ASYLUM AND IMMIGRATION TRIBUNAL

JT and others (Polish workers time spent in UK) Poland [2008] UKAIT 00077 ASYLUM AND IMMIGRATION TRIBUNAL Heard at: Field House On 15 April 2008 THE IMMIGRATION ACTS Before: Senior Immigration Judge Allen Senior Immigration Judge Jordan Between: APPELLANT and The Secretary of State for the Home Department RESPONDENT For the Appellant: For the Respondent: Officer Ms Tessa Anna Sempik, solicitor Mr S. Kandola, Home Office Presenting (1) Until 30 April 2006, the rights of Polish nationals admitted to the United Kingdom under the Polish Association Agreement before Poland s accession to the EU on 1 May 2004 were governed by paragraph 255B of the Immigration Rules. (2) Paragraph 255B remained in force until 30 April 2006 when the Immigration (European Economic Area) Regulations 2006 came into force. (3) Polish nationals whose decisions were made prior to 30 April 2006 were permitted to aggregate the time spent in the United Kingdom under the Association Agreement and the 2000 Regulations in calculating the qualifying period for the grant of ILR. (4) Paragraph 255B does not to apply in relation to decisions made after 30 April 2006. Polish Nationals seeking rights of permanent residence under the 2006 Regulations are not entitled to aggregation of time spent under the Association Agreement. For this group, the qualifying period of five years operates from the date of accession,1 May 2004, and there are can be no Polish nationals, who qualify under the 2006 Regulations before 1 May 2009. (5) The terms of the letters written to Polish nationals granting them CROWN COPYRIGHT 2008 1

leave to enter under the Association Agreement to the effect that they would be eligible to apply for settlement in the United Kingdom one month prior to the expiration of their leave, did not give rise to a legitimate expectation or any other right, contractual or otherwise, preventing the Secretary of State from making alterations to the provisions affecting Polish workers after accession or at any time thereafter. (6) By comparison to the rights afforded to other accession state nationals, the scheme as it affects Polish nationals does not unlawfully discriminate against them. DETERMINATION AND REASONS 1. Each of the appellants is a citizen of Poland, and each, or a family member, was permitted to enter and work in the United Kingdom under the European Community Association Agreement providing benefits to Polish citizens. Each of the appellants entered the United Kingdom and commenced work prior to the accession of Poland as a member of the Union on 1 May 2004. Each was refused a grant of permanent residence. Each is now represented by Tessa Anna Sempik, solicitor, of Castelnau, Barnes. 2. Each of the appellants applied for, and was refused the grant of, a permanent right of residence under paragraph 15 of the Immigration (European Economic Area) Regulations 2006 (SI 2006 No 1003) which came into force on 30 April 2006: Permanent right of residence 15. (1) The following persons shall acquire the right to reside in the United Kingdom permanently (a) an EEA national who has resided in the United Kingdom in accordance with these Regulations for a continuous period of five years; [our emphasis] 3. The refusal was in each case made on the basis that, at the date of decision, none had been residing in the United Kingdom in accordance with the 2006 Regulations because, prior to 1 May 2004, each resided in the United Kingdom in accordance with the Association Agreement. Although each was a worker (or a family member of a worker) and became an EEA national when Poland became an EEA State on that day, none was a qualified person within the meaning of Reg 6 of the Regulations until accession: 6. (1) In these Regulations, "qualified person" means a person who is an EEA national and in the United Kingdom as (b) a worker; 4. The appellants rely upon the transitional provisions contained in Schedule 4 to the 2006 Regulations: 2

Interpretation 1. In this Schedule (a) the 2000 Regulations means the Immigration (European Economic Area) Regulations 2000 and expressions used in relation to documents issued or applied for under those Regulations shall have the meaning given in regulation 2 of those Regulations; (b) the Accession Regulations means the Accession (Immigration and Worker Registration) Regulations 2004. Existing documents 2. (1) An EEA family permit issued under the 2000 Regulations shall, after 29 April 2006, be treated as if it were an EEA family permit issued under these Regulations. (2) Subject to paragraph (4), a residence permit issued under the 2000 Regulations shall, after 29 April 2006, be treated as if it were a registration certificate issued under these Regulations. (3) Subject to paragraph (5), a residence document issued under the 2000 Regulations shall, after 29 April 2006, be treated as if it were a residence card issued under these Regulations. (4) Where a residence permit issued under the 2000 Regulations has been endorsed under the immigration rules to show permission to remain in the United Kingdom indefinitely it shall, after 29 April 2006, be treated as if it were a document certifying permanent residence issued under these Regulations and the holder of the permit shall be treated as a person with a permanent right of residence under regulation 15. (5) Where a residence document issued under the 2000 Regulations has been endorsed under the immigration rules to show permission to remain in the United Kingdom indefinitely it shall, after 29 April 2006, be treated as if it were a permanent residence card issued under these Regulations and the holder of the permit shall be treated as a person with a permanent right of residence under regulation 15. (6) Paragraphs (4) and (5) shall also apply to a residence permit or residence document which is endorsed under the immigration rules on or after 30 April 2006 to show permission to remain in the United Kingdom indefinitely pursuant to an application for such an endorsement made before that date. Outstanding applications 3. (1) An application for an EEA family permit, a residence permit or a residence document made but not determined under the 2000 Regulations before 30 April 2006 shall be treated as an application under these Regulations for an EEA family permit, a registration certificate or a residence card, respectively. (2) But the following provisions of these Regulations shall not apply to the determination of an application mentioned in sub-paragraph (1) (a) the requirement to issue a registration certificate immediately under regulation 16(1); and (b) the requirement to issue a certificate of application for a residence card under regulation 17(3). Decisions to remove under the 2000 Regulations 4. (1) A decision to remove a person under regulation 21(3)(a) of the 2000 Regulations shall, after 29 April 2006, be treated as a decision to remove that person under regulation 19(3)(a) of these Regulations. (2) A decision to remove a person under regulation 21(3)(b) of the 2000 Regulations, including a decision which is treated as a decision to 3

