US District Court Civil Docket as of 07/28/2005 Retrieved from the court on Wednesday, September 27, 2006 U.S. District Court California Northern District (San Francisco) CIVIL DOCKET FOR CASE #: 3:02-cv-03383-JSW Mather et al v. Van Wagoner Funds, Inc. et al Assigned to: Hon. Jeffrey S. White Demand: $0 Cause: 15:77 Securities Fraud Plaintiff Michael F. Mather Individually and on Behalf of all Others Similarly Situated Date Filed: 07/16/2002 Jury Demand: Plaintiff Nature of Suit: 160 Stockholders Suits Jurisdiction: Federal Question represented by Robert Kennedy O'Reilly Ademi & O'Reilly, LLP 3620 East Layton Avenue Cudahy, WI 53110 414/482-8000 Email: roreilly@ademilaw.com LEAD ATTORNEY Azra Z. Mehdi Lerach Coughlin Stoia Geller Rudman & Robbins LLP 100 Pine Street Suite 2600 San Francisco, CA 94111 415-288-4545 Fax: 415-288-4534 Email: azram@lerachlaw.com Guri Ademi Ademi & O'Reilly LLP 3620 East Layton Avenue Cudahy, Wi 53110 414-482-8000 Fax: 414-482-8001 Shpetim Ademi Ademi & O'Reilly LLP 3620 East Layton Avenue Cudahy, WI 53110 414-482-8000 Fax: 414-482-8001
Randi D. Bandman Lerach Coughlin Stoia Geller Rudman & Robbins LLP 100 Pine Street Suite 2600 San Francisco, CA 94111 415-288-4545 Fax: 415-288-4534 Email: randib@lerachlaw.com Plaintiff Stephanie Casolari represented by Azra Z. Mehdi Michael E. Moskovitz Much Shelist Freed Denenberg Ament & Rub 200 North LaSalle Street Suite 2100 Chicago, IL 60601-1095 312-346-3100 Fax: 312-621-1750 Email: mmoskovitz@muchshelist.com Randi D. Bandman Plaintiff Richard Casolari represented by Azra Z. Mehdi Michael E. Moskovitz Randi D. Bandman Plaintiff Paul Siesser represented by Azra Z. Mehdi
Lori G. Feldman Milberg Weiss Bershad & Schulman LLP 1001 Fourth Avenue Suite 2550 Seattle, WA 98154 206-839-0730 Fax: 206-839-0728 Email: lfeldman@milberg.com Randi D. Bandman V. Defendant Van Wagoner Funds, Inc. represented by Peter K. Richardson Michael Best & Friedrich, LLP 100 E. Wisconsin Avenue Suite 3300 Milwaukee, WI 52202 414-271-6560 Fax: 414-277-0656 LEAD ATTORNEY Joshua Benjamin Vinograd Paul, Hastings, Janofsky& Walker LLP 695 Town Center Drive 17th Floor Costa Mesa, CA 92626-1924 714-668-6200 Email: joshua.vinograd@ndlf.com Matthew A. Hodel Paul Hastings Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa, CA 92626 714-668-6200 Fax: 714-979-1921 TERMINATED: 10/06/2003
Michael S. Leboff Paul Hastings Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa, CA 92626 714-668-6200 Fax: 714-979-1921 Email: michaelleboff@hbaw.com TERMINATED: 10/06/2003 Peter M. Stone Paul Hasting Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa, CA 92626-1924 (714) 668-6200 Fax: 714 979-1921 Email: peterstone@paulhastings.com Jay C. Gandhi Paul Hastings Janofsky & Walker LLP 695 Town Center Drive, 17th Floor Costa Mesa, CA 92626 714-668-6200 Email: jaygandhi@paulhastings.com Defendant Van Wagoner Capital Management, Inc. represented by Peter K. Richardson LEAD ATTORNEY Joshua Benjamin Vinograd Matthew A. Hodel TERMINATED: 10/06/2003 Michael S. Leboff TERMINATED: 10/06/2003
Peter M. Stone Jay C. Gandhi Defendant Sunstone Financial Group, Inc. represented by Matthew J. Flynn Quarles & Brady LLP 411 E. Wisconsin Avenue Suite 2040 Milwaukee, WI 53202 414/277-5000 Fax: 414-271-3552 Email: mjf@quarles.com LEAD ATTORNEY Cristina D. Hernandez-Malaby Quarles & Brady LLP 411 E. Wisconsin Avenue Milwaukee, WI 53202 414/277-5377 Fax: 414/978-8977 Email: chernand@quarles.com Rachel Amanda Schneider Quarles & Brady LLP 411 East Wisconsin Avenue Milwaukee, WI 53202-4497 414.277.5829 Email: rschneider@quarles.com Kimberly Bliss City Attorney's Office Fox Plaza 1390 Market Street, Sixth Floor San Francisco, CA 94102-5408 415-554-3861 Fax: 415-554-3837 Email: kimberly.bliss@sfgov.org Sarah A. Good Howard, Rice, et al.
