The Vulnerability of Asylum Seekers and Refugees in Informal Settlements in Italy

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The Vulnerability of Asylum Seekers and Refugees in Informal Settlements in Italy Annalisa Busetta 1, Valeria Cetorelli 2, Daria Mendola 1, Ben Wilson 3,4 1 Department of Economics, Business and Statistics, University of Palermo 2 Demographic and Social Statistics Section, United Nations Economic and Social Commission for Western Asia 3 Department of Sociology, Stockholm University 4 Department of Methodology, London School of Economics

Summary There are no official statistics on asylum seekers and refugees living in informal settlements in Italy We therefore have very limited knowledge about this population, their welfare, and their vulnerability We develop a new approach to measuring vulnerability We show that duration of residence is an important predictor of vulnerability, but only for men Our findings inform social protection and inclusion policies And our method can be extended to other contexts

Acknowledgement and disclaimer The survey Asylum Seekers and Refugees in Italy: Informal Settlements and Social Marginalisation was conducted by the Department of Economics, Business and Statistics (SEAS) of the University of Palermo and Médecins Sans Frontières - Italian Section (MSF). The views expressed here are those of the authors and do not necessarily reflect those of their affiliated organizations or those of MSF.

200,000 160,000 Arrivals by sea and asylum seekers in Italy (1997-2016) Arrivals by sea Asylum seekers 181,436 120,000 123,600 80,000 40,000 50,000 63,000 37,318 37,350 0 1997 2000 2003 2006 2009 2012 2015 Source: Data from Ministry of Interior and Italian Commission for Refugees

The Italian reception system The Italian reception system has not managed to keep up with the growing number of international protection requests through its reception centers Places in official and emergency accommodation are limited The lack of places has recently become even more critical due to the lengthening of the period of stay in the reception system Many asylum seekers and refugees are therefore living in informal settlements

Vulnerability According to United Nations (2001) the concept of vulnerability refers to: a state of high exposure to certain risks, combined with a reduced ability to protect or defend oneself against those risks and cope with their negative consequences Vulnerability implies: 1. Experiencing an adverse event 2. Having a reduced ability to cope 3. Being unable to adapt to a new set of circumstances (ECLAC 2002; United Nations 2003; Adger 2006)

Vulnerability assessment Traditional vulnerability assessment concentrates on understanding the scope and intensity of the humanitarian situation and the ability of population groups to cope with the effects of such a situation The aim is to identify vulnerable groups and provide targeted assistance in order to enable them to better cope with the emergency conditions and eventually regain self-sufficiency (Patel et al 2016; WFP 2016; IFRC 2006)

Vulnerability assessment Here, we seek to translate this concept from its typical use in more immediate humanitarian crisis situations in low and middle income receiving-countries....to a high income receiving-country See for example WFP, UNICEF and UNHCR (2013) for Syrian refugees in Lebanon; Samuel Hall Consulting (2014) for internally displaced persons in Afghanistan; UNHCR (2015) for Syrian refugees in Jordan; Kaya and Kıraç (2016) for Syrian refugees in Istanbul.

Our method Survey of informal settlements in Italy in 2015 Multistage stratified sample, including weights Sample size = 560 These data are used to generate representative statistics Latent trait analysis of vulnerability (like factor analysis) Used to predict each person s unobserved (latent) vulnerability Creates a continuous variable from observed categorical variables Accounts for measurement error and correlation between items Regression to see which factors are linked with vulnerability Age, sex, duration of residence, settlement size, and employment

Informal settlements Definition: Sites characterized by self-management and lack of rental fee payment (e.g. occupied buildings, shacks, containers, tent camps, open-air sites) Source: Médecins Sans Frontières (2016)

Dimensions of vulnerability 1. Shelter living in a settlement with no accommodation in buildings for all residents 2. Objective health having had a health problem not met by a formal medical assistance 3. Subjective health bad or very bad self-reported general health 4. Family support not having any non-dependent family member living in Italy 5. Legal status having no current legal right to reside in Italy 6. Literacy no formal education and no ability to read or write 7. Employment not in employment in Italy

Key findings Men are more vulnerable on all indicators, except employment Differences by age are not pronounced, but younger people have worse living conditions older people are less likely to have a legal status With the exception of legal status, Africans are less vulnerable than Asians (mainly Afghans and Pakistanis) And with the exception of employment, the least vulnerable live closest to Rome

Questions How can we describe the overall vulnerability of different individuals and groups? How can we generalise in order to inform policies and interventions?

Latent trait model Objective health Subjective health Family support Legal status Vulnerability Shelter Literacy Employment Model: x ij = α j + λ j θ i + ε ij where x ij are the 7 items (j = 1 7) for each individual i, θ i is latent vulnerability, λ j are factor loadings, ε ij are error terms (conditionally independent given θ i ), and α j are equation-specific constants

Results Latent vulnerability Male 0.626 *** Duration (years) -0.039 *** Age (years) -0.002 Smaller settlement 0.426 *** Job before migration? 0.015 African (ref. Asian) -0.433 *** Significantly more vulnerable if: Male Recently arrived In a smaller settlement Asian Observations 415 *** p<0.01, ** p<0.05, * p<0.1

Number of vulnerabilities We can also count the number of vulnerabilities but this is at best a pragmatic measure, ignoring measurement issues (especially measurement error and item overlap e.g. see Hand 2010) 0.45 0.40 0.35 0.30 0.25 0.20 0.15 0.10 0.05 0.00 0 1 2 3 4 5 6 7

Comparison of methods Latent vulnerability Count of vulnerability items Male 0.626 *** 0.380 *** Duration (years) -0.039 *** -0.020 Age (years) -0.002 0.002 Smaller settlement 0.426 *** 0.142 ** Job before migration? 0.015-0.010 African (ref. Asian) -0.433 *** -0.235 *** Observations 415 415 *** p<0.01, ** p<0.05, * p<0.1 It makes a difference how we model vulnerability Which implies that it is important to consider measurement issues

-1 -.5 0.5 1 More results from the latent model Male refugees and asylum seekers who have been in Italy for longer are less vulnerable women men 0 3 6 9 12 15 duration of residence in Italy but the opposite is true for females

Next steps Reassess the concept of vulnerability Design and implement a new survey for Italy Repeat this analysis in other contexts

Thank you Please contact me with any questions ben.wilson@sociology.su.se Also, see: Out of sight: report on asylum seekers and refugees in Italy living in informal settlements