2019COA16. No. 14CA1958, People v. Ramirez Criminal Law Jury Instructions Instructional Errors; Criminal Procedure Plain Error

Similar documents
2018COA180. No. 16CA1134, People v. Garcia Juries Challenges for Cause Peremptory Challenges; Appeals Invited Error Doctrine

COLORADO COURT OF APPEALS 2012 COA 16

2018COA85. No. 15CA0867, People v. Sabell Criminal Law Jury Instructions Defenses Involuntary Intoxication

MODEL CRIMINAL JURY INSTRUCTIONS COMMITTEE REPORTER S ONLINE UPDATE. Updated September 3, Introduction

2018COA54. No. 15CA1816, People v. Butcher Criminal Law Restitution; Criminal Procedure Plain Error

CASE REMANDED WITH DIRECTIONS. Division IV Opinion by: JUDGE TERRY Casebolt and Webb, JJ., concur. Announced: May 1, 2008

2018COA175. No. 17CA0280, People v. Taylor Criminal Procedure Postconviction Remedies Successive Postconviction Proceedings

2018COA118. Nos. 18CA0664 & 18CA0665, People v. Soto-Campos & People v. Flores-Rosales Criminal Law Grand Juries Indictments Probable Cause Review

COLORADO COURT OF APPEALS 2013 COA 122

2018COA171. In this direct appeal of convictions for two counts of second. degree assault and one count of third degree assault, a division of

2019COA28. In this postconviction case, a division of the court of appeals. must determine whether a parolee who appeals his parole

2018COA38. No. 16CA0215, People v. Palmer Criminal Procedure Indictment and Information Amendment of Information

COLORADO COURT OF APPEALS

2018COA179. No. 15CA2010, People v. Jaeb Crimes Theft Evidence of Value; Evidence Hearsay Exceptions

2018COA138. No. 17CA0130 People in Interest of A.V. Juvenile Court Delinquency Sentencing Restitution

2017 CO 37. No. 13SC791, People v. Romero Criminal Law Expert Testimony Jury Access to Exhibits.

2019COA1. No. 14CA1384, People v. Irving Constitutional Law Sixth Amendment Speedy and Public Trial

2018COA168. A criminal defendant and his trial counsel executed a fee. agreement providing that the representation of counsel terminates

JUDGMENT AFFIRMED, SENTENCE AFFIRMED IN PART, VACATED IN PART, AND CASE REMANDED WITH DIRECTONS

COLORADO COURT OF APPEALS

2018COA90. No. 16CA1787, People v. McCulley Criminal Law Sex Offender Registration Petition for Removal from Registry

No. 06SC188, Medina v. People Sentencing for Crime Different than Jury Conviction Violates Due Process and Sixth Amendment

2019COA2. In this criminal case, a division of the court of appeals is. asked to decide whether a police officer is authorized to request that

2016 CO 3. No. 12SC916, Doubleday v. People Felony Murder Affirmative Defenses Duress

2017 CO 15. the influence ( DUI ) is a lesser included offense of either vehicular assault-dui or

2018COA62. No. 16CA0192 People v. Madison Crimes Theft; Criminal Law Sentencing Restitution. Pursuant to an agreement between the defendant and the

2018COA68. No. 16CA0835, People v. Wagner Constitutional Law Fifth Amendment Double Jeopardy; Crimes Stalking

MODEL CRIMINAL JURY INSTRUCTIONS COMMITTEE REPORTER S ONLINE UPDATE. Updated January 29, Introduction

COLORADO COURT OF APPEALS

The Colorado Supreme Court affirms on other grounds the. court of appeals holding that the trial court did not err in

2017 CO 92. The supreme court holds that a translated Miranda warning, which stated that if

COLORADO COURT OF APPEALS

2018COA139. The division holds that the imposition of a valid sentence ends. a criminal court s subject matter jurisdiction, subject to the limited

Certification of Word Count 4802

IN THE SUPREME COURT OF THE STATE OF KANSAS. No. 100,247. STATE OF KANSAS, Appellee, XAVIER MILLER, Appellant. SYLLABUS BY THE COURT

No IN THE SUPREME COURT OF THE STATE OF MONTANA 2001 MT Mont P.3d 441 STATE OF MONTANA, Plaintiff and Respondent,

IN THE COURT OF APPEALS OF INDIANA

09SC553, DeBella v. People -- Testimonial Evidence -- Videotapes -- Jury Deliberations -- Failure to Exercise Discretion.

