Local Governance Mapping. The State of Local Governance: Trends in Myanmar. A Synthesis of people s perspectives across all States and Regions

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Local Governance Mapping The State of Local Governance: Trends in Myanmar A Synthesis of people s perspectives across all States and Regions

Photo credits Emilie Röell Myanmar Survey Research The views expressed in this publication are those of the author, and do not necessarily represent the views of UNDP.

Local Governance Mapping The STaTe of LocaL Governance: TrendS in MyanMar a Synthesis of people s perspectives across all States and regions UNDP MYANMAR

Table of contents Acknowledgements Acronyms II III Executive Summary 1-3 1. Introduction 2. Demographic overview of CRC respondents and security context 2.1 Key demographic indicators and profile of respondents 2.2 Safety and security context 3. People s perspectives: key findings 3.1 Recent developments 3.1.1 Recent overall developments in the States and Regions 3.1.2 Recent developments: access to services 3.1.2.1 People s perceptions on education 3.1.2.2 People s perceptions on basic health provision 3.1.2.3 People s perceptions on quality of water supply 3.2 Development planning and participation 3.2.1 Indirect citizen participation 3.2.2 Direct citizen participation 3.3 Information, transparency and accountability 3.3.1 Information 3.3.2 The role of the W/VTAs 3.3.3 Grievance redressal 4. Concluding remarks 4-7 8-17 9 15 18-70 19 20 30 30 34 40 43 45 50 57 57 61 65 68-69 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 I

acknowledgements UNDP would like to express its sincere thanks to the Ministry of Home Affairs and the General administration Department (GAD) for their unrestricted support and cooperation during the Local Governance mapping, which required extensive information gathering and interviews not only with citizen but also with staff members from various departments. The mapping would not have been possible without the General Administration Department s support. This report contains a synthesis of the data and findings across all States and Regions and concludes the mapping exercise. It builds on an earlier draft prepared by Mr. Gerhard Van t Land (senior Public Sector Management consultant for UNDP. The final report was written by Ms. Alexandra Walcher, (UNDP Local Governance Consultant) who undertook an extensive analysis of all the data, brought in additional perspectives and further cross tabulated the empirical data. The report has benefitted from substantive contributions from Ms. Emilie Röell (UNDP Consultant) and Ms. Anki Dellnas (UNDP Local Development and Governance Specialist). A special word of thanks also for some of the many people who have contributed with technical expertise and in depth contextual knowledge of the Myanmar situation from the beginning of the mapping project: U Aye Lwin (UNDP Local Governance Specialist) and Khin Kyaw (Local Governance Analyst) The community-level mapping and data analysis was undertaken by Myanmar Survey Research (MSR). The Local Governance Mapping being undertaken as part of UNDP Myanmar s Local Governance/ Local Development Programme is funded by the Government of Japan, Government of Sweden, DANIDA and UNDP. II A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

acronyms BADF CDF CRC CSC CSO FGD FY GAD GoM IDP KII LGB NLD PRF RDF TA TDSC TMAC TS USDP W/VTA W/VTDSC WA Border Affairs Development Fund Constituency Development Fund Citizen Report Card Community Score Card Civil Society Organisation Focus Group Discussion Fiscal Year General Administration Department Government of Myanmar Internally Displaced Person Key Informant Interviews Local Governance Barometer National League for Democracy Poverty Reduction Fund Rural Development Fund Township Administrator Township Development Support Committee Township Municipal Affairs Committee, also TMuC Township Union Solidarity and Development Party Ward/Village Tract Administrator Ward/Village Tract Development Support Committee Ward Administrator A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 III

8 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

executive Summary Myanmar has been undergoing drastic changes in the past few years. Even though the government s reform process has started only recently, several encouraging early gains in terms of improved governance can already be noticed. At the same time a number of challenges remain that need to be further looked into and addressed. The local governance mapping was carried out to better understand how local governance actors, within the context of the current reforms, have been functioning so far. The mapping focused on development priorities and improvements, development planning and participation, and information, transparency and accountability. The findings help assess capacity needs particularly at the township level and below, and encourage local governance actors to adjust to the new situation and to new demands of people-centred service delivery. One important part of the mapping was the citizen report card (CRC) survey, which collected the people s perspectives on local governance. This report focuses on the findings from this survey, presenting the people s perspectives across Myanmar. While the CRC survey is not strictly based on statistical analysis, efforts were made to follow certain criteria to make the data representative and balanced, and the sample sizes were considered sufficient to draw valid conclusions. The methodology was tested in two States and further refined in the second and third phase of the mapping process. In total, about 5,400 people in all 14 States and Regions were asked questions relating to the core principles of local governance, and relating to their satisfaction and experience with basic services provided by government (such as basic healthcare, primary education and water supply). The findings help inform the reform agenda. The safety and security situation in some of the conflict affected areas has improved over the last few years due to cease-fire agreements, however, there remain safety concerns amongst people, also in other States/Regions. As the overall security situation affects development and people s perceptions it was important to establish if respondents felt unsafe. On average, more people in the States feel unsafe than in the Regions (86% vs. 96%). While conflict is clearly the main factor for respondents to feel unsafe, the worsening morale of people (like alcoholism, no respect for others etc.) and the lack of law enforcement have also been mentioned in a number of States/Regions. As regards another aspect of safety and security, 38% of respondents felt free to publicly express their opinion about the government and felt no restriction to say what they want. 31% would be careful to whom they say what they think and 26% do not feel free at all. In general, people in the Regions and in urban areas appear to be more vocal than people in the States and in rural areas. Water supply, roads and the lack of jobs appear to be the biggest concerns for people in the country overall. When asked to name the most important problem in their village tract or ward, water supply was most mentioned by respondents. Giving the data a different spin however, the lack of jobs emerges as the biggest issue when looking at the two most mentioned problems, representing about 60% of the people if seen as a share of the total Myanmar population. It has to be noted though that the data also reveals that the specific problems vary hugely across different villages and wards. Hence, it becomes very clear that a localised approach to addressing people s needs would greatly benefit the local development situation and citizen s satisfaction with public service delivery. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 1

The W/VTA is the person people see foremost responsible for solving their development problems (33%), closely followed by the State/Region/Union Government (31%). These results seem to confirm the view, also backed by data collected on other questions, that the W/VTA plays an important role as extended arm of the government and as the interface between the government and the people. On a related question, over half of the respondents (57%) think that the government is aware of the development problems in the village/ward and out of those almost two thirds (65%) believe that the government is not doing anything to address their issues. Remarkably, considering the short time since the reforms have been initiated, people have noticed improvements in their development situation over the last three years. The improvements have been seen first and foremost in the education and roads sector. As for the other sectors, overall respondents in none of the States or Regions saw improvements in the health sector as most noticeable; and improvements in water supply were nowhere neither mentioned most nor second most. Almost one third of the people have not seen any improvements. Similar to the findings on the most important development problems though, there are significant variations across villages/wards with regard to the improvements people have noticed. It also needs to be noted that the development and service delivery conditions were very poor in most areas to begin with and any improvement comes with high visibility. Over 90% of respondents overall are of the opinion that the situation is the same or better as regards primary education, basic health services and quality of water supply. Given their importance and suitability as proxy indicators for overall development systems and performance, the education, health and water sectors have been looked at in more detail through a range of survey questions. Over two thirds of the people see improvements in primary education, over half in basic health services and just one third in water supply. More than two thirds of respondents are satisfied with the quality of education and just over half with the quality of public health services. It also needs to be noted though that with regard to health services 43% of respondents said they use private health facilities and with regard to water supply the majority of the people use natural or private water sources in the absence of other options. Hence, it can be assumed that there is much room for improvement in that respect. The newly introduced development funds like the Poverty Reduction Fund, Rural Development Fund, Constituency Development Fund and in some areas the Border Affairs Development Fund have opened new avenues for the involvement of citizens in planning their development priorities at the local level. Citizens are involved indirectly through the people s representatives in the TDSC, TMAC and W/VTDSC. There are quite a few improvements that could be made, though, to ensure that people s needs are addressed through the committees. There are questions around the TDSC s, TMAC s and W/VTDSC s role and representativeness and only very few citizens are actually aware of these committees, indicating a great need for more information, interaction and consultation with people. Direct participation of citizens in village tract/ward meetings is also fairly low, with less than half of respondents participating overall. With respect to participation there is a clear gender and urban/rural divide, with 54% men and 39% of women and 53% of rural and 36% of the urban population participating. The interviews furthermore revealed that only 19% of the respondents have ever been invited to a meeting in which the government wanted to talk about new projects like schools or health facilities or about the problems in the villages/wards. 2 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

On average, the large majority (60%) of people rely on verbal communication through the 10/100 household heads being passed on to them, and the large majority of people would appreciate to receive more government related information. To improve people s access to information it is crucial to look at how important government related messages get channelled down to citizens and who are the key actors in passing on information. Some specific information sharing strategies could be developed therefore to enhance the flow of information, building on the traditional and still effective way of mouth to mouth communication through W/VTAs, 10/100 HH Heads and village elders, accompanied by means of mass communication. As for people s awareness of their government representatives, the W/VTA emerges once again as the main actor, with 86% of the people being familiar with their W/VTA s name. In terms of people being aware of public funds that are spent in their village/ward just over one third of respondents have knowledge of government spending. When asked directly whether they feel sufficiently informed it becomes clear that the great majority of people (76%) thinks that not enough information has been passed on to them. Access to and the availability of information are key aspects regarding transparency and accountability and a number of CRC survey questions aimed at getting a better understanding of how well people are informed and their sources for government related information. In the people s view the traditional roles of the W/VTAs are still dominating and much fewer people have noticed the new more development-oriented functions. Since the introduction of the 2012 Village Tract and Ward Law, the W/VTAs are now elected indirectly by the people by and from the group of 10/100 household heads. While the W/VTAs mentioned that they do feel more accountable to the people since their election, from the people s perspective, less than one third (29%) of respondents have noticed a difference in the way W/VTAs respond to their requests or the way they communicate with the people. In line with the W/VTA s perceived central role in community mediation and ensuring peace and security, the W/VTA also emerges as the first person that people approach in case of disputes for 63% of respondents for land disputes and for 68% of respondents for disputes in general. The low level of people s awareness about the W/ VTA s new development functions may not be surprising considering that the changes have been introduced only recently and that the W/VTA s traditional role to that of a people s representative hasn t been fully transformed yet. For W/VTAs to act as interface between the people and the government seems important though as there is no official mechanism at the moment for the committees like the TDSC and TMAC to regularly consult with citizens and also the practical difficulty for TDSC/TMAC members to achieve this. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 3

1. introduction

Myanmar s political and institutional landscape has undergone dramatic change in recent years. Already prior to the official beginning of the reform process in 2011 lead by the President His Excellency U Thein Sein a new Constitution was adopted in 2008. Following the National League for Democracy s (NLD) gaining of parliamentary seats in the by-elections of April 2012 the military-dominated ruling Union Solidarity and Development Party (USDP) was confronted with an opposition in the National Assembly for the first time in decades. Decentralisation and local governance were declared priority areas for reform. The need to improve public service delivery, making it more responsive to the people s needs and the important role of sub-national institutions in that respect has been emphasised by President U Thein Sein and reiterated since on several occasions. 1 While the pace of overall reforms has clearly slowed more recently, increasing responsibilities and resources have been transferred from the Union government to lower government levels to achieve these goals. To support this process, in 2013 UNDP and the General Administration Department (GAD) under the Ministry of Home Affairs agreed to conduct a local governance mapping across the country. The purpose of this mapping was to present a snapshot of the state of affairs of local governance in all 14 States and Regions in Myanmar in particular at the township level. The objective was to provide an overview of people s perception of the quality of governance in general and the quality of governance in service delivery (for a selected number of key basic services namely basic health, primary education and water supply) at the township and the village tract or ward level; and to identify related capacity needs of government and non-government stakeholders to improve their performance for good local governance and effective service delivery. The mapping was carried out in a phased manner in all 14 States and Regions of Myanmar between December 2013 and January 2015. In order to obtain a holistic perspective of governance at the local level, the mapping used a combination of the below mentioned instruments to map the quality of local governance from a ward/village-tract, township and Region or State level perspective. The methodology has been developed particularly for the Myanmar context and draws on various local government assessment methodologies and frameworks that have been tried and tested in different parts of the world: The Local Governance Barometer (LGB), which has been applied in countries such as South Africa, Malawi, Zambia, Liberia and Egypt, which are characterised by a limited availability of reliable administrative and statistical data on the service delivery process and the quality of governance. The LGB uses a set of localised governance indicators that are used by various stakeholder groups to score performance on governance measures at the local level. It emphasises awareness raising and constructive dialogue around governance and presents an overview of governance strength and weaknesses; and A combination of the Citizen Report Card (CRC) and Community Score Card (CSC) techniques as developed in India and Bangladesh that seek to provide citizen feedback on the quality of service providers, and strengthening the capacity of service users to engage in a constructive dialogue with service providers and administrators about the quality of service delivery. 1. Most notably in President U Thein Sein s speech to the Union Legislature in June 2012, and more recently in a similar address in December 2013 and January 2014 for example and in his monthly speeches on national radio. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 5

