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US District Court Civil Docket as of 03/07/2002 Retrieved from the court on Thursday, July 27, 2006 U.S. District Court District of New Jersey (Newark) CIVIL DOCKET FOR CASE #: 2:00-cv-05506-KSH In Re, et al v. KNIGHT TRADING GROUP, et al Assigned to: Judge Katharine S. Hayden Demand: $0 Cause: 15:78m(a) Securities Exchange Act Date Filed: 11/07/2000 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question In Re IN RE KNIGHT TRADING GROUP, INC. SECURITIES LITIGATION Plaintiff PATRICIA MURRAY individually and on behalf of all others similarly situated, COHN, LIFLAND, PEARLMAN, HERRMANN & KNOPF, LLP PARK 80 PLAZA WEST ONE SADDLE BROOK, NJ 07663 (201) 845-9600 Email: PSP@njlawfirm.com Plaintiff KMF ADVISERS, LLC LITE, DEPALMA, GREENBERG AND RIVAS, LCC TWO GATEWAY CENTER 12TH FLOOR NEWARK, NJ 07102-5003 (973) 623-3000 Email: alite@ldgrlaw.com Plaintiff JOHN EDWARD BAURES

Plaintiff ROBERT L. BULTMAN V. JOHN M. DICKEY represented by MARK R. ROSEN BARRACK, RODOS & BACINE, ESQS. 14 KINGS HIGHWAY WEST HADDONFIELD, NJ 08033 (856) 354-0707 Email: mrosen@barrack.com IRVING S. BRAUN BRUCE H. TUCHMAN on behalf of himself and all others similarly situated GARY C DOWNEY CONGREGATION MITZVAH MEALS represented by ROBERT J. BERG BERNSTEIN LIEBHARD & LIFSHITZ, LLP 2050 CENTER AVENUE SUITE 200

FORT LEE, NJ 07024 (201) 592-3201 Email: berg@bernlieb.com DAVID C. CHENG individually and on behalf of all others similarly situated WILLIAM BAGNELL Individually and on behalf of all others similarly situated JANE HENG Individually an on Behalf of all others similary situated V. KNIGHT TRADING GROUP INC. SKADDEN, ARPS, SLATE, MEAHGER & FLOM, LLP FOUR TIMES SQUARE NEW YORK, NY 10036 (212) 735-3880 Email: rdeltufo@skadden.com KENNETH PASTERNAK

ROBERT TURNER STEVEN STEINMAN PETER HAJAS ROBERT M. LAZAROWITZ Date Filed # Docket Text 11/07/2000 1 COMPLAINT filed; jury demand FILING FEE $ 150.00 RECEIPT # 285330 (JB) Additional attachment(s) added on 12/10/2004 (dj, ). (Entered: 11/14/2000) 11/07/2000 2 NOTICE of Allocation and Assignment filed. Magistrate Judge RONALD J. HEDGES (JB) (Entered: 11/14/2000) 11/14/2000 SUMMONS(ES) issued for KNIGHT TRADING GROUP, KENNETH PASTERNAK, ROBERT TURNER, STEVEN STEINMAN, PETER HAJAS, ROBERT M. LAZAROWITZ ( 20 Days) (Mailed to Counsel) (JB) (Entered: 11/14/2000) 12/07/2000 3 APPLICATION by KNIGHT TRADING GROUP, KENNETH PASTERNAK, ROBERT TURNER, STEVEN STEINMAN, PETER HAJAS, ROBERT M. LAZAROWITZ and Clerk's Order extending time to answer. Answer due 12/22/00 for ROBERT M. LAZAROWITZ, for PETER HAJAS, for STEVEN STEINMAN, for ROBERT TURNER, for KENNETH PASTERNAK, for KNIGHT TRADING GROUP (DD) (Entered: 12/07/2000) 01/02/2001 4 STIPULATION and ORDER, extending time for defts. to answer until sometime