COLORADO COURT OF APPEALS

COLORADO COURT OF APPEALS

COLORADO COURT OF APPEALS

The supreme court declines to adopt a new competency standard, pursuant to

UNITED STATES COURT OF APPEALS TENTH CIRCUIT ORDER AND JUDGMENT *

COLORADO COURT OF APPEALS

2018 CO 89. No. 16SC515, People v. Janis Right to Be Present Waiver Formal Advisements.

2018COA159. A division of the court of appeals interprets section (2)(a), C.R.S. 2012, to mean that a trial court may only

Fourth Court of Appeals San Antonio, Texas

COLORADO COURT OF APPEALS

2019COA6. No. 15CA1147, People v. Coahran Crimes Criminal Mischief; Affirmative Defenses Self-Defense Use of Physical Force in Defense of Person

COLORADO COURT OF APPEALS 2013 COA 102

COLORADO COURT OF APPEALS 2012 COA 184

Third District Court of Appeal State of Florida

2019COA7. No. 17CA1423, Security Credit Services, LLC v. Hulterstrom Topical subject keywords Creditors and Debtors Judgements Judgement Liens

COLORADO COURT OF APPEALS 2014 COA 41

IN THE COURT OF CRIMINAL APPEALS OF TEXAS

COLORADO COURT OF APPEALS

STATE OF MICHIGAN COURT OF APPEALS

HEADNOTE: Criminal Law & Procedure Jury Verdicts Hearkening the Verdict

2018COA166. No. 18CA0625, People v. Burke Criminal Procedure Motion for New Trial; Evidence Witnesses Competency of Juror as Witness

COLORADO COURT OF APPEALS

S T A T E O F M I C H I G A N SUPREME COURT. v No The issue to be determined in this case is whether MCL 771.

2019COA38. A division of the court of appeals addresses the limits of the. opening the door doctrine a fairness-related trial doctrine via

Court of Criminal Appeals November 20, 2013

ORDER AFFIRMED. Division VII Opinion by JUDGE BERNARD Connelly, J., concurs Lichtenstein, J., dissents. Announced September 2, 2010

No. 10SC People v. Pickering -- Criminal Law - Jury Instructions - Self-defense. The supreme court reverses the court of appeals judgment

2019COA4. No. 17CA1678, People in Interest of G.S.S. Children s Code Juvenile Court Delinquency Bail Speedy Trial

MURDER, PASSION/PROVOCATION AND AGGRAVATED/RECKLESS MANSLAUGHTER 1 N.J.S.A. 2C:11-3a(1) and (2); 2C:11-4a, b(1) and b(2)

2017COA143. No. 16CA1361, Robertson v. People Criminal Law Criminal Justice Records Sealing. In this consolidated appeal addressing petitions to seal

v No Wayne Circuit Court

STATE OF MICHIGAN COURT OF APPEALS

NO IN THE INTERMEDIATE COURT OF APPEALS OF THE STATE OF HAWAI'I. STATE OF HAWAI'I, Plaintiff-Appellee, v. LAWRENCE CORDER, Defendant-Appellant

NOS and IN THE INTERMEDIATE COURT OF APPEALS OF THE STATE OF HAWAI'I

IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO

2018COA94. Nos. 2014CA2506 and 2014CA2511 Criminal Law Competency to Proceed; Courts and Court Procedure Court of Appeals Jurisdiction

NO. CAAP IN THE INTERMEDIATE COURT OF APPEALS OF THE STATE OF HAWAI#I

2018COA30. No. 16CA1524, Abu-Nantambu-El v. State of Colorado. Criminal Law Compensation for Certain Exonerated Persons

2018COA48. No 16CA0826, People v. Henry Criminal Law Sentencing Restitution Crime Victim Compensation Board

Court of Appeals No.: 02CA0850 City and County of Denver District Court Nos. 99CR2558 & 99CR2783 Honorable Lawrence A.

STATE OF MICHIGAN COURT OF APPEALS

IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT

COLORADO COURT OF APPEALS. Court of Appeals No. 14CA1337 Mesa County District Court Nos. 13CR877, 13CR1502 & 14CR21 Honorable Brian J.