remove a person under that regulation by virtue of regulation 6(3)(a) of the Accession Regulations, shall, after 29 April 2006, be treated as a decision to remove that person under regulation 19(3)(b) of these Regulations. (3) A deportation order made under section 5 of the 1971 Act by virtue of regulation 26(3) of the 2000 Regulations shall, after 29 April 2006, be treated as a deportation made under section 5 of the 1971 Act by virtue of regulation 24(3) of these Regulations. Appeals 5. (1) Where an appeal against an EEA decision under the 2000 Regulations is pending immediately before 30 April 2006 that appeal shall be treated as a pending appeal against the corresponding EEA Decision under these Regulations. (2) Where an appeal against an EEA decision under the 2000 Regulations has been determined, withdrawn or abandoned it shall, on and after 30 April 2006, be treated as an appeal against the corresponding EEA decision under these Regulations which has been determined, withdrawn or abandoned, respectively. (3) For the purpose of this paragraph (a) a decision to refuse to admit a person under these Regulations corresponds to a decision to refuse to admit that person under the 2000 Regulations; (b) a decision to remove a person under regulation 19(3)(a) of these Regulations corresponds to a decision to remove that person under regulation 21(3)(a) of the 2000 Regulations; (c) a decision to remove a person under regulation 19(3)(b) of these Regulations corresponds to a decision to remove that person under regulation 21(3)(b) of the 2000 Regulations, including a decision which is treated as a decision to remove a person under regulation 21(3)(b) of the 2000 Regulations by virtue of regulation 6(3)(a) of the Accession Regulations; (d) a decision to refuse to revoke a deportation order made against a person under these Regulations corresponds to a decision to refuse to revoke a deportation order made against that person under the 2000 Regulations, including a decision which is treated as a decision to refuse to revoke a deportation order under the 2000 Regulations by virtue of regulation 6(3)(b) of the Accession Regulations; (e) a decision not to issue or renew or to revoke an EEA family permit, a registration certificate or a residence card under these Regulations corresponds to a decision not to issue or renew or to revoke an EEA family permit, a residence permit or a residence document under the 2000 Regulations, respectively. Periods of residence under the 2000 Regulations 6. (1) Any period during which a person carried out an activity or was resident in the United Kingdom in accordance with the 2000 Regulations shall be treated as a period during which the person carried out that activity or was resident in the United Kingdom in accordance with these Regulations for the purpose of calculating periods of activity and residence under these Regulations. 5. We have set out the transitional provisions in full, although Ms Sempik relied solely on paragraph 6, because they demonstrate the relationship between the 2000 Regulations and the 2006 Regulations and that for many purposes those able to rely upon 4

the provisions formerly contained in the 2000 Regulations will continue to benefit from them. The obverse of the coin, however, is that the transitional provisions make no provision to enable a person lawfully in the United Kingdom in some other capacity to have that position equated with that of a person who qualifies under the 2006 Regulations. 6. Thus, whilst paragraph 6 aggregates periods of activity and residence in accordance with the 2000 Regulations prior to 30 April 2006 when the 2006 Regulations replaced them, both sets of Regulations were concerned with EU nationals and they, by definition, could not refer to Polish nationals prior to accession on 1 May 2004. 7. In order to deal with this difficulty, Ms Sempik relied upon paragraph 255 of the Immigration Rules, both as originally laid before Parliament and as amended from time to time. We shall set out the history of this provision insofar as it is material: EEA Nationals and their families Settlement 255. An EEA national (other than a student) and a family member of such a person, who has been issued with a residence permit or residence document valid for 5 years, and who has remained in the United Kingdom, in accordance with the provisions of the 1994 EEA Order for 4 years and continues to do so may, on application, have his residence permit or residence document, as the case may be, endorsed to show permission to remain in the United Kingdom indefinitely. This was deleted, with effect from 2 October 2000, and substituted by 255. Any person (other than a student) who under either the Immigration (European Economic Area) Order 1994 or the 2000 EEA Regulations has been issued with a residence permit or residence document valid for [4 or 5] years, and who has remained in the United Kingdom in accordance with the provisions of that Order or those Regulations (as the case may be) for 4 years and continues to do so may, on application, have his residence permit or residence document (as the case may be) endorsed to show permission to remain in the United Kingdom indefinitely. (A paragraph 255A was inserted from 18 September 2002 confined to Swiss nationals.) 255B was inserted from 1 May 2004 255B This paragraph applies, where an Accession State national has been issued with a residence permit under the 2000 EEA 5

