US District Court Civil Docket as of February 29, 2012 Retrieved from the court on April 4, 2012 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:11-cv-05831-AJN Athale v. Sinotech Energy Limited et al Assigned to: Judge Alison J. Nathan Member case: (View Member Case) Related Cases: 1:11-cv-05935-AJN 1:11-cv-06905-AJN Cause: 15:77 Securities Fraud Lead Plaintiff Zech Capital LLC Lead Plaintiff Zech Capital LLC Plaintiff Bhushan Athale Individually and on behalf of all others similarly situated Date Filed: 08/19/2011 Jury Demand: Plaintiff Nature of Suit: 890 Other Statutory Actions Jurisdiction: Federal Question represented by David Avi Rosenfeld Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY 11747 631-367-7100 Fax: 631-367-1173 Email: drosenfeld@rgrdlaw.com represented by David Avi Rosenfeld represented by Laurence Matthew Rosen The Rosen Law Firm, P.A. (NYC) 275 Madison Avenue, 34th Floor New York,, NY 10016 (212)-686-1060 Fax: (212)-202-3827 Email: lrosen@rosenlegal.com Phillip C. Kim The Rosen Law Firm P.A. 350 5th Avenue, Suite 5508 New York, NY 10118 (212) 686-1060 Fax: (212) 202-3827
Email: pkim@rosenlegal.com V. Consolidated Plaintiff Jack Crayder Individually and on behalf of all others similarly situated represented by Jason Mathew Leviton Berman DeValerio (MA) One Liberty Square, 8th Floor Boston, MA 02109 (617) 542-8300 Fax: (617) 542-1194 Email: jleviton@bermandevalerio.com Jeffrey Craig Block Block & Leviton LLP 155 Federal Street, Suite 1303 New York, NY 10013 (617)-398-5600 Fax: (617)-507-6020 Email: jeff@blockesq.com Kenneth Mark Rehns Cohen Milstein Sellers & Toll P.L.L.C. 88 Pine Street 14th, Floor New York, NY 10005 (212) 838-7797 Fax: (212) 838-7745 Email: krehns@cohenmilstein.com Leslie F. Stern Willkie, Farr & Gallagher, Esqs. 1 Citicorp Center, 153 East 53rd Street New York, NY 10022 212-935-8000 Steven Jeffrey Toll Cohen Milstein Sellers & Toll PLLC (DC) 1100 New York Avenue, N.W. Suite 500, West Tower Washington, DC 20005 (202) 408-4600 Fax: (202) 408-4699 Email: stoll@cohenmilstein.com
Consolidated Plaintiff John Young Individually and on behalf of all others similarly situated represented by Adriene O. Bell Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA 19087 (610) 667-7706 Fax: (610) 667-7056 D. Seamus Kaskela Kessler Topaz Meltzer & Check, LLP (PA) 280 King of Prussia Road Radnor, PA 19087 (610) 667-7706 Fax: (610) 667-7056 Email: skaskela@ktmc.com David M. Promisloff Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Road Radnor, PA 19087 (610) 667 7706 Fax: (610) 667 7056 Glenn Harlan Spiegel Hartman & Craven LLP 460 Park Avenue New York, NY 10022-1987 (212) 753-7500 Jeffrey Michael Norton Newman Ferrara LLP 1250 Broadway New York, NY 10001 (212) 619-5400 Fax: (212) 619-3090 Email: jnorton@nfllp.com Consolidated Plaintiff Roger Gustafson represented by Fei-Lu Qian
