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Main Document Page 2 of 14 United States Bankruptcy Court Central District of California In re WJA EXPRESS FUND, LLC Case No. 8:17-bk-12013 Debtor(s) Chapter 11 LIST OF EQUITY SECURITY HOLDERS - AMENDED Following is the list of the Debtor's equity security holders which is prepared in accordance with rule 1007(a)(3) for filing in this Chapter 11 Case Name and last known address or place of business of holder CA Express Fund, LLC Equity Indexed Managed Fund, LLC Equity Trust Co Custodian FBO Spartan-Fortis Irrevocable Trust- Optima Holdings 209 S. Stephanie St. B 124 Henderson, NV 89012 Gary Marquis 30322 Marbella Vista San Juan Capistrano, CA 92675 The Marilou Heckman Revocable Trust 33555 Halyard Dr Dana Point, CA 92629 James Revocable Living Trust 30722 Fairgreens West Laguna Niguel, CA 92677 John Belanich P,O. Box 15062 Irvine, CA 92623 The Nash Living Trust 26 Bodega Bay Irvine, CA 92602 Dennis Vaccaro SEP IRA 2409 Camino Oleada San Clemente, CA 92673 Security Class Number of Securities Kind of Interest $259,000.00 5.35% Membership Equity Holder $1,475,000.00 30.45% Membership Equity Holder $190,050.00 3.92% Membership Equity Holder $99,700.00 2.06% Membership Equity Holder $100,000.00 2.06% Membership Equity Holder $199,700.00 4.12% Membership Equity Holder $99,100.00 2.05% Membership Equity Holder $130,061.00 2.68% Membership Equity Holder $100,000.00 2.06% Membership Equity Holder Sheet 1 of 4 in List of Equity Security Holders Software Copyright (c) 1996-2018 Best Case, LLC - www.bestcase.com Best Case Bankruptcy
Main Document Page 3 of 14 In re: WJA EXPRESS FUND, LLC Case No. 8:17-bk-12013 Debtor(s) LIST OF EQUITY SECURITY HOLDERS (Continuation Sheet) Name and last known address or place of business of holder Laurel J. Enloe IRA 302 E. Cypress Anaheim, CA 92805 The Trust of Paul J Kirch 35 Malibu Laguna Niguel, CA 92677 Spartan-Fortis Irrevocable Trust- Optima Holdings Ritchie S. Wright IRA Gary Marquis The Marilou Heckman Revocable Trust James Revocable Living Trust ETC FBO Jill McFall IRA John Belanich Security Class Number of Securities Kind of Interest $110,000.00 2.27% Membership Equity Holder $100,000.00 2.06% Membership Equity Holder List of equity security holders consists of 4 total page(s) Software Copyright (c) 1996-2018 Best Case, LLC - www.bestcase.com Best Case Bankruptcy
Main Document Page 4 of 14 In re: WJA EXPRESS FUND, LLC Case No. 8:17-bk-12013 Debtor(s) LIST OF EQUITY SECURITY HOLDERS (Continuation Sheet) Name and last known address or place of business of holder The Nash Living Trust Dennis Vaccaro SEP IRA Laurel J. Enloe IRA The Trust of Paul J Kirch ETC FBO Ritchie S. Wright IRA 9542 Scotstoun Drive Huntington Beach, CA 92646 ETC FBO Jill McFall IRA 19 Cerrero Court Rancho Mission Viejo, CA 92694 Ritch & Dale Wright Family Trust Ritch Wright & Dale Wright TTEES 9542 Scotstoun Drive Huntington Beach, CA 92646 Texas Capital Holdings Fund I, LP 19627 I-45 North, Suite 420 Spring, TX 77388 WJA Asset Management, LLC WJA Real Estate Opportunity Fund I, LLC Security Class Number of Securities Kind of Interest $70,000.00 1.44% Membership Equity Holder $132,000.00 2.72% Membership Equity Holder $5,017.33 0.10% Membership Equity Holder $400,000.00 8.26% Membership Equity Holder $160,000.00 3.30% Membership Equity Holder $1,215,000.00 25.08% Membership Equity Holder List of equity security holders consists of 4 total page(s) Software Copyright (c) 1996-2018 Best Case, LLC - www.bestcase.com Best Case Bankruptcy
