U.S. District Court Western District of Tennessee (Memphis) CIVIL DOCKET FOR CASE #: 2:07-cv SHM-dkv

US District Court Civil Docket as of 03/22/2011 Retrieved from the court on March 25, 2011 U.S. District Court Western District of Tennessee (Memphis) CIVIL DOCKET FOR CASE #: 2:07-cv-02830-SHM-dkv Willis et al v. Morgan Keegan & Company, Inc. et al Date Filed: 12/21/2007 Assigned to: Judge Samuel H. Mays, Jr Jury Demand: Plaintiff Referred to: Magistrate Judge Diane K. Vescovo Nature of Suit: 850 Lead case: 2:09-md-02009-SHM Securities/Commodities Member case: (View Member Case) Jurisdiction: Federal Question Related Cases: 2:08-cv-02231-SHM-dkv 2:08-cv-02452-SHM-dkv 2:08-cv-02192-SHM-dkv 2:08-cv-02453 -SHM-dkv 2:08-cv-02456-SHM-dkv 2:08-cv-02454-SHM-dkv 2:08-cv-02455-SHM-dkv Cause: 15:77 Securities Fraud Miscellaneous Pete Aviotti, Jr. represented by Jerome A. Broadhurst APPERSON CRUMP, PLC 6070 Poplar Ave. Sixth Floor Memphis, TN 38119-3954 901-756-6300 Fax: 901-435-5133 Email: jbroadhurst@appersoncrump.com Miscellaneous H Austin Landers represented by Jerome A. Broadhurst Miscellaneous Jeanette H Landers represented by Jerome A. Broadhurst Miscellaneous Alabama Elks Trust, Inc. represented by Jerome A. Broadhurst

Miscellaneous Harvey Berkey represented by Jerome A. Broadhurst Miscellaneous Estate of Kathryn S. Cashdollar represented by Jerome A. Broadhurst Miscellaneous Albert R Colombo represented by Jerome A. Broadhurst Miscellaneous Patricia A Colombo represented by Jerome A. Broadhurst Miscellaneous Dajalis, LTD represented by Jerome A. Broadhurst Miscellaneous Brenda Blatt represented by Jerome A. Broadhurst Miscellaneous Diana W Crump represented by Jerome A. Broadhurst Miscellaneous Lloyd R Thomas, M.D. represented by Jerome A. Broadhurst

Miscellaneous Frank D Tutor represented by Jerome A. Broadhurst Miscellaneous Gwendolyn T Tutor represented by Jerome A. Broadhurst Miscellaneous G. A. Robinson, III represented by Harold Naill Falls, Jr. FALLS & VEACH 1143 Sewanee Rd. Nashville, TN 37220 615-242-1800 Fax: 615-242-1823 Email: nf@fallsveach.com Jeff Nobel IZARD NOBEL 29 South Main Street Suite 215 West Hartford, CT 06107 860-493-6292 Fax: 860-493-6290 John B. Veach, III FALLS & VEACH 20 Cedarcliff Road Asheville, NC 28803 828-277-6001 Fax: 828-277-6088 Email: tv@fallsveach.com Nancy A. Kulesa IZARD NOBEL 29 South Main Street Suite 215 West Hartford, CT 06107

Miscellaneous 860-493-6292 Robert A. Izard IZARD NOBEL 29 South Main Street Suite 215 West Hartford, CT 06107 860-493-6292 Sam C. Massey, III represented by Harold Naill Falls, Jr. Miscellaneous Jeff Nobel John B. Veach, III Nancy A. Kulesa Robert A. Izard Margaret Massey represented by Harold Naill Falls, Jr. Jeff Nobel John B. Veach, III Nancy A. Kulesa

Miscellaneous Robert A. Izard Larry D Shaw represented by Jerome A. Broadhurst Miscellaneous Mechanical Contractors - U.A. Local represented by Beth A. Keller 119 Health and Pension Plans FARUQI & FARUQI, LLP 369 Lexington Avenue 10th Floor New York, NY 10017 212-983-9330 Fax: 212-983-9331 Email: bkeller@faruqilaw.com Plaintiff Christopher Marlborough FARUQI & FARUQI, LLP 369 Lexington Avenue 10th Floor New York, NY 10017 212-983-9330 Fax: 212-983-9331 Email: cmarlborough@faruqilaw.com Emily C. Komlossy FARUQI & FARUQI, LLP 3595 Sheidan St. Ste. 206 Hollywood, FL 33021 954-239-0280 Fax: 954-239-0281 Email: ekomlossy@faruqilaw.com Elizabeth P. Willis represented by B. J. Wade DEAL COOPER & HOLTON PLLC 296 Washington Avenue Memphis, TN 38103 901-523-2222

Plaintiff Fax: 901-523-2232 Email: bwade@dchlaw.com Dale H. Tuttle GLASSMAN JETER EDWARD & WADE 26 N. Second Street Memphis, TN 38103 901-527-4673 Fax: 901-521-0940 Email: dtuttle@gewwlaw.com Sam H. Pearson represented by B. J. Wade Individually and On Behalf of All Others Similarly Situated Plaintiff Dale H. Tuttle The McDonald Group represented by B. J. Wade Plaintiff Charles H. Jones, Jr. represented by Frank L. Watson, III WATSON BURNS, LLC 11 South Idlewild Street Memphis, TN 38104 901-578-3528 Fax: 901-578-2649 Email: fwatson@watsonburns.com Adam Julien Gana NAPOLI BERN RIPKA & ASSOCIATES, LLP 350 Fifth Avenue Suite 7413 New York, NY 10118 212-267-3700

Plaintiff Email: agana@nbrlawfirm.com Jeffrey R. Sonn Sonn & Erez, PLC 500 East Broward Blvd. Ste. 1600 Ft. Lauderdale, FL 33394 954-763-4700 Fax: 954-763-1866 Email: jsonn@sonnerez.com Scott l. Adkins Sonn & Erez, PLC 500 East Broward Blvd. Sste. 1600 Ft. Lauderdale, FL 33394 954-763-4700 Fax: 954-763-1866 Email: sadkins@sonnerez.com Ira Horowitz represented by Frank L. Watson, III Plaintiff Adam Julien Gana Jeffrey R. Sonn Scott l. Adkins Edge Partners, Ltd. represented by Frank L. Watson, III Adam Julien Gana Jeffrey R. Sonn

Plaintiff Scott l. Adkins Seymour Warren represented by Frank L. Watson, III Watson Burns, PLLC 11 South Idlewild Street Memphis, TN 38104 (901) 578-3528 Plaintiff Hayne Palmour, III represented by Alan I. Ellman LABATON SUCHAROW, LLP 140 Broadway New York, NY 10005 212-907-0700 Fax: 212-818-0477 Email: aellman@labaton.com Christopher J. Keller LABATON SUCHAROW, LLP 140 Broadway New York, NY 10005 212-907-0700 Fax: 212-818-0477 David J. Goldsmith LABATON SUCHAROW, LLP 140 Broadway New York, NY 10005 212-907-0700 Fax: 212-818-0477 Email: dgoldsmith@labaton.com PRO HAC VICE George Trevor PEARSON, SIMON, WARSHAW, 44 Montgomery Street Suite 2450 San Francisco, CA 94104 415-433-9000 Fax: 415-433-9008

Plaintiff J. Gerard Stranch, IV BRANSTETTER STRANCH & JENNINGS, PLLC 227 2nd Avenue North 4th Floor Nashville, TN 37201 615-254-8801 Fax: 615-255-5419 Email: gstranch@branstetterlaw.com Joel H. Bernstein LABATON SUCHAROW, LLP 140 Broadway New York, NY 10005 212-907-0700 Fax: 212-818-0477 Email: jbernstein@labaton.com PRO HAC VICE Stefanie J. Sundel LABATON SUCHAROW, LLP 140 Broadway New York, NY 10005 212-907-0700 Fax: 212-818-0477 Email: ssundel@labaton.com taylor henry represented by Frank L. Watson, III Plaintiff Floyd Kopf Plaintiff Greg Pohl Plaintiff Joy Pohl represented by Frank L. Watson, III represented by Frank L. Watson, III represented by Frank L. Watson, III

Plaintiff The Lion Fund, L.P. represented by Louis Gottlieb LABATON SUCHAROW, LLP 140 Broadway New York, NY 10005 212-907-0700 Fax: 212-818-0477 Email: lgottlieb@labaton.com PRO HAC VICE Plaintiff J. Gerard Stranch, IV Dr. J. Samir Sulieman represented by Louis Gottlieb PRO HAC VICE Plaintiff J. Gerard Stranch, IV Larry Lattimore represented by Louis Gottlieb PRO HAC VICE J. Gerard Stranch, IV V. Movant Joseph W Gilmore represented by Charles Wesley Fowler THE FOWLER LAW FIRM 119 S. Main Street, Suite 500 Memphis, TN 38103 901-322-8018 Fax: 800-322-3161 Email: wfowler@wesfowlerlaw.com Movant RMK Investor Group represented by J. Gerard Stranch, IV

Movant James N. Maddox represented by B. J. Wade V. Morgan Keegan & Company, Inc. represented by Shepherd D. Tate BASS BERRY & SIMS PLC- Memphis 100 Peabody Place Ste. 900 Memphis, TN 38103 901-543-5900 Fax: 901-543-5999 Email: state@bassberry.com Matthew M. Curley BASS BERRY & SIMS PLC 150 Third Avenue South Ste. 2800 Nashville, TN 37201 615-742-6200 Email: mcurley@bassberry.com Michael A. Brady BASS BERRY & SIMS PLC- Memphis The Tower at Peabody Place 100 Peabody Place Ste. 900 Memphis, TN 38103 901-543-5900 Fax: 901-543-5999 Email: mbrady@bassberry.com Michael L. Dagley BASS BERRY & SIMS PLC 150 Third Avenue South Ste. 2800 Nashville, TN 37201 615-742-6200

Fax: 615-742-2803 Email: mdagley@bassberry.com Morgan Asset Management, Inc. represented by Shepherd D. Tate Matthew M. Curley Michael A. Brady Michael L. Dagley Regions Financial Corporation represented by David B. Tulchin SULLIVAN & CROMWELL, LLP 125 Broad Street New York, NY 10004 212-558-3749 Fax: 212-558-3358 Email: tulchind@sullcrom.com D. Andrew Pietro SULLIVAN & CROMWELL, LLP 125 Broad Street New York, NY 10004 212-558-4000 Fax: 212-558-3588 Email: pietroda@sullcrom.com David E. Swarts SULLIVAN & CROMWELL, LLP 125 Broad Street New York, NY 10004 212-558-7446 Fax: 212-558-3358 Email: swartsd@sullcrom.com

Peter S. Fruin MAYNARD COOPER & GALE, PC 1901 6th Avenue North Suite 2400 Birmingham, AL 35203-2602 205-254-1068 Fax: 205-254-1999 Email: pfruin@maynardcooper.com Morgan Keegan Select Fund, Inc. represented by Jeffrey B. Maletta K & L GATES LLP 1601 K. Street, N.W. Washington, DC 20006-1600 202-778-9062 Fax: 202-778-9100 Email: jeffrey.maletta@klgates.com TER MINA TED: 03 /11 /2010 Asa R. Danes SEEGER WEISS LLP One WIlliam Street New York, NY 10004 212-584-0700 Fax: 212-584-0799 Email: adanes@seegerweiss.com TER MINA TED: 12 /15 /2010 Kevin C. Logue PAUL HASTINGS JANOFSKY & WALKER, LLP- New York 75 East 55th Street New York, NY 10022 212-318-6223 Fax: 212-230-7620 Email: kevinlogue@paulhastings.com Nicole A. Baker K & L GATES LLP 1601 K. Street, N.W. Washington, DC 20006-1600 202-778-9018 Fax: 202-778-9100 Email: nicole.baker@klgates.com

