U.S. District Court District of Oregon (Portland (3)) CIVIL DOCKET FOR CASE # 3:16-cv MO

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US District Court Civil Docket as of March 21, 2017 Retrieved from the court on March 21, 2017 U.S. District Court District of Oregon (Portland (3)) CIVIL DOCKET FOR CASE # 3:16-cv-02127-MO Nathan v. Matta et al Assigned to: Judge Michael W. Mosman Case in other court: Multnomah, 4 Cause: 12:22 Securities Fraud Plaintiff Ira S. Nathan as Trustee for the Ira S. Nathan Revocable Trust, individually and on behalf of all others similarly situated TERMINATED: 01/31/2017 Date Filed: 11/07/2016 Date Terminated: 03/21/2017 Jury Demand: Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question represented by Craig J. Springer Andrews & Springer LLC 3801 Kennett Pike Building C, Suite 305 Wilmington, DE 19807 302-504-4957 Fax: 302-397-2681 Email: cspringer@andrewsspringer.com David M. Sborz Andrews & Springer LLC 3801 Kennett Pike Building C, Suite 305 Wilmington, DE 19807 302-504-4957 Fax: 302-397-2681 Email: dsborz@andrewsspringer.com Jason M. Leviton Block & Leviton LLP 155 Federal Street Suite 400 Boston, MA 02110 617-398-5600 Fax: 617-507-6020 Email: jason@blockesq.com

Joel A. Fleming Block & Leviton LLP 155 Federal Street Suite 400 Boston, MA 02110 617-398-5600 Fax: 617-507-3020 Email: joel@blockesq.com Nadia H. Dahab Stoll Stoll Berne Lokting & Shlachter P.C. 209 SW Oak Street Suite 500 Portland, OR 97204 503-227-1600 Fax: 503-227-6840 Email: ndahab@stollberne.com Peter B. Andrews Andrews & Springer LLC 3801 Kennett Pike Building C, Suite 305 Wilmington, DE 19807 302-504-4957 Fax: 302-397-2681 Email: pandrews@andrewsspringer.com Timothy S. DeJong Stoll Stoll Berne Lokting & Shlachter, PC 209 S.W. Oak Street Fifth Floor Portland, OR 97204 503-227-1600 Fax: 503-227-6840 Email: tdejong@stollberne.com Plaintiff Andrew B Nathan represented by Nadia H. Dahab

as Trustee for the Ira S. Nathan Revocable Trust, individually and on behalf of all others similarly situated, Steve D. Larson Stoll Stoll Berne Lokting & Shlachter P.C. 209 SW Oak Street Suite 500 Portland, OR 97204 503-227-1600 Fax: 503-227-6840 Email: slarson@stollberne.com Timothy S. DeJong V. Serge Matta represented by John M. Robinson Quinn Emanuel Urquhart & Sullivan LLP 500 SW Madison St. Suite 2450 Chicago, IL 60661 312-705-7400 Fax: 312-705-7401 Email: johnrobinson@quinnemanuel.com Michelle Schmit Quinn Emanuel Urquhart & Sullivan LLP 500 SW Madison St. Suite 2450 Chicago, IL 60661 312-705-7400 Fax: 312-705-7401 Email: michelleschmit@quinnemanuel.com Nidhi Yadava Jones Day

250 Vesey St. 30th Floor New York, NY 10281-1047 212-326-3746 Fax: 212-755-7306 Email: nyadava@jonesday.com Robert C. Micheletto Jones Day 250 Vesey St. 30th Floor New York, NY 10281-1047 212-236-3690 Fax: 212-755-7306 Email: rmicheletto@jonesday.com Stephen A. Swedlow Quinn Emanuel Urquhart & Sullivan LLP 500 SW Madison St. Suite 2450 Chicago, IL 60661 312-705-7400 Fax: 312-705-7401 Email: stephenswedlow@quinnemanuel.com B. Scott Whipple Whipple & Duyck, PC 1500 SW First Avenue Suite 1170 Portland, OR 97201 503-222-6004 Fax: 503-222-6029 Email: swhipple@whippleduyck.com Melvin Wesley III represented by Casey M. Nokes Cable Huston LLP 1001 SW 5th Avenue Suite 2000

