Dean Professor of Political Science and Public Administration

Curriculum Vitae of Mitchel B. Wallerstein Dean Professor of Political Science and Public Administration The Maxwell School of Citizenship and Public Affairs Syracuse University 200 Eggers Hall Syracuse, NY 13244 (Tel) 315-443-3461 (Fax) 315-443-3385 (E-mail) mwallers@maxwell.syr.edu Education Massachusetts Institute of Technology Department of Political Science Syracuse University Maxwell School of Citizenship and Public Affairs Dartmouth College Ph.D., M.S. M.P.A. A.B. Experience (1) Executive Management: Vice President April 1998 July 2003 The John D. and Catherine T. MacArthur Foundation Chicago, Illinois Provided strategic direction and management oversight for all international grantmaking activities of the John D. and Catherine T. MacArthur Foundation, one of the world s ten largest philanthropies. In 2003, the Program on Global Security and Sustainability made approximately $75 million in grants in 86 countries in the areas of: international peace and security, population and reproductive health, biodiversity conservation and sustainable development, human rights, globalization, as

well as through special initiatives in Russia and Nigeria. The MacArthur Foundation maintains overseas offices in India, Mexico, Nigeria and Russia. Deputy Assistant Secretary of Defense 1993-1997 for Counterproliferation Policy and Senior Representative for Trade Security Policy U.S. Department of Defense Selected as the first Presidential appointee in this position, and was responsible for developing and implementing U.S. defense policy to counter the proliferation of nuclear, chemical and biological weapons and their means of delivery (i.e., ballistic and cruise missiles, etc.). Worked closely with all elements of the DOD, including the Joint Chiefs of Staff, the Armed Services, Acquisition and Intelligence, and had management oversight of the Defense Technology Security Administration (DTSA). Represented the DOD in key inter-agency meetings on proliferation and export control matters, and represented the Department in several major international negotiations, including the Wasenaar Arrangement. Testified frequently before Congressional committees; explained counterproliferation concepts to allied or other friendly governments; represented the United States on export control matters as the Senior Representative on Trade Security Policy;; and served as Co-Chairman of the Steering Committee of the Senior Defense Group on Proliferation at NATO. Deputy Executive Officer 1990-1993 National Research Council of the National Academy of Sciences Responsible for daily management of the National Research Council of the National Academies of Sciences and Engineering, a private institution with 1,400 employees and an annual budget of $250 million. Had oversight of more than 900 standing and special committees; developed fundraising strategies and review of fundraising plans; reviewed study proposals; maintained line supervisory responsibility for several administrative units, including publishing, information management and information security; prepared and reviewed budgets; led national; handled searches; handled EEO cases; and approved hiring and promotion decisions. 2

Executive Director 1985-1990 Office of International Affairs National Academy of Sciences Managed a staff of more than 80 professional and support personnel, with an annual budget of $15 million. Maintained direct oversight of international programs dealing with (1) science, technology and international development, (2) the (then) Soviet Union and Eastern Europe, (3) Japan, (4) international security and arms control, and (5) science and human rights. I served as the institutional liaison on international policy matters to the U.S. government and to international institutions such as the OECD and the Commission of the European Communities (EU). Led a special effort to work with Mexican scientific and engineering leaders to reorganize and expand advisory resources to the Mexican government. Special Assistant for Policy and Planning 1983-1985 Office of International Affairs National Academy of Sciences Associate Director 1978-1983 International Food and Nutrition Policy Program M.I.T. Cambridge, MA (2) Academic Positions Professor of Political Science and Public Administration Syracuse University Syracuse, NY July 2003 Present Distinguished Research Professor Dec. 1997 - April 1998 National Defense University Adjunct Professor 1992-1997 Paul H. Nitze School of Advanced International Studies The Johns Hopkins University 3

Adjunct Professor 1987-1993 Graduate School of Foreign Service Georgetown University Adjunct Professor 1985-1989 Graduate Program in Science, Technology and Public Policy The George Washington University Assistant Professor (tenure track) 1979-1981 Department of Political Science College of the Holy Cross Worcester, MA Lecturer 1978-1983 Department of Political Science M.I.T. Cambridge, MA (3) Research Management U.S. Director 1991-1993 Joint Project on the Control of Sensitive Dual Use Technologies U.S. National Academy of Science- Russian Academy of Sciences Director 1989-1992 Study on "The Global Dimensions of Intellectual Property Rights in Science and Technology" Office of International Affairs, National Research Council Director 1989-1991 Study on "The Future Design and Implementation of National Security Export Controls" Committee on Science, Engineering and Public Policy National Academy of Sciences Director 1985-1987 Study on "The Impact of National Security Export Controls on International Technology Transfer" Committee on Science, Engineering and Public Policy National Academy of Sciences 4

