UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C SCHEDULE 13D. Alliqua BioMedical, Inc. (Name of Issuer)

Similar documents
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C SCHEDULE 13G. Under the Securities Exchange Act of 1934 (Amendment No.

SECURITIES AND EXCHANGE COMMISSION Washington, DC SCHEDULE 13G (Rule 13d-102)

Electronic Cigarettes International Group, Ltd.

NIC INC Filed by FRASER JEFFERY S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C SCHEDULE 13G. Under the Securities Exchange Act of (Amendment No.

VISTRA ENERGY CORP. (Name of Issuer)

CAREADVANTAGE INC Filed by NEIDICH GEORGE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C SCHEDULE 13G. Under the Securities Exchange Act of 1934 (Amendment No.

SECURITIES AND EXCHANGE COMMISSION Washington, D.C Schedule 13G. Under the Securities Exchange Act of 1934

ACCESS INTEGRATED TECHNOLOGIES INC Filed by WESTCLIFF CAPITAL MANAGEMENT LLC/CA

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C SCHEDULE 13G. Under the Securities Exchange Act of 1934 (Amendment No.

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC SCHEDULE 13G. Under the Securities Exchange Act of 1934 (Amendment No.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C SCHEDULE 13D Under the Securities Exchange Act of (Amendment No.

SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )*

PORTLAND GENERAL ELECTRIC CO /OR/

Immune Pharmaceuticals Inc. (Exact name of registrant as specified in its charter)

SEANERGY MARITIME HOLDINGS CORP. Filed by UNITED CAPITAL INVESTMENTS CORP.

SECURITIES AND EXCHANGE COMMISSION. Washington, D.C SCHEDULE 13G. Under the Securities Exchange Act of 1934.

SECURITIES AND EXCHANGE COMMISSION. Washington, D.C SCHEDULE 13G. Under the Securities Exchange Act of 1934.

LEAR CORP Filed by LMM LLC /MD/

us28035q1022_ txt Washington, D.C SCHEDULE13G UndertheSecuritiesExchangeActof1934 (Amendment No: 4) (Name of Issuer)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 8-K/A (Amendment No. 1)

KBR, INC. (Exact name of registrant as specified in its charter)

YuMe, Inc. (Name of Issuer)

Worldpay, Inc. (Exact name of registrant as specified in its charter)

SECURITIES AND EXCHANGE COMMISSION Washington, D.C Schedule 13D. Under the Securities Exchange Act of 1934 (Amendment No.

CAESARS ENTERTAINMENT CORP

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C J.P. FOOD SERVICE INC.

FEDERATED NATIONAL HOLDING COMPANY (Exact name of registrant as specified in its charter)

SECURITIES AND EXCHANGE COMMISSION FORM SC 13D/A. Filing Date: SEC Accession No (HTML Version on secdatabase.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C SCHEDULE 13G. Under the Securities Exchange Act of 1934 (Amendment No.

CRACKER BARREL OLD COUNTRY STORE, INC Filed by LION FUND II, L.P.

ERIN ENERGY CORPORATION (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C FORM 8-K

SECURITIES AND EXCHANGE COMMISSION Washington, D.C

SEARS HOLDINGS CORPORATION

TIFFANY & CO. FORM 8-K (Unscheduled Material Events) Filed 1/20/2006 For Period Ending 1/19/2006

Secretary s Certificate (General)

CELGENE CORP /DE/ FORM 8-K. (Current report filing) Filed 07/17/98 for the Period Ending 07/17/98

Caesars Entertainment Operating Company, Inc.

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C FORM 8-K BARNES & NOBLE, INC.

COMCAST CORPORATION (Exact name of registrant as specified in its charter) COMCAST CABLE COMMUNICATIONS, LLC NBCUNIVERSAL MEDIA, LLC

J P MORGAN CHASE & CO

Parkway, Inc. (Exact name of registrant as specified in its charter)

AMENDMENT NO. 2 TO CREDIT AGREEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 8-K

Sarepta Therapeutics, Inc. (Exact name of registrant as specified in its charter)

INTEGRITY APPLICATIONS, INC. (Exact name of registrant as specified in its charter)


AMENDMENT NO. 1 TO THE AGREEMENT AND PLAN OF MERGER BY AND BETWEEN THE BEAR STEARNS COMPANIES INC. AND JPMORGAN CHASE & CO. Dated as of March 24, 2008

SECURITIES AND EXCHANGE COMMISSION Washington, D.C INSITUFORM TECHNOLOGIES, INC.

