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John Marshall Law School From the SelectedWorks of William K. Ford October 23, 2017 Handout - Right of Publicity (10-24-2018) William K. Ford, John Marshall Law School This work is licensed under a Creative Commons CC_BY International License. Available at: https://works.bepress.com/william_ford/38/

Advertising and Other Uses for Purposes of Trade The Right of Publicity/Privacy Merchandise and Some Other (Debateable) Uses for Purposes of Trade Expressive Works (Probably) Commercial Speech 1 (Probably) Non-Commercial Speech 2 Non-Commercial Speech *Permission ordinarily needed* *Permission ordinarily needed* *Permission ordinarily NOT needed* traditional advertisements 3 product packaging 4 business names 5 Merchandise 6 trading cards 7 coffee mugs 8 busts 9 posters 10 t-shirts 11 Other musical tribute shows (?) 12 pornography 13 celebrity social media accounts (?) 14 fictionalized history (New York law) (?) 15 Traditional Media news reporting 16 biographies 17 novels 18 plays/musicals 19 television programs/films (including fictionalized works and docudramas) 20 Less Traditional Media comic books(?) 21 Merchandise political merchandise 22 transformative merchandise 23 Limitation on First Amendment protection for these non-commercial speech examples: Zacchini 24 1 See Harris v. Quinn, 134 S. Ct. 2618, 2639 (2014) (discussing the difference between commercial and non-commercial speech); Jordan v. Jewel Food Stores, Inc., 743 F.3d 509, 515-17 (7th Cir. 2014) (same); Facenda v. N.F.L. Films, Inc., 542 F.3d 1007, 1016-18 (3d Cir. 2008) (same). 1

2 See Comedy III Productions, Inc. v. Gary Saderup, Inc., 21 P.3d 797, 802 (Cal. 2001) ( But the present case does not concern commercial speech. As the trial court found, Saderup s portraits of The Three Stooges are expressive works and not an advertisement for or endorsement of a product. ). 3 See, e.g., Cal. Civ. Code 3344(a) (2017); Cal. Civ. Code 3344.1(a)(1) (2017); 765 Ill. Comp. Stat. 1075/5 (2017) ( Commercial purpose ); N.Y. Civ. Rights Law 50, 51 (2017); Restatement (Third) of Unfair Competition 47 cmt. a (1995). 4 See, e.g., Cal. Civ. Code 3344(a) ( Any person who knowingly uses another s name, voice, signature, photograph, or likeness, in any manner, on or in products... or goods... without such person s prior consent... shall be liable for any damages sustained by the person or persons injured as a result thereof. ). 5 See McFarland v. Miller, 14 F.3d 912 (3d Cir. 1994) (restaurant called Spanky McFarland s ). 6 See, e.g., Cal. Civ. Code 3344(a) ( Any person who knowingly uses another s name, voice, signature, photograph, or likeness, in any manner, on or in... merchandise... without such person s prior consent... shall be liable for any damages sustained by the person or persons injured as a result thereof. ). 7 See Haelan Laboratories, Inc. v. Topps Chewing Gum, Inc., 202 F.2d 866 (2d Cir. 1953) (baseball cards). But see Aldrin v. Topps Co., No. 10-9939, 2011 U.S. Dist. LEXIS 110800 (C.D. Cal. Sept. 27, 2011) (granting the defendant s anti-slapp motion where the defendant used the plaintiff s name (and likeness?) in a trading card set entitled Topps American Heritage: American Heroes Edition ). Cf. Cardtoons, L.C. v. Major League Baseball Players Ass n, 95 F.3d 959 (10th Cir. 1996) (holding that parody trading cards are protected by the First Amendment). 8 See Fuentes v. Mega Media Holdings, Inc., 721 F. Supp. 2d 1255, 1258 (S.D. Fla. 2010) ( To maintain a cause of action for a violation of [Florida statute] section 540.08, a plaintiff must allege that his or her name or likeness is used to directly promote a commercial product or service, such as T-shirts, hats, coffee mugs, etc. ) (emphasis added). 9 See Martin Luther King, Jr., Ctr. for Soc. Change, Inc., v. Am. Heritage Prods., Inc., 296 S.E.2d 697 (Ga. 1982) (plastic bust of Martin Luther King, Jr.). 10 See, e.g., Brinkley v. Casablancas, 80 A.D.2d 428 (N.Y. App. Div. 1981) (poster of Christie Brinkley). 11 See, e.g., Ohio State Univ. v. Skreened Ltd., 16 F. Supp. 3d 905, 915-17 (S.D. Ohio 2014) (T-shirts with the name and likeness of football coach Urban Meyer); Bruce Lee Enters., LLC v. A.V.E.L.A., Inc., No., 10-2333, 2013 U.S. Dist. LEXIS 31155, at *53-56 (S.D.N.Y. March 6, 2013) (T-shirts with the likeness of Bruce Lee). 