These methodologies are well suited for countries that are seeking to enhance active citizen participation, as is also the case in Myanmar. In line with the emphasis on driving participation in local governance, the mapping exercise focused more on what can be called the interactive dimensions of governance, i.e. on those indicators that describe and analyse the interaction between stakeholders, related to accountability, transparency and participation, and less on indicators that describe and analyse the internal functioning of government (such as financial management and administrative checks and balances, for instance). It combines a variety of tools, namely citizen report cards, frontline service provider interviews, community dialogues at the grassroots level, and extensive background studies that included secondary data collection, key informant interviews and focus group discussions at the township and State/Region levels. Such tools not only facilitated the gathering of data and information on the dynamics of local governance, but they also served to introduce new methods of engagement by government of the community at both the village tract/ ward and township level. 14 State of Local Governance Reports 14 Regions and States Background study and validation workshop at State/Region level 56 sample Townships Township background study Government staff CSOs & media MPs/politicians 112 sample Communities Community Dialogue Service providers interviews Citizen Report Card 112 with 4700 participants 700 nurses, teachers, WA/VTAs, etc 5400 citizens Overall, around 8,500 citizens and 3,000 government staff participated in the research.the individual reports for each of the 14 States and Regions give a detailed account of the mapping and its findings for each and every State/Region. A comprehensive explanation of the overall background and the methodology can be found in the report on Mapping the State of Local Governance in Myanmar: Background & Methodology. The present report focuses on the wealth of data the CRC exercise alone has yielded and provides a synthesis of the findings from a citizen s perspective. It compares the data collected in all States/Regions and describes the commonalities and differences that emerge from the CRC findings. As part of the CRC survey, about 5,400 people were interviewed on their experiences and satisfaction with public services and government performance. The questionnaires focused on the core principles of local governance, and the satisfaction and experiences of people using basic services provided by government (such as primary healthcare, primary education and water supply). The mapping, and hence also the CRC survey, were carried out in three phases and first piloted in Mon and Chin State. 2 On the basis of the experience in Mon and Chin, the questionnaires and interview process have been fine-tuned. The second phase covered the States/ Regions Kayin, Kayah, Tanintharyi, Bago and Ayeyarwaddy and the third phase Kachin, Magway, 2. In order to pilot the methodology six townships were selected in each, Mon and Chin State, which is a higher number of TSs than in other States/Regions of comparable size and population. 6 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

Mandalay, Rakhine, Sagaing, Shan and Yangon. Due to the changes and improvements in the interview process and questionnaires, some of the interview questions have been adjusted or questions added in later phases of the CRC survey (these differences are pointed out throughout the report where applicable). The surveyed townships and village tracts/wards were selected jointly with government and civil society through purposive sampling. The selection criteria attempted to capture the socioeconomic differences within each State/Region and included township size, rural/urban, diversity in economic activities and development, accessibility factors and ethnic diversity. Given the current political and security situation in Myanmar and the consequent lack of access to many areas, random selection of townships was not deemed feasible. However, wherever the security situation allowed, post-conflict and ceasefire areas were included. In some of the Phase III States/Regions, more townships were selected to also include Self-Administered Zones (Sagaing and Shan), areas with minority populations (Rakhine) and IDP populations (Rakhine, Mandalay and Kachin) but no interviews were held with refugees or people in IDP camps. Within each township, two village tracts/wards were selected on the basis of the same selection criteria as the townships, in close consultation with the Township Administration. A maximum of four villages/ward areas were then randomly selected within each village tract/ward. The interviewed households were also selected through a random sampling method. While the study is not strictly based on statistical analysis, efforts were made to follow certain criteria to make the data as representative and balanced as possible. The total sample size of the pilot study for the community survey of 576 respondents per State and Region was considered sufficient to draw valid conclusions for the whole population of those two States (Chin and Mon) with a high confidence level and a negligible margin of error. In all other States and Regions, interviewing about 100 respondents in 3 to 8 townships per State/Region raised the error margin to about 10 percent (based on average population size per township), but was adequate to get a sense of local issues, experiences and perceptions, which are necessarily also context specific. States were oversampled as compared to the Regions. As mentioned above, this report focuses on the citizen s perspective and the findings from the CRC survey. Following the executive summary and the overview of the reform context and the mapping methodology in the present introductory chapter, Chapter 2 explains the sample sizes for the survey and demographic background to provide an overview of the CRC respondent s profile. It also looks at the safety and security context at the time of the survey and how comfortable respondents felt to express their opinion. Chapter 3 presents the key findings of the CRC survey. The first section in this chapter looks at the main development challenges that people see in their area and whether they have seen any improvements in service delivery over the last three years. Going further into the changes people perceived this section also examines issues around access to specific services, i.e. primary education, primary health services and water supply. The chapter then explains the survey findings with regard to development planning and participation to get a better understanding of the changes since the beginning of the reform process and whether development planning has become more responsive and participatory. The last section in this chapter provides an overview of the current state of issues relating to information, transparency and accountability and gives an idea where changes have already started to take place and where more attention needs to be directed. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 7

2. demographic overview of crc respondents and security context 8 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

This chapter intends to provide a brief introduction to the sample sizes that were used for the CRC survey and to the respondent s background and profile per State or Region and on average. This is important as some of the findings of this mapping exercise may need to be read in the light of aspects of the respondent s background and profile, for example that the urban population tends to be more vocal than the rural population; or that some rural areas, particularly in the States, have longer been neglected in terms of development and hence the change experienced and noted by people in this survey may appear higher. e emo ra n ators an ro e o res on ents The tables and graphs in this section give a brief overview of the respondents profile, illustrating the urban/rural, State/Region, educational background and ethnicity ratios of the people interviewed. As for the gender balance, half of the respondents were male/female respectively. Table 1 below provides an overview of population, size and number of townships of Myanmar s States and Regions. regions / States census 2014 Land area # of TSs # % % urban Km 2 % 1. Kachin 1,689,654 3.3% 35.94% 88,980 13.3% 18 2. Kayah 286,738 0.6% 25.3% 11,760 1.8% 7 3. Kayin 1,572,657 3.1% 21.9% 30,327 4.5% 7 4. Chin 478,690 0.9% 20.9% 36,277 5.4% 9 5. Sagaing 5,320,299 10.3% 17.1% 93,873 14.0% 37 6. Tanintharyi 1,406,434 2.7% 24.0% 41,061 6.1% 10 7. Bago 4,863,455 9.5% 22.0% 38,867 5.8% 28 8. Magway 3,912,711 7.6% 15.1% 45,025 6.7% 25 9. Mandalay 6,145,588 12.0% 34.8% 30,999 4.6% 31 10. Mon 2,050,282 4.0% 27.8% 11,242 1.7% 10 11. Rakhine 3,188,963 6.2% 16.9% 35,020 5.2% 17 12. Yangon 7,355,075 14.3% 70.1% 9,917 1.5% 45 13. Shan 5,815,384 11.3% 24.0% 155,672 23.2% 55 14. Ayeyarwaddy 6,175,123 12.0% 14.1% 33,705 5.0% 26 15. Nay Pyi Taw 1,158,367 2.3% 32.5% 7,069 1.1% 5 ToTaL 51,419,420 100.0% 29.6% 669,794 100.0% 330 Table 1: Main demographic overview for Myanmar 3 Table 2 on the next page provides an overview of the Citizen Report Card sample sizes per state and region. 3. See the Myanmar census 2014. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 9

Table 2: citizen report cards (crc) sample sizes regions / States crc Sample # of TSs # of wards # of tracts urban respondents village respondents ToTaL respondents 1. Kachin 4 2 6 96 288 384 2. Kayah 3 2 4 96 192 288 3. Kayin 3 3 3 144 144 288 4. Chin 6 4 8 192 384 576 5. Sagaing 4 2 6 96 288 384 6. Tanintharyi 3 2 4 96 192 288 7. Bago 3 2 4 96 192 288 8. Magway 3 2 4 96 192 288 9. Mandalay 3 2 4 96 192 288 10. Mon 6 5 7 240 336 576 11. Rakhine 4 2 6 96 288 384 12. Yangon 3 3 3 144 144 288 13. Shan 8 5 11 240 528 768 14. Ayeyarwaddy 3 2 4 96 192 288 15. Nay Pyi Taw ToTaL 56 38 74 1,824 3,552 5,376 Certain factors regarding the representativeness of the CRC sample sizes need to be kept in mind when looking at the survey findings. Table 3 below shows that the Regions or States with lower population, like Kayah or Chin particularly, are over-represented in the CRC survey. These are in general the more rural States or Regions. As for States/Regions with a high total population (like Mandalay or Yangon) or with a high urban population (like Kachin) the urban population is under-represented, while it is over-represented in the more rural States/Regions. This means that as compared to the total Myanmar population there is a higher percentage of Chin or Kayah State respondents represented in the survey, while there is a lower percentage of Yangon or Mandalay Region respondents. For example: Kayah s population represents 0.6 % of Myanmar s total population but Kayah s respondents make up 5.4% of the total number of survey respondents; Yangon s population represents 14.3 % of Myanmar s total population but Yangon s respondents make up only 5.4% of the total number of survey respondents. Hence, Kayah respondent s views are over-represented while Yangon respondent s views are under-represented (as compared to those State s/region s population share of the total Myanmar population) in the overall (average) survey results. As for the urban bias, the percentage of total urban respondents (33.9%) is slightly above the total Myanmar urban population (29.6%), apart from the over-/under-representation of the urban population in some particular States/Regions (see Table 3). These factors of over-/ under-representation could in some cases skew the average findings, particularly if the survey results are extreme in one of these specific States/Regions where such a bias occurs, like Chin or Yangon. 10 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

regions / States % of TSs sampled population as % of total population respondents as urban population % of total 5 as % of total urban respondents as % of total 6 1. Kachin 22.2% 3.3% 7.1% 35.9% 25.0% 2. Kayah 42.9% 0.6% 5.4% 25.3% 33.3% 3. Kayin 42.9% 3.1% 5.4% 21.9% 50.0% 4. Chin 66.7% 0.9% 10.7% 20.9% 33.3% 5. Sagaing 10.8% 10.3% 7.1% 17.1% 25.0% 6. Tanintharyi 30.0% 2.7% 5.4% 24.0% 33.3% 7. Bago 10.7% 9.5% 5.4% 22.0% 33.3% 8. Magway 12.0% 7.6% 5.4% 15.1% 33.3% 9. Mandalay 9.7% 12.0% 5.4% 34.8% 33.3% 10. Mon 60.0% 4.0% 10.7% 27.8% 41.7% 11. Rakhine 23.5% 6.2% 7.1% 16.9% 25.0% 12. Yangon 6.7% 14.3% 5.4% 70.1% 50.0% 13. Shan 14.5% 11.3% 14.3% 24.0% 31.3% 14. Ayeyarwaddy 11.5% 12.0% 5.4% 14.1% 33.3% ToTaL 17.2% 97.7% 100.0% 29.6% 33.9% Table 3: representativeness of the samples 4 The below graphs (Figure 2 and Figure 3) show the ratio of urban/rural respondents by State or Region and show that in total more or less the same percentage of urban and rural respondents was interviewed for each group States and Regions, i.e. about 34% urban in States/Regions and 66% rural in States/Regions overall. This ratio largely corresponds with the overall urban/rural population ratio for the whole of Myanmar, which has an urban population of 29.6% according to the 2014 census. 100% 34 66 33 67 75 75 75 67 69 67 67 67 67 67 58 50 50 50 50 42 33 31 33 33 33 33 33 25 25 25 figure 2: Urban/rural respondents 0% Total Chin Kachin Kayah Kayin Mon Rakhine Shan Ayeyarwaddy Bago Magway Mandalay Sagaing Tanintharyi Yangon Urban Rural 4. This overview table does not include the figures for Nay Pyi Taw as it was not included in the survey. 5. The fields in red mark the over/under-representation as compared to the percentage of total population. 6. The fields in grey mark the over/under-representation as compared to the average urban population. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 11

figure 3: Urban/ rural respondents (grouped) 34.1% 34.3% State Region 65.9% 65.7% Urban Rural Comparing the data for Regions and States with regards to educational background of the respondents (see Figure 4 and Figure 5), it can be seen that with the exception of Kachin and Rakhine 7, in general the largest group of respondents in the States have either no education at all or have not completed primary school (33%), while in the Regions having at least completed primary school (grade 5) was most common (38%). The differences between high school and university training graduates are not striking on the other hand. figure 4: respondents educational background (by State/region) 8 Total 29 34 20 6 6 5 Shan 38 28 16 5 4 9 Mon 38 32 14 3 6 7 Kayin 35 27 21 7 8 1 Chin 35 25 29 5 4 2 Kayah 33 30 25 5 6 1 Sagaing 30 38 13 4 10 5 Ayeyarwaddy 31 39 19 4 5 2 Rakhine 28 31 22 8 7 4 Bago 27 38 19 8 1 6 2 Tanintharyi 26 44 18 4 4 3 Kachin 23 37 25 4 5 5 Magway 22 36 18 6 7 11 Mandalay 20 37 21 5 1 8 9 Yangon 13 33 23 11 1 10 8 No education or not finished primary school Primary school (finished grade 5) Middle school (finished grade 9) High school (finished grade 11) Vocational training University training Literacy Group 7. The percentage of respondents in Rakhine with primary school education is still lower (30.73%) than the average (34%) though. 8. Literacy group = people who didn t complete primary education but who can read. 12 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

Total 29 34 20 6 6 5 States 33 Regions 30 22 5 6 4 24 38 19 6 7 6 figure 5: respondents educational background (grouped) No education or not finished primary school High school (finished grade 11) Primary school (finished grade 5) Middle school (finished grade 9) Vocational training University training Literacy Group Looking at the data regarding the age groups of respondents (see Figure 6 and Figure 7), one can notice that the people interviewed in the States were generally younger than the people in the Regions. As for the age group 18-30 years there is a noticeable difference, with 22% of State respondents belonging to that age group as compared to 17% of Region respondents. The differences for the other age groups are marginal. Total 19 25 24 19 11 2 figure 6: respondents age Kayah 27 30 23 14 7 group Shan 26 23 22 20 10 1 Sagaing 24 21 24 17 11 4 Kachin 24 31 22 17 5 1 Tanintharyi 23 30 24 15 8 1 Chin 23 26 20 17 13 1 Rakhine 21 26 25 16 10 3 Ayeyarwaddy 17 31 22 20 7 3 Kayin 16 22 25 22 16 Mon 16 20 25 24 14 1 Mandalay 16 19 28 21 15 1 Bago 14 20 29 24 12 2 Magway 14 20 26 22 15 3 Yangon 14 27 20 23 12 4 18-30 31-40 41-50 51-60 61-70 Above 70 Total 19 25 24 19 11 2 States Regions 22 25 23 19 11 1 17 24 25 20 11 3 figure 7: respondents age group (grouped) 18-30 31-40 41-50 51-60 61-70 Above 70 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 13

Overall, the majority of people interviewed were from the majority group ethnic Bamar (see Figure 8). There are, of course, big differences across States and Regions though, as can be seen from the below Figure 9 and Figure 10. As expected, on average the large majority of respondents in the Regions were Bamar (82%) compared to merely 16% ethnic Bamar in the States. However, Bamar is still the largest ethnic group represented across all State respondents, closely followed by the ethnic Chin (15%) as the second largest ethnic group in the States. Other ethnic groups are barely found among Region respondents. figure 8: respondents ethnicity (overall) 8% 3% 8% 1% 3% 8% 11% 6% 52% Bamar Kachin Chin Shan Kayah Kayin Mon Other Rakhine 14 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

