QUESTIONNAIRE 3: GOVERNMENT REPRESENTATIVES 1

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Sustainability Impact Assessment (SIA) in support of the negotiations for the modernization of the trade part of the Association Agreement with Chile QUESTIONNAIRE 3: GOVERNMENT REPRESENTATIVES 1 STAKEHOLDER TYPE: DUTY-BEARERS About the modernisation of the Chile-EU trade agreement In 2003, Chile was the first South American country to have a trade agreement with the EU, as part of the EU-Chile Association Agreement. Since then, the global economy has changed profoundly, and trade agreements have also become much broader and deeper. Therefore, Chile and the EU have decided to modernize the existing agreement. Negotiations on the modernisation have started in November 2017 and are currently ongoing. Details about the negotiations, including the issues covered and text proposals are available from the European Commission DG Trade (http://trade.ec.europa.eu/doclib/press/index.cfm?id=1793; in English) and the Government of Chile (https://www.direcon.gob.cl/cuarto-adjuntotpp/acuerdo-de-modernizacion-chile-union-europea/; in Spanish, with text proposals in English). About Sustainability Impact Assessments (SIAs) SIAs analyse the potential economic, social, human rights and environmental impact of trade agreements being negotiated by the European Union (EU). They are based on a robust analysis of the changes that are likely to be caused by the trade agreement in the EU, the partner country and specified other countries. Equally important, they include wide-ranging consultations with stakeholders in the EU and the partner country. SIA findings and recommendations feed into the negotiations, helping negotiators to optimise the related policy choices. The SIA in support of the modernisation of the trade pillar of the existing EU-Chile Association Agreement is implemented by BKP Development, a German-based economic research and consulting firm, in cooperation with Vincular, the Center for Social Responsibility and Sustainable Development at the Catholic University of Valparaíso in Chile. More information about the SIA is available on a dedicated website (http://tradesia-chile.eu/). About trade between Chile and the EU The EU is Chile s third largest trading partner, after China and the US, in 2017 representing some 14% of Chile's total trade. Conversely, Chile accounts for 0.5% of total EU trade in goods. Trade between Chile and the EU in 2017 stood at 17 billion ( 8.2 billion EU imports and 8.8 billion EU exports), with the EU s main exports to Chile being machinery and transport equipment (52% of total EU exports to Chile in 2017), manufactured goods (22%) and chemical products (15%). Chile s main exports to the EU are food and live animals (33%), raw materials (32%, mainly copper), and manufactured goods (23%). In addition, bilateral trade in services in 2016 amounted to 5.5 billion ( 3.7 billion EU exports and 1.8 billion EU imports). Finally, the EU is Chile's first Foreign Direct Investment (FDI) provider. Total EU FDI stock in Chile in 2016 stood at 47.2 billion. About this questionnaire We would like to hear from you how you think the modernisation of the trade agreement between Chile and the EU might affect the enjoyment of human rights in Chile or the EU. Do let us know! Questionnaire responses will be handled anonymously. Any personal data provided will only be used by us to possibly follow up but this personal data will not be shared with any third parties. 2 In case of questions, do not hesitate to contact us at: contact@trade-sia-chile.eu 1 This questionnaire is adapted from the Human Rights Compliance Assessment (HRCA) Quick Check by the Danish Institute for Human Rights (2006), available at: https://hrca2.humanrightsbusiness.org/docs/file/hrca%20quick%20check_english.pdf and NomoGaia Human Rights Impact Assessment Toolkit, available at: http://nomogaia.org/tools/#item1 2 Please note that your contribution may be subject to a request for access to documents under EU Regulation 1049/2001 on public access to European Parliament, Council and Commission documents. In such cases, the request will be assessed against the conditions set out in the Regulation and in accordance with applicable data protection rules. 1

Name of the organisation: What level of government do you represent? national regional local Name country Name region Name municipality Labour-related impacts 1. Are labour laws enforced in line with the standards of the International Labour Organisation (ILO): on working hours; paid leave (sick leave); paid leave (holidays); overtime remuneration; safe working conditions; child labour; forced labour; benefits for women (e.g. paid maternity leave); social security benefits (e.g. pension); trade unions; right to freedom of association; discrimination at workplace gender discrimination; sexual harassment; human trafficking 2. What are the main labour rights violations, if any? Please specify Please specify 3. Are there labour law inspections of companies operations? 4. Do employees normally have contracts that clearly specify the terms and conditions of employment, e.g. 2

length of employment, working hours, wages, benefits, holidays, overtime remuneration, etc? 5. Are salaries of women and men the same for the work of the same value? 6. Are there inspection mechanisms to control that salaries for women and men are the same for the work of the same value? 7. Does a minimum wage provide for a living? 8. Does the government carry out regular inspections in companies on occupational health and safety standards? 9. Is health and safety training for employees obligatory by law? 10. Do companies have to provide the government with any information regarding their employees? 11. Are employees entitled to health insurance or free medical care? 12. Has there been any evidence about employees being discriminated against at the workplace (in terms of lower wages, fewer promotional opportunities, etc.)? Please specify below: based on sex based on disability based on ethnicity based on nationality based on religion based on political preferences based on trade union membership based on sexual orientation other 13. Are there committees that victims of sexual harassment can apply to for a complaint? 14. Are there regular inspection mechanisms in place to promote non-discrimination at workplace? 3

I DON T 15. Is there evidence of child workers (under 15) employed by the companies? If so, do they work during school times? If so, do they work in safe working conditions? 16. Are there any inspection mechanisms provided by the government in terms of child labour? 17. Is there a procedure to register trade unions at the government level? 18. Are there government statistics that indicate how many employees are members of trade unions? If so, please specify union density (% of work force) Please specify 19. Are there any inspection mechanisms provided by the government in terms of forced labour? Community-related impacts 20. Are impact assessments required prior to a company s beginning/substantially increasing operations in a community/region? 21. Does the government monitor social and/or environmental impacts of companies operations? 22. Does the government inform the population about the results of impact assessments and/or monitoring process? 23. What do you consider the main impacts on the community? 24. Are communities consulted about new/increased company operations? 25. Are ethnic communities informed about the impacts of the projects/activities of the companies? Security issues 26. Are public security forces (e.g. police) trained to respect human rights? Resettlement 27. What is the role of the government in resettlements? Please specify Please specify 4

Community grievance resolution 28. What mechanisms exist at the local level to Please specify address complaints or grievances from local communities? Consumers 29. Do companies exercise due diligence when designing, manufacturing and marketing products, to protect against product defects which could harm the life, health or safety of the consumer or others likely to be affected by the defective product? 30. Do companies screen and monitor all major suppliers, contractors, sub-suppliers, joint-venture partners, and other major business associates for commitment on human rights/social issues? Vulnerable groups 31. Are there mechanisms envisaged that help address complaints or grievances from: migrants and refugees; women; persons with disabilities; LGBTI persons; minorities; indigenous peoples; children elderly people other Other comments 32. If you have anything else to say about the impact of the proposed modernised agreement between the EU and Chile on human rights, please use this space here. Also, you can always contact us directly at: contact@trade-sia-chile.eu 5