after the Court appoints a lead pltf. lead counsel in this litigation & the controlling cmp. is determined. ( signed by Mag. Judge Ronald J. Hedges ) n/m (DD) (Entered: 01/02/2001) 01/16/2001 5 LETTER by Joseph J. DePalma Re: Motion of KMP Advisors, LLC, John Edward Baures, & Robert L. Bultman to Consolidate Actions Civ. Nos. 00-cv-5506, 00-cv- 5710, 00-cv-5837, 00-cv-5861, 00-cv-5875, 00-cv-5876, 00-cv-6030, 00-cv-6072, 00-cv-6183, 00-cv-6247 & 01-cv-25 for all purposes, to be Appointed Lead Pltfs. & Approval of Lead Pltfs' Selection of Counsel (DD) Modified on 03/29/2001 (Entered: 01/19/2001) 03/26/2001 6 Minute entry: Proceedings recorded by Ct-Reporter: NONE; Minutes of: 3/26/01; The following actions were taken, Proclamation made on motion to consolidate actions, to be appointed lead pltfs., & for approval of lead pltf's selection of lead counsel & liaison counsel. ORDERED motion granted. By Mag. Judge Ronald J. Hedges (DD) (Entered: 03/28/2001) 03/26/2001 7 ORDER, consolidating case w/civ. nos. 00-5710, 00-5837, 00-5861, 00-5875, 00-5876, 00-6030, 00-6072, 00-6183, 00-6247 & 01-25 for all purposes ; every pleading fld shall be captioned IN RE KNIGHT TRADING GROUP, INC. SECURITIES LITIGATION; Class Members KMF Advisers, LLC ("KMF"), John Edward Baures ("Baures") & Robert L. Bultman ("Bultman") are appointed to serve as Lead Pltfs; the law firm of Schiffrin & Barroway, LLP is appointed as Lead Counsel; the law firm of Lite DePalma Greenberg & Rivas, LLC is approved as Liaison Counsel ( signed by Mag. Judge Ronald J. Hedges ) n/m (DD) Additional attachment(s) added on 12/10/2004 (dj, ). (Entered: 03/29/2001) 03/26/2001 Consolidated Lead Case for all purposes w/civ. nos. 00-5710, 00-5837, 00-5861, 00-5875, 00-5876, 00-6030, 00-6072, 00-6183, 00-6247 & 01-25 (DD) (Entered: 03/29/2001) 03/26/2001 8 CONSENT ORDER, for ANDREW L. BARROWAY, DAVID KESSLER & STUART L. BERMAN to appear pro hac vice ( signed by Mag. Judge Ronald J. Hedges ) (DD) (Entered: 03/29/2001) 03/29/2001 9 CERTIFICATION of JOSEPH J. DEPALMA Re: in support of admissions of Andrew L. Barroway, Stuart L. Berman & David Kessler to appear pro hac vice (DD) (Entered: 03/29/2001) 05/03/2001 10 ORDER that defts. shall have 60 days from the date upon which pltfs. serve the Cmp. to answer; In the event defts. move to dismiss, pltfs. shall have 45 days from the date of serv. of the motion to serve their opposition; defts. have 15 days from the date of serv. of opposition to serve their reply; defts. shall set the return date for their motion to dismiss on the earliest available date no less than one week following serv. of their reply ( signed by Mag. Judge Ronald J. Hedges ) n/m (DD) (Entered: 05/04/2001) 05/29/2001 11 CONSOLIDATED CLASS ACTION COMPLAINT filed; jury demand & cert. of service. (mn) Additional attachment(s) added on 12/10/2004 (dj, ). (Entered: 06/01/2001) 07/26/2001 12 STIPULATION and ORDER, extending time to answer to consolidated securities class action cmp., set answer due for 8/21/01 for ROBERT M. LAZAROWITZ,

for PETER HAJAS, for STEVEN STEINMAN, for ROBERT TURNER, for KENNETH PASTERNAK, for KNIGHT TRADING GROUP ; if Defts. move to dismiss the cmp., the 45-day period for Pltfs. to respond to the motion & the 15-day period for Defts' reply, as forth in the Court's prior Order dated 5/3/01 will run from 8/21/01 ( signed by Mag. Judge Ronald J. Hedges ) n/m (DD) (Entered: 07/26/2001) 08/20/2001 13 Notice of MOTION to dismiss consolidated class action by KNIGHT TRADING GROUP, KENNETH PASTERNAK, ROBERT TURNER, STEVEN STEINMAN, PETER HAJAS, ROBERT M. LAZAROWITZ, Motion set for 11/13/01 on [13-1] motion ; w/cert. of serv. (Brief/PO Subm) (DD) (Entered: 08/21/2001) 08/20/2001 14 CERTIFICATION of ROBERT J. DEL TUFO w/attached exhibits 1-21 on behalf of KNIGHT TRADING GROUP, KENNETH PASTERNAK, ROBERT TURNER, STEVEN STEINMAN, PETER HAJAS, ROBERT M. LAZAROWITZ Re: [13-1] motion to dismiss consolidated class action (DD) (Entered: 08/21/2001) 10/04/2001 15 STIPULATION and ORDER that Pltf's opposition to defts' Motion to Dismiss shall be fld. & served by 10/22/01 & Defts' reply to pltfs' opposition shall be fld. & served by 11/13/01 ( signed by Mag. Judge Ronald J. Hedges ) n/m (DD) (Entered: 10/04/2001) 10/22/2001 16 CERTIFICATE OF SERVICE by Liaison Counsel for Pltfs. Re: Memorandum of Law in opposition to [13-1] motion to dismiss consolidated class action (DD) (Entered: 10/23/2001) 11/13/2001 17 Minute entry: Proceedings recorded by Ct-Reporter: NONE; Minutes of: 11/13/01; The following actions were taken, adjourning motion hearing on [13-1] motion to dismiss consolidated class action by defendants to 12/3/01 w/oral arg. By Judge Katharine S. Hayden (DD) (Entered: 11/14/2001) 12/04/2001 18 Minute entry: Proceedings recorded by Ct-Reporter: NONE; Minutes of: 12/4/01; The following actions were taken, adjourning motion hearing on [13-1] motion to dismiss consolidated class action by defendants to 12/11/01 By Judge Katharine S. Hayden (DD) (Entered: 12/04/2001) 12/11/2001 19 Minute entry: Proceedings recorded by Ct-Reporter: NONE; Minutes of: 12/11/01; The following actions were taken, [13-1] motion to dismiss consolidated class action. Opinion & Order to be issued. By Judge Katharine S. Hayden (DD) (Entered: 01/16/2002) 03/06/2002 20 OPINION ( signed by Judge Katharine S. Hayden ) (DD) Additional attachment(s) added on 12/10/2004 (dj, ). Additional attachment(s) added on 12/13/2004 (dj, ). Additional attachment(s) added on 12/13/2004 (dj, ). (Entered: 03/07/2002) 03/06/2002 21 ORDER granting [13-1] motion to dismiss consolidated class action; w/prejudice ( signed by Judge Katharine S. Hayden ) (NM) (DD) Additional attachment(s) added on 12/10/2004 (dj, ). (Entered: 03/07/2002) 03/07/2002 Case closed (DD) (Entered: 03/07/2002) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out

one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html