ENERGOUS CORPORATION (Exact Name of Registrant as Specified in Its Charter)

HORIZON PHARMA PUBLIC LIMITED COMPANY (Exact name of registrant as specified in its charter)

C. The parties hereto understand and agree that the Closing Date will occur on or about August 11, 2017, or such other mutually agreeable date.

ROCKY MOUNTAIN CHOCOLATE FACTORY INC

STOCK PURCHASE AGREEMENT

SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM S-8. FLUOR CORPORATION (Exact Name of Registrant as Specified in Its Charter)

CONTINUING DISCLOSURE AGREEMENT

FedEx Corporation (Exact name of registrant as specified in its charter)

12 Month Day Fiscal Year

NOTICE OF PROPOSED FIRST SUPPLEMENTAL INDENTURE KVK CLO LTD. KVK CLO LLC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 10-K

Case 1:18-cv UNA Document 1 Filed 07/11/18 Page 1 of 15 PageID #: 1 IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF DELAWARE

Exxon Mobil Corporation (Exact name of registrant as specified in its charter)

NETFLIX, INC. (Exact name of Registrant as specified in its charter)

Case 1:19-cv UNA Document 1 Filed 01/09/19 Page 1 of 13 PageID #: 1 IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF DELAWARE

FORM 8-K JETBLUE AIRWAYS CORPORATION

FORM 8-K. AMERICAN AXLE & MANUFACTURING HOLDINGS, INC. (Exact name of registrant as specified in its charter)

FORM 8-K. CROWN HOLDINGS, INC. (Exact name of registrant as specified in its charter)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 8-K

NOBLE ENERGY, INC. Pursuant to the Offer to Purchase dated August 8, 2017

SEC FORM 12-1, AS AMENDED

THE BOROUGH OF STONE HARBOR, IN THE COUNTY OF CAPE MAY, NEW JERSEY NOTICE OF $29,175,000 BOND ANTICIPATION NOTE SALE (TAX EXEMPT) (NON-CALLABLE)

FIRST AMENDMENT TO THE REHABILITATION EXIT SUPPORT AGREEMENT

COCA-COLA HELLENIC BOTTLING CO SA Filed by KAR-TESS HOLDING S.A.

CYPRESS SEMICONDUCTOR CORPORATION CHARTER OF THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS

FORM S-8. 8X8, INC. (Exact name of registrant as specified in its charter)

NOTICE OF AMENDMENT OF COLLATERAL MANAGEMENT AGREEMENT AND COLLATERAL ADMINISTRATION AGREEMENT ELEVATION CLO , LTD. ELEVATION CLO , LLC

UNIT CORPORATION (Exact Name of Registrant as Specified in Its Charter)

LETTER OF TRANSMITTAL

CAPITAL SENIOR LIVING CORPORATION

SECURITIES & EXCHANGE COMMISSION EDGAR FILING. Enservco Corp. Form: 8-K. Date Filed:

SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM S-8 REGISTRATION STATEMENT Under The Securities Act of 1933 OTTER TAIL POWER COMPANY

UNITED STATES SECURITIES AND EXCHANGE COMMISSION. Washington, D.C FORM 8-K

SECURITIES AND EXCHANGE COMMISSION FORM S-8 POS. Post-effective amendment to a S-8 registration statement

Case 1:18-cv UNA Document 1 Filed 12/11/18 Page 1 of 14 PageID #: 1 IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF DELAWARE

NATURE S SUNSHINE PRODUCTS, INC. (Exact name of registrant as specified in its charter)

FORD MOTOR CREDIT COMPANY LLC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C FORM

BANKGUAM HOLDING COMPANY

IN THE UNITED STATES DISTRICT COURT WESTERN DISTRICT OF NORTH CAROLINA CHARLOTTE DIVISION MDL DOCKET NO: 3:12-MD-2384-GCM ALL MEMBER CASES

IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE

NOTICE OF EXECUTED FIFTH SUPPLEMENTAL INDENTURE KVK CLO LTD. KVK CLO LLC

STURM, RUGER & COMPANY, INC. (Exact Name of Registrant as Specified in Its Charter)

SECURITIES AND EXCHANGE COMMISSION SEC FORM 17-A, AS AMENDED

Amendment No. 1 to Form S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF Green Bancorp, Inc.