12 Compare Estate of Presley v. Russen, 513 F. Supp. 1339, 1359 (D.N.J. 1981) ( [W]e confront the question of whether the use of the likeness of a famous deceased entertainer in a performance mainly designed to imitate that famous entertainer s own past stage performances is to be considered primarily as a commercial appropriation by the imitator or show s producer of the famous entertainer s likeness or as a valuable contribution of information or culture. [W]e have decided that although THE BIG EL SHOW contains an informational and entertainment element, the show serves primarily to commercially exploit the likeness of Elvis Presley without contributing anything of substantial value to society. ), with Nev. Rev. Stat. 597.790(2), (2)(b) (2017) ( Any commercial use by another of the name, voice, signature, photograph or likeness of a person requires the written consent of that person or his or her successor in interest unless:... (b) The use is an attempt to portray, imitate, simulate or impersonate a person in a live performance[.] ). 13 See Toffoloni v. LFB Publ g Group, 572 F.3d 1201, 1213 (11th Cir. 2009) ( We hold that these photographs do not qualify for the newsworthiness exception to the right of publicity. ); Geary v. Goldstein, 831 F. Supp. 269, 276 (S.D.N.Y. 1993) (holding that there was a factual dispute over whether the adaptation [of a real television commercial into a pornographic version] falls within the public interest exception ); Ali v. Playgirl, Inc., 447 F. Supp. 723, 726-27 (S.D.N.Y. 1978) (granting a preliminary injunction over an illustration in Playgirl magazine of a nude black man seated in the corner of a boxing ring captioned Mystery Man and referred to as the Greatest ). A recent decision involving the unauthorized use of the plaintiffs on the cover of an erotic book entitled A Gronking to Remember is plausibly explained as a case in this category. See Roe v. Amazon.com, No. 15-0111, 2016 U.S. Dist. LEXIS 33297, at *1-16 (S.D. Ohio March 15, 2016) (denying a motion for judgment on the pleadings filed by the author of the book). 2

14 See Binion v. O Neal, No. 15-60869, 2016 U.S. Dist. LEXIS 2906, at *13 (S.D. Fla. January 11, 2016) ( [Plaintiff] Binion states a claim for Invasion of Privacy by Appropriation. He alleges that [defendant Shaquille] O Neal took his image, lightly edited it, and used it as content on his widely viewed social media accounts, all without Binion s authorization. Binion further alleges that Defendant O Neal cultivates his social media presence as critical elements in the brand promotion of Shaq.... To the extent Michigan law requires Plaintiff to allege that Defendant O Neal appropriated his likeness for some commercial purpose, these allegations satisfy the requirement. ). 15 Compare Messenger v. Gruner + Jahr Printing & Publ g, 727 N.E.2d 549, 555 (N.Y. 2000) ( Binns and Spahn concerned a strikingly different scenario from the one before us. In those cases, defendants invented biographies of plaintiffs lives. The courts concluded that the substantially fictional works at issue were nothing more than attempts to trade on the persona of Warren Spahn or John Binns. Thus, under Binns and Spahn, an article may be so infected with fiction, dramatization or embellishment that it cannot be said to fulfill the purpose of the newsworthiness exception. ), Spahn v. Julian Messner, Inc., 233 N.E.2d 840 (N.Y. 1967), Binns v. Vitagraph Co. of America, 103 N.E. 1108 (N.Y. 1913), and Porco v Lifetime Entertainment Servs., LLC, 147 A.D.3d 1253 (N.Y. App. Div. 2017), with Costanza v. Seinfeld, 279 A.D.2d 255, 255 (N.Y. App. Div. 2001) ( [W]orks of fiction do not fall within the narrow scope of the statutory definitions [in sections 50 and 51] of advertising or trade. ). In a recent case decided under Michigan law, the Eleventh Circuit held that a fictionalized biography of Rosa Parks was protected from a common law right of publicity/privacy claim by a qualified privilege to report on matters in the public interest. Rosa & Raymond Parks Inst. for Self Dev. v. Target Corp., 812 F.3d 824, 827, 831 (11th Cir. 2016) ( As for the sixth book, Rosa Parks: Childhood of Famous Americans, by Kathleen Kudlinski, it is a fictionalized biography meant to introduce children to the importance of Parks, so it, too, concerns a matter of public interest. ). 