U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:10-cv PAC

US District Court Civil Docket as of 06/21/2012 Retrieved from the court on July 6, 2012 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:10-cv-03461-PAC In re Goldman Sachs Group, Inc. Securities Litigation Date Filed: 04/26/2010 Assigned to: Judge Paul A. Crotty Jury Demand: Plaintiff Member case: (View Member Case) Nature of Suit: 850 Related Cases: 1:10-cv-03505-PAC Securities/Commodities 1:10-cv-03476-PAC Jurisdiction: Federal Question 1:10-cv-03794-PAC 1:10-cv-04918-PAC 1:10-cv-04786-PAC Cause: 15:78m(a) Securities Exchange Act Lead Plaintiff Pension Funds represented by Christopher J. Keller Labaton Sucharow, LLP 140 Broadway New York, NY 10005 (212) 907-0853 Fax: (212) 883-7053 Email: ckeller@labaton.com LEAD ATTORNEY Lead Plaintiff Arkansas Teachers Retirement System represented by Craig Anthony Martin Labaton Sucharow, LLP 140 Broadway New York, NY 10005 (212) 907-0892 Fax: (212) 883-7576 Email: cmartin@labaton.com LEAD ATTORNEY James W. Johnson Labaton Sucharow, LLP 140 Broadway New York, NY 10005 (212) 907-0859 Fax: (212) 883-7059

Email: jjohnson@labaton.com LEAD ATTORNEY Lawrence Alan Sucharow Labaton Sucharow, LLP 140 Broadway New York, NY 10005 (212) 907-0860 Fax: (212) 883-7060 Email: lsucharow@labaton.com LEAD ATTORNEY Louis Gottlieb Labaton Sucharow, LLP 140 Broadway New York, NY 10005 (212) 907-0872 Fax: (212) 883-7072 Email: lgottlieb@labaton.com LEAD ATTORNEY Thomas A. Dubbs Labaton Sucharow, LLP 140 Broadway New York, NY 10005 212-907-0700 Fax: 212-818-0477 Email: tdubbs@labaton.com LEAD ATTORNEY Lead Plaintiff West Virginia Investment Management Board represented by Mark W. Carbone Carbone & Blaydes, PLLC 2442 Kanawha Blvd., East Charleston, WV 25311 (304)-342-3650 Fax: (304)-342-3651 Email: wvjustice@aol.com Robert R. Henssler, Jr. Robbins Geller Rudman & Dowd LLP ( SFran. ) One Montgomery Street, Suite 1800

San Francisco, CA 94104 619-231-1058 Fax: 619-231-7423 Email: bhenssler@rgrdlaw.com Lead Plaintiff Plumbers and Pipefitters Pension Group represented by Robert R. Henssler, Jr. Plaintiff Ilene Richman Individually and on behalf of all others similarly situated represented by Samuel Howard Rudman Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY 11747 (631) 367-7100 Fax: (631) 367-1173 Email: srudman@rgrdlaw.com LEAD ATTORNEY Catherine J. Kowalewski Robbins Geller Rudman & Dowd LLP (San Diego) 655 West Broadway Suite 1900 San Diego, CA 92101 (619) 231-1058 Fax: (619) 231-7423 Danielle S. Myers Robbins Geller Rudman & Dowd LLP (SANDIEGO) 655 West Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Fax: (619)-231-7423 Email: dmyers@rgrdlaw.com Darren J. Robbins

Robbins Geller Rudman & Dowd LLP (SANDIEGO) 655 West Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: e_file_sd@rgrdlaw.com David Avi Rosenfeld Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY 11747 631-367-7100 Fax: 631-367-1173 Email: drosenfeld@rgrdlaw.com David C. Walton Lerach, Coughlin, Stoia, Geller, Rudman & Robbins, L.L.P. 655 W. Broadway Suite 1900 San Diego, CA 92101-3301 619-231-1058 Eric I. Niehaus Robbins Geller Rudman & Dowd LLP (San Diego) 655 West Broadway Suite 1900 San Diego, CA 92101 (619) 231-1058 Fax: (619) 231-7423 Email: ericn@rgrdlaw.com Jonah H. Goldstein Robbins Geller Rudman & Dowd LLP (San Diego) 655 West Broadway Suite 1900 San Diego, CA 92101 (619)231-1058 Fax: (619)-231-7423

Email: jonahg@rgrdlaw.com Kenneth A. Elan Kenneth A. Elan, Esq 217 Broadway New York, NY 10007 (212)-619-0261 Fax: (212)-385-2707 Email: elanfirm@yahoo.com Mark W. Carbone Robert R. Henssler, Jr. Spencer A. Burkholz Robbins Geller Rudman & Dowd LLP (San Diego) 655 West Broadway Suite 1900 San Diego, CA 92101 (619) 231-1058 Fax: (619)-231-7423 Email: spenceb@rgrdlaw.com Plaintiff pl Pablo Elizondo represented by Danielle S. Myers Eric I. Niehaus Jonah H. Goldstein

Kenneth A. Elan Mark W. Carbone Robert R. Henssler, Jr. Spencer A. Burkholz V. Consolidated Plaintiff Howard Sorkin Individually represented by Samuel Howard Rudman Consolidated Plaintiff Howard Sorkin On behalf of all others similarly situated represented by Samuel Howard Rudman Consolidated Plaintiff Tikva Bochner On behalf of herself and all others similarly situated represented by James Abram Harrod, III Wolf Popper LLP 845 Third Avenue New York, NY 10022 212.759.4600 Fax: 212.486.2093 Email: jharrod@wolfpopper.com Consolidated Plaintiff DR. Ehsan Afshani represented by Christopher Lovell