REMINGTON OUTDOOR COMPANY, INC. (Exact name of company as specified in its charter)

IN THE COURT OF CHANCERY IN THE STATE OF DELAWARE IN AND FOR NEW CASTLE COUNTY ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) SHAREHOLDERS CLASS ACTION COMPLAINT

Transcription:

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* Alliqua BioMedical, Inc. (Name of Issuer) Common Stock, $0.001 par value (Title of Class of Securities) 019621200 (CUSIP Number) Mark J. Alles Chief Executive Officer Celgene Corporation 86 Morris Avenue Summit, New Jersey 07901 (908) 673-9000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 11, 2017 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g) check the following box: Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 ( Act ) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

SCHEDULE 13D CUSIP No. 019621200 1 NAME OF REPORTING PERSON: I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) CELGENE CORPORATION 22-2711928 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) 3 SEC USE ONLY 4 SOURCE OF FUNDS* WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware, U.S.A. NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 7 SOLE VOTING POWER 8,321,471 (1) 8 SHARED VOTING POWER 9 SOLE DISPOSITIVE POWER 8,321,471 (1) 10 SHARED DISPOSITIVE POWER -0- -0-11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,321,471 (1) 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 19.9% (2) 14 TYPE OF REPORTING PERSON* CO (1) Includes 7,342,377 shares of Common Stock and 979,094 shares of Common Stock underlying warrants that are exercisable immediately; provided, however, that the exercise of the warrants is subject to the Ownership Cap described in Item 6. (2) The percentage ownership is based on 36,137,486 shares of Common Stock outstanding as of February 28, 2017, which includes (i) 35,158,392 shares of Common Stock outstanding as reported by Alliqua BioMedical, Inc. to Celgene Corporation on such date, and (ii) 979,094 shares of Common Stock underlying warrants held by Celgene Corporation that are exercisable immediately; provided, however, that the exercise of the warrants is subject to the Ownership Cap described in Item 6.

This Amendment No. 7 amends the Schedule 13D (the Schedule 13D ) filed with the Securities and Exchange Commission (the Commission ) on November 27, 2013, as amended by Amendment No. 1 filed with the Commission on March 7, 2014, Amendment No. 2 filed with the Commission on April 15, 2014, Amendment No. 3 filed with the Commission on May 4, 2015, Amendment No. 4 filed with the Commission on March 1, 2017, Amendment No. 5 filed with the Commission on March 16, 2017, and Amendment No. 6 filed with the Commission on March 29, 2017, by Celgene Corporation ( Celgene ) with respect to common stock, par value $0.001 per share ( Common Stock ), of Alliqua BioMedical, Inc., a Delaware corporation ( Alliqua ). Capitalized terms used, but not defined herein, have the meanings ascribed to them in the Schedule 13D. Item 1. Security and Issuer. Item 2. Identity and Background. Item 2 is hereby amended and supplemented by adding the Schedule A hereto. During the past five years, none of the Reporting Persons, nor, to the knowledge of the Reporting Persons, any of the persons listed on Schedule A hereto, has been (i) convicted in a criminal proceeding (excluding traffic violations and similar misdemeanors), or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 3. Source and Amount of Funds or Other Consideration. Item 4. Purpose of Transaction. Item 4 is hereby amended and supplemented by adding the following: Pursuant to the Securities Purchase Agreement s most-favored nation provision and subject to the Side Letter, on April 11, 2017, following a public offering of Common Stock at a purchase price of $0.40 per share (the Public Offering Price ) on April 3, 2017, Alliqua adjusted the per share purchase price under the Securities Purchase Agreement to the Public Offering Price, and issued 296,277 shares of Common Stock to Celgene (the MFN Shares ), and will issue 703,723 additional shares of Common Stock to Celgene if Alliqua obtains stockholder approval as may be required by the applicable rules and regulations of the NASDAQ Capital Market. Item 5. Interest in Securities of the Issuer. Item 5(a)-(c) is hereby amended and supplemented by adding the following: Following the issuance of the MFN Shares, subject to the Ownership Cap in the Side Letter, Celgene beneficially owns 8,321,471 shares of Common Stock (including 979,094 shares of Common Stock underlying warrants that are exercisable immediately), representing approximately 19.9% of the shares of Common Stock outstanding as of April 11, 2017. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

