U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:13-cv ER

US District Court Civil Docket as of August 3, 2015 Retrieved from the court on August 6, 2015 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:13-cv-06180-ER In re Petrochina Company Ltd. Securities Litigation Date Filed: 09/03/2013 Assigned to: Judge Edgardo Ramos Jury Demand: Plaintiff Related Case: 1:13-cv-06274-ER Nature of Suit: 850 Cause: 15:78m(a) Securities Exchange Act Securities/Commodities Jurisdiction: Federal Question Lead Plaintiff PTR Group represented by Phillip C. Kim The Rosen Law Firm P.A. 350 5th Avenue, Suite 5508 New York, NY 10118 (212) 686-1060 Fax: (212) 202-3827 Email: pkim@rosenlegal.com LEAD ATTORNEY Plaintiff Johan Broux individually and on behalf of all others similarly situated represented by Jeremy Alan Lieberman Pomerantz LLP 600 Third Avenue, 20th Floor New York, NY 10016 (212)-661-1100 Fax: (212)-661-8665 Email: jalieberman@pomlaw.com Lesley Frank Portnoy Pomerantz LLP 600 Third Ave, 20th Floor New York, NY 10016 (212) 661-1100 Fax: (212) 661-8665 Email: LPortnoy@glancylaw.com Patrick Vincent Dahlstrom Pomerantz LLP 10 South LaSalle Street Suite 3505 Chicago, IL 60603 (212)661-1100

Fax: (212)661-8665 Email: pdahlstrom@pomlaw.com Peretz Bronstein Bronstein, Gewirtz & Grossman 60 East 42nd Street, Suite 4600 New York, NY 10165 (212)-697-6484 Fax: (212)-697-7296 Email: peretz@bgandg.com V. Movant Estelle Rubin represented by Jeremy Alan Lieberman (See above for address) V. Petrochina Company Ltd. represented by Thomas Andrew Paskowitz Sidley Austin LLP (NY) 787 Seventh Avenue New York, NY 10019 (212)-839-5832 Fax: (212)-839-5400 Email: tpaskowitz@sidley.com LEAD ATTORNEY Alfred Robert Pietrzak Sidley Austin LLP (NY) 787 Seventh Avenue New York, NY 10019 (212)-839-5300 Fax: (212)-839-5599 Email: rpietrzak@sidley.com Benjamin Francis Burry Sidley Austin LLP(NY) 787 Seventh Avenue New York, NY 10019 (212)-839-5416 Fax: (212)-839-5599 Email: bburry@sidley.com

Joel M. Mitnick Sidley Austin LLP 787 Seventh Avenue New York, NY 10019 (212) 839-5300 Fax: (212)-839-5599 Email: jmitnick@sidley.com Zhou Jiping Yu Yibo Jiang Jiemin Zhou Mingchun Jiemin Jiang Hualin Li Xinquan Ran Date Filed # Docket Text 09/03/2013 1 COMPLAINT against Jiang Jiemin, Zhou Jiping, Zhou Mingchun, Petrochina Company Ltd., Yu Yibo. (Filing Fee $ 350.00, Receipt Number 465401075854)Document filed by Johan Broux.(jom) (Entered: 09/05/2013) 09/03/2013 SUMMONS ISSUED as to Jiang Jiemin, Zhou Jiping, Zhou Mingchun, Petrochina Company Ltd., Yu Yibo. (jom) (Entered: 09/05/2013) 09/03/2013 Magistrate Judge Ronald L. Ellis is so designated. (jom) (Entered: 09/05/2013) 09/03/2013 Case Designated ECF. (jom) (Entered: 09/05/2013) 09/03/2013 2 STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850,

893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. (Signed by Judge Loretta A. Preska on 10/31/2011) (jom) (Entered: 09/05/2013) 11/04/2013 3 MOTION to Appoint Lead Plaintiff., MOTION to Appoint Counsel The Rosen Law Firm, P.A.., MOTION to Consolidate Cases. Document filed by PTR Group. (Attachments: # 1 Text of Proposed Order)(Kim, Phillip) (Entered: 11/04/2013) 11/04/2013 4 MEMORANDUM OF LAW in Support re: 3 MOTION to Appoint Lead Plaintiff. MOTION to Appoint Counsel The Rosen Law Firm, P.A.. MOTION to Consolidate Cases.. Document filed by PTR Group. (Kim, Phillip) (Entered: 11/04/2013) 11/04/2013 5 DECLARATION of Phillip Kim in Support re: 3 MOTION to Appoint Lead Plaintiff. MOTION to Appoint Counsel The Rosen Law Firm, P.A.. MOTION to Consolidate Cases.. Document filed by PTR Group. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Kim, Phillip) (Entered: 11/04/2013) 11/04/2013 6 MOTION to Consolidate Cases 1:13-cv-6180; 1:13-cv-6274., MOTION to Appoint Estelle Rubin as Lead Plaintiff., MOTION to Appoint Counsel Pomerantz Grossman Hufford Dahlstrom & Gross LLP. Document filed by Estelle Rubin. (Attachments: # 1 Text of Proposed Order)(Lieberman, Jeremy) (Entered: 11/04/2013) 11/04/2013 7 MEMORANDUM OF LAW in Support re: 6 MOTION to Consolidate Cases 1:13-cv- 6180; 1:13-cv-6274. MOTION to Appoint Estelle Rubin as Lead Plaintiff. MOTION to Appoint Counsel Pomerantz Grossman Hufford Dahlstrom & Gross LLP.. Document filed by Estelle Rubin. (Attachments: # 1 Exhibit A, Press Release, # 2 Exhibit B, Certification, # 3 Exhibit C, Loss Chart, # 4 Exhibit D, Firm Resume)(Lieberman, Jeremy) (Entered: 11/04/2013) 11/21/2013 8 NOTICE of of Withdrawal of Lead Plaintiff Motion re: 6 MOTION to Consolidate Cases 1:13-cv-6180; 1:13-cv-6274. MOTION to Appoint Estelle Rubin as Lead Plaintiff. MOTION to Appoint Counsel Pomerantz Grossman Hufford Dahlstrom & Gross LLP., 7 Memorandum of Law in Support of Motion,. Document filed by Estelle Rubin. (Lieberman, Jeremy) (Entered: 11/21/2013) 11/22/2013 9 SUMMONS RETURNED EXECUTED. Petrochina Company Ltd. served on 11/15/2013, answer due 12/6/2013. Service was accepted by Mara Valasco. Document filed by Johan Broux. (Lieberman, Jeremy) (Entered: 11/22/2013) 11/22/2013 10 NOTICE of Non-Opposition to The PTR Group's Lead Plaintiff Motion re: 3 MOTION to Appoint Lead Plaintiff. MOTION to Appoint Counsel The Rosen Law Firm, P.A.. MOTION to Consolidate Cases.. Document filed by PTR Group. (Kim, Phillip) (Entered: 11/22/2013) 12/04/2013 11 NOTICE OF APPEARANCE by Alfred Robert Pietrzak on behalf of Petrochina Company Ltd.. (Pietrzak, Alfred) (Entered: 12/04/2013) 12/04/2013 12 NOTICE OF APPEARANCE by Joel M. Mitnick on behalf of Petrochina Company Ltd.. (Mitnick, Joel) (Entered: 12/04/2013) 12/04/2013 13 NOTICE OF APPEARANCE by Benjamin Francis Burry on behalf of Petrochina i Company Ltd.. (Burry, Benjamin) (Entered: 12/04/2013)

12/05/2013 14 STIPULATION AND ORDER ADJUSTING PLAINTIFFS' TIME TO AMEND COMPLAINT AND DEFENDANT'S TIME TO RESPOND TO THE AMENDED CLASS ACTION COMPLAINT: NOW THEREFORE, Plaintiffs and PetroChina, by and through their counsel, stipulate and agree as follows: 1. Plaintiffs shall file an amended complaint, and provide a copy of the same to PetroChina's counsel, within sixty (60) days after the date the Court enters an order appointing lead counsel. 2. PetroChina shall serve and file an answer, a motion to dismiss, or otherwise respond to the amended complaint within sixty (60) days after the date Plaintiffs file and serve their amended complaint. 3. If PetroChina files a motion directed to the amended complaint, Plaintiffs shall have until sixty (60) days after the date PetroChina serves and files their motion to file papers in opposition. 4. PetroChina shall have until thirty (30) days after the date Plaintiffs serve and file their opposition to file papers in reply. (Signed by Judge Edgardo Ramos on 12/5/2013) (mro) (Entered: 12/05/2013) 12/06/2013 15 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent China National Petroleum Corporation for Petrochina Company Ltd.. Document filed by Petrochina Company Ltd..