Lovell Stewart Halebian Jacobson LLP 61 Broadway Suite 501 New York, NY 10006 (212) 608-1900 Fax: (212) 719-4677 Email: clovell@lshllp.com Edward H. Glenn, Jr. Zamansky & Associates, L.L.C. 50 Broadway 32nd Floor New York, NY 10004 (212) 742-1414 Fax: (212) 742-1177 Email: eglenn@zamansky.com Fred Taylor Isquith Lovell Stewart Halebian Jacobson LLP 61 Broadway Suite 501 New York, NY 10006 (212) 608 1900 Fax: (212) 719-4775 Email: fisquith@lshllp.com Jacob H. Zamansky Zamansky & Associates LLC 50 Broadway, 32nd Floor New York, NY 10004 (212) 742-1414 Fax: (212) 742-1177 Email: jake@zamansky.com Kevin Dugald Galbraith Zamansky & Associates LLC 50 Broadway 32nd Floor New York, NY 10004 (212) 742-1414 Fax: (212) 742-1177 Email: Kevin@zamansky.com Victor E. Stewart Lovell Stewart Halebian Jacobson LLP

61 Broadway Suite 501 New York, NY 10006 (201) 445-3661 Fax: (201) 445-5301 Email: victornj@ix.netcom.com Consolidated Plaintiff Louis Gold Individually represented by Charles A. Germershausen Gardy & Notis, LLP 560 Sylvan Avenue Englewood Cliffs, NJ 07632 (201)-567-7377 Fax: (207)-567-7337 James Stuart Notis Gardy & Notis, LLP 560 Sylvan Avenue Englewood Cliffs, NJ 07632 (201) 567-7377 Fax: (201) 567-7337 Email: jnotis@gardylaw.com Consolidated Plaintiff Louis Gold On behalf of all others similarly situated represented by Charles A. Germershausen James Stuart Notis Consolidated Plaintiff Thomas Draft individually and on behalf of all others similarly situated represented by Evan J. Smith Brodsky & Smith, L.L.C. 240 Mineola Blvd. Mineola, NY 11501 (516) 741-4977 Fax: (516) 741-0626 Email: esmith@brodsky-smith.com

V. Movant Tikva Bochner represented by Marian Rosner Wolf Popper LLP 845 Third Avenue New York, NY 10022 212 451 9608 Fax: 212 4862093 Email: mrosner@wolfpopper.com Movant Montana Board of Investments represented by Jay W. Eisenhofer Grant & Eisenhofer P.A. (NY) 485 Lexington Avenue 29th Floor New York, NY 10017 (646)-722-8512 Fax: (646)-722-8501 Email: jeisenhofer@gelaw.com LEAD ATTORNEY Gerald H. Silk Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 212 554 1282 Fax: 212-554-1444 Email: jerry@blbglaw.com Regina Marie Calcaterra Barrack, Rodos & Bacine(NYC) 1350 Broadway Suite 1001 New York, NY 10018 (212)688-0782 Fax: (212)688-0783 Email: rcalcaterra@barrack.com Sean M. Handler Kessler Topaz Meltzer & Check, LLP (PA)

280 King of Prussia Road Radnor, PA 19087 610-822-2208 Fax: 610-667-7056 Email: ecf_filings@ktmc.com Movant Metzler Investment GmbH represented by Jay W. Eisenhofer LEAD ATTORNEY Gerald H. Silk Sean M. Handler Movant Sampension KP Livsforsikring A/S represented by Jay W. Eisenhofer LEAD ATTORNEY Gerald H. Silk V. Defendant Goldman Sachs Group, Inc. represented by Benjamin Robert Walker Sullivan & Cromwell, LLP(NYC) 125 Broad Street New York, NY 10004 (212) 558-7393 Fax: (212)558-3117 Email: walkerb@sullcrom.com David Maxwell Rein Sullivan & Cromwell LLP 125 Broad St. New York, NY 10004 212-558-4629

Fax: (212)-558-3588 Email: reind@sullcrom.com Richard Howard Klapper Sullivan and Cromwell, LLP(NYC) 125 Broad Street New York, NY 10004 212-558-3555 Fax: 212-558-3588 Email: klapperr@sullcrom.com Theodore Edelman Sullivan and Cromwell, LLP(NYC) 125 Broad Street New York, NY 10004 (212) 558-4000 Fax: (212) 558-3588 Email: edelmant@sullcrom.com Defendant Lloyd C. Blankfein represented by Benjamin Robert Walker David Maxwell Rein Richard Howard Klapper Theodore Edelman Defendant David A. Viniar represented by Benjamin Robert Walker David Maxwell Rein

Richard Howard Klapper Theodore Edelman Defendant Gary D. Cohn represented by Benjamin Robert Walker David Maxwell Rein Richard Howard Klapper Theodore Edelman V. Consolidated Defendant Sarah E. Smith Date Filed # Docket Text 04/26/2010 1 COMPLAINT against Goldman Sachs Group, Inc., Lloyd C. Blankfein, David A. Viniar, Gary D. Cohn. (Filing Fee $ 350.00, Receipt Number 901612)Document filed by Ilene Richman.(ama) (Entered: 04/27/2010) 04/26/2010 - SUMMONS ISSUED as to Goldman Sachs Group, Inc., Lloyd C. Blankfein, David A. Viniar, Gary D. Cohn. (ama) (Entered: 04/27/2010) 04/26/2010 CASE REFERRED TO Judge Barbara S. Jones as possibly Related to 1:10-cv-3229. (ama) (Entered: 04/27/2010) 04/26/2010 Case Designated ECF. (ama) (Entered: 04/27/2010) 04/27/2010 Magistrate Judge James L. Cott is so designated. (jnm) (Entered: 05/03/2010) 04/27/2010 ***DELETED DOCUMENT. Deleted document number [ 2 ] NOTICE OF CASE