TERMINATED: 03/16/2 010 RMK Multi-Sector High Income Fund, represented by Jeffrey B. Maletta Inc. TERMINATED: 03/16/2010 Kevin C. Logue Asa R. Danes TERMINATED: 12/15/2010 Nicole A. Baker TERMINATED: 03/16/2010 MK Holding, Inc. represented by Shepherd D. Tate Matthew M. Curley Michael A. Brady Michael L. Dagley Carter E. Anthony represented by R. Harold Meeks, Jr. PURSLEY LOWERY & MEEKS, LLP 260 Peachtree Street Suite 2000 Atlanta, GA 30303 404-880-7180

Fax: 404-880-7199 Email: hmeeks@plmllp.com Steven Lawrence Polk SUTHERLAND ASBILL & BRENNAN LLP 999 Peachtree Street N.E. Suite 2300 Atlanta, GA 30309-3996 404-853-8225 Fax: 404-853-8600 Email: larry.polk@sutherland.com Robin A. Besaw PURSLEY LOWERY & MEEKS, LLP 260 Peachtree Street Suite 2000 Atlanta, GA 30303 404-880-7180 Fax: 404-880-7199 Email: rbesaw@plmllp.com Allen B. Morgan, Jr. represented by Steven Lawrence Polk Joseph C. Weller represented by Steven Lawrence Polk James Stillman R. McFadden represented by Jeffrey B. Maletta Nicole A. Baker

Archie W. Willis, III represented by Jeffrey B. Maletta Nicole A. Baker Mary S. Stone represented by Jeffrey B. Maletta Nicole A. Baker W. Randall Pittman represented by Jeffrey B. Maletta Nicole A. Baker J. Kenneth Alderman represented by Steven Lawrence Polk Brian B. Sullivan represented by Steven Lawrence Polk J. Thompson Weller represented by Steven Lawrence Polk Charles D. Maxwell represented by Steven Lawrence Polk

James C. Kelsoe, Jr. represented by Steven Lawrence Polk David H. Tannehill represented by Steven Lawrence Polk Michele F. Wood represented by Steven Lawrence Polk Jack R. Blair represented by Jeffrey B. Maletta Nicole A. Baker Albert C. Johnson represented by Jeffrey B. Maletta Frank L. Watson, III Nicole A. Baker PricewaterhouseCoopers LLP represented by Emily Nicklin KIRKLAND & ELLIS LLP

300 North LaSalle Street Chicago, IL 60654 312-862-2000 Fax: 312-861-2200 Email: enicklin@kirkland.com Timothy A. Duffy KIRKLAND & ELLIS LLP 300 North LaSalle Street Chicago, IL 60654 312-862-2000 Fax: 312-861-2200 Email: tduffy@kirkland.com Eugene J. Podesta, Jr. BAKER DONELSON BEARMAN CALDWELL & BERKOWITZ 165 Madison Ave. Ste. 2000 Memphis, TN 38103 901-526-2000 Fax: 901-577-2303 Email: gpodesta@bakerdonelson.com Kristopher S. Ritter KIRKLAND & ELLIS LLP 300 North LaSalle Street Chicago, IL 60654 312-862-2000 Fax: 312-862-2200 Email: ritterk@kirkland.com Leo Maurice Bearman, Jr. BAKER DONELSON BEARMAN CALDWELL & BERKOWITZ- Memphis 165 Madison Ave. Ste. 2000 Memphis, TN 38103 901-526-2000 Fax: 901-577-0717 Email: lbearman@bakerdonelson.com

RMK High Income Fund, Inc. RMK Strategic Income Fund, Inc. RMK Advantage Income Fund, Inc. Trustee C. Fred Daniels represented by Louis Gottlieb PRO HAC VICE J. Gerard Stranch, IV Date Filed # Docket Text 12/21/2007 1 COMPLAINT against Allen B. Morgan, Jr, Joseph C. Weller, James Stillman R. McFadden, Archie W. Willis, III, Mary S. Stone, W. Randall Pittman, J. Kenneth Alderman, Brian B. Sullivan, J. Thompson Weller, Charles D. Maxwell, James C. Kelsoe, Jr, David H. Tannehill, Michele F. Wood, Jack R. Blair, Albert C. Johnson, PricewaterhouseCoopers LLP, Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., Regions Financial Corporation, Morgan Keegan Select Fund, Inc., RMK Multi-Sector High Income Fund, Inc., MK Holding, Inc. and Carter E. Anthony, filed by Elizabeth P. Willis, Sam H. Pearson. (Attachments: # 1 Civil Cover Sheet, # 2 Plaintiffs Certification, # 3 Plaintiffs Certification, # 4 Judge Assignment Cards)(cas) (Entered: 12/27/2007) 12/27/2007 2 Case initiation fee: $ 350.00, receipt number M111093 (agj, ) (Entered: 12/31/2007) 01/09/2008 3 Summons Issued as to Regions Financial Corporation. (vjm, ) (Entered: 01/10/2008) 01/11/2008 In compliance with this district's magistrate case assignment equalization plan: Magistrate Judge S. Thomas Anderson added and Magistrate Judge Tu M. Pham no longer assigned to case. (wbe, ) (Entered: 01/11/2008) 01/11/2008 Magistrate Judge S. Thomas Anderson added. Magistrate Judge Tu M. Pham no longer assigned to case. (cas) (Entered: 01/14/2008) 01/15/2008 4 Summons Issued as to PricewaterhouseCoopers LLP. (jld, ) (Entered: 01/16/2008) 01/15/2008 5 Summons Issued as to PricewaterhouseCoopers LLP, with the address of 50 N. Front St. Suite 1000. (jld, ) (Entered: 01/16/2008) 01/21/2008 6 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Regions Financial Corporation served on 1/14/2008, answer due 2/4/2008. (Wade, B.) (Entered: 01/21/2008) 01/21/2008 7 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson.

PricewaterhouseCoopers LLP served on 1/17/2008, answer due 2/6/2008. (Wade, B.) (Entered: 01/21/2008) 01/30/2008 8 NOTICE of Appearance by Shepherd D. Tate on behalf of Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., MK Holding, Inc. (Tate, Shepherd) (Entered: 01/30/2008) 01/30/2008 9 NOTICE of Appearance by Michael A. Brady on behalf of Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., MK Holding, Inc. (Brady, Michael) (Entered: 01/30/2008) 01/30/2008 10 NOTICE of Appearance by Michael L. Dagley on behalf of Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., MK Holding, Inc. (Dagley, Michael) (Entered: 01/30/2008) 01/30/2008 11 NOTICE of Appearance by Matthew M. Curley on behalf of Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., MK Holding, Inc. (Curley, Matthew) (Entered: 01/30/2008) 01/30/2008 12 MOTION for Extension of Time to File Answer re 1 Complaint,, or to otherwise respond to the Complaint (proposed order submitted) by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., MK Holding, Inc.. (Attachments: # 1 Certificate of Consultation Certificate of Consultation -- the parties are in agreement, # 2 Exhibit Proposed Order granting extension)(curley, Matthew) (Entered: 01/30/2008) 01/31/2008 13 COURTESY NOTICE: Pursuant to Rule 5 of the Federal Rules of Civil Procedure, document 12 MOTION for Extension of Time to File Answer re 1 Complaint,, or to otherwise respond to the Complaint (proposed order submitted) MOTION for Extension of Time to File Answer re 1 Complaint,, or to otherwise respond to the Complaint (proposed order submitted) filed by Morgan Asset Management, Inc., MK Holding, Inc. and Morgan Keegan & Company, Inc. has been filed. For future reference, please note that the proposed order is NOT to be filed as an attachment to the Motion. The order is to be submitted to the Judges ECF e-mail address in a word document format with the docket entry text reflecting proposed order submitted. If the order has not been submitted to the Judge via e-mail that should be done at this time. Filer is not required to resubmit the Motion or take any additional action regarding this Notice. (cas) (Entered: 01/31/2008) 02/04/2008 14 MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) by Pete Aviotti, Jr, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Harvey Berkey, Estate of Kathryn S. Cashdollar, Albert R Colombo, Patricia A Colombo, Dajalis, LTD, Brenda Blatt, Diana W Crump, Lloyd R Thomas, M.D., Frank D Tutor, Gwendolyn T Tutor. (Attachments: # 1 Memorandum In Support of Motion for Partial Consolidation, Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel, # 2 Affidavit of Jerome A. Broadhurst, # 3 Certificate of Consultation, # 4 Certificate of Service)(Broadhurst, Jerome) (Entered: 02/04/2008) 02/04/2008 16 MOTION of Robinson and Masseys to Serve as Lead Plaintiffs and for Approval of Selection of Co-Lead Counsel. Filed by G. A. Robinson, III, Sam C. Massey, III, Margaret Massey. (Attachments: # 1 Memorandum, # 2 Appendix One-In re

American Service Group, # 3 Appendix Two-Unumprovident Corp. Securities Litigation, # 4 Appendix Three-Masseys Lead Plaintiff Certification, # 5 Appendix Four-G.A. Robinson Lead Plaintiff Certification, # 6 Declaration of H. Naill Falls, Jr., # 7 Exhibit One-SNI Firm Resume, # 8 Exhibit Two-Falls & Veach Resume, # 9 Exhibit Three-Notice of Class Action)(cas) (Entered: 02/05/2008) 02/05/2008 15 ORDER granting 12 Motion for Extension of Time to Answer or otherwise respond re 1 Complaint; Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., and MK Holding, Inc. answers due 3/31/2008. Signed by Judge Samuel H. Mays, Jr on 2/4/08. (Mays, Samuel) (Entered: 02/05/2008) 02/12/2008 17 NOTICE of Appearance by David B. Tulchin on behalf of Regions Financial Corporation (Tulchin, David) (Entered: 02/12/2008) 02/12/2008 18 NOTICE of Appearance by David E. Swarts on behalf of Regions Financial Corporation (Swarts, David) (Entered: 02/12/2008) 02/12/2008 19 NOTICE of Appearance by D. Andrew Pietro on behalf of Regions Financial Corporation (Pietro, D.) (Entered: 02/12/2008) 02/13/2008 20 COURTESY NOTICE: Pursuant to Rule 5 of the Federal Rules of Civil Procedure, documents 17, 18 and 19 Notices of Appearance filed by Regions Financial Corporation have been filed. For future reference, please note that the documents were filed with a "wet signature". For future filings please follow the e-signature format which is "s/ Attorneys Typed Name". Filer is not required to resubmit any of the Notices or take any other action regarding this Notice. (cas) (Entered: 02/13/2008) 02/19/2008 21 RESPONSE in Opposition re 14 MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) filed by G. A. Robinson, III. (Attachments: # 1 Appendix Goodyear Tire decision, # 2 Appendix In re Bally Total Fitness, # 3 Appendix Goldberger v. PXRE, # 4 Appendix In re Landry's Seafood, # 5 Appendix Schonfield v. Dendreon, # 6 Appendix Rosalind Maiden decision, # 7 Appendix In re Tarragon Corp., # 8 Appendix Ruland v. Infosonics, # 9 Appendix Cal. Civil Code section 163 3.8, # 10 Appendix In re Perigrine Systems, # 11 Appendix Miller v. Ventro, # 12 Appendix In re Nanophase Tech., # 13 Appendix)(Falls, Harold) (Entered: 02/19/2008) 02/19/2008 25 Summons Issued as to Albert C. Johnson. (jld, ) (Entered: 02/21/2008) 02/19/2008 26 Summons Issued as to Jack R. Blair. (jld, ) (Entered: 02/21/2008) 02/19/2008 27 Summons Issued as to Michele F. Wood. (jld, ) (Entered: 02/21/2008) 02/19/2008 28 Summons Issued as to David H. Tannehill. (jld, ) (Entered: 02/21/2008)