Portland, OR 97204-1136 503-224-3092 Fax: 503-224-3176 Email: cnokes@cablehuston.com Douglas B. Paul Hogan Lovells US LLP 555 13th Street NW Washington, DC 20004 202-637-5600 Fax: 202-637-5910 Email: douglas.paul@hoganlovells.com Michael P. Kelly Hogan Lovells US LLP 555 13th Street NW Washington, DC 20004 202-637-5600 Fax: 202-637-5910 Email: michael.kelly@hoganlovells.com Yuri S. Fuchs Hogan Lovells US LLP 555 13th Street NW Washington, DC 20004 202-637-4643 Fax: 202-637-5910 Email: yuri.fuchs@hoganlovells.com Magid M. Abraham represented by John M. Robinson Michelle Schmit

Nidhi Yadava Robert C. Micheletto Stephen A. Swedlow B. Scott Whipple Gian M. Fulgoni represented by John M. Robinson Michelle Schmit Nidhi Yadava Robert C. Micheletto

Stephen A. Swedlow B. Scott Whipple Russell Fradin represented by John M. Robinson Michelle Schmit Nidhi Yadava Robert C. Micheletto Stephen A. Swedlow B. Scott Whipple William J. Henderson represented by John M. Robinson

Michelle Schmit Nidhi Yadava Robert C. Micheletto Stephen A. Swedlow B. Scott Whipple William Katz represented by John M. Robinson Michelle Schmit Nidhi Yadava Robert C. Micheletto

Stephen A. Swedlow B. Scott Whipple Ronald J. Korn represented by John M. Robinson Michelle Schmit Nidhi Yadava Robert C. Micheletto Stephen A. Swedlow B. Scott Whipple

Joan Lewis represented by John M. Robinson Michelle Schmit Nidhi Yadava Robert C. Micheletto Stephen A. Swedlow B. Scott Whipple Ernst & Young LLP represented by John F. McGrory, Jr. Davis Wright Tremaine, LLP 1300 SW Fifth Avenue Suite 2400 Portland, OR 97201-5630 503-241-2300 Fax: 530-778-5299 Email: johnmcgrory@dwt.com Stephen M. Rummage Davis Wright Tremaine, LLP (Seattle) 1201 Third Avenue Suite 2200

Seattle, WA 98101-1688 206-757-8136 Fax: 206-757-7700 Email: steverummage@dwt.com Timothy M. Cunningham Davis Wright Tremaine, LLP 1300 SW Fifth Avenue Suite 2400 Portland, OR 97201-5630 503-778-5386 Fax: 503-778-5299 Email: timcunningham@dwt.com Date Filed # Docket Text 11/07/2016 1 Notice of Removal Filing Fee in amount of $400 collected. Agency Tracking ID: 0979-4808327. Filed by Russell Fradin, William J. Henderson, Ronald J. Korn, Serge Matta, William Katz, Magid M. Abraham, Joan Lewis, Gian M. Fulgoni (Attachments: # 1 Exhibit to Notice of Removal, # 2 Exhibit to Notice of Removal, # 3 Exhibit to Notice of Removal, # 4 Exhibit to Notice of Removal, # 5 Civil Cover Sheet). (Whipple, B.) Modified to add payment information on 11/7/2016 (sss). (Entered: 11/07/2016) 11/07/2016 2 Notice of Case Assignment to Judge Michael W. Mosman and Discovery and Pretrial Scheduling Order. Discovery is to be completed by 3/7/2017. Joint Alternate Dispute Resolution Report is due by 4/6/2017. Pretrial Order is due by 4/6/2017. Ordered by Judge Michael W. Mosman. (sss) (Entered: 11/07/2016) 11/07/2016 3 Notice of Consent to the Notice of Removal Filed by Melvin Wesley III (Nokes, Casey) (Entered: 11/07/2016) 11/08/2016 4 Motion to Change or Transfer Venue to the Southern District of New York. Oral Argument requested. Filed by Magid M. Abraham, Russell Fradin, Gian M. Fulgoni, William J. Henderson, William Katz, Ronald J. Korn, Joan Lewis, Serge Matta. (Attachments: # 1 Exhibit, # 2 Exhibit) (Whipple, B.) (Entered: 11/08/2016) 11/08/2016 5 Notice of Consent to Removal Filed by Ernst & Young LLP (Cunningham, Timothy) (Entered: 11/08/2016) 11/08/2016 6 Motion for Leave to Appear Pro Hac Vice for Attorney Michael P. Kelly. Filing fee in the amount of $300 collected; Agency Tracking ID: 0979-4810392. Filed by Melvin Wesley III. (Nokes, Casey) (Entered: 11/08/2016) 11/08/2016 7 Motion for Leave to Appear Pro Hac Vice for Attorney Douglas B. Paul. Filing fee in the amount of $300 collected; Agency Tracking ID: 0979-4810410. Filed by Melvin Wesley III. (Nokes, Casey) (Entered: 11/08/2016) 11/08/2016 8 Motion for Leave to Appear Pro Hac Vice for Attorney Yuri S. Fuchs. Filing fee in the