2018COA24. No. 16CA1643, People v. Joslin Criminal Procedure Postconviction Remedies Restitution Interest

Third District Court of Appeal State of Florida

THE STATE OF ARIZONA, Respondent, SAMER WAHAB ABDIN, Petitioner. No. 2 CA-CR PR Filed May 31, 2016

COLORADO COURT OF APPEALS 2012 COA 213

STATE OF MICHIGAN COURT OF APPEALS

SUPREME COURT OF NEW YORK APPELLATE DIVISION, FIRST DEPARTMENT

2017COA155. No. 16CA0419, People in Interest of I.S. Criminal Law Sex Offender Registration

SUPREME COURT OF ARIZONA En Banc

THE SUPREME COURT OF NEW HAMPSHIRE THE STATE OF NEW HAMPSHIRE DANIEL C. THOMPSON. Submitted: October 16, 2013 Opinion Issued: December 24, 2013

5 Officer Schenk also testified that, after he brought Heaven to the office, the loss prevention officer immediately returned to Heaven s shopping

STATE OF MICHIGAN COURT OF APPEALS

2017 CO 76. No. 14SC517, Roberts v. People Affirmative Defenses Traverses Self-Defense Harassment.

In this original proceeding, the defendant, C.J. Day, challenges the trial court s indeterminate ten year to life

2017 CO 6. This case, like the recently announced case Venalonzo v. People, 2017 CO

2018COA78. A division of the court of appeals interprets Crim. P. 32(d), which allows a defendant to move to withdraw a plea of guilty or

2018COA153. Defendant, a lawful permanent resident, was facing revocation. of felony probation for forgery and other charges.

No. 09SC887, Martinez v. People: Improper Argument - Harmless Error. The Colorado Supreme Court holds that a prosecutor engages

USA v. Kheirallah Ahmad

COLORADO COURT OF APPEALS

Transcription:

The summaries of the Colorado Court of Appeals published opinions constitute no part of the opinion of the division but have been prepared by the division for the convenience of the reader. The summaries may not be cited or relied upon as they are not the official language of the division. Any discrepancy between the language in the summary and in the opinion should be resolved in favor of the language in the opinion. 2019COA16 SUMMARY February 7, 2019 No. 14CA1958, People v. Ramirez Criminal Law Jury Instructions Instructional Errors; Criminal Procedure Plain Error On remand from the supreme court, a division of the court of appeals reconsiders a prior division s opinion in this case in light of the decision in People v. Rediger, 2018 CO 32. The division concludes that defense counsel s error in declining to object to an inapplicable jury instruction amounted to a forfeiture, and not a waiver, as described in the prior division s opinion. Forfeiture is the failure to make the timely assertion of a right, whereas waiver is the intentional relinquishment of a known right or privilege. When, as in this case, there is no indication that defense counsel recognized the instructional error, and there is no rational, strategic reason for the defense to want such an erroneous instruction to be given,

counsel s failure to perceive and address the error is attributable to neglect. In that instance, the instructional error has not been waived, but merely forfeited. Because the trial court s failure to properly instruct the jury on deadly physical force amounted to prejudicial plain error, the division reverses the conviction of first degree assault and remands for a new trial solely as to that charge. In all other respects, the judgment is affirmed. The dissent would affirm the judgment in its entirety because the lawyer made a knowing and intentional waiver of any error in the court s self-defense instruction.

COLORADO COURT OF APPEALS 2019COA16 Court of Appeals No. 14CA1958 Weld County District Court Nos. 13CR875, 13CR890, 13CR1222 & 13CR1681 Honorable Timothy G. Kerns, Judge The People of the State of Colorado, Plaintiff-Appellee, v. Joe Anthony Ramirez, Defendant-Appellant. JUDGMENT AFFIRMED IN PART, REVERSED IN PART, AND CASE REMANDED WITH DIRECTIONS Division III Opinion by JUDGE TERRY Martinez*, J., concurs Webb, J., dissents Announced February 7, 2019 Philip J. Weiser, Attorney General, Majid Yazdi, Assistant Attorney General, Denver, Colorado, for Plaintiff-Appellee Megan A. Ring, Colorado State Public Defender, Dayna Vise, Deputy State Public Defender, Denver, Colorado, for Defendant-Appellant *Sitting by assignment of the Chief Justice under provisions of Colo. Const. art. VI, 5(3), and 24-51-1105, C.R.S. 2018.

1 This case has been remanded from the supreme court. People v. Ramirez, (Colo. No. 18SC281, Dec. 3, 2018) (unpublished order). That court has instructed us to reconsider the prior division s opinion in this case, People v. Ramirez (Colo. App. No. 14CA1958, Mar. 8, 2018) (not published pursuant to C.A.R. 35(e)) (Ramirez I), in light of the decision in People v. Rediger, 2018 CO 32. 2 Defendant, Joe Anthony Ramirez, was convicted in one trial of charges stemming from four consolidated criminal cases. He was found guilty of attempted first degree murder, attempted reckless manslaughter, first degree assault with a deadly weapon, engaging in a riot, illegal discharge of a firearm, theft by receiving, vehicular eluding, and possession with intent to distribute a schedule II controlled substance. The court imposed a combination of consecutive and concurrent sentences totaling eighty-eight years. 3 In Ramirez I, the division affirmed his conviction of all charges. After receiving the supreme court s order of remand, we requested supplemental briefing from the parties as to the application of Rediger. That supreme court decision has potential effect only on our disposition of the conviction for first degree assault. Thus, 1

