person, or (ii) conduct endangering or likely to endanger the life or safety of another person or inflicting or likely to inflict severe psychological damage upon another person, and for which the offender may be sentenced to imprisonment for ten years or more, or b) an offence or an attempt to commit an offence mentioned in section 246. (sexual assault), 246.2 (sexual assault with a weapon, threats to a third party or causing bodily harm) or 246.3 (aggravated sexual assault). 976-77, c.53, s.4; 980-8-82, c.25, s.26. 2. Koopman acknowledges that her contrast group was not ideally matched to the DO sample. Relevant details are given on p. 5 of the report. (li 3. Upon perusal of the protocol and coding manual, the reader will note that both are more complex and detailed than the present study necessitated. These instruments were constructed with future projects in mind. It should therefore be clear that not all data collected were incorporated. The raw data remains on secure file at the Centre of Criminology, University of Toronto. 4. The reason this factor surfaced as being one of importance is that the author actually had a chance to have some informal conversations with such persons concerning some of the inmates. As a result of these discussions it became clear that the author might well have formed impressions quite different from those gained from a strict file review. The best example stems from a case where it seemed really questionable as to why a DO application was successful. From the files it appeared that the inmate dated some girls, and after both had consumed large quantities of alcohol (either at a bar or at his place, after the girl had voluntarily accompanied him) he would make some advances which the girl would thwart off. The inmate would then have 'forcible' intercourse. There was never any mention of violence, fear or trauma that the victim may have experienced. However, upon talking to a psychologist who was once involved in the case, it became apparent that this particular inmate was manipulative, exploitive and had delusional ideas about the role of women. The inmate believed that women ought to provide the best of both worlds; they ought to be'"good" and "respectable" yet be there for him to use as he pleased. Nowhere in any of this inmate's files was there the slightest indication of such aberrant thinking. It was said that it was difficult to put forth the essence of such behaviour on paper. 33

5. There would, for example, be a covering letter referring to some supposedly-attached document such as a psychological report, which was not in fact appended. Upon inquiring as to the whereabouts of these 'attached' documents the researcher might be told that "they are probably sitting in some doctor's files in his office". Although this state of affairs clearly impeded the research, the more important point is that it must detract from routine case management. 6. Where one file had a pre-sentence report, others did not. Some files had a great deal of victim information, others emphasized the mental state of the subject. And so it was for most of the variables listed in the protocol (Appendix B). Even the FPS sheets were missing in several cases. For these reasons, it is extremely difficult to do any kind of sophisticated analysis on inmates detained under Part XXI. 7. Another cdmment which the author wishes to make concerns simple housekeeping. In many of the files, there were copies upon copies (as many as six or seven) of exactly the same document(s). Further, the chronological order in which the documents were filed left much to be desired. This seems to indicate a lack of organizational coordination. 8. In one case the files were in court, and in another they were en route to the institution that the researcher had just come from. Had it been known at the time that the files were not available on particular days, the visit could have been postponed. Since a return to the institution was not feasible, the data in these cases remains incomplete. 9. The more surprising factor was that no one seemed to know where, or even if there was any more information on that person. To the author it seemed that it had become 'untraceable% 0. Of the Ontario DO inmates not incarcerated at K.P., four were housed in Warkworth Institute, two were at the Kingston Treatment Centre and two others were at Millhaven. The deceased inmate had also been at Millhaven. One prisoner was at Penetang.. Due to the fact that the subject had been released from federal authority, his files had been sent to archives in Ottawa. However, upon request of these same files very scant information was obtained. Not even an FPS sheet was available, and there was absolutely no mention of the index offence or that the subject had ever been declared a DO. The fact that there is no reference of the inmate ever having been declared a DO is of special interest, as an Appellate Court is only empowered to quash a sentence of indeterminate detention, but not the finding of 'dangerous offencer' (R. v. Langevin, 984 at 705). There was only a statement that he had previously been convicted on several rape charges and a suggestion that the last offence which prompted the DO hearing was also of a sexual nature. 34

2. Having been federally incarcerated on previous convictions, her files had also been sent to archives. Only selected information was made available to the researcher. Though an FPS sheet was included, unlike the other DO's there was absolutely no mention of her index offence or of the fact that she had been declared a DO. The author favours the idea that only selected information is made available because she attended the appeal in January 985. It seems ironic that there is no mention of the declaration of dangerousness in the Ottawa files, as that was the key issue at the hearing. The appeal was a result of the judge having stated that though the inmate satisfied the criteria to be declared a DO, he erred in deciding to use his discretionary power and not declare her to be one. 3. In one instance the index offence was committed while the inmate was out on bail awaiting trial on charges of sexually attacking two teenagers and a young woman. His index offence was also sexually related. 4. Mr. David Cole, a prisoners' rights lawyer in Toronto, advocates that a concept known as "presumptive cascading" be introduced (Cole, 985, p.3). Presumptive cascading means that when a prisoner becomes eligible, he shall be granted parole, unless the penal authorities can show cause why it should be denied, based on information such as institutional behaviour psychological reports, etc.). a 5. The importance of this subject's declaration of innocence on the fifth count may be easily shrugged off as he was a convicted rapist anyways. So be it. However, the fact remains that if such is the case, there is an individual at large who is a threat to the safety of others. The intriguing question is, why would this offender insist on his innocence on the fifth count only, if it were not true? What did he have to lose in admitting to the fifth offence after having admitted to the other four? It seems to have been a matter of principle with the inmate. Perhaps too the prosecution achieved some benefits from being able to assure the public that it was being protected from whomever committed that fifth assault. In this case, therefore, one individual is rightly imprisoned and one that ought to be, is not. 6. The first question which must be addressed stems from section 687(a) of the Criminal Code which clearly specifies that a DO application can only be launched for an indictable offence other than high treason, treason, first degree murder or second degree murder, and must be brought after conviction and before sentencing (s.688). Is it therefore fair to bring about a DO application against an individual and sentence him to an indefinite period while he is already serving a life sentence for second degree murder? The problem arises when one considers section 695. in reference to review for parole. According to this section under Part XXI, anyone sentenced under the DO legislation to an indeterminate period of detention is eligible for review by the National Parole Board, to determine whether he should be granted parole, three years from the day on which that person was taken it 35

into custody and every two years thereafter. This section automatically becomes obsolete in the above case were the subject must serve at least ten years of his life sentence before being eligible for parole (s.699.(b)). This is one of the issues that will be debated in the Supreme Court of Canada in October 985 on behalf of this subject. 7. The Federal Government in 984 appeared to recognize this anomoly and proposed in a draft Bill (C-9) that the first review should not take place until the inmate had served ten years. 36

Reference List I Berzins,L. A study of the dangerous offender legislation: October 977 - March 983. Ottawa: Policy Branch (Corrections), Headquarters, 983. Blishen, B. R" & McRoberts, H. A. A revised socio-economic index for occupations in Canada. The Canadian Review of Sociology and Anthropology, 976, 3(), 7-79. Cole, D. unpublished manuscript. Toronto, 985. Criminal Law Ammendment Act. 977, S. C. 976-77, C.53, S.4. Diagnostic and statistical manual of mental disorders (DSM III), 3rd edition. Washington, D. C.: American Psychiatric Association, 980. Griffiths, C. T., Klein, J. F., & Verdun-Jones, S. N. Criminal justice in Canada: An introductory text. Toronto: Butterworths, 980. Greenland, C. Dangerous sexual offender legislation in Canada, 948-977: An experiment that failed. Canadian Journal of Criminology, 984, 26., -2. Jackson, M. Sentences that never end: the report of the habitual criminal study. (Unpublished report) Vancouver: Faculty of Law, University of British Columbia, 982. Koopman, P. R. S. The dangerous offenders in Canada: A case study. Report for the Solicitor General of Canada, The University of British Columbia, 985. Lyon-Caen in debray, L. Travail sociale et delinquance. Bruxelles: l'institut de Sociologie, Universite Libre de Bruxelles, 967. Mackay, D. C. Dangerous offenders in Ontario 977-983: Making the decision to proceed. (Unpublished dissertation) Toronto: Centre of Criminology, University of Toronto, 983. Mashman, R. C. The effect of physical attractiveness on the perception of attitude similarity. Journal of Social Psychology, 978, 06, 03. McRuer, J. D. (Chairman) Royal Commission on the criminal law relating to criminal sexual psychopaths. (The McRuer report) Ottawa: Queen's Printer, 958. Mewett, A. W., & Manning, M..Criminal law. 978. Toronto: Butterworths, Offender Information System (OIS). Ottawa: Canada, Headquarters, 985. Correctional Service of 37

Ouimet Report. Report of the Canadian Committee on Corrections. Toward unity: Criminal justice and corrections. Ottawa: Queen's Printer, 969. Parole Act. Revised Statutes Canada. 970, Chap. P-2, as amended 976-77, C.53. Petrunik, M. The politics of dangerousness. International Journal of Law and Psychiatry, 982, 5, 225-253. Price, R. R" & Gold, A. D. Legal controls for the dangerous offender. Studies on imprisonment. Law Reform Commission of Canada, 976. Radzinowicz, L., & Hood, R. Dangerousness and criminal justice: A few reflections. The Criminal Law Review, 98, 756. The Criminal Code. Revised Statutes Canada 970, Chap. C-34, Part XXI, as amended 977. Webster, C., Dickens, B., & Addario, S. Constructing dangerousness: Scientific, legal and policy implications. Toronto: Centre of Criminology, University of Toronto, 985. 38

List of Cases R. v. Langevin 984, 45 0. R. (2d) 705. Re Moore and The Queen, 984,45, 0. R. (2d)3, 0 C. C. C. (3d) 306. 39

Bibliography Antunes, G., & Hunt, A. C. The impact of certainty and severity of punishment on levels of crime in American States: An extended analysis. The Journal of Criminal Law and Criminology, 973, 64,4, 486-493. Bill C-9 The House of Commons of Canada, Second Session, thirtysecond Parliament, 32-22 Elizabeth II, 983-84. First reading, February 7, 984. Canadian Charter of Rights and Freedoms. Part I of the Constitution Act, 982, as amended 984. dibeccaria, C. On crimes and punishments. (H. Paolucci, Ed. and trans.) Indianapolis: Bobbsmerill, 963. Ericson, R. V., & Baranek, P. M. The ordering of justice: A study of accused persons as dependants in the criminal process. Toronto: University of Toronto Press, Centre of Criminology, University of Toronto, 982. Fattah, E. A. Deterence: A review of the literature. Canadian Journal of Criminology and Corrections, 977, 9, -2, -9. Fitzgerald, M., McLennan, G., & Pawson, J. (eds.), Crime and society. London: Routledge & Kegan Paul, 98. Foucault, M. About the concept of the 'dangerous individual' in 9th century legal psychiatry. International Journal of Law and Psychiatry, 978,, -9. Foucault, M. Discipline and punish. New York: Vantage Books, 979. Gibbons, D. C. Changing the lawbreaker: The treatment of delinquents and criminals. New Jersey: Allanheld, Osum & Co. Publishers Inc., 98. Greenland, C. 'Dangerous sexual offenders in Canada'. imprisonment. Law Reform Commission of Canada, 976. Studies on Hinton, J. W. Dangerousness: Problems of assessment and prediction. London: George Allen and Unwin (Pub.) Ltd., 983. Hogarth, J. Sentencing as a human process. Toronto: University of Toronto Press, Centre of Criminology, University of Toronto, 974. Jackson, M. Prisoners of isolation Solitary confinement in Canada. Toronto: University of Toronto Press, 983. Law Reform Commission of Canada. Imprisonment and release. Working Paper, Information Canada, 975. 40

McCabe, W. The handling of the inmate designated "particularly dangerous". Ontario: Correctional Services Canada, 983. Mewett, A. W. Habitual criminal legislation under the criminal code. 39 Bar Review, 96, 42, 55-56. Moore, M. H., Estrich, S. R" McGillis, D" & Spelman, W. Dangerous offenders: The elusive target of justice. Cambridge: Harvard University Press, 984. Monahan, J. Dangerous offenders: A critique of Kozol et al. Crime and Delinquency, 973, 9, 48-420. Palmer, W. R. T. Programming for long-term inmates: A new perspective. Canadian Journal of Criminology, 984, 26,4, 438-457. Rusche, G., & Kircheimer, O. Punishment and social structure. New York: International Institute of Social Research, 939, 72-83. Salhany, R. E. Canadian criminal procedure (4th ed.). Canada Law Book Inc., 984. Aurora, Ont.: Sleffel, L. The law and the dangerous criminal. Toronto: Lexington Books, 977. Sutherland, E. H. & Cressey, D. R. Principles of criminology. Philadelphia: J. B. Linppincott, 966. Tittle, C. R. Crimes rates and legal sanctions. Social Problems, 969, 6, 409-423. Tullock, G. The deterrence of crime. The Public Interest, 974, suer, 03-. Webster, C" & Dickens, B. Deciding dangerousness: Policy alternatives for dangerous offenders. Toronto: Centre of Criminology, University of Toronto, 983. Wilson, J. Q. Thinking about crime. New York: Vintage Books, 975. Zellick, G. Prisoners' rights Vol. I: Introductory materials. Toronto: Faculty of Law, University of Toronto, 978. 4

Appendix A PART XXI

n PARTS XX->OCI SECTIONS 685-687 673 Whole or in part, of a pecuniary penalty, fine or forfeiture imposed under an Act of the Parliament of Canada, whoever the person may be to whom it is payable or however it may be recoverable. (2) An order for remission under subsection () may include the i.emission of costs incurred in the proceedings, but no costs to which a private prosecutor is entitled shall be remitted. 953-54, c. 5, s. 657. ROYAL PREROGATIVE. 686. Nothing in this Act in any manner limits or affects Her Majesty's royal prerogative of mercy. 953-54, c. 5, s. 658. PART XXI DANGEROUS OFFENDERS NOTE: This Part was substituted for old Part XXI by the Criminal Amendment Act, 977 (976-77, c. 53, s. 4). The provisions were proclaimed in force October 6, 977. Transitional provisions. Section 5 () and (2).of the Criminel Law Amendment Act, 977 (976-77, c. 53), in force August 5, 977 provide as follows: "5. () Where, on the day that section 4 comes into force, an application is pending before a court urider Part XXI of the Crimina/ Code for the preventive detention of a cilmgerous sexual offender or an habitual criminal within the meaning of that Part as it read immediately before that day, all proceedings thereon shall be continued and disposed of in all respects as if section 4 had not been enacted. (2) Sections 693 to 695 of the Crimina/ Code, as enacted by section 4 apply to a person who, before the coming into force of that section, was sentenced to preventive detention under Part XXI of the Criminal Code as if the references in those sections to "a sentence of detention in a penitentiary for an indeterminate period" were references to "a sentence of preventive detention"." Interpretation DEFINITIONS "court" "serious personal injury offence". 687. In this Part, "court" means the court by which an offender in relation to whom an application under this Part is made was convicted, or a superior court of criminal jurisdiction; "serious personal injury offence" means (a) an indictable offence (other than high treason, treason, first degree murder or second degree murder) involving (i) the use or attempted use of violence against another person, or

74 A C RileA Lie E, Section 687 continued (ii) conduct endangering or likely to endanger the life or safety of another person or inflicting or likely to in flict severe psychological damage upon another person, and for which the offender may be sentenced to imprisonment for ten years or more, or (b) an offence or attempt to commit an offence mentioned in section 246. (sexual assault), 246.2 (sexual assault with a weapon, threats to a third party or causing bodily harm) or 246.3 (aggravated sexual assault). 976-77, c. 53, 3. 4; 980-8-82, c. 25, 8.26. Dangerous Offenders APPLICATION for finding. 688. Where, upon an application made under this Part following the conviction of a person for an offence but before the offender is sentenced therefor, it is established to the satisfaction of the court (a) that the offence for which the offender has been convicted is a serious personal injury offence described in paragraph (a) of the definition of that expression in section 687 and the offender constitutes a threat to the life, safety or physical or mental well-being of other persons on the basis of evidence establishing (i) a pattern of repetitive behaviour by the offender, of which the offence for which he has been convicted forms a part, showing a 'failure to restrain his behaviour and a likelihood of his 'causing death or injury to other per. sous, or inflicting severe psychological damage upon other persons, through failure in the future to restrain his behaviour, (ii) a pattern of persistent aggressive behaviour by the offender, of which the offence for which he has been convicted forms a part, showing a substantial degree of indifference on the part of the offender as to the reasonably foreseeable consequences to other persons of his behaviour, or (iii) any behaviour by the offender, associated with the offence for which he has been convicted, that is of such a brutal nature as to compel the conclusion that his behaviour in the future is unlikely to be inhibited by normal standards of behavioural restraint, or (b) that the offence for which the offender has been convicted is a serious personal injury offence described in paragraph (b) of the definition of that expression in section 687 and the offender, by his conduct in any sexual matter including that involved in the commission of the offence for which he has been convicted, has shown a failure to control his sexual impulses and a likelihood of his causing injury, pain or other evil to other persons through failure in the future to control his sexual impulses, ale PART XXI SECTION 688 675 ihe court may find the offender to be a dangerous offender and may thereupon impose a sentence of detention in a penitentiary for an indeterminate period, in lieu of any other sentence that might be imposed for the offence for which the offender has been convicted. 976-77, c. 53, s. 4. Para. (b). It was held in R. v. ROESTAD (97), 5 C.C.C. (2d) 564, 9 C.R.N.S. 90 (Ont. Co. Ct.) considering the former s. 687 which was in substantially the same language that the words "other evil" are not necessarily related to injury and pain and accordingly damage caused by an accused to the morals of children which could lead them to male prostitution or some other form of exploitive behaviour is a form of that evil. In another case under the former provisions, which also involved a homosexual pedophile, it was held that "evil" in the context of the young male victims must be taken to mean evil consequent on the commission of any offence within the category of offences such as gross indecency, which do not necessarily involve violence as a constituent element. In this case although the accused had not permanently harmed any of the boys in the past there was evidence from which the trial Judge could find that evil would likely be caused to a young boy by subjection to such experiences: R. v. DWYER (977), 34 C.C.C. (2d) 293, [977] 2 W.W.R. 704 (Alta. S.C. App. Div.). In R. v. KNIGHT (975), 27 C.C.C. (2d) (Ont. H.C.J.) the psychiatrists were shown certain police reports as to other offences allegedly committed by the offender. However, no evidence was led as to those other offences. The Court held that it cjould not rely on the psychiatrists' evaluation of what factual inference should be drawn from the reports, for it is not within their area of competence to make such findings, and even if it were, those facts would have to be independently proved before the Court could rely on any consequent opinion based on inferences drawn therefrom. In this case the application was dismissed as one psychiatrist was unable to give an opinion on the future likelihood without taking into account data of which the Court could not take cognizance and the other psychiatrist may have been influenced by that information in forming his opinion. In the result, the Crown had not met the burden of proof. Specifically, with respect to the burden of proof of likelihood, His Lordship held that proof beyond a reasonable doubt is not required since in the nature of things that would be impossible in almost every case but His Lordship stated "I do refer to the quality and strength of the evidence of past and present facts together with the expert opinion thereon, as an existing basis for finding present likelihood of future conduct". At a hearing the Court may consider evidence of another sexual offence for which the accused was not convicted, and also may accept expert evidence of psychiatrists who, in lieu of personally examining the accused, formed their opinions on the basis of medical reports and observance at the accused's recent trial: R. v. KANESTER, [968] C.C.C.35I (B.C.C.A.). Two psychiatrists conducting their examinations of the accused at the same time through one interpreter, who was not called as a witness, all