Chin Kachin Kayah Kayin Mon Shan Ayeyarwaddy Bago Magway Mandalay Sagaing Tanintharyi Yangon Total 52 7 8 3 1 8 3 8 11 4 8 1 21 7 27 52 69 75 75 82 79 91 8 93 86 40 7 23 4 53 1 34 8 10 57 15 34 10 3 10 7 11 3 2 2 2 17 86 6 4 4 25 14 3 7 4 figure 9: respondents ethnicity (by State/ region) 9 Bamar Kachin Chin Shan Kayah Kayin Mon Other Rakhine Total 52 7 8 3 1 8 3 8 11 States 16 Regions 14 15 6 2 14 7 12 14 82 2 2 5 8 figure 10: respondents ethnicity (grouped) Bamar Kachin Chin Shan Kayah Kayin 2.2. Safety and security context Mon Other Rakhine While the safety and security situation in some of the conflict affected areas has improved over the last few years due to cease-fire agreements, there remain concerns about safety amongst people and not only in the States where there is ongoing conflict. As the overall security situation affects development and people s perceptions it was important for the mapping to establish if respondents felt unsafe. Not unexpected, more people in the States said that they felt unsafe than in the Regions (see Figure 11). In Kachin, where there is an ongoing conflict, 20% of the respondents felt unsafe. In Rakhine 14% and in Shan 10% reported to feel unsafe. Interestingly, when those who indicated they felt unsafe or neither safe or unsafe, were asked why they felt like that, the majority of those respondents in Shan mentioned the worsening morale of people (like alcoholism, no respect for others, etc.) as primary reason (see Figure 12). This is also the main reason in Ayeyarwady (for 86% of those who felt unsafe or neither safe nor unsafe), in Mandalay (for 54), and in Kayin (for 42%). In Rakhine clearly the conflict between different groups of people stands in the forefront (69%); and in Kachin the ongoing conflict (44%) and that people feel threatened as a member of their community (41%). In Mandalay two thirds of respondents are concerned with the lack of law enforcement, which is also a safety factor that has been mentioned by quite a number of people in the other States/Regions. 9. This graph does not include ethnicity data for Rakhine. Due to sensitivity issues this question was not asked in Rakhine. Regarding their religious background, the majority of Rakhine respondents was Buddhist (87%), 10% were Muslim and 3% Christian. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 15

figure 11: in general, do you feel safe in your village tract/ ward at the moment? (by State/region) Total States 86 5 9 Mon 93 2 4 Chin 92 3 4 Kayah 91 5 4 Kayin 88 7 5 Shan 86 3 10 Rakhine 83 3 14 Kachin 70 10 20 Total Regions 96 2 3 Magway 99 Sagaing 98 11 Tanintharyi 97 12 Yangon 96 2 2 Bago 95 2 2 Ayeyarwaddy 92 2 6 Mandalay 91 4 5 Safe Neither safe or unsafe Unsafe figure 12: Why do you feel Unsafe or neither safe nor unsafe? (only asked to respondents who indicated to feel unsafe or neither safe nor unsafe. data selected for States and regions where more than 5% of respondents felt unsafe) 100% 50% 44 41 42 36 31 27 23 21 16 12 0% Kachin Kayin 9 69 13 16 3 Shan 28 15 3 12 20 69 Rakhine 20 2 86 32 18 Ayeyarwaddy 67 54 17 17 Mandalay 8 There is an ongoing armed con ict in the area There are con icts etween di erent groups o people (religious ethnic language) eel threatened as a mem er o my community ack o law en orcement The morale of people has worsened (like more alcoholism no respect or others etc ) Too many crimes are taking place Another aspect of safety and security relates to freedom of expression, which is also an important factor for transparency and accountability. Whether people feel free to publicly express their opinion about the government is a key consideration when carrying out the CRC survey and interpreting the findings. On average 38% of respondents said they feel no restriction to say what they want. 31% would be careful to whom they say what they think and 26% do not feel free at all. It may be assumed therefore that people in some areas at least are still cautious expressing their 16 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

opinion and that some of the answers that were provided to the interviewers may be influenced by that and perhaps have a bit of a positive bias. In general, people in the Regions tend to be a lot more vocal than in the States (See Figure 13). In the Regions 44% of the respondents felt completely free to speak and only 23% felt not at all free while in the States more people felt restricted (31%) than feeling free to speak (30%). Also, more people in rural areas don t feel free (29%) than in urban areas (18%). It was also found that for example in Yangon and Mandalay almost half of the respondents feel no restriction in voicing their opinion (see Figure 14). Overall, it appears that the urban population, particularly in the Regions, tends to be more vocal than the rural people and some of the findings may need to be seen in that light. In general, people in the Regions tend to be a lot more vocal than in the States. Total Regions States Urban 30 38 31 26 44 29 23 33 31 4 39 38 18 4 4 3 figure 13: To what extent do you feel free to say in public your opinion about the government in general? (grouped) 10 Rural 38 26 29 4 Male 40 31 25 3 Female 36 30 28 4 I feel free to say what I want I don t want to answer this question I would be careful as to whom I would say what I think I do not feel free at all I will keep it private Total 38 31 26 4 Yangon Mandalay Sagaing Magway Rakhine Shan Kachin 29 39 41 48 47 32 33 29 29 28 38 26 18 34 30 22 3 25 32 3 35 5 29 6 18 1 4 3 figure 14: To what extent do you feel free to say in public your opinion about the government in general? (by State/ region) 11 I feel free to say what I want I don t want to answer this question I would be careful as to whom I would say what I think I do not feel free at all I will keep it private 10. This information is available only for seven States/Regions, this question was included only in the third phase of the mapping in the following States/Regions: Kachin, Rakhine, Shan, Magway, Mandalay, Sagaing, Yangon. 11. Ibid. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 17

3. People s perspectives: e n n s 18 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

As explained earlier, this report focuses on the citizen s perspective using the wealth of data the CRC exercise has yielded. The survey questionnaires were developed in a way to capture local governance dynamics rather than a subjective interpretation of an issue, i.e. respondents were not asked to speak directly on governance matters but asked questions that allow for conclusions on the relevant governance issues. The questions were guided by the core principles of good governance, i.e. effectiveness and efficiency, transparency and rule of law, accountability, participation and equity. The survey findings described here are clustered into groups of related questions, forming the sections of this Chapter. It has to be noted though, that some of these issues are very much interrelated and could also be structured differently. This is the case particularly with questions that can be linked to information, transparency and accountability issues, like questions on who is responsible for addressing development problems or whether or not people have to pay for medicines for example. In the following section the report will be looking at the findings relating to the main development problems that people perceive in their area and the improvements they have noticed in the last three years. This section also seeks to take stock of the most important government initiatives taken so far and what they mean for people on the ground. Further examining people s perceptions of the changes over the last three years with regard to access to services, the CRC survey looked more closely at the three sectors primary education, health services and drinking water supply. In section 3.2 on development planning and participation the report presents, from the people s point of view, the findings on how far the attempts to make development planning more participatory and people-centred have resulted in actual changes on the ground. The last section (3.3) discusses people s perceptions on information, transparency and accountability issues. 3.1 recent developments In this section, the current development situation and the recent developments overall and regarding the sectors education, health and water supply in particular, are described from the people s perspective. This not only provides information on whether the reform process has resulted in changes on the ground, but also gives an indication of which areas future interventions could focus on as well as serve as baseline data that can be used to establish any progress that is achieved by such interventions over time. In the last few years, the GoM has increased the amount of resources available for service delivery substantially. Some of these resources are channelled through the newly introduced special funds for local development (see section 3.2. below) and through grants or loans made available for specific State/Region level departments, supplemented by local tax and other revenue options. The introduction of these funds constitutes one of the most significant policy initiatives as they allow for a more decentralised approach for governance and decision-making at the township level. But also at the Union level the funds for public services have been on the rise. The education sector budget for example has grown from Kyats 310 billion (USD 310 million) in FY 2010/11 to Kyats 1,142 billion (USD 1,142 million) in FY 2014/15. 12 While this is still only 5.92% of the GoM s budget and a mere 1.33% of Myanmar s GDP 13, compared to 5 years ago this is a very significant 12. As mentioned by President U Thein Sein during the 2014-15 fiscal year budget meeting of the Financial Commission on 7 January 2014. 13. UNICEF, 2013; Snapshot of Social Sector Public Budget Allocations and Spending in Myanmar. Other countries in the region spend on average approximately 3% of their GDP on education, with Thailand leading the group with more than 5%. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 19

increase. As for health care, the national health budget has grown from Kyats 92 billion (USD 92 million) in FY 2010/11 to Kyats 652 billion (USD 652 million) in FY 2014/15. Although this is a huge increase over the last years, it amounts to only 3.38% of the GoM s budget and 0.76% of the total GDP in FY 2014/15. 14 Although these amounts are still relatively low compared to sector budgets in other countries in the region, for Myanmar they show a substantial increase, which also seems to have been noticed by the people. 3.1.1 Recent overall developments in the States and Regions To get an idea about the current state of service delivery in the country and at the same time to understand if people have started to notice any changes in the past few years when reforms have started to be implemented, respondents were asked what the most important problem in their village tract or ward is, and whether they think responsible actors are aware of the problem and are doing something about it, and whether they think responsible actors are aware of the problem and doing something about it. Table 4 and Figure 15 provide an overview of the most important problem in people s village tract or ward. Table 4: What is the most important problem in your village tract/ward? State/region population as share of national population State/region Water roads health electricity Jobs 0.6% Kayah 37.2% 13.2% 14.2% 16.7% 8.3% 0.9% Chin 32.0% 6.8% 4.2% 16.7% 12.7% 9.5% Bago 26.7% 11.8% 8.7% 13.2% 24.3% 11.3% Shan 25.0% 16.8% 11.7% 18.2% 10.0% 7.6% Magway 25.0% 18.4% 14.2% 9.0% 20.1% 2.7% Tanintharyi 24.7% 11.1% 17.0% 12.2% 16.0% 12.0% Ayeyarwaddy 10.8% 29.2% 6.9% 12.2% 28.8% 4.0% Mon 7.1% 25.5% 7.6% 15.8% 11.8% 14.3% Yangon 14.9% 22.9% 10.8% 13.2% 19.8% 6.2% Rakhine 15.6% 18.2% 16.4% 8.6% 14.1% 10.3% Sagaing 21.4% 17.2% 24.2% 7.3% 16.7% 12.0% Mandalay 18.8% 19.4% 19.8% 12.8% 18.8% 3.3% Kachin 15.0% 21.0% 8.0% 24.0% 13.0% 3.1% Kayin 15.6% 7.3% 9.0% 16.3% 21.2% Averages (% of CRC respondents) average 20.70% 17.06% 12.35% 14.01% 16.82% population weighted average 18.97% 19.24% 13.22% 12.95% 18.66% Share of national population most mentioned problem 33% 37% 23% 3% 3% 14. Myanmar Times 5 November 2014. 2nd most mentioned problem Total (1st and 2nd most mentioned problem) 14% 16% 9% 20% 57% 47% 53% 32% 24% 60% 20 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

Kayah Chin 4 7 8 13 14 13 17 17 32 37 figure 15: What is the most important problem in your village tract/ward? (by State/region) Bago 9 12 13 24 27 Shan 10 12 17 18 25 Magway 9 14 18 20 25 Tanintharyi 11 12 16 17 25 Ayeyarwaddy 7 11 12 29 29 Mon 7 8 12 16 26 Yangon 11 13 15 20 23 Rakhine 9 14 16 16 18 Sagaing 7 17 17 21 24 Mandalay 13 19 19 19 20 Kachin 8 13 15 21 24 Kayin 7 9 16 16 21 0% 40% Water Roads Health Electricity Jobs A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 21

figure 16: What is the most important problem in your village tract/ward? (Total and weighted average for all States/regions) 25% 0% 21 19 17 19 12 13 14 13 17 19 Water Roads Health Electricity Jobs Average Population weighted average The data resulting from the question what is the most important problem in your village tract or ward can be looked at in several different ways. While the respondents views vary greatly across States and Regions, and across the different townships (see the respective States/Regions reports for details), water is seen as the major development issue for almost 21% of the respondents overall. It emerged as the most important problem for the majority of respondents in six States and Regions, which represent about 33% of the people if seen as a share of the total Myanmar population. Bad roads were cited as most important problem by about 17% of respondents and it was the most important problem for the majority of people in four States/Regions, representing about 37% of the total Myanmar population. In two of the Regions health is perceived as the largest problem for the majority of the population, representing about 23% of the total Myanmar population. Overall, about 12% of respondents noted health as their main development issue. Electricity and the lack of jobs each stand out as most important problem in one State respectively. Electricity is a problem for 24% of respondents in Kachin, representing about 3% of the total Myanmar population. 21% of respondents in Kayin see the lack of jobs as their most important problem, representing about 3% of the total Myanmar population. Overall, 14% of respondents saw electricity as their main problem and about 17% of respondents noted the lack of jobs. Interestingly, in none of the States/ Regions education emerged as people s most important problem, neither was it second most mentioned by respondents as their main problem. On average, only 7% of the total respondents cited education as main issue, with the highest number of respondents in Rakhine (13%), followed by Kachin (10%). Taking into account only the first and second most mentioned development issues and combining these figures (see Figure 17) we get a slightly adjusted picture, if the results are put into context and seen as a share of the total Myanmar population. The lack of jobs was second most mentioned by a number of respondents representing as many as 57% of the total Myanmar population, which is by far the highest percentage for the second most pressing development issue. Looking at the development issues most and second most cited together, the lack of jobs also emerges with the highest score in six States/Regions, representing about 60% of Myanmar s total population. This is followed by roads, the first and second problem given in six States/Regions, representing about 53% of Myanmar s population and by water, which is the first, and second most mentioned issue in eight States/Regions, representing about 47% of the population. Overall, it can be concluded that the three priority areas that need further attention in future development planning are: road infrastructure, water supply and employment. Overall, it can be concluded that the three priority areas that need further attention in future development planning are: road infrastructure, water supply and employment. Having said that, the data emerging from the townships covered in this survey and in all States and Regions also clearly shows that there are huge variations across different localities in terms of development problems, and clearly one size does not fit all and development needs to be localised. Through the recently introduced local development funds, like the Poverty Reduction Fund, Rural Development Fund or Constituency Development Fund, and with the local level planning process becoming more participatory and responsive, there is a great opportunity to direct these funds to local projects that meet the needs of the people. 22 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