none of the other convictions entered against Ramirez are affected by the supreme court s remand. 4 With respect to the first degree assault conviction, we now conclude that defense counsel s error in declining to object to an inapplicable jury instruction amounted to a forfeiture, as described in Rediger, 39-47, and not a waiver, as described in the prior division s opinion. Because we conclude that the error amounted to prejudicial plain error, we reverse the conviction of first degree assault and remand for a new trial solely as to that charge. I. The Erroneous Instruction 5 Ramirez argues that the trial court improperly instructed the jury as to deadly physical force in Instruction Number 29, which related to the charges of first degree assault, second degree assault, and third degree assault. (The jury found him guilty only of first degree assault.) 6 The prior division concluded that Ramirez had waived his contention of instructional error and therefore declined to consider it. In accordance with the supreme court s remand, we now re-examine that ruling. 2

7 During the jury instruction conference, defense counsel said that a scintilla of evidence was presented at trial that would support the defense of self-defense. The following colloquy then occurred: [Prosecutor]: I know that the standard [of proof] is incredibly low of it being a scintilla of evidence, and so I don t think the People can in good faith dispute that there s contradictory testimony including the defendant s statements.... [COURT]: Counsel, any objection to the self-defense instruction [that was tendered by the prosecution] and its applicability to... first, second and third degree assault? [PROSECUTOR]: No, Your Honor. [COURT]: [Defense counsel?] [DEFENSE COUNSEL]: Your Honor, I believe this to be a correct statement of the law, so I don t have any objection. [COURT]: Thank you. 8 The court instructed the jury: It is an affirmative defense to the crime of Assault in the First Degree... that the defendant used deadly physical force upon [the victim]: l. In order to defend himself or a third person from what he reasonably believed to be the use or imminent use of unlawful physical force by the other person, 3

(Emphasis added.) 2. He used a degree of force which he reasonably believed to be necessary for that purpose, and 3. He reasonably believed a lesser degree of force was inadequate, and 4. Had reasonable grounds to believe, and did believe that he or another person was in imminent danger of being killed or of receiving great bodily injury. 9 Further, the elemental instruction for first degree assault referenced the deadly physical force instruction by saying, without the affirmative defense [specified] in instruction number 29. The jury was not instructed on the definition of deadly physical force. 10 Deadly physical force means force, the intended, natural, and probable consequence of which is to produce death, and which does, in fact, produce death. 18-1-901(3)(d), C.R.S. 2018 (emphasis added); see also People v. Ferguson, 43 P.3d 705, 708 (Colo. App. 2001) ( If the force used by the defendant does not cause death, by definition it cannot be deadly physical force. ); CJI- Crim. 5:01, 5(9) (1983) (incorporating statutory definition of deadly physical force ); CJI-Crim. 7:17 (1983) (self-defense instruction 4

concerning deadly physical force should only be used if the victim dies ). 11 Without question, it was error for the court to instruct the jury on deadly physical force because defendant was not accused of causing death. By giving an inapplicable instruction, and incorporating it into the elemental instruction for first, second, and third degree assault, the court would have caused the jury to have an incorrect understanding of the elements of those charges. II. Waiver or Forfeiture 12 In Ramirez I, the division concluded that Ramirez, through his counsel, had waived this instructional error. That conclusion focused on defense counsel s statement, I believe this to be a correct statement of the law, so I don t have any objection. Applying Rediger and the supreme court s recent decision in People v. Smith, 2018 CO 33, we now conclude that this statement did not amount to waiver and was, instead, a forfeiture. 13 According to Rediger, [w]aiver, in contrast to invited error, is the intentional relinquishment of a known right or privilege. Rediger, 39 (quoting Dep t of Health v. Donahue, 690 P.2d 243, 247 (Colo. 1984)). Courts are not to presume acquiescence in the 5