on behalf of themselves and all others similarly situated Pomerantz Haudek Block Grossman & Gross LLP 100 Park Avenue, 26th Floor New York, NY 10017 (212)-661-1100 Fax: (212)-661-8665 Email: flqian@pomlaw.com Jeremy Alan Lieberman Pomerantz Haudek Block Grossman & Gross LLP 100 Park Avenue, 26th Floor New York, NY 10017 (212)-661-1100 Fax: (212)-661-8665 Email: jalieberman@pomlaw.com Lionel Z. Glancy Glancy & Binkow Goldberg LLP 1925 Century Park East, Suite 2100 Los Angeles, CA 90067 (310) 201-9150 Fax: (310) 201-9160 Email: lglancy@glancylaw.com Marc Ian Gross Pomerantz Haudek Block Grossman & Gross LLP 100 Park Avenue, 26th Floor New York, NY 10017 (212)661-1100 Fax: (212) 661-8665 Email: migross@pomlaw.com Michael Goldberg Glancy Binkow & Goldberg, LLP (CA) 1801 Avenue of the Stars Suite 311 Los Angeles, CA 90067 (310)-201-9150 Fax: (310)-201-9160 Patrick Vincent Dahlstrom
Pomerantz Haudek Block Grossman & Gross LLP 100 Park Avenue, 26th Floor New York, NY 10017 (212)661-1100 Fax: (212)661-8665 Consolidated Plaintiff Germmaine Hein-Gustafson on behalf of themselves and all others similarly situated represented by Fei-Lu Qian Jeremy Alan Lieberman Lionel Z. Glancy Marc Ian Gross Michael Goldberg Patrick Vincent Dahlstrom V. Movant Moataz Mohamed Khodir represented by Antonio Vozzolo Faruqi & Faruqi, LLP 369 Lexington Avenue 10th Floor New York, NY 10017 (212) 983-9330 Fax: (212) 983-9331 Email: avozzolo@faruqilaw.com Movant
SinoTech Investor Group Movant Terde Inversiones SICAV, S.A. Movant World Policy SICAV, S.A. Movant Leonard Steinborn Movant Michael J. Pilewski represented by Daniel Patrick Chiplock Lieff Cabraser Heimann & Bernstein, LLP 250 Hudson Street 8th Floor New York, NY 10013-1413 (212)-355-9500 Fax: (212)-355-9592 Email: dchiplock@lchb.com LEAD ATTORNEY represented by Phillip C. Kim LEAD ATTORNEY represented by Phillip C. Kim LEAD ATTORNEY represented by Geoffrey Coyle Jarvis Grant & Eisenhofer, PA (DE) 123 Justison Street Wilmington, DE 19801 (302-622-7040 Fax: (302)-622-7100 Email: gjarvis@gelaw.com LEAD ATTORNEY represented by Geoffrey Coyle Jarvis LEAD ATTORNEY V. Sinotech Energy Limited represented by Michael Stephen Winograd Wachtell, Lipton, Rosen & Katz 51 West 52nd Street New York, NY 10019 212-403-1140 Fax: 212-403-2140
Email: mwinograd@wsgr.com LEAD ATTORNEY Bret Ladine Wilson Sonsini Goodrich & Rosati (CA) 650 Page Mill Road Palo Alto, CA 94304 (650) 493-9300 Fax: (550) 493-6811 Kelley M. Kinney Wilson Sonsini Goodrich & Rosati Professional Corporation 650 Page Mill Road Palo Alto, CA 94304 (650) 849-3075 Fax: (650) 565-5100 Email: kkinney@wsgr.com Rodney G. Strickland, Jr. Wilson Sonsini Goodrich & Rosati, P.C. 650 Page Mill Road Palo Alto, CA 94304 (650)-320-4857 Fax: (650)-565-5100 Email: rstrickland@wsgr.com Gouqiang Xin Boxun Zhang Qingzeng Liu Xiaoxuan Bi Heqing Yao
Jing Liu UBS AG Citigroup Global Markets, Inc. Lazard Capital Markets LLC V. Consolidated Guoqiang Xin Consolidated Donald J. Puglisi Consolidated UBS Securities LLC Consolidated Citigroup Global Markets Inc. Consolidated Grant Thornton now known as JBPB & CO. Consolidated Grant Thornton HK now known as JBPB & CO. Date Filed # Docket Text 08/02/2011 1 COMPLAINT against Xiaoxuan Bi, Citigroup Global Markets, Inc., Lazard Capital Markets LLC, Jing Liu, Qingzeng Liu, Sinotech Energy Limited, UBS AG, Gouqiang Xin, Heqing Yao, Boxun Zhang. (Filing Fee $ 350.00, Receipt Number 465401014627)Document filed by Bhushan Athale.