Mt 76 / AMPS C. NA MID E, 984 MI SIMI MI WM Olt MIR OM PART XXI SECTIONS 689-690 677 Section 688 continued was on its particular facts, upheld in R. v. BINETTE, [965] 3 C.C.C. 26 (B.C.C.A.). While previous convictions for sexual offences is relevant evidence the accused must be permitted to adduce evidence of the circumstances of those convictions to show that they were not the result of his failure to control his sexual impulses: R. v. DAWSON, [970] 3 C.C.C.22, 8 C.R.N.S.395 (B.C.C.A.). The burden on the Crown is to establish beyond a reasonable doubt all the necessary elements contained in this section before the accused may be found to be a dangerous offender: R. v. JACKSON (98), 6 C.C.C. (2d) 540, 23 C.R. (3d) 4 (N.S.S.C. App. Div.). Even where the Judge finds that the accused is a dangerous offender he has a discretion whether or not to impose the sentence of indeterminate imprisonment: R. v. HALL (98), 63 C.C.C. (2d) 535, 6 Alta. L.R. 289 (C.A.), leave to appeal to S.C.C. refused March 5, 982; R. v. MILNE (982), 66 C.C.C. (2d) 544 (B.C.C.A.) ; R. v. CROSBY (982), C.C.C. (3d) 233 (Ont. C.A.). The Crown must prove beyond a reasonable doubt that the past conduct of the accused is such that it gives rise to a likelihood of future injury to others. Thus the prospects of treatment or a cure are irrelevant to the initial determination of whether the accused is a dangerous offender but are relevant to the exercise of the Judge's discretion whether or not to impose the sentence of indeterminate imprisonment: R. v. CARLETON (98), 69 C.G.C. (2d), 23 C.R. (3d) 29, 98 6 W.W.R. 48 (Alta. C.A.), affd 6 C.C.C. (3di 480, 36 C.R. (3d) 393n (S.C.C.) (7:0). A definite sentence of imprisonment may not be made consecutive to a sentence of indeterminate detention imposed under this Part: R. v. MARTIN (982), 65 C.C.C. (2d) 376 (Que. C.A.). The imposition of a sentence of indeterminate detention is not contrary to the Charter of Rights and Freedoms guarantees against arbitrary detention or imprisonment (s. 9) and cruel and unusual treatment or punishment (s. 2): R. v. SIMON (No. 3) (982), 69 C.C.C. (2d) 557, 4 D.L.R. (3ch 380 (N.W.T. S.C.). Nor does the vesting in the Judge of a discretion whether or not to impose the sentence of indeterminate detention violate s. 7 or 9 of the Charter of Rights and Freedoms: R. v. GSASON, 982, C.C.C. i3d) 470, 43 D.L.R. (3d) 49 (B.C.S.C.); Re.00U, and 7IF (2pEEN 984), 45 O.R. (2d) 3 (H.C.J.). HEARING OE APPLICATION By court alone When proof unnecessary- Proof of consent. 689. () Where an application under this Part has been made, the Court shall hear and determine the application except that no such application shall be heard unless (a) the Attorney General of the province in which the offender was tried has, either before or after the making of the application, consented to the application; (b) at least seven days notice has been given to the offender by the prosecutor, following the making of the application, outlining the basis on which it is intended to found the application; and (c) a copy of the notice has been filed with the clerk of the court or the magistrate, as the case may be. (2) An application under this Part shall be heard and determined by the court without a jury. (3) For the purposes of an application under this Part, where an offender admits any allegations contained in the notice referred to in paragraph () (b), no proof of those allegations is required. (4) The production of a document purporting to contain any nomination or consent that may- be made or given by the Attorney General under this Part and purporting to be signed by the Attorney General is, in the absence of any evidence to the contrary, proof of that nomination or consent without proof of the signature or the official character of the person appearing to have signed the document. 976-77, c. 53, s. 4. There is no minimum period of time for giving notice of the intention to seek an order under this Part. It is sufficient if the application is made in Court in the presence of the accused. Thereafter the Court should adjourn the proceedings to permit the Crown to give the accused the notice in writing as required by this. paragraph outlining the basis upon which it is intended to found the application: R. v. CURRIE (984), W.C.B. 369 (Ont. C.A.). Subsec. (I) (b). Under the predecessor to this section it was held that personal service upon the accused patient in a provincial mental hospital was inadequate service in R. v. HUME ex p. MORRIS, [965] 3 C.C.C. 8, 49 W.W.R. 756 sub nom. Re MORRIS' PROHIBITION APPLI- CATION (B.C.S.C.), revd on other grounds [965] 3 C.C.C. 349, 46 C.R. 203 sub nom. R. y. MORRIS, 50 W.W.R. 576 (B.C.C.A.). Subsec. (2). This subsection is not inconsistent with the guarantee in s. (f) of the Charter of Rights and Freedoms to a jury trial: R. v. SIMON (No. 2) (982), 69 C.C.C. (2d) 478, 4 D.L.R. (3d) 374 (N.W.T. S.C.). EVIDENCE OF DANGEROUS OFFENDER STATUS Nomination of p$ychiatrists Nornination by court Saving. 690. () On the hearing of an application under this Part, the court shall hear the evidence of at least two psychiatrists and all other evidence that, in its opinion, is relevant, including the evidence of any psychologist or criminologist called as a witness by the prosecution or the offender. (2) One of the psychiatrists referred to in subsection () shall be nominated by the prosecution and one shall be nominated by the offender. (3) If the offender fails or refuses to nominate a psychiatrist pursuant to this section, the court shall nominate a psychiatrist on behalf of the offender.

S578 um unimmings culinmande, min an ea Section 690 continued (4) Nothing in this section shall be construed to enlarge the number of expert witnesses that may be called without the leave of the court or judge under section 7 of the Canada Evidence Act. 976-77, c. 53, s. 4. It was held in WILBAND v. THE QUEEN, [967] 2 C.C.C. 6, [967] S.C.R. 4, 2 C.R.N.S. 29 (5:0) that a psychiatrist appointed under the former s. 689 is not a person in authority and therefore the rule with respect to confessions does not apply to statements given by the offender to such a psychiatrist. Further, the Court held that the confession rule would also not apply to such evidence as these proceedings do not involve the conviction of an offence but the determination of the sentence. "The confession rule... is a rule which has been designed for proceedings where, broadly speaking, the guilt or innocence of a person charged with an offence is the matter in issue. The rule has not been established for proceedings related to the determination of a sentence." Finally, the psychiatrist's opinion is not inadmissible because it is based partly on hearsay according to recognized psychiatric procedures. The value of the opinion may be affected to the extent that it rests on secondhand source material but that goes only to weight, not admissibility. The ruling in WILBAND v. THE QUEEN, supra, was applied to proceedings under the current provisions and it was held that the Crown was not required to prove the voluntariness of the accused's statements to the police concerning previous sexual o ffences committed by him: R. v. BOYD (983), 8 C.C.C. (3c) 43 (B.C.C.A.). At least at the stage where the Crown is merely considering whether or not to bring an application under this Part an accused may refuse to *eak to a psychiatrist retained by the Crown and refuse to converse with anyone should he be remanded to a psychiatric facility after conviction, pursuant to s. 543: Re CHAPELLE and THE QUEEN (980), 52 C.C.C. (2d) 32 (Ont. H.C.J.). Evidence to be admissible on the hearing must be adduced in accordance with the regular rules of evidence: R. v. JACKSON (98), 6 C.C.C. (2d) 540, 23 C.R. (3d) 4 (N.S.S.C. App. Div.). "Other evidence" may include evidence of other incidents which did not result in convictions: R. v. MacINNIS (98), 64 C.C.C. (2d) 553, 49 N.S.R. (2d) 393 sub nom.. R. v. MacINNIS (No. 2) (N.S.S.C. App. Div.). It would seem that where the hearing is before the Court by which the accused was convicted, the Judge may take into consideration the evidence adduced at the trial of the substantive offence: R. V. McGRATH (962), 33 C.C.C. 57, 38 C.R. 5, [962] S.C.R. 739 (5:0). However, where a Judge other than the trial Judge hears the application (which is possible by reason of the definition of "court" in s. 687), it is flot sufficient to simply file a transcript of the previous proceedings; rather, the evidence must be adduced in the form of sworn testimony: R. v. CANNING, [966] 4 C.C.C. 379, 49 C.R. 3 (B.C.C.A.). FAR-sElllIeNs93 6//III DIRECTION OR REMAND FOR OBSERVATION Idem. 69. () A court to which an application is made under this Part rnay, by order in writing, (a) direct the offender in relation to whom the application is made to attend, at a place or before a person specified in the order and within a time specified therein, for observation, or (b) remand the offender in such custody as the court directs, for a period not exceeding thirty days, for observation, where in its opinion, supported by the evidence of, or where the prosecutor and the offender consent, supported by the report in writing of, at least one duly qualified medical practitioner, there is reason to believe that evidence might be obtained as a result of such observation that would be relevant to the application. (2) Notwithstanding subsection (), a court to which an application is made under this Part may remand the offender to which that application relates in accordance with that subsection (a) for a period not exceeding thirty days without having heard the evidence or considered the report of a duly qualified medical practitioner where compelling circumstances exist for so doing and where a medical practitioner is not readily available to examine the offender and give evidence or submit a report; and (b) for a period of more than thirty but not more than sixty days where it is satisfied that observation for such a period is required in all the circumstances of the case and its opinion is supported by the evidence of, or where the prosecutor and the offender consent, by the report in writing of, at least one duly qualified medical practitioner. 976-77, c. 53, s. 4. EVIDENCE OF CHARACTER. 692. Without prejudice to the right of the offender to tender evidence as to his character and repute, evidence of character and repute may, if the court thinks fit, be admitted on the question whether the offender is or is not a dangerous offender. 976-77, c. 53, s. 4. PRESENCE OF ACCUSED AT HEARING OF APPLICATION Exception. 693. () The offender shall be present at the hearing of the application under this Part and if at the time the application is to be heard (a) he is confined in a prison, the court may order, in writing, the person having the custody of the accused to bring him before the court; or (b) he is not confined in a prison, the court shall issue a siammons or a warrant to compel the accused to attend before the court and the provisions of Part XIV relating to summons and warrant are applicable mutatis mutandis. (2) Notwithstanding subsection (), the court may

.80 ion aul ems aim Section 693 continued (a) cause the offender to be removed and to be kept out of. court, where he misconducts himself by interrupting the proceedings so that to continue the proceedings in his presence would not be feasible; or (b) permit the offender to be out of court during the whole or any part of the hearing on such conditions as the court considers proper. 976-77, c. 53, s. 4. APPEAL--Appeal by Attorney General Disposition of appeal Idem Effect of judgment Commencement of sentence Part XVIII applies re appeals. 694. () A person who is sentenced to detention in a penitentiary for an indeterminate period under this Part may appeal to the court of appeal against that sentence on any ground of law or fact or mixed law and fact. (2) The Attorney General may appeal to the court of appeal against the dismissal of an application for an order under this Part on any ground of law. (3) On an appeal against a sentence of detention in a penitentiary for an indeterminate period the court of appeal may (a) quash such sentence and impose any sentence that might have been imposed in respect of the offence for which the appellant was convicted, or order a new hearing; or (b) dismiss the appeal. (4) On an appeal against the dismissal of an application for an order under this Part the court of appeal may (a) allow the appeal, set aside any sentence imposed in respect of the offence for which the respondent was convicted and impose a sentence of detention in a penitentiary for an indeterminate period, or order a new hearing; or (b) dismiss the appeal. (5) A judgment of the court of appeal imposing a sentence pursuant to this section has the same force and effect as if it were a sentence passed by the trial court. (6) Notwithstanding subsection 649(), a sentence imposed on an offender by the court of appeal pursuant to this section shall be deemed to have commenced when the offender was sentenced by the court by which he was convicted. (7) The provisions of Part XVIII with respect to procedure on appeals apply, mutatis mutandis, to appeals under this section. 976-77, c. 53, s. 4. Subsec. (2). It was held under the predecessor to this section that where the application is dismissed upon insufficiency of the form of notice the Crown may appeal: R. y. GALBRAITH (97), 5 C.C.C. (2d) 37, [972] W.W.R. 586 (B.C.C.A.), affd 6 C.C.C. (2d) 88 n, [972] 2 W.V.R. 80 (S.C.C.). Where the contemplated application was never proceeded with nor dealt with on its merits because of the trial Judge's indicated refusal to grant the IMO ARU-X llig ECS 6b Crown a further 'adjournment in order to rnake the application there has not been a "dismissal of an application" within the meaning of this subsection against which the Crown may appeal: R. v. CURRIE (984), W.C.B. 369 (Ont. C.A.). DISCLOSURE TO SOLICITOR GENERAL. 695. Where a court, pursuant to section 688, finds an offender to be a dangerous offender and imposes a sentence of detention in a penitentiary for an indeterminate period, the court shall order that a copy of all reports or testimony given by psychiatrists, psychologists or criminologists and any observations of the court with respect to the reasons for the sentence, together with a transcript of the trial of the dangerous offender be forwarded to the Solicitor General of Canada for his information. 976-77, c. 53, s. 4. REVIEW FOR PAROLE Idem. 695.. () Subject to subsection (2), where a person is in custody under a sentence of detention in a penitentiary for an indeterminate period, the National Parole Board shall, forthwith after the expiration of three years from the day on which that person was taken into custody and not later than every two years thereafter, review the condition, history and circumstances of that person for the purpose of determining whether he should be granted parole under the Parole Act and, if so, on what conditions. (2) Where a person is in custody under a sentence of detention in a penitentiary for an indeterminate period that was imposed before the Criminal Law Amendment Act, 977 came into force, the National Parole Board shall, at least once in every year, review the condition, history and circumstances of that person for the purpose of determining whether he should be granted parole under the Parole Act and, if so, on what conditions. 976-77, c. 53, s. 4. PART XXII EFFECT AND ENFORCEMENT OF RECOGNIZANCES APPLICATIONS FOR FORFEITURE OF RECOGNIZANCES Definitiona- "Clerk of the court" "Schedule". 696. () Applications for the forfeiture of recognizances shall be made to the courts, designated in colitmn II of the schedule, of the respective provinces designated in column I of the schedule. (2) In this Part "clerk of the court" means the officer designated in column Ill of the schedule in respect of the court designated in column II of the schedule; "schedule" means the schedule to this Part. 953-54, c. 5, 8. 668. RECOGNIZANCE BINDING. 697. Where a person is bound by recognizance to appear before a court, justice or magistrate for any purpose and the session or

Appendix B FILE REVIEW PROTOCOL

FILE REVIEW PROTOCOL DANGEROUS OFFENDERS IN CANADA, 977-985: A DESCRIPTIVE ANALYSIS FILE DATA CODE. ) DATE: Day/Month/Year ii) RESEARCHER: 2. SUBJECT # 3. SUBJECT FPS # 4. PRESENT INSTITUTION: 5. i) PRESENT SECURITY LEVEL: ii) REASON FOR PRESENT SECURITY LEVEL: 6. CURRENT STATUS: OFFENDER DEMOGRAPHICS 7. SUBJECT'S DATE OF BIRTH: Day/Month/Year 8. SEX 9. MARITAL STATUS AT TIME OF OFFENCE 0. NO. OF DEPENDENT CHILDREN. RACE 2. OCCUPATION AT MOST RECENT ARREST 3. SUBJECT'S MAJOR OCCUPATION 4. HIGHEST GRADE LEVEL COMPLETED

MEDICAL/PSYCHOLOGICAL 5. i) INTELLIGENCE LEVEL: (Score) (Most recent assessment. use mid-range score) If only category given ii) TEST USED: iii) DATE OF MOST RECENT IQ: Day/Month/Year 6. i) MOST RECENT MMPI SCORES: Date: Use Scaled or t-scores (K-corrected) (Not raw scores) ii) SCALE SCORE (L) (F) (K). (HY) Hypocondrisis 2. (D) Depression 3. (Ils) Hysteria 4. (Pd) Pyschopathic Deviate 5. (Mf) Masculinity-femininity 6. (Pa) Paranoia 7. (Pt) Psychastenia 8. (Sc) Schizophrenia 9. (Ha) Hypomania 0. (Si) Social Introversion 7. VISIBLE PHYSICAL ABNORMALITIES 8. NON-ISSUED DRUG/ALCOHOL USE: PREVIOUS TO PRESENT INCARCERATION 9. ANY PROGNOSIS EVER MADE REGARDING RE-OFFENDING PRIOR TO PRESENT OFFENCE(S) LEADING TO INCARCERATION AS DO..(i) Date (ii) Prognosis (iii) Source (iv) Comments 2.

9. continued 3. / 4. 20. i) TREATMENT FOR PSYCHIATRIC OR PSYCHOLOGICAL PROBLEMS BEFORE CURRENT INCARCERATION (i.e. in community): Record each as: -yes 2-no 7-not specified 9-missing 0. None recorded. -2 recoded instances of M.H. care 2. Frequent out-patient or under Dr.'s care for M.H. problems 3. Time in a mental institution/ prison 4. Pre-trial/pre-sentence assessments 5. Certified mentally-ill/insane ii) IF INCIDENTS, PRIOR CURRENT INCARCERATION PLEASE NOTE: (e.g. suicide) (Begin with most severe or most frequent up to a limit of 5). 2. 3. 4. 5. 2. i) ANY HISTORY OF PSYCHIATRIC SYMPTOMS OR UNUSUAL BEHAVIOUR EPISODES DURING ANY PREVIOUS PERIODS OF INCARCERATION: Record each as: -yes 2-no 7-not specified 9-miss ing 0. None recorded. - recoded instances of M.H. care 2. Frequent out-patient or under Dr.'s care for M.H. problems 3. Time in a mental institution/ prison 4. Pre-trial/pre-sentence assessments 5. Certified mentally-ill/insane

2. ii) IF INCIDENTS, PLEASE NOTE: (Begin with most severe or most frequent up to a limit of 5). 2. 3. 4. 5. 22. PRIOR TO DO FINDING, HAD THERE BEEN ANY SPECIFIC PSYCHIATRIC OR PSYCHOLOGICAL DIAGNOSIS? 23. IF YES, INDICATE THE SPECIFIC DIAGNOSIS PRIOR DO FINDING: (Begin with most recent - record up to 5) i) Date: ii) Diagnosis (DSM-III). / / 2. / / 3. / / ---- 4. / / 5. (iii) By Whom 24. MENTAL STATUS AT TIME OF OFFENCE: Incidents/symptoms or unusual behaviour noted during the index offence (Begin with most severe or most frequent up to a limit of 5). 2. 3. 4. 5. 25. RECORD ANY SPECIFIC PSYCHIATRIC OR PSYCHOLOGICAL DIAGNOSIS OF OFFENDERS MENTAL STATE DURING INDEX OFFENCE Indicate the specific diagnosis (Up to a limit of 5) i) Date: ii) Diagnosis / /. / / 2. / / 3.. / / 4. / / 5.. iii) By Whom 26. i) PSYCHIATRIC OR UNUSUAL BEHAVIOUR EPISODES DURING THE CURRENT SENTENCE:

26. ii) IF INCIDENTS, DURING CURRENT SENTENCE PLEASE NOTE: (Begin with most severe or most frequent up to a limit of 5). 2. 3. 4. 5. 27. DURING THIS SENTENCE HAS THERE BEEN ANY SPECIFIC PSYCHIATRIC OR PSYCHOLOGICAL DIAGNOSIS? If yes, indicate the most recent specific diagnoses: (Begin with most recent - record up to 5) i) Date: ii) Diagnosis iii) By Whom / /.. / / - 2.. / / 3.. / / - 4.. / / 5.. 28. INDICATE ANY TREATMENT FOR MENTAL/BEHAVIOURAL PROBLEMS DURING PRESENT INCARCERATION (last 2 months): a) TYPE b) # SERIES c) DURATION (wks) ( = x ) TOTAL i) medication. / 7 2. / 7 3. //. 4. / 7 5. / / ii) occasional. // therapy/ 2. // counselling 3. / 7 4. 5. / / iii) regular. therapy/ 2. counselling 3. / 7 / /_ 4. / 7 5. / / 29. RECORD ANY INSTITUTIONALIZATION FOR MENTAL/BEHAVIOURAL PROBLEMS (last 2 months) i) housed in prison hospital a) # TIMES B) DURATION

29. continued ii) transferred to RPC iii) institutionalized in other facility i.e. Penetang 30. LIST ALL OTHER MAJOR TREATMENTS DURING DO SENTENCE NOT IN PAST 2 MONTHS. Record most important ones (relating to offence or mental/behavioural problems) up to a limit of five.. 2. 3. 4. 5. 3. ia) Major ib) ic) id) ie) Treatment Prognosis: Comments Date Source Context. / / 2. / / 3. / / 4. / / iia) 5. / / Major Treatment Progress: ib) Comments ic) id) ie) Date Source Context. / /

3. lia) continued 2. / / 3. / / 4. / / 5. / / iiia) Major ib) ic) id) le) Treatment Motivation: Comments Date Source Context. / / ( 2. 3. / / / / 4. 5. / / / /

PREVIOUS OFFENCE & INCARCERATION DATA 32. PREVIOUS CONVICTIONS - begin with most recent (3 days =. mo.) i) ii) iii) iv) v) vi) vii) Was Offence Sexually Date Offence Counts Code Disposition Length Related? / /. / / / / 2. / / 3. / / 4. / / 5. / / 6. / / 7. / / 8. / / 9. / / 0. / / /. / / 2. / / 3. / / 4. / / 5. 6. / / 7. / / 8. / / 9. / / 20. / / 2. / / / / 22.

