Notice. Re: Draft Guidance Document: Cancellation of a Drug Identification Number (DIN) and Notification of the Discontinuation of Sales

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June 30, 2016 Notice Our file number: 16-107491-541 Re: Draft Guidance Document: Cancellation of a Drug Identification Number (DIN) and Notification of the Discontinuation of Sales Health Canada is pleased to announce the release of the Draft Guidance Document: Cancellation of a Drug Identification Number (DIN) and Notification of the Discontinuation of Sales for a 90 day external consultation period to end on September 28, 2016. The Regulations Amending the Food and Drug Regulations (Shortages of Drugs and Discontinuation of Sale of Drugs) to address shortages and discontinuation of sale of drugs were published in the Canada Gazette, Part II on June 29, 2016 and will come into force in 9 months after the date of registration. The amendments to the Food and Drug Regulations (Regulations) include among other changes a definition of the term discontinue in respect of the sale of a drug. In addition, the section requiring manufacturers to notify Health Canada within 30 days of the discontinuation of the sale of a drug, has been amended to specify the information that must be reported to Health Canada as part of this notification. This guidance document provides assistance in interpreting sections of the Regulations that pertain to the cancellation of a DIN and the notification of the discontinuation of the sale of a drug to Health Canada. This guideline is designed to facilitate proper compliance by the manufacturers and to enhance consistency in the application of these regulatory requirements. The guidance document is applicable to all drug products which have been issued a DIN pursuant to the Regulations. This would include all prescription and non-prescription drugs for human and veterinary use as well as disinfectants. Questions or comments related to the consultation of this guidance document should be directed to: Office of Submissions and Intellectual Property Therapeutic Products Directorate, Health Products and Food Branch Health Canada Address Locator 0201A1 Finance Building, 101 Tunney s Pasture Driveway Ottawa, Ontario K1A 0K9 Telephone: 613-941-7281 Email: osip-bppi@hc-sc.gc.ca

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 DRAFT GUIDANCE DOCUMENT Cancellation of a Drug Identification Number (DIN) and Notification of the Discontinuation of Sales This guidance document is being distributed for comment purposes only. 17 18 Published by authority of the Minister of Health 19 20 21 22 23 24 25 26 27 28 29 30 31 Draft Date 2016/06/08 Health Products and Food Branch 32

33 34 35 36 37 38 39 40 41 42 Our mission is to help the people of Canada maintain and improve their health. Health Canada Minister of Public Works and Government Services Canada 2016 The Health Products and Food Branch's mandate is to take an integrated approach to the management of the risks and benefits to health related products and food by: minimizing health risk factors to Canadians while maximizing the safety provided by the regulatory system for health products and food; and promoting conditions that enable Canadians to make healthy choices and providing information so that they can make informed decisions about their health. Health Products and Food Branch Également disponible en français sous le titre : Ébauche de la ligne directrice : Annulation de l identification numérique de drogue (DIN) et avis de cessation de la vente d une drogue

Health Canada Cancellation of a DIN & Notice of the Discontinuation of Sales 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 FOREWORD Guidance documents are meant to provide assistance to industry and health care professionals on how to comply with governing statutes and regulations. Guidance documents also provide assistance to staff on how Health Canada mandates and objectives should be implemented in a manner that is fair, consistent and effective. Guidance documents are administrative instruments not having force of law and, as such, allow for flexibility in approach. Alternate approaches to the principles and practices described in this document may be acceptable provided they are supported by adequate justification. Alternate approaches should be discussed in advance with the relevant program area to avoid the possible finding that applicable statutory or regulatory requirements have not been met. As a corollary to the above, it is equally important to note that Health Canada reserves the right to request information or material, or define conditions not specifically described in this document, in order to allow the Department to adequately assess the safety, efficacy or quality of a therapeutic product. Health Canada is committed to ensuring that such requests are justifiable and that decisions are clearly documented. This document should be read in conjunction with the accompanying notice and the relevant sections of other applicable guidance documents. Draft Date: 2016/06/08 i