(rdz) (ama). (Entered: 08/24/2011) 08/19/2011 SUMMONS ISSUED as to Xiaoxuan Bi, Citigroup Global Markets, Inc., Lazard Capital Markets LLC, Jing Liu, Qingzeng Liu, Sinotech Energy Limited, UBS AG, Gouqiang Xin, Heqing Yao, Boxun Zhang. (rdz) (Entered: 08/24/2011) 08/19/2011 Magistrate Judge James L. Cott is so designated. (rdz) (Entered: 08/24/2011) 08/19/2011 Case Designated ECF. (rdz) (Entered: 08/24/2011)
08/30/2011 2 INITIAL PRETRIAL CONFERENCE: Initial Conference set for 12/14/2011 at 09:30 AM in Courtroom 21D at the United States District Courthouse, 500 Pearl Street, New York, NY 10007 before Judge George B. Daniels. (Signed by Judge George B. Daniels on 8/29/2011) (mro) (Entered: 08/30/2011) 09/08/2011 ***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney Laurence Matthew Rosen,Phillip C. Kim for noncompliance with Section 14.3 of the S.D.N.Y. Electronic Case Filing Rules & Instructions. E-MAIL the PDF for Document 1 Complaint, to: caseopenings@nysd.uscourts.gov. (ama) (Entered: 09/08/2011) 10/18/2011 3 MOTION to Appoint MOATAZ MOHAMED KHODIR to serve as lead plaintiff(s)., MOTION to Consolidate Cases 1:11-CV-05831, 1:11-CV-05935, 1:11-CV-06179, 1:11-CV-06905 MOTION FOR (1) CONSOLIDATION, (2) APPOINTMENT AS LEAD PLAINTIFF; AND (3) APPROVAL OF LEAD PLAINTIFF'S SELECTION OF LEAD COUNSEL. Document filed by Moataz Mohamed Khodir. (Attachments: # 1 Text of Proposed Order)(Vozzolo, Antonio) (Entered: 10/18/2011) 10/18/2011 4 MEMORANDUM OF LAW in Support re: 3 MOTION to Appoint MOATAZ MOHAMED KHODIR to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:11-CV-05831, 1:11-CV-05935, 1:11-CV-06179, 1:11-CV-06905 MOTION FOR (1) CONSOLIDATION, (2) APPOINTMENT AS LEAD PLAINTIFF; AND (3) APPROVAL OF LEAD PLAINTIFF'S SELECTION OF LEAD COUNSEL. MOTION to Appoint MOATAZ MOHAMED KHODIR to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:11-CV-05831, 1:11-CV-05935, 1:11-CV-06179, 1:11-CV-06905 MOTION FOR (1) CONSOLIDATION, (2) APPOINTMENT AS LEAD PLAINTIFF; AND (3) APPROVAL OF LEAD PLAINTIFF'S SELECTION OF LEAD COUNSEL.. Document filed by Moataz Mohamed Khodir. (Vozzolo, Antonio) (Entered: 10/18/2011) 10/18/2011 5 DECLARATION of ANTONIO VOZZOLO in Support re: 3 MOTION to Appoint MOATAZ MOHAMED KHODIR to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:11-CV-05831, 1:11-CV-05935, 1:11-CV-06179, 1:11-CV-06905 MOTION FOR (1) CONSOLIDATION, (2) APPOINTMENT AS LEAD PLAINTIFF; AND (3) APPROVAL OF LEAD PLAINTIFF'S SELECTION OF LEAD COUNSEL. MOTION to Appoint MOATAZ MOHAMED KHODIR to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:11-CV-05831, 1:11-CV-05935, 1:11-CV-06179, 1:11-CV-06905 MOTION FOR (1) CONSOLIDATION, (2) APPOINTMENT AS LEAD PLAINTIFF; AND (3) APPROVAL OF LEAD PLAINTIFF'S SELECTION OF LEAD COUNSEL.. Document filed by Moataz Mohamed Khodir. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Vozzolo, Antonio) (Entered: 10/18/2011) 10/18/2011 6 CERTIFICATE OF SERVICE. Document filed by Moataz Mohamed Khodir. (Vozzolo, Antonio) (Entered: 10/18/2011) 10/18/2011 7 MOTION to Appoint Counsel., MOTION to Appoint Zech Capital LLC to serve as lead plaintiff(s)., MOTION to Consolidate Cases 11-cv-5935, 11-cv-6179, 11-cv-6905 into 11-cv-5831. Document filed by Zech Capital LLC. (Attachments: # 1 Exhibit A)(Rosenfeld, David) (Entered: 10/18/2011) 10/18/2011 8 MEMORANDUM OF LAW in Support re: 7 MOTION to Appoint Counsel. MOTION to Appoint Zech Capital LLC to serve as lead plaintiff(s). MOTION to Consolidate
Cases 11-cv-5935, 11-cv-6179, 11-cv-6905 into 11-cv-5831. MOTION to Appoint Zech Capital LLC to serve as lead plaintiff(s).. Document filed by Zech Capital LLC. (Rosenfeld, David) (Entered: 10/18/2011) 10/18/2011 9 DECLARATION of David A. Rosenfeld in Support re: 7 MOTION to Appoint Counsel. MOTION to Appoint Zech Capital LLC to serve as lead plaintiff(s). MOTION to Consolidate Cases 11-cv-5935, 11-cv-6179, 11-cv-6905 into 11-cv-5831. MOTION to Appoint Zech Capital LLC to serve as lead plaintiff(s).. Document filed by Zech Capital LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Rosenfeld, David) (Entered: 10/18/2011) 10/18/2011 10 MOTION to Consolidate Cases 1:11-cv-5831; 1:11-cv-5935; 1:11-cv-6179; 1:11-cv- 6905 -- NOTICE OF MOTION AND MOTION OF THE SINOTECH INVESTOR GROUP FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF SELECTION OF CO-LEAD COUNSEL. Document filed by SinoTech Investor Group.(Chiplock, Daniel) (Entered: 10/18/2011) 10/18/2011 11 MEMORANDUM OF LAW in Support re: 10 MOTION to Consolidate Cases 1:11-cv- 5831; 1:11-cv-5935; 1:11-cv-6179; 1:11-cv-6905 -- NOTICE OF MOTION AND MOTION OF THE SINOTECH INVESTOR GROUP FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF SELECTION OF CO- LEAD COUNSEL.. Document filed by SinoTech Investor Group. (Chiplock, Daniel) (Entered: 10/18/2011) 10/18/2011 12 DECLARATION of DANIEL P. CHIPLOCK in Support re: 10 MOTION to Consolidate Cases 1:11-cv-5831; 1:11-cv-5935; 1:11-cv-6179; 1:11-cv-6905 -- NOTICE OF MOTION AND MOTION OF THE SINOTECH INVESTOR GROUP FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF SELECTION OF CO-LEAD COUNSEL.. Document filed by SinoTech Investor Group. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Chiplock, Daniel) (Entered: 10/18/2011) 10/18/2011 13 MOTION to Appoint Counsel the Rosen Law Firm., MOTION to Appoint Lead Plaintiff., MOTION to Consolidate Cases. Document filed by Terde Inversiones SICAV, S.A., World Policy SICAV, S.A.. (Attachments: # 1 Text of Proposed Order)(Kim, Phillip) (Entered: 10/18/2011) 10/18/2011 14 MEMORANDUM OF LAW in Support re: 13 MOTION to Appoint Counsel the Rosen Law Firm. MOTION to Appoint Lead Plaintiff. MOTION to Consolidate Cases.. Document filed by Terde Inversiones SICAV, S.A., World Policy SICAV, S.A.. (Kim, Phillip) (Entered: 10/18/2011) 10/18/2011 15 DECLARATION of Phillip Kim in Support re: 13 MOTION to Appoint Counsel the Rosen Law Firm. MOTION to Appoint Lead Plaintiff. MOTION to Consolidate Cases.. Document filed by Terde Inversiones SICAV, S.A., World Policy SICAV, S.A.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5)(Kim, Phillip) (Entered: 10/18/2011) 10/18/2011 16 MOTION to Consolidate Cases 11-5831, 11-5935, 11-6179, 11-6905., MOTION to Appoint Leonard Steinborn, Michael J. Pilewski to serve as lead plaintiff(s)., MOTION to Approve of Co-Lead Counsel. Document filed by Leonard Steinborn, Michael J. Pilewski. (Attachments: # 1 Text of Proposed Order, # 2 Certificate of Service)(Jarvis, Geoffrey) (Entered: 10/18/2011)