32. continued 23. / / 24. / / 25. / / 33. LONGEST PREVIOUS SENTENCE (MOS.) 34. NUMBER PREVIOUS PROV. INCARCERATIONS (UAL - No, but if offended when UAL - Yes) 35. TOTAL PROVINCIAL TIME TO WHICH PREVIOUS SENTENCED (MOS.) (Taking into account overlaps, i.e. concurrent) 36. NUMBER OF PREVIOUS FEDERAL INCARCERATIONS (UAL - No, but if offended when UAL - Yes) 37. TOTAL FEDERAL TIME TO WHICH PREVIOUSLY SENTENCED (MOS.) (Taking into account overlaps, i.e. concurrent)

INDEX OFFENCES 38. NATURE AND DISPOSITION FOR ORIGINAL OFFENCE i) ii) iii) iv) v) vi) vii) Was Length Offence (mos.)/ Sexually Date Offence Counts Code Disposition type Related? / /. / / / / / 2. / / / / / 3. / / / / / 4. / / / / / 5. / / / viii) WAS SUBJECT ON PAROLE OR MANDATORY SUPERVISION (or bail) AT TIME OF INDEX OFFENCE? USE THIS SPACE FOR A SHORT NARRATIVE DESCRIPTION OF THE OFFENCE: 38. ix) INDICATION OFFENCE WAS PREMEDITATED 38. x) EVIDENCE OF ALCOHOL/DRUG USE 38. xi) SEVERITY OF INTOXICATION 38. xii) EVIDENCE OF VIOLENCE AND WHAT TYPE 38. xiii) VICTIM'S SEX 38. xiv) VICTIM'S AGE

38. xv) IF SEX INVOVLVED, WAS IT CONSENSUAL 38. xvi) RELATIONSHIP BETWEEN VICTIM AND OFFENDER 38. xvii) WAS THERE AN ELEMENT OF BREACH OF TRUST 38. xviii) ANY PHYSICAL HARM THE VICTIM EXPERIENCED 38. xix) ANY EMOTIONAL HARM THE VICTIM EXPERIENCED 39. IS IT FIRST FEDERAL INCARCERATION SENTENCING DATA 40. AGE AT SENTENCE (conviction) (yrs.) 4. TOTAL TIME LAPSED SINCE ORIGINAL SENTENCE BEGAN: (Calculate from date of original sentence to date of data collection) (mos.) 42. REASON FOR TYPE OF SENTENCE 43. i) WAS DO SENTENCE APPEALED ii) RESULT OF APPEAL iii) ALTERNATE SENTENCE IMPOSED IF APPEAL SUCCESSFUL 44. ALTERNATE MAX. AVAILABLE THROUGH CODE (mos.) CONSIDERING CONSECUTIVE SENTENCES 45. i) DATE OF DO FINDING ii) PROVINCE OF DO FINDING iii) REASON FOR DO FINDING 46. i) INDICATE THE SPECIFIC DIAGNOSIS PRESENTED IN COURT BY THE CROWN PSYCHIATRIST FOR DO HEARING 2. 3.

46. ii) DEGREE OF CERTAINTY EXPRESSED BY CROWN PSYCHIATRIST ABOUT DIAGNOSIS 47. i) INDICATE SPECIFIC DIAGNOSIS PRESENTED IN COURT BY THE DEFENSE PSYCHIATRIST FOR THE DO HEARING. 2. 3. 4. 5. 47. ii) DEGREE OF CERTAINTY EXPRESSED BY DEFENSE PSYCHIATRIST ABOUT DIAGNOSIS 48. PSYCHIATRIST FOR THE CROWN 49. PSYCHIATRIST FOR DEFENSE 50. IF TREATMENT RECOMMENDED BY WHOM: 0. No treatment recommended I. Judge 2. Crown Attorney 3. Defense counsel 4. Crown psychiatrist 5. Defense psychiatrist 6. Other 5. NUFFIELD VIOLENT RECIDIVISM PREDICTION SCORE. Current offence 2. Age at admission (yrs.) 3. Previous convictions 4. Previous imprisonments 5. Previous convictions for violent crime 6. Previous breach of parole or M.S. 7. Previous history of escape 8. Security classification 9. Age at first adult conviction

5. continued 0. Previous convictions for assault. Previous convictions for fraud, forgery, etc. 2. Education 3. Marital status 52. TOTAL NUFFIELD VIOLENT RECIDIVISM PREDICTION SCORE INSTITUTIONAL INFO 53. DURING THIS SENTENCE, IN WHAT INSTITUTIONS HAS THE INMATE SPENT ANY PROPORTION OF HIS SENTENCE. (From current institution to start of original sentence) i) ii) iii) iv) Total time in Reason for Date Name of Institution Code Institution (mos.) Transfer 2 /. _ / / 2. * / / 4. / / 5. / / 6. / 7. / / 8. / / 9. / / 0. / /. / / 2. / / 3. / / 4.

53. continued 5. / / 6. / / 7. / / 8. / / 9. / / 20. 53. TOTAL NUMBER OF DAYS DURING THE PAST 2 MOS. SPENT IN: y). administrative segregation 2. protective custody/preventive segregation 3. Total # of times transferred to regional psychiatric facility 54. DURING CURRENT SENTENCE, HAVE ANY OF THE FOLLOWING OCCURRED? I) Apparent suicide attempt (overdose, slashing, etc.) ii) Physical attack on other inmate or staff iii) Physical attack by other inmate iv) Involved in a fight v) Escape vi) Unsuccessful escape attempt vii) Involved in riot, hostage taking, other disturbance FREQUENCY

55. ALL DISCIPLINARY INCIDENTS SINCE COMMENCEMENT OF CURRENT SENTENCE (Begin with most recent) i) Offence Description. 2. ii) Disposition (Including not guilty pending warning iii) Severity of Disposition # days / / / / 3. / / 4. / / 5. / / iv) TOTAL NUMBER OF DAYS SPENT IN PUNITIVE SEGREGATION/ DISSOCIATION DUE TO DISCIPLINARY ACTION Total #: ( 56. PAROLE ELIGIBILITY DATE PAROLE INFO Day/Month/Year 57. NUMBER OF TIMES INMATE HAS BEEN REVIEWED BY PAROLE BOARD SINCE DO SENTENCE IMPOSED 58. REASONS FOR PAROLE REFUSAL EACH TIME. 2. 3. 59. i) REASON FOR RELEASE ii) RELEASE DATE

60. TEMPORARY ABSENCES GRANTED i) Type ii) Purpose iii) # Hours 60. iv) TOTAL NUMBER OF T.A.'S GRANTED DURING CURRENT INCARCERATION 6. i) NUMBER OF TRAILER VISITS GRANTED ii) PURPOSE OF TRAILER VISIT

c a Appendix C CODING MANUAL

Coding Manuel for File Review Protocol.i Date: Dangerous Offenders in Canada, 977-985: A Descriptive Analysis File Data I // Dy/Mo/Yr Researcher: Jakimiec 2 Webster 2. Subject #: 0-5 inc. 3. Subject FPS #: The subjects' FPS numbers were only used to retrieve the files. The subjects were then assigned the numbers 0 to 5 inclusive in order to ensure confidentiality. If the need arises to obtain the FPS numbers, as for further research, they must be requested from the Ministry of the Solicitor General. 4. Present institution: 220 Dorchester 45 Kingston Treatment Centre 46 Kingston Penetentiary 42 Millhaven 460 Warkworth 50 Stony Mountain 520 Saskatchewan 530 Drumheller 539 Edmonton 832 Regional Psychiatric Centre B.C. 833 Mountain 836 Kent 777 Not applicable/ no longer incarcerated 999 missing

5.i Present security level: PO Decision Pending P Protected Status, Minimum P2 Protected Status, Minimum P3 Protected Status, Medium P4 Protected Status, Medium P5 Protected Status, Medium P6 Protected Status, Maximum P7 Protected Status, Special Handling Unit (SHU) S Minimum S2 Minimum S3 Medium S4 Medium S5 Medium S6 Maximum S7 SHU X7 Phase IV, SHU 5.ii Reason for present security level: 00 None stated 0 C- in agreement 02 Employment 03 Vocational 04 Academic 05 Medical 06 Psychiatric 07 Psychological 08 Pre-release programming 09 Protected Status 0 Security concerns Appropriate accomodation not available 2 Geographic location of appropriate institute 3 Regional decision 4 Inmate's unwillingness to move 5 Unlawfully at large (UAL) 6 Day parole institution 7 Day parole CCC/CRC 8 Transfer approved 9 Will be processed for transfer 20 Out to court 2 Lack of vacancies 22 Incompatibilities 23 Refer to National Head Quarters (NHQ) 24 Internal security concerns 25 Proximity of release data 26 Pending 99 Missing

Offender Demographics 7. Subject's date of birth: 99/99/99 Missing 8. Sex: Male 2 Female 9. Marital status at time of offence: 0 Not stated Single 2 Married 3 Common law 4 Widowed 5 Seperated 6 Divorced 7 Not specified 9 Missing 0. Number of dependent children: (Include children from common law (c/l) relationships) 0 None 7 Not stated 9 Missing. Race: 0 Not stated Caucasian 2 North American Indian (status) 3 North American Indian (non-status) 4 North American Indian (not stated) 5 Metis 6 Inuit 7 Asiatic (mongoloid) 8 Black (negroid) 9 Other

2. Occupation at most recent arrest: Use attached Blishen Codes, (Blishen & McRoberts, 976: 7-79), plus: 0000 Unemployed 000 Student 9797 Not specified 9999 Missing 3. Subject's major occupation: Use attached Blishen Codes, (Blishen & McRoberts, 976: 7-79), plus: 0000 Unemployed 000 Student 9797 Not specified 9999 Missing

TAB( h ALPHABETICAL LISTING OF OCCUPATIONS BY SOCIOLCONOMIC I N DI X AND RANK ORDER, CANADA, 97 Occupational Sonioclmaification 0(.cupationcil economic number classification index Rank. 8 73 all, ailing & polishing occs: chi). glass 3: stone. n.c.c 30.3649 388 7 accouniants. auditors & financial officers 67.400 37 3335 actors 49.4299 76 334 ad. & illustrating artists 48.6593 85 492 adjusters. claim 53.30 40 34 admintstiattes. medicine & health 70.433 20 33 administralors. teaching 4 rd. fields 75.2846 574 advertising salesrnen 57.2838 05 255 aeronautical engineers 66 9202 42 :3 agriculturists & rd. scientists 6.907 78 99 air transport operating tiers. n.e.c. 4.2020 260 93 air transport operating support occs. 59.959 9 855 aircraft rubrical. 4 assembl. ores. n.c.c. 4.726 253 8582 aircraft mechanics & repriirrisen 5.5605 53 669 apparel & furnishings. service oves. n.e.c. 26.7076, 443 265 anchilec. 4 engineering technologists.* technicians 62.5002 66 24 architects 7.9520 3 259 architects & engineers n.e.c. 63.9527 26 3373 athletes 49.2975 77 3375 attendants. sport & recresttion 29.9834 394 647 bobysitters 24.5828 466 823 baking, confectionery making & rel. oces. 28.4424 420 643 barbers. hairdressers& rel. occs. 25.0670 460 623 bartenders 26.4920 449 8227 beverage process. CC!, 40.7490 268 233 biologists & rd. scientists 65.7778 50 775 blasting cc,. 33.3923 349 8337 boilermakers. ploiera & structural meial workers 4.0745 264 857 bonding & cementing occs: rubb. plast. & rd. prod. 33.7494 347 957 bookbinders & rd. (secs. 38.8055 29 43 bookkeepers & acc'ting clerks 50.7098 60 439 bookkeeping. account-recurding & rel. occs. n.e.c. 50.9450 59 8782 brick & stone rna%ons& tae setters 29.4705 405 97 bus drivers 32.238 368 8585 bus. & cornmere. machine mechanics& repairmen 50.433 66 8525 bus. & commerc, machines fabricat. & assembl. occs. n.e.c. 50. 2 32 65 577 business services saksmen 60.8690 8 59 buyers. whok sale & retail trade 55.4303 24 854 cabinet & wood furniture makers 27.0457 436 73 _captains & oth. officers. fishing vessels 29.7920 398 878 carpenters 4. rd. oves. 28.0382 422 825 cellulose pulp preparing oves. 44.294 233 633 chambermaids & housemen 27.78.. 435 62 chefs & cooks 26.8068-44 879 chem. petrol. rubb. plast. & rd. mater, process, oves. n.e.c. 45;6396 24 242 chemical engineers 70.890 8 2 chemists 66.493 45 243 civil engineers 69.2593 23 8379 clay. glass & stone & rd. mat. machin, occs. n.e.c. 32.559 370 859 clay. glass & stond. process. forming & rd. oves. n.e.c. 32.57 37 3370 coaches. trainers, instructors & mg,rs: sport & rec. 46.8675 203 873 coating de cakndering oves: chem. & rel. mat. 33.0795 353 49 collectors 49.7978 7 533 commercial travellers 57.409 04 66 commissioned officers, armed forces 68.072 34 279 commun. collette & vocational school teachers 66.264 48 W783 ConCtete finishing & rd. ores.. 29.0537 408 933 conduclors & brakemen, railway 47.8677 94 8753 construction electric. & repairmen 46.3823 202 07 crushing & grinding occs:' chem. & rd. ma erials 3.4274 378 8 crushing & grinding ores: mineral ores 37.9576 305 8575 cutting & finishing occs: rubb. plast. & rel. prod. 3.8769 374 837 cutting & shaping oves: clay. glass & stone 28.6463 48 3333 dancer< & choreographers 38.2202 302 955 deck crew. ship 28.9568 4 95 deck officers 44.893 222 357 dental hygienists, assist. & technic. 48. 2832 89 33 dentists 74,6984 3 352 dieticians & nutritionists 64.483 59 354 dispensing opticians 49.7960 72 865 dim il.. sublirn,& CarhOniz occs. chemicals & rel. materials 57.4940 03 263 draughtsmen 6 2.092 69 593 driver-salesmen 32.8339 357 443 c.d. p. equip. operators 55.8252 9 23 econr nnists 69.6355 22 239 educational 3: vocational counsellors 7.9 267 4 8739 el. poss. light. & is ire commun. equip. me. i. & r. (ices. n.e.c. 48.267 90 853 elec. & tel. equip.-i. & t. oses n.e.c. 43.7960 238 24 4 electrical engineers 70,740 9 853 electrical equip. fabric:a. & assernb. occs. 35.4749 326 873 electrical pois Cr lineman & rd. occs. 4.524 86 9559 election. & ici comm un. equip. operating oses. rl.e.c ç S 043 35 8535 electronic & rd l equip install & repair 0,..s.-s n c.c. 59.7432 87 6'34 de, t ron : equip,6at. & asscroh,. 38.5'49 294 2'3 elem & I. indcredi ten teas. hers 65.8, 44 273u element. & sec school leaching & rel, osas. nec s S 580 3