Cancellation of a DIN & Notice of the Discontinuation of Sales Health Canada 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 83 84 85 86 87 88 89 TABLE OF CONTENTS 1. INTRODUCTION... 1 2. PURPOSE... 1 3. SCOPE... 1 4. POLICY OBJECTIVES... 1 5. DEFINITIONS... 2 6. GUIDANCE FOR IMPLEMENTATION... 3 6.1 Section C.01.014.6... 3 6.1.1 Section C.01.014.6 (1) (a): Cancellation due to Discontinuation of Sale... 4 6.1.2 Section C.01.014.6 (1) (b): Cancellation following the suspension of a Notice of Compliance... 5 6.1.3 Section C.01.014.6 (1) (c): Cancellation as Product is Not a Drug... 5 6.1.4 Section C.01.014.6 (2) (a): Cancellation due to Failure to Provide Annual Notification... 6 6.1.5 Section C.01.014.6 (2) (b): Cancellation due to Concerns Regarding Safety and Efficacy... 6 6.2 Section C.01.014.7... 7 6.2.1 Section C.01.014.7: Providing Information on a Discontinuation... 7 7. CONSEQUENCES OF THE DIN CANCELLATION... 8 8. COMMERCIAL EXPORTATION... 8 APPENDIX A: GLOSSARY... 10 APPENDIX B: REFERENCES... 10 APPENDIX C: LIST OF ONLINE STATUSES... 11 ii Draft Date: 2016/06/08

Health Canada Cancellation of a DIN & Notice of the Discontinuation of Sales 90 91 92 93 94 95 96 97 98 99 100 101 102 103 104 105 106 107 108 109 110 111 112 113 114 115 116 117 118 119 120 121 122 123 124 125 126 127 128 129 130 131 1. INTRODUCTION A Drug Identification Number (DIN) serves as an identifier of a drug and its associated characteristics. The issuance of a DIN indicates that a drug has undergone a successful review process and is currently authorized for sale in Canada. All authorized DIN products are listed on the Drug Product Database (DPD) online, as either approved, marketed, dormant or cancelled (refer to appendix C for a list of all available online statuses). As the information contained on the DPD online is accessed by different parties such as patients, healthcare professionals, pharmaceutical companies, and provincial and territorial governments, it is crucial for the health and safety of all Canadians that this information be accurate and up to date. 2. PURPOSE The purpose of this guidance document is to provide assistance in interpreting sections C.01.014.6 and C.01.014.7 of the Food and Drug Regulations (the Regulations) as it pertains to the cancellation of a DIN and the notification of the discontinuation of the sale of a drug to Health Canada. This guideline is designed to facilitate proper compliance by the manufacturers and to enhance consistency in the application of these regulatory requirements. 3. SCOPE This guidance document applies to all drugs which have been issued a DIN pursuant to section C.01.014.2(1) of the Regulations. This includes all prescription and non-prescription drugs for human and veterinary use as well as disinfectants. Note: This guidance document covers the mandatory reporting of a drug discontinuation to Health Canada pursuant to sections C.01.014.6 and C.01.014.7 of the Regulations. Manufacturers should also comply with the requirements of sections C.01.014.8 to C.01.014.12 of the Regulations to report drug shortages and discontinuations on the reporting website, and to notify Health Canada of the interruption of sales of a drug. Refer to the document Guide to Reporting Drug Shortages and Discontinuations for more information. 4. POLICY OBJECTIVES The policy objectives that guide the regulatory authority for DIN cancellation and the requirement for reporting drug discontinuation to Health Canada are as follows: to provide the public with timely, reliable and accurate information on the availability of drugs in Canada; and to help protect the health and safety of Canadians by preventing the sale of a drug that is not safe or efficacious for the recommended use. Draft Date: 2016/06/08 1

