IMO Activities to Enhance Maritime Security

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2005/STAR/026 Maritime Security Panel 1 IMO Activities to Enhance Maritime Security Submitted by: IMO Third Conference on Secure Trade in the APEC Region Incheon, Korea 25-26 February 2005

IMO Activities to Enhance Maritime Security Captain Hartmut G. Hesse Senior Deputy Director, Maritime Safety Division International Maritime Organization Hhesse@imo.org www.imo.org Special Measures to Enhance Maritime Security SOLAS Chapter XI-2 & ISPS Code Entered into force on 1 July 2004 On 1 July 2004 applied to 147 States Since 30 September 2004 apply to 153 States As of 17 March 2005 will apply to 155 States 1

SOLAS Chapter XI-2 and ISPS Code What do they establish? An international framework through which ships and port facilities can co-operate to detect and deter acts which threaten security in the maritime transport sector. What is addressed? The use a ship as a weapon; The use a ship as a means for transporting either persons intending to cause, or their means to cause a security incident ; The use of a ship in lawful trade for the purpose of financing terrorist activities. Application (Regulation XI-2/2) Chapter XI-2 applies to: 1 the following types of ships engaged on international voyages: passenger ships, including high-speed passenger craft; cargo ships, including high-speed craft, of 500 gross tonnage and upwards; and mobile offshore drilling units; and 2 port facilities serving such ships engaged on international voyages. 2

Status of implementation with respect to port facilities(as on 31 January 2004) Contracting Governments 153 States Landlocked States 13 (2) States submitting Information 134 (87.58 %) States reporting port facilities 132 (92.66 %*) States reporting approved PFSPs 132 (92.66 %*) Declared port facilities 9,685 Port facilities with approved PFSPs 9,476 (97.07 %) * adjusted to take account of landlocked States 35 Regional status of compliance 30 30 31 27 28 30 29 29 25 20 22 19 2 2 2 25 19 23 20 21 18 16 15 13 13 10 5 0 Africa Arab States/Mediterranean Asia & Pacific Islands CIS/Eastern Europe Latin America/Caribbean North West Europe North America Contracting Governments National points of contact States with approved PFSPs 3

4500 4000 Regional distribution of port facilities 3953 3951 3500 3000 3097 2940 2500 2000 1500 1000 887 877 500 242 228 429 410 610 603 467 467 0 Africa Arab States/Mediterranean Asia & Pacific Islands CIS/Eastern Europe Latin America/Caribbean North West Europe North America Declared port facilities Approved PFSPs Communication of Information Regulation XI-2/13 ISPS Code Database www.imo.org www2.imo.org/isps Code 4

Implementation difficulties for the Secretariat Lack of experts for training, assessment & advisory missions Limited funds for these TC activities towards 1 July 2004 Setting up the ISPS Code Database in terms of sheer volume Implementation difficulties for the Secretariat Late or no submission of information by Contacting Governments in accordance with - SOLAS regulation XI-2/13 (contact details, incorrect or unclear data, etc) - SOLAS regulation XI-2/9 on Control and compliance measures 5

Implementation difficulties for Contracting Governments & industry Lack or shortage of - time - funds - expertise of relevant personnel - experience in security applications - training tools particularly for ports Implementation difficulties for Contracting Governments & industry Lack of - assessment tools - guidance on harmonized interpretation - guidance on control/compliance measures - security policy - co-ordination on the national level Number of ministries/agencies involved 6

TECHNICAL CO-OPERATION ACTIVITIES April 2002 - December 2004 Activities 2002 2003 2004 Total Regional & sub-regional training courses 8 8 2 18 National training courses 16 35 51 Country missions 3 8 21 32 People trained 364 1,013 2,323 3,700 National Courses & Advisory Missions April 2002 December 2004 (executed) Africa Arab Regions Asia & Pacific Islands Recipient Countries Benin, Cape Verde, Cameroon, Comoros, Congo, Cote d Ivoire, Eritrea, Ethiopia, Gabon, Ghana, Guinea, Kenya, Liberia, Libya, Madagascar, Mauritius, Nigeria, Senegal, Seychelles, Sierra Leone, South Africa, Tanzania, Togo Jordan, Oman, Sudan, Tunisia, Cambodia, China, Indonesia, Malaysia, Pakistan, Philippines, Sri Lanka Thailand, Viet Nam, Total 23 4 9 CIS/East Europe Latin America & Caribbean Poland, Russia Federation Barbados, Belize, Colombia, Dominica, Ecuador, Guyana, Honduras, Nicaragua, St. Lucia, St. Kitts and Nevis, St. Vincent & the Grenadines, St. Lucia, Surinam, Trinidad & Tobago, Venezuela 2 15 7

Other TC Activities Delivered or Being Implemented - Conversion of Model Course to e-learning format - train-the-trainers programme (since July 2004) - Development of training video/cd-rom on port security in collaboration with e.g. IAPH, ILO, etc. Recent Developments (MSC 79) Guidance on the submission of security-related information prior to the entry of a ship into port Interim guidance on voluntary self-assessment by SOLAS contracting Governments and port facilities Guidance on the implementation of SOLAS chapter XI-2 and the ISPS Code Reminder of the obligation to notify flag States when exercising control and compliance measures 8

Issues for future discussion Long range identification and tracking Guidelines on the authorization of RSOs Guidelines on the performance of verifications under the ISPS Code Guidelines on the qualifications and training for verifications under the ISPS Code Code for the investigation of security incidents Guidance on control and compliance measures to enhance maritime security Guidance on voluntary self-assessment of the implementation of the special measures to enhance maritime security Issues for future discussion Guidance on the interpretation and implementation of the special measures to enhance maritime security Amdts to SOLAS XI-2 and of the ISPS Code on changes resulting from the adoption of amendments to SUA 1988 Model agreement on sharing and exchange of security-related information Model agreement on bilateral or regional cooperation on security-related matters Amdts to the STCW Convention and Code Revision of the safe manning principles Monitoring of implementation status 9

Shipping lanes of strategic importance and significance - Secretary-General s concerns on keeping shipping lanes of strategic importance and significance safe and open to international maritime traffic and thereby ensuring the uninterrupted flow of traffic there-through - Council requested to continue work on the issue in collaboration with parties concerned - endorsed the anticipated meeting in Jakarta in July 2005 to address maritime safety, security and environmental protection in the Malacca and Singapore Straits Co-operation operation IMO/ILO ILO/IMO Code of practice on security in ports Seafarers Identity Documents (Revised) Convention (No. 185) 10

Co-operation operation IMO / WCO Memorandum of Understanding (MoU) -Integrity of the multi-modal transport chain -Container examination -Container sealing -Ship/port interface -Exchange of information -Project activities -Reciprocal representation World Customs Organization (WCO) A package of Security measures developed, includes: 1. International Supply Chain Management Guidelines (ISCM Guidelines) 2. High Level Guidelines for Co-operative Arrangements between WCO Members and the private sector to increase supply chain security 3. A new International Convention on Mutual Administrative Assistance in Customs Matters 4. A new International Convention on Mutual Administrative Assistance in Customs Matters 11

The end objective is to prevent The voyage has just begun 12

Thank you 13