I : II I. : j I it el ti : fr 4 Occupational Sotiocla..%ifU.a tie'', Occ.upati m rl en/no/nit number classificatifm inch Rani, _ t oy? devator perating o (tees. 3.0774 4,4. 95' engine & boiler mom Cfe9. ship 29.8589 396 45 engine dz. rel. equip. fabric:it. &...send,. os c t. n....4.573 3y 9[33 Cngincering office's. ship 4.8.2 2s I 839 engravers, etchers & (cl. occs 38.7%43 292 4' I c scavating. grading & rd. ts... 29.82 78 tq7 879 c scavating. grading. patinas & r dl. siecs. nec. 32.788,5. 5"9 fahricat. assemb. & repair. tx:es: r ubh. plat. & rd. prod. n.e.c. 3.3242 3g it549 fahricat. assemh. & repair. oces: sstmd products, ne.. 24.8377 463 8539 fabric«. assemb. i. & r. sx:s.s: electric. elect' sm. & rel. Cqllip. 34.8363 334 8569 fa bricat. assemb. repair....cc.: text. fur lk Ica' h. prod. nec. 23.2252 477 797 farm machinery operators & custons opergh), 26.2 45 73 farm management 0..:Cg. 27.9879 425 782 farm norkers 24.254 472 7 2 farmers 23.0227 484 8393 filing, grinding. buffing. cican. lc polish. OCC,.. n.e.c. 32.9927 35,63 filtering. straining & separating stet,: chem. & rd. mater. 42.336 248 35 financial management "cc.. 68.2250 3 2792 fine arts school teachers 55.4545 23 6 In c fighting oces. 5.9583, 7> 827 fish canning. cluing & packing tg.:cn. 8.2394 449 733 fishermen: net. trap & line 8.6296 448 739 fithing. hunting, trapping & rel. CKCS. n.e.c. 22.7447 482 82 flour & or tan milling occs. 28.994 40 629 food & bev. prep. & rel. service occs. n.e.c. 7.525 428 8229 fittxl. bey. &. rel. poxes>. oces. n.e.c. 32.2390 367 90 foremen: air transport op. occs. 6.79 72 860 linemen: chems. petrol, rubber. plast. 8: rd. mulet. proc. aces. 57.0673 08 0 70 foremen: clay glass & stone & rd. mater. m.tehming occs 44.4470 228 850 foremen: day glass & stone process. forming & rel. aces. 47.049 200 8730 fan ernen: el. pot, light. ctc w ire commun. equip. erec. i. d: r. aces. 56.0063 7 9550 foremen: electr. it rd. commun, equip. op. aces.. n.e.c. 65.5827 52 870 foremen: excavating. grading. paving & rel. aces. 38.993 290 850 foremerclabricat. & assemb. occs, metal products. n.e.c. 54.2590 32 8550 foremerit'fisbricat. assem. & repair. occs: text. fur & kath. prod. 42.7460 24s 8530 foremeni fabliau. assemb. I. & r. aces. el. electron. rel. equip. 55.8867 8,540 forernirielebricat. assembl. & repair. occs: wood produets 4.608 254 820 foretrlig food. ben. 8c rd. process. occs. 45.9770 2 750 fordneteforesby de logeing occs. 38.0623 304 930 forernem.matensils handling 8c rd. aces. n.e.c. 43.8969 236 8580 fornmnesteebanics & repairmen exc. electrical 45.0002 22 830 foreniett'l'inetai machining Dees. 52.729 5 830 fred.,:ntetal process. 6/. rel. occs. 5.4055 54 8330 foremen: metal shaping & forming occs. exc. machining 47.4094 97 80 fordrieni initellg ore treating aces. 53.8963 36 770 foremen: mining & quarrying incl. oil & gasfield aces.. 49.9946 68 970 foremen: motor transp. operating aces. 40.96% 267. 8780 foremen: mh. construction trades aces. 42.426 247 9590 foremen: oth. crafts & equip. operating oces. n.c.c. 59.308 92 8390 foremen: oth. rnachining & rd. aces. n.e.c. 46.6586 204 8290 foremen: oth. process. occs. 46.5696 206 990 foremen: oth. transp. & rd. equip. operating aces. 54.560 30 780 forcasen: other farming. horticult. & animal husbandry aces. 35.89% 3 950 foremen: printing & rel. occs. 52.9503 42 8590 foremen: product fabric. assem. & repair. (tees. n.e.c. 47.9736 92 8250 foremen: pulp & papermaking & rel. occs. 52.463 45 930 foremennraaway transport operating aces.. 50.4002 63 9530 foremen; tuntionary engine & util. equip. operat. & rd. aces. 53.4982 38 8260 forcmidn:iettile process. occs. 44.7037 226 8350 forssmeie4ouu43 machining oces. 40.235 276 8230 for. -en: wood process. aces, exc. pulp & papermaking 40.229 277 8570 fore,nen: fabric. assem. repair. Ot.::N. ruhh. phis. & oth. rd. prod. 49.0253 82 759 forestry& logging occs. n.c.c. 9.3280 496 75 forestry conserv. aces. 3.8739 375 833 forging oves. 33.8487 346 855 forming occs: clay. glass & stone 3.2890 38 822 fruit & veget canning, presers. & packag. ot:cs. 26.4676 450 64 funeral director S embalmers, & rd. aces. 5.3475 55 85 furnacemen & kilnmen: clay. glass & stone 32.9690 356 8555 furriers 24.9863 46 30 genmgrs. & nth. senior officials 66.6958 44 497 gcn. office ckrks 46.446 208 22 geologists 69.259 7,795 glaziers. 3.576 377 3 government administrators 68.6724 3 65 guards & watchmen 28.7070 47 644 guides 28 22 42 39 health diagnosing 8c treating aces. n.c.c 57.230 7 8295 hide & pelt proc. aces. 25.663 457 93 hoisting aces. n.c.e. 37.85 06 645 hostesses & stewards. exc. food Sc ben. 4.62 26 494 hotcl ekrks 0.0040 343 735 hunting. trapping àc rel. tees. 4.3963 58 8796 IA g. & s. occs.. ConglruC.. csc eleeti Kai 49 70 79 8256 i t g. & S. OCC.. pulp & paper-making,5.525 7 2 446 I t.g.& s.444:cs. n c e 47 074 94 8236 IA.g..& S. aces. 90oli process. ex.: pulp & pnnet m.kunz 32.537 7 62 876 LI g. & 4. oss, slas. glass &, 963. machining 29 2692 47 56 i.g. & S. 3..."5 CL). glass & stone proçcgl. & 09g 39 96,6,386 i.g. & s. occ, cutup. repnii egg: electrical 44.4740 8526 t.g. & s. occs (abr., assern, metal prod. n e.4... t> Sig: 2e 8546 ii g & s. ot:cs al hr x:x assemb s& lepau 909d pi 0. 9 7724 444

I. Hi i. ()(*r upational mlication Occupatiimill nurnher (.%.%ifi( ati,m inde. R in d. - _ 22n re. & s cc's food, be,. & J. proces, 9.059 266 896 i t.g & N. 0,:%:N. machining n e c. 4.t Oil 20 KIPS. g. & s. OC,. S. MC: in:whining Ii.424 2.) si4n. t g. & N t. t.0: pitrtnnitig le»ttig!kg 8336.6g & s sices. metal shaping & for ming. es,' ma, Inning It, -ail' 27 NI, I I g. & S,,,, minel al or e treating.i - geo4 0.0 8296. g. & N.I.,iN. processing. n.c.e in u s.n i ;5 8596 i r.g. & s. oecs. product fabric:lc assemb & I epsirr. n e ; in texas 29 3 82 76 at.g. & N. co.: reside pr;;cessing 420 429 8356 i t.g. & s. Oct:, wood inachining 24.4: 465 876 i t.g. &: N 0..:C. chem. petrol rubber. Oast & rd. raider pros:, 2 4.9 4r, /536 i.l.g. & N. (4...CS: fabric. assem. I. & r. d. electron. & rd. equip. 4X 80 3 8736 i.t.g. & s. occs: el. pow light. & wire corm-nun. equip. dec. i. & i Cr/.3m4 89 8566 6.g. & s. oscs' fabr. aanem. & rep. textile. fur & leath. prod. 2 7 6826 426 8 5 76 i.t.g. & s. oces: fair. assern. & repair. rubh. plat. & rd. prod. 40 979, 26h 8 5 23 ind. farm const. & ont. mech. equi. & mach. fabr. & assent oc, ncs 3 7 nut< is2 $4 Indus. farm &: construe. machinery mechanics & reparrmen 4.47g : 9, 245 industrial engineers 67,4(.49 I I I h inspectors & regulator 3 oftkers goxt. 59.722 88 76 inspedori: & regulatory officers non-gost t 4.279I 3 2797 instructors & training officers n.e.c 56.3952 I lb 8786 insulating CC]. eunstruelion 34.794 335 57 insurance salesmen & agents 57.796 02 35 insurance, bank & oth. finance clerks 49.6863 73 69 janitors. chars, orkers & clean,rs 24.9784 462 859 Jewellery & silverware fah. kinsc. (C.: repair. OCCS. 32.5292 363 234 judges & magistrates 72.063 I: 827 knitting oees. 22.0573 ' 486 998 aboard,. n.e.c 7.6005 427 992 iihomers. manufacturing 29.0274 4/9 9926 abouters, other industries 26.878 40 9925 abourers. public administration & defence 25 (458 459 9924 abourers. service 26.55 448 9923 abourers. trade 26. 7645 442 9922 abourers. transportation & communication 28.6236 49 667 inindering & dis cleaning ;sees 2 4.264 7 47 2343 ass pers & notaries 72.7302 9 235 ibrarians & archivists 6.8705 70 46 ibrary & life clerks 45.5'75 25 464 ihrary. file & con. clerks & rel. 0XN. n.c.c. 54 6357 29 235 ife sciences technologists & technic. 55.355 26 93 lozomotive engineers & firemen 46.3239 209 757 og hoisting. sorting, moving & ml. sax,. 3.3240 790 756 og inspect, grad. sealing & rd. ;,ccs. 39.2264 284 933 ongshoremen. stevedores & freight handlers 32.4366 365 835 machine tool operating oics. 37.660 0 833 machinist & machine tool setting-up lices. 4.9 7 39 250 473 mail & postal clerks 48. (34 02 9 4 7 2 mail earners 4.7737 252 32 management occs... soc. sciences 8: rd. fields 66.865 5 43 45 management ;ices. construe. operations 55.4962 22 47 management occs. transport & communications operal ion, 480.993 79 3 managers. 'ci. & engineering 74,4373 4 63 managers: hotel. motel & ot h. accom 39.0288 287 8592 marine co an fabneat. iissemb. & repair. ;lees. 33.375g 350 459 material recos ding. scheduling & distrib. occs. n.e.c. 39.8265 282 939 materials handling & rel. occ5. n.e.c. 32.5434 36 935 materials handling equip. operators n.e.c. 3.9098 373 28 mathematicians. statisticians & actuaries 66.9806 4 247 mechanical engineers 67.5427 _6 /589 mechanics & repairmen exc. electrical. n.e.c. 3 7.872 309 56 medical lab. technologists & technic. 56.8694 III 85 melting & roaxtim. CC,: FrC(AI ere, 42 035 249 members of legh. bodies 56.855 2 47 7 messengers 30 30 39 84 metal estruding & draw ing cc,. 38.482 703 MI ;3 melal heat trearing oues..984, 289 839 metal machining ;ices. n.e.c. 29.3887 406 849 meld' procey, & rel. oi:c... n.e.c. 55082 332 835 metal rolling si<cs. 4.089 262 5.9 met:,4as & for ming oc, exc. machtrung. n.e.c 36.25, 320 8399 metal sfianilig & olhei mashining ts tel. sass. n ca.. 40.5645.. 7-83 metal smelt. cons-c ime & refining furnacemen 39.435 283 25 metallurgical engineer. 7 6364 6 834 metals; orking machine operators. n.e.c 3,6284 376 24 meteorologists. 72.8(36 8 822; milk proce, occs it) Vgrill te 3557 minute:, 4., & :4 iiiiikel, 2663 490 89 nuneral ore treating cis. n.e.c. 4 2 sing 246 7, 9 mining 8: grialex mg Ind. oil & gis held ocss n e c 40,229 2'0 777 (inning & quai l} ing. cutting. handling & loading occs 34.5:0 54 2 5 ; mining engineer. ne.7.7 24 25 NiCls of seligion 50 4228 Ifs? 86 riming & hlendrng cc.. ehenneals & tel materrals 56.6975 XIII mrxing, xeparairrig. fit,ing & rd ives miner al ores 45!err V 57 mouan ruclines proicsniimsts 43 2204 24 '44 79 in..tol iii.in.port operaling o,:, nec. h. 846 28.5 motor,...6. le fah, real & :`,Crld, Ot..., C e.. 4 'I l 4 ;56 85 9; motor schlxle 'ilex - ham,. & reran men 2' 5 94.44 Illutol met,..%. dtukcy oleo..:,, all t..,. 5 7:744323 ii;- 74.4 moulding iicc' I,65 plasi,x: icl pflul 5855 9.4 SI 7 moulding., 0 entalung./4: meld'...t>tolg O.,. s 5 2 6: 44 44 )-_,, 0: 34 <- :4.

. (b mpanuna/ ein.%.%itica bun (li upaumnd number in.%.%ification _ 54 new - - - -- 2 5 7 ruislcar englowers 25 nut, hrodecr, tu I.t. t 79 fliui..'is& tel stiuukets 3 t iii., ses In ;taming. ron.e grad es.. super isor Wu. out titi,. & order lies 4 iuiui.lr ur.0.ststanis 39 Oterap> & rcl. asst.! o:c n,9 coninwic :rot photog & ici 4., c 8 298 t. t. niait. tk oth. elent still. oth proses., 75ut oth. ricin. un,.tk folestr,./4 logging 82'S in Ian oth. elem non., test proses,.,0 titis In.( `. k oth. drown.,or k ser %/cc. 878 oc.s in lab &. oth elentrn nul osent at. gradine & pas mg 938 ia lahout k tth elemental not I. mare, haniihng te 7 58 oer.- in 'dhow. & oth elemental w or k. pull'.9. paper mal.ing 85. labouring & oth elernene «'iris. noner.ie ore neat 845 tsx, iii i.thout oh elemental notk. rneial 95$ os: s. in labour ing & oth. elemental uor k. pi i ni & tel n.e 249 oec,. in las'. & jurispru. n.e.c. 2359 occ. in library. museum & archivai Mt:S. (Led: 659 occs rn loggrng & oth. aceornm. 289 os:c, In n.e h. slats.. si. stents anal. & rel, fields n.e.c. 3339 in performing & audi tesisual arts. n.e.c. 29 occs un physical secs. n.e.c. 259 oces, in religion.. n.e.c. 2339 cr., In site. work & roi. field, n.c.c 239 ocs in social science, n.c.c. 3374 ix,. in sport & recreation. n.c.c. 233 oses. In welfare & commun. sets tees -9 oess rel. to management & admiroseranon.e c 8798 & oth.dem. tians.oth.,onser. tiades 858 occs: lab. & oth. dem. st Mi.: clay. glass. slime pro.:. & forming 852% oess: lab. & ode. elem. work: fabric. & a SUM, metal prod. nee. 8548 oce, lab. & oth. elem, work. fabric. assem. & repair wood prod 778 ioees: lab. & oth. elem, work. mining & quarr>. inc. oil & gas fields 878 occs: lab. & oth.dern. work: chem. peer_ rub. pins. & rel, mat. pare $578 oces: lab. & oth. elem. work, fah. assent cep. rub. pins. & rel. prod 822 lx.cn: lab. & oth. ckm. work: food. bes. & roi. rime. 8598 occs: lab. & oth. elem. work: ptod. fab. assorti & repar. nt..:. 8738 tx:cs: lab. & oth. dem. wrk: el. pow: light. & stir. comm. equ. er. i 49 r 858 occs' lab. &oth. dom. wrk: (ah. ass. i & r el. electron. & roi. equi 8238 OCCS: lab. & oth.cicm. m rk: woo d ()W C. etc. pulp & papermaking 8568 sises' oth. elem. wrk: fah. ass. & rep, text.. fur & 'eat h. prix). 3359 occupations in writing n.e.c 4 office mat hinc operators 9 officials & adminstrators unique to govt.. n.e.c. 35 oplomell usts 37 osteopaths & chiropractor s 499 oth. clerical & rcl. occs. n.e 8799 oth construe. trades oces. 9599 oth. crafts & equip. operating occs. 8524 oth fabrieat. & assemb. OCCN. metal produces. n.c.c. 799 tith farming. horticule & animal husbandry rtccs, n cc. 269 oth os:cs in archiecc. & engine ering. 359 eh. occs. in medicine & hcaleh n.e.c. 2399 oth, occs. in soc. Nei,. & rel. fields n.e.c. 999 oat, oces. n.c.c. 8299 il l,. process. occs. n.e.c. oth prod. fahricat. assenth. & repair. oecs. n.e.c. oth ranks, armed forces 67 87599 73 oth. rock 8: iiril.driiliny «uses 4.99 oth ser,ece ices. n.e C. 2,99 oth teaching & rel, tics. n.e.c. 9 09 49 h tt roi equip. operating occs n e.c 49.» her manager, dc administratois. n.e.t. 54 other managers. conotuction 52 tither managers, durable good manufactoue lie ocher managers. 6e, & «ni wells 5 other managers. non-due:thee e.,, manufacture 58 other managers. other induso tes 57 o) lier managers. service 56 other managers. trade 55 tither managers. transportation & communication s99 other sales glee,. y7 p.:kuging o:cs n.e.c. 8785 panne,. paperhangets & lei. 3 painters. sculptor% & rel. al lists 89 pulnung & decor aline (59 paper produ5 fabriedt & ussernb. 0,:es $2 5 papermulong & tinrslung oc, 5 5 I pditelmnak marking et: curling ox'x 5 test. ml, leath puis) 895 palternmakr, & mvuldmakei s ri 87 gms mg. sriu fa,:ing /3: (el ((et,,4 e pet sonal solute tt.55 ne c 36 personnel & Indus relution rugnint 0". s 74 Per sonnel il, let rillicers 4i9" net sormel s lei k, 7, 4 petroleum enginese (,..0..,% 9,' 35 ritohyt doh, 5..,alltel.tmen Sitt ii. con, mil( i Rani 9 2.30 74-0, 2 46 6069 3894 7 49.892 SI ; - x7 7,90 te, 55 3 In so - 45 j"-' - : 2 2 5 tr, 8.4'r 4-4 2 '9 26. t 59 446 25 9( 5 4 5-4 29.929 I -ats 4 (4,45 e. 2 4 '2 64C! 4 44. 2/0 26 ill,: 44-5 7.22 lie, 4(.522 59,, 3`. " O'4 54 032 7 4 60.956 22.2337 4 5 4 49.208 64. 7042 276 2582.4 27.244 22.64" 33.294Y 34.0 9 4s 29.'3, 4 00 25.904 4sx 78.7094 46 33 5Ç 7-554 28.740 4 4 26.0082 4 2 2.8708 4 5-66.2099 44.322, ' 58.8662 94 74.90 7.2h72 I 48 7367 54 3,978 t'y 44.848 4 89 54 29.6735 40, 40.455 44.7432 224 57.9668.8 34.703 344 27.424 4 0 32.8:2 569 43.34 242 35.583 524 29.609 '5.404 26.6524 44" 63.999' 67 58.446 u4s. (.6 3979 68.67 2 64.44 65.26 s 64 80 ss '8 86 5 ' 9s,4 9 5 J 44 40t oe;. 75x445-0 9n.5 294 469 70 27 977 ix ; 47.7699 96 6 9'.5 liii 6 5 20 6Ç '66 u. 56 995. 69 M 72 7 4!! 49 8.4.n + '24

