Life Cycle of a Record 5/12/2015. Records Management Ugh! Management & Storage of Procurement Records

Similar documents
Records Management: The science that attempts to control the quantity, quality, and cost of recorded information throughout its life cycle.

Functional Schedules for North Carolina State Agencies

Belton I.S.D. Records Management Policy and Procedural Manual. Compiled by: Record Management Committee

CHAPTER 1 RECORDS RETENTION AND DISPOSITION

COURT DOCUMENTS AND THE FOIA Annual Meeting August 25, 2011

CHAPTER 5.14 PUBLIC RECORDS

State of Florida THE BASICS OF RECORDS MANAGEMENT REVISED ISSUE DATE. October 2017

Records Retention Local Government Public Records

GENERAL RETENTION SCHEDULE #23 ELECTIONS RECORDS INTRODUCTION

COUNTY OF RIVERSIDE, CALIFORNIA BOARD OF SUPERVISORS POLICY

RECORDS RETENTION IN THE MONTANA LEGISLATURE

PHYSICAL RECORDS DISPOSITION PROCEDURE

Texas State Library and Archives Commission State and Local Records Management Division

THE ERIE WESTERN-PENNSYLVANIA PORT AUTHORITY RULES AND REGULATIONS GOVERNING THE RELEASE OF PUBLIC RECORDS UNDER THE PENNSYLVANIA RIGHT-TO-KNOW LAW

DATE ISSUED: 7/21/ of 7 UPDATE 105 CPC(LEGAL)-P

What are the statutory requirements of state agencies regarding records management?

RECORDS MANAGEMENT GOVERNMENT FINANCE OFFICERS ASSOCIATION OF ALABAMA 8/17/2016

DIVISION 2 DIVISION OF FINANCE - DEPARTMENT OF FINANCE

GRS : Accounting Records

RIVERSIDE SCHOOL DISTRICT

Alabama State and Local Government Records Commission. Functional Analysis & Records Disposition Authority

FREEDOM OF INFORMATION ACT

LANCASTER COUNTY SOLID WASTE MANAGEMENT AUTHORITY PUBLIC INFORMATION POLICY

LOCAL GOVERNMENT RECORDS MANAGEMENT MANUAL

CITY OF OTHELLO POLICY AND PROCEDURE

Freedom of Information Act Procedures, Guidelines and Written Public Summary

RECORDS RETENTION AND DISPOSITION SCHEDULE

\8 -~-1 RECORDS RETENTION SCHEDULE OFFICE OF THE GOVERNOR RECORDS RETENTION SCHEDU.LE # Form RC-050 (Revised 02/2012)

THE RETENTION GUIDE A HELPFUL GUIDE TO USING THE UT DALLAS RECORDS RETENTION SCHEDULE

New Paradigm Glazer-Loving Academy Freedom of Information Act Procedures, Guidelines and Written Public Summary

Glenbrook High School District #225

AGENCY SPECIFIC RECORD SCHEDULE FOR: Lieutenant Governor, Office of

ELECTRONIC FILING STANDARDS IMPLEMENTING E-FILING PROGRAM 4 th JUDICIAL CIRCUIT CLINTON COUNTY, IL

AGENCY SPECIFIC RECORD SCHEDULE FOR: Municipal Clerk, Office of

ARTICLE VII RECORDS REQUEST TO INSPECT PUBLIC RECORDS.

Authorities Budget Office Policy Guidance

Retention Schedules For Local Government Paper & Electronic Records

ORDINANCE NO RECORDS MANAGEMENT ORDINANCE

KING COUNTY HOUSING AUTHORITY PUBLIC RECORDS DISCLOSURE POLICY

BOARD OF ELECTIONS IN THE CITY OF NEW YORK

RECORDS RETENTION AND DISPOSITION SCHEDULE SOIL AND WATER CONSERVATION DISTRICT

Functional Analysis and Records Appraisal of the Alabama Manufactured Housing Commission

Records Management 101:

Transferring Records to the State Records Center

Basic Records Management for Counties.!! Presented by: UT County Technical Assistance Service