ASSIGNMENT. The document was incorrectly filed in this case. (jnm) (Entered: 05/03/2010) 04/27/2010 ***DELETED DOCUMENT. Deleted CASE ACCEPTED AS RELATED. The document was incorrectly filed in this case. (jnm) (Entered: 05/03/2010) 04/27/2010 CASE DECLINED AS NOT RELATED. Case referred as related to 1:10-cv-3229 and declined by Judge Barbara S. Jones and returned to wheel for assignment. (jnm) (Entered: 05/03/2010) 04/27/2010 2 NOTICE OF CASE ASSIGNMENT to Judge Paul A. Crotty. Judge Unassigned is no longer assigned to the case. (jnm) (Entered: 05/03/2010) 05/03/2010 3 NOTICE OF APPEARANCE by David Avi Rosenfeld on behalf of Ilene Richman (Rosenfeld, David) (Entered: 05/03/2010) 05/05/2010 ***DELETED DOCUMENT. Deleted document number Redesignation. The document was incorrectly filed in this case. (jnm) (Entered: 05/05/2010) 05/14/2010 4 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Goldman Sachs Group, Inc..(Rein, David) (Entered: 05/14/2010) 06/25/2010 06/25/2010 5 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION to Appoint Pablo Elizondo to serve as lead plaintiff(s)., MOTION to Appoint Counsel. Document filed by Ilene Richman. (Attachments: # 1 Declaration of Deborah Gross, # 2 Exhibit Exhibit A, # 3 Exhibit Exhibit B, # 4 Exhibit Exhibit C, # 5 Exhibit Exhibit D, # 6 Exhibit Exhibit E, # 7 Memo of Law in Support of Motion, # 8 Text of Proposed Order, # 9 Certificate of Service)(Elan, Kenneth) Modified on 6/28/2010 (db). (Entered: 06/25/2010) 6 FILING ERROR - DUPLICATED DOCKET ENTRY - MEMORANDUM OF LAW in Support re: 5 MOTION to Appoint Pablo Elizondo to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Pablo Elizondo to serve as lead plaintiff(s). Document filed by Pablo Elizondo. (Attachments: # 1 Text of Proposed Order)(Elan, Kenneth) Modified on 6/28/2010 (db). (Entered: 06/25/2010) 06/25/2010 7 MOTION to Appoint Pablo Elizondo to serve as lead plaintiff(s)., MOTION to Appoint Counsel. Document filed by Pablo Elizondo.(Elan, Kenneth) (Entered: 06/25/2010) 06/25/2010 8 DECLARATION of Deborah Gross in Support re: 7 MOTION to Appoint Pablo Elizondo to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Pablo Elizondo. (Attachments: # 1 Errata A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Errata E)(Elan, Kenneth) (Entered: 06/25/2010) 06/25/2010 9 06/25/2010 10 MEMORANDUM OF LAW in Support re: 7 MOTION to Appoint Pablo Elizondo to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Pablo Elizondo. (Attachments: # 1 Text of Proposed Order)(Elan, Kenneth) (Entered: 06/25/2010) CERTIFICATE OF SERVICE of Motion for Consolidation, Appointment as Lead Plaintiff and Counsel, Memorandum of Law, Proposed Order and Declaration of Deborah R. Gross served on Ilene Richman on 6/25/10. Document filed by Pablo Elizondo. (Elan, Kenneth) (Entered: 06/25/2010) 06/25/2010 11 MOTION to Consolidate Cases 1:10-cv-3461, 1:10-cv-3493, 1:10-cv-3595, 1:10-cv-

3616, 1:10-cv-4786, 1:10-cv-4812, 1:10-cv-4918 Appoint Tikva Bochner Lead Plaintiff, and Approve Lead Plantiff's Choice of Counsel. Document filed by Tikva Bochner.(Rosner, Marian) (Entered: 06/25/2010) 06/25/2010 12 MEMORANDUM OF LAW in Support re: 11 MOTION to Consolidate Cases 1:10-cv- 3461, 1:10-cv-3493, 1:10-cv-3595, 1:10-cv-3616, 1:10-cv-4786, 1:10-cv-4812, 1:10-cv- 4918 Appoint Tikva Bochner Lead Plaintiff, and Approve Lead Plantiff's Choice of Counsel.. Document filed by Tikva Bochner. (Rosner, Marian) (Entered: 06/25/2010) 06/25/2010 06/25/2010 13 14 DECLARATION of Marian P. Rosner in Support re: 11 MOTION to Consolidate Cases 1:10-cv-3461, 1:10-cv-3493, 1:10-cv-3595, 1:10-cv-3616, 1:10-cv-4786, 1:10- cv-4812, 1:10-cv-4918 Appoint Tikva Bochner Lead Plaintiff, and Approve Lead Plantiff's Choice of Counsel.. Document filed by Tikva Bochner. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Rosner, Marian) (Entered: 06/25/2010) CERTIFICATE OF SERVICE of Notice of Tikva Bochner's Motion to Consolidate, Appoint Tikva Bochner Lead Plaintiff, and Approve Lead Plaintiff's Choice of Counsel, Memorandum of Law in Support of Motion and Declaration in Support of Motion served on Ilene Richman, Howard Sorkin, Dr. Ehsan Afshani, Louis Gold, Thomas Draft, Halman Aldubi Group, Goldman Sachs Group, Inc., Lloyd C. Blankfein, David A. Viniar and Gary D. Cohn on June 25, 2010. Service was made by Mail. Document filed by Tikva Bochner. (Rosner, Marian) (Entered: 06/25/2010) 06/25/2010 15 MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s). Document filed by Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S.(Silk, Gerald) (Entered: 06/25/2010) 06/25/2010 16 MEMORANDUM OF LAW in Support re: 15 MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s). MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s).. Document filed by Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S. (Silk, Gerald) (Entered: 06/25/2010) 06/25/2010 17 DECLARATION of Gerald H. Silk in Support re: 15 MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s). MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s).. Document filed by Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Silk, Gerald) (Entered: 06/25/2010) 06/25/2010 18 MOTION to Consolidate Cases 10-cv-3493,10-cv-3595, 10-cv-3616, 10-cv-4786, 10- cv-4812., MOTION to Appoint Pension Funds to serve as lead plaintiff(s)., MOTION to Appoint Counsel. Document filed by Pension Funds. (Attachments: # 1 Text of Proposed Order)(Keller, Christopher) (Entered: 06/25/2010) 06/25/2010 19 MEMORANDUM OF LAW in Support re: 18 MOTION to Consolidate Cases 10-cv- 3493,10-cv-3595, 10-cv-3616, 10-cv-4786, 10-cv-4812. MOTION to Appoint Pension Funds to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Pension Funds to serve as lead plaintiff(s).. Document filed by Pension Funds. (Keller,