10/18/2011 17 MEMORANDUM OF LAW in Support re: 16 MOTION to Consolidate Cases 11-5831, 11-5935, 11-6179, 11-6905. MOTION to Appoint Leonard Steinborn, Michael J. Pilewski to serve as lead plaintiff(s). MOTION to Approve of Co-Lead Counsel. MOTION to Appoint Leonard Steinborn, Michael J. Pilewski to serve as lead plaintiff(s).. Document filed by Michael J. Pilewski, Leonard Steinborn. (Jarvis, Geoffrey) (Entered: 10/18/2011) 10/18/2011 18 DECLARATION of Geoffrey C. Jarvis in Support re: 16 MOTION to Consolidate Cases 11-5831, 11-5935, 11-6179, 11-6905. MOTION to Appoint Leonard Steinborn, Michael J. Pilewski to serve as lead plaintiff(s). MOTION to Approve of Co-Lead Counsel. MOTION to Appoint Leonard Steinborn, Michael J. Pilewski to serve as lead plaintiff(s).. Document filed by Michael J. Pilewski, Leonard Steinborn. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H)(Jarvis, Geoffrey) (Entered: 10/18/2011) 11/01/2011 19 RESPONSE to Motion re: 10 MOTION to Consolidate Cases 1:11-cv-5831; 1:11-cv- 5935; 1:11-cv-6179; 1:11-cv-6905 -- NOTICE OF MOTION AND MOTION OF THE SINOTECH INVESTOR GROUP FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF SELECTION OF CO-LEAD COUNSEL.. Document filed by SinoTech Investor Group. (Chiplock, Daniel) (Entered: 11/01/2011) 11/04/2011 20 RESPONSE to Motion re: 10 MOTION to Consolidate Cases 1:11-cv-5831; 1:11-cv- 5935; 1:11-cv-6179; 1:11-cv-6905 -- NOTICE OF MOTION AND MOTION OF THE SINOTECH INVESTOR GROUP FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF SELECTION OF CO-LEAD COUNSEL., 7 MOTION to Appoint Counsel. MOTION to Appoint Zech Capital LLC to serve as lead plaintiff(s). MOTION to Consolidate Cases 11-cv-5935, 11-cv-6179, 11-cv-6905 into 11-cv-5831. MOTION to Appoint Zech Capital LLC to serve as lead plaintiff(s)., 3 MOTION to Appoint MOATAZ MOHAMED KHODIR to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:11-CV-05831, 1:11-CV-05935, 1:11-CV-06179, 1:11-CV-06905 MOTION FOR (1) CONSOLIDATION, (2) APPOINTMENT AS LEAD PLAINTIFF; AND (3) APPROVAL OF LEAD PLAINTIFF'S SELECTION OF LEAD COUNSEL. MOTION to Appoint MOATAZ MOHAMED KHODIR to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:11-CV-05831, 1:11-CV-05935, 1:11-CV- 06179, 1:11-CV-06905 MOTION FOR (1) CONSOLIDATION, (2) APPOINTMENT AS LEAD PLAINTIFF; AND (3) APPROVAL OF LEAD PLAINTIFF'S SELECTION OF LEAD COUNSEL., 16 MOTION to Consolidate Cases 11-5831, 11-5935, 11-6179, 11-6905. MOTION to Appoint Leonard Steinborn, Michael J. Pilewski to serve as lead plaintiff(s). MOTION to Approve of Co-Lead Counsel. MOTION to Appoint Leonard Steinborn, Michael J. Pilewski to serve as lead plaintiff(s).. Document filed by Terde Inversiones SICAV, S.A., World Policy SICAV, S.A.. (Kim, Phillip) (Entered: 11/04/2011) 11/04/2011 21 DECLARATION of Phillip Kim in Support re: 13 MOTION to Appoint Counsel the Rosen Law Firm. MOTION to Appoint Lead Plaintiff. MOTION to Consolidate Cases.. Document filed by Terde Inversiones SICAV, S.A., World Policy SICAV, S.A.