loss of fundamental constitutional rights, and therefore [must] indulge every reasonable presumption against waiver. Id. (quoting People v. Curtis, 681 P.2d 504, 514 (Colo. 1984)). 14 We see no indication in the record that defense counsel recognized the error in application of the deadly force jury instruction. There would be no rational, strategic reason for the defense to want such an erroneous instruction to be given. Indeed, counsel s expression that he believed the instruction to be a correct statement of the law shows that he failed to notice that it was an incorrect statement of the law as applied to the first, second, and third degree assault charges in this case. Cf. People v. Stewart, 55 P.3d 107, 119 (Colo. 2002) (stating that a nontactical instructional omission is reviewable for plain error). 15 And as we have discussed, the error would have caused the jury to misunderstand the elemental jury instruction for first degree assault, which referenced the affirmative defense [specified in erroneously phrased] instruction number 29. 16 Given that we are to indulge every reasonable presumption against waiver, we conclude that counsel did not waive the instructional error. See id.; see also Smith, 18 (finding no waiver 6

of instructional error where the record before us reveals no evidence that [the defendant], by stating that the instructions generally were acceptable to him, intended to relinquish a known variance claim ). 17 Forfeiture is the failure to make the timely assertion of a right. Rediger, 40. Rediger cited United States v. Carrasco- Salazar, 494 F.3d 1270, 1272 (10th Cir. 2007), for the proposition that waiver is accomplished by intent, [but] forfeiture comes about through neglect. 18 Defense counsel s failure to perceive and address the error in the instruction was patently attributable to neglect, and we therefore conclude that the instructional error was not waived, but merely forfeited. See Rediger, 44 ( In these circumstances, we conclude that neglect, not intent, explains Rediger s lack of an objection.... Accordingly, in our view, Rediger s acquiescence amounts to a forfeiture, not a waiver. ). 19 In contrast with the dissent, we are not convinced that Rediger is distinguishable on the basis that defense counsel there stated that the instructions as a group were acceptable, whereas defense counsel here accepted a specific instruction. By accepting all the 7

instructions, defense counsel in Rediger had accepted the included elemental instruction. Nevertheless, our supreme court said, [t]he record before us reveals no evidence, either express or implied, that Rediger intended to relinquish his right to be tried in conformity with the charges.... Id. at 42. 20 People v. Kessler, 2018 COA 60, does not change our view. There, the division acknowledged Rediger, but distinguished it because, in Kessler, defense counsel did more than generally acquiesce or fail to object. Defense counsel explicitly agreed that the specific evidence at issue was admissible. Id. at 37. The circumstances of Kessler are unlike those here, where Ramirez s counsel showed no understanding that the jury instruction was inapplicable. And as the division acknowledged in Kessler, that case did not involve an elemental jury instruction. Id. But this case does. 21 The division in People v. Tee, 2018 COA 84, 23, also distinguished Rediger, explaining that the record before us shows that the trial court and defense counsel were involved in an ongoing, interactive exchange. See also People v. Murray, 2018 8

COA 102, 44 ( Defense counsel therefore clearly affirmatively acquiesced in the admissibility of the Montana judgment. ). 22 There is no such indication in the record here. Instead, the entire jury instruction conference which dealt with thirty-seven jury instructions for charges that were originally brought in four separate cases takes up only five pages of the trial transcript. Defense counsel s statement that he thought the instruction correctly stated the law was made in one brief sentence. 23 The record shows defense counsel s apparent lack of awareness of the error that was baked into the instruction. Cf. People v. Allgier, 2018 COA 122, 4-28 (holding that defense counsel did not waive for appellate review a CRE 403 argument regarding the admission of certain exhibits even though defense counsel said no objection when the prosecution moved to introduce them because the record [did] not foreclose the possibility that defense counsel overlooked the possible prejudice.... ). Under these circumstances, we cannot conclude that counsel intentionally relinquished a known right on defendant s behalf. 9

24 Instead, counsel s conduct amounted to a forfeiture, and, as a result, we must proceed to review the error for plain error. Rediger, 44; Smith, 18, 22. III. Plain Error Review 25 We conclude that the court committed plain error, and that we must reverse his first degree assault conviction as a result. 26 Plain error is obvious and substantial error that so undermined the fundamental fairness of the trial itself as to cast serious doubt on the reliability of the judgment of conviction. Hagos v. People, 2012 CO 63, 14. 27 The error in the instruction was indeed obvious. Giving the deadly force instruction where the alleged victim did not die contravened the applicable statute, 18-1-901(3)(d); case law, Ferguson, 43 P.3d at 708; and pattern jury instruction, CJI-Crim. 5:01, 5(9) (1983); CJI-Crim. 7:17 (1983). 28 The error was also unfairly prejudicial. As in Ferguson, the failure to instruct on the non-deadly, ordinary use of force permitted [the jury] to hold [the] defendant to a higher standard in establishing self-defense than is required by law. 43 P.3d at 708; see also People v. Vasquez, 148 P.3d 326, 330 (Colo. App. 2006) ( In 10