7.15 RECORD RETENTION AND DESTRUCTION

REVIEW REPORT

Condominium Management Regulatory Authority of Ontario Access and Privacy Policy

VILLAGE OF CASNOVIA FREEDOM OF INFORMATION ACT PROCEDURES AND GUIDELINES (THE PROCEDURES ) I. INTRODUCTION

Introduction to Records New Clerk Academy

Checklist for Preparing Records for Transfer to NARA under GRS 6.2, Federal Advisory Committee Records

COUNTY OF RIVERSIDE, CALIFORNIA BOARD OF SUPERVISORS POLICY. Policy Subject: Number Page. COUNTY RECORDS MANAGEMENT AND ARCHIVES POLICY A-43 1 of 16

FREEDOM OF INFORMATION ACT PROCEDURES AND GUIDELINES

Campus-Specific Records Retention and Disposition Schedule. August 2017

GRS : Operational / Managerial Records

OFFICIAL POLICY. Policy Statement

RECORDS MANAGEMENT & RETENTION

PUBLIC RECORDS ACT POLICY. Policy Number: REC Policy Effective Date: September 6, 2017

Public Records Retention

GRS : Monitoring Records

ACCESS TO PORT PUBLIC RECORDS

Document Retention and Archival Policy

Freedom of Information Policy

CITY RECORDS RETENTION: UNDERSTANDING THE LAW JUSTIN RUEN ASSOCIATION OF IDAHO CITIES

Policy and Procedure

TALKING TRASH RECYCLED (AGAIN): Guidelines for Retention and Destruction of Client Files. By Constance V. Vecchione, Bar Counsel

Shiawassee County Operational Procedures Freedom of Information Act

CITIZEN S GUIDE. PRESUMPTION OF OPENNESS: Records are Public Unless.

Supersedes the following Resolutions & Policies:

GENERAL RECORD RETENTION SCHEDULE. For the

DOCUMENT RETENTION AND ARCHIVAL POLICY

AnyComms Plus. End User Licence Agreement. Agreement for the provision of data exchange software licence for end users

Legislative Reapportionment Office. Functional Analysis & Records Disposition Authority

Don t Get Burned: Proper Implementation of the Litigation Hold Process is Your Best SPF (Spoliation Protection Factor)

RESOLUTION NUMBER A RESOLUTION ADOPTING A PUBLIC RECORDS POLICY

Destruction of Paper Files. Date: September 12, [Destruction of Paper Files] [September 12, 2013]

MISSISSIPPI MODEL PUBLIC RECORDS RULES with comment

State Laws Protecting Water Security Information

FREEDOM OF INFORMATION ACT POLICIES AND PROCEDURES

ATKINSON-BAKER REPORTER GUIDELINES. December 29, 2015 Revised April 1, 2018

[Additions to the text are indicated in underlining and deleted text is shown by strikeover.]

THE GENERAL ASSEMBLY OF PENNSYLVANIA HOUSE BILL

Document Retention and Archival Policy

P.O. Box 65 Hancock, Michigan USA fax

Using the New York State Freedom of Information Law

AMENDMENT NO.: 1 Contract Renewal Contract No.: Contract Name: Agriculture and Lawn Equipment

Document Retention and Archival Policy

Common Records to be Made Readily Available. District Response to Public Records Requests, Timeliness

SADC Secretariat Records Management Technical Assistance. RECORDS MANAGEMENT POLICY (Final)

AGENCY SPECIFIC RECORD SCHEDULE FOR: Vermont Parole Board

STATE OF ILLINOIS STATE RECORDS COMMISSION

Record Retention Policy

Dunlap Community Unit School District #323 FREEDOM OF INFORMATION ACT INFORMATION AND RECORDS DIRECTORY

Open Records Policy. Table of Contents

Financial Management Policies

ELECTRONIC FILING STANDARDS AND PRACTICES CHAMPAIGN COUNTY (Effective ) GENERAL

Illinois Freedom of Information Act

ACCESS AND PRIVACY POLICY

Division means Division of Public Records, Office of the State Secretary.

