Databases for retrieval of external work products. Japan Patent Office March 17th, 2016

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Databases for retrieval of external work products (AIPN) Japan Patent Office March 17th, 2016 0

Outline I. Background II. Family IV. Hands on exercise 1

Outline I. Background II. Family IV. Hands on exercise 2

I. Background Growing Demand for Work Sharing Changes in Patent Appl. Filed in the Whole World (Unit: 10 thou.) 2.35 mil. Search The number of applications filed in many offices is increasing. 1.48 mil. 56.1 83.4 an application Search Search Increasing duplicate work! 92.4 151.3 Search Source: WIPO Industrial Property Statistics Growing Demand for Work Sharing 3

I. Background Efficiency of Work sharing Search Normal Case Duplicate Work.. Finished Search Work-sharing Case Utilization of Results! prior arts, office actions an application Search an application Refer to the results before searching Reduced examination workload 4

I. Background Mutual exploitation of search/examination results - Dossier Access System- PAIR (Internet-based Service for the Public) European Patent Register (Internet-based Service for the Public) EPO OPD J-Eng MT functions (Mutual Reference to Exam Results) USPTO K-PION (Internet-based Service for IPOs) KIPO Internet AIPN (Advanced IP network) (Internet-based Service for IPOs presented by JPO) J-Eng MT functions CPIS (Internet-based Service for the Public) SIPO IP5 Offices JPO (1) Reduce workload in examination at IPOs (2) Obtain IP rights overseas quickly and properly IPOs in the world OPD( One Portal Dossier) enable to mutually refer to results of search and examination in real time among IP5 Offices Sharing results enables to reduce workload and to quicken examination AIPN (providing exam info via J-Eng MT) Quick release of examination results International contribution to other countries 5

Outline I. Background II. Family IV. Hands on exercise 6

II. Family A. What s Family? Patent application is filed to two or more countries based on the Paris Convention for Protection of Industrial Property, these patent applications form a patent family. Apprication1 Apprication2 Apprication3 Apprication4 Apprication5 Apprication6 7

II. Family B. Types of patent family -1/2 1. Filings abroad: Using Paris convention priority only PCT filing using Paris convention Application Country A Priority Claim Country B 8

II. Family B. Types of patent family -2/2 2. National family (internal priority, divisional application) Invention Invention of Improvement Earlier App. Description Later App. Description Country A Internal Priority Claim 9

Outline I. Background II. Family IV. Hands on exercise 10

A. Overview of Sources AIPN (JP) https://aipn.j-platpat.inpit.go.jp/ai2/cgi-bin/aipnsearch *This service is available to authorized intellectual property offices only. Patentscope (WIPO) http://www.wipo.int/patentscope/search/en/search.jsf US-pair (US) http://portal.uspto.gov/external/portal/pair European Patent Register (EP) https://register.epo.org/espacenet/regviewer Other countries DPMAregister (Germany), K-PION(Korea), CPIS(China) 11

B. AIPN 1. Overview of the AIPN -1/5 Services for only Examiners in the Foreign IP Offices Dossier Information and Legal status of published applications filed with the JPO English-translated documents (Machine Translation) Useful Tool for referring to Examination Results provided by the JPO. 12

B. AIPN 1. Overview of the AIPN - 2/5 Advanced Industrial Property Network (AIPN) Provision of Japanese application information Providing the JPO examination results to foreign IPOs in English (1) Reduction of examination workload in foreign IPOs (2) High-Quality Examination through AIPN members (3) An aid for applicants smooth obtainment of IP rights AIPN: Advanced Industrial Property Network Provision of Japanese domestic examination results via the Internet Japanese to English Machine Translation JPO File patent application in Japan File patent applications of the same invention in foreign IPOs as Japanese one Applicant 13

B. AIPN 1. Overview of the AIPN - 3/5 After the AIPN started servicing on 12 October 2004, now it is used by 67 IP Offices all over the world. Austria Croatia Czech Denmark EAPO EPO Estonia Finland France Germany Greece Hungary Netherlands Norway Poland Portugal Romania Russian Federation Serbia Slovakia Spain Sweden Switzerland United Kingdom Ukraine ARIPO Burundi Egypt Ethiopia Gambia Israel Kazakhstan Kenya Kyrgyz Mali Morocco Mozambique Nigeria OAPI Rwanda Turkey Uganda Zambia Madagascar Dossier Information Dossier Information Australia Bangladesh Bhutan China Chinese Taipei Cambodia India Indonesia Malaysia Myanmar Pakistan Philippines Republic of Korea Singapore Sri Lanka Thailand Viet Nam AIPN Japan Patent Office Dossier Information Dossier Information Brazil Canada Chile Colombia Mexico United States of America