60% 33 14 37 16 23 9 20 57 figure 17: Share of population (as share of total national population) naming their most important problem and the second most mentioned problem 0% 3 3 Water Roads Health Electricity Jobs 1 st problem 2 nd problem The identified development problems lead to the next question, asking people who in their opinion is the responsible institution or person to address these issues, which is an important aspect of accountability (this will be discussed in more detail further below). Overall, the VTA or WA is the person people see foremost responsible for solving their development problems (33%, see Figure 18). This is closely followed by the State/Region or Union Government, which were grouped into one category in the CRC questionnaire (31%). This trend is the highest in Mandalay with 41% attaching the main responsibility to the W/VTA and only 26% to the State/ Region/Union government, which is the lowest compared to other States/Regions. A fairly high number of respondents in Magway (39%) see the responsibility lying with State/Region/Union government, but still also 32% with the W/VTA. Very few people (13%) think that the TA should solve their development issues, which is probably a sign that the TA is not very visible to and approachable for the people, although the TA has in fact much more control over solving their problems than the W/VTA. Chin is an exception, where 20% of respondents see the responsibility with the TA. It should also be noted that the TA rotates while the W/VTA lives in the community and very seldom takes up jobs in other locations than where he/she lives. Overall, the VTA or WA is the person people see foremost responsible for solving their development problems (33%). Ayeyarwaddy stands out in a different way in the sense that 23% of the respondents expect the members of their own community to address the problems in their area, much more than people in other States/Regions. Only in Kayah this view is also relatively high among people (19%). One of the reasons could be that people there have become used to solving their own problems in Ayeyarwaddy because there people got together for reconstruction efforts in the aftermath of the cyclone Nargis and in Kayah perhaps because many areas where long isolated from public services due to armed conflict. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 23

figure 18: Who is t e rst erson responsible for solving this problem? (by State/region) Total Mandalay 4 8 8 13 13 13 26 31 33 41 Rakhine 3 9 12 30 39 Sagaing 4 9 15 28 39 Yangon 2 12 14 32 36 Chin 1 9 20 28 34 Tanintharyi 3 13 16 31 33 Mon 5 15 15 27 30 Kayah 7 15 19 27 27 Magway 11 12 32 39 Kachin 3 8 9 36 37 Bago 6 11 12 30 36 Shan 6 10 12 28 35 Kayin 7 7 17 29 29 Ayeyarwaddy 4 13 23 27 29 0% 50% Members of the community 10/100 Household Heads W/VTA Township Administrator State/Region or Union Government 24 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

The differences between States or Regions and male or female respondents are minor (see Figure 19). Interestingly though, most urban respondents tend to hold the State/Region or Union Government (36%) responsible and only 26% of them the W/VTA, while 36% of the rural respondents see the responsibility with their W/VTA and only 28% of them with the State/Region or Union Government. This may be an indication that in rural areas people feel their W/VTA is more accessible than the higher-level government institutions and for the potentially important role of the W/VTA as the extended arm of the government and as the interface between the government and the people. The important role of the W/VTA is further discussed below (Section 3.3.2). 40% 33 31 34 31 32 30 26 36 36 28 31 33 35 29 figure 19: Who is t e rst erson responsible for solving this problem? (grouped) 13 13 13 13 13 12 13 17 13 11 13 14 13 12 0% 4 4 5 2 5 4 5 Total Regions States Urban Rural Male Female Members of the community 10/100 Household Heads W/VTA Township Administrator State/Region or Union Government When asked whether in their opinion the government is aware of the problem at all, the majority (57%) thinks that the government is indeed aware (see Figure 20). Total Kayah Kachin Chin Sagaing Magway Yangon Mon Mandalay Shan Tanintharyi Rakhine Bago Ayeyarwaddy Kayin 57 43 70 30 68 32 63 37 60 40 59 41 58 42 57 43 54 46 53 47 53 47 52 48 51 49 50 50 46 54 figure 20: do you think that the township administration or the government in general is aware of this problem? Yes No A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 25

For those who think that the government is aware of the problem the question follows what the township administration or any other government body is doing to resolve the problem. Almost two thirds of the respondents (65%) think that the government is not doing anything to address their issues (see Figure 21). This view is particularly prevalent in Chin, where 76% of the people say the government is doing nothing and only 9% think it is still discussing the problem. Also for people in the conflict affected states: Shan (74%); Kayin (73%); Kachin (73%) and Rakhine (72%) the visibility of government actions appears very low. The exception is Kayah, which interestingly is right at the opposite end of the spectrum and 53% think the government is doing something to resolve their problems (the lowest score). This may be due to several possible reasons either the government is responding better to people s needs, or it is better at informing about what it is doing, or the government is doing more. The government doing more is perhaps the most significant factor as Kayah in the last few years has had a much higher development budget per capita than any other State or Region. Also, Kayah has been neglected for a long time hence any positive change would be more obvious to the people. 10% of Kayah s respondents explicitly mentioned that the government is allocating more money to solve the problems. Overall only 7% believe that the government is allocating more resources to solve the identified development issue. More on the positive side, at least 16% think that the government is still discussing the problem. Again, together with Tanintharyi in this case, this score is the highest for Kayah s respondents where 28% think that the government is still discussing. figure 21: What is the township administration or any other government body doing to resolve this problem? (by State/region) Mandalay Ayeyarwaddy Tanintharyi Total 65 16 7 2 5 4 Chin 76 Shan Kayin Kachin Rakhine Bago Mon Yangon Magway Sagaing Kayah 54 57 61 61 63 70 68 66 73 73 72 74 9 7 2 4 2 13 7 1 2 2 13 3 2 6 3 7 9 2 4 5 7 5 5 5 6 16 5 1 3 6 15 5 1 8 3 22 6 1 3 1 16 16 1 3 1 17 4 3 10 4 17 6 3 6 7 28 3 3 3 6 18 14 3 6 4 47 28 10 2 5 8 Nothing Allocating more government sta Still discussing the problem Don t know Allocating more money Other 26 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

In general, more people in the States than in the Regions are of the opinion that government is doing nothing (69% vs. 62%) and slightly more women (67%) than men (64%). Also people in urban areas hold a slightly more negative view than in rural areas (68% vs. 64%) (see Figure 22). Total Regions States 65 62 16 19 7 8 69 13 6 Urban 68 15 5 Rural Male Female 64 17 8 64 18 6 67 14 7 2 5 4 2 5 4 2 5 4 2 4 6 2 6 3 2 5 5 2 6 3 figure 22: What is the township administration or any other government body doing to resolve this problem? (grouped) Nothing Allocating more government sta Still discussing the problem Don t know Allocating more money Other Moving on from the main development issues, despite the many challenges there are also positive trends that people noted when they were asked about improvements made by the government in their village tract or ward over the last three years. Overall, education emerges as the sector where most improvements were noted (35% of respondents, see Figure 23). This was clearly seen as most important improvement by people in Mandalay (52%), Sagaing (48%), Magway (47%) and Rakhine (46%). The majority of respondents in six States/ Regions cited the changes in education as most important improvement in fact. Putting this into context with the total Myanmar population, like was done above for the main development problem, these six States/Regions represent about 52% of the total population. Education as main improvement was also reported second most by respondents in five States/Regions, representing about 26% of Myanmar s population. Improvements in the roads sector were seen as most important change by 33% of overall respondents. Roads improvements were particularly noteworthy and mentioned most in three States, Kayah (56%), Shan (47%) and Kachin (43.4%), representing about 16% of Myanmar s population. Road improvements were however also mentioned second most by respondents in eight States/Regions, representing about 63% of Myanmar s population. 28% of all respondents noticed no major improvement in the last three years, which corresponds to the majority of people asked in five States/Regions representing about 32% of Myanmar s population (see Figure 24). As for the other sectors, in none of the States or Regions improvements in the health sector were seen as most noticeable. Only respondents in Sagaing (35%) noted changes in the health sector as second most important improvement. Improvements in water supply were nowhere seen neither as most nor second most important change. In Shan 27% of respondents noted improvements in water, the highest score for water overall. Only very few respondents noted any improvements with regard to employment generation (less than 1% overall). Overall, education emerges as the sector where most improvements were noted (35% of respondents). Education as main improvement was also reported second most by respondents in five States/ Regions, representing about 26% of Myanmar s population. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 27

figure 23: What are the most important improvements the government has made to the situation in your village tract/ ward over the last three years? (by State/region) Total Mandalay Sagaing 9 12 14 15 17 19 21 28 28 33 35 35 35 48 52 Magway 8 8 27 31 47 Rakhine 20 24 24 34 46 Tanintharyi 7 24 27 27 42 Ayeyarwaddy 7 11 29 33 35 Kachin 8 17 21 43 43 Kayah 7 14 18 43 56 Shan 13 18 27 29 47 Yangon 5 6 16 17 51 Chin 5 6 20 24 46 Mon 2 8 10 37 44 Bago 1 9 23 29 43 Kayin 7 18 27 28 33 0% 60% Education Roads No major improvement Health Water 28 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

80% 52 78 63 79 figure 24: The two most mentioned improvements seen as a share of Myanmar s total population 40% 26 32 32 16 0% Education Roads No major improvement Most noted improvement 2nd most noted improvement Total (2 main improvements) Comparing the data in terms of other aspects perhaps the most remarkable difference is that many more rural than urban respondents (43% rural as compared to 20% urban) see improvements in education, while more urban than rural respondents (40% urban as compared to 30% rural) see improvements in roads (see Figure 25). Also, more urban respondents (32%) noted no improvements than rural respondents (25%). Whether this is indeed because there have been less changes in urban areas or because of the urban population being perhaps more vocal than the rural population is not entirely clear. Looking at differences between States and Regions, more respondents in the Regions mentioned improvements in education and roads (38% and 37%) than in the States (31% and 28%). Also, in the Regions only 24% noted no major improvements in the last three years, while 32% in the States saw no positive change (see Figure 25). 50% 25% 0% 14 12 35 33 10 Total 1 28 14 10 38 37 12 1 Regions 24 31 28 20 18 17 1415 15 7 1 States 32 8 6 40 1 Urban 32 43 30 5 Rural 25 16 12 36 35 11 1 1 Male 27 13 12 34 31 9 11 Female 29 Many more rural than urban respondents (43% rural as compared to 20% urban) see improvements in education, while more urban than rural respondents (40% urban as compared to 30% rural) see improvements in roads. figure 25: What are the most important improvements the government has made to the situation in your village tract/ ward over the last three years? (grouped) Water Health Education Jobs Roads Electricity Safety and Ownership Nothing A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 29

3.1.2 Recent developments: access to services Further examining changes over the last three years with regard to access to services, the CRC survey looked more closely at people s perceptions of primary education, basic health services and water supply. These sectors are often used as an indicator for overall local government systems and performance and because of their fundamental importance to the people and therefore a core responsibility of a responsive government. The people s perspective on the functioning of certain aspects of these sectors provides a valuable insight and contribution to the assessment of the quality of service delivery. Overall, for all three sectors, over 90% of respondents are of the opinion that the situation is the same or better. Overall, for all three sectors, over 90% of respondents are of the opinion that the situation is the same or better. The biggest improvement has been seen in the education sector, by over two thirds of the people, followed by health with just over half, while just one third of the people saw an improved situation for water supply (see Figure 26). Also regarding the quality, more people are explicitly satisfied with the quality of primary education (74%) than health services (52%). To keep in mind also, as for education, people are entirely dependent on public service delivery. With regard to health services and water supply people have alternative options, like private service providers or other channels, and therefore perhaps tend to be less critical of government. figure 26: Percentage of people who think that the education/health/ water situation has improved and who are sat s e t t e quality of education and health 80% 69 57 80% 74 52 33 0% Situation improved 0% Satisfied with uality Water Health Education 3.1.2.1 People s perceptions on education Overall, the primary education sector is where people have seen the biggest improvements (69%) over the last three years and noted so explicitly (see Figure 27). In some States or Regions this was noted by as many as 78% (Kayin and Yangon) and up to 80% (Tanintharyi) of the people. The least improvement was seen in Chin and Bago, with 51% however still by over half of the respondents and by 55% in Rakhine. There don t appear to be big differences between rural/urban, male/female or State/Region respondents, apart from that rural respondents (72%) seemed more positive than urban (63%) and slightly more State respondents (9%) noted a worsened situation than Region respondents (4%). With the exception of Rakhine, also a large majority of people in the conflict-affected States (Kachin, Kayah, Kayin and Shan) saw improvements in primary education (see Figure 28). 30 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

23% 6% figure 27: People s views on improvements in primary education (average) 69% Improved More or less the same Worsened Total 69 23 6 2 Tanintharyi 80 18 11 Kayin 78 14 7 1 Yangon 78 18 3 1 Ayeyarwaddy 76 22 2 Kayah 75 18 3 4 Kachin 74 20 5 1 Sagaing 74 23 2 1 Shan 69 26 3 Magway 69 24 6 Mon 68 19 10 Mandalay 63 32 5 Rakhine 55 27 17 1 Chin 51 31 15 3 Bago 51 36 9 4 2 1 3 figure 28: People s views on improvements in primary education (by State/region) Improved More or less the same Worsened Don t know Total Regions States Urban Rural Male Female 69 23 6 2 70 25 4 1 67 22 9 2 63 28 7 2 72 21 6 1 69 23 7 1 68 23 6 3 figure 29: People s views on improvements in primary education (grouped) Improved More or less the same Worsened Don t know A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 31