Regulations and, prior to 1 May 2004, remained in the United Kingdom, in accordance with the provisions of the Rules and in a capacity which would have entitled that Accession State national to apply for indefinite leave to remain after a continuous period of 4 years in that capacity in the United Kingdom. Where this paragraph applies, the period during which the Accession State national remained in the United Kingdom prior to 1 May 2004 shall be treated as a period during which he remained in the United Kingdom, in accordance with the 2000 EEA Regulations for the purposes of calculating the 4 year period referred to in paragraph 255. Thus, until 30 April 2006 (the date the 2006 Regulations came into force), rights of settlement for EEA nationals and their families were governed by paragraphs 255 and 255B. These provisions were deleted with effect from 30 April 2006, the date when the 2006 Regulations came into force. The effect of these changes was to permit Polish citizens who became Union citizens after 1 May 2004 to benefit from the period they had spent prior to accession so that the period spent in the United Kingdom under the EC Association Agreement was treated as if they had been Union citizens for the purposes of calculating the qualifying conditions under the 2000 Regulations. This was, however, a limited window of opportunity because this privilege was withdrawn when the 2006 Regulations came into force, not by operation of those Regulations but by amendment to the Immigration Rules. 8. Those who qualified under the Association Agreement alone were entitled to ILR. Those who had not resided for the qualifying periods prior to accession were entitled to a honeymoon period which enabled them to have their pre-accession residence aggregated with the qualifying time spent in the United Kingdom as Union citizens. Those who had not been residing in the United Kingdom for the qualifying period prior to the amendment of paragraph 255 on 30 April 2006 were not able to make use of aggregation: they had to rely solely upon their period of residence after 1 May 2004 when they became Union citizens. Their only consolation was that the transitional provisions permitted an aggregation of time under the 2000 and 2006 Regulations. Were it not for the transitional provisions, time would have started again for them on 30 April 2006 because they could not have been residing in accordance with the 20006 Regulations until they came into effect. 9. As we shall shortly see, all of the decisions made in the present appeals were made after 30 April 2006 when paragraphs 225-225B no longer applied. We shall, of course, return to the consequences of this later in the determination. [1] Mr Jozef Truchan, his wife and 2 dependent children 6

10. Mr Truchan and his family seek a reconsideration of the determination of Immigration Judge Mark- Bell, promulgated on 22 November 2007 dismissing their appeals against the decisions of the respondent made on 19 July 2007. Mr Truchan was born on 7 December 1964 and has been in the United Kingdom since at least 7 February 2002 when he was issued with an Inland Revenue self employed registration. He was given a further year s leave on 1 October 2002 and a further 3 years leave on 13 November 2003 which would have permitted him to remain until November 2006. In each case, leave was granted under the Association Agreement. 11. In his determination, the Immigration Judge properly, in our judgment, disregarded the determination of Immigration Judge Lobo in an unreported determination of Gryglewski (IA/03453/2007), relying upon practice direction 10 and the citation of unreported cases. In any event, paragraph 7 of the Immigration Judge Lobo s determination is inadequately reasoned: the appeal was allowed only on the basis that when the first appellant applied for permanent residence on 29 March 2006, he had been a self-employed person for five-years, albeit his residence since 12 April 2003 was pursuant to an Association Agreement and not under the 2000 or 2006 Regulations. Immigration Judge Lobo made no reference to the requirement that residence in the United Kingdom had to be in accordance with those Regulations. 12. Ms Sempik, who appeared on behalf of the appellants, argued that the first appellant s business activity before the 2006 Regulations came into force was in accordance with the 2000 Regulations and that the Immigration Rules, paragraph 255B, and its reference to a residence permit had to be construed as a reference to a person entitled to a residence permit after 1 May 2004, and that those who had been issued a residence permit and permanent residence under the Association Agreements or were entitled to them were to be equated with those resident in the United Kingdom in accordance with the 2000 Regulations. 13. In addition, she submitted that the respondent s letter, in this case dated 13 November 2003, gave rise to a legitimate expectation of permanent residence. In the course of argument before us, we have been provided with a model letter, which Ms Sempik submitted was in identical terms in all such cases. It ran as follows: I am writing to confirm that you have been granted leave to remain in the United Kingdom as a self-employed person under the provisions of an EC Association Agreement. Leave is granted on the understanding that you will not claim any public funds, but will maintain and accommodate yourself and any 7

