U.S. District Court District of Connecticut (New Haven) CIVIL DOCKET FOR CASE #: 3:00-cv GLG

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US District Court Civil Docket as of 12/27/2002 Retrieved from the court on Tuesday, August 02, 2005 U.S. District Court District of Connecticut (New Haven) CIVIL DOCKET FOR CASE #: 3:00-cv-01611-GLG Balan v. Mercator Software, et al Assigned to: Judge Gerard L. Goettel Demand: $0 Case in other court: Lead Case, 3:00-cv-01610 Cause: No cause code entered Plaintiff Sandra Balan o/b/o herself & all others similarly situated Date Filed: 08/23/2000 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question represented by David A. Slossberg Hurwitz Sagarin & Slossberg 147 North Broad St., PO Box 112 Milford, CT 06460-0112 203-877-8000 Fax: 203-878-9800 Email: dslossberg@hss-law.com Elias A. Alexiades 215 Church Street, 2nd Floor New Haven, CT 06510 203-777-4720 Fax: 203-777-4722 Email: alexiades@mindspring.com TERMINATED: 02/22/2002 J. Daniel Sagarin Hurwitz Sagarin & Slossberg 147 North Broad St., PO Box 112 Milford, CT 06460-0112 203-877-8000 Fax: 203-878-9800 Email: dsagarin@hss-law.com Margaret E. Haering Hurwitz & Sagarin 147 North Broad St., Po Box 112 Milford, CT 06460-0112

203-877-8000 Fax: 203-878-9800 Email: mhaering@hss-law.com V. Mercator Software, Inc represented by Alison B. Vreeland Dawn M. Perlman Gene S. Winter St. Onge, Steward, Johnston & Reens 986 Bedford St. Stamford, CT 06905-5619 203-324-6155 Fax: 203-327-1096 Email: gsw@ssjr.com Kevin J. Cloherty Seth L. Rodner

William L. Prickett Constance F. Galley represented by Alison B. Vreeland Dawn M. Perlman Gene S. Winter Kevin J. Cloherty Seth L. Rodner William L. Prickett Ira Gerard represented by David B. Fein Wiggin & Dana 400 Atlantic St., 7th Fl. PO Box 110325 Stamford, CT 06911-0325 203-363-7603

Fax: 203-363-7676 Email: dfein@wiggin.com James H. Bicks Wiggin & Dana-Stmfd 400 Atlantic St., 7th Fl. PO Box 110325 Stamford, CT 06911-0325 203-363-7622 Fax: 203-363-7676 Email: jbicks@wiggin.com Shaun S. Sullivan Wiggin & Dana One Century Tower 265 Church Street P.O. Box 1832 New Haven, CT 06508-1832 203-498-4315 Fax: 203-782-2889 Email: ssullivan@wiggin.com Kevin McKay Date Filed # Docket Text 08/23/2000 1 COMPLAINT Filing Fee $ 150.00 Receipt # B000715 (Sanders, C.) (Entered: 08/24/2000) 08/23/2000 SUMMONS(ES) issued for Mercator Software, Constance F. Galley, Ira Gerard, Kevin McKay (Sanders, C.) (Entered: 08/24/2000) 08/23/2000 2 ORDER on Pretrial Deadlines handed to counsel Discovery cutoff 2/22/01 ; Dispositive Motions due 3/24/01 Amended Pleadings due 10/23/00 Motions to Dismiss due 11/23/00 (Sanders, C.) (Entered: 08/24/2000) 08/23/2000 3 APPEARANCE of Attorney for Sandra Balan -- Elias A. Alexiades (Sanders, C.) (Entered: 08/24/2000) 08/23/2000 4 APPEARANCE of Attorney for Sandra Balan -- J. Daniel Sagarin (Sanders, C.) (Entered: 08/24/2000)

09/07/2000 5 SUMMONS Returned Executed on 8/30/00 as to Mercator Software, Constance F. Galley, Ira Gerard (Warner, R.) (Entered: 09/07/2000) 09/20/2000 6 APPEARANCE of Attorney for Mercator Software, Constance F. Galley -- Gene S. Winter (Pesta, J.) (Entered: 09/21/2000) 09/20/2000 7 MOTION by Sandra Balan, Mercator Software, Constance F. Galley, Ira Gerard to Extend Time by 45 days to file answer (Warner, R.) (Entered: 09/21/2000) 09/26/2000 ENDORSEMENT granting [7-1] motion to Extend Time by 45 days to file answer ( signed by Judge Gerard L. Goettel ) (Brown, S.) (Entered: 09/26/2000) 10/10/2000 8 APPEARANCE of Attorney for Ira Gerard -- David B. Fein (Warner, R.) (Entered: 10/10/2000) 10/10/2000 9 APPEARANCE of Attorney for Ira Gerard -- James H. Bicks (Warner, R.) (Entered: 10/10/2000) 10/19/2000 10 MOTION by Mercator Software, Constance F. Galley for William L. Prickett to Appear Pro Hac Vice (Sherman, M.) Modified on 10/24/2000 (Entered: 10/23/2000) 10/20/2000 SUMMONS(ES) Reissued for Kevin McKay (Depino, F.) (Entered: 10/20/2000) 10/23/2000 ENDORSEMENT granting [10-1] motion for William L. Prickett to Appear Pro Hac Vice ( signed by Clerk ) (Sherman, M.) (Entered: 10/23/2000) 11/08/2000 11 APPEARANCE of Attorney for Mercator Software, Constance F. Galley -- William L. Prickett (Warner, R.) (Entered: 11/09/2000) 12/01/2000 Consolidated Member Case. Lead Case Number: 3:00cv1610 (Basile, F.) (Entered: 12/11/2000) 04/05/2001 12 APPEARANCE of Attorney for Mercator Software, Constance F. Galley -- Alison B. Vreeland (Ruocco, M.) (Entered: 04/05/2001) 04/06/2001 13 APPEARANCE of Attorney for Mercator Software, Ira Gerard -Seth L. Rodner, Kevin J. Cloherty, Dawn M. Perlman (Pesta, J.) (Entered: 04/06/2001) 06/08/2001 14 APPEARANCE of Attorney for Ira Gerard -- Shaun S. Sullivan (Depino, F.) (Entered: 06/08/2001) 01/16/2002 15 APPEARANCE of Attorney for Sandra Balan -- Margaret E. Haering (Depino, F.) (Entered: 01/22/2002) 01/16/2002 16 APPEARANCE of Attorney for Sandra Balan -- David A. Slossberg (Depino, F.) (Entered: 01/22/2002) 12/27/2002 Case closed SEE LEAD CASE 3:00cv1610 GLG (Depino, F.) Modified on 12/30/2002 (Entered: 12/30/2002) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the

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