02/19/2008 29 Summons Issued as to James C. Kelsoe, Jr. (jld, ) (Entered: 02/21/2008) 02/19/2008 30 Summons Issued as to Charles D. Maxwell. (jld, ) (Entered: 02/21/2008) 02/19/2008 31 Summons Issued as to J. Thompson Weller. (jld, ) (Entered: 02/21/2008) 02/19/2008 32 Summons Issued as to Brian B. Sullivan. (jld, ) (Entered: 02/21/2008) 02/19/2008 33 Summons Issued as to J. Kenneth Alderman. (jld, ) (Entered: 02/21/2008) 02/19/2008 34 Summons Issued as to W. Randall Pittman. (jld, ) (Entered: 02/21/2008) 02/19/2008 35 Summons Issued as to Mary S. Stone. (jld, ) (Entered: 02/21/2008) 02/19/2008 36 Summons Issued as to Archie W. Willis, III. (jld, ) (Entered: 02/21/2008) 02/19/2008 37 Summons Issued as to James Stillman R. McFadden. (jld, ) (Entered: 02/21/2008) 02/19/2008 38 Summons Issued as to Joseph C. Weller. (jld, ) (Entered: 02/21/2008) 02/19/2008 39 Summons Issued as to Allen B. Morgan, Jr. (jld, ) (Entered: 02/21/2008) 02/19/2008 40 Summons Issued as to Carter E. Anthony. (jld, ) (Entered: 02/21/2008) 02/21/2008 22 NOTICE of Appearance by Steven Lawrence Polk on behalf of Allen B. Morgan, Jr, J. Kenneth Alderman, Brian B. Sullivan, J. Thompson Weller, Charles D. Maxwell, James C. Kelsoe, Jr, David H. Tannehill, Michele F. Wood, Carter E. Anthony (Polk, Steven) (Entered: 02/21/2008) 02/21/2008 23 NOTICE of Appearance by Nicole A. Baker on behalf of James Stillman R. McFadden, Archie W. Willis, III, Mary S. Stone, W. Randall Pittman, Jack R. Blair, Albert C. Johnson, Morgan Keegan Select Fund, Inc., RMK Multi-Sector High Income Fund, Inc. (Baker, Nicole) (Entered: 02/21/2008) 02/21/2008 24 NOTICE of Appearance by Jeffrey B. Maletta on behalf of James Stillman R. McFadden, Archie W. Willis, III, Mary S. Stone, W. Randall Pittman, Jack R. Blair, Albert C. Johnson, Morgan Keegan Select Fund, Inc., RMK Multi-Sector High Income Fund, Inc. (Maletta, Jeffrey) (Entered: 02/21/2008) 02/22/2008 41 RESPONSE in Opposition re 16 MOTION, Memorandum of Law by Aviotti/Landers Group in Opposition to Competing Motions for Lead Plaintiff and Lead Counsel filed by Larry D Shaw, Pete Aviotti, Jr, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Harvey Berkey, Estate of Kathryn S. Cashdollar, Albert R Colombo, Patricia A Colombo, Dajalis, LTD, Brenda Blatt, Diana W Crump, Lloyd R Thomas, M.D., Frank D Tutor, Gwendolyn T Tutor. (Attachments: # 1 Second Broadhurst Declaration, # 2 Midanek Declaration, # 3 Aviotti Declaration, # 4 Reaves Declaration, # 5 Certificate of Service)(Broadhurst, Jerome) (Entered: 02/22/2008) 02/22/2008 42 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Jack R. Blair served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/2008 43 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Michele F. Wood served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/2008 44 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Archie W. Willis, III served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered:

02/22/2008) 02/22/2008 45 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Albert C. Johnson served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/2008 46 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. James Stillman R. McFadden served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/2008 47 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Joseph C. Weller served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/2008 48 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Brian B. Sullivan served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/2008 49 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Mary S. Stone served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/2008 50 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. J. Kenneth Alderman served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/2008 51 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. W. Randall Pittman served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/2008 52 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Allen B. Morgan, Jr served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/2008 53 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. J. Thompson Weller served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/2008 54 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. David H. Tannehill served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/2008 55 SUMMONS Returned Executed by Elizabeth P. Willis. James C. Kelsoe, Jr served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/2008 56 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Charles D. Maxwell served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/22/2008 57 SUMMONS Returned Executed by Elizabeth P. Willis, Sam H. Pearson. Carter E. Anthony served on 2/21/2008, answer due 3/12/2008. (Wade, B.) (Entered: 02/22/2008) 02/26/2008 58 Corporate Disclosure Statement by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., MK Holding, Inc. identifying Corporate Parent Regions Financial Corporation for MK Holding, Inc., Morgan Keegan & Company, Inc.; Corporate Parent MK Holding, Inc. for Morgan Asset Management, Inc... (Curley, Matthew) (Entered: 02/26/2008)

03/04/2008 59 SETTING LETTER: Scheduling Conference set Monday, 4/7/2008 at 09:15 AM in Courtroom 2 - Memphis before Judge Samuel H. Mays Jr. (jl) (Entered: 03/04/2008) 03/05/2008 60 MOTION for Leave to File a Reply Brief in Further Support of their Motion to Consolidate Related Actions, Appoint Lead Plaintiff and Approve Lead Plaintiffs Selection of Lead and Liaison Counsel (proposed order submitted) by The McDonald Group. (Attachments: # 1 Certificate of Consultation)(Wade, B.) (Entered: 03/05/2008) 03/05/2008 61 MOTION for Leave to File Reply in Further Support of the Aviotti/Landers Group's Motion to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) by Larry D Shaw, Pete Aviotti, Jr, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Harvey Berkey, Estate of Kathryn S. Cashdollar, Albert R Colombo, Patricia A Colombo, Dajalis, LTD, Brenda Blatt, Diana W Crump, Lloyd R Thomas, M.D., Frank D Tutor, Gwendolyn T Tutor. (Attachments: # 1 Certificate of Consultation)(Broadhurst, Jerome) (Entered: 03/05/2008) 03/05/2008 62 MOTION for Leave to File Reply Brief (Proposed Order Submitted) by Mechanical Contractors - U.A. Local 119 Health and Pension Plans. (Attachments: # 1 Certificate of Consultation)(Stranch, J.) (Entered: 03/05/2008) 03/05/2008 63 MOTION for Leave to Appear Pro Hac Vice for Beth A. Keller by Mechanical Contractors - U.A. Local 119 Health and Pension Plans (proposed order submitted). (Attachments: # 1 Attorney Certificate)(cas) (Entered: 03/06/2008) 03/05/2008 64 MOTION for Leave to Appear Pro Hac Vice for Christopher Marlborough by Mechanical Contractors - U.A. Local 119 Health and Pension Plans (proposed order submitted). (Attachments: # 1 Attorney Certificate)(cas) (Entered: 03/06/2008) 03/05/2008 65 MOTION for Leave to Appear Pro Hac Vice for Emily C. Komlossy by Mechanical Contractors - U.A. Local 119 Health and Pension Plans (proposed order submitted). (Attachments: # 1 Attorney Certificate)(cas) (Entered: 03/06/2008) 03/06/2008 66 Filing fee of $300.00 received, receipt number M1 12169, for 63, 64 and 65 Motions Pro Hac Vice of Beth A. Keller, Christopher Marlborough and Emily C. Komlossy. (cas) (Entered: 03/06/2008) 03/06/2008 67 NOTICE of Appearance by Steven Lawrence Polk on behalf of Joseph C. Weller (Polk, Steven) (Entered: 03/06/2008) 03/11/2008 68 ORDER granting 62 Local 1 19's Motion for Leave to File reply to responses filed by movants for appointment of lead plaintiff and lead counsel. Signed by Judge Samuel H. Mays, Jr on 3/10/08. (Mays, Samuel) (Entered: 03/11/2008) 03/12/2008 69 ORDER granting 60 Motion for Leave to File Reply. The McDonald Group may file a reply in further support of its motion to consolidate related actions, appoint lead plaintiff, and approve lead plaintiff's selection of lead and liaison counsel. Signed by Judge Samuel H. Mays, Jr on 3/10/08. (Mays, Samuel) (Entered: 03/12/2008) 03/12/2008 70 ORDER granting 61 Motion for Leave to File Reply. The Aviotti/Landers Group may file a reply in further support of its motion to consolidate cases, appointment of lead plaintiffs, approval of selection of lead counsel, and approval of selection of liaison

counsel. Signed by Judge Samuel H. Mays, Jr on 3/10/08. (Mays, Samuel) (Entered: 03/12/2008) 03/12/2008 71 ORDER granting 63, granting 64, granting 65 Motions for Leave to Appear Pro Hac Vice. Beth A. Keller, Christopher Marlborough and Emily C. Komlossy are admitted pro hac vice to appear in t his matter on behalf of Mechanical Contractors - U.S. Local 119 Health and Pension Plans. Signed by Judge Samuel H. Mays, Jr on 3/10/08. (Mays, Samuel) (Entered: 03/12/2008) 03/12/2008 72 NOTICE OF CANCELLATION: The SCHEDULING CONFERENCE set on MONDAY, APRIL 7, 2008 at 9:15 A.M. before United States District Judge Samuel H. Mays, Jr., HAS BEEN CANCELLED, to be reset upon notice. (Entered: 03/12/2008) 03/18/2008 73 NOTICE of Appearance by Timothy A. Duffy on behalf of PricewaterhouseCoopers LLP (Duffy, Timothy) (Entered: 03/18/2008) 03/18/2008 74 NOTICE of Appearance by Emily Nicklin on behalf of PricewaterhouseCoopers LLP (Nicklin, Emily) (Entered: 03/18/2008) 03/19/2008 75 NOTICE of Appearance by Leo Maurice Bearman, Jr on behalf of PricewaterhouseCoopers LLP (Bearman, Leo) (Entered: 03/19/2008) 03/19/2008 76 NOTICE of Appearance by Eugene J. Podesta, Jr on behalf of PricewaterhouseCoopers LLP (Podesta, Eugene) (Entered: 03/19/2008) 03/26/2008 77 Corporate Disclosure Statement by James Stillman R. McFadden, Archie W. Willis, III, Mary S. Stone, W. Randall Pittman, Jack R. Blair, Albert C. Johnson, Morgan Keegan Select Fund, Inc., RMK Multi-Sector High Income Fund, Inc.. (Maletta, Jeffrey) (Entered: 03/26/2008) 03/26/2008 78 REPLY to Response to Motion re 14 MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) MOTION to Consolidate Cases (partial consolidation), Appointment of Lead Plaintiffs, Approval of Selection of Lead Counsel, and Approval of Selection of Liaison Counsel (proposed order submitted) Reply Memorandum of Law in Support of Motion filed by Larry D Shaw, Pete Aviotti, Jr, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Harvey Berkey, Estate of Kathryn S. Cashdollar, Albert R Colombo, Patricia A Colombo, Dajalis, LTD, Brenda Blatt, Diana W Crump, Lloyd R Thomas, M.D., Frank D Tutor, Gwendolyn T Tutor. (Attachments: # 1 Third Declaration of Jerome A. Broadhurst in Support of Motion, # 2 Certificate of Service)(Broadhurst, Jerome) (Entered: 03/26/2008) 04/09/2008 79 NOTICE by Mechanical Contractors - U.A. Local 119 Health and Pension Plans of Supplemental Authority (Attachments: # 1 Supplement Authority: 4/4/2008 Consolidation Order re Syntax-Brillian Corp. (CV-07-2204-PHX-FJM, District of Arizona))(Stranch, J.) (Entered: 04/09/2008)