B. AIPN 1. Overview of the AIPN - 4/5 Services of the AIPN Dossier Information Specification, Office Actions and other Prosecution documents Legal Status of the Application and Prosecution history Cited Documents / Patent Family Information 15

B. AIPN 1. Overview of the AIPN - 5/5 Updating Frequency of Databases in the AIPN File Wrapper Information after either the application is published or the application is registered as a patent Legal Status, Cited Documents every week* *Legal status and cited documents will be available to browse with AIPN at most a month later after either the application is published or the application is registered as a patent. Patent Family updated at any time 16

B. AIPN *This service is available to authorized intellectual property offices only. 2. Access to Dossier Information - 1/18 This is User Interface of AIPN. File Wrapper Information and Patent Family are retrievable with the AIPN. Search results are provided in English through the machine translation. Since AIPN provides specialized dictionaries, users are able to select some of them to improve accuracy of machine translation. 17

B. AIPN 2. Access to Dossier Information - 2/18 Search with JP document number such as, Application number, Priority Number, Publication Number, or Patent Number. Search with foreign document number such as, Application number, or Priority Number. Specialized dictionaries are prepared for improving accuracy of machine translation.

B. AIPN 2. Access to Dossier Information - 3/18 Input Number Select Type 2003-123456 Check! 19

B. AIPN 2. Access to Dossier Information - 4/18 2 1 Specialized dictionaries are prepared to improve accuracy of machine translation. 20

B. AIPN 2. Access to Dossier Information - 5/18 File wrapper information search result 21

B. AIPN 2. Access to Dossier Information - 6/18 French, Chinese, Russian, etc. 1.Google Translate pull down list to select language 2. Select language for translation target 22

B. AIPN 2. Access to Dossier Information - 7/18 File wrapper information and examination procedure(1) Examination Search report Notification of reasons for refusal Amendment / Argument Decision to grant Decision of refusal 23

B. AIPN 2. Access to Dossier Information - 8/18 File wrapper information and examination procedure(2) Examination Search report Notification of reasons for refusal Amendment / Argument Decision to grant Decision of refusal 24

B. AIPN 2. Access to Dossier Information - 9/18 English Text (Machine Translation) 25

B. AIPN 2. Access to Dossier Information - 10/18 Notification of Reasons for Refusal (1) Article number 29(1)(iii): Novelty Article number 29(2):Inventive step Claims objected to Cited documents Reasoned statement 26

B. AIPN 2. Access to Dossier Information - 11/18 Notification of Reasons for Refusal (2) Patentable claims IPC range searched Other relevant prior art documents 27

B. AIPN 2. Access to Dossier Information - 12/18 Patentability: Major Articles in the Japanese Patent Acts 29(1) Statutory inventions / Industrial applicability 29(1)(iii) Novelty 29(2) Inventive step 29bis Secret prior art 39 Double patent 36(6)(ii) Clarity of claims 36(6)(i) Support requirement 36(4)(i) Enablement requirement 37 Unity of inventions 17bis(iii) New matters in amendment 28

B. AIPN 2. Access to Dossier Information - 13/18 Decision to Grant a Patent Bibliographic data Decision to Grant a Patent Application number: The application for patent 2003-092000 2005-090000 Date of Drafting: Heisei 20(2008) October 15 Patent examiner: UEJIMA, Tokkyo, Taro Hiroki 3364 5M00 Title of invention: An information processing method, a computer program, and an information processor The number of claims: 5 AAA Applicant: FUJITSU LIMITED Representative: KOHNO, Takao DAIRI, Nin 3364:Examiner Code 5M:Division Code About this application, since no reason for refusal is found, Decision to Grant a Patent is rendered. 29

