US District Court Civil Docket as of 10/01/2004 Retrieved from the court on Wednesday, October 11, 2006 U.S. District Court District of Connecticut (New Haven) CIVIL DOCKET FOR CASE #: 3:03-cv-00358-JBA Frazier v. Vital Works Inc, et al Assigned to: Judge Janet Bond Arterton Demand: $0 Case in other court: Member Case, 3:03-cv-00480 Member Case, 3:03-cv-00699 Member Case, 3:03-cv-00700 Cause: 15:78m(a) Securities Exchange Act Date Filed: 02/27/2003 Jury Demand: Plaintiff Nature of Suit: 890 Other Statutory Actions Jurisdiction: Federal Question Plaintiff Bernard Frazier o/b/o Himself & All Others Similarly Situated represented by David Randell Scott Scott & Scott 108 Norwich Ave., PO Box 192 Colchester, CT 06415 860-537-5537 Fax: 860-537-4432 Email: drscott@scott-scott.com Justin Scott Kudler Schatz & Nobel-Htfd One Corporate Center 20 Church St., Suite 1700 Hartford, CT 06103 860-493-6292 Fax: 860-493-6290 Email: justin@snlaw.net Karen M. Leser Sheperd Finkelman Miller & Shah- Chester 65 Main St. Chester, CT 06412 860-526-1100 Fax: 860-526-1120 Email: kleser@sfmslaw.com
Plaintiff Fuller & Thaler Asset Mgmt, Inc. represented by Fuller & Thaler Asset Mgmt, Inc. PRO SE Patrick A. Klingman Sheperd Finkelman Miller & Shah- Chester 65 Main St. Chester, CT 06412 860-526-1100 Fax: 860-526-1120 Email: pklingman@sfmslaw.com TERMINATED: 06/30/2004 V. Consol Plaintiff Richard Pardo o/b/o Himself & all Others Similarly Situated represented by Karen M. Leser Consol Plaintiff Thomas C. Gallo, Jr. o/b/o himself & all others similaraly situated represented by Patrick A. Klingman Consol Plaintiff Janet Pincus Ind & o/b/o all others similarly situated represented by Patrick A. Klingman V. Defendant Vital Works Inc represented by Jasmine Khalili Cadwalader, Wickersham & Taft 100 Maiden Lane New York, NY 10038
212-504-6000 Fax: 212-504-6666 Email: jasmine.khalili@cwt.com Jonathan M. Hoff Cadwalader, Wickersham & Taft 100 Maiden Lane New York, NY 10038 212 504-6000 Fax: 212-504-6666 Email: jonathan.hoff@cwt.com Jonathan B. Tropp Day, Berry & Howard LLP One Canterbury Green Stamford, CT 06901-2047 203-977-7337 Fax: 203-977-7301 Email: jbtropp@dbh.com Terence J. Gallagher, III. Day, Berry & Howard One Canterbury Green Stamford, CT 06901-2047 203-977-7300 Fax: 203-977-7301 Email: tjgallagher@dbh.com Defendant Joseph M. Walsh represented by Jasmine Khalili Jonathan M. Hoff Jonathan B. Tropp
Terence J. Gallagher, III. Defendant Stephen N. Kahane represented by Jasmine Khalili Jonathan M. Hoff Jonathan B. Tropp Terence J. Gallagher, III. Defendant Michael A. Manto represented by Jasmine Khalili Jonathan M. Hoff Jonathan B. Tropp Terence J. Gallagher, III.