(a) (b) (c) (d) (e) (f) dependants from the profits of your business. Please note that you must not engage in any employment; you must work solely for your own business. You will be eligible to apply for settlement in the United Kingdom one month before your leave expires. When applying, you should provide: proof that you are still paying National Insurance contributions and Tax as a self-employed person*; bank statements from your business and personal accounts;* a statement to the effect that you have not worked in the United Kingdom throughout the time you have spent here under the EC Association Agreement provisions except in your business and have not claimed any public funds; a short statement, giving the progress of your business throughout the three years; financial statements for the business, prepared by an accountant (preferably audited) for the three years;* proof that you are still maintaining and accommodating yourself in the United Kingdom (rent agreement or mortgage statement, utility bills, council tax, etc); At present, those applying to leave to remain in this category do not need to complete an application form. * Please note that we expect bank statements and tax returns to corroborate any information provided in accounts for the business. 14. Finally, she submitted that the different treatment provided to Bulgarian and Romanian nationals when those countries acceded to the Union on 1 January 2007, which preserved their rights under the old Association Agreements and thereby enabled those nationals to aggregate time spent in the United Kingdom under them with time spent after accession, was discriminatory as it treated them more generously than Polish nationals. As discrimination was unthinkable, the only permissible construction of the Regulations was that time spent in the United Kingdom pursuant to the Association Agreement had to be aggregated with time spent since accession, whatever the Regulations might say. 15. The Immigration Judge dismissed each of these submissions by reference to GN (EEA Regulations: Five years residence) Hungary [2007] UKAIT 00073, succinctly remarking that the appellants clock started ticking only on 1 May 2004, the date of accession. He dismissed the allegation of discrimination based on the different treatment of Romanian and Bulgarian nationals as it arose out of the less favourable rules applicable to Bulgarian and Romanian nationals attempting to establish themselves in the United Kingdom. The Immigration Judge also dismissed the allegation of legitimate expectation by reference to the changes in the statutory or quasi statutory provisions governing the appellants and implying that the 8

Secretary of State was not prevented from introducing such changes. [2] Mr Janusz Wojtielewicz and Mr Boguslaw Ryszard Liber 16. These two appellants are unrelated but their appeals were heard together as they raised similar issues. 17. Mr Wojtielewicz, born on 23 September 1957, entered the United Kingdom in 1988 with leave to remain until August 1988. He returned to the United Kingdom in November 2000 with leave to remain until 7 April 2001. During the subsistence of his leave, he applied for leave to remain under the provisions of the Association Agreement, which was granted from 7 April 2001 to April 2002. Further leave was granted on 23 December 2002 until 7 April 2005. He sought permanent residence on 6 July 2006. At the time of his application he had been lawfully resident in the United Kingdom since November 2000, some 5 ½ years before. 18. Mr Liber, born on 15 March 1948, claims to have entered the United Kingdom in 1998, following the issue of a three-year work permit. On 26 July 2001 he applied for further leave to remain as a self-employed person under the Association Agreement which was granted for a period of one year from 2 October 2001 until 3 October 2002. Further leave was granted on 12 May 2003 expiring on 3 October 2005. He applied for permanent residence on 7 August 2006 by which time he had been in the United Kingdom for about eight years. 19. Both applications were refused by the Secretary of State in identical terms on 6 February 2007. 20. Both appellants sought reconsideration of the determination of Immigration Judge Sharp promulgated on 11 July 2007 in which he dismissed both the appeals of Mr Wojtielewicz and Mr Liber. He considered that the sole issue was whether the appellants had achieved five years continuous residence under Regulation 15. He considered that the computation of time could not commence until the date of Poland s accession on I May 2004. 21. In reaching his decision, the Immigration Judge took into account the provisions of paragraph 255B of the Immigration Rules prior to its repeal on 30 April 2006. He also took into account the different position of the Bulgarian and Romanian workers, whose position was preserved under the Immigration Rules. It was also be argued before him that the Home Office letters of 2003 contained assertions that the Secretary of State no longer considered himself bound to 9

comply with. Having considered the letters, the Immigration Judge concluded there was no legitimate expectation on what appears to us to be two bases. First, neither Appellant had applied within one month prior to the expiry of the leave, as he construed the letter to require. Secondly, the letters did not give rise to a legitimate expectation. In paragraph 31 of his determination, he said: They may well have had hopes and aspirations that their subsequent applications would succeed but that is a different situation from having a legitimate expectation with any force of law. They were at the time of their current applications subject to the prevailing legal structure in the form of the 2006 Regulations. 22. In essence, the Immigration Judge in this appeal reached a similar conclusion to that reached in the other; namely, the application had to be determined in accordance with the then current Rules and the fact that, at an earlier time such an application would (or even might) have succeeded was none to the point. 23. The Immigration Judge also considered the transitional provisions and determined that those provisions did not assist the appellants. Their periods of residence were not in accordance with the 2000 Regulations. Instead, he concluded that they were in accordance with the Immigration Rules. He accepted that the position of Bulgarians and Romanians might appear anomalous but determined that the Secretary of State was entitled to make subordinate legislation which contained such anomalies. [3] Ms Katarzyna Maria Nitecka and her two minor children as dependants 24. This is a reconsideration sought by the Secretary of State. She sought reconsideration of the determination of Immigration Judge Flynn promulgated on 30 July 2007 in which she allowed the appeal on immigration grounds. 25. The appellant was born on 10 May 1975 and entered the United Kingdom, as a visitor in November 1999. She was subsequently issued leave to remain in 2001 under the Association Agreement for the conventional initial period of 12 months which was subsequently extended for the conventional further period of three years, a period ending on 6 December 2005. On 7 December 2006, by which time she had been in the United Kingdom for seven years, she applied for indefinite leave to remain. The Secretary of State refused her application by a decision made on 12 March 2007. 10