04/11/2008 80 RESPONSE to Motion re (51 in 2:07-cv-02784-SHM-dkv, 51 in 2:07-cv-02784- SHM-dkv) MOTION to Consolidate Cases MOTION to Appoint Counsel and Appoint Lead Plaintiff Aviotti/Landers Group Response to Notice of Supplemental Authority Filed by Mechanical Contractors-U.A. Local 119 Health and Pension Plans (Docket No. 137, Case No. 2: 07-cv-02784; Docket No. 79, Case No. 2: 07-cv-02830) filed by Diana W Crump, Pete Aviotti, Jr, Frank D Tutor, Gwendolyn T Tutor, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Brenda Blatt, Dajalis, LTD, Harvey Berkey, Larry D Shaw, Lloyd R Thomas, M.D., Albert R Colombo, Patricia A Colombo, Estate of Kathryn S. Cashdollar. Associated Cases: 2:07-cv-02784-SHMdkv, 2:07-cv-02830-SHM-sta, 2:08-cv-02071-SHM-dkv(Broadhurst, Jerome) (Entered: 04/11/2008) 04/16/2008 81 NOTICE by McDonald Group The McDonald Group's Notice of Filing (Attachments: # 1 Cortese v. Radian Group, # 2 In re Am. Serv. Group)Associated Cases: 2:07-cv- 02784-SHM-dkv et al.(wade, B.) (Entered: 04/16/2008) 04/16/2008 82 AFFIDAVIT re (37 in 2:08-cv-02212-SHM-dkv, 9 in 2:08-cv-02192-SHM-dkv, 81 in 2:07-cv-02830-SHM-sta, 139 in 2:07-cv-02784-SHM-dkv, 38 in 2:08-cv-02071- SHM-dkv, 13 in 2:08-cv-02157-dkv, 3 in 2:08-cv-02231-SHM-dkv, 78 in 2:08-cv- 02127-SHM-dkv, 54 in 2:08-cv-02078-SHM-sta) Notice (Other) Declaration of BJ Wade in Support of the McDonald Group's Notice of Filing by McDonald Group. (Attachments: # 1 Exhibit A)Associated Cases: 2:07-cv-02784-SHM-dkv et al.(wade, B.) (Entered: 04/16/2008) 04/21/2008 83 RESPONSE to Motion re (55 in 2:07-cv-02784-SHM-dkv) MOTION to Appoint Counsel The McDonald Group's Motion to Consolidate Related Actions, Appoint Lead Plaintiff and Approve Lead Plaintiff's Selection of Lead and Liaison Counsel; proposed order submitted Aviotti/Landers Group's Response to McDonald Group's "Notice of Filing" (Dkt#139, Case #2: 07-cv-02784; Dkt#81, Case #2: 07-cv-02830; Dkt#38, Case #2: 08-cv-02071) filed by Diana W Crump, Pete Aviotti, Jr, Frank D Tutor, Gwendolyn T Tutor, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Brenda Blatt, Dajalis, LTD, Harvey Berkey, Larry D Shaw, Lloyd R Thomas, M.D., Albert R Colombo, Patricia A Colombo, Estate of Kathryn S. Cashdollar. (Attachments: # 1 Unreported Case: In re Oracle Corp. Sec. Litig., No. C 01-0988 MJJ, 2005 WL 1030215 (N.D. Cal. Apr. 22, 2005), # 2 Unreported case: Dollens v. Zionts, No. 01 C 5931, 2001 WL 1543524 (N.D. Ill. Dec. 4, 2001), # 3 Certificate of Service)Associated Cases: 2:07-cv-02784-SHM-dkv, 2:07-cv-02830- SHM-sta, 2:08-cv-02071-SHM-dkv(Broadhurst, Jerome) (Entered: 04/21/2008) 05/22/2008 Unassigned 7 added. Judge S. Thomas Anderson no longer assigned to case. (cas) (Entered: 05/22/2008) 06/19/2008 84 RESPONSE to Motion re (68 in 2:08-cv-02078-SHM) Joint MOTION Appointment of Lead Plaintiff, Lead Counsel and Liason Counsel re (66) Notice (Other) filed by Mechanical Contractors - U.A. Local 119 Health and Pension Plans. Associated Cases: 2:07-cv-02784-SHM-dkv, 2:07-cv-02830-SHM, 2:08-cv-02071-SHM-dkv, 2:08-cv-02078-SHM, 2:08-cv-02212-SHM-dkv(Stranch, J.) (Entered: 06/19/2008) 06/26/2008 85 RESPONSE to Motion re (68 in 2:08-cv-02078-SHM) Joint MOTION Appointment of Lead Plaintiff, Lead Counsel and Liason Counsel re (66) Notice (Other) and to Local 119's resonse thereto filed by G.A. Robinson. Associated Cases: 2:07-cv- 02784-SHM-dkv et al.(falls, Harold) (Entered: 06/26/2008)

06/27/2008 86 RESPONSE to Motion re (68 in 2:08-cv-02078-SHM) Joint MOTION Appointment of Lead Plaintiff, Lead Counsel and Liason Counsel re (66) Notice (Other) filed by Diana W Crump, Pete Aviotti, Jr, Frank D Tutor, Gwendolyn T Tutor, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Fred Krimm, Brenda Blatt, Dajalis, LTD, Harvey Berkey, Larry D Shaw, Noah B Kimball, M.D., Charles B Anderson, M.D., Andrea L Anderson, James H Frazier, Lloyd R Thomas, M.D., Albert R Colombo, Patricia A Colombo, Estate of Kathryn S. Cashdollar. (Attachments: # 1 Certificate of Service)Associated Cases: 2:07-cv-02784-SHM-dkv, 2:07-cv-02830-SHM, 2:08-cv-02071-SHM-dkv, 2:08-cv-02078-SHM, 2:08-cv-02212- SHM-dkv(Broadhurst, Jerome) (Entered: 06/27/2008) 07/02/2008 87 Magistrate Judge Diane K. Vescovo added. Unassigned 7 no longer assigned to case. (wro, ) (agj, ). (Entered: 07/02/2008) 07/08/2008 88 NOTICE of Appearance by Peter S. Fruin on behalf of Regions Financial Corporation (Fruin, Peter) (Entered: 07/08/2008) 07/25/2008 89 NOTICE by The McDonald Group of Withdrawal of Motion of the McDonald Group for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiffs Selection of Lead and Liaison Counsel (Wade, B.) (Entered: 07/25/2008) 07/28/2008 90 STATUS REPORT Response to withdrawal of McDonald Group's lead plaintiff motion and summary of status of remaining lead plaintiff motions by G. A. Robinson, III. Associated Cases: 2:07-cv-02784-SHM-dkv et al.(falls, Harold) (Entered: 07/28/2008) 08/15/2008 91 STATUS REPORT Aviotti/Landers Group's Status Report Regarding Remaining Lead Plaintiff Motions and Consolidation of Cases by Diana W Crump, Pete Aviotti, Jr, Frank D Tutor, Gwendolyn T Tutor, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Brenda Blatt, Dajalis, LTD, Harvey Berkey, Larry D Shaw, Lloyd R Thomas, M.D., Albert R Colombo, Patricia A Colombo, Estate of Kathryn S. Cashdollar. (Attachments: # 1 Declaration of Jerome A. Broadhurst, # 2 Certificate of Service)Associated Cases: 2:07-cv-02784-SHM-dkv, 2:07-cv-02830-SHM-dkv, 2:08- cv-02071-shm-dkv, 2:08-cv-02078-SHM-dkv, 2:08-cv-02212-SHM-dkv(Broadhurst, Jerome) (Entered: 08/15/2008) 08/19/2008 92 NOTICE by Mechanical Contractors - U.A. Local 119 Health and Pension Plans re (51 in 2:07-cv-02784-SHM-dkv, 51 in 2:07-cv-02784-SHM-dkv) MOTION to Consolidate Cases MOTION to Appoint Counsel and Appoint Lead Plaintiff to Withdraw Motion to Consolidate, Appoint Lead Counsel and Lead Plaintiff Associated Cases: 2:07-cv-02784-SHM-dkv, 2:07-cv-02830-SHM-dkv, 2:08-cv- 02071-SHM-dkv, 2:08-cv-02078-SHM-dkv, 2:08-cv-02212-SHM-dkv(Stranch, J.) (Entered: 08/19/2008) 08/21/2008 93 NOTICE by Diana W Crump, Pete Aviotti, Jr, Frank D Tutor, Gwendolyn T Tutor, H Austin Landers, Jeanette H Landers, Alabama Elks Trust, Inc., Brenda Blatt, Dajalis, LTD, Harvey Berkey, Larry D Shaw, Lloyd R Thomas, M.D., Albert R Colombo, Patricia A Colombo, Estate of Kathryn S. Cashdollar of Withdrawal of Pete Aviotti, Jr., as a Plaintiff and as a Member of the Aviotti/Landers Group Associated Cases: 2:07-cv-02784-SHM-dkv, 2:07-cv-02830-SHM-dkv, 2:08-cv-02071-SHM-dkv, 2:08- cv-02078-shm-dkv, 2:08-cv-02212-SHM-dkv(Broadhurst, Jerome) (Entered: 08/21/2008)

09/23/2008 94 ORDER GRANTING IN PART AND DENYING IN PART MOTIONS FOR PARTIAL CONSOLIDATION, APPOINTMENT OF LEAD PLAINTIFF, AND APPROVAL OF COUNSEL. Signed by Judge Samuel H. Mays, Jr on September 23, 2008. (Mays, Samuel) (Entered: 09/23/2008) 10/17/2008 95 NOTICE by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., MK Holding, Inc. (Attachments: # 1 Exhibit A1 Motion for Transfer of Actions, # 2 Exhibit A2 Memorandum in Support of Motion for Transfer of Actions, # 3 Schedule of Actions (Exh A to Motion), # 4 Exhibit A to Memorandum [Atkinson (2:07-cv- 02784) docket], # 5 Exhibit B to Memorandum [Atkinson (08-cv-02694) docket], # 6 Exhibit C to Memorandum [Willis docket], # 7 Exhibit D to Memorandum [Hartman docket], # 8 Exhibit E to Memorandum [Gregory docket], # 9 Exhibit F to Memorandum [DeJoseph docket], # 10 Exhibit G to Memorandum [Daniels (McAbee) docket], # 11 Exhibit H to Memorandum [Daniels (McAbee II) docket], # 12 Exhibit I to Memorandum [Daniels (Von Gal) docket], # 13 Exhibit J to Memorandum [Daniels (KPS) docket], # 14 Exhibit K to Memorandum [Daniels (Cade) docket], # 15 Exhibit L to Memorandum [Stein docket], # 16 Exhibit M to Memorandum [Ryan docket], # 17 Exhibit N to Memorandum [Hamby docket], # 18 Exhibit O to Memorandum [Shamblin docket], # 19 Exhibit P to Memorandum [Jackson docket], # 20 Exhibit Q to Memorandum [Williams docket], # 21 Exhibit R to Memorandum [Thompson docket], # 22 Exhibit S to Memorandum [Landers docket], # 23 Exhibit T to Memorandum [Woods docket], # 24 Exhibit U to Memorandum [Firefighters docket], # 25 Exhibit V to Memorandum [Eilenberg docket], # 26 Exhibit W to Memorandum [Bentley docket], # 27 Exhibit X (1 of 2) to Memorandum [Atkinson (2:07-cv-02784) Compl.], # 28 Exhibit X (2 of 2) to Memorandum [Atkinson (2:07-cv-02784) Compl.], # 29 Exhibit Y to Memorandum [Atkinson (08-cv-02964) Compl.], # 30 Exhibit Z to Memorandum [Willis Compl.], # 31 Exhibit AA to Memorandum [Hartman Compl.], # 32 Exhibit BB to Memorandum [Gregory Compl.], # 33 Exhibit CC to Memorandum [DeJoseph Compl.], # 34 Exhibit DD to Memorandum [Daniels (McAbee) Compl.], # 35 Exhibit EE to Memorandum [Daniels (McAbee II) Compl.], # 36 Exhibit FF to Memorandum [Daniels (Von Gal) Compl.], # 37 Exhibit GG to Memorandum [Daniels (KPS) Compl.], # 38 Exhibit HH to Memorandum [Daniels (Cade) Compl.], # 39 Exhibit II to Memorandum [Stein Compl.], # 40 Exhibit JJ to Memorandum [Ryan Compl.], # 41 Exhibit KK to Memorandum [Hamby Compl.], # 42 Exhibit LL to Memorandum [Shamblin Compl.], # 43 Exhibit MM to Memorandum [Jackson Compl.], # 44 Exhibit NN to Memorandum [Williams Compl.], # 45 Exhibit OO to Memorandum [Thompson Compl.], # 46 Exhibit PP (1 of 5) to Memorandum [Landers Compl.], # 47 Exhibit PP (2 of 5) to Memorandum [Landers Compl.], # 48 Exhibit PP (3 of 5) to Memorandum [Landers Compl.], # 49 Exhibit PP (4 of 5) to Memorandum [Landers Compl.], # 50 Exhibit PP (5 of 5) to Memorandum [Landers Compl.], # 51 Exhibit QQ to Memorandum [Woods Compl.], # 52 Exhibit RR to Memorandum [Firefighters Compl.], # 53 Exhibit SS to Memorandum [Eilenberg Compl.], # 54 Exhibit TT to Memorandum [Bentley Compl.], # 55 Exhibit UU to Memorandum Table C-6, # 56 Exhibit VV to Memorandum (Pending MDL Dockets))(Curley, Matthew) (Entered: 10/17/2008) 12/12/2008 96 MOTION OF THE RMK OPEN-END FUNDS GROUP FOR APPOINTMENT OF LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD AND LIAISON COUNSEL, proposed order submitted, by Frank D Tutor, H Austin Landers, Jeanette H Landers, Dajalis, LTD, Estate of Kathryn S. Cashdollar. (Attachments: # 1