Three Embarcadero Center, 7th Floor San Francisco, CA 94111 (415)434-1600 Fax: (415) 217-5910 Email: sgood@howardrice.com Defendant Van Wagoner Emerging Growth Fund represented by Peter K. Richardson LEAD ATTORNEY Joshua Benjamin Vinograd Matthew A. Hodel TERMINATED: 10/06/2003 Michael S. Leboff TERMINATED: 10/06/2003 Peter M. Stone Jay C. Gandhi Defendant Garrett R. Van Wagoner represented by Peter K. Richardson LEAD ATTORNEY Joshua Benjamin Vinograd Matthew A. Hodel TERMINATED: 10/06/2003
Michael S. Leboff TERMINATED: 10/06/2003 Peter M. Stone Jay C. Gandhi Defendant Larry P. Arnold represented by Peter K. Richardson LEAD ATTORNEY Joshua Benjamin Vinograd Matthew A. Hodel TERMINATED: 10/06/2003 Michael S. Leboff TERMINATED: 10/06/2003 Peter M. Stone Jay C. Gandhi Defendant Robert S. Colman represented by Joshua Benjamin Vinograd
Jay C. Gandhi Defendant Ernst &Young LLP represented by Shirish Gupta Mayer Brown Rowe & Maw Two Palo Alto Square Suite 300 Palo Alto, CA 94306-2112 650-331-2025 Fax: 650 331-2060 Email: sgupta@mayerbrownrowe.com LEAD ATTORNEY Bennett E. Kaplan Mayer Brown Rowe & Maw 71 South Wacker Drive Chicago, IL 60606 312-782-0600 Fax: 312-701-7711 Email: bekaplan@mayerbrownrowe.com Daniel James Delaney Mayer Brown Rowe & Maw 71 South Wacker Drive Chicago, IL 60606 312-701-7827 Fax: 312-701-7711 Email: ddelaney@mayerbrownrowe.com Donald M. Falk Mayer, Brown & Platt Two Palo Alto Square Suite 300 Palo Alto, CA 94306-2112 650-331-2030 Email: dfalk@mayerbrown.com Michele L. Odorizzi Mayer Brown Rowe & Maw 71 South Wacker Drive Chicago, IL 60606 312-782-0600 Fax: 312-701-7711
Stanley J. Parzen Mayer Brown & Platt 71 South Wacker Drive Chicago, IL 60606 312-701-7326 Fax: 312-701-7711 Email: sparzen@mayerbrownrowe.com Defendant Van Wagoner Micro-Cap Growth Fund represented by Joshua Benjamin Vinograd Jay C. Gandhi Defendant Van Wagoner Technology Fund represented by Joshua Benjamin Vinograd Jay C. Gandhi Defendant Van Wagoner Post Venture Fund represented by Joshua Benjamin Vinograd Jay C. Gandhi Defendant Van Wagoner Mid-Cap Growth Fund represented by Joshua Benjamin Vinograd Jay C. Gandhi
Defendant Peter R. Kris represented by Joshua Benjamin Vinograd Jay C. Gandhi Date Filed # Docket Text 07/16/2002 1 CASE TRANSFERRED in from District of USDC-Eastern District of Wisconsin, Case Number 01-C-1264. Filed by Plaintiff Michael F. Mather. (tn) (Entered: 07/19/2002) 07/16/2002 2 ADR SCHEDULING ORDER: Case Management Statement due by 11/26/2002. Initial Case Management Conference set for 10:30 a.m. on 12/3/2002 (tn) (Entered: 07/19/2002) 08/20/2002 3 RE-NOTICE OF MOTION for Consolidation and Appointment of Lead Plaintiffs and Lead Counsel filed by Plaintiffs Eric P. Magistad, et al. Motion Hearing set for 9:30 a.m. on 9/24/2002. (tn) (Entered: 08/23/2002) 08/21/2002 4 CLERK'S NOTICE regarding consent to jurisdiction of United States Magistrate Judge. (tn) (Entered: 08/23/2002) 08/22/2002 5 Declination to Proceed Before a U.S. Magistrate Judge by Larry P. Arnold, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc. & REQUEST for reassignment to a United States District Judge. (tn, ) (Entered: 08/28/2002) 08/28/2002 6 CLERK'S NOTICE of Impending Reassignment to a United States District Court Judge. (tn) (Entered: 08/29/2002) 08/28/2002 7 REASSIGNMENT ORDER by Executive Committee. Case reassigned to Judge Saundra Brown Armstrong for all further proceedings. Mag. Judge Elizabeth D. Laporte no longer assigned to the case. (tn) (Entered: 08/30/2002) 09/05/2002 8 Declination to Proceed Before a U.S. Magistrate Judge by Ernst & Young LLP (jlm, ) Modified on 9/11/2002 (jlm, ). (Entered: 09/11/2002) 10/01/2002 9 Renotice motion hearing re: Motion for Consolidation and Appointment of Lead Plaintiffs and Lead filed by Stephanie Ann Casolari, Richard Casolari. Motion Hearing set for 11/12/2002 09:30 AM. (jlm, ) Modified on 10/2/2002 (jlm, ). (Entered: 10/02/2002) 10/01/2002 Received Order re [9] Re-notice Motion for Consolidation and Appointment of Lead Plaintiffs and Lead by Stephanie Ann Casolari, Richard Casolari. (jlm, ) Modified on 10/2/2002 (jlm, ). (Entered: 10/02/2002)