0(.4 tepational Socif.- cfiwificatiait upallonal l'e(e,m& number ula((iliration bule. Ram( IIty, 000.phie lirosess. t.r"ls. 44.9 5 46 223 27 ph y +real skis. lechnologists & technicians 60 4396 84 ph) swim,..4: surgeons 74.2246 h 23 physi. Kt* 68 7922 347 phy rotheraprsts. oxs up. & ot h...9 aphrt s 5 3 52 5 37 9 pilot. navigators. & flighr eugrneers 67 9,9,c 9'9 ppditting. plumtung & rd...xi, 7.662 2 toss plarantr. tir nmg. shaping t Sc J.,..thMi :. CC,. 25.66 4 4V, S' 4 pla Iolt r & Id. si... 3.44 I %/,-/. 43 plug Mg. metal spraing. & rel. occs. 33.6Y4 34 C 823 plywood making & rel oc.'. 32.4753 364 62 policemen ék detectives. go, t. 60.046 85 6 policemen & in.esiigator. prie. 45.67 23 2793 posr.seeondary school teachers. n.c.c. 69 257 7 4 5 postmasters 49.(20 ISO 953 power station operators 54 99 28 8 5 27 precis. instrum. & rel equip. fahrieal. & assem. oces, n e c 8.2462 too 8, 88 precrs. instrument me, hanics & repairmen 57.8979 0 665 pressing oces. 20.3893 49 954 primers. engravers Cp.:. phrunsengraver, 50.3028 64 959 printing & rel occs. n.c c. 37 992 34 9KI2 printing press (rec. 4.583 255 33 0 producers & directors. performing & audio-visual arts 67.0394 40 333 product & interior designer, 53.055 4 45 production cler ks 50.4406 6 43 production management oses. 62.7272 63 69 ',toter:. service occs. n.e.c. 4.073 265 235 psychologists 6.2645 67 8259 pulp & papermaking & tel. (secs. n.e.c. 4,486 257 75 porch. officers Ii:. buyers. e,c..holesale & retail trade 60.704 82 4 purchasing management occs 6.8599 7 usx I radio & IV. broadcasting equip. operators 56.594 5 853 7 radio & r. v. service repair men 43.0365 43 3337 radio & television announcers 58.5342 97 5 5 radiological technologists & technicians 58.7227 96 8583 rail transp. equip. mechanks & repairmen 39.0 43 285 875 mits,..,:ty,cctionmen,s... trackmen 24.0700 473 939 ord.-ay tramp. operating occs. n.e.c. 30.682'8 386 935 railway transport operating support vices. 44.4045 229 57 real estate salesmen 50.0692 67 479 recep.. info.. mail & message distrih. oces. n.e.c. 42.786 244 47 recent ionisrs & info. ckrks 40.6897 269 337 referees & rel. official, 38.562 295 867 roasting. cooking & drying occs. chemicals & rd. materials 36.3204 39 8787 rooting. uaterproofing & rd. occs. 26.987 438 77 rotary welldrilling & rel. aces. 4.0808 263 37 sales & ad. management aces. 65.050 54 337 sales clerks. commodures 38.354 297 549 sales occss commodities. n.e.c 4.4 258 side, occs - ser, Ices. n cc 52.444 48 535 salesmen & salespersons commodities. n.c.c. 43.7909 239 9 73 salesmen & traders. securities 59.780 6 823 sass mill sawyers & rel. vices. 26.9558 439 2733 secondary school teachers 7.7725 5 4 secretaries & stenos. 52.4455 44 8, 3 separat.. gririd.. crush. & mixing oces: clay-. glass & stone 27.324 432 545 ser vice station attendants 29.6593 402 42 services management secs. 37.9985 99 8563 sewing machine operators. text. & similar mat. 23.275 478 8333 sheet metal uorkers 37.6528 3 453 shipping & receiving clerk, 34.440 340 856 shoemaking & repair. ice,. 9.982 493 825 slaughtering & 'neat cutting, canning. curing & pack. awes. 3.280 383 63 sleeping-kar ék baggage porters. & bellmen 28.8280 43 233...cirri.orkeis 6.640 '4 23? socrologists. an ) hropologrsts & rel. soc. scientists. 60.5728 >3 qssi sourie) recrusling & reproducoon eqmp perm", 58.806 9 9539 st.00.y engine & mil, equip operatmg & rd. rice, n.e.c 4.3749 n9 437 mats, clerks 5.5852 52 9 5 strreotspers & elect rot) pers 45.3223 28 455 st or. k clerks & rel. th.,:s 38.5252 2.96 54 str eet s endorl & sloor to-sloor salesmen 2 0964 3 7 2 979 Nu uctural metal tle,lors 33 8482 322 'ilqi soh, as & suertrailw as operating tress. 44.000 2 2 8225 sugar process.. & tel. aces 35.398 28 990 supervisor s rl. for emen n.e c. 46.222 7 20 440 elper, istir office ma, lime & e.s p. equipment operators 68.6739 0 60 super s km s. or h occ, in architecture & engineering 67 "7 9 06 Nuptnisurs: apparel & furnishing set vice occs. 40.3394.7ç 43 supervisors: bookkeeping. acct.-recording & tel. aces. 6.487 76 620 supers ism.- food & l'as prrp. & rel. service cc,. 37.244 33 4(4 supervisors: lihr., hle & coil. clerk, & rel. or:es. 64.44 6 450 supersistris.material recording. scheduling & distarh. occs 49 6442 74 0 supersrsors MU sing ii Cii. 57 0085 09 2,0., 0, th.,..tn sr IMISCUIll& tirelire. se is. 62 5 2 68 60 super, isai s. 0,', In losielrle & 0er IICCOM. :..8 24 4,er mipers,ot, ollt ire Eel aces n e.e hl 9 -, 5 90 Ntlpir,c.o, On,ac,,,,, 4 5 4W, ive,,ps,,u g,,,,,,,,.th...,,,,...:, gx 849 2 9/: J - supct,,,r, re...ep snl. inar: & ntc,,igt,,i In...,.. 4, n 4 ' lu super,,t,,alt...,... soot:m.4k, 47 bd..> 4 ' -0.opci,t,IN,.,,,, C % IC, 6 568,, 4) super 0 505 metro & l pow,ss 4.9lX4 II

((.5.ifica firm number Occupulimull eb55:in 26 Not vcyo, zurt3..) stems unabsts & comput. prop umnters & rel oecs 8553 lailors ¼ dressmakers 9 73 Lod this ers & chuuttcurs 279% teat het s of ext.ep. tudents TLC,. 2 3 53 want, in Ithrars. museum & archival st Is s 3 ic.:itnical salesmen & rel. advisers 9553 teleghtph operalors 475 telephone OpcfUlof % 433 tellers st cashiets 8277 te xi ile bleaching & d5 eing occs. 826 It- Mile libre prepar. occs. 2075 textile finishing & calendering oct. 82 79 textile proeess. occs. 8263 textile spinning& twisting Ores. 67 t 0 xi ile weaving occs. 8265 textile w Inding & reeling 0 :CS. 753 timber cutting & fri. OÇCS. 82,i; tohaceo process. ores. :i3 tool & the making perm ions 3355 translators & interpreters 493 travel clerks. ticket. station. & freight agents 975 truck drivers 95 iypeseiters & compositors 43 typists & ckrk typist% 27 univ. teachers 279 unis. teaching & rcl. oct. n.c.e. 8562 upholsterers 35 veterinari.ms 625 waiter). hobtee% & stewards, food & best 8587 watch & clock repairmen 959 water transp. operating cc's. n.e.e. 457 weighers 8335 welding & flame cutting ores. 8735 w ire commun. & rel. equip.. & r. ores. 8359 wood machining ores. n.e.c. 835 wood put tcrnmaking ores..39 wossd process. occs. exc. pulp & paperrnaking. n.e x 8357 wood sanding ores. 8353 wood sawing & rel. ores: exc. sawmill 8235 Wtkxi treat iry; ores. 3352 writers & editors 239 occs. in lik sciences, n.e.c. SO( irr- 0tMli e inde.% R ant( 54.40 Il! 6872 5 25.2 52 4 -. Zhn, re, J44 53.209e li 44.444 64.4444 4, 50.949 I.S.2M5 40.464 2 7 4 4.436 468 9.6522 6' 476 24.'4u3 4.9 22 5059 45 2. 7 " 48s 24.4 -ts '2(047 48.3-4.23" 342 52.4026 4" 6.6940 73 55.0394 2' 29.7365 399 45.0035 s-to 45.460-2' 72.2955 0 52 233 M 27.699 44 73 44-7 28.0074 424 40.0036 35.39 6. 7 7 35.2532 3 0 35.540 59.3464 90 8047 44 48.497 29 57 22 04 20.3 3 5 492 3,6649 75 3.6748 338 62.884 6 52.35 7 49

4. Highest grade level completed: (Through public schooling. Do not include upgrading received within penetentiary system.) 00 Never went to school 5 College 20 University undergrad 30 University graduate Medical/Psychological 5.i Intelligence level (most recent assessment). If only category given, use mid-range score: I 000 : No test recorded 069 & below: Mentally defective 070-079 : Borderline 080-089 : Dull normal 090-09 : Average normal 0-9 : Bright normal 20-29 : Superior 30 & above: Very superior 997 : Not specified 999 : Missing 5.ii Test used: 00 Not tested 0 WAIS (WAIS-R) Weschsler 02 (Revised) Beta 03 Stossen 04 Ravens 05 Q-test 06 C-test 07 Shipley-Hartford 08 Clerical estimate/judgement 09 Other 97 Not specified 99 Missing 5.iii Date of most recent I. Q. test: 77/77/77 Not applicable, not tested 97/97/97 Not specified 99/99/99 Missing 6. Date of most recent MMPI scores: 77/77/77 Not applicable, not tested 97/97/97 Not specified 99/99/99 Missing

6. MMPI scores: (use scaled or t-scores (k-corrected), not raw scores). 7. Visible physical abnormalities: 0 None noted Facial scars 2 Bodily scars 3 Blind 4 Deaf/Mute 5 Crippled 6 Deformity of some part of the body 7 Not specified 9 Missing 8. Non-issued alcohol/drug use previous to present incarceration: 00 No alcohol/drug use 0 Alcohol 02 Marijuana/hash 03 Amphetimines (speed, pep pills, dexies) 04 Cocaine 05 Tranquilizers (downers, valium, sleeping pills, pcp). 06 Barbiturates (bennies, goofballs, seconal, amytol, phenobarb). 07 Solvents (glue, polish remover, contact cement). 08 Other drugs 09 Missing 0 Poly-drug user 9.i Date of prognosis made regarding re-offending, prior to present offence(s) leading to incaraceration as a DO: 77/77/77 Not applicable, no prognosis made 97/97/97 Date not specified 99/99/99 Missing 9.ii The prognosis made regarding re-offending, prior to present offence(s) leading to incaraceration as a DO: 0 None stated Excellent 2 Very Good 3 Good 4 Fair 5 Poor 6 Missing 7 Not applicable/first offence

9.iii Source (prognosis made by whom): 0 No prognosis made Case Management Team 2 Classification Officer 3 Parole Officer 4 Psychiatrist or Psychologist 5 Other 7 Not specified 9 Missing 9.iv Comments: Use this space to record narrative. 20.i Treatment for psychiatric or psychological problems before current incarceration: Record each, 0 to 6, as: Yes 2 No 7 Not specified 9 Missing 20.ii If incidents prior current incarceration, please note. Begin with most severe or most frequent and record up to a limit of five: 00 None recorded 0 Drug/alcohol problem/treatment 02 Drug/alcohol induced behaviour 03 Drug overdose 04 Attempted suicide/self-mutilation 05 Suicidal threats/ideas/fantasies 06 Depression 07 Anxiety/tension 08 Psychotic behaviour/symptoms 09 Hallucinations 0 Delusions Paranoid behaviour symptoms 2 Disjointed speech/thought disorder 3 Nervous breakdown 4 Neurological symptoms (i.e. epilepsy, blackouts, memory loss) 5 Sleeping disorder/problem 6 Delinquent behaviour 7 Truancy 8 Behavioural problems 9 Aggressive behaviour 20 Verbally aggressive/threatening behaviour 2 Assaultive behaviour towards others 22 Destructive behaviour 23 Non-compliant behaviour

24 Deviant sexual behaviour/thinking 25 Other bizarre behaviour/thinking 26 Despondent/crying 27 Hunger strikes 28 Coma 29 Concussions 30 Serious head injury requiring hospitalization 3 Head injury resulting in permanent disability or impairment. 32 Other neurological disorder/problem 33 Other 77 Not specified 99 Missing 2.i Any history of psychiatric symptoms or unusual behaviour episodes during any previous periods of incaration: Record each, 0 to 6, as: yes 2 No 7 Not specified 9 Missing 2.ii If incidents during current incarceration, please note. Begin with most severe or most frequent and record up to a limit of five: Same as Question 20.ii 22 Prior to DO finding, any specific psychiatric or psychological diagnosis: 0 No diagnosis Prison diagnosis 2 Community diagnosis 3 Prison and community diagnosis 7 Not specified 9 Missing 23.i Indicate date of the specific diagnosis prior DO finding: Begin with the most recent and record up to a limit of five. 77/77/77 Not applicable/no diagnosis made 97/97/97 Not specified 99/99/99 Missing 23.ii Use the Diagnostic Statistical Manuel III (DSM III, 980) to code any diagnosis made prior DO finding.

23. Diagnosis prior current DO finding made by: 0 No diagnosis made Prison psychiatrist 2 Community psychiatrist 3 Crown psychiatrist 4 Defense psychiatrist 5 Other 7 Not specified 9 Missing 24. Incidents of psychiatric symptoms or unusual behaviour noted during the index offence. Begin with most severe or most frequent and record up to a limit of five: Same as Question 20.ii 25.i Date of the specific psychiatric or psychological diagnosis of offender's mental state during index offence: 77/77/77 Not applicable/no diagnosis made 97/97/97 Date not specified 99/99/99 Missing 25.ii Use the DSM III to code any diagnosis made. 25.iii Diagnosis of mental state during index offence made by: 0 No diagnosis made Prison psychiatrist 2 Community psychiatrist 3 Crown psychiatrist 4 Defense psychiatrist 5 Other 7 Not specified 9 Missing 26. Psychiatric or unusual behaviour episodes during current sentence: 0 None recorded Mild symptoms requiring professional attention 2 Moderate disturbance requiring professional attention 3 Serious disturbance requiring professional attention/ observation/medication and or treatment 7 Not specified 9 Missing

26.ii Type of incidents noted during current sentence. Begin with most severe or serious and record up to a limit of five. Same as Question 20.ii 27. Date of diagnosis made during current sentence: 77/77/77 Not applicable/no diagnosis made 97/97/97 Date not specified 99/99/99 Missing 27.ii Use the DSM III to code any diagnosis made during current sentence. 27. Diagnosis during current sentence made by whom: 0 No diagnosis made Prison psychiatrist 2 Community psychiatrist 3 Other 7 Not specified 9 Missing 28.ia Type of medication used as treatment for any mental or behavioural problems during current incarceration (last 2 months). Record up to a limit of five: 0 No meds used For epilepsy 2 Depo-provera 3 Other 7 Not specified 9 Missing 28.ib Number of series (times) meds administered (last 2 months) 0 No meds administered One time only 2 Weekly. 3 Bi-weekly 4 Monthly 5 Bi-monthly 6 Other 7 Not specified 9 Missing

28.ic Total duration in weeks meds received (last 2 months): 00 No meds received 77 Not specified 99 Missing 28.iia Type of occasional therapy/counselling used as treatment for mental/behavioural problems during current incarceration (last 2 months): 0 No occasional therapy received 7 Kind of occasional therapy not specified 9 Missing 28.iib Number of series or times therapy received (last 2 months) 0 No occasional therapy received One time only 2 Weekly 3 Bi-weekly 4 Monthly 5 Bi-monthly 6 Other 7 Not specified 9 Missing 28.iic Total duration in weeks occasional therapy received (last 2 months) 00 No therapy received 77 Not specified 99 Missing 28.iiia Type of regular therapy/counselling received for mental or behavioural problems during current incaration (last 2 months): 0 No regular therapy received 7 Kind of regular therapy not specified 9 Missing 28.iiib Number of series (times) regular therapy received (last 2 months): 0 No regular therapy received One time only 2 Weekly 3 Bi-weekly 4 Monthly 5 Bi-monthly

6 Other 7 Not specified 9 Missing 28.iiic Total duration in weeks regular therapy received (last 2 months): 00 No regular therapy received 77 Not specified 99 Missing 29.ia Number of times housed in prison hospital for mental or behavioural problems during current incarceration (last 2 months): 0 Never 7 Not specified 9 Missing 29.ib Duration of stay (in weeks) in prison hospital (last 2 months): 00 Was not hospitalized 77 Not specified 99 Missing 29.iia Number of times transferred to a Regional Psychiatric Centre for mental/behavioural problems during current incarceration (last 2 months): 0 Never transferred 7 Not specified 9 Missing 29.iib Duration of stay (in weeks) at Regional Psychiatric Centre (RPC) (last 2 months): 00 Was not at RPC 77 Not specified 99 Missing 29.iiia Number of times institutionalized in any other facility for mental/behavioural problems during current incarceration (last 2 months): 0 Never institutionalized in other facility 7 Not specified 9 Missing

29.iiib Duration of stay (in weeks) in other facility (last 2 months): 00 Not in other facility 77 Not specified 99 Missing 30. List all other major treatments received during current incarceration NOT in last 2 months: Record most important ones (relating to offence or mental/ behavioural problems) up to a limit of five: 0 No other major treatment received 7 Not specified 9 Missing 3.ia Prognosis made regarding any major treatment received: 0 No prognosis made Excellent 2 Very good 3 Good 4 Fair 5 Poor 7 Not specified 9 Missing 3.ib Record any comments made regarding treatment prognosis: 3.ic Date prognosis made: 00/00/00 No prognosis made 77/77/77 Not specified 99/99/99 Missing 3.id Prognosis regarding treatment made by whom: 0 No prognosis made Prison psychiatrist/doctor 2 Community psychiatrist/doctor 3 Case management team 4 Classification officer 5 Parole officer 6 Other 7 Not specified 9 Missing

3.ie Context within which treatment prognosis made: 0 No prognosis made At time of DO finding 2 Upon admission to penetentiary 3 Upon assessment for treatment 4 Upon termination of treatment 5 At time of parole hearing 6 Other 7 Not specified 9 Missing 3.iia Progress in any major treatment received: 0 No treatment Excellent 2 Very good 3 Good 4 Fair 5 Poor 7 Not specified 9 Missing 3.iib Record any comments made regarding treatment progress: 3.iic Date treatment progress recorded: 00/00/00 No treatment 77/77/77 Not specified 99/99/99 Missing 3.iid Comment regarding treatment progress made by whom: 0 No comment made Prison psychiatrist/doctor 2 Community psychiatrist/doctor 3 Case management team 4 Classification officer 5 Parole officer 6 Other 7 Not specified 9 Missing 3.iie Context within which comment regarding treatment progress was made in: 0 No treatment/progress comment During treatment 2 Upon termination of treatment 7 Not specified 9 Missing

3.iiia Motivation regarding any major treatment received: 0 No treatment received Excellent 2 Very good 3 Good 4 Fair 5 Poor 7 Not specified 9 Missing 3.iiib Record any comments made about motivation regarding any major treatment received: 3.iiic Date remark regarding treatment motivation was made: 00/00/00 No treatment 77/77/77 Not specified 99/99/99 Missing 3.iiid Comment regarding treatment motivation made by whom: 0 No treatment/comment Prison psychiatrist/doctor 2 Community psychiatrist/doctor 3 Case management team 4 Classification officer 5 Parole officer 6 Other 7 Not specified 9 Missing 3. e Context within which comment regarding treatment motivation was made: 0 No treatment/comment At time of DO finding 2 Upon admission to penetentiary 3 Upon assessment for treatment 4 Upon termination of treatment 5 At time of parole hearing 6 Other 7 Not specified 9 Missing

Previous Offence and Incarceration Data 32. To record previous convictions data, follow Finger Print Service (FPS) sheet and begin with first conviction ever. Note when released on parole or mandatory suypervision as well as any revocations and recommittments. 32.i Record date from FPS sheet. 32. Record offence from FPS sheet. 32.iii Record number of counts for specific offence from FPS sheet. 32. v To code offences, use Offender Information System (OIS) offence listings attached.