Director 1982 Study on "U.S. Participation in International Scientific and Technological Cooperation with Industrialized Countries Office of International Affairs, National Research Council Project Director 1982-1985 Food, Nutrition and Poverty Programme The United Nations University Tokyo, Japan Staff Consultant 1981-1982 Study on "Scientific Communication and National Security" Committee on Science, Engineering and Public Policy National Academy of Sciences Honors And Awards Recipient, Secretary of Defense Medal for Outstanding Public Service, January 1997; Bronze Palm to the Award, April 1998. Recipient, Personal Letter of Commendation from the President of the United States for Outstanding Leadership in Achieving the Indefinite, Unconditional Extension of the Nuclear Non-Proliferation Treaty, May 1995 Member, International Institute of Strategic Studies, 1993 Member, N.Y. Council on Foreign Relations, 1989 First Recipient, Outstanding Study Achievement Award, Council of the National Academy of Sciences, 1987 Fellow, Institute for the Study of World Politics, 1977-78 Personal Information Born in New York City Married, with two children Leisure Interests: SCUBA diving, skiing, backpacking, whitewater rafting, classical music, and travel 5

Publications (1) Books and Major Co-Authored Reports Controlling Dual Use Technologies in the Post-Cold War Era, Report of a Joint Study of the U.S. National Academy of Sciences and the Russian Academy of Sciences, 1994 (U.S. project director and co-author) Global Dimensions of Intellectual Property Rights in Science and Technology, : The National Academy Press, 1993 (lead editor) Finding Common Ground: U.S. Export Controls in a Changed Global Environment, : The National Academy Press, 1991 (editor and principal coauthor) Balancing the National Interest: U.S. National Security Export Controls and Global Economic Competition, : The National Academy Press, 1987 (2 volumes) [editor and principal co-author] Scientific and Technological Cooperation Among Industrialized Countries: The Role of the United States, : The National Academy Press, 1984 (editor and chapter author) Scientific Communication and National Security - Volume I, Report of the Panel on Scientific Communication and National Security, : The National Academy Press, 1992 (principal co-author) Nutrition Policy Implementation: Issues and Experience, New York: Plenum Press,1982 (co-editor with Nevin S. Scrimshaw) Food in the Global Arena, New York: Holt, Reinhart and Winston, 1982 Food for War-Food for Peace: U.S. Food Aid in a Global Context, Cambridge: The M.I.T. Press, 1980 Fish Protein Concentrate: Panacea for Protein Malnutrition?, Cambridge: The M.I.T. Press, 1978 (co-author) (2) Articles and Book Chapters After the Cold War: A New Calculus for Science and Security, Academe, Vol. 89, No.5 (Sept.-Oct. 2003), pp. 10-15 6

Whither the Role of Private Foundations in Support of International Security Policy?, The Non-Proliferation Review, Vol. 9:1 (Spring 2002), pp. 83-91 The Origins and Evolution of the Defense Counterproliferation Initiative, in: Countering the Proliferation and Use of Weapons of Mass Destruction, Peter L. Hays, Vincent J. Jodoin and Alan R. Van Tassel, eds., New York: The McGraw- Hill Companies, 1998, pp. 21-36 "China and Proliferation: A Path Not Taken?," Survival -- The IISS Quarterly, 38:3 (Autumn 1996), pp. 58-66 "Controlling the High-Technology Militarization of the Developing World," with M. Granger Morgan, in: Regional Conflicts: The Challenge to US-Russian Cooperation, James E. Goodby, ed., New York: Oxford University Press, 1995 "Controlling the High-Technology Militarization of the Developing World," coauthored with M. Granger Morgan, in: The Proliferation of Advanced Weaponry: Technology, Motivations, and Responses, W. Thomas Wander and Eric H. Arnett, eds., : American Association for the Advancement of Science, 1993 "Exports, Re-exports, and Re-reexports: An Endless Echo of Controls," co-authored with Ruth L. Greenstein, in: The Law and Policy of Export Controls, American Bar Association, 1993 "Controlling Dual-Use Technology in the New World Order," Issues in Science and Technology, VII:3 (Summer 1991) "The Evolution of U.S. Export Control Policy: 1949-1989," with the assistance of William W. Snyder, Jr., in: Finding Common Ground: U.S. Export Controls in a Changed Global Environment, : National Academy Press, 1991 "A Delicate Balance: Scientific Communication vs. National Security," co-authored with Stephen B. Gould, Issues in Science and Technology, IV:1 (1987), pp. 42-55 "The Impact of Agricultural and Food Supply Policies on Nutrition and Health Status," Food and Nutrition Bulletin, 8:2 (June 1986), pp. 2-4 "Rejoinder: development or national security first?" Food Policy (February 1985), pp. 79-80 "Scientific Communication and National Security," Science 224 (4 May 1984), pp. 460-466 7