10/03/2002 10 Renotice motion hearing re motion for consolidation [3] filed by Michael F. Mather. Motion Hearing set for 12/10/2002 01:00 PM. (kc, ) (Entered: 10/09/2002) 10/03/2002 Received Document, proposed order granting motion [3] by Michael F. Mather. (kc, ) (Entered: 10/09/2002) 10/18/2002 11 Renotice motion hearing re consolidation of related actions and appointment of lead plaintiff and lead counsel filed by Michael F. Mather. Motion Hearing set for 12/17/2002 01:00 PM. (kc, ) (Entered: 10/23/2002) 10/18/2002 Received Document, proposed order re consolidation of related actions, by Michael F. Mather. (kc, ) (Entered: 10/23/2002) 10/28/2002 12 NOTICE re: pro hac vice by Stephanie Ann Casolari, Richard Casolari. (jlm, ) Modified on 10/29/2002 (jlm, ). (Entered: 10/29/2002) 11/26/2002 13 Partial Opposition, objection and response re [3] filed by Larry P. Arnold, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (kc, ) Modified on 12/2/2002 (kc, ). (Entered: 12/02/2002) 12/02/2002 14 Response to re-notice of motion [3] by Ernst &Young LLP. (kc, ) (Entered: 12/05/2002) 12/11/2002 15 NOTICE of entry of order in C-02-3427-SBA by Michael F. Mather. (kc, ) (Entered: 12/13/2002) 12/11/2002 16 NOTICE of entry of order in C-02-3427-SBA by Michael F. Mather. (kc, ) (Entered: 12/13/2002) 12/11/2002 17 Reply to response [13] filed by Michael F. Mather. (kc,) Modified on 12/13/2002 (kc,) (Entered: 12/13/2002) 12/12/2002 18 NOTICE of Order Granting Pro Hac Vice for Michael E. Moskovitz in Case No. C- 02-3387-SBA by Michael F. Mather. (jlm, ) (Entered: 12/17/2002) 12/12/2002 19 NOTICE of Order Granting Pro Hac Vice for Michael J. Freed in Case No. C-02-3387-SBA by Michael F. Mather. (jlm, ) (Entered: 12/17/2002) 12/12/2002 20 NOTICE of Order Granting Pro Hac Vice for Carol V. Gilden in Case No. C-02-3387-SBA by Michael F. Mather. (jlm, ) (Entered: 12/17/2002) 12/16/2002 21 MOTION for Pro Hac Vice (Daniel J. Delaney) filed by Ernst &Young LLP. Motion Hearing set for 12/17/2002 01:00 PM. (jlm, ) (Entered: 12/18/2002) 12/16/2002 Received Order re [21] Motion for Pro Hac Vice for Daniel J. Delaney by Ernst &Young LLP. (jlm, ) (Entered: 12/18/2002) 12/17/2002 22 ORDER by Judge Saundra Brown Armstrong granting [21] Motion for Pro Hac Vice for Daniel J. Delaney (jlm, ) (Entered: 12/18/2002) 12/23/2002 23 NOTICE of entry of order [22] by Ernst &Young LLP. (kc, ) (Entered: 12/27/2002) 12/23/2002 24 MOTION for Pro Hac Vice and declaration of Matthew J. Flynn in support of admission pro hac vice filed by Sunstone Financial Group, Inc.. (kc, ) (Entered: 12/27/2002)
12/23/2002 25 MOTION for Pro Hac Vice and declaration of Cristina D. Hernandez-Malaby for admission pro hac vice filed by Sunstone Financial Group, Inc.. (kc, ) (Entered: 12/27/2002) 12/23/2002 Received Document, proposed order granting applications for admission pro hac vice [24], [25], by Sunstone Financial Group, Inc.. (kc, ) (Entered: 12/27/2002) 12/23/2002 26 CERTIFICATE OF SERVICE by Sunstone Financial Group, Inc. of applications for admission pro hac vice [24], [25], proposed order (kc, ) (Entered: 12/27/2002) 01/06/2003 27 ORDER by Judge Saundra Brown Armstrong DENYING [3] Motion to Appoint Stephanie Ann Casolari, Richard Casolari, and Paul Siesser as Lead Plaintiff AND DENYING WITHOUT PREJUDICE as Premature, Motion to Appoint Lead Counsel. (jlm, ) (Entered: 01/09/2003) 01/07/2003 28 NOTICE re [27] Order by Michael F. Mather. (jlm, ) (Entered: 01/14/2003) 01/14/2003 29 ORDER REASSIGNING CASE. Case reassigned to Judge Jeffrey S. White for all further proceedings. Judge Saundra Brown Armstrong no longer assigned to case. Signed by The Executive Committee on 01/14/03. (jlm, ) (Entered: 01/15/2003) 01/14/2003 MOTIONS [24], [25] REFERRED to Judge Jeffrey S. White. (jlm, ) (Entered: 01/30/2003) 01/15/2003 30 MOTION for Pro Hac Vice of Bennett E. Kaplan (filing fee paid, reciept no.4407091) filed by Ernst &Young LLP. (vlh, ) (Entered: 01/22/2003) 01/15/2003 Received Order re [30] Granting MOTION for Pro Hac Vice of Bennett E. Kaplan by Ernst &Young LLP. (vlh, ) (Entered: 01/22/2003) 01/15/2003 31 CERTIFICATE OF SERVICE by Ernst &Young LLP re [30] (vlh, ) (Entered: 01/22/2003) 01/29/2003 32 CASE MANAGEMENT SCHEDULING ORDER: Case Management Statement due by 2/15/2003. Case Management Conference set for 2/20/2003 at 09:00 AM. Signed by Judge Jeffrey S. White on 1/28/03. (ci, ) (Entered: 01/29/2003) 01/29/2003 33 ELECTRONIC CASE FILING ORDER. Signed by Judge Jeffrey S. White on 1/28/03. (ci, ) (Entered: 01/29/2003) 02/07/2003 34 