restricting the jury s consideration to only the most stringent conditions under which a claim of self-defense could be established, the trial court committed prejudicial error. ). 29 As a result, we must reverse defendant s conviction of first degree assault. IV. Incorporation of Ramirez I as to Other Issues 30 The resolution of this appeal on all other issues discussed in Ramirez I is unaffected by the supreme court s remand order. As a result, that opinion stands as to those other issues, and we incorporate herein those parts of Ramirez I addressing the other issues. V. Conclusion 31 The judgment of conviction of first degree assault is reversed, and the case is remanded for a new trial as to that charge. In all other respects, the judgment is affirmed. JUSTICE MARTINEZ concurs. JUDGE WEBB dissents. 11

JUDGE WEBB, dissenting. 32 In law, as in life, [o]n the question you ask depends the answer you get. Bay Ridge Operating Co. v. Aaron, 334 U.S. 446, 484 (1948) (Frankfurter, J., dissenting). 33 Following the mandate to consider People v. Rediger, 2018 CO 32, the majority asks whether defense counsel thought about the deadly physical force language in the self-defense instruction before endorsing that instruction. The majority then sees no indication in the record that defense counsel recognized the error in application of the deadly force jury instruction, supra 14, and on that basis cannot conclude that counsel intentionally relinquished a known right on defendant s behalf, supra 23. But Rediger does not, in my view, mandate a subjective inquiry into whether counsel thought about the reason why an instruction might be flawed, so long as the record shows that counsel specifically agreed that the particular instruction challenged on appeal should have been given. 34 So, I ask whether defense counsel knowingly and intentionally assented to the self-defense instruction being given. After the trial court asked the lawyers if they wanted to make a record regarding the self-defense instructions or self-defense issues, defense counsel 12

said of the self-defense instruction, Your Honor, I believe this to be a correct statement of the law, so I don t have any objection. (Emphasis added.) Because this statement far from a mere rote response constitutes a knowing and intentional waiver of any error in giving the self-defense instruction, I would affirm. 35 Therefore, and with respect, I dissent. I. Instructional Error 36 According to the majority, under cases such as People v. Ferguson, 43 P.3d 705, 708 (Colo. App. 2001), reversal is required because the trial court incorrectly instructed the jury on the use of deadly force which requires that the force produce death and in doing so held the prosecution to a lower standard for disproving self-defense than if the jury had been instructed on ordinary force. Because of defense counsel s waiver, I do not address error, plain or otherwise, in the instruction. See People v. Bryant, 2013 COA 28, 13 n.2 ( [A] waived claim of error presents nothing for an appellate court to review. (quoting People v. Rodriguez, 209 P.3d 1151, 1160 (Colo. App. 2008))). 13

II. Waiver After Rediger and Smith 37 In Rediger, 3, 10, our supreme court held that a defendant s attorney had not waived a challenge to an elemental instruction by responding, Yes. Defense is satisfied, when the trial court asked whether counsel was satisfied with the instructions, all of which the prosecutor had prepared. The court reasoned that such mere acquiescence to the instructions as a group was not enough to show an intentional relinquishment of a known right. Id. at 3, 39-44. Similarly, in People v. Smith, 2018 CO 33, 17-21, announced concurrently with Rediger, the supreme court concluded that waiver did not apply when defense counsel said of the proposed jury instructions, [t]hey are acceptable, Judge. Id. at 6. 38 Thus, Rediger and Smith differ from this case in two important ways. 39 First, in both cases, the trial court did not solicit defense counsel s position on the specific instruction belatedly challenged on appeal. See United States v. Hamilton, 499 F.3d 734, 736 (7th Cir. 2007) (The court declined to find a waiver because while the judge invited objections he didn t ask the defendant s lawyer 14

whether the lawyer agreed to the instructions to which he did not object, or ask the lawyer specifically about the intent instruction. ). In contrast, here the court specifically asked, Counsel, any objection to the self-defense instruction and its applicability to both first, second and third degree assault? See People v. Perez-Rodriguez, 2017 COA 77, 28 ( Assuming that the statement no objection was the response to an inquiry about specific language or a specific instruction, the circumstances might support deliberate conduct. ). 40 Second, in both cases, defense counsel gave a generic satisfied and acceptable response, equally applicable to all of the tendered instructions. This response could well have been merely a rote statement that [counsel] is not objecting.... United States v. Zubia-Torres, 550 F.3d 1202, 1207 (10th Cir. 2008) (cited with approval in Rediger, 45). Yet here, defense counsel gave an instruction-specific response: I believe this [instruction] to be a correct statement of the law. See United States v. Soto, 799 F.3d 68, 96 (1st Cir. 2015) (The court found the instructional contention was waived where the district court informed the Sotos exactly how it was planning to instruct the jury on good faith and 15