(Mitnick, Joel) (Entered: 12/06/2013) 04/04/2014 16 ORDER CONSOLIDATING RELATED ACTIONS AND APPOINTING LEAD PLAINTIFF AND LEAD COUNSEL, terminating (3) Motion to Appoint The PTR Group as Lead Plaintiff(s); terminating (3) Motion to Appoint Counsel ; terminating (3) Motion to Consolidate Cases 13-cv-6180 (as Lead Case) with 13-cv-6274; terminating (6) Motion to Consolidate Cases 13-cv-6180 (as Lead Case) with 13-cv-6274; terminating (6) Motion to Appoint The PTR Group as Lead Plaintiff(s); terminating (6) Motion to Appoint Counsel in case 1:13-cv-06180-ER. Pursuant to Section 21D(a)(3)(B) of the Exchange Act, 15 U.S.C. 78u-(a)(3)(B), The PTR Group and its members are appointed as Lead Plaintiff for the class. The PTR Group has the largest financial interest in this litigation and otherwise satisfies the requirements of Fed. R. Civ. P. 23 for purposes of 15 U.S.C. 78u-(a)(3)(B). Movant's choice of counsel is approved, and accordingly, The Rosen Law Firm, P.A. is appointed Lead Counsel. Lead Counsel shall manage the prosecution of this litigation. Lead Counsel are to avoid duplicative or unproductive activities and are hereby vested by the Court with the responsibilities that include, without limitation, the following as set forth herein. The motion by Estelle Rubin for consolidation, appointment as lead plaintiff and approval of counsel (Doc. 6) having been withdrawn, see Doc. 8, this Order resolves all motions currently pending on the Master Docket. The Clerk of Court is respectfully directed to terminate the motions (Docs. 3, 6). It is SO ORDERED. (Signed by Judge Edgardo Ramos on 4/4/2014) Filed In Associated Cases: 1:13-cv-06180-ER, 1:13-cv-06274-ER (ja) (Entered: 04/07/2014) 06/06/2014 17 FILING ERROR - DEFICIENT PLEADING - FILED AGAINST PARTY ERROR and FILING ERROR - DEFICIENT PLEADING - FRCP RULE 15 NON- COMPLIANCE - AMENDED COMPLAINT amending 1 Complaint against Petrochina Company Ltd., Jiemin Jiang, Hualin Li, Xinquan Ran with JURY DEMAND.Document filed by PTR Group. Related document: 1 Complaint filed by Johan Broux.(Kim, Phillip) (Entered: 06/06/2014) 06/06/2014 18 REQUEST FOR ISSUANCE OF AMENDED SUMMONS as to Jiang, Jiemin; Li, Hualin; and Ran, Xinquan, re: 17 Amended Complaint. Document filed by PTR Group. (Kim, Phillip) (Entered: 06/06/2014) 06/06/2014 ***NOTICE TO ATTORNEY REGARDING DEFICIENT AMENDED COMPLAINT. Notice to Attorney Phillip Kim RE: Document No. 17 Amended

Complaint. The filing is deficient for the following reason(s): Filing Does Not Comply with FRCP Rule 15 and Additional parties not added File the Exhibit to Pleading event found under the event category Other Documents and attach either opposing party's written consent or Court's leave.select the Add Party for Pleading event found under the event category Complaints and Other Initiating Documents. (laq) (Entered: 06/09/2014) 06/06/2014 ***NOTICE TO ATTORNEY REGARDING DEFICIENT REQUEST FOR ISSUANCE OF SUMMONS. Notice to Attorney Philip Kim RE: Document No. 18 Request for Issuance of Amended Summons. The filing is deficient for the following reason(s): the wrong Event Type was selected. Re-file the document and select the correct event type. (laq) (Entered: 06/09/2014) 06/09/2014 19 EXHIBIT TO PLEADING re: 17 Amended Complaint,. Document filed by PTR Group. (Attachments: # 1 Docket sheet, see docket no. 16, Lead Plaintiff order entered 4/7/2014)(Kim, Phillip) (Entered: 06/09/2014) 06/09/2014 20 REQUEST FOR ISSUANCE OF SUMMONS as to Li, Hualin; Ran, Xinquan, re: 17 Amended Complaint,. Document filed by PTR Group. (Attachments: # 1 Rider A to summons)(kim, Phillip) (Entered: 06/09/2014) 08/05/2014 21 NOTICE OF APPEARANCE by Thomas Andrew Paskowitz on behalf of Petrochina Company Ltd.. Filed In Associated Cases: 1:13-cv-06180-ER, 1:13-cv-06274- ER(Paskowitz, Thomas) (Entered: 08/05/2014) 08/05/2014 22 MOTION to Dismiss the Amended Complaint. Document filed by Petrochina Company Ltd..(Paskowitz, Thomas) (Entered: 08/05/2014) 08/05/2014 23 MEMORANDUM OF LAW in Support re: 22 MOTION to Dismiss the Amended Complaint.. Document filed by Petrochina Company Ltd.. (Paskowitz, Thomas) (Entered: 08/05/2014) 08/05/2014 24 DECLARATION of Tom A. Paskowitz in Support re: 22 MOTION to Dismiss the Amended Complaint.. Document filed by Petrochina Company Ltd.