STIPULATION to continue case management conference by Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Emerging Growth Fund, Van Wagoner Funds, Inc.. (Stone, Peter) (Entered: 02/07/2003) 02/07/2003 35 ORDER by Judge Jeffrey S. White granting [24] Motion for Pro Hac Vice of Matthew J. Flynn, granting [25] Motion for Pro Hac Vice of Christina D. Hernandez-Malaby. (vlh, ) (Entered: 02/11/2003) 02/07/2003 36 ORDER by Judge Jeffrey S. White granting [30] Motion for Pro Hac Vice of Bennett E. Kaplan (vlh, ) (Entered: 02/11/2003) 02/11/2003 37 STIPULATION AND [PROPOSED] ORDER by Michael F. Mather. (Attachments: # 1 Exhibit A)(Bandman, Randi) (Entered: 02/11/2003) 02/11/2003 38 ORDER GRANTING STIPULATION. Signed by Judge Jeffrey S. White on
January 11, 2003. (jswlc2, ) (Entered: 02/11/2003) 02/11/2003 39 ORDER GRANTING STIPULATION TO CONSOLIDATE CASES C02-3383 JSW, C02-3386 JSW, C02-3387 JSW, C02-3422 JSW, C02-3424 JSW, C02-3425 JSW, C02-3426 JSW, C02-3427 JSW, C02-3428 JSW. Every pleading in the consolidated action shall bear the name "In re Van Wagoner Funds, Inc. Securities Litigation". Signed by Judge Jeffrey S. White on February 11, 2003. (jswlc2, ) Modified on 3/28/2003 (vlh, ). (Entered: 02/11/2003) 02/11/2003 Set/Reset Hearings: Case Management Conference set for 4/4/2003 at 01:30 PM. (vlh, ) (Entered: 02/12/2003) 02/12/2003 40 NOTICE of Related Case re [1] by Michael F. Mather. (Bandman, Randi) (Entered: 02/12/2003) 02/14/2003 41 Amended MOTION to Amend/Correct Notice of Amended Motion and Amended Motion of Stephanie Ann Casolari,Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel; Memorandum of Points and Authorities in Support Thereof filed by Stephanie Casolari, Richard Casolari, Paul Siesser. Motion Hearing set for 3/21/2003 09:00 AM. (Bandman, Randi) (Entered: 02/14/2003) 02/14/2003 42 DECLARATION in Support re 41 Declaration of Luke O. Brooks in Support of Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel filed by Richard Casolari, Stephanie Casolari, Paul Siesser. (Attachments: # 1 Exhibit A)(Related document(s)41) (Bandman, Randi) (Entered: 02/14/2003) 02/14/2003 43 Proposed Order re 41 [Proposed] Order Granting Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel by Richard Casolari, Stephanie Casolari, Paul Siesser. (Bandman, Randi) (Entered: 02/14/2003) 02/18/2003 44 MOTION for Pro Hac Vice of Attorney Cristina D. Hernandez (filing fee paid, receipt #3344425) filed by Sunstone Financial Group, Inc.. (vlh, ) (Entered: 02/19/2003) 02/18/2003 45 MOTION for Pro Hac Vice of ATtorney Matthew J. Flynn (filing fee paid) filed by Sunstone Financial Group, Inc.. (vlh, ) (Entered: 02/19/2003) 02/18/2003 Received Document re [44], [45] Granting Pro Hac Vice Applications of Cristina Hernandez and Matthew Flynn by Sunstone Financial Group, Inc.. (vlh, ) (Entered: 02/19/2003) 02/18/2003 46 CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re [44], [45] (vlh, ) (Entered: 02/19/2003) 02/20/2003 47 MOTION to Appoint Lead Plaintiff and Lead Counsel [Corrected] filed by Richard Casolari, Stephanie Casolari, Paul Siesser. Motion Hearing set for 3/21/2003 09:00 AM. (Bandman, Randi) (Entered: 02/20/2003) 02/21/2003 48 NOTICE re [24], [25] Entry of Order Granting Applications for Admission of Matthew J. Flynn and Christina D. Hernandez-Malaby Pro Hac Vice by Sunstone Financial Group, Inc.. (Attachments: # 1 Exhibit A)(Good, Sarah) (Entered:
02/21/2003) 02/24/2003 49 CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re 48 (Good, Sarah) (Entered: 02/24/2003) 02/25/2003 50 ORDER Granting Applications for Admission of Matthew J. Flynn and Christina D. Hernandez-Malaby Pro Hac Vice. Signed by Judge Jeffrey S. White on 2/25/2003. (vlh, ) (Entered: 02/26/2003) 02/28/2003 51 STIPULATION re 47 TO EXTEND DEADLINE FOR FILING OF OPPOSITIONS TO AMENDED MOTION OF STEPHANIE ANN CASOLARI, RICHARD CASOLARI AND PAUL SIESSER FOR APPOINTMENT OF LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF LEAD COUNSEL; [PROPOSED] ORDER THEREON by Sunstone Financial Group, Inc.. (Bliss, Kimberly) (Entered: 02/28/2003) 02/28/2003 52 ORDER GRANTING STIPULATION. Signed by Judge Jeffrey S. White on February 28, 2003. (jswlc2, ) (Entered: 02/28/2003) 02/28/2003 Set/Reset Hearings: Vacating 3/21/03 9:00AM Motion Hearing (vlh, ) (Entered: 03/03/2003) 03/03/2003 53 CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re 