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Kim, Phillip) (Entered: 11/04/2011) 11/04/2011 22 MEMORANDUM OF LAW in Opposition re: 10 MOTION to Consolidate Cases 1:11- cv-5831; 1:11-cv-5935; 1:11-cv-6179; 1:11-cv-6905 -- NOTICE OF MOTION AND MOTION OF THE SINOTECH INVESTOR GROUP FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF SELECTION OF CO-
LEAD COUNSEL., 3 MOTION to Appoint MOATAZ MOHAMED KHODIR to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:11-CV-05831, 1:11-CV-05935, 1:11-CV-06179, 1:11-CV-06905 MOTION FOR (1) CONSOLIDATION, (2) APPOINTMENT AS LEAD PLAINTIFF; AND (3) APPROVAL OF LEAD PLAINTIFF'S SELECTION OF LEAD COUNSEL. MOTION to Appoint MOATAZ MOHAMED KHODIR to serve as lead plaintiff(s). MOTION to Consolidate Cases 1:11-CV-05831, 1:11-CV-05935, 1:11-CV-06179, 1:11-CV-06905 MOTION FOR (1) CONSOLIDATION, (2) APPOINTMENT AS LEAD PLAINTIFF; AND (3) APPROVAL OF LEAD PLAINTIFF'S SELECTION OF LEAD COUNSEL., 16 MOTION to Consolidate Cases 11-5831, 11-5935, 11-6179, 11-6905. MOTION to Appoint Leonard Steinborn, Michael J. Pilewski to serve as lead plaintiff(s). MOTION to Approve of Co- Lead Counsel. MOTION to Appoint Leonard Steinborn, Michael J. Pilewski to serve as lead plaintiff(s)., 13 MOTION to Appoint Counsel the Rosen Law Firm. MOTION to Appoint Lead Plaintiff. MOTION to Consolidate Cases.. Document filed by Zech Capital LLC. (Rosenfeld, David) (Entered: 11/04/2011) 11/14/2011 23 REPLY MEMORANDUM OF LAW in Support re: 16 MOTION to Consolidate Cases 11-5831, 11-5935, 11-6179, 11-6905. MOTION to Appoint Leonard Steinborn, Michael J. Pilewski to serve as lead plaintiff(s). MOTION to Approve of Co-Lead Counsel. MOTION to Appoint Leonard Steinborn, Michael J. Pilewski to serve as lead plaintiff(s).. Document filed by Michael J. Pilewski, Leonard Steinborn. (Attachments: # 1 Certificate of Service)(Jarvis, Geoffrey) (Entered: 11/14/2011) 11/14/2011 24 REPLY MEMORANDUM OF LAW in Support re: 7 MOTION to Appoint Counsel. MOTION to Appoint Zech Capital LLC to serve as lead plaintiff(s). MOTION to Consolidate Cases 11-cv-5935, 11-cv-6179, 11-cv-6905 into 11-cv-5831. MOTION to Appoint Zech Capital LLC to serve as lead plaintiff(s).. Document filed by Zech Capital LLC. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Rosenfeld, David) (Entered: 11/14/2011) 11/28/2011 25 NOTICE OF CHANGE OF ADDRESS by Geoffrey Coyle Jarvis on behalf of Michael J. Pilewski, Leonard Steinborn. New Address: Grant & Eisenhofer P.A., 123 Justison Street, Wilmington, Delaware, USA 19801, (302) 622-7000. (Jarvis, Geoffrey) (Entered: 11/28/2011) 12/07/2011 26 MOTION for Leave to File Sur-Reply in Response to Points First First by Zech Capital LLC in Reply in Connection with teh