NYSCEF DOC. NO. 183 RECEIVED NYSCEF: 08/31/2018 - ---------------------- ---- - --------- - -X By ERIC T. SCHNEIDERMAN, : Index No.: 451705/2017 DEAN MUSTAPHALLI, MUSTAPHALLI CAPITAL PARTNERS FUND, L.P.,. -------------------------------- - - - - - - - X NOTICE TO COUNTY CLERK AMENDMENT TO CAPTION People of the State of New York, plaintiff in this case, hereby request that the County Clerk amend the caption by substituting the Attorney General of the State of New York Barbara D. Underwood for Eric T. Schneiderrnan, to conform to the caption below:.. 1 of 5
NYSCEF DOC. NO. 183 RECEIVED NYSCEF: 08/31/2018 ---------------------------------------X By BARBARA D. UNDERWOOD, Index No.: 451705/2017 DEAN MUSTAPHALL1, MUSTAPHALLI CAPITAL PARTNERS FUND, L.P.,... - -- -.. -....-..---- - -X The basis for this anrndalent is a stipulation of all parties who have appeared in this matter (copy attached). Dated: New York, New York August 31, 2018 Tany Assistant Attorney General Investor Protection Bureau Office of the Attorney General 28 Liberty Street New York, New York 10005 Tel: (212) 416-8457 Tanya.Trakht@ag.ny.gov Attorney for Plaintiff 2 2 of 5
NYSCEF N DOC. U00. NEW NO. 183 170RK COUNTY CLERK 06/13/2018 02:53 RECEIVED RECEIT/EDEXTyhTft.EFl:510@Ä7 NYSCEF: 08/31/2018 $2018 PM - -... ------------ ------------------- - - - - -X By ERIC T. SCHNEIDERMAN, : Index No.: 451705/2017 DEAN MUSTAPHALLI, : Hon. Saliann Scarpulla MUSTAPHALLI CAPITAL PARTNERS FUND, L.P., : Commercial Division STIPULATION AND gagg - - - - - ---.- _-- - ----- -------- - - - - -X WHEREAS, this action was commenced on behalf of the People of the State of New York by former Attorney General Eric T. Schneiderman acting solely in his official capacity; WHEREAS, fortner Attorney General Schñcidcananhas been succeeded by Attorney General Barbara D. Underwood; WHEREAS, this actioncontinues to be actively litigated; and WHEREAS, the continuation of this action by Attorney General Underwoodin her official capacity will not prcjudice any Party; NOW THEREFORE, IT IS HEREBY STIPULATED AND AGREED, by and between the undersigñêd cuüñsci for the Parties, that, pursuant to CPLR 1019, Attorney General 1 of 3 31 of 53
NYSCEF N DOC.. NEW1YORK NO. 183 RECEIVEIDENYSOEF45DW53XP/0210718 COUNTY RECEIVED NYSCEF: 08/31/2018 CLERK 06/13/2018 02:53 PNJ Barbara D. Underwood is substituted as the Attorney General in this action in the place and stead of former Attorney General Eric T. Schneiderman, without prejudice to prior papers, pleadings and proceedings in this action; IT IS FURTHER STIPULATED AND AGREED that the caption of this action is hereby amended as follows: - - -..--- - - -...------ -------- - - -------- -X By BARBARA D. UNDERWOOD, Index No.: 451705/2017 DEAN MUSTAPHALLI, MUSTAPHALLI CAPITAL PARTNERS FUND, L.P., : Commercial Division - -----.--_- -- -- --- ---- - - - ---- - -- -- ---- -X 2 2 of 3 42 of 53
NYSCEF N DOC. NO. 183 RK RECEIVEDENYBOE NYSCEF: F45DlB0/SAP/010718 08/31/2018 COUNTY CLERK 06/13/2018 02 : 53 Pl IT IS FURTHER STIPULATED AND AGREED that notice of this Stipulaticñ andkbmposedl Order need not be given to former Attomey General Schneiderrnan. Respectfully submitted, BARBARA D. UNDERWOOD THE GALBRAITH LAW FIRM Attorney General of the State of New York By: Tany vin tfalbraith Assistant Attorney General By: 30* Investor Protection Bureau 236 West Street, 5 Floor 28 Liberty Street New York, NY 10001 New York, NY 10005 (212) 203-1249 (212) 416-8457 kevin(a)galbraithlawfinn.com Attorneys for Plaintiff Counsel for Defendants SO ORDERED Hon. Raliann Sc rpulla June., 2018 N. SALIANN SCARPULLA 3 3 of 3 53 of 53