B. AIPN 2. Access to Dossier Information - 14/18 Decision of Refusal (1) Decision of Refusal Bibliographic data Application number: 2005-130578 2005-090000 Date of Drafting: Heisei 20(2008) November 6 Patent examiner: SATO, Tokkyo, Minoru Taro 4063 5H00 Title of invention: Peripheral processing unit which realizes a disposal method of a recognition impossible character, and a disposal method for the same Applicant: SEIKO AAA EPSON CORPORATION Representative: NAITO, Teruo (besides one person) Conclusion DAIRI, Nin 4063:Examiner Code 5H:Division Code About this application, it should refuse by the [Reason 3] written in the Notification of Reasons for Refusal as of Heisei 20(2008) June 6. Although the contents of Written Argument and the Written Amendment were examined, the antecedent basis which is sufficient for reversing reasons for refusal cannot be found out. 30

B. AIPN 2. Access to Dossier Information - 15/18 Decision of Refusal (2) Account Remarks Examiner s Opinion Cited Parts [ however the constitution (refer to [0020] and [0027]) of the invention indicated to cited document 1 which it supposes "it is an abnormal condition when a recognition result is with / of three or more characters / a reject" ] It corresponds with the constitution of the invention concerning Claim 1 of an application concerned judged as "There are more predetermined signs after the end of character reading and recognition operation than a predetermined number", [ what an abnormal termination step is performed for in the case of an abnormal condition (error) ] Considering it as the invention which has composition which performs an abnormal termination step when there are more predetermined signs than a predetermined number, and relates to Claim 1 of an application concerned after the end of character reading and recognition operation is that the person skilled in the art could accomplish easily. About the invention concerning the Claims 2-10 of an application concerned as well as above-mentioned Claim 1, a person skilled in the art can invent easily. Rejected Claims When For invention concerning the claims -, no reason for refusal is found is written clearly, the claims - are allowable. 31

B. AIPN 2. Access to Dossier Information - 16/18 Decision of Refusal (3) List of Cited Documents The list of cited documents etc. 1. JP,H6-15149,U 2. JP,H7-296102,A ------------------------------------ Time Limit of Response Documents of category X or Y Time Limit of Response When this final decision has an appeal, a Commissioner of the Patent Office can be asked for a referee within 30 days after a day with delivery of the copy of this final decision (if a resident abroad has, it is less than 90 days) (Patent Law Article 121(1)). (Instruction based on Administrative Case Litigation Law Article 46(2)) To this final decision, a revocation suit can be raised only to the trial decision to the demand for trial about this final decision (Patent Law Article 178(6)). 32

B. AIPN 2. Access to Dossier Information - 17/18 Appeal Decision (1) Bibliographic data Appeal decision Appeal number Appeal 2009-24326 2006-090000 4-1-1, Kami-Kodanaka, Nakahara-ku, Kawasaki-shi, Kanagawa-ken demandant 3-4-3, Kasumigaseki, FUJITSU LIMITED Chiyoda-ku, Tokyo 3-50-14-305, AAA LIMITED Sendagi, Bunkyo-ku, Tokyo Flowering-of-culture international patent firm representative patent attorney HOSAKA, Kazuo 3-50-14-305, Sendagi, Bunkyo-ku, Tokyo Flowering-of-culture international patent firm representative patent attorney WATANABE, Akihiko Application number A trial decision is rendered as follows about an application-for-patent 2001-140140 "character recognition method, program, and recording-medium" Decision-of-Refusal appeal appeal case [number of Heisei 14(2002) July 19 publication of unexamined application, JP,2002-203207,A, and claims (5)]. Conclusion Conclusion The original decision is canceled. This invention shall be patented. 33

B. AIPN 2. Access to Dossier Information - 18/18 Appeal Decision (2) Reason Account An application concerned is Heisei 13(2001). It is application on May 10 (claim-of-priority Heisei 12(2000) November one day), and it is admited that the invention concerning the claim is a thing as the matter indicated to the claim of Claims specifies. And about an application concerned, even if it examines reasons for refusal of the original decision, it shall not refuse for the Reason. No Reason for otherwise refusing an application concerned is found. Therefore, a trial decision is rendered as Conclusion. Heisei 23(2011) February 18 Chief appeals examiner Patent Office appeal examiner The KATO, Keiichi Patent Office appeal examiner ITABASHI, Michitaka Patent Office appeal examiner MIZOMOTO, Yasunobu 34