26. In her determination, the Immigration Judge relied upon paragraph 222 of the Immigration Rules: 222. Indefinite leave to remain may be granted, on application, to a person established in business provided he: (i) has spent a continuous period of 4 years in the United Kingdom in this capacity and is still so engaged; and (ii) has met the requirements of paragraphs 217 and 218 or 219 throughout the 4 years; and (iii) submits audited accounts for the first 3 years of trading and management accounts for the 4th year. This was amended with effect from 1 January 2007, which was prior to the Secretary of State s decision in the application, to include: 222. Indefinite leave to remain may be granted, on application, to a person established in business provided he: (i) is a national of Bulgaria or Romania; 27. The appellant, as a Polish citizen, could have had no prospect of succeeding under the Rules as they applied at the date of the Secretary of State s decision. In light of the respondent s letter, with its reference to the appellant being eligible to apply for settlement in the United Kingdom one month before your leave expires and relying on the Tribunal s decision in GC (Legitimate expectation-entry clearance) Romania [2005] UKAIT 00142 and ex parte Begbie [1999] EWCA Civ 2100, the Immigration Judge expressed herself satisfied that the appellant had been told she would be eligible to apply for settlement after four years residence. The Immigration Judge found that the appellant relied upon that representation and that there was no overriding public interest which justified defeating the expectation. Thus, she found the Secretary of State was bound to grant settlement to the appellant on legitimate expectation principles. She also found that the Secretary of State had failed to deal with all applicants in a similar position in an even-handed and fair way. Accordingly, she found that the decision was not in accordance with the law and allowed the appeal on immigration grounds. Procedural history 28. In the period leading up to this appeal, it became apparent that Ms Sempik s submission was to the effect that she had been involved in the successful applications of about 150 Polish nationals who had been provided with a right of 11

permanent residence in accordance with the letter that we have set out in paragraph 13 above. Furthermore, it was her case that the requirement that such applications be made within one month of the expiration of leave ( you will be eligible to apply for settlement in the United Kingdom one month before your leave expires ) was not a formal condition precedent to the grant of settlement and that the Secretary of State had routinely disregarded this requirement, if requirement it was. As we have said, we accept this. 29. It thus became important to establish whether in the 150 cases referred to by Ms Sempik, the Secretary of State had demonstrated by his conduct a policy that ran counter to the 2000 or 2006 Regulations. It became readily apparent at a hearing when these conjoined appeals were mentioned before Senior Immigration Judge Jordan that it was impracticable for the Secretary of State to consider each of the 140 or 150 appeals and that the issue might more easily be identified and resolved by the following directions made by the Senior Immigration Judge on 25 January 2008: (1)Ms Sempik was to supply Mr Walker, the Home Office Presenting Officer within 21 days with a maximum of 5 sample cases dealt with by her which lead to the successful grant of leave (of whatever kind); (2)The appellants were given leave for Ms Sempik to file and serve a witness statement within 21 days setting out her experience of similar applications, successful and unsuccessful (if any); (3)Mr Walker was to make enquiries of decision-makers during the period May 2004 to August 2006 on their approach to the grant of leave in similar cases and/or those identified by Ms Sempik in accordance with (1) above and to produce such information as he is able to obtain within a further 21 days and no later than 21 days before the resumed hearing. The appellants sample cases 30. In her witness statement of 14 February 2008, Ms Sempik spoke of the practice of the Home Office when conducting applications from Polish nationals to remain under the EC Association Agreement to grant one year s initial leave followed by a further 3 years. Subject to proof that the appellant had traded, paid tax and National Insurance and was able to accommodate himself and any dependants without recourse, the applicant was then eligible to apply for settlement and the application was routinely granted. Ms Sempik provided 6 examples of this as a sample selection. Where necessary, our summary of these examples have been augmented by the comments made by Mr Chris Wood (Euro Caseworker) and contained in the Secretary of State s response of 14 April 2008. 12

(i) The decision in the case of Mr Maciej Lis was not material to the issues before us. He switched from self-employment to employment and registered with the Worker Registration Scheme in which capacity he remained after Poland became an accession State. Had he remained in a self-employed capacity, he would have been able to benefit from paragraph 255B. (ii) Mr Pasko was granted settlement under the EC Association Agreement. His application was made before Poland acceded to the EU (although the decision was made after). (iii) Mr Wasiak was granted settlement under the EC Association Agreement in October 2004, following an application made after accession but in accordance with paragraph 255B. (iv) Mr Kurpik was granted settlement rights under the EC Association Agreement on 26 August 2006 following an application made after accession but before the amendments to paragraph 255B. His application was dealt with in accordance with paragraph 255B, albeit long after he first became eligible to apply in accordance with the Secretary of State s letter: You will be eligible to apply for settlement in the United Kingdom one month before your leave expires. (The letter does not state that the applicant must apply within a month or otherwise provide for the consequences of a later application. Insofar as Immigration Judge Sharp in the appeals of Mr Wojtielewicz and Mr Liber decided their entitlement was dependent upon making an application within the period of one month prior to the expiry of the leave, as he construed the letter to require, we consider he was in error.) (v) Mr Krzysztofik was granted settlement on 10 November 2006 following an application made on 10 July 2006 after paragraph 255B was amended to exclude Polish nationals. His application was first refused but allowed on re-submission. The Secretary of State says that this application should have been refused and that his permanent status will be reviewed. (vi) Mr Klewicki was granted ILR under the Work Permit Holder scheme, having arrived in 2002. He qualified for permanent residence under that scheme, following application made in June 2006. Evidence of inconsistency in decision-making 13