Competing Lead Plaintiff Motions. Document filed by Terde Inversiones SICAV, S.A., World Policy SICAV, S.A.. (Attachments: # 1 Sur-Reply, # 2 Text of Proposed Order)(Kim, Phillip) (Entered: 12/07/2011) 12/12/2011 27 Letter addressed to Judge George B. Daniels from Phillip Kim dated 12/9/2011 re: Counsel respectfully request that the Court convert the initial pretrial conferences in the Athale, Craydar, and Gustafson Actions on for December 14, 2011 at 9:30 a.m. and in the Young Action on for January 3, 2012 at 9:30 a.m., to an oral argument on January 3, 2012 at 9:30 a.m. on the pending consolidation, lead plaintiff and counsel motions. Document filed by Bhushan Athale.(jfe) (Entered: 12/12/2011) 12/14/2011 28 SUMMONS RETURNED EXECUTED Summons and Complaint, served. Sinotech Energy Limited served on 12/8/2011, answer due 12/29/2011. Service was accepted by Karly Lalonde, Law Debenture Corporation Services, Inc. Registered Agent. Document filed by Bhushan Athale. (Kim, Phillip) (Entered: 12/14/2011)
12/14/2011 29 SUMMONS RETURNED EXECUTED Summons and Complaint, served. UBS AG served on 12/8/2011, answer due 12/29/2011. Service was accepted by Marina Valle, Paralegal. Document filed by Bhushan Athale. (Kim, Phillip) (Entered: 12/14/2011) 12/14/2011 30 SUMMONS RETURNED EXECUTED Summons and Complaint, served. Lazard Capital Markets LLC served on 12/8/2011, answer due 12/29/2011. Service was accepted by Robert Lagay, General Counsel. Document filed by Bhushan Athale. (Kim, Phillip) (Entered: 12/14/2011) 12/21/2011 31 NOTICE OF APPEARANCE by Michael Stephen Winograd on behalf of Sinotech Energy Limited (Winograd, Michael) (Entered: 12/21/2011) 12/21/2011 34 MOTION for Bret Ladine to Appear Pro Hac Vice. Document filed by Sinotech Energy Limited.(bwa) (Entered: 01/06/2012) 12/21/2011 35 MOTION for Rodney G. Strickland, Jr. to Appear Pro Hac Vice. Document filed by Sinotech Energy Limited.(bwa) (Entered: 01/06/2012) 12/21/2011 36 MOTION for Kelley M. Kinney to Appear Pro Hac Vice. Document filed by Sinotech Energy Limited.(bwa) (Entered: 01/06/2012) 12/27/2011 32 RESPONSE in Opposition re: 26 MOTION for Leave to File Sur-Reply in Response to Points First First by Zech Capital LLC in Reply in Connection with teh Competing Lead Plaintiff Motions.. Document filed by Zech Capital LLC. (Rosenfeld, David) (Entered: 12/27/2011) 01/03/2012 33 STIPULATION AND ORDER CONCERNING SCHEDULING: None of the defendants has any obligation to answer, move, or otherwise respond to the Complaint herein. (Signed by Judge George B. Daniels on 1/3/2012) (tro) (Entered: 01/03/2012) 01/10/2012 CASHIERS OFFICE REMARK on 34 Motion to Appear Pro Hac Vice, 35 Motion to Appear Pro Hac Vice, 36 Motion to Appear Pro Hac Vice in the amount of $600.00, paid on 12/21/2011, Receipt Number 1025113,1025114,1025115. (jd) (Entered: 01/10/2012) 01/20/2012 37 ORDER FOR ADMISSION ON WRITTEN MOTION granting 35 Motion for Rodney G Strickland, Jr. to Appear Pro Hac Vice for defendant SinoTech Energy Limited. (Signed by Judge George B. Daniels on 1/20/2012) (cd) (Entered: 01/20/2012) 01/20/2012 