Cancellation of a DIN & Notice of the Discontinuation of Sales Health Canada 132 133 134 135 136 137 138 139 140 141 142 143 144 145 146 147 148 149 150 151 152 153 154 155 156 157 158 159 160 161 162 163 164 165 166 These objectives should be considered when complying with the Regulations including when interpreting the regulatory requirements for specific situations. 5. DEFINITIONS Discontinue (as per section C.01.001(1) 1 of the Regulations), means, in respect of the sale of a drug by the authorization holder of the drug, to permanently cease the sale of the drug. Discontinuation date: If a manufacturer is selling a drug and decides to discontinue its sale, the date of the discontinuation is the date of the last sale by the manufacturer. If a manufacturer has temporarily stopped selling a drug and then decides to discontinue its sale later, the discontinuation date is the date on which the decision to discontinue the sale was made. Drug Identification Number (DIN) is a computer-generated eight digit number assigned by Health Canada to a drug prior to being marketed in Canada. It identifies all drug sold in a dosage form in Canada and is located on the label of prescription and non-prescription drugs that have been evaluated and authorized for sale in Canada. Expiration date (as per section C.01.001 (1) of the Regulations), means (a) in the case of a drug in dosage form, the earlier of the following dates, expressed at minimum as a year and month: (i) the date up to and including which the drug maintains its labelled potency, purity and physical characteristics, and (ii) the date after which the manufacturer recommends that the drug not be used; and (b) in the case of an active ingredient, whichever of the following dates is applicable, expressed at minimum as a year and month: (i) the retest date, or (ii) the date after which the manufacturer recommends that the active ingredient not be used. Lot number (as per section A.01.010 of the Regulations), means any combination of letters, figures, or both, by which any food or drug can be traced in manufacture and identified in distribution; 1 C.01.001 is a new provision that is part of the Regulations Amending the Food and Drug Regulations (Shortages of Drugs and Discontinuation of Sale of Drugs) that was published in the Canada Gazette, Part II on June 29, 2016 and will come into force in 9 months after the date of registration. 2 Draft Date: 2016/06/08

Health Canada Cancellation of a DIN & Notice of the Discontinuation of Sales 167 168 169 170 171 172 173 174 175 176 177 178 179 180 181 182 183 184 185 186 187 188 Manufacturer or Distributor (as per section A.01.010 of the Regulations), means a person, including an association or partnership, who under their own name, or under a trade, design or word mark, trade name or other name, word or mark controlled by them, sells a food or drug. 6. GUIDANCE FOR IMPLEMENTATION In the next part of this document you will be provided with the exact text of the relevant sections of Part C, Division 1 of the Regulations (presented in italics), Health Canada s interpretation of these sections, information on their operational implementation, and guidance on how companies can comply with the requirements. 6.1 Section C.01.014.62 Health Canada has the authority to cancel a DIN to prevent the sale of a drug that is not safe or efficacious for the recommended use in order to protect the health and safety of Canadians. Health Canada also has to provide reliable and accurate information on authorized drugs to Canadians. Section C.01.014.6 outlines the circumstances under which Health Canada has the authority to cancel a DIN. Please refer to section 6.2 for the procedure on how to submit your sale discontinuation notification to Health Canada. 2 Please note that the current C.01.014.6(1)(a) has been amended in the Regulations Amending the Food and Drug Regulations (Shortages of Drugs and Discontinuation of Sale of Drugs) that was published in the Canada Gazette, Part II on June 29, 2016 and will come into force in 9 months after the date of registration. The amended wording of C.01.014.6(1)(a) is reflected in the greyed area within the box. Draft Date: 2016/06/08 3