I Christopher) (Entered: 06/25/2010) 06/25/2010 20 DECLARATION of Stefanie J. Sundel in Support re: 18 MOTION to Consolidate Cases 10-cv-3493,10-cv-3595, 10-cv-3616, 10-cv-4786, 10-cv-4812. MOTION to Appoint Pension Funds to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Pension Funds to serve as lead plaintiff(s).. Document filed by Pension Funds. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Keller, Christopher) (Entered: 06/25/2010) 07/09/2010 21 MOTION to Appoint Pablo Elizondo to serve as lead plaintiff(s)., MOTION to Appoint Counsel. Document filed by Pablo Elizondo. (Attachments: # 1 Certificate of Service)(Elan, Kenneth) (Entered: 07/09/2010) 07/09/2010 22 MEMORANDUM OF LAW in Opposition re: 15 MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s). MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s)., 18 MOTION to Consolidate Cases 10-cv-3493,10-cv-3595, 10-cv-3616, 10-cv-4786, 10- cv-4812. MOTION to Appoint Pension Funds to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Pension Funds to serve as lead plaintiff(s)., 7 MOTION to Appoint Pablo Elizondo to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Tikva Bochner. (Rosner, Marian) (Entered: 07/09/2010) 07/09/2010 23 I DECLARATION of Marian P. Rosner in Opposition re: 15 MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s). MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s)., 18 MOTION to Consolidate Cases 10-cv-3493,10-cv-3595, 10-cv- 3616, 10-cv-4786, 10-cv-4812. MOTION to Appoint Pension Funds to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Pension Funds to serve as lead plaintiff(s)., 7 MOTION to Appoint Pablo Elizondo to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Tikva Bochner. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Rosner, Marian) (Entered: 07/09/2010) MEMORANDUM OF LAW in Opposition re: 15 MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s). MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s)., 7 MOTION to Appoint Pablo Elizondo to serve as lead plaintiff(s). MOTION to Appoint Counsel., 11 MOTION to Consolidate Cases 1:10-cv-3461, 1:10-cv-3493, 1:10-cv- 3595, 1:10-cv-3616, 1:10-cv-4786, 1:10-cv-4812, 1:10-cv-4918 Appoint Tikva Bochner Lead Plaintiff, and Approve Lead Plantiff's Choice of Counsel.. Document filed by Pension Funds. (Keller, Christopher) (Entered: 07/12/2010) - 07/12/2010 25 DECLARATION of Christopher J. Keller in Opposition re: 15 MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s). MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s)., 7 MOTION to Appoint Pablo Elizondo to serve as lead plaintiff(s). MOTION to Appoint Counsel., 11 MOTION to Consolidate Cases 1:10-cv-3461, 1:10- cv-3493, 1:10-cv-3595, 1:10-cv-3616, 1:10-cv-4786, 1:10-cv-4812, 1:10-cv-4918

07/12/2010 26 Appoint Tikva Bochner Lead Plaintiff, and Approve Lead Plantiff's Choice of Counsel.. Document filed by Pension Funds. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Keller, Christopher) (Entered: 07/12/2010) MEMORANDUM OF LAW in Support re: 15 MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s). MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s).. Document filed by Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S. (Graziano, Salvatore) (Entered: 07/12/2010) 07/12/2010 27 DECLARATION of Salvatore J. Graziano in Support re: 15 MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s). MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s).. Document filed by Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Graziano, Salvatore) (Entered: 07/12/2010) 07/22/2010 28 REPLY MEMORANDUM OF LAW in Support re: 11 MOTION to Consolidate Cases 1:10-cv-3461, 1:10-cv-3493, 1:10-cv-3595, 1:10-cv-3616, 1:10-cv-4786, 1:10-cv-4812, 1:10-cv-4918 Appoint Tikva Bochner Lead Plaintiff, and Approve Lead Plantiff's Choice of Counsel.. Document filed by Tikva Bochner. (Rosner, Marian) (Entered: 07/22/2010) 07/22/2010 29 REPLY MEMORANDUM OF LAW in Support re: 18 MOTION to Consolidate Cases 10-cv-3493,10-cv-3595, 10-cv-3616, 10-cv-4786, 10-cv-4812. MOTION to Appoint Pension Funds to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Pension Funds to serve as lead plaintiff(s).. Document filed by Pension Funds. (Attachments: # 1 Exhibit A)(Keller, Christopher) (Entered: 07/22/2010) 07/22/2010 30 REPLY MEMORANDUM OF LAW in Support re: 15 MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s). MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s).. Document filed by Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S. (Graziano, Salvatore) (Entered: 07/22/2010) 07/22/2010 31 DECLARATION of Salvatore J. Graziano in Support re: 15 MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s). MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s).. Document filed by Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Graziano, Salvatore) (Entered: 07/22/2010) 10/12/2010 32 ORDER SCHEDULING CONFERENCE: All parties are directed to appear for a Pretrial Conference on 11/4/2010 at 04:00 PM in Courtroom 18B (*NOT 20-C*), 500