31. Each of the grants in the above six cases is explicable on the basis of an application of provisions governing another scheme or the application of paragraph 255B. The exception is at (v), Mr Krzysztofik, whose application was neither made before accession, nor before 30 April 2006 and the removal of paragraph 255B in its original form. This single example is not sufficient to justify an inference that the Secretary of State was conducting a policy that ran counter to the EC Association Agreement, the Rules or the EEA Regulations. If, as the Secretary of State now asserts, this application (having first been refused) was granted in breach of the EC Association Agreement or the Immigration Rules or the EEA Regulations it is explicable if it was a mistake. If a mistake was made, such a mistake does not entitle others to benefit from it as a matter of right. There is no material from which to infer this was an informal policy that officials in the Home Office were applying inconsistently with the Association Agreement, the Rules or the Regulations. Given that Ms Sempik was permitted to use specimen examples as demonstrating a pattern of inconsistent or irrational decision making, we do not consider that this single example permits us to conclude that the correct application of the Immigration Rules and the EEA Regulations would be unfair or unjustified. 32. On this material, there is a consistent pattern of decision-making: (i) (ii) Those applicants who had been granted leave to enter and remain under the EC Association Agreement and had completed 4 years in the United Kingdom prior to Poland s accession on 1 May 2004 who had applied for, and whose applications had been considered, prior to 1 May 2004, were, if the requirements for settlement had been met, granted ILR under the EC Association Agreement. Those applicants who had been granted leave to enter and remain under the EC Association Agreement and had not completed 4 years in the United Kingdom after Poland s accession on 1 May 2004 but had before April 2006 were, if the requirements for settlement had been met, entitled to remain under paragraph 255B. Those applicants were not prevented from obtaining leave to remain by failing to apply within a specific period. ( You will be eligible to apply for settlement in the United Kingdom one month before your leave expires. ) There is no evidence before us that the Secretary of State deviated from that policy/application of the Rules. 33. For those applicants who had been granted leave to enter and remain under the EC Association Agreement but who had not completed 4 years in the United Kingdom prior to 30 April 2006, their claims fail. They do not, of course, qualify under the 14

Association Agreement, or under paragraph 255B which no longer applied. 34. There is nothing inconsistent in the treatment that has been afforded any of the above categories of persons. Rather, the complaint is in reality that it is unfair that the provisions governing a permanent right to remain changed on 1 May 2004 and on 20 April 2006 with the effect of requiring those who had not yet qualified under the EC Association Agreement to requalify from the beginning under the EEA Regulations. Part only of this group had the benefit of what amounts to transitional provisions contained in paragraph 255B of the Immigration Rules, restricted to those applicants who managed to satisfy the criteria by 30 April 2006. Those unable to do so suffer the disadvantage of having time begin again, thereby preventing them from obtaining a permanent right of residence until 1 May 2009, 5 years after accession. 35. Once it is established that there is neither inconsistency nor irrationality in the manner in which the Secretary of State has approached the various applications, the issue is reduced to whether the Regulations, properly construed, confer a right of permanent residence upon the particular applicant. If not, the issue is whether it was lawful for the Secretary of State to amend the Rules or promote the Regulations in such a way as to prevent this disadvantaged group from reaping the benefits of what they expected would be an unaltered scheme. Those disadvantaged must either establish that the Secretary of State s conduct prevents him from relying upon a strict application of the Rules or Regulations in their cases either based upon principles of legitimate expectation or some free-standing right that prevents such reliance. The Secretary of State was under no duty to draft the 2006 Regulations in such a way as to provide them with a benefit that was not in contemplation when they applied for and were granted leave to enter or remain under the EC Association Agreement. They do not complain that they should have received ILR under the EC Association Agreement. The substance of their complaint is that they are treated less favourably than those, like themselves who were admitted to the United Kingdom under the EC Association Agreement, who were able to benefit from the aggregation of time spent in the United Kingdom prior to 1 May 2004. The essence of their complaint is that the Secretary of State could have adopted a policy that would have permitted this but did not do so. 36. This requires the Tribunal to consider the consequences of the letters provided to each appellant when last granted leave to remain under the Association Agreement and its assertion, You will be eligible to apply for settlement in the United Kingdom one month before your leave expires. If this gave rise to a legitimate expectation at all, it would, on its face, 15