amount of $300 collected; Agency Tracking ID: 0979-4810414. Filed by Melvin Wesley III. (Nokes, Casey) (Entered: 11/08/2016) 11/08/2016 9 Notice of Appearance of John F. McGrory, Jr appearing on behalf of Ernst & Young LLP Filed by on behalf of Ernst & Young LLP (McGrory, John) (Entered: 11/08/2016) 11/09/2016 10 Notice of Supplemental Exhibits to s' Notice of Removal 1 Filed by Magid M. Abraham, Russell Fradin, Gian M. Fulgoni, William J. Henderson, William Katz, Ronald J. Korn, Joan Lewis, Serge Matta (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Exhibit, # 6 Exhibit, # 7 Exhibit, # 8 Exhibit, # 9 Exhibit, # 10 Exhibit) (Whipple, B.) Modified on 11/10/2016 to link Notice to Notice of Removal (jtj). (Entered: 11/09/2016) 11/09/2016 11 Motion for Leave to Appear Pro Hac Vice for Attorney Joel A. Fleming. Filing fee in the amount of $300 collected; Agency Tracking ID: 0979-4811633. Filed by All Plaintiffs. (DeJong, Timothy) (Entered: 11/09/2016) 11/09/2016 12 Motion for Leave to Appear Pro Hac Vice for Attorney Jason M. Leviton. Filing fee in the amount of $300 collected; Agency Tracking ID: 0979-4811650. Filed by All Plaintiffs. (DeJong, Timothy) (Entered: 11/09/2016) 11/10/2016 13 Motion for Leave to Appear Pro Hac Vice for Attorney Stephen M. Rummage. Filing fee in the amount of $300 collected; Agency Tracking ID: 0979-4812243. Filed by Ernst & Young LLP. (Cunningham, Timothy) (Entered: 11/10/2016) 11/10/2016 14 Unopposed Motion for Extension of Time to Respond to Plaintiff's Complaint. Filed by Magid M. Abraham, Russell Fradin, Gian M. Fulgoni, William J. Henderson, William Katz, Ronald J. Korn, Joan Lewis, Serge Matta. (Whipple, B.) (Entered: 11/10/2016) 11/10/2016 15 Motion to Remand to State Court titled as Plaintiff's Motion to Remand And Award Attorneys' Fees and Expenses And Memorandum of Law In Support Motion to Remand titled as Plaintiff's Motion to Remand And Award Attorneys' Fees and Expenses And Memorandum of Law In Support. Filed by All Plaintiffs. (DeJong, Timothy) (Entered: 11/10/2016) 11/10/2016 16 Declaration of Joel Fleming. Filed by All Plaintiffs. (Related document(s): Motion to Remand, 15.) (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F) (DeJong, Timothy) (Entered: 11/10/2016) 11/11/2016 17 Motion for Joinder in s Matta, Abraham, Fulgoni, Fradin, Henderson, Katz, Korn and Lewis' Motion to Transfer Pursuant to 28 USC 1404(a). Oral Argument requested. Filed by Ernst & Young LLP. (Cunningham, Timothy) (Entered: 11/11/2016) 11/11/2016 18 Notice of Joinder in s Serge Matta, Magid M. Abraham, Gian M. Fulgoni, Russell Fradin, William J. Henderson, William Katz, Ronald J. Korn and Joan Lewis' Motion to Transfer Pursuant to 28 U.S.C. 1404(a) Filed by Melvin Wesley III (Nokes, Casey) (Entered: 11/11/2016) 11/14/2016 19 Motion for Leave to Appear Pro Hac Vice for Attorney Stephen A. Swedlow. Filing fee in the amount of $300 collected; Agency Tracking ID: 0979-4815000. Filed by Magid M. Abraham, Russell Fradin, Gian M. Fulgoni, William J. Henderson, William Katz, Ronald J. Korn, Joan Lewis, Serge Matta. (Whipple, B.) (Entered: 11/14/2016) 11/14/2016 20 Motion for Leave to Appear Pro Hac Vice for Attorney John M. Robinson. Filing fee in the amount of $300 collected; Agency Tracking ID: 0979-4815017. Filed by Magid M.