38 ORDER FOR ADMISSION ON WRITTEN MOTION granting 36 Motion for Kelley M Kinney to Appear Pro Hac Vice for defendant SinoTech Energy Limited. (Signed by Judge George B. Daniels on 1/20/2012) (cd) (Entered: 01/20/2012) 01/20/2012 39 ORDER FOR ADMISSION ON WRITTEN MOTION granting 34 Motion for Bret Ladine to Appear Pro Hac Vice for defendant. (Signed by Judge George B. Daniels on 1/20/2012) (cd) (Entered: 01/20/2012) 02/16/2012 ***DELETED DOCUMENT. Deleted document number 40 Endorsed Letter. The document was incorrectly filed in this case. (ab) (Entered: 02/17/2012) 02/21/2012 40 ORDER denying (3) Motion to Appoint; granting (7) Motion to Appoint; granting (7) Motion to Consolidate Cases ; terminating (10) Motion to Consolidate Cases ; denying (13) Motion to Appoint denying (16) Motion to Appoint in case 1:11-cv-05831-GBD.
Pursuant to the January 3, 2012 oral argument in this matter, Movant Zech Capital's motion to appoint Zech Capital LLC to serve as lead plaintiff and to consolidate cases 11 CV 5935, 11 CV 6179, 11 CV 6905 into 11 CV 5831 (Docket #7) is GRANTED. Movant Moataz Mohamed Khodir's motion for appointment as lead plaintiff (Docket #3) is DENIED. Movant SinoTech Investor Group's motion for appointment as lead plaintiff (Docket #10) is DENIED. Movant Terde Inversiones SICAV, S.A., World Policy SICA V, S.A.'s motion for appointment as lead plaintiff (Docket #13) is DENIED. Movant Leonard Steinborn's motion for appointment as lead plaintiff (Docket #16) is denied. (Signed by Judge George B. Daniels on 2/21/2012) Filed In Associated Cases: 1:11-cv-05831-GBD, 1:11-cv-05935-GBD, 1:11-cv-06179-GBD, 1:11-cv- 06905-GBD(mro) Modified on 2/22/2012 (mro). (Entered: 02/21/2012) 02/22/2012 41 NOTICE OF CASE REASSIGNMENT to Judge Alison J. Nathan. Judge George B. Daniels is no longer assigned to the case. (pgu) (Entered: 02/22/2012) 02/23/2012 42 ORDER: The 3/7/2012 conference in this matter is cancelled. The case has been reassigned to Judge Nathan. The parties should contact her chambers directly to reschedule the next conference. (Signed by Judge George B. Daniels on 2/23/2012) (tro) (Entered: 02/23/2012) 02/29/2012 43 NOTICE OF INITIAL PRETRIAL CONFERENCE denying (26) Motion for Leave to File Document in case 1:11-cv-05831-AJN. Terde Inversiones SICAV, S.A. and World Policy SICAV, S.A.'s motion to file a sur-reply memorandum of law, filed on December 7, 2011, is denied as moot. (Signed by Judge Alison J. Nathan on 2/29/2012) Filed In Associated Cases: 1:11-cv-05831-AJN, 1:11-cv-05935-GBD, 1:11-cv-06179- GBD, 1:11-cv-06905-GBD(mro) (Entered: 02/29/2012) 02/29/2012 44 NOTICE OF INITIAL PRETRIAL CONFERENCE: Initial Conference set for 4/20/2012 at 11:00 AM in Courtroom 17B of the United States District Court for the Southern District of New York, 500 Pearl Street, New York, NY 10007 before Judge Alison J. Nathan. (Signed by Judge Alison J. Nathan on 2/29/2012) Filed In Associated Cases: 1:11-cv-05831-AJN, 1:11-cv-05935-GBD, 1:11-cv-06179-GBD, 1:11-cv-06905- GBD(mro) (Entered: 02/29/2012) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html