51 Stipulation To Extend Deadline for Filing of Oppositions To Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel; [Proposed] Order Thereon (Bliss, Kimberly) (Entered: 03/03/2003) 03/03/2003 54 CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re Stipulation to Extend Deadline for Filing of Oppositions to Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Section of Lead Counsel;and [Proposed] Order Thereon (Bliss, Kimberly) (Entered: 03/03/2003) 03/03/2003 55 ORDER Discontinuing Service by Mail. Signed by Judge Jeffrey S. White on 3/3/03. (jjo, ) (Entered: 03/03/2003) 03/06/2003 56 ORDER RELATING CASE to case numbers: C02-3386, C02-3387, C02-3422, C02-3424, C02-3425, C02-3426, C02-3427, C02-3428. Signed by Judge Jeffrey S. White on 3/6/2003. (vlh, ) (Entered: 03/07/2003) 03/07/2003 57 STIPULATION re 47 TO CONTINUE HEARING ON AMENDED MOTION OF STEPHANIE ANN CASOLARI, RICHARD CASOLARI AND PAUL SIESSER FOR APPOINTMENT OF LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF LEAD COUNSEL; [PROPOSED] ORDER THEREON by Sunstone Financial Group, Inc.. (Bliss, Kimberly) (Entered: 03/07/2003) 03/07/2003 58 Memorandum in Opposition re 41 to Amended Motion For Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel filed by Larry P. Arnold, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (Attachments: # 1 Exhibit # 2)(Leboff, Michael) (Entered: 03/07/2003) 03/07/2003 59 Memorandum in Opposition re 47 RESPONSE to Amended Motion of Plaintiffs
Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs filed by Ernst &Young LLP. (Attachments: # 1 Exhibit Exhibit A# 2 Exhibit Exhibit B# 3 Exhibit Exhibit C)(Gupta, Shirish) (Entered: 03/07/2003) 03/11/2003 60 ORDER GRANTING STIPULATION AND SETTING PLEADING SCHEDULE re 57. Signed by Judge Jeffrey S. White on March 11, 2003. (jswlc2, ) (Entered: 03/11/2003) 03/11/2003 Set/Reset Hearings: vacating 3/21/2003 9:00 AM hearing (vlh, ) (Entered: 03/12/2003) 03/12/2003 61 MOTION for Pro Hac Vice and Declaration of Rachel A. Schneider for Admission Pro Hac Vice Pursuant to Local Rule 11-3 (filing fee paid) filed by Sunstone Financial Group, Inc.. (Attachments: # 1 Proposed Order Granting Application for Admission of Rachel Schneider Pro Hac Vice)(Bliss, Kimberly) Modified on 3/13/2003 (vlh, ). (Entered: 03/12/2003) 03/14/2003 62 ORDER by Judge Jeffrey S. White granting 61 Motion for Pro Hac Vice (jswlc2, ) (Entered: 03/14/2003) 03/14/2003 64 MOTION for Pro Hac Vice Admission of Attorney Lori G. Feldman filed by Richard Casolari, Stephanie Casolari, Michael F. Mather, Paul Siesser. (vlh, ) (Entered: 03/19/2003) 03/14/2003 Proposed Order re [64] granting MOTION for Pro Hac Vice Admission of Attorney Lori G. Feldman by Richard Casolari, Stephanie Casolari, Michael F. Mather, Paul Siesser. (vlh, ) (Entered: 03/19/2003) 03/18/2003 63 CLERK'S NOTICE VACATING 4/4/03 at 1:30 p.m. Case Manangement Conference. (jjo, ) (Entered: 03/18/2003) 03/18/2003 65 ORDER by Judge Jeffrey S. White granting [64] Motion for Pro Hac Vice of Lori G. Feldman (vlh, ) (Entered: 03/20/2003) 03/25/2003 66 NOTICE re [65] of Entry of Order by Paul Siesser. (vlh, ) Additional attachment(s) added on 3/27/2003 (vlh, ). (Entered: 03/26/2003) 03/25/2003 67 CLERK'S NOTICE re: Failure to E-File and/or Failure to Register as an E-Filer (vlh, ) (Entered: 03/26/2003) 03/26/2003 68 ***Erroneous Posting. Document Originally Filed on 3/25/2003. Refer to Document 66 For Correct Entry.*** NOTICE re [65] ENTRY OF ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY PRO HAC VICE by Paul Siesser. (Mehdi, Azra) Modified on 3/27/2003 (vlh, ). (Entered: 03/26/2003) 03/26/2003 69 NOTICE of Change of Address by Michael F. Mather. (Mehdi, Azra) (Entered: 03/26/2003) 03/28/2003 70 ORDER OF CONSOLIDATION re 37. CASES C02-3383 JSW, C02-3386 JSW, C02-3387 JSW, C02-3422 JSW, C02-3424 JSW, C02-3425 JSW, C02-3426 JSW, C02-3427 JSW, C02-3428 JSW. Every pleading in the consolidated action shall bear the name "In re Van Wagoner Funds, Inc. Securities Litigation". Signed by Judge Jeffrey S. White on March 28, 2003. (jswlc2, ) Modified on 3/31/2003 (vlh,