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Paskowitz, Thomas) (Entered: 08/05/2014) 08/06/2014 25 ORDER dismissing (22) Motion to Dismiss in case 1:13-cv-06180-ER: On April 4, 2014, the Court issued an Order consolidating the above-captioned cases. No. 13-cv-06180, Doc. 16. That Order designated the docket in No. 13-cv-06180 as the Master Docket for these and any subsequently filed actions in the consolidated case, and it provided a revised case caption and filing procedure. On August 5, 2014, Petrochina Company Ltd. filed a motion to dismiss under the caption appearing at the top of this Order. The motion failed to comply with the Court's April 4, 2014 Order, resulting in its being erroneously docketed with a duplicative motion in No. 13-cv-06274. The motion is therefore DISMISSED without prejudice to refile. The Clerk of Court is respectfully directed to terminate the pending motions (Doc. 22 in No. 13-cv-06180 and Doc. 10 in No. 13-cv-06274). is directed to refile its motion in accordance with the April 4 Order. Plaintiffs' time to respond shall not be tolled. It is SO ORDERED. (Signed by Judge Edgardo Ramos on 8/6/2014) Filed In Associated Cases: 1:13-cv-06180-ER, 1:13- cv-06274-er (ja) (Entered: 08/06/2014) 08/06/2014 26 MOTION to Dismiss the Amended Complaint. Document filed by Petrochina Company Ltd..(Paskowitz, Thomas) (Entered: 08/06/2014) 08/06/2014 27 MEMORANDUM OF LAW in Support re: 26 MOTION to Dismiss the Amended

Complaint.. Document filed by Petrochina Company Ltd.. (Paskowitz, Thomas) (Entered: 08/06/2014) 08/06/2014 28 DECLARATION of Tom A. Paskowitz in Support re: 26 MOTION to Dismiss the Amended Complaint.. Document filed by Petrochina Company Ltd.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Paskowitz, Thomas) (Entered: 08/06/2014) 08/13/2014 29 ENDORSED LETTER addressed to Judge Edgardo Ramos from Philip Kim, dated 8/13/2014, re: Plaintiffs request a pre-motion conference in connection with Plaintiffs' prospective motion for leave to serve special interrogatories to defendant PetroChina Company Ltd. in order to obtain the last know address information, date of birth, and name of Chinese characters for the defendants listed herein so that Plaintiffs may attempt to serve the individuals through the Hague Convention... Defense counsel oppose this relief... Plaintiffs propose that the interrogatory responses be due within 14 days of service. ENDORSEMENT: s PetroChina Company Ltd. is directed to submit a response by close of business on August 20, 2014. The application is granted. (Signed by Judge Edgardo Ramos on 8/13/2014) (ja) (Entered: 08/14/2014) 08/21/2014 30 ENDORSED LETTER addressed to Judge Edgardo Ramos from A. Robert Pietrzak, dated 8/20/2014, re: For the foregoing reasons, requests that the Court deny Plaintiffs' request for leave to file a motion aimed at lifting the automatic stay of discovery. ENDORSEMENT: Because Plaintiffs have failed to articulate a basis to justify lifting the automatic stay in this case, their application is DENIED without prejudice to renew if they are able to make the appropriate showing. SO ORDERED. (Signed by Judge Edgardo Ramos on 8/21/2014) (ja) (Entered: 08/22/2014) 09/29/2014 31 ENDORSED LETTER addressed to Judge Edgardo Ramos from Phillip Kim dated 9/29/2014 re: We write to request a pre-motion conference. ENDORSEMENT: A premotion conference will be held on October 23, 2014, at 11:00 a.m. is directed to submit a written response not longer than 3 pages by close of business on October 16, 