amount only to a legitimate expectation that the appellant should receive ILR under the EC Association Agreement. It could not contain within it a legitimate expectation that they would have a right to remain as a Union citizen because, at the time, Poland was not an accession state. The subsidiary issue of whether, if the right subsists, it was conditional or dependant upon a time limit in which to apply has already been disposed of. Aggregation of time spent under the Association Agreement 37. In GN (EEA Regulations: Five years residence) Hungary [2007] UKAIT 00073 the Tribunal summarised its views in these terms: (1) The word legally in Article 16 of the Citizens Directive is to be construed as a reference to requirements of European law: it does not mean in accordance with national law. (2) The requirement in reg 15(1)(a) of five years residence in the UK in accordance with these Regulations is not contrary to any rights given by the Directive and means what it says (as supplemented by the Transitional Provisions in Schedule 4). Thus, a period of residence by a person not exercising a right under the 2000 or 2006 Regulations at that time cannot count towards the five years. 38. GN was a Hungarian citizen who appealed against the decision of the Secretary of State of 9 February 2007 refusing his application for permanent residence as an EU national residing here. He had come to the United Kingdom in August 1997 as a student and obtained a work permit under the Worker Registration Scheme. Hungary also became a member of the European Union on 1 May 2004. In January 2006 the appellant applied for, and was granted, a residence permit as a qualified person expiring in 2011. On 16 August 2006, having been in the United Kingdom for 9 years but only 2 years since Hungary s accession, he sought permanent residence. The appellant was, therefore, an EEA national but the same question arose as in our appeal as to whether his residence in the United Kingdom had been for five years in accordance with the 2006 regulations which had come into force on 30 April 2006. 39. Nobody then (or now) had been in the United Kingdom in accordance with those Regulations for 5 years. Having referred to paragraph 6 of the Schedule 4 transitional provisions, the Tribunal noted that there are no other elements of the 2006 Regulations which enabled residence before the coming into force of the 2006 Regulations to be counted in calculating the 5-year period. The Tribunal found that the appellant, although lawfully present, was not present under the 2000 Regulations until Hungary became a member of the EU on 1 May 2004 when his period of residence for the purposes of Reg 15(1) (a) of the 2006 Regulations must have commenced. He therefore 16

had a period of two years residence under the 2000 Regulations to which was to be added the period of residence under the 2006 Regulations from the coming into force of those regulations, a period of just over three years and insufficient for the purposes of Reg. 15. 40. The appellant submitted that his residence in the United Kingdom, lawful as it was, before Hungary became a member of the European Union should count towards residence for the purposes of Article 16 of the Directive ( Union citizens who have resided legally for a continuous period of five years in the host Member State shall have the right of permanent residence there ) and, for that reason, should count for the purpose of enabling him to have permanent residence in the United Kingdom, whatever the United Kingdom s regulations may say. The Tribunal stated in paragraph 10 of its determination: We are unpersuaded by the appellant s submissions. Looking first at Article 16 of the Directive we find there, as we have indicated, the word legally. The appellant s submission incorporates an implication that that word means lawfully in accordance with national law. We see no basis for reading that meaning into the word legally in Article 16 of the Directive. When one sees a word of that sort in any legal instrument, one interprets it normally within the instrument s own legal context. The context of the Directive is European law: and for that reason we read legally in Article 16(1) as meaning in accordance with European law. If there were any doubt about that it would in our view be resolved by paragraph 17 of the preamble, to which the appellant has referred us, which indicates that the intention is to give a right of permanent residence to those who have resided in the host Member State in compliance with the conditions laid down in this Directive for five years. That, it seems to us, is sufficient to show that the provisions of the Directive are properly reflected in the regulations, which indicate that the period of five years in question is a period during which the applicant was exercising Treaty rights or was a spouse or family member of someone doing so. In the appellant s case he was not exercising any direct Treaty rights before Hungary, the country of which he is a national, became a member of the European Union. 41. Ms Sempik submitted to us that each of the appellants was entitled to benefit from paragraph 6 of the transitional provisions contained in Schedule 4 to the 2006 Regulations. She submitted that GN was properly distinguishable. As appears from paragraph 2 of its determination, the Tribunal accepted that GN had come to the United Kingdom in 1997 as a student. Hungary, like Poland, became a member of the European Union on 1 May 2004. On 16 August 2006 when he applied for a residence permit he demonstrated that he had been working under the Workers Registration Scheme, which came into effect after accession. In 17