Cancellation of a DIN & Notice of the Discontinuation of Sales Health Canada 189 190 191 192 193 194 195 196 197 198 199 200 201 202 203 204 205 206 207 208 209 210 211 C.01.014.6 (1) The Director shall cancel the assignment of a drug identification number for a drug where (a) the person to whom a document was issued under subsection C.01.014.2(1) that sets out the drug identification number assigned for the drug advises under section C.01.014.7 that they have discontinued the sale of the drug; (b) the drug is a new drug in respect of which the notice of compliance has been suspended pursuant to section C.08.006; or (c) it has been determined that the product in respect of which the number was assigned is not a drug. (2) The Director may cancel the assignment of a drug identification number for a drug where (a) the manufacturer of the drug has failed to comply with section C.01.014.5; or (b) the manufacturer to whom the number was assigned has been notified pursuant to section C.01.013 that the evidence he submitted in respect of the drug is insufficient. 6.1.1 Section C.01.014.6 (1) (a): Cancellation due to Discontinuation of Sale The Director shall cancel the assignment of a drug identification number for a drug where the person to whom a document was issued under subsection C.01.014.2(1) that sets out the drug identification number assigned for the drug advises under section C.01.014.7 that they have discontinued the sale of the drug; The cancellation of the DIN is initiated by the director of the Office of Submissions and Intellectual Property (OSIP) further to the receipt of a sale discontinuation notification from a manufacturer or a designated representative pursuant to section C.01.014.7 of the Regulations. Once received, the DIN cancellation date will be added to the online database. The status of the drug will be updated on the DPD to Cancelled (Pre-Market) if the product has never been marketed, or Cancelled (Post-Market) if the product was marketed. In some circumstances, the drug may never have been marketed when their DIN is cancelled. For products that were marketed before the cancellation of the DIN, the expiry date of the last lot distributed in Canada will be posted on the DPD online. For further information on the consequences of a DIN Cancellation, please refer to section 7. 4 Draft Date: 2016/06/08

Health Canada Cancellation of a DIN & Notice of the Discontinuation of Sales 212 213 214 215 216 217 218 219 220 221 222 223 224 225 226 227 228 229 230 231 232 233 234 235 236 237 238 239 240 241 242 243 244 245 246 247 248 249 250 251 252 253 6.1.2 Section C.01.014.6 (1) (b): Cancellation following the suspension of a Notice of Compliance The Director shall cancel the assignment of a drug identification number for a drug where the drug is a new drug in respect of which the notice of compliance has been suspended pursuant to section C.08.006. The cancellation of the DIN is initiated by the director of OSIP further to the suspension of the Notice of Compliance (NOC) for a Division 8 drug. The director may, by notice to a manufacturer, suspend for a definite or indefinite period, an NOC issued to that manufacturer for the reasons outlined in Section C.08.006 of the Regulations. Under section C.08.006, the suspension follows the failure of the manufacturer to correct a problem following written notice, at any time after the NOC is issued. No person can sell a drug with a suspended NOC as outlined by section C.08.002(1)(c) of the Regulations. This prohibition would include other parties in the downstream chain of distribution such as wholesalers, retailers, pharmacists and medical practitioners. Following the suspension of the NOC, a written notice will be provided to the manufacturer to inform them that their DIN will be cancelled in accordance with section C.01.014.6(1)(b) of the Regulations. Health Canada will subsequently update the status of the drug on the DPD and a confirmation of the cancellation of the DIN will be sent to the manufacturer. The new status of the DIN Cancelled (NOC Suspended) will be reflected on the DPD online the following day. 6.1.3 Section C.01.014.6 (1) (c): Cancellation as Product is Not a Drug The Director shall cancel the assignment of a drug identification number for a drug where it has been determined that the product in respect of which the number was assigned is not a drug. The cancellation of the DIN is initiated by the director of OSIP when it is determined that the corresponding product is not a drug. In this scenario, an advanced written notice will be provided to the manufacturer explaining that the product is reclassified and is not regulated as a drug under the Regulations, and as such, the DIN will be cancelled. Following the reclassification of the product, Health Canada will update the status of the drug in the DPD and a confirmation of the cancellation of the DIN will subsequently be sent to the manufacturer. The product will be removed from the DPD online the following day. Draft Date: 2016/06/08 5

