US District Court Civil Docket as of 6/28/2007 Retrieved from the court on Tuesday, November 25, 2008 U.S. District Court United States District Court for the Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:01-cv-11235-SAS Alamosa PCS IPO, et al v. Alamosa PCS Holdings, et al Date Filed: Dec. 06, 2001 Status: Open Nature of suit: 850 Securities/Commodities Demand: $0 Assigned to: Judge Shira A. Scheindlin Cause: 15:77 Securities Fraud Jurisdiction: Federal Question Jury demand: Plaintiff Related cases: 1:21-mc-00092-SAS Plaintiff Bette R. Grayson on behalf of herself and all others similarly situated Parties and Attorneys Ariana J. Tadler Milberg Weiss Bershad & Schulman LLP (NYC) One Pennsylvania Plaza New York, NY 10119 (212) 946-9453 Fax: (212) 868-1229 atadler@milberg.com Melvyn I. Weiss Milberg Weiss Bershad & Schulman LLP (NYC) One Pennsylvania Plaza New York, NY 10119 (212) 594-5300 Fax: (212) 868-1229 mweiss@milbergweiss.com Menachem E. Lifshitz
Bernstein, Liebhard & Lifshitz, L.L.P. lifshitz@bernlieb.com Robert Jeffrey Berg Bernstein Liebhard & Lifshitz, LLP Fax: (212) 779-3218 berg@bernlieb.com Sandy A Liebhard Bernstein Liebhard & Lifshitz, LLP Fax: (212) 779-3218 liebhard@bernlieb.com Stanley D Bernstein Bernstein Liebhard & Lifshitz, LLP Fax: (212) 779-3218 bernstein@bernlieb.com Plaintiff Tracey Spaeth Melvyn I. Weiss Stanley D Bernstein Alamosa PCS Holdings, Inc. Martin Stein Heller, Horowitz & Feit, P.C. 292 Madison Avenue New York, NY 10017
(212) 699-4027 Fax: (212) 213-2633 mstein@hhandf.com Citigroup Global Markets, Inc. Lehman Brothers Andrew Emanuel Tauber Mayer Brown LLP 1909 K Street, N.W. 8th Floor, Suite 804 Washington, DC 20006-1101 (202) 263-3324 Fax: (202) 263-5324 ATauber@mayerbrownrowe.com Moses Silverman 1285 Avenue of the Americas New York, NY 10019 (212) 315-3082 Credit Suisse First Boston Corporation Deutsche Bank Securities, Inc. David B. Gordon Sidley Austin Brown & Wood LLP 375 Third Avenue New York, NY 10022 (212) 906-2000 Douglas W. Henkin Milbank, Tweed, Hadley & McCloy LLP 601 South Figueroa St. Los Angeles, CA 90017 (212) 530-5000 Fax: (212) 530-5219 dhenkin@milbank.com
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mark Holland Clifford Chance US LLP 200 Park Avenue New York, NY 10166 (212) 878-8000 David E. Sharbutt Martin Stein Kendall W. Cowan Martin Stein Deutsche Bank Alex B Joel M. Mitnick Sidley, Austin, Brown & Wood, L.L.P. 787 Seventh Avenue New York, NY 10019 (212) 839-5300 Docket ProceedingsReverse Proceedings 1 Dec. 06, 2001 1 COMPLAINT filed. Summons issued and Notice pursuant to 28 U.S.C. 636(c). FILING FEE $ 150.00 RECEIPT # 424605. (db) (Entered: 12/13/2001) 2 Dec. 06, 2001 Magistrate Judge Gabriel W. Gorenstein is so designated. (db) (Entered: 12/13/2001) 3 Dec. 06, 2001 Case accepted as related to 1:21mc92. (db) (Entered: 12/13/2001) 4 Jan. 04, 2002 2 RULE 1.9 CERTIFICATE filed by Deutsche Bank, Inc. (sac) (Entered: 01/30/2002) 5 Jan. 