J uarm 25? 985 CORRECTIONAL SERVICE OF CANADA PAGE SERVICE CORRECTIONNEL DU. CANADA, OFFENCE LISTING/LISTE D'INFRACTIONS OFFENCE CODE X = CODE REPEALED JANUARY, 993 CODE D'INFRACTION X = CODE ABROGE JANVIER, 983 DESCRIPTION -S = SUMMARY OFFENCE DESCRIPTION -S = INFRACTION SOMMAIRE cl 023 ACC AFTER THE FACT COMP APRES LE FAIT 4 047 TREASON TRAHISON 99 0472A TREAS, OVERTHROW GOV/CAN. TRAM, RENV, GOUV/CAN, 99 04728 TREASON HAND OVER DOC. TRAH, REMET DOC, 99 0472C CONSP, COMM. H/TREASON COMP. COMM. H/TRAH. 4 I 0490A 04908 050 ALARM HER MAJESTY CAUSE B.H. TO HER MAJ ASSISTING ALIEN ENEMY ALARME SA MAJESTE CAUSE L.C. A SA MAJ AIDER SUJETENNEMI 4 4 4 050 052A 0528 INTIMIDATE PARLIAMENT SABOTAGE SECURITY/CANADA SABOTAGE SEC/OTHER COUN INTIMIDER LE PARLEMENT - SABOTAGE SEC/CANADA SABOTAGE SEC/AUTRES PAYS 4 0 0 0530A INCITE MUTINY INCITE MUTINERIE 4 0530B INCITE MUTINY INCITE MUTINERIE 4 0540 ASSIST DESERTER AIDE DESERTEUR 00 0570A OFF REL RCMP DESERT INFRAC REL GRC DESERTER 00 05708 OFF REL RCMP CONCEAL ' INFRAC REL GRC CACHER 00 0570C OFF REL RCMP ASSIST INFRAC REL - GRC ASSISTER 00 038A ' FORGERY OF PASSPORT FAUX PASSEPORT 4 0588 UTTERING FORGED PASSPORT USAGE FAUX PASSEPORT 4 0582 FALSE STAT PROC PASSPORT FAUSSE DECLAR OBT PASSEP 02 0523 POSS FORGED PASSPORT FOSS FAUX PASSEPORT 05 059A FRAUD USE CERT OF.CIT EMPLOI FRAUD CERT DE CIT 02 0598 PARTS FOSS CERT FRAUD USE DEPART POSS CERT FRAUD 02 0620A SEDITION-SPEAK SEDITION-PARLER 4 0620B SEDITION-PUBLISH SEDITION-PUBLIER 4

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,...t u oe, t:.4..) r..70:à uuklitullunml ViL. Uh UMNeiltA t'aul. SERVICE CORRECTIONNEL DU CANADA OFFENCE LISTING/LISTE D'INFRACTIONS OFFENCE CODE X = CODE REPEALED JANUARY? 983 CODE D'INFRACTION X = CODE ABROGE JANVIER? 983 *DESCRIPTION - 3 = SUMMARY OFFENCE DESCRIPTION -S = INFRACTION SOMMAIRE 388 DAMAGE NOT MORE THAN 50 DOMMAGES MOINS 50 00 389 ARSON CRIME INCENDIE 4 3892 FRAUD BURN PERS PROFERTY BRULE FRAUD BIENS PERS 05 3900A WILFULLY SET FIRE METTRE FEU VOLONtAIREMENT 05 3900B SET FIRE TO DEFRAUD METTRE FEU POUR FRAUDER 05 392A 392B 3930A SET FIRE-CAOSE DEATH SET FIRE-VIOLATE LAW FALSE ALARM - FIRE 'METTRE FEU-CAUSE MORT 05 METTRE FEU-VIOLE LOI 05 FAUSSE ALERTE 02 3930B FALSE ALARM FIRE-S FAUSSE ALERTE-S 00-394A INTERF SAVING VESSEL ENTRAVE SAUVETAGE NAVIRE 05 394B PREVENT PERS TO SAVE VESS EMPECHE PERS SAUVER NAV 05 3942 395 INTERF WITH SAVING WRECK INTERF WITH MARINE SIGNAL ENTRAVE SAUVETAGE EPAVE. 00 DERANGE SIGNAUX DE MARINE 00 3952 WILFULLY CONCEAL SIGNAL VOLONT CACHE SIGNAUX 0 3960 REMOVE NATURAL BAR ENLEVE BARRE NATUREL. 02 3970 OCCUPANT INJURE BLDG OCCUPANT DETERIORE BAT 05 3980 399A 3998 INTERF WITH BOUNDARY LINE INTERF WITH INTER BOUND ALTER BOUNDERY MARK DEPLACE LIGNES DEMARC DEPLACE BORNES INTER CHANGE BORNES INTER 00 05 05 4000A INJURING CATTLE-KILL TUER/BLESSER BESTIAUX 4000B INJURING CATTLE-POISON EMPOIS/BLESSER BESTIAUX 05 400A 400B 4022 INJUR OTHER ANIMALS-KILL INJUR OTHER ANIMAL-POISON CRUELTY TO ANIMALS TUER/BLESSER AUTRES 00 EMPOIS/BLESSER AUTRES 00 CRUAUTE ENVERS ANIMAUX 00

(... SERVICE CORRECTIONNEL DU CANADA OFFENCE LISTING/LISTE D'INFRACTIONS OFFENCE CODE X = CODE REPEALED JANUARY; 983 CODE D'INFRACTION X = CODE ABROGE JANVIER, 983 DESCRIPTION -S = SUMMARY OFFENCE DESCRIPTION -8 = INFRACTION SOMMAIRE rmue- CCC 4026 403 BREACH OF ORDER KEEPING COCKPIT VIOLATION ORDONNANCE 00 GARDE ARENE COMBAT COQS 00 4070 MAKE COUNTERFEIT MONEY FABRIQUE MONNAIE CONTREF 4.. 4080A BUY CONTERFEIT MONEY.ACHETE MONNAIE CONTREF 4 4080B POSS CONTERFEIT MONEY POSS MONNAIE CONTREFAITE 4 4080C INTRODUCE CONTERFEIT NONE INTRODUIT MONNAIE CONTREF 4 4090A POSS GOLD/SILVER CLIP POSS LIM OR/ARGENT 05 4090B POSS GOLD/SILVER BULLION POSS LINGOTS OR/ARGENT 05 4090C POSS GOLD/SILVER DUST POSS POUDRE OR/ARGENT 05 400A UTTERING COUNT MONEY MISE EN CIRC MONNAIE CONT 4 400B EXPORTS COUNT MONEY EXPORTE MONNAIE CONT 4 40A 40B 420A 420B 430A 430B 440B 45A 45B 452A 452B 460A 460B UTTER COIN NOT CURRENT UTTER FALSE COIN MAKE SLUGS/TOKENS POSS SLUGS/TOKENS IMPAIRS CURRENT COIN UTTERING CLI.PPED COIN DEFACE CURRENT COIN UTTER DEFACED COIN PRINT CURRENT BANK NOTE PRINT OBLIGATION PRINT LIKENESS BANK NOTE PRINT LIKENESS OBLIGATION MANE COUNT INSTRUMENT BEGINS COUNT INSTRUMENT CIRCULE PIECE*NON COURANT 02 CIRC SEMBLANT PIECE COUR 02 FABRIQUE PIECETTES 00 POSSEDE PIECETTES 00 AFFAIBLE PIEC 'E MONNAIE 4 CIRCULE PIECE MONNAIE AFF 4 DEGRADE PIECE DE MONNAIE 00 CIRC PIECE. MONNAIE DEGRAD 00 IMPRIME BILLET DE BANQUE 00 IMPRIME OBLIGATION 00 IMPRIME SEMBLANT BILLET 00 IMPRIME SEMBLANT OBLIG. 00 FABRIQUE INST CONTREFAIT 4 COMMENCE INST CONTREFAIT 4

uary 25, 985 CORRECTIONAL SERVICE OF CANADA PAUE 24 SERVICE CORRECTIONNEL DU CANADA OFFENCE LISTING/LISTE D'INFRACTIONS Ci 460C OFFENCE CODE X = CODE REPEALED JANUARY, 983 CODE D'INFRACTION X = CODE ABROGE JANVIER, 993 DESCRIPTION -S = SUMMARY OFFENCE DESCRIPTION -S = INFRACTION SOMMAIRE BUY/SELL COUNTERFEIT INST ACHETE/VEND INST CONTREFA 4 460D 470A 470B 470C 40A 48B.420A POSS COUNTERFEIT INST CONVEY INST FOR COINING CONVEY PART FOR COINING CONVEY METAL FOR COINING OFFER TO SELL COUNT MONEY PURCHASE COUNT MONEY ATTEMPT/DEATH OR LIFE POSSEDE INST CONTREFAIT 4 TRANSP INST CONTREFAIT 4 TRANS PARTIE INST CONTRFA 4 TRANS METAL INST CONTREF 4 OFFRE VENTE M0NEY CONTREF 05 ACHETE MONNAIE CONTREFAIT 05 TENTATIVE/MORT OU PERP 4 4208 ATTEMPT/4 YRS OR LESS TENT/4 ANS OU MOINS 4 420C ATTEMPT-S TENTATIVE-S 00 4220A COUNSEL/INCITE CONSEILLE/INCITE 99 42208 COUNSEL/INCITE-S. - CONSEILLE/INCITE-S 00 423 CONSPIRE COMPLOT 05 423A CONSPIRE TO COMMIT MURDER COMPLOT DE MEURTRE 4 4238 CONSPIRE PROSECUTE INNOCE COMPLOT POURSUIVRE INNOCE 0 4238 CONSPIRE OTHER COMPLOT AUTRE 99 423X CONSPIRE TO INDUCE COMPLOT POUR INDUIRE 02 4232A 42328 UNLAW COMMON LAW CONSPIRA LAWFUL COMM LAW CONSPIRAC ILLICITE COMPLOT COMM LAW 02 LICITE COMPLOT COMMON LAW 02 4673.FAIL TO COMPLY WITH ORDER DEFAUT DE CONFORMER 0 0. 4702A PUB REPORTS PREL INQUIRY PUB RAPPORTS ENQUETE PREL 00 47028 PUB REPORTS PREL. INQUIRY PUB RAPPORTS ENQUETE PREL 00 472 CONTEMPT OF COURT OUTRAGE AU TRIBUNAL 00 422 SUBSEQUENT REFUSAL REFUS SUBSEQUENT 00

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iruarm r Ydb CORRECTIONAL SERVICE OF CANADA SERVICE CORRECTIONNEL DU CANADA PAGE 26 OFFENCE LISTING/LISTE D'INFRACTIONS OFFENCE CODE X = CODE REPEALED JANUARY, 983 CODE D'INFRACTION X = CODE ABROGE JANVIER. 983 DESCRIPTION -S = SUMMARY OFFENCE DESCRIPTION -S = INFRACTION SOMMAIRE Ft 0260A 0260B VIOLATE REGUL. FDA-S VIOLATE REGUL, FDA VIOLER REGLES REL, A&D-S VIOLER REGLES REL, AU 00 03 034A TRAFF CONT DRUG-S TRAFF DROGUE CONT-S 00 034IB TRAFF 'CONT DRUG TRAFF DROGUE CONT 0 0342A POSS CONT DRUG TRAFF-S POSS DROGUE CONT TRAF-S 00 0342B POSS CONT DRUG FOR TRAFF POSS DROGUE CONT P/TRAF 0 04 FOSS REST DRUG POSS DROGUE REST 03 042A POSS REST DRUG-S FOSS DROGUE REST-S 00 042B POSS REST DRUG POSS DROGUE REST 03 042 TRAFFIC REST DRUG TRAFIC DROGUE REST 0 042A TRAFFIC REST DRUG-S TRAFIC DROGUE REST-S 00 0.42B TRAFFIC REST DRUG TRAFIC DROGUE REST 0 0422 POSS REST DRUG F/TRAFFIC POSS DROGUE REST P/TRAF 0 0423A POSS REST DRUG TRAF-S POSS DROGUE REST TRAF-S 00 0423B POSS REST DRUG F/TRAFFIC FOSS DROGUE REST P/TRAF 0

,.. uarm 25, 985 CORRECTIONAL SERVICE OF CANADA PAGE 27 SERVICE CORRECTIONNEL DU CANADA OFFENCE LISTING/LISTE D'INFRACTIONS OFFENCE CODE X = CODE REPEALED JANUARY, 983 CODE D'INFRACTION X = CODE ABROGE JANVIER, 983 DESCRIPTION -S = SUMMARY OFFENCE DESCRIPTION -S = INFRACTION SOMMAIRE 6000 OTHER FEDERAL STATUTES AUTRES LOIS CONNEXES FED 00 (

8 - LOKRECIUNAL SERVICE OF CANADA. PAGE 28 SERVICE CORRECTIONNEL DU CANADA OFFENCE LISTING/LISTE D'INFRACTIONS OFFENCE CODE X = CODE REPEALED JANUARY, 993 CODE D'INFRACTION X = CODE ABROGE JANVIER,.983 DESCRIPTION -S = SUMMARY OFFENCE DESCRIPTION -S = INFRACTION SOMMAIRE JÏ 033A ADULTS CONT JUV DELINO ADULTES CONT DELINO JUV 02 033B ADULTS CONT JUV DELINO ADULTES CONT DELINO JUV 02 I (Il

UUNRECTIONAL SERVICE OF CANADA PAGE 29 SERVICE CORRECTIONNEL DU CANADA OFFENCE LISTING/LISTE D'INFRACTIONS OFFENCE CODE X = CODE REPEALED JANUARY, 983 CODE D'INFRACTION X = CODE ABROGE JANVIERS 983 DESCRIPTION - S = SUMMARY OFFENCE DESCRIPTION -S = INFRACTION SOMMAIRE li.m 8000 MUNICIPAL BY LAWS REGLEMENTS MUNICIPAUX 00 P I

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.. tsuar.43, Itl',D CURNEellUNAL SERVICE OF CANADA SERVICE CORRECTIONNEL DU CANADA OFFENCE LISTING/LISTE D'INFRACTIONS OFFENCE CODE X = CODE REPEALED JANUARY 983 CODE D'INFRACTION X = CODE ABROGE JANVIER, 983 DESCRIPTION S = SUMMARY OFFENCE DESCRIPTION S = INFRACTION SOMMAIRE PAGE 32 FI T 7000 PROVINCIAL STATUTES LOIS CONNEXES PROVINCIALE 00 I

uumr.tt,iuntil btkviul Ut LANAMM SERVICE CORRECTIONNE DU CANADA PAGE 33 OFFENCE LISTING/LISTE D'INFRACTIONS OFFENCE CODE X = q0de REPEALED JANUARY, 983 CODE D'INFRACTION \X = CODE ABROGE JANVIER, 983 DESCRIPTION -5 = SUMMARY OFFENCE 'DESCRIPTION -S = INFRACTION SOMMAIRE SPC 00000 DELETED ANNULER I

32.v Disposition of offence: 0 Not applicable. Single offence or first in a series of off ences Concurrent 2 Consecutive 3 Paroled 4 Released on mandatory supervision 5 Recommitted 7 Not specified concurrent or consecutive 8 Non-incarceral sentence (probation, fine, etc.) 9 Missing 32.vi Sentence length in months: To record number of weeks, calculate 3 days =. month 000 Not incarcerated - probation, fine, etc. - paroled or on mandatory supervision - recommitted, but length not stated -24 Provincial time = two years less a day Record in this way to differentiate from 24 months federal time I 32.vii Was offence sexually related: yes 2 No 3 Impossible to determine 33. Longest previous sentence in months: 999 Missing 34. Number of previous provincial incarcerations Only include re-incarceration after UAL if convicted of new offence committed during that time. 99 Missing 35. Total provincial time (months) to which previously sentenced taking into account concurrent sentences: 999 Missing

36. Number of previous federal incarcerations: Only include re-incarceration after UAL if convicted of new offence committed during that time: 99 Missing 37. Total federal time (months) to which previously sentenced taking into account concurrent sentences: 999 Missing

Index Offence 38. Record for all convictions relating to index offence. 38. Date of index offence: 99/99/99 Missing 38.ii Record offence from FPS sheet. 38.iii Record number of counts for each offence from FPS sheet. 38.iv To code index offence, use OIS offence listings attached as for question 32.v 38.v Disposition for offence: 0 Not applicable. Single offence or first in a series of off ences Concurrent 2 Consecutive 7 Not specified concurrent or consecutive 8 Non-incarceral sentence (probation, fine, etc.) 9 Missing 38.vi Sentence length in months: 000 Not incarcerated -24 Two years less a day 800 Indeterminate 38.vii 38.viii Was offence sexually related: yes 2 No 3 Impossible to determine Was subject on any type or formal release at time of index offence: 0 Not applicable, first offender On parole 2 On mandatory supervision 3 on bail 4 Escorted Temporary Absence (ETA) 5 Unescorted Temporry Absence (UTA) 7 Not specified 9 Missing

38.ix Indication that offence was premeditated: Yes 2 No 7 Not specified 38.x Evidence of alcohol/drug involvement: 0 None noted Yes 2 No 7 Not specified 38.xi Severity of intoxication: 0 No apparent impairment Very mild impairment 2 Moderate impairment 3 Severe impairment 7 Not specified 38.xii Evidence of, and type of violence used: 0 No violence used Verbal threat 2 Physical threat (no body contact) 3 Physical threat (body contact) 4 Use of weapon to threaten (no body contact) 5 Use of weapon to physically aggress (body contact) 7 Not specified 9 Missing 38.xiii Victim's sex: Male 2 Female 7 Not specified 38.xiv Victim's age: 99 Missing 38.xv If sex involved, was it consensual: 00 No sex involved. 0 Not old enough to consent 02 Neither bribed nor coaxed, no resistance 03 Bribed and/or coaxed but no resistance 04 Coaxed and resisted

05 Not coaxed but hesitant 06 Unwilling but feeling threatened 07 Unwilling but verbally threatened 08 Unwilling but physically threatened 09 Overtaken by force 77 Not specified 99 Missing 38.xvi Relationship between victim and offender: 0 Immediate family 02 Blood relative not immediate family 03 Spouse 04 Friend 05 The immediate family member of a friend 06 Acquaintance 07 Stranger 08 Guardian 09 Authority figure (employer, school teacher) 0 Other Relationship not clear 77 Relationship not specified 38.vii Was there an element of breach of trust: Yes 2 No 3 Impossible to determine 38.viii Any physical harm the victim experienced: 0 No physical harm experienced Minimal/no medical attention 2 Medical attention required (i.e. sutures) 3 Hospitalization 4 Life-threatening 5 Death 7 None mentionned 38.xix Any emotional harm the victim experienced: 0 No emotional harm experienced Short-term/initial shock (terrorized at time) 2 Short-term mental health care required 3 Severely impaired daily functionning 4 Hospitalization, out-patient basis 5 Institutionalized/incapacitated 6 Not presently diagnosible (as in children) 7 Too early too tell (offence too recent) 8 Not diagnosed 9 Not mentionned

Sentencing Data 39. Is it first federal incaration: Yes 2 No 3 Impossible to determine, FPS sheet missing 40. Age (years) at sentence conviction: 97 Impossible to determine/missing information 4. Total time lapsed (months) since original sentence began: Calculate from date of original sentence to date of data collection. 999 Impossible to determine/missing informatiion 42. Reason for type of sentence imposed: 0 None given For protection of society 2 Other 9 Missing 43.i Was DO sentence appealed: Yes 2 No 7 Not stated 9 Missing 43.ii Result of appeal: 0 Not appealed Upheld 2 Dismissed 3 Pending 7 Not stated 9 Missing 43.iii Alternate sentence (months) imposed if appeal successful: 000 No appeal 777 Not specified 999 Missing

3 44. Alternate maximum (months) available through Code for index offence(s) considering consecutive sentences: 000 Impossible to determine 999 Missing 45.i Date of DO finding: 97/97/97 Date not specified 99/99/99 Missing 45.ii Province of DO finding: 000 Newfoundland 00 Prince Edward Island 200 Nova Scotia 300 New Brunswick 400 Quebec 500 Ontario 600 Manitoba 700 Saskatchewan 800 Alberta 900 British Columbia 45.iii Reason stated for finding subject a DO: 0 Not specified Fit the criteria outlined in Part XXI of the Criminal Code Other 7 Not specified 9 Missing 46.i Specific diagnosis presented in court by the Crown psychiatrist: Record up to a limit of three different diagnoses. Use the DSM III to code diagnosis. 46.ii Degree of certainty expressed by Crown psychiatrist about his diagnosis: 0 No diagnosis presented No degree of certainty expressed 2 Uncertain 3 Suspect/vague/faintly 4 Definite 7 Not specified 9 Missing

47.i Specific diagnosis presented in court by the defense psychiatrist: Record up to a limit of three diagnoses. Use the DSM III to code the diagnosis. 47.ii Degree of certainty expressed by defense psychiatrist about his diagnosis: 0 No diagnosis presented No degree of certainty expressed 2 Uncertain 3 Suspect/vague/faintly 4 Definite 7 Not specified 9 Missing 48. Psychiatrist for the Crown: Fleming 2 Russell 3 Halliday 4 Other 7 Not specified 9 Missing 49. Psychiatrist for the defense: Cooper 4 Other 7 Not specified 9 Missing 50. If treatment recommended for subject in court, by whom: Code each as: 0 No treatment recommended Yes 2 No 7 Not specified 9 Missing Nuffield Violent Recidivism Prediction Score 5. NOTE: Anything not falling within the specific categories stated receives a score of 0.