Cancellation of a DIN & Notice of the Discontinuation of Sales Health Canada 254 255 256 257 258 259 260 261 262 263 264 265 266 267 268 269 270 271 272 273 274 275 276 277 278 279 280 281 282 283 284 285 286 287 288 289 290 291 292 293 294 295 6.1.4 Section C.01.014.6 (2) (a): Cancellation due to Failure to Provide Annual Notification The Director may cancel the assignment of a drug identification number for a drug where the manufacturer of the drug has failed to comply with section C.01.014.5. The cancellation of the DIN may be initiated by the director of OSIP when the manufacturer has failed to return a signed copy of the Annual Drug Notification Form (ADNF) before the first day of October of every year, as required in section C.01.014.5 of the Regulations. The ADNF serves as an attestation that all the information previously provided by the manufacturer with respect to the drug is correct, and to provide any related updates to Health Canada. Failure to comply with this regulatory requirement may result in the cancellation of the DIN by Health Canada. Following the determination that a DIN cancellation is warranted, a written notice will be provided to the manufacturer to inform them that their DIN will be cancelled in accordance with section C.01.014.6(2)(a) of the Regulations and that they can no longer sell the drug as per C.01.014(1) of the Regulations. For further information on the consequences of a DIN Cancellation, please refer to section 7. Health Canada will subsequently update the status of the drug on the DPD and a confirmation of the cancellation of the DIN will be sent to the manufacturer. The new status of the DIN Cancelled (Unreturned Annual) will be reflected on the DPD online the following day. 6.1.5 Section C.01.014.6 (2) (b): Cancellation due to Concerns Regarding Safety and Efficacy The Director may cancel the assignment of a drug identification number for a drug where the manufacturer to whom the number was assigned has been notified pursuant to section C.01.013 that the evidence he submitted in respect of the drug is insufficient. The cancellation of the DIN may be initiated by the director of OSIP when a manufacturer fails to provide evidence regarding the safety and effectiveness of the drug, pursuant to Section C.01.013 of the Regulations. If the evidence requested from the manufacturer is found to be insufficient for its recommended use and effectiveness, the DIN may be cancelled by the director of OSIP. Following the determination that a DIN cancellation is warranted, a written notice will be provided to the manufacturer to inform them that their DIN will be cancelled in 6 Draft Date: 2016/06/08

Health Canada Cancellation of a DIN & Notice of the Discontinuation of Sales 296 297 298 299 300 301 302 303 304 305 306 307 308 309 310 311 312 313 314 315 316 317 318 319 320 321 322 323 324 325 accordance with section C.01.014.6.2(b) of the Regulations and that they can no longer sell the drug as per C.01.014(1) of the Regulations. For further information on the consequences of a DIN Cancellation, please refer to section 7. Health Canada will subsequently update the status of the drug on the DPD and a confirmation of the cancellation of the DIN will be sent to the manufacturer. The new status of the DIN Cancelled (Safety Issue) will be reflected on the DPD online the following day. 6.2 Section C.01.014.7 3 The person to whom a document was issued under C.01.014.2(1) that sets out the drug identification number assigned for a drug shall, within 30 days after the day on which they discontinue sale of the drug in Canada, submit the following information to the Minister: (a) the drug identification number assigned for the drug under that subsection; (b) the date on which the holder discontinued sale of the drug; and (c) the latest expiration date of the drug that the holder sold and the lot number of that drug. Manufacturers are required to submit a notification to Health Canada within 30 calendar days of the date the product was discontinued. This section allows the Department to ensure that the drug information provided on the Department s website is accurate and up to date, while maintaining regulatory oversight of drugs available on the Canadian market until their expiry dates. 6.2.1 Section C.01.014.7: Providing Information on a Discontinuation As noted in the Definition section earlier, discontinue (as per section C.01.014.8 of the Regulations), means, in respect of the sale of a drug by the manufacturer of the drug, to permanently cease the sale of the drug. The manufacturer must notify Health Canada within 30 calendar days of the date the drug was discontinued. The sale discontinuation notification from the manufacturer must be in writing on company letterhead and signed by an authorized official. It must have the following information: 3 Please note that the current C.01.014.7 has been amended in the Regulations Amending the Food and Drug Regulations (Shortages of Drugs and Discontinuation of Sale of Drugs) that have been published in the Canada Gazette, Part II on June 29, 2016 and will come into force in 9 months after the date of registration. Draft Date: 2016/06/08 7