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Main Document Page 6 of 14 Fill in this information to identify the case: Debtor name WJA EXPRESS FUND, LLC United States Bankruptcy Court for the: CENTRAL DISTRICT OF CALIFORNIA Case number (if known) 8:17-bk-12013 Check if this is an amended filing Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims 12/15 Be as complete and accurate as possible. Use Part 1 for creditors with PRIORITY unsecured claims and Part 2 for creditors with NONPRIORITY unsecured claims. List the other party to any executory contracts or unexpired leases that could result in a claim. Also list executory contracts on Schedule A/B: Assets - Real and Personal Property (Official Form 206A/B) and on Schedule G: Executory Contracts and Unexpired Leases (Official Form 206G). Number the entries in Parts 1 and 2 in the boxes on the left. If more space is needed for Part 1 or Part 2, fill out and attach the Additional Page of that Part included in this form. Part 1: List All Creditors with PRIORITY Unsecured Claims 1. Do any creditors have priority unsecured claims? (See 11 U.S.C. 507). No. Go to Part 2. Yes. Go to line 2. Part 2: List All Creditors with NONPRIORITY Unsecured Claims 3. List in alphabetical order all of the creditors with nonpriority unsecured claims. If the debtor has more than 6 creditors with nonpriority unsecured claims, fill out and attach the Additional Page of Part 2. Amount of claim 3.1 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $0.00 EMPLOYMENT DEVELOPMENT DEPT. Bankruptcy Group MIC 92E P.O. Box 826880 Sacramento, CA 94280-0001 Basis for the claim: For Notice Purposes 3.2 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $0.00 FRANCHISE TAX BOARD Bankruptcy Section MS: A-340 P.O. Box 2952 Sacramento, CA 95812-2952 Basis for the claim: For Notice Purposes 3.3 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $0.00 INTERNAL REVENUE SERVICE P.O. Box 7346 Philadelphia, PA 19101-7346 Basis for the claim: For Notice Purposes 3.4 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $1,554.50 JordanMillard LLC 3790 Via de la Valle, Suite 217 Del Mar, CA 92014 Disputed Basis for the claim: Vendor Debt Official Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims page 1 of 3 Software Copyright (c) 1996-2018 Best Case, LLC - www.bestcase.com 49204 Best Case Bankruptcy
Main Document Page 7 of 14 Debtor WJA EXPRESS FUND, LLC Case number (if known) 8:17-bk-12013 Name 3.5 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $1,365.16 Kingdom Trust Company P.O. Box 870 Murray, KY 42071 Basis for the claim: Vendor Debt 3.6 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $562.50 Krosche Schindler LLP 2603 Main Street, Suite 200 Irvine, CA 92614 Disputed Basis for the claim: Vendor Debt 3.7 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $1,036.00 OPUS Fund Services One Sansome Street, Suite 1895 San Francisco, CA 94104 Basis for the claim: 3.8 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $0.00 STATE BOARD OF EQUALIZATION Account Information Group, MIC:29 P.O. Box 942879 Sacramento, CA 94279-0029 Basis for the claim: For Notice Purposes 3.9 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. $0.00 US SECURITIES EXCHANGE COMM. Attn. Bankruptcy Counsel 444 South Flower Street Suite 900 Los Angeles, CA 90071-9591 Basis for the claim: For Notice Purposes 3.10 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. Unknown WJA Asset Management, LLC One Venture, Suite 250 Basis for the claim: Management Fee 3.11 Nonpriority creditor's name and mailing address As of the petition filing date, the claim is: Check all that apply. Unknown WJA Asset Management, LLC One Venture, Suite 250 Basis for the claim: Performance Bonus Part 3: List Others to Be Notified About Unsecured Claims Official Form 206 E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 2 of 3 Software Copyright (c) 1996-2018 Best Case, LLC - www.bestcase.com Best Case Bankruptcy