Chelsea District Library Policy and Procedure

Transcription:

Management & Storage of Erin Lowry, State Records Analyst Carolyn Smith, Local Records Analyst Records Management Ugh! Life Cycle of a Record 1

Unmanaged Records Managed Records Records Management It s the Law SOUTH CAROLINA PUBLIC RECORDS ACT SC Code of Laws Title 30 Chapter 1 Legal justification for Public Records Management. 2

South Carolina Public Records Act Noteworthy Sections: SECTION 30 1 20. Custodians of records; records officer. SECTION 30 1 30. Unlawful removing, defacing or destroying public records. SECTION 30 1 90. Archives shall assist in creating, filing and preserving records; inventories and schedules. SECTION 30 1 100. Additional powers and duties of the Archives; Authorized Destruction of Public Records Public Body any department of the State, any state board, commission, agency, and authority, any public or governmental body or political subdivision of the State, supported in whole or in part by public funds or expending public funds Code of Laws of South Carolina, 1976, Section 30-1-10(b) Public Records includes all books, papers, maps, photographs, cards, tapes, recordings, or other documentary materials regardless of physical form or characteristics prepared, owned, used, in the possession of, or retained by a public body Code of Laws of South Carolina, 1976, Section 30-4-20(c) as amended aka The Freedom of Information Act 3

Examples of Public Records Record: completed forms, correspondence, maps, drawings, photographs, and reports Non-Record: convenience copies for reference, publications not evidence of governmental activities, including catalogues, trade journals, pamphlets, and blank forms Management & Storage of Public Records SOUTH CAROLINA DEPARTMENT OF ARCHIVES AND HISTORY (Statutory Authority: 1976 Code Section 30 1 90(B)) Chapter 12. ARTICLE 10. MINIMUM STANDARDS FOR FACILITIES WHICH HOUSE SOUTH CAROLINA PUBLIC RECORDS Public Records Storage Standards 12 1002. Required Minimum Standards for all Records Storage Facilities. Construction Environment Security/Protection 4

Minimum Standards: Records Storage Public or Offsite Sound Construction; well maintained Clean; free of vermin; no eating, drinking Well ventilated; no extreme temperature fluctuations No leaks, flooding or excessive moisture; 3 inches from floor Secure; protected (man made and natural disasters) Where do I start? A Records Inventory Records Inventory The process of locating, identifying, describing, counting, and measuring all records regardless of medium in office and storage areas (ARM 1 Form) Technical term for organizing records 5

How to Establish Records Retention Schedules Value of Use to reconstruct the entire procurement and contract administration processes Maintain an audit trail from initial receipt of requisition to closing of contract Retain for procurement legal and regulatory framework County 6

Municipal School Districts State Agency 7

State Agency Colleges/Universities Public versus Confidential FOIA exemptions SC Code Section 30 4 40 Includes Information of a personal nature where the public disclosure thereof would constitute unreasonable invasion of personal privacy Redaction Use of Records Transmittal Spreadsheet Agency does prior to transfer or advises Archives of restricted/confidential information contained in series 8

Organization Labels/Codes Files Boxes Filing scheme Function Department Employee Accessibility Indexes Folder level File level Location Central Employee File Closet/Basement Records Storage Office or Onsite Maintenance Legibility Backups Technology Security Vital Confidential Records Storage External Commercial Vendors Criteria for Storage Follows government regulations and guidelines for retentions Ensures records are properly indexed for efficient access when needed Reviewed for destruction when retentions are met Enhanced safety and security Records Storage External State Records Center Available only to State Records Criteria for storage of public records Contact: Richie Wiggers (803) 898 9980 or SRC@scdah.state.sc.us 9

Final Disposition Non Permanent Records Culling Periodic (fiscal/calendar year) Duplicates Destruction Complete and submit forms (ARM11) Paper and electronic (IT collaboration) Shred (redact) confidential information All copies Final Disposition Permanent Records Deemed historically valuable Research Genealogy Transfer to proper repository local historical societies college archives State Archives Electronic Records Electronic records include: Scanned images (originally paper; ARM13 Form) Born digital User assures legibility, retention/organization, accessibility Electronic Document and Records Management Systems (EDRMS) how reliable is system/vendor how much human interaction level of distribution (official versus reference copies) Information Leaflet 13 criteria 10

Information Leaflet #13 Criteria ARM 13 Form ARM 13 Form 11

Questions? State Agencies, Public Universities and Colleges Erin Lowry (803) 896 6128 elowry@scdah.state.sc.us Local Government (Municipalities, Counties), School Districts Carolyn Smith (803) 896 6125 cpsmith@scdah.state.sc.us Archives & History Online http://scdah.sc.gov/ Click Records Management http://rm.sc.gov/ General Schedules Forms Information Leaflets 12