04, 2002 3 RULE 1.9 CERTIFICATE filed by Merrill Lynch, Inc. (sac) (Entered: 01/30/2002) 6 Jan. 04, 2002 4 REVISED LIST OF CASES BY COUNSEL; purs. to Item I(A) of this Court's Order dated 8/8/01, Milbank, Tweed, Hadley & McCloy LLP and Sidley Austin Brown & Wood LLP to appear as counsel for Deutsche Banc Alex. Brown, Inc. (sac) (Entered: 01/31/2002) 7 Jan. 14, 2002 5 RULE 1.9 CERTIFICATE filed by Lehman Brothers, Inc. (sac) (Entered: 02/15/2002) 8 Jan. 14, 2002 5 NOTICE of attorney appearance for Lehman Brothers by Andrew
Tauber. (sac) Modified on 02/15/2002 (Entered: 02/15/2002) 9 Feb. 11, 2002 6 NOTICE OF MOTION by Tracy Spaeth for an order, appointing Movant as Lead Pltff ; for an order, approving Movant's selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel ; Return date not indicated. (sac) (Entered: 03/07/2002) 10 Feb. 11, 2002 7 MEMORANDUM OF LAW by Tracy Spaeth in support of [6-1] motion for an order, appointing Movant as Lead Pltff, [6-2] motion for an order, approving Movant's selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel. (sac) (Entered: 03/07/2002) 11 Feb. 11, 2002 8 DECLARATION of Darren J. Check by Tracy Spaeth in support Re: [6-1] motion for an order, appointing Movant as Lead Pltff, [6-2] motion for an order, approving Movant's selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel. (sac) (Entered: 03/07/2002) 12 Mar. 08, 2002 9 WAIVER OF SERVICE of Summons & Complaint returned executed as to Andrew Tauber mailed on 3/1/02. (sac) (Entered: 03/12/2002) 13 Mar. 15, 2002 10 Letter filed by Merrill Lynch Pierce addressed to Mark Holland, dated 3/7/02; Re: counsel Gregory M. Egleston, has accepted service on behalf of Merill Lynch & Co. and Merill Lynch, Pierce, Fenner & Smith, Inc. this this IPO Action, 21 mc 92. (sac) (Entered: 04/05/2002) 14 Mar. 22, 2002 11 Salomon Smith Barney. (sac) (Entered: 04/08/2002) 15 Mar. 22, 2002 12 WAIVER OF SERVICE of S&C returned executed as to Credit Suisse First mailed on 3/1/02. Answer due on 4/30/02 for Credit Suisse First. (sac) (Entered: 04/08/2002) 16 Apr. 02, 2002 13 AFFIDAVIT OF SERVICE of S&C as to Deutsche Bank, Inc. by Lars Stevens on 3/19/02. (sac) (Entered: 04/10/2002) 17 Apr. 19, 2002 14 AFFIDAVIT OF SERVICE of S&C as to Alamosa PCS Holdings by David Sharbutt on 3/19/02. (sac) (Entered: 05/13/2002) 18 Apr. 19, 2002 15 AFFIDAVIT OF SERVICE of S&C as to Kendall W. Cowan by Lonnie Young on 3/22/02. (sac) (Entered: 05/13/2002) 19 Apr. 19, 2002 16 AFFIDAVIT OF SERVICE of S&C as to David E. Sharbutt by Allen Young on 3/19/02. (sac) (Entered: 05/13/2002) 20 Apr. 19, 2002 OMNIBUS ORDER, granting [6-1] motion for an order, appointing Movant as Lead Pltff, granting [6-2] motion for an order, approving Movant's selection of the IPO Securities Litigation Pltffs' Executive Committee to serve as Lead Counsel. ( signed by Judge Shira A. Scheindlin ); Copies mailed. (orig. doc. filed in 21 mc 92, doc. #4319) (sac) (Entered: 05/22/2002) 21 Apr. 19, 2002 20 AMENDED COMPLAINT by Tracey Spaeth amending [1-1] complaint ; Summons issued. (ac) (Entered: 07/19/2002) 22 Apr. 19, 2002 MASTER ALLEGATIONS by Tracey Spaeth RE: Amended Complaint, doc.