Abraham, Russell Fradin, Gian M. Fulgoni, William J. Henderson, William Katz, Ronald J. Korn, Joan Lewis, Serge Matta. (Whipple, B.) (Entered: 11/14/2016) 11/14/2016 21 Motion for Leave to Appear Pro Hac Vice for Attorney Michelle Schmit. Filing fee in the amount of $300 collected; Agency Tracking ID: 0979-4815022. Filed by Magid M. Abraham, Russell Fradin, Gian M. Fulgoni, William J. Henderson, William Katz, Ronald J. Korn, Joan Lewis, Serge Matta. (Whipple, B.) (Entered: 11/14/2016) 11/14/2016 22 ORDER: GRANTING s' Unopposed Motion for Extension of Time 14. 's Answer is due 15 days after the resolution of s' Motion to Change or Transfer Venue 4 or Plaintiff's Motion to Remand 15, whichever is later. Ordered by Judge Michael W. Mosman. (dls) (Entered: 11/14/2016) 11/15/2016 23 ORDER: Granting Application for Special Admission Pro Hac Vice of Michael P. Kelly for Melvin Wesley III. Application Fee in amount of $300 collected. Receipt No. 0979-4810392 issued. Signed on 11/15/2016 by Judge Michael W. Mosman. (ecp) (Entered: 11/15/2016 24 Notification of CM/ECF Account for Michael P. Kelly (Pro Hac Vice admission). Your login is: mpkelly. Go to the CM/ECF login page to set your password. (ecp) (Entered: 11/15/2016 25 ORDER: Granting Application for Special Admission Pro Hac Vice of Douglas B. Paul for Melvin Wesley III. Application Fee in amount of $300 collected. Receipt No. 0979-4810410 issued. Signed on 11/15/2016 by Judge Michael W. Mosman. (ecp) (Entered: 11/15/2016 26 Notification of CM/ECF Account for Douglas B. Paul (Pro Hac Vice admission). Your login is: dbpaul. Go to the CM/ECF login page to set your password. (ecp) (Entered: 11/15/2016 27 ORDER: Granting Application for Special Admission Pro Hac Vice of Yuri S. Fuchs for Melvin Wesley III. Application Fee in amount of $300 collected. Receipt No. 0979-4810414 issued. Signed on 11/15/2016 by Judge Michael W. Mosman. (ecp) (Entered: 11/15/2016 28 Notification of CM/ECF Account for Yuri S. Fuchs (Pro Hac Vice admission). Your login is: ysfuchs. Go to the CM/ECF login page to set your password. (ecp) (Entered: 11/15/2016 29 ORDER: Granting Application for Special Admission Pro Hac Vice of Joel A. Fleming for Ira S. Nathan. Application Fee in amount of $300 collected. Receipt No. 0979-4811633 issued. Signed on 11/15/2016 by Judge Michael W. Mosman. (ecp) (Entered: 11/15/2016 30 Notification of CM/ECF Account for Joel A. Fleming (Pro Hac Vice admission). Your login is: jafleming. Go to the CM/ECF login page to set your password. (ecp) (Entered: 11/15/2016 31 ORDER: Granting Application for Special Admission Pro Hac Vice of Jason M. Leviton for Ira S. Nathan. Application Fee in amount of $300 collected. Receipt No. 0979-4811650 issued. Signed on 11/15/2016 by Judge Michael W. Mosman. (ecp) (Entered: 11/15/2016 32 Notification of CM/ECF Account for Jason M. Leviton (Pro Hac Vice admission). Your