Pearl Street, New York, NY 10007 before Judge Paul A. Crotty. (Signed by Judge Paul A. Crotty on 10/12/2010) (jar) (Entered: 10/12/2010) 10/20/2010 33 NOTICE OF APPEARANCE by Regina Marie Calcaterra on behalf of Montana Board of Investments (Calcaterra, Regina) (Entered: 10/20/2010) 10/20/2010 34 NOTICE OF APPEARANCE by Jay W. Eisenhofer on behalf of Metzler Investment GmbH, Montana Board of Investments, Sampension KP Livsforsikring A/S (Eisenhofer, Jay) (Entered: 10/20/2010) 10/21/2010 35 MOTION for Sean M. Handler to Appear Pro Hac Vice. Document filed by Metzler Investment GmbH, Montana Board of Investments.(mbe) (Entered: 10/25/2010) 10/25/2010 36 ENDORSED LETTER addressed to Judge Paul A. Crotty from Samuel H. Rudman dated October 21, 2010 re: Clarification as to whether the Court will hear oral argument on the pending Lead Plaintiff motions at that time. ENDORSEMENT: The Court will hear the parties views and reserves its right to (1) require further submissions and (2) oral argument based on the further submissions. SO ORDERED. (Signed by Judge Paul A. Crotty on October 25, 2010) (mov) (Entered: 10/25/2010) 10/27/2010 37 ORDER FOR ADMISISON ON WRITTEN MOTION granting 35 Motion for Sean M. Handler to Appear Pro Hac Vice for the Institutional Investor Group. (Signed by Judge Paul A. Crotty on 10/27/10) (cd) (Entered: 10/27/2010) 11/05/2010 11/12/2010 38 CASHIERS OFFICE REMARK on 35 Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 10/21/2010, Receipt Number 918765. (jd) (Entered: 11/05/2010) SUPPLEMENTAL BRIEF re: 18 MOTION to Consolidate Cases 10-cv-3493,10-cv- 3595, 10-cv-3616, 10-cv-4786, 10-cv-4812. MOTION to Appoint Pension Funds to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Pension Funds to serve as lead plaintiff(s).. Document filed by Pension Funds. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Rudman, Samuel) (Entered: 11/12/2010) 11/12/2010 39 SUPPLEMENTAL MEMORANDUM OF LAW in Support re: 15 MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s). MOTION to Appoint Montana Board of Investments, Metzler Investment GmbH, Sampension KP Livsforsikring A/S to serve as lead plaintiff(s).. Document filed by Metzler Investment GmbH, Montana Board of Investments, Sampension KP Livsforsikring A/S. (Graziano, Salvatore) (Entered: 11/12/2010) 11/18/2010 40 TRANSCRIPT of proceedings held on 11/4/10 before Judge Paul A. Crotty. (cd) (Entered: 11/18/2010) 01/04/2011 41 TRANSCRIPT of proceedings held on 11/4/2010 before Judge Paul A. Crotty. (dnd) (Entered: 01/06/2011) 03/25/2011 42 MEMORANDUM AND ORDER RE: SECURITIES LITIGATION: The Clerk of the Court is ORDERED, pursuant to Fed. R. Civ. P. 42(a), to consolidate: 10 Civ. 3461, 10 Civ. 3493, 10 Civ. 3595, 10 Civ. 3616, 10 Civ. 4786, and 10 Civ. 4812. These actions are consolidated as In re Goldman Sachs Group, Inc. Securities Litigation, Master File No. 1:10-cv-03461- PAC. After being consolidated, the following cases and any pending motions in these cases shall be terminated: 10 Civ. 3493, 10 Civ. 3595, 10 Civ.

3616, 10 Civ. 4786, and 10 Civ. 4812. Any pending motions in 10 Civ. 3461 shall also be terminated, but the case shall remain open as it has been designated as the master file number. Pursuant to PSLRA, 15 U.S.C. 78u-4(a) (3)(b) and 78-u-4(a)(3)(B)(v), the Pension Groups motion (document #18 in 10 Civ. 3461) for appointment as lead plaintiff is GRANTED, and its choice of co-lead counsels is approved (also document # 18 in 10 Civ. 3461). The Clerk of Court is further ORDERED to list the following as lead plaintiffs: Pension Group, consisting of the Arkansas Teachers Retirement System, the West Virginia Investment Management Board, and the Plumbers and Pipefitters Pension Group as lead plaintiffs. It is further that the Clerk of Court list the law firm of Robbins Geller Rudman & Dowd, LLP and Labaton Sucharow, LLP as co-lead counsels for the class. All other applications for designation as lead counsel and selection of counsel are DENIED. The parties are directed to meet and confer and to prepare a Civil Case Management Plan with due allowance for time to file an amended class action pleading and to answer, or otherwise respond to the amended complaint. The Plan should address coordination of discovery and case management with the eight derivative actions which are consolidated in a separate Order. See 10 Civ 3614. The parties should submit the agreed upon plan (or any differences which have to be resolved) ten days in advance of the next Civil Case Management Conference. The conference will be held on Tuesday, May 24, 2011, at 4:30 p.m., in Courtroom 20-C. (Signed by Judge Paul A. Crotty on 3/25/2011) Filed In Associated Cases: 1:10-cv- 03461-PAC et al.(jpo) (Entered: 03/25/2011) 03/25/2011 Set Deadlines/Hearings: Case Management Conference set for 5/24/2011 at 04:30 PM in Courtroom 20C, 500 Pearl Street, New York, NY 10007 before Judge Paul A. Crotty. (jpo) (Entered: 03/25/2011) 04/06/2011 43 NOTICE OF APPEARANCE by Lawrence Alan Sucharow on behalf of Arkansas Teachers Retirement System (Sucharow, Lawrence) (Entered: 04/06/2011) 04/06/2011 44 NOTICE OF APPEARANCE by Thomas A. Dubbs on behalf of Arkansas Teachers Retirement System (Dubbs, Thomas) (Entered: 04/06/2011) 04/06/2011 45 NOTICE OF APPEARANCE by James W. Johnson on behalf of Arkansas Teachers Retirement System (Johnson, James) (Entered: 04/06/2011) 04/06/2011 46 NOTICE OF APPEARANCE by Louis Gottlieb on behalf of Arkansas Teachers Retirement System (Gottlieb, Louis) (Entered: 04/06/2011) 04/08/2011 47 NOTICE OF APPEARANCE by Craig Anthony Martin on behalf of Arkansas Teachers Retirement System (Martin, Craig) (Entered: 04/08/2011) 04/08/2011 48 MOTION for Reconsideration and Clarification. Document filed by Tikva Bochner.(Rosner, Marian) (Entered: 04/08/2011) 04/08/2011 49 MEMORANDUM OF LAW in Support re: 48 MOTION for Reconsideration and Clarification.. Document filed by Tikva Bochner. (Rosner, Marian) (Entered: 04/08/2011) 04/11/2011 50 AFFIDAVIT OF SERVICE of Notice of Tikva Bochner's Motion for Reconsideration and Clarification and Supporting Memorandum of Law served on Lead Plaintiff Pension Fund Group and Defendants on April 8, 2011. Service was accepted by persons authorized to accept hand delivery. Document filed by Tikva Bochner. (Rosner, Marian) (Entered: 04/11/2011)