B. AIPN 3. Access to Patent Family and Legal Status - 1/16 35

B. AIPN 3. Access to Patent Family and Legal Status - 2/16 Patent Family & Legal Status Window Patent Family List Links to documents Legal Status Cited Documents 36

B. AIPN 3. Access to Patent Family and Legal Status - 3/16 Patent Family List

B. AIPN 3. Access to Patent Family and Legal Status - 4/16 Patent Abstract of Japan (PAJ)

B. AIPN 3. Access to Patent Family and Legal Status - 5/16 39

B. AIPN 3. Access to Patent Family and Legal Status - 6/16 Document Screening 40

B. AIPN 3. Access to Patent Family and Legal Status - 7/16 Select the Drawing 41

B. AIPN 3. Access to Patent Family and Legal Status - 8/16 Google Translate 1. Pull down menu of languages used in Google Translate 2. Select language for translation target 42

B. AIPN 3. Access to Patent Family and Legal Status - 9/16 Japanese Document in PDF 43

B. AIPN 3. Access to Patent Family and Legal Status - 10/16 Link to Patent Family Gazette

B. AIPN 3. Access to Patent Family and Legal Status - 11/16 Legal Status & Cited Documents 45

B. AIPN 3. Access to Patent Family and Legal Status - 12/16 Link to File Wrapper Information Link to File Wrapper Information

B. AIPN 3. Access to Patent Family and Legal Status - 14/16 Cited Documents 47

B. AIPN 3. Access to Patent Family and Legal Status - 15/16 Link to English Abstract

B. AIPN 3. Access to Patent Family and Legal Status - 16/16 Patent Family of Cited Documents

Outline I. Background II. Family IV. Hands on Exercise 50

IV. Hands on Exercise Exercise target - application number ZA2006932A / JP2008-553559 Patent family Can be removed Sanitary actuating device for a toiletry actuation device e.g. button of toilet flush has stack of detachable leaves such that the user has to remove the uppermost leaf to press the lower leaf for actuating the actuation device 51

IV. Hands on Exercise Exercise target - Claim An attaching means which is a health appliance implement, is provided by a main part and the aforementioned main part, and attaches the aforementioned main part to a toilet bowl starting device, Have a stack of a flake of material provided by the aforementioned main part, and, [ a stack of the aforementioned material flake ] Each removes from the remaining aforementioned stacks, comprises a plurality of possible material flakes, and, [ a user ] If the aforementioned main part is attached to the aforementioned toilet bowl starting device in use, a material flake which removes a material flake which is placed at the top from the aforementioned stack, and is placed downward will be exposed, Next, a health appliance implement which can operate a toilet bowl starting device by pushing the aforementioned bottom material flake and operating the aforementioned toilet bowl starting device. 52

IV. Hands on Exercise Exercise 1: Retrieve following application - application number JP2008-553559 - Patent Family of ZA2006932A - JP2008-553559 contains the useful information for examination of ZA2006932A 53

IV. Hands on Exercise Exercise 1: Retrieve following application - application number JP2008-553559 54

IV. Hands on Exercise Exercise 2: Display and confirm examiner s opinion 55

IV. Hands on Exercise Exercise 2: Display and confirm examiner s opinion Reasons and concerning article Notification of Reasons for Refusal The descriptions of each reasons follow. 56

IV. Hands on Exercise Exercise 2: Display and confirm examiner s opinion - Claim:: 1-4 - Cited document: 1, 2 - Remarks: The art which provided near the doorknob the dispenser of the bundle of the sanitary paper for wiping a doorknob for the health of the doorknob contained in a toilet bowl starting device in a hygienic room is described in cited document 1. The point that carry out lamination attachment of the bundle of a sanitary paper (sheet 2) at the aforementioned equipment (toilet seat 5), and one sheet enabled it to exfoliate at a time for the health of the equipment (toilet seat) in a hygienic room, the point (Fig. 1) which provided the thing like a finger tab to the aforementioned sanitary paper (sheet 2), etc. are described in cited document 2. Cited document 1 and 2 have the same technical problem, as described above. if it is a person skilled in the art to apply the above-mentioned point described in cited document 2 to a doorknob of a description to cited document 1, and to carry out like constitution of an invention concerning claim 1 in this application - 4 -- an idea -- it is easy. 57