Movant Gene E Camp represented by Karen M. Leser Movant Steve Ferraez represented by Karen M. Leser Movant Gary W Garrett represented by Karen M. Leser Date Filed # Docket Text 02/27/2003 1 COMPLAINT Filing Fee $ 150.00 Receipt # H008702 (Ferguson, L.) (Entered: 02/28/2003) 02/27/2003 SUMMONS(ES) issued for Vital Works Inc, Joseph M. Walsh, Stephen N. Kahane, Michael A. Manto (Ferguson, L.) (Entered: 02/28/2003) 02/27/2003 2 ORDER on Pretrial Deadlines handed to counsel Discovery cutoff 8/29/03 ; Dispositive Motions due 9/28/03 Amended Pleadings due 04/27/03 Motions to Dismiss due 05/27/03 (Ferguson, L.) (Entered: 02/28/2003) 03/12/2003 SUMMONS(ES) issued for Stephen N. Kahane (Pesta, J.) (Entered: 03/12/2003) 05/05/2003 3 APPEARANCE of Attorney for Bernard Frazier -- Karen M. Leser (Warner, R.) (Entered: 05/06/2003) 05/05/2003 4 MOTION by Fuller & Thaler to Consolidate Case with docket number(s):3:03cv358(jba), 3:03cv480(SRU), 3:03cv699 (AWT), 3:03cv700(DJS), for appointment as lead counsel, approval of its selection of lead counsel (Brief Due 5/26/03 ) (Warner, R.) (Entered: 05/06/2003) 05/05/2003 5 MEMORANDUM by Fuller & Thaler in support of [4-1] motion to Consolidate Case with docket number(s):3:03cv358(jba), 3:03cv480(SRU), 3:03cv699 (AWT), 3:03cv700(DJS), [4-2] motion for appointment as lead counsel, [4-3] motion approval of its selection of lead counsel (Warner, R.) (Entered: 05/06/2003)
05/05/2003 6 AFFIDAVIT of Patrick A. Klingman by Fuller & Thaler Re [4-1] motion to Consolidate Case with docket number(s):3:03cv358(jba), 3:03cv480(SRU), 3:03cv699 (AWT), 3:03cv700(DJS) by Fuller & Thaler, [4-2] motion for appointment as lead counsel by Fuller & Thaler, [4-3] motion approval of its selection of lead counsel by Fuller & Thaler (Warner, R.) (Entered: 05/06/2003) 05/05/2003 7 MOTION by Gene E Camp, Steve Ferraez, Gary W Garrett to Consolidate Case with docket number(s): 3:03cv358(JBA), 3:03cv 480(SRU), 3:03cv699(AWT), 3:03cv700(DJS), for appointment as lead counsel, and for approval of leadplaintiffs' selection of lead counsel and liaison counsel (Brief Due 5/26/03 ) (Warner, R.) Modified on 05/06/2003 (Entered: 05/06/2003) 05/05/2003 8 MEMORANDUM by Gene E Camp, Steve Ferraez, Gary W Garrett in support of [7-1] motion to Consolidate Case with docket number(s): 3:03cv358(JBA), 3:03cv 480(SRU), 3:03cv699(AWT), 3:03cv700(DJS), [7-2] motion for appointment as lead counsel, [7-3] motion and for approval of leadplaintiffs' selection of lead counsel and liaison counsel (Warner, R.) (Entered: 05/06/2003) 05/05/2003 9 AFFIDAVIT of Sean M. Handler by Gene E Camp, Steve Ferraez, Gary W Garrett Re [7-1] motion to Consolidate Case with docket number(s): 3:03cv358(JBA), 3:03cv 480(SRU), 3:03cv699(AWT), 3:03cv700(DJS) by Gary W Garrett, Steve Ferraez, Gene E Camp, [7-2] motion for appointment as lead counsel by Gary W Garrett, Steve Ferraez, Gene E Camp, [7-3] motion and for approval of leadplaintiffs' selection of lead counsel and liaison counsel by Gary W Garrett, Steve Ferraez, Gene E Camp (Warner, R.) (Entered: 05/06/2003) 05/12/2003 10 MOTION by Bernard Frazier for Oral Argument Hearing to be appointed lead plaintiffs lead/liason counsel (Brief Due 6/2/03 (Falcone, K.) Modified on 07/18/2003 (Entered: 05/14/2003) 05/16/2003 11 MOTION by Bernard Frazier for Order re stipulation, consolidation, appointment of lead plaintiff, and approval of lead plaintiff's selection of counsel (Depino, F.) (Entered: 05/16/2003) 05/16/2003 13 ORDER granting [4-3] motion approval of its selection of lead counsel, granting [4-2] motion for appointment as lead counsel, granting [4-1] motion to Consolidate Case with docket number(s):3:03cv358(jba), 3:03cv480(SRU), 3:03cv699 (AWT), 3:03cv700(DJS), denying [7-3] motion and for approval of lead plaintiffs' selection of lead counsel and liaison counsel, denying [7-2] motion for appointment as lead counsel, denying [7-1] motion to Consolidate Case with docket number(s): 3:03cv358(JBA), 3:03cv 480(SRU), 3:03cv699(AWT), 3:03cv700(DJS), denying [10-1] motion for Oral Argument Hearing to be appointed lead plaintiffs and approval of lead plaintiffs selection of lead counsel and liason counsel, granting [11-1] motion for Order re stipulation, consolidation, appointment of lead plaintiff, and approval of lead plaintiff's selection of counsel ( signed by Judge Janet B. Arterton ) (Warner, R.) (Entered: 05/20/2003) 05/16/2003 12 Order of Consolidation Consolidated with 3:03cv480, 3:03cv699 & 3:03cv700 (signed by Judge Janet B. Arterton) Notice to counsel re: consolidation mailed (admin) (Entered: 08/04/2003) 06/09/2003 14 NOTICE of filing of returns of service by Bernard Frazier (Warner, R.) (Entered: 06/09/2003)
06/09/2003 15 SUMMONS Returned Executed on 3/3/03 as to Joseph M. Walsh, Michael A. Manto (Warner, R.) (Entered: 06/09/2003) 06/09/2003 16 SUMMONS Returned Executed on 3/4/03 as to Vital Works Inc (Warner, R.) (Entered: 06/09/2003) 06/09/2003 17 SUMMONS Returned Executed on 3/21/03 as to Stephen N. Kahane (Warner, R.) (Entered: 06/09/2003) 06/09/2003 18 SUMMONS Returned Executed on 4/30/03 as to Vital Works Inc, Michael A. Manto, Joseph M. Walsh (Warner, R.) (Entered: 06/09/2003) 07/16/2003 19 Joint STIPULATION regarding Consolidating Action by Bernard Frazier, Vital Works Inc, Joseph M. Walsh, Stephen N. Kahane, Michael A. Manto (Rodko, R.) (Entered: 07/16/2003) 07/16/2003 20 APPEARANCE of Attorney for Vital Works Inc, Joseph M. Walsh, Stephen N. Kahane, Michael A. Manto -- Terence J. Gallagher III. (Rodko, R.) (Entered: 07/16/2003) 07/18/2003 21 APPEARANCE of Attorney for Vital Works Inc, Joseph M. Walsh, Stephen N. Kahane, Michael A. Manto -- Jonathan B. Tropp (Warner, R.) (Entered: 07/18/2003) 07/22/2003 ENDORSEMENT granting [19-1] stipulation ( signed by Judge Janet B. Arterton ) (Warner, R.) (Entered: 07/22/2003) 07/25/2003 22 Corporate Disclosure of by Vital Works Inc (Warner, R.) (Entered: 07/28/2003) 07/31/2003 23 Consolidated Class Action by Fuller & Thaler; jury demand (Warner, R.) (Entered: 08/04/2003) 08/26/2003 24 MOTION by Vital Works Inc, Joseph M. Walsh, Stephen N. Kahane, Michael A. Manto, Fuller & Thaler, Thomas C. Gallo Jr., Janet Pincus to Continue rule 26f conference and report (Brief Due 9/16/03 ) (Warner, R.) (Entered: 08/26/2003) 08/27/2003 25 MOTION by Vital Works Inc, Joseph M. Walsh, Stephen N. Kahane, Michael A. Manto for Jonathan M. Hoff and Jasmine Khalili to Appear Pro Hac Vice (Warner, R.) (Entered: 08/27/2003) 08/27/2003 ENDORSEMENT [25-1] motion for Jonathan M. Hoff and Jasmine Khalili to Appear Pro Hac Vice ordered accordingly ( signed by Clerk ) (Warner, R.) (Entered: 08/27/2003) 08/29/2003 ENDORSEMENT granting [24-1] motion to Continue rule 26f conference and report, 26(f) Report of Conference Due 9/29/03 ( signed by Judge Janet B. Arterton ) (Depino, F.) (Entered: 08/29/2003) 09/09/2003 26 APPEARANCE of Attorney for Vital Works Inc, Joseph M. Walsh, Stephen N. Kahane, Michael A. Manto -- Jasmine Khalili (Rodko, R.) (Entered: 09/09/2003) 09/23/2003 27 MOTION by Vital Works Inc, Joseph M. Walsh, Stephen N. Kahane, Michael A. Manto for pre-motion Conference (Warner, R.) (Entered: 09/23/2003) 10/01/2003 ENDORSEMENT granting [27-1] motion for pre-motion Conference, set pre-filing