paragraph 6 of the determination, the Tribunal recorded that GN only had a period of two years residence under the 2000 Regulations and a further period of approximately 12 months under the 2006 Regulations making a period of just over three years in total. It must follow from these passages that GN had never been a worker prior to Hungary s accession to the Union. Accordingly, his application was bound to fail because he had never been a worker for a period of more than five years. This was to be contrasted with the position of the appellants in the present appeal, each of whom had been working under the Association Agreement prior to the accession of Poland to the Union and each of whom had been working for more than 5 years. 42. We accept that GN s application was bound to fail, but the terms of the Tribunal s determination, as we have shown by reference to the passages we have extracted above, are much wider than by reason of his failure to have established he had been a worker for five years. It is clear that the Tribunal s thinking was directed in terms to whether any of his residence prior to accession might amount to residence in accordance with the 2006 Regulations or, pursuant to the transitional provisions, under the 2000 Regulations. It should be noted that the definition of a qualified person within Regulation 6 of the 2006 Regulations includes both a worker and a student. Had he been a Union citizen, he would have been a qualified person, irrespective of whether he had been a worker for 5 years. For these purposes, the exclusion of a student in paragraph 255 of the Immigration Rules does not distinguish the appellant in GN from the appellants in this appeal. 43. The appeals before us are indistinguishable from the decision in GN. The transitional provisions, the effect of which is limited to aggregating the qualifying periods set out in the 2000 and 2006 Regulations, do not benefit the appellants. The benefit of aggregation is limited to Union citizens and the appellants cannot claim the benefit of a period when they were not Union citizens. Whilst the 2006 Regulations contain transitional provisions which aggregate periods of residence under the 2000 Regulations and the 2006 Regulations, no similar provisions aggregate pre-accession residence in the United Kingdom. The Accession (Immigration and Worker Registration) Regulations 2004 (SI 2004 No 1219) 44. Our approach to the issue of aggregation is strongly supported by our consideration of the Accession (Immigration and Worker Registration) Regulations 2004 (SI 2004 No 1219) which came into force on 1 May 2004, the day Poland acceded to the Union, ( the Accession Regulations 18

2004 ). Although the parties did not refer to these provisions, they are an important stage in the legislative process concerning accession State nationals. 45. The United Kingdom government exercised its right of derogation (permissible until April 2009 at least) from the obligation to afford rights of free movement to nationals of the accession States in order to regulate access by them to the UK labour market. Polish nationals were in general included within those entitled to benefit from the 2000 Regulations subject to various restrictions. Thus, for example, the right of an EU job-seeker to reside in the United Kingdom was modified to the extent that a Polish national, as a member of an accession State, had also to demonstrate he was self-sufficient. More importantly, the exercise of rights of free movement is subject a scheme of registration under Part 3. This draws a distinction between those Polish nationals already lawfully employed in the United Kingdom and those commencing work after 1 May 2004. The former, and all of the appellants fall into this category, were not required to apply for a registration certificate. In contrast, those commencing work after the accession date are required within a month of starting work to make such an application. The Regulations provide that such a person must obtain a certificate authorising him to work for an authorised employer. Unless he does so, he is not permitted to work. Accession State workers requiring registration were not permitted to be issued with a residence permit for the benefit of a relative or spouse under the 2000 Regulations or to benefit from Reg 15 dealing with the issue of residence permits and residence documents. Nevertheless, pursuant to Reg 5 (2), an accession State worker requiring registration is to be treated as a qualified person under both the 2000 Regulations and under Reg 6 of the 2006 Regulations provided he continues to work. 46. The transitional provisions set out in Reg 6 of the Accession Regulations 2004 dealt with the position of those, like the appellants, who had been granted leave to enter or remain prior to 1 May 2004. These ceased to be bound by any conditions attached to their original grant of leave to enter or remain: 6. - (1) Where before 1 May 2004 a qualified person or the family member of a qualified person has been given leave to enter or remain in the United Kingdom under the 1971 Act subject to conditions, those conditions shall cease to have effect on and after that date. 47. This passage requires some comment. As set out above, under Reg 6 (1) where before 1 May 2004 a qualified person has been given leave to enter or remain in the United Kingdom under the 1971 Act, those conditions should cease to apply. However, 19

the definition of a qualified person both under Reg 5 of the 2000 Regulations and Reg 6 of the 2006 Regulations defines a qualified person as an EEA national, (itself defined) who is in the United Kingdom, see paragraph 3 above. Since prior to 1 May 2004, no Polish national was a qualified person, this would mean that no Polish national could benefit from the transitional provisions set out in Reg 6. However, the position is saved by Reg 6 (4) (d) that defines qualified person in this context as a person who becomes for the purposes of the 2000 Regulations a qualified person on 1 May 2004. This expression is not without its significance because it makes clear that the appellants became qualified persons on 1 May 2004 and not before. Until they became qualified persons, they could not benefit from the 2000 Regulations. 48. Thus the scheme brought into operation two separate and clearly defined categories of Polish workers: those accession State workers requiring registration and those not. This is the effect of Reg 2 of the Accession Regulations 2004: 2. - (1) Subject to the following paragraphs of this regulation, "accession State worker requiring registration" means a national of a relevant accession State working in the United Kingdom during the accession period. (2) A national of a relevant accession State is not an accession State worker requiring registration if on 30th April 2004 he had leave to enter or remain in the United Kingdom under the 1971 Act and that leave was not subject to any condition restricting his employment. (3) A national of a relevant accession State is not an accession State worker requiring registration if he was legally working in the United Kingdom on 30 April 2004 and had been legally working in the United Kingdom without interruption throughout the period of 12 months ending on that date. 49. A person not requiring registration was further defined in Reg. 2 (7) by reference to his work prior to accession: (a) a person working in the United Kingdom during a period falling before 1 May 2004 was legally working in the United Kingdom during that period if - (i) he had leave to enter or remain in the United Kingdom under the 1971 Act for that period, that leave allowed him to work in the United Kingdom, and he was working in accordance with any condition on that leave restricting his employment; or (ii) he was entitled to reside in the United Kingdom for that period under the 2000 Regulations without the requirement for such leave; 20