Main Document Page 8 of 14 Debtor WJA EXPRESS FUND, LLC Case number (if known) 8:17-bk-12013 Name 4. List in alphabetical order any others who must be notified for claims listed in Parts 1 and 2. Examples of entities that may be listed are collection agencies, assignees of claims listed above, and attorneys for unsecured creditors. If no others need to be notified for the debts listed in Parts 1 and 2, do not fill out or submit this page. If additional pages are needed, copy the next page. Name and mailing address On which line in Part1 or Part 2 is the related creditor (if any) listed? Last 4 digits of account number, if any Part 4: Total Amounts of the Priority and Nonpriority Unsecured Claims 5. Add the amounts of priority and nonpriority unsecured claims. Total of claim amounts 5a. Total claims from Part 1 5a. $ 0.00 5b. Total claims from Part 2 5b. + $ 4,518.16 5c. Total of Parts 1 and 2 Lines 5a + 5b = 5c. 5c. $ 4,518.16 Official Form 206 E/F Schedule E/F: Creditors Who Have Unsecured Claims Page 3 of 3 Software Copyright (c) 1996-2018 Best Case, LLC - www.bestcase.com Best Case Bankruptcy
Main Document Page 9 of 14 Kingdom Trust Company PO Box 870 Murray, KY 42071 Krosche Schindler LLP 2603 Main Street, Suite 200 Irvine, CA 92614 WJA Asset Management, LLC One Venture, Suite 250 CA Express Fund, LLC Equity Indexed Managed Fund LLC Equity Trust Co Custodian FBO Spartan-Fortis Irrevocable Trust- Optima Holdings 209 S. Stephanie St. B 124 Henderson, NV 89012 The Trust of Paul J Kirch 35 Malibu Laguna Niguel, CA 92677
Main Document Page 10 of 14 Spartan-Fortis Irrevocable Trust- Optima Holdings Ritchie S. Wright IRA Gary Marquis The Marilou Heckman Revocable Trust James Revocable Living Trust ETC FBO Jill McFall IRA
Main Document Page 11 of 14 John Belanich The Nash Living Trust Dennis Vaccaro SEP IRA Laurel J. Enloe IRA The Trust of Paul J Kirch ETC FBO Jill McFall IRA 19 Cerrero Court Rancho Mission Viejo, CA 92694 Ritch & Dale Wright Family Trust Ritch Wright & Dale Wright TTEES 9542 Scotstoun Drive Huntington Beach, CA 92646
Main Document Page 12 of 14 WJA Asset Management, LLC WJA Real Estate Opportunity Fund I, LLC
Main Document Page 13 of 14 PROOF OF SERVICE OF DOCUMENT I am over the age of 18 and not a party to this bankruptcy case or adversary proceeding. My business address is: 3200 Park Center Drive, Suite 250, Costa Mesa, CA 92626 A true and correct copy of the foregoing document entitled (specify): SUMMARY OF AMENDED SCHEDULES, MASTER MAILING LIST, AND/OR STATEMENTS will be served or was served (a) on the judge in chambers in the form and manner required by LBR 5005-2(d); and (b) in the manner stated below: 1. TO BE SERVED BY THE COURT VIA NOTICE OF ELECTRONIC FILING (NEF): Pursuant to controlling General Orders and LBR, the foregoing document will be served by the court via NEF and hyperlink to the document. On (date) May 17, 2018, I checked the CM/ECF docket for this bankruptcy case or adversary proceeding and determined that the following persons are on the Electronic Mail Notice List to receive NEF transmission at the email addresses stated below: Lei Lei Wang Ekvall lekvall@swelawfirm.com, csheets@swelawfirm.com;gcruz@swelawfirm.com;hdavis@swelawfirm.com Michael J Hauser michael.hauser@usdoj.gov Robert S Marticello