The reason given in all but one State/Region for the improved situation in education was a new or improved school building. Only in Rakhine the most cited reason was an increase in the number of teachers (closely followed by better/new building though). Interestingly, the reason given in most States/Regions for the worsened situation was also poor maintenance of buildings, not enough classrooms or toilets. Only in four States/Regions other reasons were mentioned more (i.e. less teachers and worse teaching system). This perhaps points to very diverse conditions across village tracts/wards and townships and the need for localised solutions to these problems that help to address the issues in the particular areas. Also regarding the quality of primary education there are no big differences between urban/ rural, male/female respondents (see Figure 30). Looking at the States or Regions, the Regions respondents on average seem to be more satisfied with the quality of education in their respective areas. Of all States or Regions, with 82% Magway and Kayin receive the highest score, while only 56% of Rakhine s respondents are satisfied with the quality of primary education, which is by far the lowest score (see Figure 31). In Rakhine 26% of respondents expressed they were not satisfied with the quality of education. figure 30: Perceptions on the quality of primary education (grouped) Total Regions States 74 77 70 18 17 9 16 7 12 Ur an 71 18 11 Rural 75 17 8 Male 72 18 10 emale 75 16 9 Satisfied Not good not ad Not satisfied figure 31: Perceptions on the quality of primary education (by State/ region) Magway 82 Kayin Sagaing Yangon Ayeyarwaddy Tanintharyi Mon Chin Mandalay Shan Kayah Bago Kachin Rakhine Total 74 17 9 15 3 81 13 6 81 12 7 81 13 6 78 16 6 78 16 6 74 15 11 73 15 12 72 17 11 70 20 10 70 23 7 69 23 8 66 21 13 56 19 25 Satisfied Not good not ad Not satisfied 32 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

A positive picture emerges when looking at people s perceptions on whether they believe that their children receive the same treatment as all other children in the class (see Figure 32). On average 94% of respondents think their children are treated equally at school and only 4% think this is not always the case. The large majority of people in all States/Regions share that view, only in Rakhine (88%) and Kayin (89%) less than 90% believe their children are not equally treated. Almost all school children in Magway (99%) appear to be receiving the same treatment. Interesting is perhaps also that 98% of respondents in ethnically very diverse Shan State think that their children are always treated equally. There are no significant differences between the views of male and female and respondents in States and Regions overall, and only a slight difference between urban (90%) and rural people (96%). 94% of respondents think their children are treated equally at school and only 4% think this is not always the case. Total 94 4 11 Magway 99 1 Shan 98 11 Kayah 97 3 Sagaing 96 2 2 Kachin 96 4 Mon 95 2 3 Tanintharyi 95 3 11 Yangon 95 5 Chin 93 2 5 Ayeyarwaddy 92 8 Bago 92 4 4 Mandalay 90 8 2 Kayin 89 5 4 2 Rakhine 88 7 1 4 figure 32: regarding the education for your child, do your children receive the same treatment as all other children in his/ her class? (by State/ region) Yes, always No, not always No, never Don t know Total Regions States Urban Rural Male Female 94 94 94 90 96 94 94 6 3 4 4 4 3 3 1 11 1 2 11 4 11 1 figure 33: regarding the education for 1 1 your child, do your children receive the same treatment as all other children in his/ her class? (grouped) Yes, always No, not always No, never Don t know A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 33

3.1.2.2 People s perceptions on basic health provision Unlike for education where people are (almost) entirely dependent on the government provision of education, with regard to basic health care people in many areas have the option of choosing between a public and a private health care facility. Overall, 49% of respondents use public health facilities while 43% use private health care (see Figure 34), either one often for reasons of proximity, depending on which one is closer to their homes. Almost 9% of respondents use other alternatives like traditional doctors, quacks, auxiliary midwives or simply no health facilities. This figure appears particularly high in Chin (see Figure 35), where out of the 34% that use alternative services about 11% use quacks and a fairly large number of respondents (15%) use no health facilities at all. The most cited reason by Chin respondents (62%) for using any (or no) health facility is that there is no other option nearby, followed by habit (33%) and the availability of well qualified/experienced staff. figure 34: Use of public or private health care facilities (grouped) Total Regions States 49 44 53 43 8 50 6 36 11 Urban Rural Male Female 17 79 4 66 23 11 49 43 8 49 43 8 Public Health Facility Private Health Facility Other/nowhere figure 35: Use of public or private health care facilities (by States/regions) Total 49 43 9 Kachin 68 25 7 Kayah 66 31 3 Rakhine 59 33 8 Magway 57 33 10 Chin 56 10 34 Shan 53 34 13 Sagaing 47 45 9 Tanintharyi 45 52 2 Yangon 43 53 3 Mandalay 42 45 13 Kayin 39 59 1 Ayeyarwaddy 38 61 1 Bago 37 58 5 Mon 32 56 12 Public Health Facility Private Health Facility Other/nowhere 34 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

People in the States seem to rely more on public health facilities (53%) than in the Regions (44%) and tend to use other or no facilities more often than in the Regions (11% vs. 6%) (see Figure 34). Further, the data shows clearly that the majority of urban people first and foremost use private health facilities (79%), while the majority of the rural population (66%) uses public health care. There don t appear to be any gender differences. Overall, over half of the respondents that use public health facilities feel that health services have improved in the last three years and over 90% think that the situation is the same or better (see Figure 36). The main reason for the improvements cited by people in most States/Regions are new or improved health facilities. Interestingly, health services scored the highest in three of the conflict affected States Kachin, Kayah, Kayin (67% and 66%) (see Figure 37). The least improvement was seen in Chin and in Shan but with 49% still almost half of the people thought health services have become better. Rakhine stands out in terms of worsened situation 13% of respondents in Rakhine expressed that basic health services have worsened, to a large extent due to a negative change in the attitude of health staff. The degrading or closing down of health facilities was the most cited reason for people in Chin, where 10% see a worsened situation. Overall, in at least half of the States/Regions (e.g. Rakhine, Mon, Kachin, Shan, Magway, Sagaing, Bago) the majority of people attributed the worsening of health services to a negative change in the attitude of health staff. In at least three States/Regions (e.g. Chin, Ayeyarwaddy, Kayah) the degrading or closing down of health facilities was the reason given for the worsening of the situation. The majority of urban people first and foremost use private health facilities (79%), while the majority of the rural population (66%) uses public health care. 36% 5% Improved More or less the same figure 36: People s views on improvements in health services (average) 57% Worsened Total 57 36 5 2 Kachin 67 27 6 Kayah 67 25 5 3 Kayin 66 28 4 2 2 3 Sagaing 65 30 3 Magway 63 32 2 Mandalay 55 42 3 Bago 55 38 1 6 Yangon 55 37 5 Mon 53 35 5 Tainintharyi 52 43 2 Ayeyarwaddy 51 44 4 Rakhine 51 35 13 1 Chin 49 36 10 5 Shan 49 47 3 1 3 7 3 1 figure 37: People s views on improvements in health services (by State/region) Improved More or less the same Worsened Don t know A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 35

On average there are no big differences between States and Regions, although 6% of State respondents mention that the situation has worsened as compared to only 3% of Regions respondents (see Figure 38). More urban than rural respondents see improvements (61% vs. 56%), while for more rural respondents the situation appears more or less the same. Female respondents are only marginally more positive (by 1%) than male respondents. figure 38: People s views on improvements in health services (grouped) Total Regions States Urban Rural Male Female 57 36 5 2 57 38 3 2 58 34 7 1 61 32 5 2 56 37 5 2 57 58 36 36 5 4 2 2 Improved More or less the same Worsened Don t know Regarding the quality of basic health services, over half of the respondents (52%) are satisfied while 19% were not satisfied overall (see Figure 39). Female respondents seem to be a bit more positive about the quality than male (55% as opposed to 50%) and urban more positive than rural respondents (56% vs. 52%). Of all States or Regions, Sagaing stands out with 67% of the respondents satisfied with the quality of health services and only 13% are explicitly not satisfied. The opposite picture appears in Ayeyarwaddy which has the lowest number of satisfied respondents (39%) and 28% are explicitly not satisfied, closely followed by Rakhine where only 44% are satisfied and 30% not satisfied. In Chin the highest number of respondents expressed their dissatisfaction with the quality of health services (33%), however still half of the respondents stated to be satisfied. This points to the very diverse conditions in the different townships and village tracts/wards and hence the need for localised solutions. figure 39: Perceptions on the quality of primary health services (grouped) Total Regions States Urban Rural Male Female 52 53 52 56 52 50 55 28 19 1 29 18 26 26 27 21 17 20 1 1 1 28 26 21 17 1 2 Satisfied Not good not Bad Not satisfied Don t know 36 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

Magway Mon Kayah Kayin Yangon Shan Chin Kachin Bago Tainintharyi Rakhine Ayeyarwaddy Total 52 28 19 1 Mandalay 61 18 20 1 Sagaing 60 20 13 7 60 30 10 57 23 17 3 56 33 10 1 55 53 27 31 17 15 1 1 53 27 19 1 50 16 33 1 48 48 33 31 18 21 1 45 32 21 2 44 25 30 1 39 33 28 figure 40: Perceptions on the quality of primary health services (by State/region) Improved More or less the same Worsened Don t know As an aspect of access to basic health services as well as accountability, people were asked whether or not they had to pay for the medicines at the public health care facilities. Overall, a clear majority (59%) of respondents claimed they always had to pay for medicines, while 24% did so sometimes and 17% never. The differences across States and Regions are significant with over 70% of the people in Mon (74%), Mandalay (73%) and Chin (70%) always paying for drugs and less than 50% in Sagaing (47%), Tanintharyi (46%) and the lowest score in Bago (40%); however the highest percentage of respondents in Bago (36%) sometimes pay for medicines (see Figure 41). On average, 83% of the people pay always or at least sometimes. In Mandalay even 95% and in Yangon 93%. On the positive side, 29% of respondents in Tanintharyi and 27% in Rakhine never pay for medicines. In general, more people in the States than in the Regions (63% vs. 55%) reported that they always pay for medicines at their public health facility, and slightly more so in rural than urban areas (59% vs. 55%) (see Figure 42). 26% in urban areas said they never pay for essential drugs however, as opposed to just 16% in rural areas. Overall, a clear majority (59%) of respondents claimed they always had to pay for medicines, while 24% did so sometimes and 17% never. whether this is a question of mismanagement or misunderstanding, if not being addressed this could contribute to an erosion of the newly emerging trust between citizens and government institutions. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 37

figure 41: do you always, sometimes or never have to pay for the medicines that the nurse or doctor gives to you or a household member, at the public health facility? (by State/ region) Total Mon 74 Mandalay 73 Chin 70 Ayeyarwaddy 65 Shan 64 Kayah 62 Yangon 59 Rakhine 59 Kachin 57 Kayin 56 Magway 55 Sagaing 47 Tanintharyi 46 Bago 59 24 17 40 36 24 35 15 24 24 26 26 26 34 21 23 25 29 14 12 23 5 12 17 27 20 20 17 9 13 9 7 Always Sometimes Never figure 42: do you always, sometimes or never have to pay for the medicines that the nurse or doctor gives to you or a household member, at the public health facility? (grouped) Total 59 24 17 Regions States Urban Rural Male Female 55 28 16 63 20 17 55 19 26 59 25 16 60 24 16 58 24 18 Always Sometimes Never Since 2013 essential (and generic) drugs are supposed to be available free of charge at public health facilities, if in stock. Only if out of stock patients have to pay and for other than essential medicines. The CRC survey questions did not provide for a distinction between medicines that have to be paid for and those free of charge. Many of the respondents who mentioned that they always had to pay for medicines claimed that they were not given an explanation from the medical staff why they were charged. Whether these incidents are an indication for mismanagement at health facilities or simply point to poor articulation and misunderstandings between health workers and service users could not be clearly established through the survey and would need to be further investigated. What is clear though, they results demonstrate that people are not aware of the rules pertaining to payment for medicines and when they have to pay. And whether this is a question of mismanagement or misunderstanding, if not being addressed this could contribute to an erosion of the newly emerging trust between citizens and government institutions. 38 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

Regarding people s perceptions on equal treatment at the local public health facility overall 94% believe they or their families receive the same treatment as everyone else in the village and only 4% say that is not always the case (see Figure 43). 1% of respondents think they are never treated equally. There are no significant differences between State/Region, urban/rural and male/female respondents. The differences across States and Regions are marginal, only Chin stands out with merely 73% of respondents receiving the same treatment in their opinion. 9% of Chin respondents say they don t always receive the same treatment and 16% don t know. Total 94 4 11 Magway 98 1 1 Yangon 97 3 Kayah 97 1 2 Mandalay 96 31 Sagaing 96 31 Tainintharyi 96 3 Ayeyarwaddy 96 4 Shan 96 31 Kayin 96 31 Bago 95 4 1 Kachin 94 5 1 Rakhine 93 5 2 Mon 92 6 21 Chin 73 9 2 16 1 figure 43: regarding health services, do you or your family members receive the same treatment as everyone else in this village? (by State/ region) Yes, always No, not always No Never Don't know Total Regions States Urban Rural Male Female 94 96 92 94 94 93 95 4 11 31 4 1 3 4 2 4 11 5 11 3 11 figure 44: regarding health services, do you or your family members receive the same treatment as everyone else in this village? (grouped) Yes, always No, not always No Never Don't know A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 39

3.1.2.3 People s perceptions on quality of water supply For water supply it is important to take a closer look at the main water sources that people are using for drinking water. The majority, one third of the people, rely on a shallow well as their main water source, and more so in rural areas (36%) than in urban areas (26%) where the majority of people use water from a deep tube well (28%). 31% of the people in rural, and 8% even in urban areas, get their water supply from a natural source, like a river, lake or pond. On average only 9% of the people use a public water connection (inside or outside their housing compound) as their main water source. 13% have access to water through a private connection, 22% of such in urban and 7% in rural areas (see Figure 45). figure 45: Main water sources (grouped) 40% 39 36 35% 30% 33 27 30 26 26 28 31 25% 20% 23 19 20 22 15% 10% 5% 13 8 3 1 14 5 4 12 10 8 3 2 15 8 7 6 7 8 3 1 0% Total Regions States Urban Rural A shallow well Private water supply connection (inside compound) Natural water source like river, lake or pond Public water supply connection (inside compound) Deep tube well Public water supply connection outside compound (like tap or pump) Buy bottled water Looking at the distance people have to travel to get to their water source, overall the majority (57%) of respondents spend 0-5 minutes to get to their water source, 30% spend 5-15 minutes, 9% 15-30 minutes, 3% 30-60 minutes and only 1% spend more than 60 minutes. There are, of course, big variations across different localities and also States and Regions as can be seen from the below figure. As expected from its difficult terrain, people in Chin are taking the longest time to get to their main water source. People in Magway and Kayin seem to be spending much less time to get water (see Figure 46). Overall, the differences between States and Regions are not so striking, with the large majority of respondents of States and Regions spending up to 15 minutes to get to their main water source. Between urban and rural areas there are clear differences though it takes up to 5 minutes for 77% of urban respondents to get to their water source, and up to 15 minutes for 93% of them. In rural areas it s up to 15 minutes for 85% of respondents, out of which only 47% spend less than 5 minutes to get to their water source (see Figure 47). 40 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