Item 7. Material to Be Filed as Exhibits.

SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. April 13, 2017 CELGENE CORPORATION By: /s/ Peter N. Kellogg Peter N. Kellogg Executive Vice President and Chief Financial Officer

SCHEDULE A Name, business address, present principal occupation or employment and place of citizenship of the directors and executive officers of the Reporting Person The name, business address and present principal occupation or employment of each of the directors and executive officers of the Reporting Person are set forth below. The business address of each director and executive officer is c/o 86 Morris Avenue, Summit, New Jersey 07901. Unless otherwise indicated, each director and executive officer is a citizen of the United States. CELGENE CORPORATION BOARD OF DIRECTORS Name and Position Present Principal Occupation or Employment Robert J. Hugin Executive Chairman Mark J. Alles Chief Executive Officer Richard W. Barker, D.Phil. (Citizen of the United Kingdom) Michael W. Bonney Michael D. Casey Carrie S. Cox Jacqualyn A. Fouse, Ph.D. Michael A. Friedman, M.D. Julia A. Haller, M.D. Gilla Kaplan, Ph.D. James J. Loughlin Ernest Mario, Ph.D. Executive Chairman of Celgene Corporation Chief Executive Officer of Celgene Corporation of the Centre for Accelerating Medical Innovations; Chairman of the Health Innovation Network of South London, UK; Chairman of International Health Partners; Chairman of Precision Medicine Catapult plc. Formerly Chief Executive Officer and a director of Cubist Pharmaceuticals Inc.; Chairman of the Board of Alynylam Pharmaceuticals, Inc.; member of the Board of s of Global Blood Therapeutics, Inc.; Trustee of the Tekla complex of life sciences and dedicated funds; Board of Trustee Chair of Bates College Formerly Chairman, President, Chief Executive Officer and a director of Matrix Pharmaceutical, Inc.; of Abaxis, Inc. Chairman of the Board of s and Chief Executive Officer of Humacyte, Inc.; member of Board of s of Texas Instruments; member of Board of s of Cardinal Health, Inc. Strategic Advisor to the Executive Committee of Celgene Corporation; of Dick s Sporting Goods Emeritus Chief Executive Officer of City of Hope; member of Board of s of MannKind Corporation; member of Board of s of Smith & Nephew plc; member of the Board of s of Intuitive Surgical Inc.; member of Board of Trustees of Tulane University Ophthalmologist-in-Chief of the Wills Eye Hospital, Philadelphia, PA; Professor and Chair of the Department of Ophthalmology at Jefferson Medical College of Thomas Jefferson University and Thomas Jefferson University Hospitals of the Global Health Program, Tuberculosis, at the Bill and Melinda Gates Foundation Formerly National of the Pharmaceuticals Practice at KPMG LLP; member of Board of s of each of Edge Therapeutics, Inc. Chairman of the Board of each of Capnia, Inc. and Chimerix Inc.; member of the Board of s of Tonix Pharmaceutical Holding Corp.

CELGENE CORPORATION EXECUTIVE OFFICERS Name Title Robert J. Hugin Executive Chairman Mark J. Alles Chief Executive Officer Scott A. Smith President and Chief Operating Officer Peter N. Kellogg Executive Vice President and Chief Financial Officer Gerald Masoudi Executive Vice President, General Counsel and Corporate Secretary Michael Pehl President, Hematology & Oncology Rupert Vessey President, Research and Early Development