Current on Bloomberg Law as of Oct 13, 2014 10:58:31 U.S. District Court Western District of Virginia (Danville) CRIMINAL DOCKET FOR CASE #: 4:10-cr-00016-JLK All Defendants Date Filed: Aug 6, 2010 Status: Closed Assigned to: Judge Jackson L. Kiser Date terminated: Oct 21, 2010 USA v. Alliance One Defendant (1) Alliance One TERMINATED: 10/21/2010 Plaintiff USA Parties and Attorneys Attorneys and Firms Edward Joseph Fuhr HUNTON & WILLIAMS RIVERFRONT PLAZA, EAST TOWER 951 EAST BYRD STREET RICHMOND, VA 23219-4074 (804) 788-8201 Fax: 788-8218 efuhr@hunton.com Designation: Retained TERMINATED: 10/21/2010 Attorneys and Firms Donald Ray Wolthuis UNITED STATES ATTORNEYS OFFICE-ROANOKE PO BOX 1709 ROANOKE, VA 24008-1709 (540) 857-2250 Fax: (540) 857-2614 donald.wolthuis@usdoj.gov John A. Michelich UNITED STATES DEPARTMENT OF JUSTICE BOND BUILDING, 4TH FLOOR WASHINGTON, DC 20005 // PAGE 1
Charges (202) 514-0931 Fax: (202) 514-7021 john.michelich@usdoj.gov 10TH & CONSTITUTION AVENUE NW ID Party Name Status 1 Alliance One Pending 18:371.F CONSPIRACY TO DEFRAUD THE UNITED STATES - 18:371 Conspiracy (3/31/04) (1) 1 Alliance One Pending 15:78D.F FOREIGN SECURITIES EXCHANGES - 15:78dd-3(a) - Violation of anti-bribery provision of FCPA (3/04) (2) 1 Alliance One Pending 15:78M.F PERIODICAL AND OTHER REPORTS - 15:78m(b)(2)(a), 78m(b)(5), 78ff(a) (3/04) (3) Docket Entries Reverse Entries Numbers shown are court assigned numbers. Entry # Filing Date Action 1 July 19, 2010 Request NOTICE OF HEARING as to Alliance One : Initial Appearance, Arraignment and Guilty Plea Hearings set for 8/6/2010 at 9:30 a.m. in Danville before Judge Jackson L. Kiser. (mlh) (Entered: 08/06/2010) 2 Aug 6, 2010 Request NOTICE OF ATTORNEY APPEARANCE: Edward Joseph Fuhr appearing for Alliance One. (mlh) // PAGE 2
3 Aug 6, 2010 Request INFORMATION as to Alliance One (1): Counts 1, 2, 3. (mlh) 5 Aug 6, 2010 Request Minute Entry for proceedings held before Judge Jackson L. Kiser: Initial Appearance and Arraignment/Guilty Plea Hearing as to Alliance One held on 8/6/2010. Plea entered by Alliance One (1): Guilty as to Counts 1, 2, 3. (Court Reporter: Carol Jacobs) (mlh) 6 Aug 6, 2010 Request WAIVER OF INDICTMENT by Alliance One. (mlh) 7 Aug 6, 2010 View PLEA AGREEMENT as to Alliance One. (Attachments: # 1 Exhibit 1/Statement of Facts, # 2 Exhibit 2/Corporate Compliance Program, # 3 Exhibit 3/Certificate of Corporate Resolutions)(mlh) 8 Aug 6, 2010 Request Guilty Plea Form as to Alliance One. (mlh) 9 Aug 6, 2010 Request ORAL ORDER that Power of Attorney authorizing Henry C. Babb to appear on behalf of Alliance One Tobacco OSH be filed with this Court. Entered by Judge Jackson L. Kiser on 8/6/2010. (mlh) 10 Aug 6, 2010 Request NOTICE OF HEARING as to Alliance One : Sentencing set for 10/21/10 at 10:00 a.m. in Danville before Judge Jackson L. Kiser. (mlh) 11 Aug 6, 2010 Request GOVERNMENT'S CONSOLIDATED SENTENCING MEMORANDUM by USA as to Alliance One and Alliance One International AG. (mlh) 12 Aug 11, 2010 Request Power of Attorney authorizing Henry Babb to enter into Plea Agreement on behalf of Alliance One. (mlh) 14 Oct 21, 2010 Request Minute Entry for proceedings held before Judge Jackson L. Kiser: Sentencing held on 10/21/2010 for Alliance One (1): Counts 1, 2, 3: SA: $1,200.00; Fine: $4,200,000.00 as to all Counts; shall comply with the provisions of Exhibit Two as set forth in the plea (Court Reporter Carol Jacobs) (ham) 15 Oct 21, 2010 View JUDGMENT as to Alliance One (1). Signed by Judge Jackson L. Kiser on 10/21/10. (Attachments: # 1 Exhibit 2 Corporate Compliance Program) (ham) 16 Oct 26, 2010 Request PRESENTENCE INVESTIGATION REPORT (Sealed) as to Alliance One (anw) 18 Mar 21, 2014 Request TRANSCRIPT REQUEST (Daily Service) by Patricia E. Smith for proceedings held on August 6, 2010 reported by Court Reporter Carol Jacobs, OCR before Judge Jackson L. Kiser. Following Transcript due date is an estimated deadline pending deposit, if required by Court Reporter: (slt) 19 Mar 21, 2014 Request TRANSCRIPT REQUEST (Daily Service) by Patricia E. Smith for proceedings held on October 21, 2010 reported by Court Reporter Carol Jacobs, OCR before Judge Jackson L. Kiser. Following Transcript due date is an estimated deadline pending deposit, if required by Court Reporter: (slt) 20 Mar 25, 2014 Request TRANSCRIPT of Proceedings as to Alliance One for Initial Appearance and Arraignment/Guilty Plea held on 8-6-2010 // PAGE 3
before Judge Jackson L. Kiser. Court Reporter/Transcriber: Carol Jacobs, Telephone number carolj@vawd.uscourts.gov NOTICE RE REDACTION OF TRANCRIPTS:The parties have seven (7) calendar days to file with the Court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript will be made remotely electronically available to the public without redaction after 90 calendar days. The policy is located on our website at www.vawd.uscourts.gov Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/15/2014. Redacted Transcript Deadline set for 4/25/2014. Release of Transcript Restriction set for 6/23/2014. (cj) 21 Mar 25, 2014 Request TRANSCRIPT of Proceedings as to Alliance One for Sentencing held on 10-21-2010 before Judge Jackson L. Kiser. Court Reporter/Transcriber: Carol Jacobs, Telephone number carolj@vawd.uscourts.gov NOTICE RE REDACTION OF TRANCRIPTS:The parties have seven (7) calendar days to file with the Court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript will be made remotely electronically available to the public without redaction after 90 calendar days. The policy is located on our website at www.vawd.uscourts.gov Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/15/2014. Redacted Transcript Deadline set for 4/25/2014. Release of Transcript Restriction set for 6/23/2014. (cj) // PAGE 4
General Information Court Federal Nature of Suit Docket Number Status United States District Court for the Western District of Virginia; United States District Court for the Western District of Virginia Criminal 4:10-cr-00016 Closed // PAGE 5