Conference for 4:00 10/22/03 ( signed by Judge Janet B. Arterton ) (Warner, R.) (Entered: 10/01/2003) 10/23/2003 28 SCHEDULING ORDER. Signed by Judge Janet Bond Arterton on 10/23/03. (Pesta, J.) (Entered: 10/24/2003) 11/14/2003 29 MOTION to Dismiss Consolidated Class Action Complaint by Stephen N. Kahane, Michael A. Manto, Vital Works Inc, Joseph M. Walsh.Responses due by 12/5/2003 (Pesta, J.) (Entered: 11/18/2003) 11/14/2003 30 Memorandum in Support to29 MOTION to Dismiss filed by Stephen N. Kahane, Michael A. Manto, Vital Works Inc, Joseph M. Walsh. (Pesta, J.) Additional attachment(s) added on 11/24/2003 (Pesta, J.). Modified on 11/24/2003 (Pesta, J.). (Entered: 11/18/2003) 11/14/2003 31 Compendium of Unreported Authority in Support of 29 MOTION to Dismiss filed by Stephen N. Kahane, Michael A. Manto, Vital Works Inc, Joseph M. Walsh. (Pesta, J.) Modified on 11/18/2003 (Pesta, J.). Document not scanned. (Entered: 11/18/2003) 11/14/2003 32 AFFIDAVIT re 29 MOTION to Dismiss Signed By Terence J. Gallagher filed by Stephen N. Kahane, Michael A. Manto, Vital Works Inc, Joseph M. Walsh. (Pesta, J.) Modified on 11/18/2003 (Pesta, J.). Document not scanned. (Entered: 11/18/2003) 12/05/2003 33 Memorandum in Opposition to 29 MOTION to Dismiss consolidated class action complaint filed by Fuller & Thaler Asset Mgmt, Inc.. (Attachments: # 1 cont. reply# 2 cont. reply)(pesta, J.) (Entered: 12/08/2003) 12/05/2003 34 AFFIDAVIT re: 33 Memorandum in Opposition to Motion to Dismiss consolidated class action complaint Signed By Patrick A. Klingman filed by Fuller & Thaler Asset Mgmt, Inc. (Pesta, J.) (Entered: 12/08/2003) 12/11/2003 35 MOTION for Extension of Time to 12/19/03 to reply to opposition to 29 MOTION to Dismiss by Stephen N. Kahane, Michael A. Manto, Vital Works Inc, Joseph M. Walsh. (Pesta, J.) (Entered: 12/12/2003) 12/18/2003 36 ENDORSEMENT ORDER granting 35 Motion for Extension of Time to respond to 29 MOTION to Dismiss Responses due by 12/19/2003. Signed by Judge Janet Bond Arterton on 12/16/03. (S-Pesta, J.) (Entered: 12/18/2003) 12/19/2003 37 MOTION for Leave to File Oversize brief by Stephen N. Kahane, Michael A. Manto, Vital Works Inc, Joseph M. Walsh. (Pesta, J.) (Entered: 12/23/2003) 12/31/2003 38 ENDORSEMENT ORDER granting 37 Motion for Leave to File oversize brief. Signed by Judge Janet Bond Arterton on 12/31/03. (Pesta, J.) (Entered: 12/31/2003) 12/31/2003 39 Memorandum in Support of 29 MOTION to Dismiss filed by Stephen N. Kahane, Michael A. Manto, Vital Works Inc, Joseph M. Walsh. Document not scanned (bound)/ error with disk (Pesta, J.) (Entered: 12/31/2003) 12/31/2003 40 Compedium of Unreported Authority re: 29 MOTION to Dismiss filed by Stephen N. Kahane, Michael A. Manto, Vital Works Inc, Joseph M. Walsh. Document not scanned (bound). (Pesta, J.) (Entered: 12/31/2003)
12/31/2003 41 NOTICE of Manual Filing by Stephen N. Kahane, Michael A. Manto, Vital Works Inc, Joseph M. Walsh re [40] Memorandum in Support of Motion (Pesta, J.) (Entered: 12/31/2003) 06/24/2004 42 NOTICE of Appearance by Justin Scott Kudler on behalf of Fuller & Thaler Asset Mgmt (Pesta, J.) Modified on 6/25/2004 (Pesta, J.). (Entered: 06/25/2004) 06/24/2004 43 MOTION for Patrick A. Klingman to Withdraw as Attorney by Fuller & Thaler Asset Mgmt, Inc.. (Pesta, J.) (Entered: 06/25/2004) 06/25/2004 DOCKET ENTRY CORRECTION: modified filing of 42 Notice of Appearance (Pesta, J.) (Entered: 06/25/2004) 06/30/2004 44 ORDER granting 43 Motion to Withdraw as Attorney. Attorney Patrick A. Klingman terminated. Signed by Judge Janet Bond Arterton on 6/28/04. (Pesta, J.) (Entered: 06/30/2004) 09/30/2004 45 RULING granting 29 Motion to Dismiss case. Signed by Judge Janet Bond Arterton on 9/30/04. (Pesta, J.) (Entered: 10/01/2004) 10/01/2004 46 JUDGMENT in favor of defendants against plaintiffs. Signed by Clerk on 10/01/04. (Pesta, J.) (Entered: 10/01/2004) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html