IV. Hands on Exercise Exercise 3: Display and confirm cited documents 58

IV. Hands on Exercise Exercise 3: Display and confirm cited documents 59

IV. Hands on Exercise Exercise 3: Display and confirm cited documents 60

IV. Hands on Exercise Exercise 3: Display and confirm cited documents 61

IV. Hands on Exercise Exercise 3: Display and confirm cited documents Compared examiner s opinion - Claim:: 1-4 - Cited document: 1, 2 - Remarks: The art which provided near the doorknob the dispenser of the bundle of the sanitary paper for wiping a doorknob for the health of the doorknob contained in a toilet bowl starting device in a hygienic room is described in cited document 1. The point that carry out lamination attachment of the bundle of a sanitary paper (sheet 2) at the aforementioned equipment (toilet seat 5), and one sheet enabled it to exfoliate at a time for the health of the equipment (toilet seat) in a hygienic room, the point (Fig. 1) which provided the thing like a finger tab to the aforementioned sanitary paper (sheet 2), etc. are described in cited document 2. Cited document 1 and 2 have the same technical problem, as described above. if it is a person skilled in the art to apply the above-mentioned point described in cited document 2 to a doorknob of a description to cited document 1, and to carry out like constitution of an invention concerning claim 1 in this application - 4 -- an idea -- it is easy. 62

IV. Hands on Exercise Exercise 3: Display and confirm cited documents 63

IV. Hands on Exercise Exercise 3: Display and confirm cited documents Compared examiner s opinion - Claim:: 1-4 - Cited document: 1, 2 - Remarks: The art which provided near the doorknob the dispenser of the bundle of the sanitary paper for wiping a doorknob for the health of the doorknob contained in a toilet bowl starting device in a hygienic room is described in cited document 1. The point that carry out lamination attachment of the bundle of a sanitary paper (sheet 2) at the aforementioned equipment (toilet seat 5), and one sheet enabled it to exfoliate at a time for the health of the equipment (toilet seat) in a hygienic room, the point (Fig. 1) which provided the thing like a finger tab to the aforementioned sanitary paper (sheet 2), etc. are described in cited document 2. Cited document 1 and 2 have the same technical problem, as described above. if it is a person skilled in the art to apply the above-mentioned point described in cited document 2 to a doorknob of a description to cited document 1, and to carry out like constitution of an invention concerning claim 1 in this application - 4 -- an idea -- it is easy. 64

IV. Hands on Exercise Exercise 3: Display and confirm cited documents Compared examiner s opinion - Claim:: 1-4 - Cited document: 1, 2 - Remarks: The art which provided near the doorknob the dispenser of the bundle of the sanitary paper for wiping a doorknob for the health of the doorknob contained in a toilet bowl starting device in a hygienic room is described in cited document 1. The point that carry out lamination attachment of the bundle of a sanitary paper (sheet 2) at the aforementioned equipment (toilet seat 5), and one sheet enabled it to exfoliate at a time for the health of the equipment (toilet seat) in a hygienic room, the point (Fig. 1) which provided the thing like a finger tab to the aforementioned sanitary paper (sheet 2), etc. are described in cited document 2. Cited document 1 and 2 have the same technical problem, as described above. if it is a person skilled in the art to apply the above-mentioned point described in cited document 2 to a doorknob of a description to cited document 1, and to carry out like constitution of an invention concerning claim 1 in this application - 4 -- an idea -- it is easy. 65

IV. Hands on Exercise Exercise 3: Display and confirm cited documents *reference: English translation is available for applications published after 1993. translated by human 66

IV. Hands on Exercise Exercise 3: Display and confirm cited documents *reference: English translation is available for applications published after 1993. 67