16 See, e.g., New Kids on the Block v. News Am. Publ g, Inc., 971 F.2d 302, 310 (9th Cir. 1992) ( In this case, USA Today s and The Star s use of the New Kids name was in connection with news accounts: The Star ran concurrent articles on the New Kids along with its 900-number poll, while USA Today promised a subsequent story on the popularity of various members of the singing group. Both papers also have an established track record of polling their readers and then reporting the poll results as part of a later news story. The New Kids misappropriation claims are barred by California Civil Code section 3344(d). ); Montana v. San Jose Mercury News, Inc., 34 Cal. App. 4th 790, 793 (1995) ( Like the common law cause of action, the statutory cause of action specifically exempts from liability the use of a name or likeness in connection with the reporting of a matter in the public interest. ). 17 See, e.g., Rosa & Raymond Parks Inst., 812 F.3d at 827, 831 (multiple books about Rosa Parks). 18 See, e.g., Matthews v. Wozencraft, 15 F.3d 432, 440 (5th Cir. 1994) (fictionalized biography called RUSH); Hicks v. Casablanca Records, 464 F. Supp. 426 (S.D.N.Y. 1978) (novel and film called Agatha). 19 See Joplin Enterprises v. Allen, 795 F. Supp. 349, 350-51 (W.D. Wash. 1992) ( Janis is a two-act play about Janis Joplin.... Act I fictionally portrays Ms. Joplin s experiences over the course of a day previous to an evening s concert performance. Its forty-six page script focuses on visions of artistic inspiration and their colloquies with Ms. Joplin. Act I contains only one song. Defendants concede, for the purposes of their motions, that Act II simulates an evening s concert performance by Mr. Joplin.... Under California law, plaintiffs cannot state a legally cognizable right of publicity claim in this case. ). 20 See, e.g., De Havilland v. FX Networks, LLC, 21 Cal. App. 5th 845 (2018) (television docudrama entitled Feud: Bette and Joan); Sarver v. Chartier, 813 F.3d 891 (9th Cir. 2016) (The Hurt Locker); Rosa & Raymond Parks Inst., 812 F.3d at 827 (The Rosa Parks Story); Vijay v. Twentieth Century Fox Film Corp., 14-5404, 2014 U.S. Dist. LEXIS 152098 (C.D. Cal. Oct. 27, 2014) (Titanic and Ghosts of the Abyss); Guglielmi v. Spelling-Goldberg Prods., 603 P.2d 454, 455 (Cal. 1979) (opinion of Bird, C.J., concurring) ( This court must decide whether the use of a deceased celebrity s name and likeness in a fictional film [Legend of Valentino: A Romantic Fiction] exhibited on television constitutes an actionable infringement of that person s right of publicity. It is clear that appellant s action cannot be maintained. ); Donahue v. Warner Bros. Pictures Distrib. Corp., 272 P.2d 177 (Utah 1954) (Look for the Silver Lining); Polydoros v. Twentieth Century Fox Film Corp., 79 Cal. Rptr. 2d 207 (Ct. App. 1997) (The Sandlot). The Supreme Court of California subsequently treated Chief Justice Bird s just cited concurrence in Guglielmi as a majority opinion of the court. See Comedy III Productions, Inc. v. Gary Saderup, Inc., 21 P.3d 797, 802 n.7 (Cal. 2001). 3

21 See Winter v. DC Comics, 69 P.3d 473 (Cal. 2003). It s unclear if the California Supreme Court would have decided this case in the same way if the depictions of the plaintiffs in the comic books had been more realistic. 22 See Rosa & Raymond Parks Inst., 812 F.3d at 827-28 ( collage-styled plaque that included, among other items, a picture of Parks, alongside Dr. Martin Luther King, Jr. ); Paulsen v. Personality Posters, Inc., 59 Misc. 2d 444, 451 (N.Y. Sup. Ct. 1968) ( Thus, in the present case, where the poster in question appears privileged by virtue of its public interest character, plaintiff has failed to establish any clear legal or factual right, whether viewed within the context of either right of privacy or right of publicity, which would warrant the granting of the preliminary injunction sought. ). 23 In Comedy III, the California Supreme Court said, [W]hen a work contains significant transformative elements, it is not only especially worthy of First Amendment protection, but it is also less likely to interfere with the economic interest protected by the right of publicity. Comedy III Productions, 21 P.3d at 808. However, the court found that the Three Stooges image on the lithographs and T-shirts in that particular case was not transformative. 24 See Zacchini v. Scripps-Howard Broad. Co., 433 U.S. 562 (1977); Wis. Interscholastic Ath. Ass n v. Gannett Co., 658 F.3d 614, 624-25 (7th Cir. 2011) (discussing Zacchini s limitations on the First Amendment in a case not about the right of publicity but instead about a state actor granting exclusive licenses to broadcast sporting events). William K. Ford Updated October 24, 2018 4