). (Entered: 03/28/2003) 03/28/2003 71 Reply to Opposition Memorandum of Law in Reply to Defendants' Opposition to the Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiff and Approval of Their Selection of Lead Counsel filed by Michael F. Mather. (Mehdi, Azra) (Entered: 03/28/2003) 03/28/2003 72 DECLARATION in Support re 71 Declaration of Azra Z. Mehdi in Support of Memorandum of Law in Reply to Defendants' Opposition to the Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiff and Approval of Their Selection of Lead Counsel filed by Michael F. Mather. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Related document(s)71) (Mehdi, Azra) (Entered: 03/28/2003) 04/01/2003 73 NOTICE of Entry of Orders Granting Applications for Admission of Matthew J. Flynn and Christina D. Hernandez-Malaby Pro Hac Vice by Sunstone Financial Group, Inc.. (Attachments: # 1 Exhibit A to Notice of Entry of Orders)(Good, Sarah) (Entered: 04/01/2003) 04/01/2003 74 Reply to Opposition [Corrected] Memorandum of Law in Reply to Defendants' Opposition to the Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiff and Approval of Their Selection of Lead Counsel filed by Michael F. Mather. (Mehdi, Azra) (Entered: 04/01/2003) 04/01/2003 75 DECLARATION in Support re 74 [Corrected] Declaration of Azra Z. Mehdi in Support of Memorandum of Law in Reply to Defendants' Opposition to the Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiff and Approval of Their Selection of Lead Counsel filed by Michael F. Mather. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Related document(s)74) (Mehdi, Azra) (Entered: 04/01/2003) 04/08/2003 76 CLERK'S NOTICE scheduling Motion to Appoint Lead Plaintiff and Motion to Appoint Lead Counsel for May 9, 2003 at 9:00 a.m. (jjo, ) (Entered: 04/08/2003) 04/09/2003 77 ORDER by Judge Jeffrey S. White denying 41 Motion to Amend/Correct, denying 47 Plaintiffs' Motion to Appoint Lead Plaintiff and Lead Counsel, Appointing Lead Plaintiffs and Lead Counsel (jswlc2, ) (Entered: 04/09/2003) 04/10/2003 78 INITIAL SCHEDULING CONFERENCE ORDER: Case Management Conference set for 5/16/2003 at 01:30 PM.. Signed by Judge Jeffrey S. White on 4/9/03. (jjo, ) (Entered: 04/10/2003) 04/11/2003 79 Letter dated 4/8/2003 from Susan G. Schellinger re: service list. (vlh, ) (Entered: 04/14/2003) 04/23/2003 80 NOTICE OF ENTRY OF ORDER GRANTING APPLICATIONS FOR ADMISSION OF BENNETT E.KAPLAN AND DANIEL J. DELANEY PRO HAC VICE by Ernst &Young LLP. (Attachments: # 1 Exhibit ONE# 2 Exhibit TWO)(Gupta, Shirish) (Entered: 04/23/2003) 04/24/2003 81 Letter from the Law Firm of Rosenthal, Monhait, Gross & Goddess, P.A. dated 4/22/2003 re: service list. (vlh, ) (Entered: 04/25/2003) 05/09/2003 82 JOINT CASE MANAGEMENT STATEMENT AND [PROPOSED] ORDER filed
by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Entered: 05/09/2003) 05/19/2003 83 Minute Entry: Initial Case Management Conference held on 5/16/2003 before Judge Jeffrey S. White. Case referred to Private Mediation. (Court Reporter Leo Mankiewicz.) (jjo, ) (Entered: 05/19/2003) 05/19/2003 84 SCHEDULING ORDER:Amended Complaint to be filed forty-five (45) days from entry of this Order. Hearing on Motion to Dismiss: 12/5/03 at 9:00 a.m. Reply to Motion to Dismiss to be filed by 11/3/03. Signed by Judge Jeffrey S. White on 5/19/03. (jjo, ) (Entered: 05/19/2003) 06/12/2003 85 CASE MANAGEMENT STATEMENT Modification Letter filed by Sunstone Financial Group, Inc.. (Hernandez-Malaby, Christina) (Entered: 06/12/2003) 07/01/2003 86 STIPULATION AND [PROPOSED] ORDER by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Entered: 07/01/2003) 07/01/2003 87 JOINT STIPULATION AND ORDER re 86. Signed by Judge Jeffrey S. White on July 1, 2003. (jswlc2, ) (Entered: 07/01/2003) 07/24/2003 88 AMENDED COMPLAINT For Violation of The Federal Securities Laws against all defendants. Filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Entered: 07/24/2003) 09/29/2003 89 First MOTION to Dismiss filed by Sunstone Financial Group, Inc.. Motion Hearing set for 1/16/2004 09:00 AM. (Attachments: # 1 Proposed Order)(Hernandez- Malaby, Cristina) (Entered: 09/29/2003) 09/29/2003 90 Declaration of Cristina D. Hernandez-Malaby in Support of 89 First Motion to Dismiss filed by Sunstone Financial Group, Inc.. (Attachments: # 1 Exhibit A)(Related document(s)89) (Hernandez-Malaby, Cristina) (Entered: 09/29/2003) 09/29/2003 91 NOTICE OF MOTION AND MOTION TO DISMISS THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) (Entered: 09/29/2003) 09/29/2003 92 MEMORANDUM in Support OF ITS MOTION TO DISMISS THE AMENDED CONSOLIDATED COMPLAINT filed by Ernst &Young LLP. (Gupta, Shirish) (Entered: 09/29/2003) 09/29/2003 93 Appendix OF UNPUBLISHED AUTHORITIES IN SUPPORT OF THE MOTIONS TO DISMISS AND STRIKE THE AMENDED CONSOLIDATED COMPLAINT filed by Ernst &Young LLP. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5)(Gupta, Shirish) (Entered: 09/29/2003) 09/29/2003 94 Appendix re 91 AND REQUEST FOR JUDICIAL NOTICE IN SUPPORT OF ITS MOTION TO DISMISS THE AMENDED CONSOLIDATED COMPLAINT; MEMORANDUM OF POINTS AND AUTHORITIES AND DECLARATION OF SHIRISH GUPTA IN SUPPORT THEREOF filed by Ernst &Young LLP. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G)(Related document(s)91) (Gupta, Shirish) (Entered: 09/29/2003)
09/29/2003 95 MOTION to Strike PARAGRAPHS 45 AND 268 FROM PLAINTIFFS' AMENDED CONSOLIDATED COMPLAINT filed by Ernst &Young LLP. Motion Hearing set for 1/16/2004 09:00 AM. (Gupta, Shirish) (Entered: 09/29/2003) 09/29/2003 96 MEMORANDUM in Support re 95 SUPPORTING ITS MOTION TO STRIKE PARAGRAPHS 45 AND 268 FROM PLAINTIFFS' AMENDED CONSOLIDATED COMPLAINT filed by Ernst &Young LLP. (Related document(s)95) (Gupta, Shirish) (Entered: 09/29/2003) 09/29/2003 97 MOTION to Dismiss Consolidated Amended Complaint filed by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. Motion Hearing set for 1/16/2004 09:00 AM. (vlh, COURT STAFF) Additional attachment(s) added on 10/8/2003 (vlh, COURT STAFF). (Entered: 09/30/2003) 09/29/2003 98 Joinder re 95 in Motion to Strike Paragraphs 45 and 268 From Plaintiffs' Amended Consolidated Complaint by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (vlh, COURT STAFF) Additional attachment(s) added on 10/8/2003 (vlh, COURT STAFF). (Entered: 09/30/2003) 09/29/2003 Proposed Order re 97 Granting Motion to Dismiss by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (vlh, COURT STAFF) (Entered: 09/30/2003) 09/29/2003 99 Request for Judicial Notice re 97 filed by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (Related document(s)97) (vlh, COURT STAFF) Additional attachment(s) added on 10/9/2003 (vlh, COURT STAFF). Additional attachment(s) added on 10/9/2003 (vlh, COURT STAFF). Additional attachment(s) added on 10/9/2003 (vlh, COURT STAFF). (Entered: 09/30/2003) 09/30/2003 100 CLERK'S NOTICE re: Failure to E-File and/or Failure to Register as an E-Filer (vlh, COURT STAFF) (Entered: 09/30/2003) 09/30/2003 101 *** FILED IN ERROR. PLEASE SEE DOCKET #104 *** Proposed Order re 95 MOTION TO STRIKE PARAGRAPHS 45 AND 268 FROM THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) Modified on 9/30/2003 (br, COURT STAFF). (Entered: 09/30/2003) 09/30/2003 102 Proposed Order re 91 MOTION TO DISMISS THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) (Entered: 09/30/2003) 09/30/2003 103 *** FILED IN ERROR. PLEASE SEE DOCKET #104 *** Proposed Order re 95 [CORRECTION OF DOCKET #101 MOTION TO STRIKE PARAGRAPHS 45 AND 268 FROM THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) Modified on 9/30/2003 (br, COURT STAFF). (Entered: 09/30/2003) 09/30/2003 104 Proposed Order re 95 Correction of Dockets 101 and 103 MOTION TO STRIKE
PARAGRAPHS 45 AND 268 FROM THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) (Entered: 09/30/2003) 10/03/2003 105 ***Filed in Error. Refer to Document 107 For Correct Entry.*** MOTION to Substitute Attorney Jay C. Gandhi filed by Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Emerging Growth Fund, Van Wagoner Funds, Inc., Van Wagoner Micro-Cap Growth Fund, Van Wagoner Mid-Cap Growth Fund, Van Wagoner Post Venture Fund, Van Wagoner Technology Fund. (Gandhi, Jay) Modified on 10/7/2003 (vlh, COURT STAFF). (Entered: 10/03/2003) 10/06/2003 106 CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re 89 Motion to Dismiss (Hernandez-Malaby, Cristina) (Entered: 10/06/2003) 10/06/2003 107 Letter dated 10/02/2003 from Joshua B. Vinograd re: substitution of counsel. (vlh, COURT STAFF) (Entered: 10/07/2003) 11/13/2003 108 Memorandum in Opposition re 95 Defendant Ernst & Young's Motion to Strike Paragraphs 45 and 268 From Plaintiffs' Amended Consolidated Complaint filed by Richard Casolari, Stephanie Casolari. (Attachments: # 1 Appendix Of Unpublished Authorities in Support of Lead Plaintiffs' Memorandum of Points and Authorities in Opposition to Defendant Ernst & Young's Motion to Strike Paragraphs 45 and 268 From Plaintiffs' Amended