condonation instructions Carmen and Steven had explicitly requested and sought their feedback, twice asking if they were okay with those specific instructions. ). 41 By any reckoning, the records in both cases created reasoned doubt whether defense counsel had specifically assented to the particular instructions challenged on appeal. Not so here. III. Application 42 Because questions of waiver are necessarily fact-specific, People v. Harlan, 54 P.3d 871, 879 (Colo. 2002), some variability exists among different divisions treatment of Rediger, see People in Interest of A.V., 2018 COA 138M, 13 (collecting cases). 43 In People v. Kessler, 2018 COA 60, 37, the division distinguished Rediger because defense counsel did more than generally acquiesce or fail to object. Defense counsel explicitly agreed that the specific evidence at issue was admissible. The division in People v. Tee, 2018 COA 84, 23, also distinguished Rediger because the record before us shows that the trial court and defense counsel were involved in an ongoing, interactive exchange. See also People v. Murray, 2018 COA 102, 44 (While citing Rediger, the division held that [d]efense counsel therefore clearly 16

affirmatively acquiesced in the admissibility of the Montana judgment. ). 44 Because Tee differs from Kessler and Murray, these cases warrant a closer look. In Tee, the trial court, the prosecutor, and defense counsel had specifically discussed the predeliberation issue raised on appeal. But here, whether anyone said anything about the deadly physical force language before defense counsel endorsed the self-defense instruction is unknown. 45 Neither Kessler nor Murray describes any similar colloquy. Instead, when presented with the evidence, defense counsel responded that it was admissible. The divisions did not shy away from finding waivers by pondering whether counsel had considered the reasons raised on appeal as to why the evidence should not have been admitted. Rather, as here, defense counsel faced a binary choice: either object or acquiesce. And as here, because counsel chose the latter, giving the instruction cannot be challenged on appeal. 46 I discern no principled difference between admitting evidence and giving an instruction. In both circumstances, multiple reasons may be worth considering before counsel acts. Still, regardless of 17

what counsel subjectively contemplates, if counsel objectively acquiesces, the evidence comes in or the instruction is given. And asking whether counsel subjectively considered all such reasons disregards the principle that [s]ociety has an interest in the finality of court determinations that should not be lightly put aside. Stroup v. People, 656 P.2d 680, 684 (Colo. 1982). 47 Fine-tuning waiver remains problematic because neither Rediger nor Smith cited, much less distinguished, Stackhouse v. People, 2015 CO 48, 16-17 ( Defendants in Colorado affirmatively waive their right to public trial by not objecting to known closures, although what counsel knew was not based on anything that the court and counsel had discussed, but on a presum[ption] that attorneys know the applicable rules of procedure. ) (citation omitted). Even without regard to Stackhouse, however, the case before us is more like Kessler and Murray than it is like Rediger and Smith. While I am not bound by the decisions of other divisions, we give such decisions considerable deference. People v. Smoots, 2013 COA 152, 20, aff d sub nom. Reyna-Abarca v. People, 2017 CO 15. 18

48 After all, the trial court specifically asked defense counsel for his position on the self-defense instruction as well as on self-defense issues. In response, counsel did not just renounce any objection, as in Kessler and Murray. Counsel went further and explained his rationale that the instruction was a correct statement of the law. Whether counsel was wrong is the province of an ineffective assistance claim under Crim. P. 35(c). 49 Despite all of this, is waiver precluded because what was on defense counsel s mind when he unambiguously acquiesced is unknown? The majority says yes because waiver must be the intentional relinquishment of a known right or privilege. Rediger, 39 (quoting Dep t of Health v. Donahue, 690 P.2d 243, 247 (Colo. 1984)). For three reasons, I say no. 50 First, the knowing and intentional standard for a waiver by defense counsel differs from the voluntary, knowing, and intelligent test for waiver by a defendant. See, e.g., Sanchez v. People, 2014 CO 56, 11. Such a waiver is intelligent if the defendant is fully aware of what he is doing and... make[s] a conscious, informed choice to relinquish the known right. People v. Walker, 2014 CO 6, 16 (alteration in original) (citation omitted). 19