"Policy Evaluations," co-authored with David F. Pyle, in: Methods for the Evaluation of the Impact of Food and Nutrition Programmes, D.E. Sahn, R. Lockwood, and N.S. Scrimshaw, eds., Tokyo: The United Nations University, 1984, pp. 252-264 Scientific Communication and National Security- Volume II, Appendices to the report, : The National Academy Press, 1982 -- "The Historical Context of National Security Concerns about Science and Technology," Appendix B -- "Voluntary Restraints on Research with National Security Implications: The Case of Cryptography, 1975-1982," Appendix E -- "The Role of Foreign Nationals Studying or Working in U.S. Universities and Other Sectors," Appendix F "The Political Dynamics of Food Policy Formulation in the United States," Food Policy (August 1982) "The Impact of Food Aid and Trade Practices in LDC Food and Nutrition," in: Nutrition in Health and Disease and International Development, Proceedings of the XII International Nutrition Congress, A.E. Harper and G.K. Davis, eds., New York: Alan R. Liss, 1982, pp. 973-986 "U.S. Food Aid and Development," in: Nutrition Programs in the Third World, Cases and Readings, co-authored with James E. Austin, Cambridge: O,G&H Publishers, Inc., 1981, pp. 54-74 "Fish Protein Concentrate: Lessons for Future Food Supplementation," Food Policy (November 1980) "Assessing the Critical Foreign-Domestic Intersections in U.S. Food Policy, " Food Policy (May 1980) "New Organizational Approaches for Speeding Food Relief in International Disasters: The Potential Contribution of Technology," International Journal of Disaster Studies and Practice, 4:1 (January 1980), pp. 73-82 "Reformulating U.S. Food Aid Policy for Development," World Development 7 (July 1979), pp. 635-646 (co-author) 8

"The World Food Council at Three Years: Global Food System Manager?" Food Policy (August 1978), pp. 191-201 "Fish Protein Concentrate: A Technological Approach That Failed," Food and Nutrition, 4:1-2 (1978), pp. 8-14 (co-author) "Beyond Humanitarianism: A Developmental Perspective on American Food Aid," co-authored with John O. Field, in: Food Policy: The Responsibility of the United States in the Life and Death Choices, P.G. Brown and H. Shue, eds., New York: The Free Press, 1977 "Terminating Federal Entitlements: Veterans' Disability Benefits During the Depression," Policy Sciences (June 1976), pp. 173-182 (3) Monographs, Reports and Book Reviews "Europe 1992: The Implications of Market Integration for R&D-Intensive Firms," Report of a symposium organized by the Academy-Industry Program and the Office of International Affairs of the National Research Council, March 5-6, 1990, : The National Academy Press, 1991 "The Revolution in Information and Communications Technology and the Conduct of U.S. Foreign Affairs," Summary report of a workshop organized for the Bureau of Policy Planning, U.S. Department of State, September 14-15, 1987, Washington, DC: The National Academy Press, 1988 "The Impact of Agricultural and Food Supply Policies on Nutrition and Health Status," Final Report of the United Nations University in association with the International Food Policy Research Institute for the U.N. Development Programme, March 1986 Review of B.A. Underwood, ed., Nutrition Intervention Strategies in National Development, in: The Quarterly Review of Biology, 51:2(June 1984), pp. 211-212 Review of J.E. Austin, Nutrition Programs in the Third World, J.E. Austin and Marian P. Zeitlin, eds., in: Economic Development and Cultural Change, 32:2 (January 1984), pp. 451-453 "Interdisciplinary Dialogue on World Hunger," Report of the United Nations University Workshop on the Goals, Processes, and Indicators of Food and Nutrition Policy, Tokyo: The United Nations University, 1981 9

"Fish Protein Concentrate: Technology, Politics and Bureaucratic Decisionmaking," Case study prepared under the auspices of the Public Policy Curricular Materials Development Program, the RAND Graduate Institute, Cambridge: Public Policy and Management Program for Case/Course Development, 1981 "Critical Factors in the Choice of International Food Aid Distribution Channels," M.I.T. International Nutrition Planning Program, Discussion Paper No. 17 (C/80-4), January 1980 "Toward a Developmental Food Aid Policy," M.I.T. International Nutrition Planning Program, Discussion Paper No. 11 (C/77-20), December 10