04/12/2011 51 MEMO ENDORSEMENT on re: 48 MOTION for Reconsideration and Clarification. filed by Tikva Bochner, Motions terminated: 48 MOTION for Reconsideration and Clarification. filed by Tikva Bochner. ENDORSEMENT: There is no basis for reconsideration and clarification. Bochners motion was denied in all respects. It still is denied in all respects. So Ordered. (Signed by Judge Paul A. Crotty on April 12, 2011) (mov) (Entered: 04/12/2011) 04/14/2011 52 MOTION for Spencer A. Burkholz to Appear Pro Hac Vice. Document filed by Pablo Elizondo, Ilene Richman.(mbe) (Entered: 04/19/2011) 04/14/2011 53 MOTION for Robert R. Henssler, Jr. to Appear Pro Hac Vice. Document filed by Pablo Elizondo, Ilene Richman.(mbe) (Entered: 04/19/2011) 04/14/2011 54 MOTION for Eric I. Niehaus to Appear Pro Hac Vice. Document filed by Pablo Elizondo, Ilene Richman.(mbe) (Entered: 04/19/2011) 04/14/2011 55 MOTION for Danielle S. Myers to Appear Pro Hac Vice. Document filed by Pablo Elizondo, Ilene Richman.(mbe) (Entered: 04/19/2011) 04/14/2011 56 MOTION for Jonah H. Goldstein to Appear Pro Hac Vice. Document filed by Pablo Elizondo, Ilene Richman.(mbe) (Entered: 04/19/2011) 04/20/2011 CASHIERS OFFICE REMARK on 56 Motion to Appear Pro Hac Vice, 55 Motion to Appear Pro Hac Vice, 52 Motion to Appear Pro Hac Vice, 53 Motion to Appear Pro Hac Vice, 54 Motion to Appear Pro Hac Vice in the amount of $125.00, paid on 04/15/2011, Receipt Number 4213. (jd) (Entered: 04/20/2011) 04/20/2011 57 ORDER FOR ADMISSION ON WRITTEN MOTION granting (52) Motion for Spencer A. Burkholz to Appear Pro Hac Vice on behalf of Plaintiffs. Counsel shall forward the pro hac vice fee to the Clerk of the Court. (Signed by Judge Paul A. Crotty on 4/20/11); Filed In Associated Cases: 1:10-cv-03461-PAC et al.(djc) Modified on 4/20/2011 (djc). Modified on 4/20/2011 (djc). (Entered: 04/20/2011) 04/20/2011 58 ORDER FOR ADMISSION ON WRITTEN MOTION granting (53) Motion for Robert R. Hensler, Jr. to Appear Pro Hac Vice on behalf of Plaintiffs. Counsel shall forward the pro hac vice fee to the Clerk of the Court. (Signed by Judge Paul A. Crotty on 4/20/11). Filed In Associated Cases: 1:10-cv-03461-PAC et al. (djc) Modified on 4/20/2011 (djc). (Entered: 04/20/2011) 04/20/2011 59 ORDER FOR ADMISSION ON WRITTEN MOTION granting (55) Motion for Danielle S. Myers to Appear Pro Hac Vice on behalf of Plaintiffs. Counsel shall forward the pro hac vice fee to the Clerk of the Court. (Signed by Judge Paul A. Crotty on 4/20/11); Filed In Associated Cases: 1:10-cv-03461-PAC et al.(djc) Modified on 4/20/2011 (djc). (Entered: 04/20/2011) 04/20/2011 60 ORDER FOR ADMISSION ON WRITTEN MOTION granting (54) Motion for Eric I. Niehaus to Appear Pro Hac Vice on behalf of Plaintiffs. Counsel shall forward the pro hac vice fee to the Clerk of the Court. Signed by Judge Paul A. Crotty on 4/20/11). Filed In Associated Cases: 1:10-cv-03461-PAC et al.(djc) Modified on 4/20/2011 (djc). (Entered: 04/20/2011) 04/20/2011 61 ORDER FOR ADMISSION ON WRITTEN MOTION granting (56) Motion for Jonah H. Goldstein to Appear Pro Hac Vice on behalf of Plaintiffs. Counsel shall forward the pro hac vice fee to the Clerk of the Court. (Signed by Judge Paul A.

