Case 1:13-cv LY Document 85 Filed 06/18/14 Page 1 of 10 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF TEXAS AUSTIN DIVISION SCHEDULING ORDER

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Case 1:13-cv-01036-LY Document 85 Filed 06/18/14 Page 1 of 10 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF TEXAS AUSTIN DIVISION SECURITIES AND EXCHANGE COMMISSION, PLAINTIFF v. ROBERT A. HELMS, ET AL. CAUSE NO. A- 1:13 -CA- 1036 -LY SCHEDULING ORDER Pursuant to Rule 16, Federal Rules of Civil Procedure, the Court issues the following scheduling order. IT IS ORDERED THAT: 1. The parties shall file all amended or supplemental pleadings and shall join additional parties on or before. January 5, 2015 2. All parties asserting claims for relief shall file and serve on all other parties their designation of potential witnesses, testifying experts, and proposed exhibits, and shall serve on all other parties, but not file, the materials required by Federal Rule of Civil Procedure 26(a)(2)(B) on or before. January 5, 2015 Parties resisting claims for relief shall file and serve on all other parties their designations of potential witnesses, testifying experts, and proposed exhibits, and shall serve on all other parties, but not file, the materials required by Federal Rule of Civil Procedure 26(a)(2)(B) on or before. January 5, 2015 All designations of rebuttal experts shall be filed and served on all other parties not later than 14 LY SCHEDULING ORDER (rev. 06/12/2012) 1

Case 1:13-cv-01036-LY Document 85 Filed 06/18/14 Page 2 of 10 days of receipt of the report of the opposing expert, and the materials required by Federal Rule of Civil Procedure 26(a)(2)(B) for such rebuttal experts, to the extent not already served, shall be served, but not filed, on all other parties not later than 14 days of receipt of the report of the opposing expert. 3. The parties asserting claims for relief shall submit a written offer of settlement to opposing parties on or before, October 17, 2014 and each opposing party October 24, 2014 shall respond, in writing, on or before. All offers of settlement are to be private, not filed, and the Court is not to be advised of the same. The parties are further ORDERED to retain the written offers of settlement and responses as the Court will use these in assessing attorney s fees and court costs at the conclusion of trial. 4. A report on alternative dispute resolution in compliance with Local Rule CV-88 shall November 7, 2014 be filed on or before. 5. An objection to the reliability of an expert s proposed testimony under Federal Rule of Evidence 702 shall be made by motion, specifically stating the basis for the objection and identifying the objectionable testimony, not later than 14 days of receipt of the written report of the expert s proposed testimony or not later than 14 days of the expert s deposition, if a deposition is taken, whichever is later. The failure to strictly comply with this paragraph will be deemed a waiver of any objection that could have been made pursuant to Federal Rule of Evidence 702. February 27, 2015 6. The parties shall complete discovery on or before. Counsel may, by agreement, continue discovery beyond the deadline, but there will be no LY SCHEDULING ORDER (rev. 06/12/2012) 2

Case 1:13-cv-01036-LY Document 85 Filed 06/18/14 Page 3 of 10 intervention by the Court except in extraordinary circumstances, and no trial setting will be vacated because of information obtained in post-deadline discovery. 7. All dispositive motions shall be filed and served on all other parties on or before April 30, 2015 and shall be limited to 20 pages. Responses shall be filed and served on all other parties not later than 14 days of the service of the motion and shall be limited to 20 pages. Any replies shall be filed and served on all other parties not later than 14 days of the service of the response and shall be limited to 10 pages, but the Court need not wait for the reply before ruling on the motion. The parties shall not complete the following paragraph 8. It will be completed by the Court at the initial pretrial conference to be scheduled by the Court. 8. This case is set for final pretrial conference, in chambers, on the day of, 20, at and trial in the month of. 20. The final pretrial conference shall be attended by at least one of the attorneys who will conduct the trial for each of the parties and by any unrepresented parties. The parties should consult Local Rule CV-16(e) regarding matters to be filed in advance of the final pretrial conference. SIGNED this day of, 20. LEE YEAKEL UNITED STATES DISTRICT JUDGE LY SCHEDULING ORDER (rev. 06/12/2012) 3

Case 1:13-cv-01036-LY Document 85 Filed 06/18/14 Page 4 of 10 AGREED: Timothy S. McCole Typed or Printed Name Typed or Printed Name Signature Signature ATTORNEY FOR PLAINTIFF(S) ATTORNEY FOR DEFENDANT(S) Please call Janie Ney Jones if you have questions: (512) 916-5896 Ext. 8709 LY SCHEDULING ORDER (rev. 06/12/2012) 4

Case 1:13-cv-01036-LY Document 85 Filed 06/18/14 Page 5 of 10

Case 1:13-cv-01036-LY Document 85 Filed 06/18/14 Page 6 of 10

Case 1:13-cv-01036-LY Document 85 Filed 06/18/14 Page 7 of 10 AGREED: Timothy S. McCole Typed or Printed Name Tettu, L {z-ibnl Typed or Printed Name Signature ATTORNEY FOR PLAINTIFF(S) ATTORNEY FOR DEFENDANT(S) Pleese call Janie Ney Jones ifyou have questions: (512) 916-5896 Ext 8709 LY SCHEDUI-ING ORDER (rev. 06n2n012)

Case 1:13-cv-01036-LY Document 85 Filed 06/18/14 Page 8 of 10 Generated by CamScanner

Case 1:13-cv-01036-LY Document 85 Filed 06/18/14 Page 9 of 10

Case 1:13-cv-01036-LY Document 85 Filed 06/18/14 Page 10 of 10 CERTIFICATE OF SERVICE I hereby certify that on June 18, 2014, I electronically filed the foregoing document with the Clerk of the Court for the Western District of Texas, Austin Division, by using the CM/ECF system, which will send a notice of electronic filing to the following CM/ECF participants, and that I notified non-cm/ecf participants in the manner listed below: Timothy S. McCole, Counsel for Securities and Exchange Commission By Email: Robert A. Helms, Janniece S. Kaelin roberthelms1964@gmail.com Pro Se Defendants Deven Sellers devensellers@comcast.net Pro Se Defendant Roland Barrera barrera.roland@gmail.com Pro Se Defendant William Barlow sgtgiwillie@aol.com Pro Se Relief Defendant Thomas L. Taylor III, Court-Appointed Receiver 4550 Post Oak Place Dr Ste 241 Houston, TX 77027-3117 info@vendettaroyaltyreceivership.com Counsel for Defendants Vendetta Royalty Partners, Ltd., Vendetta Royalty Management, LLC, Vesta Royalty Partners, LP, Vesta Royalty Management, LLC, Iron Rock Royalty Partners, LP, Iron Rock Royalty Management, LLC, Arcady Resources, LLC, Barefoot Minerals, G.P., G3 Minerals, LLC, Haley Oil Company, Inc., Lake Rock, LLC, SeBud Minerals, LLC, and Technicolor Minerals, G.P. s/ Timothy S. McCole Timothy S. McCole SEC v. Gandy, et al. Page 1 Proposed Scheduling Order