login is: jmleviton. Go to the CM/ECF login page to set your password. (ecp) (Entered: 11/15/2016 33 ORDER: Granting Application for Special Admission Pro Hac Vice of Stephen M. Rummage for Ernst & Young LLP. Application Fee in amount of $300 collected. Receipt No. 0979-4812243 issued. Signed on 11/15/2016 by Judge Michael W. Mosman. (ecp) (Entered: 11/15/2016 34 Notification of CM/ECF Account for Stephen M. Rummage (Pro Hac Vice admission). Your login is: smrummage. Go to the CM/ECF login page to set your password. (ecp) (Entered: 11/15/2016 35 ORDER: Granting Application for Special Admission Pro Hac Vice of Stephen A. Swedlow for Magid M. Abraham, Russell Fradin, Gian M. Fulgoni, William J. Henderson, William Katz,Ronald J. Korn, Joan Lewis, Serge Matta. Application Fee in amount of $300 collected. Receipt No. 0979-4815000 issued. Signed on 11/15/2016 by Judge Michael W. Mosman. (ecp) (Entered: 11/15/2016 36 Notification of CM/ECF Account for Stephen A. Swedlow (Pro Hac Vice admission). Your login is: saswedlow. Go to the CM/ECF login page to set your password. (ecp) (Entered: 11/15/2016 37 ORDER: Granting Application for Special Admission Pro Hac Vice of John M. Robinson for Magid M. Abraham, Russell Fradin,Gian M. Fulgoni, William J. Henderson, William Katz, Ronald J. Korn, Joan Lewis,Serge Matta. Application Fee in amount of $300 collected. Receipt No. 0979-4815017 issued. Signed on 11/15/2016 by Judge Michael W. Mosman. (ecp) (Entered: 11/15/2016 38 Notification of CM/ECF Account for John M. Robinson (Pro Hac Vice admission). Your login is: jmrobinson. Go to the CM/ECF login page to set your password. (ecp) (Entered: 11/15/2016 39 ORDER: Granting Application for Special Admission Pro Hac Vice of Michelle Schmit for Magid M. Abraham, Russell Fradin, Gian M. Fulgoni, William J. Henderson,William Katz,Ronald J. Korn, Joan Lewis, Serge Matta. Application Fee in amount of $300 collected. Receipt No. 0979-4815022 issued. Signed on 11/15/2016 by Judge Michael W. Mosman. (ecp) (Entered: 11/15/2016 40 Notification of CM/ECF Account for Michelle Schmit (Pro Hac Vice admission). Your login is: mschmit. Go to the CM/ECF login page to set your password. (ecp) (Entered: 11/16/2016 41 Motion for Leave to Appear Pro Hac Vice for Attorney Craig J. Springer. Filing fee in the amount of $300 collected; Agency Tracking ID: 0979-4818461. Filed by All Plaintiffs. (DeJong, Timothy) (Entered: 11/16/2016) 11/16/2016 42 Motion for Leave to Appear Pro Hac Vice for Attorney Peter B. Andrews. Filing fee in the amount of $300 collected; Agency Tracking ID: 0979-4818493. Filed by All Plaintiffs. (DeJong, Timothy) (Entered: 11/16/2016) 11/17/2016 43 Motion for Leave to Appear Pro Hac Vice for Attorney David M. Sborz. Filing fee in the amount of $300 collected; Agency Tracking ID: 0979-4818857. Filed by All Plaintiffs. (DeJong, Timothy) (Entered: 11/17/2016) 11/22/2016 44 Memorandum in Opposition to Motion to Transfer Venue and to Motion for Joinder in