Crotty on 4/20/11); Filed In Associated Cases: 1:10-cv-03461-PAC et al.(djc) (Entered: 04/20/2011) 05/24/2011 06/01/2011 06/01/2011 06/06/2011 Minute Entry for proceedings held before Judge Paul A. Crotty: Interim Pretrial Conference held on 5/24/2011. REMARK: (This minute entry relates to the Securities 10 Civ. 3461 & Derivative 10 Civ. 3614 - actions pending before this Court). The schedule on plaintiffs' 10 page - double spaced letter briefs with respect to lifting the PLRA stay is a follows: Plaintiff's Letters 06/03/11; Defendant's 10 page double spaced letter response: 06/13/11. A reply is not necessary. The Court will have the letters filed on ECF after ruling, and will expect a revised civil case management plan as discussed in open Court shortly thereafter. See transcript for details. Visit http://www1.nysd.uscourts.gov/courtrm_tech.php with respect to ordering a transcript of a recorded proceeding via "Courtflow." (mov) (Entered: 05/25/2011) 62 TRANSCRIPT of Proceedings re: Conference held on 5/24/2011 before Judge Paul A. Crotty. Court Reporter/Transcriber: Kristin M. Rusin. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/27/2011. Redacted Transcript Deadline set for 7/8/2011. Release of Transcript Restriction set for 9/2/2011.(jar) (Entered: 06/01/2011) 63 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 5/24/2011 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(jar) (Entered: 06/01/2011) 64 Letter addressed to Judge Paul A. Crotty from James W. Johnson dated 6/3/11 re: We are writing to advise the Court that Lead Plaintiffs have determined to defer the filing of the motion at this time. (rjm) (Entered: 06/07/2011) 06/07/2011 65 MOTION for Mark Carbone to Appear Pro Hac Vice. Document filed by West Virginia Investment Management Board.(pgu) (Entered: 06/13/2011) 06/13/2011 06/24/2011 66 CASHIERS OFFICE REMARK on 65 Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 06/07/2011, Receipt Number 8460. (jd) (Entered: 06/13/2011) CIVIL CASE MANAGEMENT PLAN AND SCHEDULING ORDER. Pursuant to the Court's March 25, 2011 Order, and to the Court's direction at a May 24, 2011 conference with the parties, the parties have met and conferred regarding the time to file their respective Consolidated Amended Complaints ("Complaints") and for defendants to answer or otherwise respond to the Complaints. Plaintiffs in the Consolidated Securities Action will file their Complaint by July 25, 2011. Defendants shall answer or otherwise respond by October 6, 2011 and as further set forth. Plaintiffs in the Consolidated Derivative Action will file their Complaint by August 1, 2011. Defendants shall answer or otherwise respond by October 6, 2011 and as further set forth. Plaintiffs in the Consolidated Securities Action reserve their right to file a motion, following the filing of the Complaint on or before July 25, 2011 to lift the stay of discovery as further set forth. The next Case Management is scheduled for Wednesday,

November 30, 2011 at 4:00 p.m., in Courtroom 20-C, and as further set forth in this Civil Case Management Plan and Scheduling Order. Amended Pleadings due by 8/1/2011. Motions due by 7/25/2011. Responses due by 11/14/2011. Replies due by 12/14/2011. Case Management Conference set for 11/30/2011 at 04:00 PM in Courtroom 20C, 500 Pearl Street, New York, NY 10007 before Judge Paul A. Crotty. (Signed by Judge Paul A. Crotty on 6/24/11) (rjm) (Entered: 06/24/2011) 06/30/2011 67 ORDER FOR ADMISSION ON WRITTEN MOTION: granting (65) Motion for Mark Carbone to Appear Pro Hac Vice in case 1:10-cv-03461-PAC. (Signed by Judge Paul A. Crotty on 6/30/2011) Filed In Associated Cases: 1:10-cv-03461-PAC et al.(jfe) (Entered: 06/30/2011) 07/25/2011 68 CONSOLIDATED CLASS ACTION AMENDED COMPLAINT amending 1 Complaint against Lloyd C. Blankfein, Gary D. Cohn, Goldman Sachs Group, Inc., David A. Viniar with JURY DEMAND.Document filed by Plumbers and Pipefitters Pension Group, West Virginia Investment Management Board, Arkansas Teachers Retirement System. Related document: 1 Complaint filed by Ilene Richman. ***Thi s document relates to all actions.(mro) (Entered: 07/26/2011) 09/23/2011 69 ENDORSED LETTER addressed to Judge Paul A. Crotty from Richard H. Klapper dated 9/22/2011 re: Counsel writes on behalf of defendants in the above-referenced consolidated actions regarding the upcoming briefing on defendants' anticipated motions to dismiss the operative complaints in those actions. Defendants, therefore, propose that the page limits set forth herein apply to briefing in both consolidated actions. In proposing these page limits, counsel notes that defendants anticipate file a single joint brief in each action. ENDORSEMENT: The Court is happy to learn that the parties believe he should read more (and some more than others) but this is only 1 case in 300 assigned to the Court. In light of its complexity, defendants memo and plaintiffs memo in opposition may be 30 pages and the reply may be 15 pages. The same limits are applicable to the derivative action, with the observation that defendant need not repeat what was said in the securities litigation memo. So Ordered. (Signed by Judge Paul A. Crotty on 9/23/2011) (djc) (Entered: 09/26/2011) 10/06/2011 70 NOTICE OF APPEARANCE by Richard Howard Klapper on behalf of Lloyd C. Blankfein, Gary D. Cohn, Goldman Sachs Group, Inc., David A. Viniar (Klapper, Richard) (Entered: 10/06/2011) 10/06/2011 71 NOTICE OF APPEARANCE by Theodore Edelman on behalf of Lloyd C. Blankfein, Gary D. Cohn, Goldman Sachs Group, Inc., David A. Viniar (Edelman, Theodore) (Entered: 10/06/2011) 10/06/2011 72 NOTICE OF APPEARANCE by David Maxwell Rein on behalf of Lloyd C. Blankfein, Gary D. Cohn, Goldman Sachs Group, Inc., David A. Viniar (Rein, David) (Entered: 10/06/2011) 10/06/2011 73 NOTICE OF APPEARANCE by Benjamin Robert Walker on behalf of Lloyd C. Blankfein, Gary D. Cohn, Goldman Sachs Group, Inc., David A. Viniar (Walker, Benjamin) (Entered: 10/06/2011) 10/06/2011 74 FIRST MOTION to Dismiss the Consolidated Complaint. Document filed by Lloyd C. Blankfein, Gary D. Cohn, Goldman Sachs Group, Inc., David A. Viniar.(Klapper, Richard) (Entered: 10/06/2011)