Memorandum of Law in Support of the RMK Open-End Funds Group's Motion for Appointment of Lead Plaintiff and Approval of Selection of Lead and Liaison Counsel, # 2 Affidavit Jerome A. Broadhurst, # 3 Certificate of Consultation, # 4 Certificate of Service)Associated Cases: 2:07-cv-02784-SHM-dkv, 2:07-cv-02830- SHM-dkv, 2:08-cv-02071-SHM-dkv(Broadhurst, Jerome) (Entered: 12/12/2008) 12/12/2008 97 COURTESY NOTICE: Pursuant to Rule 5 of the Federal Rules of Civil Procedure, document 96 MOTION OF THE RMK OPEN-END FUNDS GROUP FOR APPOINTMENT OF LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD AND LIAISON COUNSEL has been filed by Dajalis, LTD, Frank D Tutor, H Austin Landers, Jeanette H Landers, Estate of Kathryn S. Cashdollar. For future reference, please note that a Certificate of Service is to be included with each document (ie. Motion, Memorandrum, Affidavit, Certificate of Consultation) that is filed. Filer is not required to resubmit document. (csf) (Entered: 12/16/2008) 12/18/2008 98 MOTION to Stay and for Order Precluding Arbitration o f Derivative and Class Claims (proposed order submitted) by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc.. (Attachments: # 1 Certificate of Consultation)(Curley, Matthew) (Entered: 12/18/2008) 12/18/2008 99 AFFIDAVIT re 98 MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims (proposed order submitted) proposed order submitted by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc.. (Attachments: # 1 Exhibit 1 Woods Complaint, # 2 Exhibit Claimants' Statement of Claim in Koella, # 3 Exhibit 3A Claimants' Motion for Issuance of Subpoena in Koella, # 4 Exhibit 3B Response of Claimants to Objection of Morgan Keegan, # 5 Exhibit 4 Claimants' Renewed Motion for Issuance of Revised Subpoena to Morgan Asset Mgmt, # 6 Exhibit 5 Claimants' First Request for Production, # 7 Exhibit 6 Copy of Subpoena served on Morgan Asset Mgmt Inc in Koella, # 8 Exhibit 7 Letter of J Pendergast to S Tate, # 9 Exhibit 8A Statement of Claim, # 10 Exhibit 8B Claimants' Motion to Compel in Ackerman, # 11 Exhibit 8C Order granting Motion to Compel in Ackerman, # 12 Exhibit 9 Woods Order, # 13 Exhibit 10 FINRA Rules, # 14 Exhibit 11 Letter of S Beall to K Rosen, # 15 Exhibit 12 One of Koella Claimants Morgan Keegan Client Agreement, # 16 Exhibit 13 Letter of M Brady to G Friedman)(Curley, Matthew) (Entered: 12/18/2008) 12/18/2008 100 MOTION Exceed Page Limit proposed order submitted by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc.. (Attachments: # 1 Exhibit A Memorandum of Law)(Curley, Matthew) (Entered: 12/18/2008) 12/18/2008 103 DEFICIENCY NOTICE: Pursuant to Rule 5 of the Federal Rules of Civil Procedure, document 98 MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims has been filed by Morgan Asset Management, Inc., Morgan Keegan & Company, Inc. However, the following deficiency has been found: On page one of your Motion it states that a memorandum will accompany the Motion, but there is no memorandum attached. The Memorandum can be filed as a "Memorandum In Support of Motion" under the events category Responses and Replies. There is no Certificate of Service on the Certificate of Consultation. Certificate of Service can be filed as a "Notice of Correction" under the events category Notice. The filer has one business day to correct the deficiency. (csf) (Entered: 12/23/2008) 12/18/2008 104 COURTESY NOTICE: Pursuant to Rule 5 of the Federal Rules of Civil Procedure,

document 100 MOTION Exceed Page Limit has been filed by Morgan Asset Management, Inc., Morgan Keegan & Company, Inc. For future reference, please note there is no Certificate of Consultation included with the Motion. The Certificate can be filed as a "Notice of Correction" under the events category Notices. Filer is not required to resubmit document. (csf) (Entered: 12/23/2008) 12/19/2008 101 NOTICE by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc. re 100 MOTION Exceed Page Limit proposed order submitted (Curley, Matthew) (Entered: 12/19/2008) 12/19/2008 102 ORDER granting 100 Motion to Exceed Page Limit. Signed by Judge Samuel H. Mays, Jr on 12/19/2008. (Mays, Samuel) (Entered: 12/22/2008) 12/23/2008 105 Notice of Correction to 98 MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims (proposed order submitted) Certificate of Consultation. (Curley, Matthew) (Entered: 12/23/2008) 12/23/2008 106 Notice of Correction to 100 MOTION Exceed Page Limit proposed order submitted Certificate of Consultation. (Curley, Matthew) (Entered: 12/23/2008) 12/23/2008 107 MEMORANDUM in Support re 98 MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims (proposed order submitted) filed by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc.. (Curley, Matthew) (Entered: 12/23/2008) 12/31/2008 108 NOTICE of Appearance by Harold Naill Falls, Jr on behalf of Ernest Koella Associated Cases: 2:07-cv-02784-SHM-dkv, 2:07-cv-02830-SHM-dkv(Falls, Harold) (Entered: 12/31/2008) 12/31/2008 109 First MOTION for Extension of Time to File Response/Reply proposed order submitted by Ernest Koella. Associated Cases: 2:07-cv-02784-SHM-dkv, 2:07-cv- 02830-SHM-dkv(Falls, Harold) (Entered: 12/31/2008) 12/31/2008 110 ORDER granting 109 Motion for Extension of Time to File Response/Reply re 109 MOTION for Extension of Time to File Response/Reply Responses due by 1/9/2009. Signed by Judge Samuel H. Mays, Jr on 12/31/2008. (Mays, Samuel) (Entered: 12/31/2008) 01/07/2009 111 NOTICE by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc., MK Holding, Inc. (Curley, Matthew) (Entered: 01/07/2009) 01/09/2009 112 RESPONSE in Opposition re (98 in 2:07-cv-02830-SHM-dkv) MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims (proposed order submitted) filed by Ernest Koella. (Attachments: # 1 Appendix Hantz decision, # 2 Appendix Speroni decision)associated Cases: 2:07-cv-02784-SHM-dkv, 2:07-cv- 02830-SHM-dkv(Falls, Harold) (Entered: 01/09/2009) 01/09/2009 113 AFFIDAVIT re (112 in 2:07-cv-02830-SHM-dkv) Response in Opposition to Motion, Declaration of H. Naill Falls Jr. by Ernest Koella. (Attachments: # 1 Exhibit Morgan Keegan submission agreement, # 2 Exhibit Koella-2d motion to compel, # 3 Exhibit MK response to 2d motion to compel, # 4 Exhibit Koella-MK request for referral to arbs, # 5 Exhibit Koella-amended SOC)Associated Cases: 2:07-cv-02784-SHM-dkv, 2:07-cv-02830-SHM-dkv(Falls, Harold) (Entered: 01/09/2009)

01/12/2009 114 MOTION for Leave to File Reply and Memorandum in Support (proposed order submitted) by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc.. (Attachments: # 1 Certificate of Consultation)(Curley, Matthew) (Entered: 01/12/2009) 01/14/2009 115 ORDER granting 114 Motion for Leave to File Reply and Memorandum in Support. Signed by Judge Samuel H. Mays, Jr on 1/14/2009. (Mays, Samuel) (Entered: 01/15/2009) 01/23/2009 116 RESPONSE in Support re 98 MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims (proposed order submitted) filed by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc.. (Attachments: # 1 Certificate of Service)(Curley, Matthew) (Entered: 01/23/2009) 01/26/2009 117 NOTICE by Ernest Koella re (98 in 2:07-cv-02830-SHM-dkv) MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims (proposed order submitted) notice of supplemental facts relevant to motion to stay Associated Cases: 2:07-cv-02784-SHM-dkv, 2:07-cv-02830-SHM-dkv(Falls, Harold) (Entered: 01/26/2009) 01/26/2009 118 AFFIDAVIT re (98 in 2:07-cv-02830-SHM-dkv) MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims (proposed order submitted) Declaration of H. Naill Falls Jr. in support of notice of supplemental facts by Ernest Koella. (Attachments: # 1 Appendix Letter to FINRA under Rule 12204, # 2 Appendix Sigman-MAM response to subpoena, # 3 Appendix Ferrell-MAM response to subpoena)associated Cases: 2:07-cv-02784-SHM-dkv, 2:07-cv-02830-SHMdkv(Falls, Harold) (Entered: 01/26/2009) 01/29/2009 119 NOTICE of Change of Address by William M. Jeter Associated Cases: 2:07-cv- 02830-SHM-dkv et al.(jeter, William) (Entered: 01/29/2009) 01/29/2009 120 NOTICE by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc. s' Reply in Response to Koella's Notice of Supplemental Information (Curley, Matthew) (Entered: 01/29/2009) 03/19/2009 121 NOTICE by Ernest Koella re (98 in 2:07-cv-02830-SHM-dkv) MOTION to Stay and for Order Precluding Arbitration of Derivative and Class Claims (proposed order submitted) notice of ruling in related arbitration case Associated Cases: 2:07-cv- 02784-SHM-dkv, 2:07-cv-02830-SHM-dkv(Falls, Harold) (Entered: 03/19/2009) 03/19/2009 122 AFFIDAVIT re (121 in 2:07-cv-02830-SHM-dkv) Notice (Other), Declaration of H. Naill Falls Jr. by Ernest Koella. (Attachments: # 1 Exhibit Muhlbauer statement of claim, # 2 Exhibit Morgan Keegan motion to exclude evidence, # 3 Exhibit transcript of hearing on MK motion)associated Cases: 2:07-cv-02784-SHM-dkv, 2:07-cv- 02830-SHM-dkv(Falls, Harold) (Entered: 03/19/2009) 04/01/2009 123 NOTICE by Morgan Keegan & Company, Inc., Morgan Asset Management, Inc. re 121 Notice (Other), Response to Koella Claimants' Notice of Arbitration Ruling of Relevance to Motion for Order Precluding Arbitration of Derivative Claims and for a Stay of Discovery (Curley, Matthew) (Entered: 04/01/2009) 04/08/2009 124 NOTICE of Appearance by Kristopher S. Ritter on behalf of PricewaterhouseCoopers LLP (Ritter, Kristopher) (Entered: 04/08/2009)

