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RESULT OF SYSTEMATIC REVIEW OF ISO STANDARD Date 2014-08-01 ISO/TC 46 / SC 9 N 785 Title of TC or SC concerned Identification and description This document is to be completed by the committee secretariat and circulated within 6 months of the termination of the review period to (1) all P- and O-members, organizations and committees in liaison, (2) the ISO Central Secretariat, (3) the TC secretariat in the case of review in an SC. Review ISO/TC 46/SC 9 N 734 Circulation 2014-01-15 Deadline 2014-06-16 Reference number and title of International Standard ISO 21047:2009 English title Information and documentation -- International Standard Text Code (ISTC) French title Information et documentation -- Code international normalisé des textes (ISTC) Results (the compilation of results is given as an annex) The following criteria have been met 1 A simple majority of voting P-members has proposed the following action: a withdrawal b revision/amendment c confirmation (with or without correction) 2 Has been adopted/is intended to be adopted (with or without change), or is used per se, by at least 5 P-members 3 No changes other than corrections are proposed by any P-member In the light of results, the following action is proposed: Withdrawal [criteria 1 a met] Revision [criteria 1 b & 2 met see Note)] Amendment [criteria 1 b & 2 met see Note)] Note: The choice between revision and amendment is essentially based on an assessment of whether or not the changes are limited (amendment) or if they require the redevelopment the whole document (revision). To be determined by the committee secretariat. Confirmation [criteria 1 c, 2, & 3 met] No final decision can yet be taken for the following reason(s) (indicate when decision is expected): Other (Please describe, e.g. division into Parts, combination with another IS, conversion to another deliverable type) Further procedures (attribution to TC/SC/WG, Project Leader, development procedure, meetings, etc.) The proposed amendment/revision is to be registered as a Preliminary Work Item (stage 00.60) Other: Due to the lack of uptake of this standard in the five years since its publications and the comments from some voters about its complexity, the Secretariat has serious concerns about the viability of the standard. Despite the lack of support for a revision, further discussion is needed about whether a revision or even withdrawal is appropriate. This will be a topic for discussion at the 2015 plenary meeting. Experts (give details below, or as a separate annex) Other associated information (e.g. documents to be considered. Give details below, or as a separate annex) Proposed development track 1 (24 months) 2 (36 months - default) 3 (48 months) Note: Selection of a development track will automatically associate default limit dates with critical stages. If you envisage that you can advance a project quicker than the default limit dates you may indicate your preferred earlier target dates in the field "Target date for submission'. Important! Quoting earlier target dates implies a commitment to meeting these dates If you do not want to change the defaults to earlier dates do not put anything in the "Target date for submission" fields. Target date for submission: Secretariat ANSI/NISO as a CD: as a DIS: Date 2014-08-01 as a FDIS: for publication: Signature of the TC or SC Secretary Page 1 of 6

Reference ISO 21047:2009 Committee ISO/TC 46/SC 9 Edition number 1 Vienna agreement English title French title Information and documentation -- International Standard Text Code (ISTC) Information et documentation -- Code international normalisé des textes (ISTC) Start date 2014-01-15 End date 2014-06-16 Opened by ISO/CS on Status 2014-01-15 00:42:43 Closed by ISO/CS on 2014-06-18 00:55:19 Closed Voting stage Systematic review Version number 1 Vote in parallel with Note Q.1 "Recommended action" Questions Q.2 "Has this International Standard been adopted or is it intended to be adopted in the future as a national standard or other publication?" Q.3 "Is the national publication identical, or proposed to be identical, to the International Standard or modified?" Q.4 "Is this International Standard used in your country without national adoption or are products used in your country based on this standard?" Q.5 "Is this International Standard, or its national adoption, referenced in regulations in your country?" Votes by members Country Member Status Confirm Confirm & Correct Revise / Amend Withdra w Abstain Q.2 Q.3 Q.4 Q.5 Australia SA P-Member X Austria ASI O-Member X Bulgaria BDS P-Member X Canada SCC P-Member X No Yes No China SAC P-Member X Yes Modified No Colombia ICONTEC P-Member X Croatia HZN P-Member X Yes Identical No Czech Republic UNMZ P-Member X No Yes No Denmark DS P-Member X Yes Identical No Estonia EVS P-Member X Finland SFS P-Member X Yes Identical No France AFNOR P-Member X Yes Identical No Germany DIN P-Member X Iran, Islamic Republic of ISIRI P-Member X Yes Identical No Italy UNI P-Member X Japan JISC P-Member X No No No Page 2 of 6 Systematic Review voting result