# 20, Filed on April 19, 2002. (ac) (Entered: 08/09/2002) 23 Apr. 24, 2002 17 AFFIDAVIT OF SERVICE of S&C as to Alamosa PCS Holdings by David E. Sharbutt, managing agent, on 3/19/02. (sac) (Entered: 07/16/2002) 24 Apr. 24, 2002 18 AFFIDAVIT OF SERVICE of S&C as to David E. Sharbutt by personal service on 3/19/02. (sac) (Entered: 07/16/2002)
25 Apr. 24, 2002 19 AFFIDAVIT OF SERVICE of S&C as to Kendall W. Cowan by personal service on 3/22/02. (sac) (Entered: 07/16/2002) 26 Jun. 10, 2002 21 DECLARATION OF SERVICE of S&C as to Merrill Lynch, Inc. by Mark Holland on 3/7/02. (sac) (Entered: 07/26/2002) 27 Jul. 22, 2002 22 NOTICE of attorney appearance for Alamosa PCS Holdings, David E. Sharbutt, Kendall W. Cowan by Martin Stein. (sac) (Entered: 07/30/2002) 28 Oct. 15, 2002 (UNSIGNED) STIPULATION OF DISMISSAL; this action purs. to Stipulation and Order entered in 21 mc 92, doc. #5059, hereby dismisses without prejudice and without costs as to defts David Sharbutt and Kendall Cowan. (Orig. filed and signed by Judge Scheindlin in 21 mc 92.) (sac) (Entered: 03/05/2003) 29 Apr. 04, 2003 23 NOTICE of Firm Registration as an LLP and Name Change by Lehman Brothers, Inc. (sac) (Entered: 04/07/2003) 30 Jul. 21, 2003 24 ANSWER by Lehman Brothers to [20-1] amended complaint. (Attorney Moses Silverman from the Paul, Weiss, Rifkind, Wharton & Garrison, LLP). (sac) (Entered: 08/07/2003) 31 Jul. 22, 2003 25 ANSWER by Merrill Lynch, Inc. to [20-1] amended complaint. (Attorney Mark Holland from the Firm: Clifford Chance US, LLP). (sac) (Entered: 09/16/2003) 32 Jul. 22, 2003 26 ANSWER by Deutsche Bank Alex B to [20-1] amended complaint. (Attorney Joel M. Mitnick from the Sidley, Austin, Brown & Wood, LLP). (sac) (Entered: 09/16/2003) 33 Aug. 13, 2003 27 ANSWER to Amended Class Action Complaint. Document filed by Citigroup Global Markets, Inc.. Related document: 20 Amended Complaint filed by Tracey Spaeth.(sac, ) (Entered: 03/31/2004) 34 Aug. 13, 2003 28 ANSWER to Consolidated Amended Class Action Complaint. Document filed by Credit Suisse First Boston Corporation. Related document: 20 Amended Complaint filed by Tracey Spaeth.(sac, ) (Entered: 03/31/2004) 35 Jun. 28, 2007 STIPULATION AND ORDER; the Stipulation and Agreement of Settlement with Issuers and Individuals submitted to the Court on 6/10/04, is hereby terminated pursuant to Paragraph 39 of the Proposed Partial Settlement. However, pursuant to Paragraph 40 of the Proposed Partial Settlement, that paragraph, and the paragraphs referred to therein, shall survive the termination of the Proposed Partial Settlement. This Stipulation resolves 5527 MOTION to Approve of Class action settlement. The Clerk of the Court is directed to close this motion. This Document Relates to: All