s Matta, Abraham, Fulgoni, Fradin, Henderson, Katz, Korn and Lewis' Motion to Transfer Pursuant to 28 USC 1404(a) 17, Motion to Change or Transfer Venue to the Southern District of New York 4. Filed by All Plaintiffs. (Fleming, Joel) (Entered: 11/22/2016) 11/28/2016 45 ORDER: Granting Application for Special Admission Pro Hac Vice of Craig J. Springer for Ira S. Nathan. Application Fee in amount of $300 collected. Receipt No. 0979-4818461 issued. Signed on 11/28/2016 by Judge Michael W. Mosman. (ecp) (Entered: 11/28/2016) 11/28/2016 46 Notification of CM/ECF Account for Craig J. Springer (Pro Hac Vice admission). Your login is: cjspringer. Go to the CM/ECF login page to set your password. (ecp) (Entered: 11/28/2016) 11/28/2016 47 ORDER: Granting Application for Special Admission Pro Hac Vice of Peter B. Andrews for Ira S. Nathan. Application Fee in amount of $300 collected. Receipt No. 0979-4818493 issued. Signed on 11/28/2016 by Judge Michael W. Mosman. (ecp) (Entered: 11/28/2016) 11/28/2016 48 Notification of CM/ECF Account for Peter B. Andrews (Pro Hac Vice admission). Your login is: pbandrews. Go to the CM/ECF login page to set your password. (ecp) (Entered: 11/28/2016) 11/28/2016 49 ORDER: Granting Application for Special Admission Pro Hac Vice of David M. Sborz for Ira S. Nathan. Application Fee in amount of $300 collected. Receipt No. 0979-4818857 issued. Signed on 11/28/2016 by Judge Michael W. Mosman. (ecp) (Entered: 11/28/2016) 11/28/2016 50 Notification of CM/ECF Account for David M. Sborz (Pro Hac Vice admission). Your login is: dmsborz. Go to the CM/ECF login page to set your password. (ecp) (Entered: 11/28/2016) 11/28/2016 51 Memorandum in Opposition to Motion to Remand to State Court titled as Plaintiff's Motion to Remand And Award Attorneys' Fees and Expenses And Memorandum of Law In Support Motion to Remand titled as Plaintiff's Motion to Remand And Award Attorneys' 15 Oral Argument requested. Filed by Magid M. Abraham, Russell Fradin, Gian M. Fulgoni, William J. Henderson, William Katz, Ronald J. Korn, Joan Lewis, Serge Matta. (Swedlow, Stephen) (Entered: 11/28/2016) 11/28/2016 52 Motion for Joinder in Opposition to Plaintiff's Motion to Remand and Award Attorney Fees and Expenses 15. Oral Argument requested. Filed by Ernst & Young LLP. (Cunningham, Timothy) Modified on 11/29/2016 to create link to Motion (jtj). (Entered: 11/28/2016) 11/28/2016 53 Notice of Joinder in s Serge Matta, Magid M. Abraham, Gian M. Fulgoni, Russell Fradin, William J. Henderson, William Katz, Ronald J. Korn and Joan Lewis' Opposition to Plaintiff's Motion to Remand 15 Filed by Melvin Wesley III (Nokes, Casey) Modified on 11/29/2016 to create link to Motion (jtj). (Entered: 11/28/2016) 12/01/2016 54 Reply to Motion to Remand to State Court titled as Plaintiff's Motion to Remand And Award Attorneys' Fees and Expenses And Memorandum of Law In Support Motion to Remand titled as Plaintiff's Motion to Remand And Award Attorneys' 15. Filed by All Plaintiffs. (Dahab, Nadia) (Entered: 12/01/2016) 12/01/2016 55 Declaration of Joel Fleming. Filed by All Plaintiffs. (Related document(s): Reply to