Cancellation of a DIN & Notice of the Discontinuation of Sales Health Canada 326 327 328 329 330 331 332 333 334 335 336 337 338 339 340 341 342 343 344 345 346 347 348 349 350 351 352 353 354 355 356 357 358 359 360 361 362 363 The DIN number of the discontinued product. The discontinuation date of the product. The number and expiry date of the last lot sold by the manufacturer. The sale discontinuation notification should be sent electronically. For instructions on how to submit transactions to Health Canada, please refer to section "Transmission of Electronic Data" of the: o Guidance Document: Preparation of Drug Regulatory Activities in Electronic Common Technical Document Format, for regulatory activities in ectd format; and o Guidance Document: Preparation of Drug Regulatory Activities in the Non-eCTD Electronic-Only Format, for regulatory activities in non-ectd electronic-only format. 7. CONSEQUENCES OF THE DIN CANCELLATION When the DIN of a drug is cancelled pursuant to section C.01.014.6 of the Regulations, the manufacturer of the drug must cease selling it as required by section C.01.014(1) of the Regulations. Wholesalers and retailers are permitted to sell off their supply of the drug unless the sale contravenes the Food and Drugs Act (the Act) or other sections of the Regulations. The manufacturer remains subject to post-market obligations for its own drug that is distributed prior to the cancellation of the DIN, as outlined in the Regulations. If Health Canada becomes aware of any risk or non-compliance with respect to a drug with a cancelled DIN, Health Canada will take appropriate actions to mitigate the risk in accordance with the Compliance and Enforcement Policy (POL-0001). 8. COMMERCIAL EXPORTATION When a manufacturer discontinues the sale of a drug for consumption in Canada but continues to export the drug, the type of exportation will determine whether the sale of the drug is considered to be discontinued in Canada. To export a drug in compliance with the Act and the Regulations without invoking section 37 4 of the Act, manufacturers require, among other things, an authorization to sell the drug 4 Please note that legislative amendments are being proposed to the conditions precedent to s.37 of the FDA including the power of the Minister to prescribe by regulations additional conditions to 8 Draft Date: 2016/06/08

Health Canada Cancellation of a DIN & Notice of the Discontinuation of Sales 364 365 366 367 368 369 370 371 372 373 374 375 376 377 378 379 380 381 (DIN and/or NOC) since these types of commercial exportations are usually considered sales in Canada. In this case, the exported drug is not considered to be discontinued and manufacturers are not required to send a sale discontinuation notification to Health Canada. Manufacturers are exempted from the application of the Act and Regulations when a drug is exported by invoking section 37 of the Act and the conditions set out in that section have been met. If a drug destined for consumption in Canada is discontinued, but is still exported pursuant to section 37 of the Act, the drug is considered discontinued in Canada. The drug that is exported by invoking section 37 of the Act is still considered a sale in Canada, but it is exempted from the Act and Regulations and as such, is not required to have a DIN to sell. In this case, manufacturers would be required to send a sale discontinuation notification to Health Canada for the drug that has been discontinued, and is destined for Canadian consumption. For more information on section 37 of the Act, see Intention to Invoke Section 37 of the Canada Food and Drugs Act for Products Being Exported (http://www.hc-sc.gc.ca/dhpmps/compli-conform/licences/frm_0038_tc-tm-eng.php). the export exemption. The full text of the proposed legislative amendments to s.37 of the FDA can be found in clause 11 of Bill C-13 An Act to amend the Food and Drugs Act, the Hazardous Products Act, the Radiation Emitting Devices Act, the Canadian Environmental Protection Act, 1999, the Pest Control Products Act and the Canada Consumer Product Safety Act and to make related amendments to another Act at the following link: http://www.parl.gc.ca/housepublications/publication.aspx?language=e&mode=1&docid=81821 02 Bill C-13 was introduced and read for a first time in the House Commons on April 13, 2016. Draft Date: 2016/06/08 9