10/06/2011 75 MEMORANDUM OF LAW in Support re: 74 FIRST MOTION to Dismiss the Consolidated Complaint.. Document filed by Lloyd C. Blankfein, Gary D. Cohn, Goldman Sachs Group, Inc., David A. Viniar. (Klapper, Richard) (Entered: 10/06/2011) 10/06/2011 76 AFFIDAVIT of Benjamin R. Walker in Support re: 74 FIRST MOTION to Dismiss the Consolidated Complaint.. Document filed by Lloyd C. Blankfein, Gary D. Cohn, Goldman Sachs Group, Inc., David A. Viniar. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P)(Klapper, Richard) (Entered: 10/06/2011) 11/14/2011 77 MEMORANDUM OF LAW in Opposition re: 74 FIRST MOTION to Dismiss the Consolidated Complaint.. Document filed by Arkansas Teachers Retirement System, Plumbers and Pipefitters Pension Group, West Virginia Investment Management Board. (Dubbs, Thomas) (Entered: 11/14/2011) 11/14/2011 78 DECLARATION of James W. Johnson in Opposition re: 74 FIRST MOTION to Dismiss the Consolidated Complaint.. Document filed by Arkansas Teachers Retirement System, Plumbers and Pipefitters Pension Group, West Virginia Investment Management Board. (Attachments: # 1 Exhibit A - Goldman Sachs 10Q filed 8/5/09, # 2 Exhibit B - Goldman Sachs 10Q filed 11/4/09, # 3 Exhibit C - Goldman Sachs 10K filed 2/7/05, # 4 Exhibit D - Goldman Sachs 10K filed 2/7/06, # 5 Exhibit E - Goldman Sachs 10K filed 2/5/07, # 6 Exhibit F - Goldman Sachs 10K filed 1/28/08, # 7 Exhibit G - Goldman Sachs 10K filed 2/26/10, # 8 Exhibit H - Goldman Sachs 10K filed 2/28/11, # 9 Exhibit I - Final Judgment SEC v Goldman No. 03-2944, # 10 Exhibit J - 1 of 2 - Senate Report dated 4/13/11, # 11 Exhibit J - 2 of 2 - Senate Report dated 4/13/11)(Dubbs, Thomas) (Entered: 11/14/2011) 11/18/2011 79 DECLARATION of James W. Johnson in Opposition re: 74 FIRST MOTION to Dismiss the Consolidated Complaint.. Document filed by Arkansas Teachers Retirement System, Plumbers and Pipefitters Pension Group, West Virginia Investment Management Board. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J)(Johnson, James) (Entered: 11/18/2011) 11/18/2011 80 CERTIFICATE OF SERVICE of Amended Declaration of James W. Johnson in Support of Opposition to Defendants' Motion to Dismiss the Consolidated Complaint. on 11/18/11. Document filed by Arkansas Teachers Retirement System, Plumbers and Pipefitters Pension Group, West Virginia Investment Management Board. (Johnson, James) (Entered: 11/18/2011) 11/23/2011 CALENDAR ENTRY **PTC C ancelled**: In light of the pending motion to dismiss, the status conference scheduled to take place on Wednesday, November 30, 2011 has been marked off the calendar. There is no need to appear. The Court will contact the parties with a date for oral argument after the motion is fully briefed (By: Marlon Ovallles - Courtroom Deputy). Filed In Associated Cases: 1:10-cv-03461-PAC et al.(mov) (Entered: 11/23/2011) 12/14/2011 81 REPLY MEMORANDUM OF LAW in Support re: 74 FIRST MOTION to Dismiss the Consolidated Complaint.. Document filed by Lloyd C. Blankfein, Gary D. Cohn, Goldman Sachs Group, Inc., David A. Viniar. (Klapper, Richard) (Entered: 12/14/2011) 12/14/2011 82 DECLARATION of Benjamin R. Walker in Support re: 74 FIRST MOTION to

Dismiss the Consolidated Complaint.. Document filed by Lloyd C. Blankfein, Gary D. Cohn, Goldman Sachs Group, Inc., David A. Viniar. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Klapper, Richard) (Entered: 12/14/2011) 04/11/2012 Calendar Entry: Oral Argument on the pending Motions to Dismiss will go forward on Monday, May 21, 2012 at 02:30 PM in Courtroom 20C, 500 Pearl Street, New York, NY 10007 before Judge Paul A. Crotty, U.S.D.J. Any requests for adjournment shall be made in writing on or before Friday, April 27, 2012 at 5:00 PM, and otherwise in accordance with Judge Crotty's Individual Practices.---A PDF IS NOT ATTACHED TO THIS ENTRY---(By: Marlon Ovalles - Courtroom Deputy). (mov) (Entered: 04/11/2012) 05/21/2012 Minute Entry for proceedings held before Judge Paul A. Crotty: Oral Argument held on 5/21/2012 re: 74 FIRST MOTION to Dismiss the Consolidated Complaint. filed by Gary D. Cohn, David A. Viniar, Lloyd C. Blankfein, Goldman Sachs Group, Inc.. (Court Reporter Alena Lynch) (mov) (Entered: 05/22/2012) 05/25/2012 83 TRANSCRIPT of Proceedings re: CONFERNCE held on 5/21/2012 before Judge Paul A. Crotty. Court Reporter/Transcriber: Alena Lynch, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/18/2012. Redacted Transcript Deadline set for 6/28/2012. Release of Transcript Restriction set for 8/27/2012.Filed In Associated Cases: 1:10-cv-03461-PAC et al.(mcguirk, Kelly) (Entered: 05/25/2012) 05/25/2012 84 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a CONFERENCE proceeding held on 5/21/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...filed In Associated Cases: 1:10-cv-03461-PAC et al.(mcguirk, Kelly) (Entered: 05/25/2012) 06/21/2012 85 OPINION & ORDER: In conclusion, Defendants' motion to dismiss is GRANTED with respect to Plaintiffs claim relating to Defendants failure to disclose their receipt of Wells Notices, and DENIED in all other respects. The Clerk of Court is directed to terminate this motion. SO ORDERED. (Signed by Judge Paul A. Crotty on June 21, 2012) (mov) (Entered: 06/21/2012) Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html