2014. (Signed by Judge Edgardo Ramos on 9/29/2014) (kgo) (Entered: 09/29/2014) 09/29/2014 Set/Reset Hearings: Pre-Motion Conference set for 10/23/2014 at 11:00 AM before Judge Edgardo Ramos. (kgo) (Entered: 09/29/2014) 10/01/2014 32 ENDORSED LETTER addressed to Judge Edgardo Ramos from Phillip Kim, Esq. dated 10/01/2014 re: We are lead counsel to Lead Plaintiffs in the above action. We write to request that the Court hold in abeyance briefing on defendant's motion to dismiss ( dkt. # 22), until the Court has ruled on Lead Plaintiffs' motion for leave to amend ( dkt. # 31 ). ENDORSEMENT: The Application is Granted. (Signed by Judge Edgardo Ramos on 10/01/2014) (ama) (Entered: 10/01/2014) 10/23/2014 Minute Entry for proceedings held before Judge Edgardo Ramos: Pre-Motion Conference held on 10/23/2014. Lead Plaintiff PTR Group's counsel present. Petrochina Company Ltd.'s counsel present. Plaintiff granted leave to file an amended complaint by November 6, 2014. Parties are directed to provide the Court with a proposed briefing schedule by October 30, 2014. (Amended Pleadings due by 11/6/2014.) (Court Reporter Sam Mauro) (jar) (Entered: 10/24/2014) 10/31/2014 33 ENDORSED LETTER addressed to Judge Edgardo Ramos from Tom A. Paskowitz dated 10/30/2014 re: Pursuant to Your Honor's order at the October 23, 2014 pre-motion conference, the parties have conferred and proposed the following briefing schedule with respect to PetroChina's anticipated motion to dismiss Plaintiffs' forthcoming amended pleading: Petro China shall file its motion to dismiss on or before December 21, 2014;

10/31/2014 10/31/2014 34 35 Plaintiffs shall file their opposition papers on or before February 4, 2015; and PetroChina shall file its reply papers on or before February 25, 2015. ENDORSEMENT: The Application is Granted., ( Motions due by 12/21/2014., Responses due by 2/4/2015, Replies due by 2/25/2014.) (Signed by Judge Edgardo Ramos on 10/31/2014) (ama) (Entered: 10/31/2014) TRANSCRIPT of Proceedings re: conference held on 10/23/2014 before Judge Edgardo Ramos. Court Reporter/Transcriber: Samuel Mauro, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/24/2014. Redacted Transcript Deadline set for 12/4/2014. Release of Transcript Restriction set for 2/1/2015.Filed In Associated Cases: 1:13-cv-06180-ER, 1:13-cv-06274-ER(McGuirk, Kelly) (Entered: 10/31/2014) NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a conference proceeding held on 10/23/2014 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...filed In Associated Cases: 1:13-cv-06180-ER, 1:13-cv-06274-ER(McGuirk, Kelly) (Entered: 10/31/2014) 11/05/2014 36 ENDORSED LETTER addressed to Judge Edgardo Ramos from Phillip Kim, Esq. dated 11/05/2014 re: I write to respectfully request an eight day extension of time to file the second amended complaint from November 6, 2014 to November 14, 2014. If the Court is inclined to grant this request, the parties request that the Court extend the briefing schedule (dkt. # 33) as follows: (a) PetroChina shall file its motion to dismiss on or before January 9, 2015; and (b) Plaintiff's opposition is due within forty-five (45) days after the date PetroChina files its motion to dismiss; and (c) PetroChina's reply is due within twenty-one (21) days after the date Plaintiffs file their opposition. ENDORSEMENT: The Application is Granted., ( Amended Pleadings due by 11/14/2014., Motions due by 1/9/2015.) (Signed by Judge Edgardo Ramos on 11/05/2014) (ama) (Entered: 11/05/2014) 11/14/2014 37 SECOND AMENDED COMPLAINT amending 17 Amended Complaint, against Jiemin Jiang, Hualin Li, Petrochina Company Ltd., Xinquan Ran with JURY DEMAND.Document filed by PTR Group. Related document: 17 Amended Complaint, filed by PTR Group.