Total 57 30 9 3 1 Mon 72 17 6 3 2 Kachin 69 25 5 1 Kayah 63 15 10 7 4 figure 46: how long does it take to get to the main source of drinking water for your household? (by State/region) Kayin 61 36 3 Shan 59 31 7 3 1 Rakhine 47 40 11 2 Chin 40 26 20 8 5 Yangon 70 20 9 1 Tainintharyi 64 27 6 4 Ayeyarwaddy 58 27 7 4 3 Bago 58 26 13 2 Mandalay 51 29 15 1 4 Sagaing 50 38 9 21 Magway 36 60 31 0-5 minutes 5-15 minutes 15-30 minutes 15-30 minutes More than 60 minutes Total Regions States Urban Rural 57 30 9 3 1 55 32 9 2 1 59 27 9 3 2 77 16 5 11 49 36 11 3 1 figure 47: how long does it take to get to the main source of drinking water for your household? (grouped) 0-5 minutes 5-15 minutes 15-30 minutes 15-30 minutes More than 60 minutes Looking at the data regarding people s perceptions on questions surrounding water supply the main message is that there is quite a bit of room for improvement. The positive side is that overall 91% of respondents are of the view that water supply is the same or has improved over the last three years (see Figure 48). For 9% the situation worsened however. The installation of new or more water pumps is the main reason for improvements given by people in most States/Regions. In a few States/Regions the water source is now closer than three years ago. In about half of the States/Regions the water source is now further away, while in most other States/Regions the source has become polluted and the situation worsened therefore. Respondents in Kachin (43%), A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 41

Mandalay (42%) and Magway (41%) see the biggest improvements in water supply. The negative outliers are Chin and Tanintharyi where for 22% in Chin and 21% in Tanintharyi the situation has worsened, in both cases the majority of people found their water source now further away (see Figure 49). On average there are neither big differences between States and Regions nor between male and female respondents. However, more rural than urban respondents see improvements (35% vs. 28%), while there is no difference in terms of worsened water supply (see Figure 50). figure 48: People s views on improvements in water supply (average) 9% Average 33% 58% Improved More or less the same Worsened figure 49: People s views on improvements in water supply (by State/region) Total 33 58 9 Kachin 43 52 5 Shan 35 61 5 Kayah 33 57 10 Kayin 31 63 7 Rakhine 30 59 11 Chin 29 49 22 Mon 27 66 6 Mandalay 42 51 7 Magway 41 56 3 Sagaing 39 57 3 Yangon 31 64 5 Bago 29 54 17 Ayeyarwaddy 26 66 8 Tainintharyi 26 53 21 Improved More or less the same Worsened 42 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

Total Regions States Urban Rural Male Female 33 33 32 28 57 58 63 35 55 33 57 58 9 33 58 9 9 1 9 1 9 9 1 10 figure 50: People s views on improvements in water supply (grouped) Improved More or less the same Worsened Don t know Considering that the majority of respondents mentioned water as their main problem, and looking at people s perceptions on the water supply situation and their available water sources it becomes apparent that there still is a great need for improvements in this sector. Also with regard to water supply, the newly introduced local development funds offer the opportunity to direct resources to those priority areas that people have identified in their specific localities. 3.2 development planning and participation The newly introduced funds for spending on local infrastructure development, particularly the Poverty Reduction Fund (PRF), the GAD s Rural Development Fund (RDF), the Constituency Development Fund (CDF) and in some (only conflict affected) areas the Border Affairs Development Fund (BADF), have opened new avenues for the involvement of citizens in development planning and the prioritisation of projects at the local level. Although still of modest financial volume, the introduction of these funds is one of the most significant policy initiatives of the current government and constitutes perhaps the most significant change in terms of governance and decision-making at the township level. Sub-national/local discretion over financial resources is a critical aspect of (fiscal) decentralisation. These special funds allow State or Region governments, elected Hluttaw members and townships to participate in the selection of development projects. While the final discretion formally still lies with higher government authorities, the township level plays a key role in the management of these funds and in many cases their proposed project selection is respected by the final decision-makers. The involvement of citizens and communities in the project identification and selection is currently in a nascent stage still and happens primarily indirectly through the people s representatives in the development support committees (see below). Strengthening the mechanisms for citizen participation and raising people s awareness in that respect is a key concern therefore. The CRC findings reveal that these areas deserve to be given some further attention, given the potential of these funds to build trust between the people and government as communities increasingly recognise the government as service provider addressing their needs, a key aspect of improved local governance. In financial terms, these special development funds are at present of negligible size compared to overall government expenditure. Their funding pool has seen a substantial increase though. Under the PRF for example each State/Region was allocated Kyats 1 billion in FY 2013/14, with the exception of Chin, which received Kyats 3 billion due to its high poverty rate. In FY 2014/15 the PRF saw a huge increase from a total of Kyats 16 billion to Kyats 50 billion, with State/Region funding Although still of modest financial volume, the introduction of local development funds is one of the most significant policy initiatives of the current government and constitutes perhaps the most significant change in terms of governance and decisionmaking at the township level. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 43

allocations seeking to take into account poverty, remoteness and post-conflict reconstruction needs. 15 Regarding the RDF it is not possible to establish the amounts with sufficient certainty, as there are no documents publicly available on how the funds are allocated. It appears that each GAD office at township level may have received Kyats 20 million for the PRF in FY 2013/14 but officials in some townships claimed they did not receive such funds. Moreover, according to some townships the RDF includes or is supplemented by own source revenue components. Hence the RDF amounts vary across townships. The CDF allocations have remained at Kyats 100 million per township for the last two years. Since the development funds have not been allocated based on population criteria the available amount per capita varies greatly across States/Regions, as is being illustrated with the examples below (see Figure 51). figure 51: Per capita allocations for the Prf and the cdf per State/region in Kyats (fy 2014/15) Kachin Rakhine Kayah Thanintharyi Shan Kayin Mon Magway Bago Sagaing Mandalay Ayeyarwaddy Yangon Chin 10445 8878 4704 3488 711 688 636 488 256 206 188 163 162 136 0 2000 4000 6000 8000 10000 12000 Kachin Kayah Rakhine Shan Kayin Thanintharyi Yangon Sagaing Mon Magway Bago Mandalay Ayeyarwaddy Chin 11456 11121 5368 5116 1871 1663 1299 847 805 762 720 700 578 501 0 2000 4000 6000 8000 10000 12000 PRF per capita CDF per capita The participation of citizens can take two main forms indirectly through the recently established committees like the Township Development Support Committees (TDSC), Township Municipal Affairs Committees (TMAC) and Village Tract or Ward Development Support Committees (W/ VTDSC) or the W/VTA that being indirectly elected actually represent the people through his/her formal role in the planning process for certain development funds; and directly through people s participation in various meetings at village tract or ward level where development priorities in their respective areas are discussed. A detailed description of these committees, the above mentioned decentralised development funds and the related planning process can be found in the report Mapping the State of Local Governance in Myanmar: Background & Methodology. 15. In FY 2014/15 Kyats 1 billion was allocated to each S/R except for 5 billion to Chin, 15 billion to Kachin, 15 billion to Rakhine and 4 billion to Shan State. 44 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

3.2.1 Indirect citizen participation As part of the attempt to make development more people-centred the Township Development Support Committees (TDSC) and Village Tract or Ward Development Support Committees (W/ VTDSC) were established in 2013 and a bit later the Township Municipal Affairs Committees (TMAC). Apart from playing a consultative and advisory role they are assisting the TA and township level departments, including in different ways in development planning. The committees appear to be set up and functioning everywhere. In most places they have started to play a role in the township development planning process to varying degrees, particularly also with regard to the decentralised development funds. However, the committees composition and election procedures vary across different townships and States/Regions. In many townships the public representatives on the committees were elected from among selected interest groups, often the business sector, and therefore their ability to represent the interests of people from all segments of society has been questioned. Also, only in a few places the committees, either themselves or through the 10/100 household heads or W/VTAs have actually held direct consultations with citizens. In quite a number of places logistical challenges have been cited that hamper direct consultations in practice, particularly in rural areas. For citizen s interests to be represented it is however important that they are involved in the process in one way or another to be able to voice their concerns. The issue of representation is also an important aspect of accountability and improving the accountability relationships between the people and government. To enhance the committees legitimacy and their role as citizen s representative s in the township development planning process it is important for people to be aware of these committees. Currently this awareness is extremely low. On average a mere 4% of respondents have heard of either TDSC or TMAC, with the urban population (8%) being clearly better informed than the rural population (2%) (see Figure 52). The highest overall awareness level is seen in Mon (8%), while in Bago only 1% knew about those committees (see Figure 53). Looking at the level of awareness among urban respondents the picture is a lot more positive than the overall figures (see Figure 54 and Figure 55). This can probably be explained by the fact that many of the TDSC and TMAC members have been elected from ward based (more urban) interest groups. It was claimed that this would make regular meetings at township level easier and members would not have to travel so far, as there are no mechanisms to compensate for travel expenses. Sagaing is the positive outlier with 18% of urban respondents being aware of the committees, followed by Chin and Mandalay with 14%. The urban population of Yangon, Bago and Ayeyarwaddy is with 2% the least informed about the existence of the TDSC/TMACs (see Figure 53). On average a mere 4% of respondents have heard of either TDSC or TMAC, with the urban population (8%) being clearly better informed than the rural population (2%). 8% 2% 4% Urban Rural Total Yes No figure 52: citizen s awareness of TdSc/ TMac (urban/rural) 92% 98% 96% A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 45

figure 53: citizen s awareness of TdSc/ TMac (by State/ region) Total 4 96 Mon 8 92 Sagaing 7 93 Mandalay 7 93 Chin 6 94 Magway 5 95 Kayah 3 97 Kayin 3 97 Shan 3 97 Tainintharyi 3 97 Ayeyarwaddy 2 98 Kachin 2 98 Rakhine 2 98 Yangon 2 98 Bago 1 99 Overall Yes Overall No figure 54: citizen s awareness of TdSc/ TMac urban respondents (by State/region) Total urban 8 92 Sagaing 18 82 Chin 14 86 Mandalay 14 86 Mon 10 90 Magway 9 91 Shan 8 92 Kayah 7 93 Rakhine 6 94 Kayin 5 95 Kachin 5 95 Tainintharyi 4 96 Yangon 2 98 Ayeyarwaddy 2 98 Bago 2 98 Urban Yes Urban No 46 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

Total rural 2 98 Mon 7 93 Sagaing 3 97 Ayeyarwaddy 3 97 Chin 3 97 Mandalay 3 97 Magway 2 98 Tainintharyi 2 98 Yangon 2 98 Bago 1 99 Kachin 1 99 Kayah 1 99 Kayin 1 99 Shan 1 99 Rakhine 100 figure 55: citizen s awareness of TdSc/TMac rural respondents (by State/region) Rural Yes Rural No Like the TDSCs, as per the Presidential Notification the States and Regions were also obliged to establish the W/VTDSC in 2013. Except for one member who is a government representative, all other W/VTDSC members are supposed to be elected by the people in the wards/village tracts and one from among the 10/100 household heads. While the W/VTDSC s set up is conceived in a more democratic way, many questions remain for example regarding their relationship with other committees and membership. In many areas their role has been rather marginal in the short time they have been around but given their proximity to the people they could potentially play a much more important part, for example in their mandate to support the W/VTA, particularly if the W/ VTA s role becomes stronger. On the positive side, while hardly any of the respondents have heard of the TDSCs or TMACs, comparatively many more people are aware of the Village Tract or Ward Development Support Committees (W/VTDSC) in their area, on average 27% (see Figure 56). However, considering that almost all their members are supposed to be elected directly by the people this figure seems quite low still. This may be an indication that such elections have not been consistently held everywhere or that people have not been well informed about them. The highest level of awareness was found among respondents in Magway, where more than one third (37%) know about their W/VTDSC. In Kachin (32%), Sagaing (30%) and Mandalay (30%) at least more than average knew about the W/VTDSC. Merely 15% of Shan s respondents are aware of W/VTDSC. Generally, more people in the Regions (30%) and more in the rural areas (29%) than in the States (23%) and the urban areas (25%) knew about it. The level of awareness among men is also significantly higher than among women (32% vs. 23%) (see Figure 57). A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 47

figure 56: do you know about the W/ vtdsc in your area? 16 (by State/region) Total 27 73 Magway 37 63 Kachin 32 68 Sagaing 30 70 Mandalay 30 70 Yangon 24 76 Rakhine 21 79 Shan 15 85 Yes No figure 57: do you know about the W/ vtdsc in your area? 17 Total 27 73 Regions 30 70 States 23 77 Urban 25 75 Rural 29 71 Male 32 68 Female 23 77 Yes No Of those who knew about the W/VTDSC in their area, only 30% participated in the election of its members. The variations across States/Regions are not huge so there appears to be a general issue of people not being well informed about the elections and about the role and potential benefits of the W/VTDSCs. Yangon saw the lowest participation in the W/VTDSC elections (21%). In Shan, although it had the lowest level of awareness (see above) 33% of respondents participated in the elections, which is at least above average and the third highest participation rate among States/ Regions. In Magway on the other hand only 26% participated in the election although it had the highest level of awareness. Still very modest, the highest level of participation was found in Kachin (35%) (see Figure 58). Overall, the differences between States and Regions are not big, but clearly the participation in rural areas (32%) and among the male population (33%) is higher than among the urban (24%) and female population (25%) (see Figure 59). 16. This information is available only for the following 7 States/Regions: Kachin, Rakhine, Shan, Magway, Mandalay, Sagaing, Yangon. 17. See footnote above. 48 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