04/08/2009 125 NOTICE of Change of Address by Kristopher S. Ritter for Kirkland & Ellis LLP (Ritter, Kristopher) (Entered: 04/08/2009) 08/21/2009 126 MOTION to Stay Discovery (proposed order submitted) by Morgan Asset Management, Inc.. (Attachments: # 1 Certificate of Consultation)(Curley, Matthew) (Entered: 08/21/2009) 08/21/2009 127 AFFIDAVIT re 126 MOTION to Stay Discovery (proposed order submitted) Declaration of Matthew M. Curley by Morgan Asset Management, Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21)(Curley, Matthew) (Entered: 08/21/2009) 08/21/2009 128 MOTION re 126 MOTION to Stay Discovery (proposed order submitted), 127 Affidavit,, to Exceed Page Limit by Morgan Asset Management, Inc.. (Attachments: # 1 Exhibit A - Memorandum in Support of Motion to Stay Discovery, # 2 Certificate of Consultation)(Curley, Matthew) (Entered: 08/21/2009) 08/24/2009 129 COURTESY NOTICE: Pursuant to Rule 5 of the Federal Rules of Civil Procedure, document 128 MOTION re 126 MOTION to Stay Discovery (proposed order submitted), 127 Affidavit,, to Exceed Page Limit filed by Morgan Asset Management, Inc. has been filed. For future reference, please note: More appropriate event would have been "File Excess Pages", not the "Miscellaneous Relief" selected. Filer is not required to resubmit document. (jae) (Entered: 08/24/2009) 08/24/2009 130 ORDER GRANTING (203) Motion to exceed the page limitationto exceed the page limitation in case 2:07-cv-02784-SHM-dkv; AND ORDER GRANTING (128) Motion to exceed the page limitationto exceed the page limitation in case 2:07-cv- 02830-SHM-dkv. Signed by Judge Samuel H. Mays, Jr on 8/24/2009. Associated Cases: 2:07-cv-02830-SHM-dkv, 2:07-cv-02784-SHM-dkv(Mays, Samuel) (Entered: 08/24/2009) 08/25/2009 131 MEMORANDUM in Support re 126 MOTION to Stay Discovery (proposed order submitted) filed by Morgan Asset Management, Inc.. (Curley, Matthew) (Entered: 08/25/2009) 09/11/2009 132 NOTICE of Appearance by Justin Edward Mitchell on behalf of C Fred Daniels, C. Fred Daniels, C. Fred Daniels, C. Fred Daniels, C. Fred Daniels, C. Fred Daniels Associated Cases: 2:07-cv-02784-SHM-dkv et al.(mitchell, Justin) (Entered: 09/11/2009) 09/15/2009 133 MEMORANDUM in Support re 126 MOTION to Stay Discovery (proposed order submitted) Supplemental Memorandum in Support of Morgan Asset Management, Inc.'s Motion to Stay Discovery in Louisiana State Court Action filed by Morgan Asset Management, Inc.. (Curley, Matthew) (Entered: 09/15/2009) 09/15/2009 134 AFFIDAVIT re 126 MOTION to Stay Discovery (proposed order submitted) Supplemental Declaration of Matthew M. Curley by Morgan Asset Management, Inc.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Curley, Matthew) (Entered: 09/15/2009)

09/30/2009 135 ORDER DENYING DEFENDANT'S MOTION TO PRECLUDE ARBITRATION OF DERIVATIVE AND CLASS CLAIMS AND FOR A STAY OF DISCOVERYSigned by Judge Samuel H. Mays, Jr on September 30, 2009. (Mays, Samuel) (Entered: 09/30/2009) 09/30/2009 136 ORDER GRANTING RMK OPEN-END FUND GROUP'S MOTION FOR APPOINTMENT OF LEAD PLAINTIFF AND APPROVAL OF SELECTION OF LEAD COUNSEL AND LIAISON COUNSEL. Signed by Judge Samuel H. Mays, Jr on September 30, 2009. (Mays, Samuel) (Entered: 09/30/2009) 11/18/2009 137 NOTICE of Appearance by John McQuiston, II on behalf of Regions Bank Associated Cases: 2:09-md-02009-SHM, 2:07-cv-02784-SHM-dkv, 2:07-cv-02830-SHMdkv(McQuiston, John) (Entered: 11/18/2009) 02/16/2010 138 ORDER DENYING WITHOUT PREJUDICE DEFENDANTS' MOTION TO STAY DISCOVERY IN LOUISIANA STATE COURT ACTION. Signed by Judge Samuel H. Mays, Jr., on February 16, 2010. (Mays, Samuel) (Entered: 02/16/2010) 02/17/2010 139 MOTION to Sever Motion and Memorandum to Unconsolidate or Sever Trustee Ad Litem's Closed-End Fund Class Actions or Alternatively to Identify and Appoint A Lead Plaintiff In Consolidated Closed-End Fund Class Actions (Proposed Order Submitted) by C. Fred Daniels. (Attachments: # 1 Certificate of Consultation Certificate of Consultation, # 2 Exhibit Exhibit A)Associated Cases: 2:07-cv-02830- SHM-dkv, 2:08-cv-02452-SHM-dkv, 2:08-cv-02453-SHM-dkv, 2:08-cv-02455-SHMdkv, 2:08-cv-02456-SHM-dkv(Harvey, Albert) (Entered: 02/17/2010) 03/04/2010 140 RESPONSE to Motion re 139 MOTION to Sever Motion and Memorandum to Unconsolidate or Sever Trustee Ad Litem's Closed-End Fund Class Actions or Alternatively to Identify and Appoint A Lead Plaintiff In Consolidated Closed-End Fund Class Actions (Proposed Order Submitted) MOTION to Sever Motion and Memorandum to Unconsolidate or Sever Trustee Ad Litem's Closed-End Fund Class Actions or Alternatively to Identify and Appoint A Lead Plaintiff In Consolidated Closed-End Fund Class Actions (Proposed Order Submitted) MOTION to Sever Motion and Memorandum to Unconsolidate or Sever Trustee Ad Litem's Closed-End Fund Class Actions or Alternatively to Identify and Appoint A Lead Plaintiff In Consolidated Closed-End Fund Class Actions (Proposed Order Submitted) s' Response in Opposition filed by All s. (Curley, Matthew) (Entered: 03/04/2 010) 03/04/2010 141 Corporate Disclosure Statement by Regions Morgan Keegan Securities, Derivative and Employee Retirement Income Secuirty Act (ERISA) Litigation. Associated Cases: 2:09-md-02009-SHM, 2:07-cv-02830-SHM-dkv(Logue, Kevin) (Entered: 03/04/2010) 03/04/2010 142 NOTICE of Appearance by Asa R. Danes on behalf of Regions Morgan Keegan Securities, Derivative and Employee Retirement Income Secuirty Act (ERISA) Litigation Associated Cases: 2:09-md-02009-SHM, 2:07-cv-02830-SHM-dkv(Danes, Asa) (Entered: 03/04/2010) 03/04/2010 143 NOTICE of Appearance by Kevin C. Logue on behalf of RMK Multi-Sector High Income Fund, Inc. (Logue, Kevin) (Entered: 03/04/2010) 03/10/2010 144 MOTION to Withdraw as Attorney Proposed Order Submitted by Morgan Keegan Select Fund, Inc., RMK Multi-Sector High Income Fund, Inc.. (Attachments: # 1

Certificate of Consultation)Associated Cases: 2:09-md-02009-SHM, 2:07-cv-02830- SHM-dkv, 2:08-cv-02071-SHM-dkv(Maletta, Jeffrey) (Entered: 03/10/2010) 03/11/2010 145 ORDER granting 144 Motion to Withdraw as Attorney. Attorneys Jeffrey B. Maletta and Nicole A. Baker are terminated. Signed by Judge Samuel H. Mays, Jr on 3/11/2010. (Mays, Samuel) (Entered: 03/16/2010) 03/16/2010 146 Mail Returned as Undeliverable. Mail sent to Nancy Kulesa. (jld) (Entered: 03/17/2010) 03/16/2010 147 Mail Returned as Undeliverable. Mail sent to Jeff Nobel. (jld) (Entered: 03/17/2010) 03/18/2010 148 RESPONSE in Opposition re (82 in 2:08-cv-02453-SHM-dkv, 139 in 2:07-cv-02830- SHM-dkv, 79 in 2:08-cv-02455-SHM-dkv, 77 in 2:08-cv-02452-SHM-dkv, 74 in 2:08-cv-02456-SHM-dkv) MOTION to Sever Motion and Memorandum to Unconsolidate or Sever Trustee Ad Litem's Closed-End Fund Class Actions or Alternatively to Identify and Appoint A Lead Plaintiff In Consolidated Closed-End Fund Class Actions (Proposed Order Submitted) MOTION to Sever Motion and Memorandum to Unconsolidate or Sever Trustee Ad Litem's Closed-End Fund Class Actions or Alternatively to Identify and Appoint A Lead Plaintiff In Consolidated Closed-End Fund Class Actions (Proposed Order Submitted) MOTION to Sever Motion and Memorandum to Unconsolidate or Sever Trustee Ad Litem's Closed-End Fund Class Actions or Alternatively to Identify and Appoint A Lead Plaintiff In Consolidated Closed-End Fund Class Actions (Proposed Order Submitted) Motion to Unconsolidate/Sever filed by C. Fred Daniels. (Attachments: # 1 Exhibit A, # 2 Exhibit B)Associated Cases: 2: 07-cv-02830-SHM-dkv, 2: 08-cv-02452-SHM-dkv, 2:08-cv-02453-SHM-dkv, 2:08-cv-02455-SHM-dkv, 2:08-cv-02456-SHM-dkv(Harvey, Albert) (Entered: 03/18/2010) 04/02/2010 149 ORDER granting (236) Motion in case 2:07-cv-02784-SHM-dkv to File Consolidated Response to s' Motions to Dismiss. The response shall not exceed 140 pages in length. Signed by Magistrate Judge Diane K. Vescovo on 4/2/2010. Associated Cases: 2:07-cv-02784-SHM-dkv et al.(vescovo, Diane) (Entered: 04/02/2010) 04/06/2010 150 Mail Returned as Undeliverable. Mail sent to Robert Izard. (jld) (Entered: 04/08/2010) 04/22/2010 151 MOTION to Appoint Counsel PLAINTIFFS CHARLES JONES, IRA HOROWITZS, AND EDGE PARTNERS, LTD. S MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND OPPOSITION TO TAL GROUPS MOTION FOR APPOINTMENT AS LEAD PLAINTIFF (proposed Order submitted) by Charles H. Jones, Jr, Ira Horowitz, Edge Partners, Ltd.. (Attachments: # 1 MEMORANDUM OF LAW IN SUPPORT OF PLAINTIFFS CHARLES JONES, IRA HOROWITZS, AND EDGE PARTNERS, LTD.S MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND OPPOSITION TO TAL GROUPS MOTION FOR APPOINTMENT AS LEAD PLAINTIFF, # 2 Exhibit A - Certifications of Plaintiffs Charles Jones, Edge Partners Ltd and Ira Horowitz, # 3 Exhibit B Certification of Plaintiff C. Fred Daniels, Trustee Ad Litem, # 4 Exhibit C Law Firm Resume for Napoli Bern Ripka, LLP, # 5 Exhibit D Law Firm Resume for Sonn & Erez, PLC, # 6 Exhibit E Declaration of Frank L. Watson, III)(Watson, Frank) (Entered: 04/22/2010) 04/29/2010 152 MOTION for Leave to Appear Pro Hac Vice. (Attachments: # 1 Exhibit Declartion of Jeffrey R. Sonn, Esq., # 2 Exhibit Declaration of Scott L. Adkins, Esq., # 3 Exhibit Declaration of Adam J. Gana, # 4 Receipt #M123728)(jld) (Entered: 04/30/2010)