cases listed on Schedule 1. (Signed by Judge Shira A. Scheindlin on 6/25/07)... Document Relates to: 01-5333, 01-5644, 01-10050, 01-5570, 01-5902, 01-9413, 01-10639, 01-10161, 01-6747, 01-6000, 01-11235, 01-9742, 01-9741, 01-9982, 01-2359, 01-6275, 01-10901, 01-9422, 01-5258, 01-6825, 01-3360, 01-6890, 01-9618, 01-5446, 01-3363, 01-10000, 01-10827, 01-6241, 01-9883, 01-6824, 01-10629, 01-6397, 01-6613, 01-6216, 01-6323, 01-5143, 01-6271, 01-2601, 01-5072, 01-11220, 01-10940, 01-10988, 01-5937, 01-10576, 01-6222, 016322, 01-10971, 01-5575, 01-6828, 01-10943, 01-10686, 01-3857, 01-10105, 01-5834, 01-6542, 01-7000, 01-10944, 01-10107, 01-11219, 01-7180, 01-5425, 01-9747, 01-3792, 01-
4942, 01-11231, 01-6887, 01-7355, 01-9619, 01-5948, 02-9699, 01-3980, 01-5838, 01-7467, 01-6158, 01-9411, 01-9414, 01-5089, 01-6775, 01-8404, 01-7002, 01-5911, 01-9800, 01-9516, 01-10684, 01-4973, 01-11246, 01-6143, 01-7055, 01-6948, 01-10164, 01-10813, 01-7048, 01-10738, 01-10111, 01-10640, 01-7039, 01-5039, 01-10884, 01-7023, 01-10741, 01-6339, 01-6771, 01-9748, 01-7033, 01-9743, 01-10122, 01-6272, 01-6842, 01-6277, 01-9975, 01-9710, 01-9922, 01-10834, 01-10836, 01-10800,01-10969,01-6120,01-10108,01-6084, 01-3975, 01-10974, 01-5144, 01-4187, 01-10598, 01-9917, 01-9349, 01-5365, 01-6892, 01-4974, 01-9417, 01-10983, 01-10740, 01-10899, 01-6822, 01-6822, 01-7666, 01-9442, 01-7046, 01-10121, 01-9440, 01-4147, 01-6770, 01-6661, 01-6872, 01-11000, 01-3483, 01-3225, 01-10900, 01-7053, 01-6757, 01-10990, 01-7034, 01-6627, 01-11230, 01-6301, 01-7726, 01-9651, 01-9799, 01-6823, 01-7201, 01-4183, 01-3910, 01-5374, 01-6689, 01-9675, 01-5227, 01-7028, 01-5332, 01-9798, 01-7035, 01-7281, 01-11239, 01-10894, 01-6089, 01-3358, 01-5822, 01-6004, 01-10823, 01-10945, 01-7280, 01-9561, 01-7344, 01-6660, 01-10775, 01-6114, 01-7842, 01-5354, 01-9560, 01-7032, 01-9744, 01-9904, 01-10051, 01-9918, 01-10799, 01-10575, 01-4778, 01-6873, 01-11217, 01-11202, 01-10185, 01-5613, 01-10797, 01-10828, 01-6820, 01-2621, 01-6160, 01-10059, 01-7279, 01-2261, 01-11201, 01-9504, 01-6082, 01-8401, 01-10867, 01-10745, 01-9503, 01-10160, 01-9978, 01-10898, 01-10683, 01-5427, 01-2712, 01-6090, 01-10942, 01-10120, 01-10140, 01-11245, 01-5225, 01-6128, 01-6950, 01-10754, 01-9746, 01-7415, 01-4941, 01-10831, 01-10903, 01-11218, 01-5600, 01-10596, 01-6870, 01-10838, 01-10941, 01-9921, 01-10753, 01-4186, 01-6846, 01-7181, 01-6821, 01-10756, 01-10595, 01-6001, 01-7474, 01-5267, 01-9500, 01-11249, 01-9797, 01-6288, 01-7247, 01-10970, 01-6110, 01-10822, 01-6008, 01-10976, 01-5269, 01-6492, 01-10115, 01-9981, 01-9563, 01-9719, 01-10744, 01-9348, 01-9604, 01-242, 01-10889, 01-9745, 01-5739, 01-10999, 01-3450, 01-9558, 01-5241, 01-9720, 01-10040, 01-6403, 01-6906, 01-9514, 01-7866, 01-10092, 01-10053, 01-6768, 01-10830, 01-6365, 01-10638, 01-4779, 01-10866, 01-10972, 01-10075, 01-10984, 01-5074, 01-7669... (Original Document filed in 21-mc-92, Doc#5620).(sac) (Entered: 07/10/2007)