Total 30 67 4 Kachin 35 63 2 Mandalay 34 63 2 Shan 33 61 6 Sagaing 32 66 2 Magway 26 68 6 Rakhine 26 68 6 Yangon 21 77 1 figure 58: did you participate in the election of the W/ vtdsc? 18 (by State/ region) Yes No Don t know Total 30 67 4 Regions States 29 69 3 31 64 5 Urban 24 72 3 Rural 32 64 4 Male 33 63 4 Female 25 72 3 figure 59: did you participate in the election of the W/ vtdsc? 19 (grouped) Yes No Don t know Of those who knew about the W/VTDSC in their area, 27% have been consulted by members of the committee at least once (see Figure 60). Interestingly, while Magway had the highest percentage of respondents knowing about the W/VTDSC s existence it seems to have the lowest percentage of respondents that have ever been consulted by a committee member (22%). So being aware does not necessarily translate into being involved. Kachin is the positive outlier, with one third of the people that have been consulted. In Shan, which has the lowest level of awareness, at least 29% have been consulted. Again, more people in rural than in urban areas (30% vs. 22%) have been consulted by committee members, and more men than women (30% vs. 24%). But in this case slightly more respondents in the States than in the Regions (29% vs. 26%) have been approached by W/VTDSC committee members (see Figure 61). On average a mere 4% of respondents have heard of either TDSC or TMAC, with the urban population (8%) being clearly better informed than the rural population (2%). 18. This information is available only for the following 7 States/Regions: Kachin, Rakhine, Shan, Magway, Mandalay, Sagaing, Yangon. 19. See footnote above. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 49

figure 60: have you ever been consulted by members of that committee? 20 (by State/region) Total 27 71 2 Kachin 33 67 Yangon 30 67 3 Shan 29 68 3 Sagaing 26 72 2 Mandalay 26 72 Rakhine 25 72 4 Magway 22 75 3 2 Yes No Don t know figure 61: have you ever been consulted by members of that committee? 21 Total 27 71 2 Regions 26 72 2 States 29 69 2 Urban Rural Male Female 22 76 2 30 68 2 30 68 2 24 74 2 Yes No Don t know 3.2.2 Direct citizen participation With regard to direct participation of citizens in village tract or ward meetings the situation varies across different States and Regions and ranges from 63% of respondents in Tanintharyi claiming that they sometimes participate, to only 38% in Sagaing. On average, less than half (47%) sometimes participate in village tract/ward meetings (see Figure 62). 20. This information is available only for the following 7 States/Regions: Kachin, Rakhine, Shan, Magway, Mandalay, Sagaing, Yangon. 21. See footnote above. 50 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

Total Tanintharyi Kachin Ayeyarwaddy Chin Kayah Rakhine Magway Kayin Yangon Mandalay Mon Shan Bago Sagaing 47 53 63 37 61 39 53 47 51 49 50 50 48 52 48 52 43 57 42 58 41 59 39 61 38 62 38 38 62 62 figure 62: do you sometimes participate in a village tract/ward meeting? (by State/ region) Yes No While overall there is hardly any difference between State and Region respondents, there is however an urban/rural as well as a gender divide regarding participation. In rural areas people appear to be far more likely to participate (53%) than in urban areas where on average only 36% participate. When it comes to gender differences, on average 54% of men sometimes participate in village tract/ward meetings as opposed to merely 39% women (see Figure 63). Looking at the gender differences in more detail it can be seen that there are big variations across different States and Regions, with participation of women as low as 29% in Bago and the highest in Tanintharyi with 58%. The most striking difference can be seen in Chin, where 70% of male respondents sometimes participate but only 33% of women. In Magway the situation appears the most balanced with 49% men and 47% women participating (see Figure 64). In rural areas people appear to be far more likely to participate in village tract/ ward meetings (53%) than in urban areas where on average only 36% participate. Total 47 Regions 46 54 States 47 53 Urban 36 64 Rural 53 47 Male 54 46 Female 39 61 53 figure 63: do you sometimes participate in a village tract/ward meeting? (grouped) Yes No A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 51

figure 64: Percentage of male/female respondents that sometimes participate in village tract/ward meetings (by State/region) 80% 0% 54 39 Total 67 58 71 52 Tanintharyi Kachin 63 44 Ayeyarwaddy 70 33 Chin Kayah Rakhine Magway Male 56 57 45 Female Kayin Yangon Mandalay Bago Sagaing When asked for the reasons for not participating, respondents, male and female, in most States/ Regions said that they were either never invited, they did not hear of any meetings or that there were no meetings organised in their village 22. In some States/Regions people said that they don t have the time to attend or that meetings are planned at the wrong time. This reason was given by a higher number of female than male respondents. 38 49 47 51 35 49 33 44 38 Mon 47 47 43 30 32 Shan 29 45 31 Further looking into the question whether or not people have been invited to meetings to discuss development issues in the village, overall only 19% of respondents have ever been invited (see Figure 65). In Shan even as many as 90% of respondents have never been invited. Remarkable considering the many geographical and logistical challenges, almost 26% of Chin s respondents have been invited which is the highest among all States/Regions. This can perhaps be attributed to a rather innovative solution local administrations in some townships have come up with to address the accessibility problems, like the voluntary terrain representatives in Thantlang Township who support the VTAs on development issues and communications. This or similar models could be considered in other places as well to encourage citizen participation, or to improve communication for example. Overall, more rural than urban respondents have been invited (23% vs. 13%) and more men than women (22% vs. 13%) (see Figure 66), an issue that has already been mentioned above. figure 65: Were you ever invited to a meeting in which the government wanted to talk to the villagers about new projects like schools or health facilities in this village or about the problems in this village? (by State/ region) Total Chin Tainintharyi Mon Ayeyarwaddy Kayin Mandalay Kachin Magway Sagaing Kayah Rakhine Yangon Bago Shan 19 81 26 74 25 75 24 76 23 77 20 80 20 20 19 19 18 17 80 80 81 81 82 83 16 84 15 85 10 90 Yes No 22. This information is available only for seven States/Regions. This question was asked only in the third phase of the mapping in the following States/Regions: Kachin, Rakhine, Shan, Magway, Mandalay, Sagaing, Yangon. 52 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

Total Regions States Urban Rural Male Female 19 20 81 80 19 81 13 87 23 22 77 78 13 87 figure 66: Were you ever invited to a meeting in which the government wanted to talk to the villagers about new projects like schools or health facilities in this village or about the problems in this village? (grouped) Yes No Taking a sector specific angle on the question whether people have ever been involved in or invited to meetings with government officials to talk about health services, primary education or water services in their village tract/ward it becomes apparent that by far more people participate in and are invited to education related events (28%) than health (6%) or water (7%) (see Figure 67). Whether this is because education authorities are more active or there is a greater interest by citizens regarding education matters is not clear though. The situation varies greatly across States and Regions for all sectors. Nonetheless, the general trend shows that overall more people in the States than in the Regions have been involved or invited, more men than women and more rural than urban people. More people participate in and are invited to education related events (28%) than health (6%) or water (7%). Yes 28 6 7 0% 5% 10% 15% 20% 25% 30% figure 67: Percentage of people having been involved in or invited for a meeting with government o a s to ta a o t the health services, education and water in the village tract/ ward (total average) Education Health Water Regarding health, on average a mere 6% of respondents have been involved or invited to meetings. The highest percentage of people involved/invited was found in Kachin (14%) followed by Yangon (12%) (see Figure 68). As for Kachin this is in line with the comparatively high rate of participation in general village tract/ward meetings, unlike Yangon where participation rates were below average in general meetings. The lowest outliers are Bago (1%) and interestingly also Tanintharyi (2%) which seems to have the highest participation rate in village tract/ward meetings otherwise. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 53

figure 68: have you ever been involved in or invited for a meeting with overnment o a s to talk about the health services in your village tract/ ward? (by State/ region) 80% 70% 60% 50% 40% 30% 20% 10% 0% 47 19 6 Total 61 20 14 Kachin 16 12 42 Yangon 51 38 26 19 9 8 Sagaing Chin Rakhine 48 48 41 20 19 17 7 7 6 Mandalay Magway 50 18 6 Kayah 53 23 6 Ayeyarwaddy 10 5 Shan 38 Mon 4 24 39 63 43 25 20 3 2 Kayin Tainintharyi 38 15 1 Bago Involved/invited to health related meetings Invited in village tract/ward meetings Participation in village tract/ward meetings figure 69: have you ever been involved in or invited for a meeting with overnment o a s to talk about the health services in your village tract / ward? (grouped) Total Urban Rural Male Female 6 93 1 Regions 6 93 1 States 7 92 1 4 95 1 8 91 1 7 92 1 5 94 1 Yes No Don t know As for education, although overall less people than participate in village tract/ward meetings on general issues, education sees by far the highest rates of involvement compared to health and water services. Also, a larger number of people appear to be involved in and invited for education related meetings than are invited for regular village tract/ward meetings. It has to be noted though that the sector related data on participation does not leave room for differentiating between being involved and being invited. The highest number of respondents being involved/invited was again found in Kachin (43%), and followed by Yangon (38%) (see Figure 70). In Mon, which has below average participation rates in village tract/ward meetings (39%) 37% of respondents claim to be involved in/invited to education meetings. The least involvement was seen in Magway (15%), Sagaing (15%) and Shan (17%). Unlike for Magway, as for Sagaing and Shan this seems to be in line with the general trend on participation in village tract/ward meetings. 54 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

70% 60% 50% 40% 47 43 61 38 42 37 39 34 51 50 53 48 43 63 41 38 38 48 38 figure 70: have you ever been involved in or invited for a meeting with overnment o a s to talk about primary education in your village tract/ward? (by State/region) 30% 20% 28 19 20 16 24 26 30 18 30 23 30 17 29 20 28 25 22 20 19 15 17 15 19 15 19 10% 10 0% Total Kachin Yangon Mon Chin Kayah Ayeyarwaddy Rakhine Kayin Tainintharyi Mandalay Bago Shan Magway Sagaing Involved/invited to education related meetings Invited in village tract/ward meetings Participation in village tract/ward meetings A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 55

figure 71: have you ever been involved in or invited for a meeting with overnment o a s to talk about primary education in your village tract/ward? (grouped) Total 28 Regions 24 76 States 31 69 Urban 20 80 Rural 32 68 Male 30 70 Female 25 75 72 Yes No Regarding water supply, on average only 7% of respondents have been involved in or invited to meetings. The highest involvement rate far ahead of other States/Regions was found in Kayah (23%), followed by Kachin and Rakhine (13% each) (see Figure 72). A mere 1% of respondents stated to be involved/invited in Kayin and Mon and only 2% in Bago all of which have comparatively low participation rates also in general village tract/ward meetings. figure 72: have you ever been involved in or invited for a meeting with overnment o a s to talk about the water services in your village tract/ ward? (by State/ region) 70% 60% 50% 40% 30% 20% 10% 47 19 7 61 50 23 20 18 13 17 13 48 42 16 9 48 19 8 38 19 7 53 23 6 41 20 5 63 51 38 25 26 10 5 4 4 38 15 2 43 39 24 20 1 1 0% Total Kayah Kachin Rakhine Yangon Magway Sagaing Ayeyarwaddy Mandalay Tainintharyi Shan Chin Bago Kayin Mon Involved/invited to water related meetings Invited in village tract/ward meetings Participation in village tract/ward meetings 56 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

Total Urban Rural Male Female 7 93 Regions 6 94 States 8 92 4 96 9 91 9 91 6 94 figure 73: have you ever been involved in or invited for a meeting with overnment o a s to talk about the water services in your village tract/ ward? (grouped) Yes No 3.3 information, transparency and accountability Transparency and accountability of government and its institutions and office bearers are some of the cornerstones of democratic societies. In the wake of the reforms of the past years, the Myanmar government has expressed the willingness and commitment to become more accountable to the people and increase transparency. Considering Myanmar s past and the previously limited opportunities for citizens to exercise their voice and to influence change, it is expected to take some time until behavioural and attitudinal changes take root on both, citizen and government side. Nevertheless, some changes, perhaps more informal than formal, in the interaction and relationship between citizens and government are starting to appear and are important steps towards restoring the basic mutual trust between citizens and state. 3.3.1 Information Access to and the availability of information are key aspects of transparency and accountability. Without the necessary information, for example on government decisions or responsibilities, development plans and budgets etc. citizens have no basis to hold government accountable. Information is therefore a crucial element in any attempt to increase accountability. For that reason, it is necessary to also understand people s sources of information and how people learn about important government related information. On average, the large majority (60%) of the people rely on communication through the 10/100 household heads. This is the main channel of information in rural as well as urban areas, although more so in rural areas (63%) (see Figure 74). The second most important source of information for urban respondents is television (55%), while for rural respondents it is the VTA (46%). Overall, people s peers (friends, family or other people in the village) are the second most important information source (44%). Apart from radio, media (TV and newspapers) clearly play a bigger role in urban areas. In general, verbal communication is still the main information channel for both, rural and urban respondents, although more so for the rural population. Consequently, it is crucial to look at how important government related messages get channelled down to citizens and who are the key actors in passing on information. Again, the W/VTAs play a critical role here, as they receive information from the TAs and can share it either directly with citizens and/or through the 10/100 household heads. In practice, it depends very much on the willingness and attitude of the individual W/VTAs if and how much information is being communicated. On average, the large majority (60%) of the people rely on communication through the 10/100 household heads. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 57

figure 74: if there are new laws or directives from the government, how would you usually learn about them? 70% 63 60 57 44 43 44 46 34 40 32 29 25 23 55 39 39 39 39 27 18 Rural Urban Average The awareness of government representatives in general seems to be slightly higher in urban than in rural areas. 0% 10 or 100household heads Friends, family or othe people in the village Village Tract Administrator Village Elders Television Radio 8 8 Newspapers 14 11 Department/Ministry concerned 4 6 5 Township Administrator ( A o ce) In order to get an idea about the familiarity of respondents with key government figures, they were also asked to mention the name of various government representatives. On average, most people know the name of their W/VTA (86%), even more than those knowing the name of the President of Myanmar (78%). However, in urban areas more people know the name of the President of Myanmar (90%) than that of their W/VTA (81%), while in rural areas 90% of respondents know their W/VTA and only 75% know the President s name. The awareness of government representatives in general seems to be slightly higher in urban than in rural areas. This is more pronounced in the Regions where also more people overall are able to name government representatives than in the States. Also more men than women know the names of key government actors (see Figure 75). Looking at the different States/Regions, the highest levels of awareness of government representative s names overall appear in Sagaing, followed by Magway, where 97% of respondents named their W/VTA for example. Respondents in Shan were the least aware of key officials (see Figure 76). figure 75: Knowledge of the names of various government representatives 23 100% 40% 78 86 85 88 68 83 90 33 81 75 90 83 89 76 84 20% 22 24 19 18 27 18 10 10 7 5 11 6 9 10 8 5 11 4 13 11 12 8 8 4 9 7 12 8 12 9 8 3 8 6 0% Total Regions States Urban Rural Male Female Name of President of Myanmar Member Pyithu Hluttaw Hluttaw Member Amyotha Hluttaw Chief Minister Name of the VTA Member of the Region/State Huttlaw Township Administrator 23. This information is available only for seven States/Regions: Kachin, Rakhine, Shan, Magway, Mandalay, Sagaing and Yangon. 58 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