04/30/2010 153 ORDER granting 152 Motion for Leave to Appear Pro Hac Vice. Signed by Judge Samuel H. Mays, Jr on 4/30/2010. (Mays, Samuel) (Entered: 05/04/2010) 05/10/2010 154 MOTION to Amend/Correct (7 in 2:09-cv-02800-SHM-cgc) Amended Complaint,, and Memorandum for Permission to File Second Amended Complaint (Proposed Order Submitted) by C. Fred Daniels. (Attachments: # 1 second amended complaint, # 2 Exhibit a, # 3 Exhibit b, # 4 Exhibit c)associated Cases: 2:09-cv-02800-SHM-cgc et al.(harvey, Albert) (Entered: 05/10/2010) 05/26/2010 155 Amended MOTION to Amend/Correct AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND OPPOSITION TO TAL GROUPS MOTION FOR APPOINTMENT AS LEAD PLAINTIFF (proposed Order submitted) by Edge Partners, Ltd., Ira Horowitz, Albert C. Johnson, Seymour Warren. (Attachments: # 1 AMENDED MEMORANDUM OF LAW IN SUPPORT OF THEIR AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND OPPOSITION TO TAL GROUPS MOTION FOR APPOINTMENT AS LEAD PLAINTIFF, # 2 Exhibit A Plaintiffs Notice Published in Investors Business Daily on April 28, 2010, # 3 Exhibit B Certifications of Plaintiffs Charles Jones, Ira Horowitz, Edge Partners, Ltd. and Seymour Warren, # 4 Exhibit C - Certification of Plaintiff C. Fred Daniels, Trustee Ad Litem, # 5 Exhibit D - Law Firm Resume of Napoli Bern Ripka, LLP, # 6 Exhibit E - Law Firm Resume of Sonn & Erez, PLC, # 7 Exhibit F - Declaration of Frank L. Watson, III)(Watson, Frank) (Entered: 05/26/2010) 05/26/2010 156 MOTION MOTION FOR TEMPORARY APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR COUNSEL AS TEMPORARY LEAD COUNSEL (order submitted) by Edge Partners, Ltd., Ira Horowitz, Charles H. Jones, Jr, Seymour Warren. (Attachments: # 1 PLAINTIFFS CHARLES JONES, IRA HOROWITZ, EDGE PARTNERS, LTD., AND SEYMOUR WARRENS MEMORANDUM OF LAW IN SUPPORT OF THEIR MOTION FOR TEMPORARY APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR COUNSEL AS TEMPORARY LEAD COUNSEL)(Watson, Frank) (Entered: 05/26/2010) 05/28/2010 157 REPLY to Response to Motion re (238 in 2:07-cv-02784-SHM-dkv) Response in Opposition to Motion,,,, filed by Jack R. Blair, Albert C. Johnson, William Jeffries Mann, James Stillman R. McFadden, W. Randall Pittman, Mary S. Stone, Archie W. Willis, III. Associated Cases: 2:07-cv-02784-SHM-dkv et al.(maletta, Jeffrey) (Entered: 05/28/2010) 06/02/2010 158 ORDER DENYING PLAINTIFF C. FRED DANIELS' MOTION TO SEVER AND ESTABLISHING DEADLINE FOR MOTIONS TO SERVE AS LEAD PLAINTIFF 139. Signed by Judge Samuel H. Mays, Jr., on June 2, 2010. (Mays, Samuel) (Entered: 06/02/2010) 06/14/2010 159 RESPONSE in Opposition re 156 MOTION MOTION FOR TEMPORARY APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR COUNSEL AS TEMPORARY LEAD COUNSEL (order submitted) MOTION MOTION FOR TEMPORARY APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF THEIR COUNSEL AS TEMPORARY LEAD COUNSEL (order submitted) filed by Hayne Palmour, III. (Stranch, J.) (Entered: 06/14/2010) 06/14/2010 160 AFFIDAVIT re 159 Response in Opposition to Motion, of Alan I. Ellman by Hayne Palmour, III. (Attachments: # 1 Exhibit A: Napoli Notice, # 2 Exhibit B: Labaton

Notice)(Stranch, J.) (Entered: 06/14/2010) 06/24/2010 161 MOTION to Withdraw as Attorney Asa Danes by RMK Multi-Sector High Income Fund, Inc.. (Attachments: # 1 Declaration of Asa Danes, # 2 Certificate of Consultation, # 3 Certificate of Service)Associated Cases: 2:09-md-02009-SHM, 2:07-cv-02830-SHM-dkv(Logue, Kevin) (Entered: 06/24/2010) 07/02/2010 162 MOTION to Appoint Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) by Edge Partners, Ltd., Charles H. Jones, Jr, taylor henry, Floyd Kopf, Greg Pohl, Joy Pohl. (Attachments: # 1 Memorandum of Law in Support of Second Amended Motion for Appointment as Lead Plaintiff and Approval of Lead Counsel, # 2 Collective Exhibits A through I : A Notice Published in Investors Business Daily on April 28, 2010; B Charles Taylors Lead-Plaintiff Certificate; C Edge Partners Lead-Plaintiff Certificate; D Kopfs Lead-Plaintiff Certificate; E Henrys Lead-Plaintiff Certificate; F Pohls Lead-Plaintiff Certificates; G Resume of Napoli Bern Ripka, LLP; H Resume of Sonn & Erez, PLC; and I Declaration of Frank L. Watson, III)(Watson, Frank) (Entered: 07/02/2010) 07/02/2010 163 MOTION to Appoint Counsel as Lead Plaintiff; and Approval of Lead Plaintiff's Choice of Lead and Liason Counsel and Certificate of Counsel Pursuant to Local Rule 7.2(a)(1)(B) and (Proposed Order) by Joseph W Gilmore. (Attachments: # 1 Memorandum Memo in Support, # 2 Affidavit Declaration of CWF, # 3 Exhibit Exhibit A, # 4 Exhibit Exhibit B, # 5 Exhibit Exhibit C, # 6 Exhibit Exhibit D, # 7 Exhibit Exhibit E)Associated Cases: 2:07-cv-02830-SHM-dkv et al.(fowler, Charles) (Entered: 07/02/2010) 07/02/2010 164 MOTION to Consolidate Cases, MOTION for Appointment as Lead Plaintiff, MOTION to Appoint Counsel by RMK Investor Group. (Attachments: # 1 Memorandum of Law in Support, # 2 Affidavit Declaration of J. Gerard Stranch, IV, in Support)Associated Cases: 2:09-md-02009-SHM, 2:07-cv-02830-SHMdkv(Stranch, J.) (Entered: 07/02/2010) 07/02/2010 165 MOTION to Appoint Counsel and Appoint Lead Plaintiff (proposed order submitted) by James N. Maddox. (Attachments: # 1 Memorandum, # 2 Affidavit, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D, # 7 Exhibit E, # 8 Exhibit F)(Wade, B.) (Entered: 07/02/2010) 07/16/2010 166 RESPONSE to Motion re (164 in 2:07-cv-02830-SHM-dkv, 164 in 2:07-cv-02830- SHM-dkv, 164 in 2:07-cv-02830-SHM-dkv, 45 in 2:09-md-02009-SHM, 45 in 2:09- md-02009-shm, 45 in 2:09-md-02009-SHM) MOTION to Consolidate Cases MOTION for Appointment as Lead Plaintiff MOTION to Appoint Counsel Trustee Ad Litem's Response to Motions for Appointment as Lead Plaintiff and Approval of Lead Counsel filed by C. Fred Daniels. Associated Cases: 2:09-md-02009-SHM et al.(harvey, Albert) (Entered: 07/16/2010) 07/16/2010 167 NOTICE by Joseph W Gilmore of Non-Opposition of Lead Plaintiff to the Motion of the RMK Investor Group to be Appointed Lead Plaintiff and Approving RMK Investor Group's Selection of Counsel Associated Cases: 2:07-cv-02830-SHM-dkv et al.(fowler, Charles) (Entered: 07/16/2010) 07/16/2010 168 RESPONSE in Opposition re 164 MOTION to Consolidate Cases MOTION for Appointment as Lead Plaintiff MOTION to Appoint Counsel THE JONES GROUPS

MEMORANDUM OF LAW IN OPPOSITION TO RMK INVESTOR GROUPS MOTION FOR LEAD-PLAINTIFF APPOINTMENT AND APPOVAL OF SELECTION OF COUNSEL filed by Edge Partners, Ltd., Charles H. Jones, Jr, Floyd Kopf, Greg Pohl, Joy Pohl, taylor henry. (Attachments: # 1 Exhibit A In re Concord EFS Securities Lit., No. 02-2697-SHM (W.D. Tenn. Dec. 2, 2002, # 2 Exhibit B RMK Advantage Income Fund, Inc. Proxy Statement, May 21, 2008, # 3 Exhibit C Certificate of Limited Partnership of Lion Fund, L.P., Aug. 31, 2000, # 4 Exhibit D State of Texas Business Record re Registered Agent for Lion Fund, L.P., # 5 Exhibit E State of Texas Periodic Report for Lion Fund, L.P., # 6 Exhibit F Registered Investment Adviser Representative Public Disclosure Report for Corbin Robertson)(Watson, Frank) (Entered: 07/16/2010) 07/16/2010 169 RESPONSE in Opposition re (163 in 2:07-cv-02830-SHM-dkv) MOTION to Appoint Counsel as Lead Plaintiff; and Approval of Lead Plaintiff's Choice of Lead and Liason Counsel and Certificate of Counsel Pursuant to Local Rule 7.2(a)(1)(B) and (Proposed Order) MOTION to Appoint Counsel as Lead Plaintiff; and Approval of Lead Plaintiff's Choice of Lead and Liason Counsel and Certificate of Counsel Pursuant to Local Rule 7.2(a)(1)(B) and (Proposed Order) MOTION to Appoint Counsel as Lead Plaintiff; and Approval of Lead Plaintiff's Choice of Lead and Liason Counsel and Certificate of Counsel Pursuant to Local Rule 7.2(a)(1)(B) and (Proposed Order), (165 in 2:07-cv-02830-SHM-dkv) MOTION to Appoint Counsel and Appoint Lead Plaintiff (proposed order submitted) MOTION to Appoint Counsel and Appoint Lead Plaintiff (proposed order submitted), (162 in 2:07-cv-02830-SHMdkv) MOTION to Appoint Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) MOTION to Appoint Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) MOTION to Appoint Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) MOTION to Appoint Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) filed by RMK Investor Group. (Attachments: # 1 Declaration of Alan I. Ellman, # 2 Exhibit 1 to the Decl. of Alan I. Ellman, # 3 Exhibit 2 to the Decl. of Alan I. Ellman, # 4 Exhibit 3 to the Decl. of Alan I. Ellman, # 5 Exhibit 4 to the Decl. of Alan I. Ellman)Associated Cases: 2:09-md-02009-SHM, 2:07-cv-02830-SHM-dkv(Stranch, J.) (Entered: 07/16/2010) 07/16/2010 170 RESPONSE in Opposition re 164 MOTION to Consolidate Cases MOTION for Appointment as Lead Plaintiff MOTION to Appoint Counsel, 163 MOTION to Appoint Counsel as Lead Plaintiff; and Approval of Lead Plaintiff's Choice of Lead and Liason Counsel and Certificate of Counsel Pursuant to Local Rule 7.2(a)(1)(B) and (Proposed Order) MOTION to Appoint Counsel as Lead Plaintiff; and Approval of Lead Plaintiff's Choice of Lead and Liason Counsel and Certificate of Counsel Pursuant to Local Rule 7.2(a)(1)(B) and (Proposed Order) MOTION to Appoint Counsel as Lead Plaintiff; and Approval of Lead Plaintiff's Choice of Lead and Liason Counsel and Certificate of Counsel Pursuant to Local Rule 7.2(a)(1)(B) and (Proposed Order), 162 MOTION to Appoint Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) MOTION to Appoint

Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) MOTION to Appoint Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) MOTION to Appoint Counsel THE JONES GROUPS SECOND AMENDED MOTION FOR APPOINTMENT AS LEAD PLAINTIFFS AND APPROVAL OF LEAD COUNSEL (proposed Order submitted) filed by James N. Maddox. (Attachments: # 1 Affidavit Declaration of B.J. Wade, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E, # 7 Exhibit F, # 8 Exhibit G)(Wade, B.) (Entered: 07/16/2010) 07/22/2010 171 DEFICIENCY NOTICE: Pursuant to Rule 5 of the Federal Rules of Civil Procedure, document 169 Response in Opposition to Motion,,,,,,, filed by RMK Investor Group has been filed. However, the following deficiency has been found: Please note that document does not reflect a certificate of service page. You will need to go under the notice other category then in the drop down area select 'notice of correction' and submit the certificate of service page only. Thanks and if you have questions please call me at 901-495-1505. The filer has one business day to correct the deficiency. (jml) (Entered: 07/22/2010) 07/26/2010 172 Notice of Correction to 169 Response in Opposition to Motion,,,,,,, Certificate of Service. (Stranch, J.) (Entered: 07/26/2010) 07/30/2010 173 REPLY to Response to Motion re 170 Response in Opposition to Motion,,,,,, 168 Response in Opposition to Motion,,, 169 Response in Opposition to Motion,,,,,,, 166 Response to Motion, THE JONES GROUP'S REPLY BRIEF IN SUPPORT OF THEIR MOTION FOR LEAD PLAINTIFF APPOINTMENT AND APPROVAL OF SELECTION OF COUNSEL AND IN OPPOSITION TO ALL OTHER MOVANTS filed by Edge Partners, Ltd., Charles H. Jones, Jr, Floyd Kopf, Greg Pohl, Joy Pohl, taylor henry. (Attachments: # 1 Exhibit A City of Roseville Employees Retirement System v. Textron, Inc., # 2 Exhibit B The Jones Group Proposed Class Period Ending Date and the RMK Investors Group Proposed Class Period Ending Date, # 3 Exhibit C Spreadsheets reflecting Losses of the Jones Group and RMK Investors Group, # 4 Exhibit D Tax Return of Edge Partners Ltd., # 5 Exhibit E RMK Fund Disclosure and Asset Holding Timeline, # 6 Exhibit F Lion Fund Organization Chart)(Watson, Frank) (Entered: 07/30/2010) 07/30/2010 174 REPLY to Response to Motion re (170 in 2:07-cv-02830-SHM-dkv) Response in Opposition to Motion,,,,,, (168 in 2:07-cv-02830-SHM-dkv) Response in Opposition to Motion,,, filed by RMK Investor Group. (Attachments: # 1 Reply Declaration of J. Gerard Stranch, IV, # 2 Exhibit A to the Reply Decl. of J. Gerard Stranch, IV, # 3 Exhibit B to the Reply Decl. of J. Gerard Stranch, IV, # 4 Exhibit C to the Reply Decl. of J. Gerard Stranch, IV, # 5 Exhibit D to the Reply Decl. of J. Gerard Stranch, IV, # 6 Exhibit E to the Reply Decl. of J. Gerard Stranch, IV, # 7 Exhibit F to the Reply Decl. of J. Gerard Stranch, IV)Associated Cases: 2:09-md-02009-SHM, 2:07-cv-02830- SHM-dkv, 2:10-cv-02248-SHM-dkv, 2:10-cv-02380-SHM-dkv(Stranch, J.) (Entered: 07/30/2010) 07/30/2010 175 REPLY to Response to Motion re 166 Response to Motion, 168 Response in Opposition to Motion,,, 169 Response in Opposition to Motion,,,,,,, filed by James N. Maddox. (Attachments: # 1 Affidavit, # 2 Exhibit)(Wade, B.) (Entered: 07/30/2010)

09/10/2010 176 NOTICE of Appearance by Robin A. Besaw on behalf of Carter E. Anthony Associated Cases: 2:07-cv-02830-SHM-dkv, 2:08-cv-02071-SHM-dkv(Besaw, Robin) (Entered: 09/10/2010) 09/10/2010 177 NOTICE of Appearance by R. Harold Meeks, Jr on behalf of Carter E. Anthony Associated Cases: 2:07-cv-02830-SHM-dkv, 2:08-cv-02071-SHM-dkv(Meeks, R.) (Entered: 09/10/2010) 11/16/2010 178 NOTICE of Change of Address by B. J. Wade Associated Cases: 2:09-md-02009- SHM, 2:07-cv-02830-SHM-dkv(Wade, B.) (Entered: 11/16/2010) 12/15/2010 179 ORDER APPOINTING LEAD PLAINTIFF AND LEAD COUNSEL AND CONSOLIDATING CASES 151 155 156 162 163 164 165. Signed by Judge Samuel H. Mays, Jr., on December 15, 2010. (Mays, Samuel) (Entered: 12/15/2010) 12/15/2010 180 ORDER GRANTING MOTION TO WITHDRAW 161. Attorney Asa R. Danes terminated.. Signed by Judge Samuel H. Mays, Jr., on December 15, 2010. (Mays, Samuel) (Entered: 12/15/2010) 12/30/2010 181 ORDER OF REFERENCE. Signed by Judge Samuel H. Mays, Jr., on December 30, 2010. (Mays, Samuel) (Entered: 12/30/2010) 01/20/2011 182 MOTION Joint Motion for Scheduling Order and Memorandum in Support proposed order submitted by J. Kenneth Alderman, Carter E. Anthony, Jack R. Blair, Albert C. Johnson, James C. Kelsoe, Jr, Charles D. Maxwell, James Stillman R. McFadden, Allen B. Morgan, Jr, Morgan Asset Management, Inc., Morgan Keegan & Company, Inc., W. Randall Pittman, PricewaterhouseCoopers LLP, RMK Investor Group, RMK Multi-Sector High Income Fund, Inc., Regions Financial Corporation, Mary S. Stone, J. Thompson Weller, Joseph C. Weller, Archie W. Willis, III. (Curley, Matthew) (Entered: 01 /20/2011) 02/11/2011 183 ORDER signed by Judge Samuel H. Mays, Jr on 01/24/2011. MOTION 182 granted. (Mays, Samuel) (Entered: 02/11/2011) 02/16/2011 184 MOTION for Leave to Appear Pro Hac Vice for DAVID J. GOLDSMITH by Hayne Palmour, III. Receipt #M4676001099 (proposed order submitted) (Attachments: # 1 certification, # 2 certificate of good standing)(agj) (Entered: 02/18/2011) 02/16/2011 185 MOTION for Leave to Appear Pro Hac Vice for JOEL H. BERNSTEIN by Hayne Palmour, III. Receipt #M4676001097 (proposed order submitted) (Attachments: # 1 certification, # 2 certificate of good standing)(agj) (Entered: 02/18/2011) 02/22/2011 186 AMENDED COMPLAINT against J. Kenneth Alderman, Carter E. Anthony, James C. Kelsoe, Jr, MK Holding, Inc., Allen B. Morgan, Jr, Morgan Asset Management, Inc., Morgan Keegan & Company, Inc., RMK Multi-Sector High Income Fund, Inc., Regions Financial Corporation, Brian B. Sullivan, Joseph C. Weller, RMK High Income Fund, Inc., RMK Strategic Income Fund, Inc., RMK Advantage Income Fund, Inc., filed by C. Fred Daniels, The Lion Fund, L.P., Dr. J. Samir Sulieman, Larry Lattimore. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19 Exhibit S, # 20 Exhibit T, # 21 Exhibit U, # 22 Exhibit V) (Stranch, J.) (Entered: 02/22/2011)

03/02/2011 187 DEFICIENCY NOTICE: Pursuant to Rule 5 of the Federal Rules of Civil Procedure, document 186 Amended Complaint,,, filed by The Lion Fund, L.P., Larry Lattimore, C. Fred Daniels, Dr. J. Samir Sulieman has been filed. However, the following deficiency has been found: Please note that the ecf filing attorney name must be reflected on all signature pages. The certificate of service page reflects attorney Auer instead of filinf attorney Stranch. You will need to go under the notice category then in the drop down area select notice of correction and submit the updated certifcate of service page only. Thanks and if you have questions please call me at 901-495-1505.. The filer has one business day to correct the deficiency. (jml) (Entered: 03/02/2011) 03/02/2011 188 Notice of Correction to 186 Amended Complaint,,, CORRECTED CERTIFICATE OF SERVICE. (Stranch, J.) (Entered: 03/02/2011) 03/03/2011 189 ORDER GRANTING 184 Motion for Leave to Appear Pro Hac Vice. Signed by Judge Samuel H. Mays, Jr on 3/3/2011. (Mays, Samuel) (Entered: 03/03/2011) 03/03/2011 190 ORDER GRANTING 185 Motion for Leave to Appear Pro Hac Vice. Signed by Judge Samuel H. Mays, Jr on 3/3/2011. (Mays, Samuel) (Entered: 03/03/2011) 03/03/2011 191 MOTION for Leave to Appear Pro Hac Vice for LOUIS GOTTLIEB by Larry Lattimore, Dr. J. Samir Sulieman, The Lion Fund, L.P.. receipt #M4676001285 (proposed order submitted) (Attachments: # 1 Affidavit, # 2 certificate of good standing)(agj) (Entered: 03/04/2011) 03/07/2011 192 ORDER GRANTING 191 Motion for Leave to Appear Pro Hac Vice. Signed by Judge Samuel H. Mays, Jr on 3/7/2011. (Mays, Samuel) (Entered: 03/07/2011) 03/09/2011 193 Mail Returned as Undeliverable. Mail sent to Nancy Kulesa. (jld) (Entered: 03/10/2011) 03/22/2011 194 NOTICE by James N. Maddox, Sam H. Pearson, The McDonald Group, Elizabeth P. Willis Notice of Attorneys' Lien on Plaintiff Elizabeth P. Willis's, Sam H. Pearson's, The McDonald Group's, and James N. Maddox's, Individually and on Behalf of All Others Similarly Situated, Recovery (Glassman, Richard) (Entered: 03/22/2011) 03/22/2011 195 NOTICE by Joseph J. McGoey, III, The McDonald Group, James N. Maddox, Sam H. Pearson, Elizabeth P. Willis re (194 in 2:07-cv-02830-SHM-dkv) Notice (Other), Notice (Other), (312 in 2:07-cv-02784-SHM-dkv) Notice (Other) Notice of Attorneys' Lien on Plaintiff Elizabeth P. Willis's, Sam H. Pearson's, The McDonald Group's, James N. Maddox's, and Joseph McGoey, III's, Individually and on Behalf of All Others Similarly Situated, Recovery Associated Cases: 2:09-md-02009-SHM, 2:07- cv-02784-shm-dkv, 2:07-cv-02830-SHM-dkv(Glassman, Richard) (Entered: 03/22/2011) Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html