5.i Current offence: +3 Assault, attempted homicide, causing bodily harm (CBH), illegal possession of firearm, or carrying concealed weapon +2 Rape, attempted rape, indecent assault - Non-violent sex offences including incest, sexual intercourse with the underage, seduction, gross indecency - Forgery, false pretences, false uttering, other fraud 5.2 Age at admission: + Under 2 - Over 39 5.3 Previous Convictions: - Has no convictions prior to the index offence 5.4 Previous imprisonments: - Has never been in a penal (jail, prison or penetentiary) institution before + Has served a sentence in a penal institution on four previous occasions +2 Has served a sentence in a penal institution on five previous occasions 5.5 Previous convictions for violent crime: + Has one or three previous convictions for homicide, assault, rape or indecent assault +2 Has two or four previous convictions for homicide, assault, rape or indecent assault +3 Has five or more previous convictions for homicide, assault, rape or indecent assault

5.6 Previous breach of parole or mandatory supervision: + Has previously been revoked or has forfeited his parole or mandatory supervision 5.7 Previous history of escape: + Has escaped or attempted to escape on one previous occasion +3 Has escaped or attempted to escape on two or more previous occasions 5.8 Security Classification: + Is a maximum security at time of parole hearing - Is a minimum security at time of parole hearing 5.9 Age at first adult conviction: - Was between 23 and 40 inclusive at time of first adult conviction -2 Was over 40 at time of first adult conviction 5.0 Previous convictions for assault: + Has one previous conviction for assault (does not include indecent assault) +3 Has two previous convictions for assault (does not include indecent assault) 5. Previous convictions for forgery or fraud: - Has one or more previous convictions for forgery, false pretences, false uttering, other frauds 5.2 Education: - Has attained grade 2 education or higher 5.3 Marital status: - Is sepereated from spouse

52. Total Nuffield violent recidivism prediction score: Calculate by summing up above scores from 5. to 5.3 inclusive taking into account the positive and negative values of the scores. Institutional Information 53.i Date admitted to any institution during current sentence: 97/97/97 Not specified 99/99/99 Missing 53.ii Name of institution in which any proportion of current sentence was served: Use the OIS federal and provincial institution codes attached, plus ( 777 Not specified 999 Missing

I. Code Tables Provincial Institution Codes PROVINCIAL INSTITUTION CODES DESCRIPTION CODE Newfoundl and Her Majesty's Salmonier Prison Camp Police LL Mental Institutions - Stephenville Clarenville Corr. Centre Newfoundland & Labrador C.C. for Women Bishop Falls C.0 All CRC's BAO BBO BCO BDO BEO BFO 8G0 BHO BJO Prince Edward Island King's County Jail Prince County Jail Queen's County Jail Police LL Mental Institutions* Sleepy Hollow All CRC's * CAO CBO CCO CDO CEO CFO CGO Nova Scotia Good Shephard Reformatory Halifax County Corr. Centre King's County Corr. Centre Annapolis County Jail Antigonish County Corr. Centre Cape Breton County Jail Colchester County Jail Cumberland County Jail Digby County Jail Guysborough County Jail Hants County Jail Inverness County Jail Lunenburg County Jail Queen's County Jail Richmond County Jail Shelburne County Jail Victoria County Jail Yarmouth County Jail II TERM:INST/ADMINST Page 6 DECSN:INST 985/02/0 DAO DBO DCO DDO DEO DFO DGO OHO DJO DKO DLO DMO. DUO DPO DQO DRO DSO DTO

ir Code Tables ; (Il PROVINCIAL INSTITUTION CODES Provincial Institution Codes DESCRIPTION CODE I. Nova Scotia (cont'd) Police LL Mental Institutions NS Hospital All CRC's New Brunswick New Brunswick DUO DVO DWO DXO New Brunswick Cent. Ref EA0 Woodstock Jail Bathurst Jail EBO ECO Richibucto Jail EDO Dalhousie Jail EEO Saint John Jail EFO Perth-Andover Jail EGO Dorchester Jail EHO Fredericton Jail EJO Moncton Jail EKO Madawaska R.0 C ELO St Andrews Jail EMO Interprovincial Home for Women ENO Police LL EPO Mental Institutions EQ0 St Stephen Jail ERO All CRC's ESO Québec Alma Detention Centre Amos Detention Centre Baie Comeau Detention Centre Campbell 's Bay Detention Centre Chibougamau Detention Centre Chicoutimi Detention Centre Cowansville Detention Centre Havre Aubert Detention Centre Hull Detention Centre Joliette Detention Centre La Malbaie Detention Centre Matane Detèntion Centre...... TERM:INST/ADMINST Page i7 DECSN:INST 985/02/0 FAO FBO FCO FDO FEO FF0 FGO FHO FJO FKO FLO FMO

II Code Tables Provincial Institution Codes PROVINCIAL INSTITUTION CODES DESCRIPTION CODE Québec (cont'd) Mont-Laurier Detention Centre Montmagny Detention Centre Montréal Detention Centre New-Carlisle Detention Centre Orsainville Detention Centre Percé Detention Centre Rimouski Detention Centre Rivière-du-Loup Detention Centre Roberval Detention Centre Rouyn Detention Centre Sept-Iles Detention Centre Sherbrooke Detention Centre St-Hyacinthe Detention Centre St-Jean Detention Centre St-Jérôme Detention Centre St-Joseph-de-Beauce Detention Centre Sorel Detention Centre Ste-Anne-des-Monts Detention Centre Trois-Rivières Detention Centre Valleyfield Detention Centre Ville-Marie Detention Centre Victoriaville Detention Centre Waterloo Detentin Centre Prey. Centre (Parthenais) Detention Centre Tanguay Detention Centre Gomin Detention Centre Foyer Sancta Maria Detention Centre Police LL Mental institutions All C.R.C. (Carrefour du Nouveau-Monde) Pinel Detention Centre Sweetburgh Detention Centre FNO FPO FQO FRO FSO FTO FUO FVO FWO FXO FYO FZO FA FB FC FD FE FF FG FH FJ FK FL FM FN FP FQ FR ES]. Fil FUi FV Ontario Quinte Regional Reception Centre Carleton Regional Reception Centre Niagara Regional Reception Centre Brampton Adult Training Centre Burtch Adult Training Centre Thunder Bay Adult Training Centre GAO GBO GC0 GDO GEO GFO II ECSN:INST ERM:INST/ADMINST I. Page i8 985/02/0

I. Code Tables Provincial Institution Codes PROVINCIAL INSTITUTION CODES - DESCRIPTION CODE vi Ontario (cont'd) Monteith Adult Training Centre Rideau Adult Training Centre Burtch Correctional Centre Burwash Correctional Centre Thunder Bay Correctional Centre Monteith Correctional Centre Rideau Correctional Centre Guelph Correctional Centre Millbrook Correctional Centre Mimico Correctional Centre Ontario Correctional Institute Vanier Centre for Women Ontario Wdmen's Guidance Centre Ontario Women's Treatment Centre Barrie Jail Brampton Jail Brockville Jail Cayuga Jail.. Chatham Jail Cobourg Jail Cornwall Jail Fort Frances District Jail Guelph Provincial Jail Haileybury District Jail Hamilton Jail Kenora Jail Kitchener Jail Lindsay Jail London Provincial Jail L'Orignal Jail Milton Jail Monteith District Jail North Bay Jail Orangeville Provincial Jail Owen Sound Provincial Jail Parry Sound Jail Pembroke Jail Perth Jail Peterborough Jail St. Thomas Jail Sarnia Jail Sault Ste. Marie Jail GGO GHO GJO GKO GLO GMO GNO GPO GQO GRO GS0 GTO GUO GVO GWO GXO GYO GZO GA GB GC GD GE GF GG GH GJ GK GL GM GN GP GQ GR GS GT GU GV GW GX GY GZ II TERM:INST/ADMINST DECSN:INST Page i9 985/02/0

II Code Tables Provincial Institution Codes PROVINCIAL INSTITUTION CODES DESCRIPTION CODE Ontario (cont ed) Simcoe Jail Stratford Provincial Jail Sudbury Jail Thunder Bay District Jail Toronto Jail Walkertown Provincial Jail Whitby Jail Windsor Provincial Jail Woodstock Jail Brantford Jail Gl endale Adult Training Centre..... Maplehurst Correctional Centre Maplehurst Adult Training Centre Luxton Corn. Res. Centre Elgin Middlesex Det. Cgntre Police LL Mental Institutions Toronto East Detention Centre Toronto West Detention Centre All CRC's GA2 GB2 GC2 GD2 GE2 GF2 GG2 GH2 GJ2 GK2 GL2 GM2 GN2 GP2 GQ2 GR2 GS2 GT2 GU2 GV2 Manitoba Portage de la Prairie C.C. for Women The Pas C.C. for Women The Pas C.C. for Men Egg Lake Reh. Camp Brandon Corr. Inst Spruce Woods Reh. Camp Dauphin Corr. Inst Headingley Corr. Inst Bannock Point Reh. Camp Bird's Hill Reh. Camp Winnipeg Adult Det. Centre V.S. Det. Centre Police LL Mental Institutions Winnipeg Remand Centre All CRC's HAO HBO HCO HOU HEU HEU HGO HHO HJO HKO HLO HMO HNO HP0 HQO HRO I TERM:INST/AOMINST Page 0 OECSN:INST 985/02/0

t ' Code Tables Provincial Institution Codes PROVINCIAL INSTITUTION CODES DESCRIPTION CODE Saskatchewan Regina Corr. Centre Prince Albert Corr. Centre Pinegrove C.C. for Women Prince Albert Comm. Train. Res Saskatoon Comm. Train. Res Regina Comm. Train. Res North Battleford C.T C Police LL Mental Institution Saskatoon P.0 C All CRC's Besnard Lake C.0 JAO JBO JCO JDO JEO JFO JGO JHO JJO JKO JLO JMO Alberta Belmont Reh. Centre Lethbridge Corr. Centre Calgary Corr. Centre Fort Saskatchewan Corr. Inst Peace River Corr. Inst Northdegg Corr. Inst Calgary Remand Centre Bow River C.0 I Police LL Mental Institutions St. Paul Edmonton Remand Centre Lakeside Corr. Centre All CRC's Camp Tees Forestry Camp Creighton KBO KCO KDO KEO KFO KHO KJO KKO KLO KMO KNO KPO KQO KRO KSO KTO British Columbia Lower Mainland Reg. Corr. Centre Lower Mainland R.C.C. for Women Twin Maples Farm New Haven Corr. Centre Haney Corr. Centre LAO LBO LCO LDO LEO Î TERM:INST/ADMINST DECSN:INST Page ill 985/02/

' II Code Tables Provincial Institution Codes ;II PROVINCIAL INSTITUTION CODES DESCRIPTION CODE British Columbia (cont'd) Alouette River Reh. Unit LFO Kamloops Reg. Corr. Centre LGO Prince George Reg. Corr. Centre LHO Chilliwack Forest Camps LJO Vancouver Island Reg. Corr. Centre LKO Snowdon Forest Camps LLO Vancouver Jail LMO Lakeside (Oakalla) - LNO Terrace C.0 C V LPO Marpole Comm. Corr. Centre LOO Surrey Resource Centre LRO Stave Lake Camp LSO Burnaby Comm. Corr. Centre LTO Kamloops Comm.'Corr. Centre LUO Cedar Lake Camp LVO Police LL LWO Mental Institutions LXO Linda Williams House LYO Chilliwack Comm. Corr. Centre LZO Portau Cove Camp LA Metchosin Camp LB All CRC's LC Pierce Creek Camp LD Jordan River Camp LE Victoria C.0 LF Centre Creek Camp LG Yukon Whitehorse Corr. Centre Police LL MAO MBO Mental Institutions V MCO All CRC's MDO TERM: I NST/ADMI NST 'DECSN: I NST Page i2 985/02/0

Code Tables Provincial Institution Codes PROVINCIAL INSTITUTION CODES DESCRIPTION North-West Territories Yellowknife Corr. Centre Baffin or Frobisher Bay South McKenzie. Corr. Centre Hay River Corr. Centre Police LL Mental Institutions Fort Smith Corr. Centre for Women All CRC's CODE NAO NBO NCO NDO NEO NFO NGO NI-0 IrsN: NI NS st/t A DMINS T Page i3 985/02/0

Code Tables Federal Institution Codes FEDERAL INSTITUTION CODES DESCRIPTION CODE Newfoundland 050 Atlantic Region I. Carlton Centre Springhill 205 20 Med. Sec. Inst. (closed) 2 Springhill Min. (closed) 22 Minimum Security Institution.N S 24 Dorchester 220 Westmorland 22 Sand River CCC (Shulie Lake) 222 Blue Mountain (closed) 224 Parr Town 225 Comm. Corr. Centre (closed) 226 Dungarvon (closed) 227 Dorchester Max. Sec. Inst. (closed) 23 Grand Falls SO 260 Kentville SO 26 Charlottetown SO 262 Cornerbrook SO_ 263 Fredericton SO 266 Halifax DO 28 Moncton DO 282 St. John's DO 283 Truro SO 284 Sydney SO 285 Saint-John SO 286 Edmundston SO 287 Bathurst SO 288 Québec Region Martineau Centre 304 St-Hubert Centre (closed) 305 Benoît XV Centre 306 Duvernay Centre (closed) 307 Ogilvy Centre 309 St-Vincent de Paul.(closed) 30 Montée St-François 32 Corr. Dey. Centre (closed). 34 Regional Psych. Centre (clo'sed) 35 IITERM:INST/ADMINIST DECSN:INST Page il 985/02/0

J ( Code Tables Federal Institution Codes FEDERAL INSTITUTION CODES DESCRIPTION CODE Québec Region (cont'd) I.. I. Laval 36 Federal Training Centre 320 Laferrière CCC 323 Leclerc 330 Gatineau CC (closed) 33 Valleyfield (closed) 332 Archambault 34 Ste-Anne-des-Plaines 342 Regional Reception Centre 343 Drummond 345 Cowansville 350 La Macaza 352 Corr. Dey. Centre 360 Pie IX Centre 36 L'Annonciation (APO) 364 Sherbrooke Centre 365 Metropolitain Montréal DO 370 Hochelaga Centre 37 Eastern Québec DO (Québec) 380 Québec SO 38 Granby SO 382 Rimouski SO 383 Chicoutimi SO 384 Trois-Rivières SO 385 Fabre SO 387 Ste-Thérèse SO 388 Décarie SO 389 Western Québec DO (St-Jérôme) 390 Laurentides SO 39 Duvernay SO 392 Rouyn-Noranda SO 393 Hull SO 394 Langelier SO 395 Longueuil SO 396 South Centre SO 397 North Centre SO 398 Acadie SO 399 ITERM:INST/ADMINST Page 2 DECSN:INST 985/02/0

Code Tables Federal Institution Codes DESCRIPTION FEDERAL INSTITUTION CODES CODE Ontario Re9ion I Montgomery Centre 405 Hamilton Corn. Centre (closed) 407 Kingston Pen. (closed 972) 40 Kingston Service (closed) 44 Kingston Treatment Centre 45 Kingston Pen 46 Millhaven 42 Ontario Special Corr. Unit (closed) 422 Bath 423 Ontario Reception Centre (closed) 424 Ontario Regional Health Centre (closed) Prison for Women 425 430 Collins Bay 440 Frontenac.44 Landry Crossing (closed) 442 Beaver Creek 443 Joyceville Pittsburg 450 45 Joyceville Trailer 452 Warkworth 460 Warkworth Trailer 462 Eastern Ontario DO (Kingston) 470 Kingston SO 472 Peterborough SO 473 Portsmouth Centre 474 Ottawa SO 475 Chatham SO 476 Belleville SO 477 Brampton SO 473 Central Ontario DO (Toronto) 480 Keele Centre 48 Toronto-York SO 482 Scarborough SO 483 Barrie SO 48 4 Etobicoke SO Sudbury SO 485 487 Timmins SO 488 Sault Ste-Marie SO 489 Western Ontario DO (London) 490 TERM:INST/ADMINST Page i3 0ECSN:INST 985/02/0

Code :Tables Federal Instituti -on Codes FEDERAL INSTITUTION CODES DESCRIPTION CODE Ontario (cont'd) I. Oshawa SO 49 London SO 492 Guelph SO 493 Hamilton SO 494 Windsor SO 495 St. Catharines SO 497 Brantford SO 498 Prairie Region II a_rm-inst/adminst BECSN:INST Regional Psych. Centre 504 Osborne Centre 505 Stony Mountain 50 Rockwood 5 Saskatchewan 520 Saskatchewan Farm Annex 52. Oskana Centre 525 Drumheller 530 Altadore Centre 534 Portal House (Scarboro) 535 Grierson Centre 536 Bowden 537 Edmonton 539 Innisfail Medium 543 Edmonton Minimum 544 Winnipeg DO 55 Brandon SO 552 Prince-Albert SO 56 Regina DO 562 Saskatoon SO 563 Lethbridge SO 570 Edmonton DO 57 Calgary DO 572 Red Deer SO 5.73 Thompson SO 575 Yellowknife SO 576 Kenora SO 577 Thunder Bay SO 578 Page -k 985/02/0

Code Tables Federal Institution Codes FEDERAL INSTITUTION CODES DESCRIPTION CODE Pacific Region Robson Centre 805 Burrard Centre (closed) 809 B.C. Pen. (closed) 80 William Head 820 Pandora Centre 825 Matsqui 83 Regional Psych. Centre 832 Mountain 833 Agassiz (closed) 834 Sumas Centre 835 Kent 836 Regional'Reception Centre (closed) 844 Elbow Lake 847 Ferndale 848 Mission 849 Vancouver DO 88 Victoria DO 882 Abbotsford DO 883 Prince George SO 884 Chilliwack SO 885 Kamloops SO 886 Vernon Resident SO 887 Terrace SO 888 Dawson Creek SO 889 SPECIAL CODES Unlawfully at Large 90 Hospitalized 999 If ERM:INST/ADMINST ECSN:INST Page i5 985/02/0

53.iii Total time (months) served in particular institution: To record number of weeks, calculate 3 days =. month 999 Missing 53. v Reason for transfer: 00 Not stated 0 To facilitate correctional treatment 02 To more suitable training facilities 03 To facilitate visits/family relationships 04 To provide psychological treatment 05 Provision of medical treatment 06 Provision of psychiatric treatment 07 Protection of inmate 08 Protectiuon of other inmates 09 For security reasons 0 For disciplinary reasons Admission/admitting institute for index offence 2 Other 99 Missing 53.v Total time (days) spent in administrative segregation: 000 Nil 777 Not specified 999 Missing 53.vi Total time (days) spent in protective custody/preventive segregation: 000 Nil 777 Not specified 999 Missing 53.vii Total number of times transferred to an RPC in last 2 months: 00 Not ever transferred to an RPC 99 Missing 54. Frequency with which the incidents have occurred during current sentence: i - vii 0 None recorded 7 Not Specified 9 Missing

55. Description of disciplinary incident during current incarceration: List all offences for which disciplinary action (including not guilty, pending and warning) was taken. 55.i 00 No offence 0 Rioting 02 Hostage taking 03 Major disturbance 04 Possession of weapons 05 Damage to government property (minor: clothing) 06 Damage to government property (major: cell smashing) 07 Attempted escape 08 Planned/suspected escape 09 Assault on inmate 0 Assault on staff Other violence against inmate 2 Other violence against staff 3 Threatened inmate 4 Threatened staff 5 Abusive/indecent/disrespectful language 6 Refusal to obey order 7 Refusal/failure to work 8 Late (i.e. work, lock-up) 9 Creates (non-violent) disturbance 20 Fighting with an inmate 2 Disrupting/interfering conduct 22 Possession of contraband (minor: cassettes) 23 Possession of contraband (major: money, street clothing) 24 In unauthorized area 25 Minor security violation 26 Under the influence 27 Suspected under the influence 28 Possession of alcohol/drugs 29 Possession of contraband, non-specific 30 Collective resistance (sitdown, hunger strikes) 3 Internal security concerns 32 Take/do thing without permission 33 Non-specific: an act calculated to prejudice the good order and discipline of the institution 34 Non-specific: wilfully disobeys or fails to obey any regulation or rule governing the conduct of inmates 35 Other 77 Not specified 99 Missing 55.ii Disciplinary disposition taken: If secondary disposition taken, record only most serious of the two.