IV. Hands on Exercise Exercise 4: Display and confirm applicant s response 68

IV. Hands on Exercise Exercise 4: Display and confirm applicant s response - application number JP2008-553559 69

IV. Hands on Exercise Exercise 4: Display and confirm applicant s response Written Argument 70

IV. Hands on Exercise Exercise 4: Display and confirm applicant s response 3., [ contrast (1) invention in this application 1 of invention in this application and cited invention ] "have the displaying means applied to the top surface of each flake of the aforementioned stack, and when the aforementioned displaying means is a substance which came to react to the particles on the skin of the user of the aforementioned toilet bowl starting device, The aforementioned displaying means is a health appliance implement which has" composition which indicates whether the material flake which is placed at the top was touched previously. Since the invention in this application 1 has a displaying means which indicates whether the material flake which is placed at the top was touched previously, [ a user ] Since it understands whether the toilet bowl starting device was touched previously and a health appliance implement is attached to a toilet bowl starting device, without touching a toilet bowl starting device, the user does not need to touch toilet bowl starting device itself, and can operate a toilet bowl starting device. For this reason, according to the invention in this application 1, a comparatively inexpensive means to prevent cross contamination is provided. 71

IV. Hands on Exercise Exercise 4: Display and confirm applicant s response Written Amendment 72

IV. Hands on Exercise Exercise 4: Display and confirm applicant s response [Claim 1]An attaching means which is a health appliance implement, is provided by a main part and the aforementioned main part, and attaches the aforementioned main part to a toilet bowl starting device, Have a stack of a flake of material provided by the aforementioned main part, and, [ a stack of the aforementioned material flake ] Each removes from the remaining aforementioned stacks, comprises a plurality of possible material flakes, and, [ a user ] If the aforementioned main part is attached to the aforementioned toilet bowl starting device in use, a material flake which removes a material flake which is placed at the top from the aforementioned stack, and is placed downward will be exposed, Next, by pushing the aforementioned bottom material flake and operating the aforementioned toilet bowl starting device, can make the toilet bowl starting device operate it and, [ the aforementioned health appliance implement ]A health appliance implement with which has the displaying means applied to a top surface of each flake of the aforementioned stack, and a material flake in which the aforementioned displaying means is placed at the top indicates whether touched previously or not when the aforementioned displaying means is a substance which came to react to particles on the skin of a user of the aforementioned toilet bowl starting device. 73

IV. Hands on Exercise Exercise 5: Display and confirm Examiner s Decision 74

IV. Hands on Exercise Exercise 5: Display and confirm Examiner s Decision Decision to Grant a Patent/ Decision of Refusal 75

IV. Hands on Exercise Exercise 5: Display and confirm Examiner s Decision Remarks About - Claim: 1-13, and 14-18, [ cited document 1 ] [ for the health of the doorknob contained in a toilet bowl starting device in a hygienic room ] The art provided near the doorknob is described and the dispenser of the bundle of the sanitary paper for wiping a doorknob, [ cited document 2 ] The point that carry out lamination attachment of the bundle of a sanitary paper (sheet 2) at the aforementioned equipment (toilet seat 5), and one sheet enabled it to exfoliate at a time for the health of the equipment (toilet seat) in a hygienic room, It is as having pointed out by the above-mentioned Notification of Reasons for Refusal about the point (Fig. 1) etc. which provided the thing like a finger tab being described in the aforementioned sanitary paper (sheet 2). And when the above-mentioned sanitary paper (sheet 2) described in cited document 2 is formed at least with the paper and the nonwoven fabric which are one of the illustrated materials. If touched by the unclean hand or the hand containing waterdrop, it is obvious that a color etc. change and it can distinguish the state by the surface becoming dirty by the cause particles and droplet child of dirt, or absorbing moisture. The drugs for enabling visual recognition of the dirt by amino acid or oil by a chemical reaction do not need to dare to mention document, either, and are well-known before submission of this application. Depending further fixing of the toilet seat sock 1 which laminated the above-mentioned sanitary paper (sheet 2) on attachment by a binder and attachment by wearing tools, such as a strap, is described in cited document 2 (1-9 lines of page [ 7th ]). Cited document 1 and 2 have the same technical problem, as described above. if it is a person skilled in the art to apply the above-mentioned point described in cited document 2 to a doorknob of a description to cited document 1, and to carry out like constitution of an invention concerning claim 1 in this application -13, and 14-18 -- an idea -- it is easy. 76

IV. Hands on Exercise Exercise 6: Free Time Try to use AIPN freely. Application number example JP2008-14153 (ZA201005293A) A pack for tobacco industry products with a flavor JP2011-237775 (ZA201403512A) Honeycomb structured body 77

Thank You! 78