Had the Rediger court intended to condition waiver on plumbing the depths of defense counsel s awareness, the court would have included intelligent in the formulation. Unsurprisingly, it did not. See Hinojos-Mendoza v. People, 169 P.3d 662, 670 (Colo. 2007) ( [W]e presume that attorneys know the applicable rules of procedure, and we thus can infer from the failure to comply with the procedural requirements that the attorney made a decision not to exercise the right at issue. ); see also Cropper v. People, 251 P.3d 434, 436-37 (Colo. 2011) (In Hinojos-Mendoza we held that defense counsel s failure to request live testimony from the technician was a valid waiver of the defendant s confrontation right even though the attorney did not have actual knowledge of section 16-3-309(5) s requirements. ) (emphasis added)). 51 Second, I look at knowledge. Because defense counsel argued to the trial court that the evidence met the low standard for giving a self-defense instruction, he knew that he was entitled to such an instruction. And because, after having successfully argued for a self-defense instruction, he acknowledged that the particular instruction proposed was a correct statement of the law, he also knew that he was entitled to a self-defense instruction that was 20

appropriate for the case being tried. See Black s Law Dictionary 1737 (9th ed. 2009) (defining knowing as showing awareness or understanding ). 52 Third, I look at intent. Counsel could have objected to giving the instruction, asked for different language, or acquiesced in giving it. He unambiguously acquiesced. How much or how little thought counsel gave to possible flaws in the instruction does not defeat intentionality. See Black s Law Dictionary 883 (defining intentional as [d]one with the aim of carrying out the act ). 53 Despite defense counsel s clear choice, the majority parses his acquiescence in giving the instruction as opposed to his acquiescence in the deadly force language. But appellate courts do not require the defendant to expressly state on the record his intent to waive a challenge before we will consider it waived... and such an express statement is rare. United States v. Garcia, 580 F.3d 528, 542 (7th Cir. 2009). I have not found any authority conditioning waiver on the outcome of an inquiry into whether defense counsel recognized every reason why an instruction might be inappropriate, at least where, as here, counsel affirmatively 21

endorses a particular instruction in response to a trial court s specific question about counsel s position on that instruction. 54 Closest to such an inquiry is a line of First Circuit cases summarized in United States v. Corbett, 870 F.3d 21, 30-31 (1st Cir. 2017). The court explained that when the subject matter [is] unmistakably on the table, and the defense s silence is reasonably understood only as signifying agreement that there was nothing objectionable, the issue is waived on appeal. Id. (citations omitted). 55 Applying this test here, defendant s right to a self-defense instruction and the wording of that instruction were on the table. See id. (citations omitted). Defense counsel persuaded the trial court to give such an instruction and then acquiesced in the language to be used. In my view, the inquiry should end there. 56 Going further to ponder whether defense counsel considered potential reasons why the instruction might be flawed demands too much. Suppose an instruction was flawed for two independent reasons, one of which was discussed among counsel and the trial court before defense counsel agreed that the instruction be given. Could appellate counsel avoid waiver by arguing that the other 22

reason warrants reversal and the record did not show that trial counsel had considered it? 57 Still, the majority points out that [t]here would be no rational, strategic reason for the defense to want such an erroneous instruction to be given. Supra 14. But this observation conflates waiver with invited error by assuming that inquiry into counsel s strategic purpose plays the same role in ignoring an affirmative waiver that it does in declining to apply invited error. See Rediger, 34 ( Invited error is a narrow doctrine and applies to errors in trial strategy but not to errors that result from oversight. ). I am unaware of any Colorado authority tempering the effect of an affirmative waiver based on possible or even apparent lack of a strategic purpose. 58 Finally, everyone would agree that reversing a conviction and retrying the case carry substantial social costs. United States v. Mechanik, 475 U.S. 66, 72 (1986); see People v. Sepulveda, 65 P.3d 1002, 1008 (Colo. 2003). So, who better than the trial court to protect the verdict against the risk of reversal by affording defense counsel a fair opportunity to object? See Martinez v. People, 2015 CO 16, 14 ( An adequate objection allows the trial court a 23

meaningful chance to prevent or correct the error and creates a record for appellate review. ). But to do so, must the court ask defense counsel what he or she is thinking? Worse, must the court prime the pump by suggesting to counsel gray areas about which counsel should be thinking? 59 Here, the trial court sought to avoid those costs by broadly inviting defense counsel to address the instruction and related issues. With equal breadth, counsel replied, I don t have any objection. Neither due process nor common sense could require greater effort by the trial court. Yet, if the integrity of a verdict depends not on what defense counsel says but on what counsel is thinking at the time, such efforts can always be thwarted by imaginative appellate counsel with the luxury of time to develop arguments that trial counsel may not have considered. If so, then in the end reversal leaves the trial court wondering, what more could I have done? IV. Conclusion 60 I would affirm the judgment. 24