00 Dismissed 0 Warned/counselled/advised 02 Suspended sentence 03 Loss of privileges 04 Restitution damages 05 Punitive dissociation 06 Administrative segregation 07 Loss of earned remission 08 Not guilty/withdrawn/pending/no charge 09 Confiscated/forfeited 0 Other 77 Not specified 99 Missing 55.iii Severity of disposition (number of days): 00 No disciplinary disposition 77 Not applicable (warned, suspended etc.) 97 Not specified 99 Missing 55.iv Total number of disciplinary actions taken against subject during current sentence: 00 No disciplinary action ever taken 97 Not specified 99 Missing 55.v Total days spent in punitive segiegation/dissociation due to disciplinary action: 000 Nil 777 Not specified 999 Missing 56. Parole eligibility date: Parole Information If unable to obtain exact date, estimate from date subject sentenced or date admitted for index offence.. 77/77/77 Impossible to determine/missing information 57. Number of times subject has been reviewed by Parole Board since DO sentence commenced: 0 Not eligible for review yet Once 2 Twice 3 Three times

58.i-iii Reasons given why parole denied: 0 No reason given/not eligible Still dangerous 2 Has not received maximum benefit from incarceration 3 Treatment not complete 4 Treatment not successful 5 No release plans 6 Unrealistic release plans 7 Not specified 8 Subject waived parole review 9 Missing 59.i Reason for release: 0 No reason given Parole board decision 2 Court order (sentence granted) 3 Court order (sentence reduced) 4 Court order (sentence quashed) 5 Mandatory supervision 6 Expiration of sentence 7 Death 8 Transfer to provincial institution 9 Missing 59.ii Release date: 00/00/00 Not released 97/97/97 Date not available 99/99/99 Missing 60.i Type of temporary absences granted: 0 No temporary absences granted Escorted 2 Unescorted 3 Other 7 Not specified 9 Missing 60.ii Purpose of temporary absence: Do not record temporary absences granted for medical reasons. 0 No temporary absence granted Rehabilitation 2 Humanitarian 3 Medical 4 other

7 Not specified 9 Missing 60.iii Number of hours temporary absence granted for: 00 No temporary abscence granted 97 Not specified 99 Missing 60.iv Total number of temporary absences granted during current incrceration: 00 None granted 97 Not specified 99 Missing 6. Total number of trailer visits granted: 0 No trailer visits granted 7 Not specified whether trailer visits received 9 Missing 6.ii Purpose of trailer visit granted: 0 No trailer visit granted Family visits 2 Quiet time 3 Other 7 Not specified 9 Missing

Appendix D VARIABLES EXAMINED

Legend for Appendix D (II Alta. = Alberta B.C. = British Columbia B & E = bread and enter cauc. = caucasian CBH = causing bodily harm cts. = counts dis. = dismissed = female incar. = incarcerated ind. ass. = indecent assault instit. = institute K.P. = Kingston Penetentiary = male N.A. = North America N/A = not applicable Ont. = Ontario Pac. = Pacific Peace off.= peace officer prov. = provincial RPC = regional psychiatric centre Sask. = Saskatchewan UAL = unlawfully at large = with = less than = leads to = questionnable 88000 = indeterminate

APPENDIX D. Number Subject Present Current Age Highest Visible Previous Number Institution Status Now Sex Race Grade Abnormalities Cnvctins (Scars, etc.) I PACIFIC B.C. 07 RPC Pac. incar. 28 M Cauc. 6 Nil 3 9 Mountain incar. 40 M Cauc. 2 bodily 4 24 RPC Pac. incar. 22 M Cauc. 8 Nil 2 26 Mountain incar. 38 M Cauc. 8 bodily 8 PRAIRIE Alberta 02 Drumheller incar. 33 M Cauc. missing Nil 5 37 Edmonton incar. 28 M Metis bodily 3 38 Edmonton incar. 30 M Cauc. 2 missing 3 Sask. 05 Sask. incar. 38 M Cauc. 7 missing 29 0 Sask. incar. 36 M Cauc. bodily 9 4 Sask. released 48 M N.A. 2 bodily/facial Indian 20 Sask. incar. 23 M Cauc. 8 bodily 2 22 Sask. incar. 35 M Cauc. 3 missing 5 29 Sask. incar. 46 M Cauc. 8 bodily 7 32 Sask. incar. 30 M Cauc. 9 bodily 5 34 Sask. incar. 30 M Cauc. 0 bodily 7 4 Sask. incar. 28 M N.A. 4 bodily Indian 50 Saskatch. incar. 23 M Cauc. missing bodily 3 ONTARIO 0 K.P. incar. 27 M Cauc. 0 Nil 2 03 MISSING 04 K.P. incar. 44 M Cauc. U bodily 0 06 K.P. incar. 38 M Cauc. 0 bodily 7 08 Warkworth incar. 38 M missing 9 missing missing 09 K.P. incar. 39 M Black 2 missing 5 K.P. incar. 39 M Cauc. missing missing 8 2 K.P. incar. 29 M Cauc. 0 missing Nil 3 Milhaven incar. 56 M Cauc. 8 bodily 4 5 K.P. incar. 38 M Cauc. 0 missing 5 6 K.P. incar. 35 M Cauc. 4 bodily 7 RPC Ont. incar. 37 M Cauc. 7 bodily 8 K.P. incar. 35 M Cauc. 9 bodily/facial 2 2 K.P. incar..37 M Cauc. 6 bodily 3 23 K.P. incar. 3 M Cauc. 0 bodily 9 25 Warkworth incar. 4 M Cauc. 2 missing 6 27 K.P. incar. 34 M Cauc. 2 Nil 9

APPENDIX D. continued Number Subject Present Current Age Highest Visible Previous Number Institution Status Now Sex Race Grade Abnormalities Cnvct i ns 28 K. P. incar. 3 M N.A. 0 Indian bodily 8 30 3 33 36 39 40 42 43 44 45 46 47 48 49 5 ATLANTIC Nova Scotia 35 K. P. K. P. K. P. Millhaven K.P. K.P. incar. incar. Warkworth incar. RPC Ont. incar. K.P. incar. K.P. incar. K.P. incar. Penetang incar. Warkworth incar. K. P. Prov. instit. Dorchester incar. incar. 3 M Cauc. 8 incar. 38 M Cauc. 6 incar. 58 M Cauc. 3 30 M missing 0 25 M Cauc. 2 27 M Cauc. 9 53 M Cauc. 0 8 M Cauc. 8 26 M Cauc. 7 26 M Cauc. 7 43 M Cauc. U 43 M Cauc. missing 46 M Cauc. 3 incar. 26 M Cauc. 8 incar. 27 F Cauc. 5 amputated thumb Nil bodily missing Nil facial Nil bodily Nil Nil Nil Nil Nil Nil 9 2 2 missing missing 8 28 0 2 8 6 6 9 3 bodily/facial 26 56 M Black 8 bodily scars 8

Appendix D.2 Longest # Prey. Total # Prey. Total # cnvct'ns Paroled Subject Prov. Prov. Prov. Fed. Fed. First for index Number Sentence Incar. Time Incar. Time Fed. offence Bail PACIFIC B.C. 07-24 -24 0 0 yes 5 no 9 48 0 0 4 0 no no 24 2 2 2 0 0 yes 4 yes 26 48 0 0 5 8 no 2 yes PRAIRIE Alberta 02 8 6 35 0 0 yes 2 no 37 60 3 8 6 no 3 no 38 30 5 75 30 no 2 no Saskatch. 05 60 6 4 2 60 no 0 yes 0 ' 36 4 20 2 72 no 3 yes ( 4-24 6 74 0 0? fed. missing missing 20 24 0 0 24 no no 22 6 3 37 0 0 yes no 29 48-24 48 no yes 32-24 3 33 0 0 yes no 34 84 3 84 no yes 4 36 4 3 38 no yes 50 36 8 36 no 2 no ONTARIO 0 life 0 0 life no 2 no 03 MISSING 04 96 2 5 2 20 no yes 06 96 4 54 3 68 n o 4 no 08 missing missing missing missing missing missing missing 09 20 8 33 4 92 no 4 yes 96 2 96 no 3 no 2 0 0 0 0 0 yes 5 no 3 48 2 48 no no 5 24 2 2 24 no 5 no 6 0 0 0 0 0 yes no 7 48 3 36 48 no yes 8 60 5 29 4 20 no yes 2-24 24 0 0 yes 2 no 23-24 5 37 0 0 yes 5 yes 25 60 3 60 no no 27 20 4 20 no 2 yes

APPENDIX D.2 continued Longest # Prey. Total # Prev. Total # cnvct'ns Paroled Subject Prov. Prov. Prov. Fed. Fed. First for index Number Sentence Incar. Time Incar. Time Fed. offence Bail 28-24 4 37 0 0 yes yes 30 60 6 33 60 no 3 yes 3 54 0 0 54 no 3 no 33 24 24 0 0 yes 3 no 36 missing missing missing missing missing missing missing missing 39 240 missing missing missing missing missing yes 40, -24 4 29 0 0 yes yes 42 36 7 6 2 36 no 4 no 43 0 0 0 0 0 yes 4 no 44-24 -24 0 0 yes yes 45 8 4 36 36 no yes 46 4 5 0 0 yes 2 no 47 20 3 7 20 no no 48 36 5 3 36 no no 49 0 0 0 0 0 yes 4 no 5 36 2 46 2 36 no missing missing ATLANTIC Nova Scotia 35 20 5 38 8 336 no no

APPENDIX D.3 f s s Subject Number Appealed? Result PACIFIC B.C. 07 9 24 26 PRAIRIE Alberta 02 37 38 Sask 05 0 4 20 22 29 32 34 4 50 ONTARIO 0 03 04 06 08 09 2 3 5 6 7 8 2 23 25 27 mis sing yes missing yes missing yes missing missing 3 cts. yes missing yes yes missing missing missing missing yes MISSI yes yes missing yes No yes No missing yes yes missing missing yes yes missing missing pending missing App -DO 0-3 missing dis. missing missing N/A N/A N/A 9.8 B.C. 26 2.84 B.C. 40.83 B.C. 7 3-DO 5.78 B.C. 3 0-3 28 6 30 85 0 4 0 missing 2 upheld/ 96,44 5.8 Alta. 32 47 missing dis. upheld missing missig Sask. miss'g miss'g missing missing dis. dis. mis sing missing missing mis sing dis. N G dis. missing missing dis. N/A dis. N/A missing dis. dis. missing missing dis. dis. missing Alt. mos. if Upheld N/A 6.84 B.C. 23 N/A.80 Ont. 22 55 N/A 7.8 Ont. 40 49 N/A 6.84 B.C. 37 2 N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A Age Number Do Do at Time Instit. Date Place DO Lapsed Charges missing.83 Alta. 3 N/A 2.85 Alta. 28 N/A 2.82 Sask. 28 N/A N/A N/A N/A N/A N/A 4.83 B.C. 2.78 Alta. 29 2.8 Alta. 43.82 Alta. 26 4.79 Alta. 24 4.83 B.C. 26 29 4 8 26 84 42 36 62 22 2 missing 79 27 0 47 75 36 3 54 43 26 75 49 24 missing missing missing N/A.83 B.C. 37 9 missing.78 miss'g 32 3.83 Ont. 36 8.84 Ont. 38 7.8 Ont. 25 3.79 miss'g 49 6.82 Ont. 36.82 Ont. 33 2.80 Ont. 32.8 Ont. 3 4.83 N.B. 35 3.79 Ont. 5.8 N.S. 6.83 Ont. 25 37 32 missing missing missing missing missing mis sing 7 2 0 missing missing 0 6 0 0 5 2

APPENDIX D.3 continued Alt. mos. Age Number Subject if Do Do at Time Instit. Number Appealed? Result Upheld Date Place DO Lapsed Charges 28 yes dis. N/A 9.80 Ont. 26 57 0 30 missing missing N/A 9.8 Ont. 26 45 2 3 yes dis. N/A 4.82 Ont. 34 38 33 yes abandoned N/A 3.79 Ont. 52 75 2 36 missing missing N/A missing miss'g miss'g miss'g missing 39 yes dis. N/A 3.83 Ont. 23 27 40 yes abandoned N/A 2.80 Ont. 22 54 26 42 yes dis. N/A 2.83 Ont. 5 8 2 43 yes dis. N/A.84 N.S. 6 7 0 44 yes dis. N/A 2.80 B.C. 2 52 23 45 no N/A N/A.83 B.C. 25 9 0 46 yes abandoned N/A 8.80 Ont. 39 58 2 47 missing missing N/A 0.84 Ont. 42 8 0 48 yes dis. N/A 5.80 B.C. 4 6 9 49 missing missing N/A 2.84 B.C. 25 6 5 yes missing missing miss'g Ont. miss'g miss'g missing ATLANTIC Nova Scotia 35 missing missing N/A 2.8 N.S. 52 52 missing

Appendix D.4 Subject Number Number Parole Number Rev.'s ETA's Age st Most Serious Adult Previous Admin. Conviction Type of Index Offence - DO PACIFIC 07 9 24 26 0 0 O 0 5 2 rape sexual assault/f 28 indecent assault/m indecent assault/f 20 dangerous driving/ impaired attempted rape 24 buggery gross indecency/m PRAIRIE Alberta 02 37 38 Saskatch. 05 0 4 0 missing O missing 0 missing 8 5 9 rape rape U.A.L. O missing 6 rape missing 2 indecent assault/f missing 29 rape rape & assault CBH B&E & assault CBH rape 0 sexual offences between 8.8& 3.82 indecent assault/f/m forced confinement missing 20 0 missing 22 3 missing 29 missing 32 missing 34 2 missing 4 0 missing 8 indecent assault/f 22 common assault 35 gross indecency 8 indecent assault 8 rape 7 rape rape indecent assault/f indecent assault/m indecent assault/f indecent assault/f B&E & commit 50 ONTARIO 0 03 04 06 08 09 2 3 5 6 7 8 2 23 0 missing 0 MISSING 0 0 2 O 2 2 0 2 O O O o O O O O O O 25 0 27 0 0 6 rape 8 murder 20 rape 6 sexual intercourse with F-4 yr. miss'g missing 8 wounding 24 manslaughter 25 N/A 35 indecent assault/f 8 rape 29 indecent assault/f 7 rape 6 forcibly seize 2 buggery with minor 8 unlawfully confine another person 28 rape 9 kidnapping sexual assault attmptd murder/rape rape rape assault CBH buggery/gross indncy sexual assault CBH fire setting wounding indecent assault/f indecent assault/m gross indency CBH with intent indencent assault/f indecent assault/f rape indecent assault/m

APPENDIX D.4 continued Subject Number Number Parole Number Rev.'s ETA's Age st Most Serious Adult Previous Admin. Conviction Type of Index Offence - DO 28 2 0 6 indecent assault/f rape 30 0 7 rape attempted rape ( 3 0 25 33 2 2 29 36 missing missing 39 0 0 40 2 0 42 0 0 26 43 0 0 6 44 0 7 45 0 0 7 46 0 35 47 0 0 8 48 0 2 49 0 0 7 5 0 missing 7 kidnapping indecent assault/f miss'g mising miss'g rape 6 rape gross indecency N/A armed robbery B&E and theft fraud rape indecent assault assault assault Peace off ATLANTIC Nova Scotia 35 missing 8 manslaughter rape ind. ass./f minors att.mur. Peace off. rape attempted rape attempted rape sexual assault attempted murder sexual assault wounding CBH B&E Committ. gross indecency sexual assault CBH. missing CBH w. intent wound

APPENDIX D.5 Total Number Previous Sentence Total Time Subject Incarcerations Length Spent Previously Number Prov. and Fed. For DO Incarcerated Index Offence Sex Related PACIFIC B.C. 07 88000 24 yes 9 4 88000 07 yes 24 2 88000 2 yes 26 5 88000 8 yes PRAIRIE Alberta 02 6 20 35 yes 37 4 88000 79 yes 38 6 88000 05 yes Saskatch. 05 8 88000 0 yes 0 6 88000 92 yes 4 6 missing 74 yes 20 88000 24 yes 22 3 88000 37 yes 29 2 88000 72 yes 32 3 88000 33 yes 34 2 88000 87 yes 4 5 88000 69? 50 2 88000 54 yes ONTARIO 0 88000 72 yes 03 MISSING 04 4 88000 35 yes 06 7 88000 222 yes 08 missing 88000 missing 7 09 2 88000 225 yes 3 88000 97 yes 2 0 88000 0 no 3 3 88000 49 no 5 3 88000 36 yes 6 0 88000 0 yes 7 4 88000 84 yes 8 9 88000 49? 2.88000 24 yes 23 5 88000 37 yes 25 2 88000 63 yes 27 2 88000 24 yes

APPENDIX D.5 continued Total Number Previous Sentence Total Time Subject Incarcerations Length Spent Previously Index Offence Number Prov. and Fed. For DO Incarcerated Sex Related 28 4 88000 37 yes 30 7 88000 93 yes 3 88000 54 yes 33 88000 24 yes 36 missing 88000 missing no 39 missing 88000 missing yes 40 4 88000 29 yes 42 9 88000 97 yes 43 0 88000 0 yes 44 88000 24 yes 45 5 88000 72 yes 46 4 88000 5 no 47 4 88000 37 yes 48 6 88000 67 yes 49 0 88000 0 yes 5 4-24 82 no ATLANTIC Nova Scotia 35 3 88000 374 no MINISTRY LIBRARY OF THE SOLICITOR GENERAL OCT 24, BIBLIOTHÈQUE MINIS"IÈRE DU 7OLLICITELIR GÉNÉRAL

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