100% 86 82 87 97 88 86 83 89 91 90 figure 76: Knowledge of the names of various government representatives (by States/regions) 24 80% 78 74 78 78 64 60% 57 44 40% 30 20% 22 10 10 7 5 8 7 11 5 12 14 22 7 6 18 18 16 3 9 18 14 9 4 2 10 4 8 21 8 8 7 5 3 14 7 5 2 3 0% Total Kachin Magway Mandalay Rakhine Sagaing Shan Yangon Name of President of Myanmar Member Pyithu Hluttaw Hluttaw Member Amyotha Hluttaw Chief Minister Name of the VTA Member of the Region/State Huttlaw Township Administrator Another aspect of information and people s ability to hold government better accountable is their awareness of public funds that are spent in their village/ward. Overall, with just over one third (35%) of respondents, there appears to be very limited knowledge of government spending. The rural population (41%) is much more aware though than urban people (23%) and similar for respondents in the Regions (40%) compared to respondents in the States (29%) (see Figure 77). The differences across States and Regions are also substantial, with only 25% of Kachin s respondents being aware of public spending compared to 50% of Mandalay s respondents. Interestingly perhaps, the awareness of respondents in Yangon is comparatively low (26%) (see Figure 78). 24. This information is available only for seven States/Regions: Kachin, Rakhine, Shan, Magway, Mandalay, Sagaing and Yangon. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 59

figure 77: are you aware of any government funds being spent in your village/ward? 25 (grouped) Total 35 Regions States Urban Rural Male Female 40 60 29 71 23 77 41 59 37 63 33 67 65 Yes No figure 78: are you aware of any government funds being spent in your village/ward? 26 (by State/region) Total 35 65 Mandalay 50 50 Sagaing 46 54 Magway 38 62 Rakhine 35 65 Shan 27 73 Yangon 26 74 Kachin 25 75 Yes No When asked directly whether they feel sufficiently informed it becomes clear that the great majority of people (76%) thinks that not enough information has been passed on to them. When asked directly whether they feel sufficiently informed it becomes clear that the great majority of people (76%) thinks that not enough information has been passed on to them. In general, people in rural areas (28%) feel better informed than in urban areas (18%) and people in the Regions (27%) more so than in the States (22%) (see Figure 79). The views vary greatly across different States and Regions information provision in Magway has been comparatively better (39%) than in other State/Regions while in Rakhine only 11% say they have been getting sufficient information (see Figure 80). All in all, to support the government s aim for increased transparency and accountability and to address the citizen s call for more information, some specific information sharing strategies could be put in place to enhance the flow of information from the government to the people. These could build on the traditional and still effective way of mouth to mouth communication (through W/ VTAs, 10/100 HH Heads and village elders) and means of mass communication. 25. This information is available only for seven States/Regions: Kachin, Rakhine, Shan, Magway, Mandalay, Sagaing and Yangon. 26. See footnote above. 60 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

Total Regions States Urban Rural Male Female 25 75 27 73 22 78 18 82 28 72 26 74 23 77 figure 79: citizen s views on whether t e ee s ent informed by government (grouped) Yes No Total Magway 39 Tainintharyi Chin Mandalay Sagaing Ayeyarwaddy Kayin Mon Kayah Kachin Shan Bago Yangon Rakhine 25 75 36 33 28 28 25 25 25 23 20 19 18 13 11 61 64 67 72 72 75 75 75 77 80 81 82 87 89 figure 80: citizen s views on whether t e ee s ent informed by government (by State/region) Yes No 3.3.2 The role of the W/VTAs Prior to the 2012 Village Tract and Ward Law, which provides for their election, the Village Tract/ Ward Administrators (W/VTAs) were selected and recruited by the TAs. The W/VTAs are now indirectly elected by the people by and from the group of 10/100 household heads 27. The pool of local candidates is still mostly controlled by a limited group of government officials though and according to tight criteria. Still, the W/VTAs in most States and Regions mentioned that they do feel more accountable to the people since their election. 27. The 10/100 household heads, also called village heads or village administrators (incorporated in the administrative system during the British colonial rule), still play an important role in assisting the VTA who usually oversees 4-6 villages. They are not part of the formal government structure and are either elected by the community or self-appointed. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 61

When comparing with before the 2012 W/VTA elections, less than one third (29%) of people s respondents have noticed a difference in the way W/ VTAs respond to their requests or the way they communicate with the people. figure 81: do you feel t at a er t e s were elected in 2012, anything changed in the way they respond to people s requests and demands, and the way they communicate with the people in the ward/village? 29 Less than one third (29%) of people s respondents have noticed a difference in the way W/VTAs respond to their requests or the way they communicate with the people. The difference was felt more in the Regions and in urban areas (29%) than in the States (26%) or rural areas (29%), and also more by men (32%) than women (27%) (see Figure 81). The least change was noted by respondents in Shan (21%), while 38% of Sagaing s respondents felt there was a change, which is still just over one third of the people. While the 2012 Village Tract and Ward Law provided for their election, it only marginally changed the W/VTAs role to act as elected representative of the people. The traditional mandate and functions of the W/VTA position have been largely retained, like the maintenance of law and order in the village tract/ward, disciplinary matters or organising community labour, while the new law has also given some room for a few functions relating to a more developmental role, like consulting with villagers in decision-making, providing information and bringing village problems to the Township Administration. 28 Total 29 71 Regions States Urban Rural Male Female 26 31 31 29 32 27 73 74 69 69 71 68 Yes No Overall, in the people s view the traditional functions of the W/VTAs are still dominating. The low level of people s awareness about the W/VTA s new development functions may not be surprising considering that the changes have been introduced only recently. Overall, in the people s view the traditional functions of the W/VTAs are still dominating. 49% of the people see the W/VTAs conflict mediation role in the forefront, followed by 42% that noted the ensuring peace and security role (see Figure 82). Also, 20% still mentioned ensuring that people participate in community labour which originally related to forced labour. With the exception of bringing village problems to the Township Administration which scores relatively high (35%), the new more development related functions have not been noticed by many people. Only 17% of respondents mentioned Consult and involve villagers in decision-making at village level and merely 9% saw the information provision role of the W/VTA. The new functions seem to be a bit more visible to people in rural areas and in the Regions than in urban areas and the States. Likewise, slightly more male than female respondents noted the new roles. The people s awareness of the W/VTA s new roles also varies greatly across different States and Regions. Respondents in Magway seem to be the most familiar with the W/VTAs development related functions, followed by Kachin, Kayah and Yangon. People in Mon appear to be the least aware and also comparatively few respondents in Chin and Kayin have noticed the new roles (see Figure 83). 27. The 10/100 household heads, also called village heads or village administrators (incorporated in the administrative system during the British colonial rule), still play an important role in assisting the VTA who usually oversees 4-6 villages. They are not part of the formal government structure and are either elected by the community or self-appointed. 28. Ward or Village Tract Administration Law. Ministry of Home Affairs, 2012. Chapter 7, clause 13. As outlined in the Law, the VT/WA is e.g. responsible for the maintenance of law and order in the village tract/ward; disciplinary matters; monitoring development projects; helping with rural development and poverty reduction; informing and assisting government agencies on crime prevention; submitting requests for public events to the TA; monitoring overnight guests; issuing entertainments licenses, registration of deaths and births, maintaining irrigation works; collecting land revenue and carrying out additional duties assigned by the TA and government departments in accordance with the law. 29. This information is available only for seven States/Regions: Kachin, Rakhine, Shan, Magway, Mandalay, Sagaing and Yangon. 62 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

The low level of people s awareness about the W/VTA s new development functions may not be surprising considering that the changes have been introduced only recently and that the W/VTA s traditional role to that of a people s representative hasn t been fully transformed yet. The W/VTAs are potentially highly instrumental to support the Township Administration in their coordination role, as they directly interact with citizens, and are able to bring people s development needs to the township level. For W/VTAs to act as interface between the people and the government seems even more important as there is no official mechanism at the moment for the committees like the TDSC and TMAC to regularly consult with citizens and also the practical difficulty for TDSC/ TMAC members to achieve this. Total 9 17 20 35 42 49 figure 82: The role of W/vTas as seen by citizens (grouped) Regions 9 20 20 39 45 48 States 9 14 19 30 39 51 Ur an 10 15 17 31 52 51 Rural 8 18 21 36 37 48 Male 10 20 19 39 45 50 Female 7 15 20 30 39 49 0% 60% Ensure peace and security in the village Consult and involve villagers in decision-making at village level Mediate when there are con icts etween villagers Bring village pro lems to the township administration Ensure that people participate in community la our Provide villagers with information and directives from government A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 63

figure 83: The role of W/vTas as seen by citizens (by States/ regions) Total 9 10 17 20 35 42 49 Ayeyarwaddy Bago 10 10 13 11 13 21 15 17 41 37 38 38 44 54 Chin 7 9 17 23 26 30 34 Kachin Kayah 2 6 13 15 12 11 20 28 39 37 36 42 47 73 Kayin Magway Mandalay Mon 3 5 6 5 8 10 14 13 15 12 13 19 18 25 25 22 23 30 36 35 44 44 43 47 48 49 52 56 Rakhine Sagaing Shan 3 5 7 7 9 9 15 15 19 19 23 22 32 30 38 36 42 44 46 59 61 Tainintharyi 7 8 14 18 30 44 50 Yangon 8 18 32 36 44 77 0% 80% Ensure peace and security in the village Consult and involve villagers in decision-making at village level Don't know Mediate when there are con icts etween villagers Bring village pro lems to the township administration Ensure that people participate in community la our Provide villagers with information and directives from government 64 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

3.3.3 Grievance redressal In line with the W/VTA s perceived central role in community mediation and ensuring peace and security, the W/VTA also emerges as the first person that people approach in case of disputes for 63% of respondents for land disputes and for 68% of respondents for disputes in general (see Figure 84 and Figure 85). As for land disputes, there is hardly any difference between States/Regions and men/women, but more urban respondents turn to the W/VTA than rural respondents. As for disputes in general, there is a clear difference between Regions (73%) and States (59%) and between urban (76%) and rural areas (64%). The 10/100 household heads are the second most approached person but much less than W/VTAs. In case of a dispute, more urban respondents turn to the W/VTA than rural respondents. There are big differences across the States and Regions though (see Figure 86 and Figure 87). In Magway for example 85% of respondents first approach the W/VTA and only 11% the 10/100 household head. As opposed to Shan, where the 10/100 household heads seem to play a much stronger role and are the first person to approach for 49% of respondents and for 44% the W/ VTA. With the exception of Shan, in all other States and Regions the W/VTA is the first person that people approach either for land disputes or disputes in general. All other options are rarely used by people. Mon stands out though where 22% of respondents didn t know who they would approach for land disputes and the same for 10% of people in Chin. 70% 63 63 63 67 60 62 63 figure 84: first person approached in case of land dispute (data grouped for 7 States/regions: chin, Mon, Kayin, ayeyarwaddy, Bago, Kayah, Tanintharyi) 30 30 29 22 23 23 18 12 9 9 3 1 1 1 6 2 1 1 1 1 4 1 1 2 6 2 1 1 2 1 1 2 4 4 1 1 1 6 2 1 2 2 6 0% Total Regions States Urban Rural Male Female W/VTA 10 or 100 HH heads Agricultural sta at township o ce Township Administrator Friends or relatives Village elders Don't know / NA 30. For the seven States/Regions of the phase I&II mapping the question related to land disputes only. For the seven States/ Regions of phase III of the mapping the question was asked regarding disputes in general. A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 65

figure 85: first person approached in case of dispute (data grouped for 7 States/ regions: Kachin, rakhine, Shan, Magway, Mandalay, Sagaing yangon) 100% 40% 68 73 59 76 64 68 66 33 31 26 25 28 22 16 2 1 1 2 1 2 2 1 3 2 3 1 1 2 1 1 2 2 1 3 1 1 2 0% Total Regions States Urban Rural Male Female figure 86: first person approached in case of land dispute (data 7 States/ regions: chin, Mon, Kayin, ayeyarwaddy, Bago, Kayah, Tanintharyi) 100% 73 68 67 65 59 57 45% 40 50 37 21 24 25 22 10 10 6 5 2 1 1 2 1 1 2 1 1 2 2 2 3 3 1 1 1 4 2 1 1 1 1 1 5 1 1 3 2 0% Chin Kayin Ayeyarwaddy Bago Mon Tainintharyi Kayah W/VTA 10 or 100 HH heads Agricultural sta at township o ce Township Administrator Friends or relatives Village elders Don't know / NA 66 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015

90% 85 77 75 71 figure 87: first person approached in case of dispute (data for 7 States/regions: Kachin, rakhine, Shan, Magway, Mandalay, Sagaing yangon) 60 56 49 44 35 37 20 21 11 13 1 2 5 3 1 1 1 3 1 3 3 1 1 2 1 2 2 1 1 1 1 2 2 0% Magway Rakhine Yangon Sagaing Mandalay Kachin Shan W/VTA 10 or 100 HH heads Agricultural sta at township o ce Township Administrator Friends or relatives Village elders Don't know / NA A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015 67

4. concluding remarks 68 A Synthesis of people s perspectives across all States and Regions - UNDP Myanmar 2015