Votes by members Kenya KEBS P-Member Korea, Republic of KATS P-Member X No Yes No Netherlands NEN P-Member X Yes Identical No New Zealand SNZ P-Member X No Yes No Norway SN P-Member X No Yes No Poland PKN O-Member X Portugal IPQ P-Member X No Yes No Romania ASRO O-Member X Russian Federation GOST R P-Member X No Yes No South Africa SABS P-Member X Spain AENOR P-Member X Sweden SIS P-Member X Switzerland SNV P-Member X Thailand TISI O-Member X No Yes No Ukraine DTR P-Member X No Yes No United Kingdom United States BSI P-Member X Yes Identical No ANSI Secretariat X No Yes No P-Member TOTALS Total of P-Members voting: 17 Confirm with or without correct: 14 Revise/Amend: 3 Withdraw: 0 14 0 3 0 11 8 Yes, 10 No 7 Identical, 1 Modified 9 Yes, 1 No 0 Yes, 18 No TOTALS 15 0 3 0 14 8 Yes, 11 No 7 Identical, 1 Modified 10 Yes, 1 No 0 Yes, 19 No P-Members having abstained are not counted in this vote Answers to Q.1: "Recommended action" 0 x Withdraw 3 x Revise/Amend Netherlands (NEN) 15 x Confirm Canada (SCC) China (SAC) Croatia (HZN) Japan (JISC) 0 x Confirm, with correction of errors Page 3 of 6

Answers to Q.1: "Recommended action" 13 x Abstain Australia (SA) Austria (ASI) Bulgaria (BDS) Colombia (ICONTEC) Estonia (EVS) Germany (DIN) Italy (UNI) Poland (PKN) Romania (ASRO) South Africa (SABS) Spain (AENOR) Sweden (SIS) Switzerland (SNV) 1 x Abstain with survey replies Answers to Q.2: "Has this International Standard been adopted or is it intended to be adopted in the future as a national standard or other publication?" 8 x Yes China (SAC) Croatia (HZN) Netherlands (NEN) 11 x No Canada (SCC) Japan (JISC) Answers to Q.3: "Is the national publication identical, or proposed to be identical, to the International Standard or modified?" 7 x Identical Croatia (HZN) Netherlands (NEN) 1 x Modified China (SAC) Answers to Q.4: "Is this International Standard used in your country without national adoption or are products used in your country based on this standard?" 10 x Yes Canada (SCC) Page 4 of 6

Answers to Q.4: "Is this International Standard used in your country without national adoption or are products used in your country based on this standard?" 1 x No Japan (JISC) Answers to Q.5: "Is this International Standard, or its national adoption, referenced in regulations in your country?" 0 x Yes 19 x No Canada (SCC) China (SAC) Croatia (HZN) Japan (JISC) Netherlands (NEN) Comments from Voters Member: Comment: Date: China (SAC) Comment 2014-06-11 06:25:09 * * Croatia (HZN) Comment 2014-04-03 10:23:13 HRN ISO 21047:2011 Comment 2014-04-01 09:36:07 DS/ISO 21047:2009 Comment 2014-03-03 13:43:55 SFS-ISO 21047:2010 Tieto ja dokumentointi. Tekstimuotoisen teoksen kansainv linen standarditunnus (ISTC) Comment 2014-06-04 10:08:37 NF ISO 21047 Oct.2009 Page 5 of 6

Comments from Voters Member: Comment: Date: Iran, Islamic Republic of (ISIRI) under development Comment 2014-06-09 09:24:38 Italy (UNI) Comment 2014-06-06 14:21:42 no reply from those concerned Japan (JISC) Comment 2014-06-13 02:28:32 We have not the national Registration Authority for ISO21047. Netherlands (NEN) Comment 2014-06-02 10:08:51 ISTC is a good and important idea. Unfortunately, ISO 21047 is not wildly used due to its complexity. Furthermore, complying to the standard involves some labour-intensive work. NEN-ISO 21047:2009 Comment 2014-04-29 09:21:48 Implemented as BS ISO 21047:2009 The UK national committee has concerns over whether or not this standard continues to meet market needs and whether adoption is sufficiently widespread. BS ISO 21047:2009 Comment 2014-06-09 20:33:01 There has been lower than anticipated adoption of the ISTC at this point due to the complexity of the standard. Many trade publishers have had to create their own work ID because the ISTC was not adoptable. In its current state, the ISTC standard is not addressing the market's needs sufficiently to generate the kind of enthusiasm necessary for broad adoption. Most distributors, wholesalers, and retailers, are grouping products together using a parent work type function, which indicates that there is still the need for an identifier of groups of works, but the ISTC in its current state is not serving this need. If this standard is to be useful and adopted by the North American trade publishing industry it must be revised. A thorough exploration of what needs it should address and what problems it should resolve is needed. Stakeholders from various areas of the publishing industry should be involved in the revision process to come up with a revised standard that is truly helpful to the industry. Any revision should include a streamlined and inexpensive means of access to the registry for look-ups of text metadata. Regarding Question 2.2: Although there has been some usage of the ISTC, it has been more limited than anticipated due to difficulties described above. Page 6 of 6