Motion, 54.) (Attachments: # 1 Exhibit A) (Dahab, Nadia) (Entered: 12/01/2016) 12/09/2016 56 Reply to Motion to Change or Transfer Venue to the Southern District of New York 4 Oral Argument requested. Filed by Magid M. Abraham, Russell Fradin, Gian M. Fulgoni, William J. Henderson, William Katz, Ronald J. Korn, Joan Lewis, Serge Matta. (Swedlow, Stephen) (Entered: 12/09/2016) 01/19/2017 57 Scheduling Order by Judge Michael W. Mosman. Oral Argument is set for 2/23/2017 at 11:00AM - 12:00PM in Portland Courtroom 16 before Judge Michael W. Mosman, regarding Motion for Joinder in Opposition to Plaintiff's Motion to Remand and Award Attorney Fees and Expenses 52, Motion for Joinder in s Matta, Abraham, Fulgoni, Fradin, Henderson, Katz, Korn and Lewis' Motion to Transfer Pursuant to 28 USC 1404(a) 17, Motion to Change or Transfer Venue to the Southern District of New York 4, Motion to Remand to State Court titled as Plaintiff's Motion to Remand And Award Attorneys' Fees and Expenses And Memorandum of Law In Support Motion to Remand titled as Plaintiff's Motion to Remand And Award Attorneys' 15. Ordered by Judge Michael W. Mosman. (dls) (Entered: 01/19/2017) 01/23/2017 58 Unopposed Motion to Substitute a Party titled as "Suggestion of Death Upon the Record and Unopposed Motion To Substitute Andrew B. Nathan, As Trustee for the IRA S. Nathan Revocable Trust, As Plaintiff". Filed by All Plaintiffs. (Attachments: # 1 Exhibit A, # 2 Exhibit B) (Dahab, Nadia) (Entered: 01/23/2017) 01/31/2017 59 ORDER: GRANTING SUGGESTION OF DEATH UPON THE RECORD AND UNOPPOSED MOTIONTO SUBSTITUTE ANDREW B. NATHAN, AS TRUSTEE FOR THE IRA S. NATHAN REVOCABLE TRUST, AS PLAINTIFF 58. Andrew B Nathan substituted for Ira S. Nathan (as Trustee for the Ira S. Nathan Revocable Trust, individually and on behalf of all others similarly situated). Ordered by Judge Michael W. Mosman. (dls) (Entered: 01/31/2017) 02/01/2017 60 Unopposed Request for Judicial Notice. Filed by Magid M. Abraham, Russell Fradin, Gian M. Fulgoni, William J. Henderson, William Katz, Ronald J. Korn, Joan Lewis, Serge Matta. (Attachments: # 1 Exhibit Exhibit 1) (Swedlow, Stephen) (Entered: 02/01/2017) 02/02/2017 61 ORDER: GRANTING Unopposed Request for Judicial Notice 60. Ordered by Judge Michael W. Mosman. (rs) (Entered: 02/02/2017) 02/21/2017 62 Motion for Leave to Appear Pro Hac Vice for Attorney Robert C. Micheletto. Filing fee in the amount of $300 collected; Agency Tracking ID: 0979-4912113. Filed by Magid M. Abraham, Russell Fradin, Gian M. Fulgoni, William J. Henderson, William Katz, Ronald J. Korn, Joan Lewis, Serge Matta. (Whipple, B.) (Entered: 02/21/2017) 02/21/2017 63 Scheduling Order by Judge Michael W. Mosman. Order GRANTING the parties' 2/21/2017 email request to reset the hearing. RESETTING the Oral Argument FROM 2/23/2017 at 11:00AM, SET FOR 3/10/2017 at 11:00AM - 12:00PM in Portland Courtroom 16 before Judge Michael W. Mosman, regarding Motion for Joinder in Opposition to Plaintiff's Motion to Remand and Award Attorney Fees and Expenses 52, Motion for Joinder in s Matta, Abraham, Fulgoni, Fradin, Henderson, Katz, Korn and Lewis' Motion to Transfer Pursuant to 28 USC 1404(a) 17, Motion to Change or Transfer Venue to the Southern District of New York 4, Motion to Remand to State Court titled as Plaintiff's Motion to Remand And Award Attorneys' Fees and Expenses And Memorandum of Law In Support Motion to Remand titled as Plaintiff's Motion to Remand And Award Attorneys' 15. Ordered by Judge Michael W. Mosman. (dls) (Entered: 02/21/2017)

