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Case 1:08-cv-11117-TPG Document 401 Filed 03/07/11 Page 1 of 2 IN THE UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK IN RE TREMONT SECURITIES LAW, STATE LAW AND INSURANCE LITIGATION This Document Relates To: All Actions : : : : : : : : MASTER FILE NO.: 08 CIV. 11117 (TPG) NOTICE OF FILING OF SUPPLEMENTAL EXHIBIT A TO [CM/ECF# 392, FILED ON FEBRUARY 25, 2011] DECLARATION OF ANDREW J. ENTWISTLE IN SUPPORT OF MOTION FOR PRELIMINARY APPROVAL OF SETTLEMENT PLEASE TAKE NOTICE that Plaintiffs hereby file this Supplemental Exhibit A to the Declaration of Andrew J. Entwistle In Support of Motion For Preliminary Approval Of Settlement, and hereby state the following: 1. Plaintiffs moved this Court on a date and at such a time as may be designated by the Court, for an Order granting preliminary approval of the partial settlement of the consolidated State Law Action, Securities Action, and Insurance Action. In support of the Motion, Plaintiffs submitted a Memorandum of Law and Declaration of Andrew J. Entwistle, dated February 25, 2011 ( Entwistle Declaration ). 2. At the time of the filing of the motion, the Joint Official Liquidators of Rye Select Broad Market Insurance Portfolio LDC, Rye Select Broad Market XL Portfolio Limited and Broad Market XL Holdings Limited ( Liquidators ) had not yet
Case 1:08-cv-11117-TPG Document 401 Filed 03/07/11 Page 2 of 2 provided their signature page to the stipulation of partial settlement, which was filed with the Court as Exhibit A to the Entwistle Declaration. 3. Supplemental Exhibit A is the Liquidator s executed signature page. Dated: March 7, 2011 ENTWISTLE & CAPPUCCI LLP s/ Andrew J. Entwistle Andrew J. Entwistle 280 Park Avenue, 26th Floor West New York, NY 10017 212-894-7200 (telephone) 212-894-7272 (fax) Interim Co-Lead Counsel for the State Law Actions 2
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Case 1:08-cv-11117-TPG Document 415-1 Filed 03/25/11 Page 1 of 1 the Insurance Period and who sustained net losses thereby, but excluding the Individual Settling Insurance Plaintiffs (the Insurance Subclass ); (d) Also excluded from the Settlement Class and subclasses are the Settling Defendants, the current and former officers and directors of the Settling Defendants, and the Individual Settling Defendants spouses and dependent children or their successors and legal representatives. 1 Also excluded from the Settlement Class are those Persons who timely and validly request exclusion from the Settlement Class, to the extent that they are able to do so under Rule 23 of the Federal Rules of Civil Procedure, pursuant to the mailed Notice and Summary Notice (as defined in 3.1, below). 1.54 Settlement Class Member or Member of the Settlement Class means a Person who falls within the definition of the Settlement Class. 1.55 Settling Defendants means (i) MassMutual Holding Trust I, Massachusetts Mutual Life Insurance Company, MassMutual Holding LLC, Oppenheimer Acquisition Corporation, OppenheimerFunds, Inc., Tremont Group Holdings, Inc., Tremont Partners, Inc., Tremont (Bermuda) Limited, Tremont Capital Management Inc., Rye Investment Management (collectively, the Corporate Settling Defendants ), along with the Corporate Settling Defendants present and former parents, subsidiaries, divisions, affiliates, attorneys, accountants, insurers, predecessors and successors and all of the Corporate Settling Defendants current and former members, officers, directors, principals, shareholders, limited and general partners, employees and agents of the Corporate Settling Defendants, in each instance only in their capacity as such, (ii) the Settling Funds, along with the Settling Funds trustees, directors, administrators, general partners, employees, attorneys and agents, and each and all of the heirs, 1 Additionally, Argus International Life Bermuda Limited is excluded from the State Law and Securities Subclasses to the extent it was a purchaser of, and/or a shareholder or limited partner in, the Rye Funds or the Tremont Funds. 21