(Kim, Phillip) (Entered: 11/14/2014) 12/16/2014 12/16/2014 38 ORDER denying (26) Motion to Dismiss in case 1:13-cv-06180. Given the filing of an amended complaint, the Clerk of the Court is respectfully directed to terminate 's Motion to Dismiss, Doc. 26, which is hereby DENIED as moot. shall file its intended motion to dismiss on or before January 9, 2015, in accordance with the parties' extended briefing schedule. Counsel is reminded that any subsequent motions must comply with the Court's individual practices, which require a moving party to submit a letter setting forth the basis for an anticipated motion. SO ORDERED. (Signed by Judge Edgardo Ramos on 12/16/2014) Filed In Associated Cases: 1:13-cv-06180-ER, 1:13-cv- 06274-ER (ama) (Entered: 12/17/2014) Set/Reset Deadlines: Motions due by 1/9/2015. Associated Cases: 1:13-cv-06180-ER, 1:13-cv-06274-ER(ama) (Entered: 12/17/2014) 01/08/2015 39 ENDORSED LETTER addressed to Judge Edgardo Ramos from A. Robert Pietrzak dated

1/07/2015 re: We represent PetroChina Company Limited ("PetroChina") in the above referenced matter and write, pursuant to Paragraph 2.A.ii of Your Honor's Individual Practices to request a pre-motion conference to discuss filing a motion to dismiss Plaintiffs' Second Amended Class Action Complaint. ENDORSEMENT: A premotion conference will be held on Thursday, January 29, 2015, at 10:30 a.m. Plaintiff is directed to submit a written response not longer than 3 pages by 5:00 p.m. on Thursday, January 22, 2015., ( Pre-Motion Conference set for 1/29/2015 at 10:30 AM before Judge Edgardo Ramos.) (Signed by Judge Edgardo Ramos on 1/08/2015) (ama) (Entered: 01/08/2015) 01/29/2015 Minute Entry for proceedings held before Judge Edgardo Ramos: Pre-Motion Conference held on 1/29/2015. Plaintiff's counsel present. Petrochina Company Ltd.'s counsel present. granted leave to file motion to dismiss with the following briefing schedule: moving papers due February 13, 2015; opposition due March 27, 2015; and reply due April 17, 2015. Counsel are reminded that Memoranda are limited to 25 pages in length. (Motions due by 2/13/2015. Responses due by 3/24/2015. Replies due by 4/17/2015.) (Court Reporter Carol Ganley) (jar) Modified on 1/30/2015 (jar). (Entered: 01/29/2015) 02/09/2015 40 TRANSCRIPT of Proceedings re: conference held on 1/29/2015 before Judge Edgardo Ramos. Court Reporter/Transcriber: Carol Ganley, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/5/2015. Redacted Transcript Deadline set for 3/16/2015. Release of Transcript Restriction set for 5/14/2015.(McGuirk, Kelly) (Entered: 02/09/2015) 02/09/2015 41 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a conference proceeding held on 1/29/2015 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(mcguirk, Kelly) (Entered: 02/09/2015) 02/13/2015 42 MOTION to Dismiss the Second Amended Complaint. Document filed by Petrochina Company Ltd..(Paskowitz, Thomas) (Entered: 02/13/2015) 02/13/2015 43 MEMORANDUM OF LAW in Support re: 42 MOTION to Dismiss the Second Amended Complaint.. Document filed by Petrochina Company Ltd.. (Paskowitz, Thomas) (Entered: 02/13/2015) 02/13/2015 44 DECLARATION of Tom A. Paskowitz in Support re: 42 MOTION to Dismiss the Second Amended Complaint.. Document filed by Petrochina Company Ltd.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Paskowitz, Thomas) (Entered: 02/13/2015) 03/25/2015 45 ENDORSED LETTER addressed to Judge Edgardo Ramos from Phillip Kim, Esq. dated 3/24/2015 re: We are lead counsel to Lead Plaintiffs in the above action. We write to request a pre-motion conference in connection with Lead Plaintiffs' request for leave to file a supplemental pleading pursuant to Fed. R. Civ. P. 15(d). ENDORSEMENT: The Application is Granted. A pre-motion conference shall be held on Friday, April 10, 2015, at 11:00 a.m. is directed to submit a written response not longer than 3 pages