02/23/2017 64 ORDER: Granting Application for Special Admission Pro Hac Vice of Robert C. Micheletto for Magid M. Abraham, Russell Fradin,Gian M. Fulgoni,William J. Henderson, William Katz, Ronald J. Korn, Joan Lewis and Serge Matta. Application Fee in amount of $300 collected. Receipt No. 0979-4912113 issued. Signed on 2/23/2017 by Judge Michael W. Mosman. (ecp) (Entered: 02/23/2017) 02/23/2017 65 Notification of CM/ECF Account for Robert C. Micheletto (Pro Hac Vice admission). Your login is: rcmicheletto. Go to the CM/ECF login page to set your password. (ecp) (Entered: 02/23/2017) 02/23/2017 66 Notice of Appearance of Steve D. Larson appearing on behalf of Andrew B Nathan Filed by on behalf of Andrew B Nathan (Larson, Steve) (Entered: 02/23/2017) 03/01/2017 67 Motion for Leave to Appear Pro Hac Vice for Attorney Nidhi (Nina) Yadava. Filing fee in the amount of $300 collected; Agency Tracking ID: 0979-4923518. Filed by Magid M. Abraham, Russell Fradin, Gian M. Fulgoni, William J. Henderson, William Katz, Ronald J. Korn, Joan Lewis, Serge Matta. (Whipple, B.) (Entered: 03/01/2017) 03/02/2017 68 ORDER: Granting Application for Special Admission Pro Hac Vice of Nidhi Yadava for Magid M. Abraham, Russell Fradin, Gian M. Fulgoni, William J. Henderson, William Katz, Ronald J. Korn, Joan Lewis,and Serge Matta. Application Fee in amount of $300 collected. Receipt No. 0979-4923518 issued. Signed on 3/2/2017 by Judge Michael W. Mosman. (ecp) (Entered: 03/02/2017) 03/02/2017 69 Notification of CM/ECF Account for Nidhi (Nina) Yadava (Pro Hac Vice admission). Your login is: nyadava. Go to the CM/ECF login page to set your password. (ecp) (Entered: 03/02/2017) 03/10/2017 70 MINUTES of Proceedings: Oral Argument held. GRANTING Ernst & Young's Motion for Joinder in Motion to Transfer 17 and Motion for Joinder in Opposition to Plaintiff's Motion to Remand 52. DENYING s' Motion to Change or Transfer Venue 4. Plaintiff's Motion to Remand to State Court 15 is taken under advisement. Jason M. Leviton, Joel Fleming, Robert C. Micheletto, B. Scott Whipple, Casey Nokes, Michael P. Kelly, Steve Larson, Peter Andrews present as counsel for plaintiff(s). Stephen Rummage, Timothy Cunningham, John McGrory present as counsel for defendant(s).(court Reporter Bonita Shumway.) Judge Michael W. Mosman presiding. (rs) (Entered: 03/10/2017) 03/14/2017 71 ORDER: In light of briefing by the parties and oral argument on 3/10/2017, Plaintiff's Motion to Remand 15 is GRANTED. This case will be REMANDED to the Multnomah County Circuit Court. Ordered by Judge Michael W. Mosman. (dls) (Entered: 03/14/2017) 03/21/2017 72 ORDER OF REMAND. Based on this Courts Order, it is ORDERED that the abovecaptioned matter be REMANDED to the Multnomah County Circuit Court. Pending motions, if any, are DENIED AS MOOT. Signed on 03/20/2017 by Judge Michael W. Mosman. (rs) (Entered: 03/21/2017) 03/21/2017 73 Transmittal of Certified Copy of Docket Sheet and certified copy of Order of Remand 72 to Multnomah County Circuit Court. (sss) (Entered: 03/21/2017) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the

United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html