Cancellation of a DIN & Notice of the Discontinuation of Sales Health Canada 382 383 384 385 386 387 388 389 390 391 392 393 394 395 396 397 398 399 400 401 402 403 404 405 406 407 408 409 410 411 412 413 414 415 416 417 418 419 420 APPENDICES APPENDIX A: GLOSSARY Act (the): Food and Drugs Act ADNF: Annual Drug Notification Form DIN: Drug Identification Number DPD: Drug Product Database NOC: Notice of Compliance OSIP: Office of Submissions and Intellectual Property Regulations (the): Food and Drug Regulations APPENDIX B: REFERENCES Food and Drugs Act (http://laws-lois.justice.gc.ca/eng/acts/f-27/) Food and Drug Regulations (http://lawslois.justice.gc.ca/eng/regulations/c.r.c.,_c._870/index.html) Health Canada s Drug Product Database (www.hc-sc.gc.ca/dhpmps/prodpharma/databasdon/index-eng.php) Compliance and Enforcement Policy (POL-0001) (http://www.hc-sc.gc.ca/dhp-mps/compliconform/gmp-bpf/pol/pol_1_tc-tm-eng.php) Drug Identification Number (DIN) Enforcement Policy (POL-0040) (http://www.hcsc.gc.ca/dhp-mps/compli-conform/info-prod/drugs-drogues/pol_0040_tc-tm-eng.php) Guidance Document: Preparation of Drug Regulatory Activities in Electronic Common Technical Document Format (http://www.hc-sc.gc.ca/dhp-mps/prodpharma/applicdemande/guide-ld/ctd/gd_prep_non_ectd_ld-eng.php) 10 Draft Date: 2016/06/08

Health Canada Cancellation of a DIN & Notice of the Discontinuation of Sales 421 422 423 424 425 426 427 428 429 430 431 432 433 434 435 436 437 438 439 440 441 442 443 444 445 446 447 448 449 Guidance Document: Preparation of Drug Regulatory Activities in the Non-eCTD Electronic-Only Format (http://www.hc-sc.gc.ca/dhp-mps/prodpharma/applicdemande/guide-ld/ctd/gd_prep_non_ectd_ld-eng.php) APPENDIX C: LIST OF ONLINE STATUSES Approved refers to an active DIN that has been reviewed and authorized for sale in Canada but has not yet been marketed in Canada. Marketed refers to an active DIN that is currently being sold in Canada. Dormant refers to an active DIN that was previously marketed in Canada but for which the sell has been suspended for period of at least 12 months. Cancelled (NOC Suspended) refers to a DIN that is cancelled following the suspension of a Notice of Compliance pursuant to Section C.01.014.6 (1) (b) of the Regulations. Cancelled (Unreturned Annual) refers to a DIN that is cancelled due to failure to provide the Annual Notification pursuant to Section C.01.014.6 (2) (a) of the Regulations Cancelled (Safety Issue) refers to a DIN that is cancelled pursuant to Section C.01.014.6 (2) (b) of the Regulations due to failure to provide evidence regarding the safety and effectiveness of a drug, pursuant to Section C.01.013 of the Regulations. Cancelled (Pre-Market) refers to a DIN that is cancelled before it was ever marketed in Canada. Cancelled (Post-Market) refers to a DIN that is cancelled further to the discontinuation of the sale by the manufacturer pursuant to Section C.01.014.6 (1) (a) of the Regulations. Draft Date: 2016/06/08 11