Rmarticello@swelawfirm.com, csheets@swelawfirm.com;gcruz@swelawfirm.com;hdavis@swelawfirm.com United States Trustee (SA) ustpregion16.sa.ecf@usdoj.gov Service information continued on attached page 2. SERVED BY UNITED STATES MAIL: On (date) May 17, 2018, I served the following persons and/or entities at the last known addresses in this bankruptcy case or adversary proceeding by placing a true and correct copy thereof in a sealed envelope in the United States mail, first class, postage prepaid, and addressed as follows. Listing the judge here constitutes a declaration that mailing to the judge will be completed no later than 24 hours after the document is filed. The Hon. Scott C. Clarkson United States Bankruptcy Court 411 West Fourth Street, Suite 5130 Santa Ana, CA 92701-4593 Service information continued on attached page 3. SERVED BY PERSONAL DELIVERY, OVERNIGHT MAIL, FACSIMILE TRANSMISSION OR EMAIL (state method for each person or entity served): Pursuant to F.R.Civ.P. 5 and/or controlling LBR, on (date), I served the following persons and/or entities by personal delivery, overnight mail service, or (for those who consented in writing to such service method), by facsimile transmission and/or email as follows. Listing the judge here constitutes a declaration that personal delivery on, or overnight mail to, the judge will be completed no later than 24 hours after the document is filed. Service information continued on attached page I declare under penalty of perjury under the laws of the United States that the foregoing is true and correct. May 17, 2018 Gabriela Gomez-Cruz /s/ Gabriela Gomez-Cruz Date Printed Name Signature This form is mandatory. It has been approved for use by the United States Bankruptcy Court for the Central District of California. June 2012 F 9013-3.1.PROOF.SERVICE
Main Document Page 14 of 14 SERVED BY UNITED STATES MAIL Cont.: JordanMillard LLC 3790 Via de la Valle, Suite 217 Del Mar, CA 92014 WJA Asset Management, LLC One Venture, Suite 250 Equity Trust Co Custodian FBO Spartan-Fortis Irrevocable Trust- Optima Holdings 209 S. Stephanie St. B 124 Henderson, NV 89012 James Revocable Living Trust 30722 Fairgreens West Laguna Niguel, CA 92677 Dennis Vaccaro SEP IRA 2409 Camino Oleada San Clemente, CA 92673 Spartan-Fortis Irrevocable Trust- Optima Holdings The Marilou Heckman Revocable Trust John Belanich Laurel J. Enloe IRA ETC FBO Jill McFall IRA 19 Cerrero Court Rancho Mission Viejo, CA 92694 WJA Asset Management, LLC Kingdom Trust Company P.O. Box 870 Murray, KY 42071 CA Express Fund, LLC Gary Marquis 30322 Marbella Vista San Juan Capistrano, CA 92675 John Belanich P,O. Box 15062 Irvine, CA 92623 Laurel J. Enloe IRA 302 E. Cypress Anaheim, CA 92805 Ritchie S. Wright IRA James Revocable Living Trust The Nash Living Trust The Trust of Paul J Kirch Ritch & Dale Wright Family Trust Ritch Wright & Dale Wright TTEES 9542 Scotstoun Drive Huntington Beach, CA 92646 WJA Real Estate Opportunity Fund I, LLC Krosche Schindler LLP 2603 Main Street, Suite 200 Irvine, CA 92614 Equity Indexed Managed Fund, LLC The Marilou Heckman Revocable Trust 33555 Halyard Dr Dana Point, CA 92629 The Nash Living Trust 26 Bodega Bay Irvine, CA 92602 The Trust of Paul J Kirch 35 Malibu Laguna Niguel, CA 92677 Gary Marquis ETC FBO Jill McFall IRA Dennis Vaccaro SEP IRA ETC FBO Ritchie S. Wright IRA 9542 Scotstoun Drive Huntington Beach, CA 92646 Texas Capital Holdings Fund I, LP 19627 I-45 North, Suite 420 Spring, TX 77388 This form is mandatory. It has been approved for use by the United States Bankruptcy Court for the Central District of California. June 2012 F 9013-3.1.PROOF.SERVICE