by 5:00 p.m. Friday, April 3, 2015., ( Pre-Motion Conference set for 4/10/2015 at 11:00 AM before Judge Edgardo Ramos.) (Signed by Judge Edgardo Ramos on 3/25/2015) (ama) (Entered: 03/25/2015) 04/10/2015 Minute Entry for proceedings held before Judge Edgardo Ramos: Pre-Motion Conference held on 4/10/2015. Lead Plaintiff's counsel present. Petrochina Company's counsel present. For the reasons stated on the record, Lead Plaintiff's request for leave to file a motion to file a supplemental pleading is DENIED. Lead plaintiff's time to file their opposition to 's motion to dismiss is extended to April 24, 2015. 's reply shall be filed by May 15, 2015. (Set Deadlines/Hearing as to 42 MOTION to Dismiss the Second Amended Complaint : Responses due by 4/24/2015, Replies due by 5/15/2015.) (Court Reporter Martha Drevis) (jar) (Entered: 04/10/2015) 04/24/2015 46 ENDORSED LETTER addressed to Judge Edgardo Ramos from Phillip Kim dated 4/22/2015 re: We write to request an extension of time to respond to the motion to dismiss of PetroChina Company Limited (dkt. #42) to May 1, 2015. ENDORSEMENT: The application is granted. (Responses due by 5/1/2015). (Signed by Judge Edgardo Ramos on 4/24/2015) (rjm) (Entered: 04/24/2015) 05/01/2015 47 MEMORANDUM OF LAW in Opposition re: 42 MOTION to Dismiss the Second Amended Complaint.. Document filed by PTR Group. (Kim, Phillip) (Entered: 05/01/2015) 05/01/2015 48 DECLARATION of Phillip Kim in Opposition re: 42 MOTION to Dismiss the Second Amended Complaint.. Document filed by PTR Group. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12)(Kim, Phillip) (Entered: 05/01/2015) 05/05/2015 49 ENDORSED LETTER addressed to Judge Edgardo Ramos from Phillip Kim dated 5/5/2015 re: Request for a one week extension of PetroChina's time to file its reply to 5/22/2015. ENDORSEMENT: The application is granted. Set Deadlines/Hearing as to 42 MOTION to Dismiss the Second Amended Complaint : (Replies due by 5/22/2015.) (Signed by Judge Edgardo Ramos on 5/5/2015) (kko) (Entered: 05/05/2015) 05/22/2015 50 REPLY MEMORANDUM OF LAW in Support re: 42 MOTION to Dismiss the Second Amended Complaint.. Document filed by Petrochina Company Ltd.. (Paskowitz, Thomas) (Entered: 05/22/2015) 05/22/2015 51 DECLARATION of Tom A. Paskowitz in Support re: 42 MOTION to Dismiss the Second Amended Complaint.. Document filed by Petrochina Company Ltd.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6)(Paskowitz, Thomas) (Entered: 05/22/2015) 05/22/2015 52 LETTER addressed to Judge Edgardo Ramos from Tom A. Paskowitz dated May 22, 2015 re: Request for Oral Argument. Document filed by Petrochina Company Ltd..(Paskowitz, Thomas) (Entered: 05/22/2015) 08/03/2015 53 OPINION AND ORDER #105750 re: (42 in 1:13-cv-06180-ER) MOTION to Dismiss the Second Amended Complaint filed by Petrochina Company Ltd. For the reasons set forth above, PetroChina's motion to dismiss is GRANTED. The Clerk of the Court is respectfully directed to terminate the motion, Doc. 42, and to close this case. IT IS SO ORDERED. (Signed by Judge Edgardo Ramos on 8/03/2015) Filed In Associated Cases: 1:13-cv-06180-ER, 1:13-cv-06274-ER(ama) Modified on 8/3/2015 (ama). Modified on

8/5/2015 (soh). (Entered: 08/03/2015) 08/03/2015 Transmission to Judgments and Orders Clerk. Transmitted re: 53 Memorandum & I Opinion,, to the Judgments and Orders Clerk. (ama) (Entered: 08/03/2015) Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html