Consolidated Complaint)(Moskovitz, Michael) (Entered: 11/13/2003) 11/13/2003 109 MOTION to Strike 89 Certain Matters Raised in UMB Fund Services, Inc.'s Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. Motion Hearing set for 1/16/2004 09:00 AM. (Attachments: # 1 Proposed Order Granting Lead Plaintiffs' Motion to Exclude Certain Matters Raised in UMB Fund Services, Inc.'s Motion to Dismiss)(Moskovitz, Michael) (Entered: 11/13/2003) 11/13/2003 110 MEMORANDUM in Support re 109 Lead Plaintiffs' Motion to Exclude Certain Matters Raised in UMB Fund Services, Inc.'s Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Attachments: # 1 Affidavit Declaration of Carol V. Gilden in Support of Lead Plaintiffs' Motion to Exclude Certain Matters Raised in UMB Fund Services, Inc.'s Motion to Dismiss)(Related document(s)109) (Moskovitz, Michael) (Entered: 11/13/2003) 11/13/2003 111 Memorandum in Opposition re 89, 97 to Van Wagoner Defendants', Ernst & Young LLP's and UMB Fund Services, Inc.'s Motions to Dismiss filed by Richard Casolari, Stephanie Casolari. (Attachments: # 1 Appendix Of Unpublished Authorities in Support of Lead Plaintiffs' Response to Van Wagoner Defendants', Ernst & Young's and UMB's Motions to Dismiss# 2 Appendix Part II)(Moskovitz, Michael) (Entered: 11/13/2003) 11/25/2003 112 MOTION to Amend/Correct 111 Memorandum in Opposition, to Van Wagoner Defendants', Ernst & Young LLP's and UMB Fund Services, Inc.'s Motions to Dismiss filed by Richard Casolari, Stephanie Casolari. (Attachments: # 1 Proposed Order Granting Lead Plaintiffs' Motion for Leave to File Lead Plaintiffs' Amended Opposition to Van Wagoner Defendants', Ernst & Young LLP's and UMB Fund Services, Inc.'s Motions to Dismiss)(Moskovitz, Michael) (Filed on 11/25/2003) (Entered: 11/25/2003)
12/02/2003 113 Memorandum in Opposition (Amended) to The Van Wagoner Defendants' Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Filed on 12/2/2003) (Entered: 12/02/2003) 12/02/2003 114 Memorandum in Opposition (Amended) to UMB Fund Services, Inc.'s Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Filed on 12/2/2003) (Entered: 12/02/2003) 12/02/2003 115 Memorandum in Opposition (Amended) to Ernst & Young, L.L.P.'s Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Filed on 12/2/2003) (Entered: 12/02/2003) 12/04/2003 116 MOTION requiring plaintiffs to comply with the page limits re 115 Memorandum in Opposition ; Declaration of Shirish Gupta filed by Ernst &Young LLP. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Gupta, Shirish) (Filed on 12/4/2003) (Entered: 12/04/2003) 12/04/2003 117 Proposed Order by Ernst &Young LLP. (Gupta, Shirish) (Filed on 12/4/2003) (Entered: 12/04/2003) 12/05/2003 118 EXHIBITS B, (CORRECTION OF EXHIBIT B OF DOCKET [#116]) filed by Ernst &Young LLP. (Gupta, Shirish) (Filed on 12/5/2003) (Entered: 12/05/2003) 12/05/2003 119 Amended MOTION requiring plaintiffs to comply with the page limits re 115 Memorandum in Opposition ; Amended Declaration of Shirish Gupta filed by Ernst &Young LLP. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Gupta, Shirish) (Filed on 12/5/2003) (Entered: 12/05/2003) 12/05/2003 120 Proposed Order Re Amended Request by Ernst &Young LLP. (Gupta, Shirish) (Filed on 12/5/2003) (Entered: 12/05/2003) 12/05/2003 121 Memorandum in Opposition to Defendant Ernst & Young LLP's Request for an Order Concerning a Misc. Administrative Request Requiring Plaintiffs to Comply with the Page Limits for its Opposition to the Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Attachments: # 1 Affidavit of Michael E. Moskovitz in Support of Lead Plaintiffs' Opposition to Defendant Ernst & Young LLP's Request for an Order Concerning a Misc. Administrative Request Requiring Plaintiffs to Comply with the Page Limits for its Opp. to the Mot. to Dismiss)(Moskovitz, Michael) (Filed on 12/5/2003) (Entered: 12/05/2003) 12/08/2003 122 ORDER RE OPPOSITION TO MOTIONS TO DISMISS. Signed by Judge Jeffrey S. White on December 8, 2003. (jswlc2, ) (Filed on 12/8/2003) (Entered: 12/08/2003) 12/08/2003 Set Hearings: Motion Hearing set for 4/16/2004 09:00 AM. (vlh, COURT STAFF) (Filed on 12/8/2003) (Entered: 12/09/2003) 12/19/2003 123 Memorandum in Opposition [Second Amended] to Ernst & Young, LLP's Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Attachments: # 1 Appendix of Unpublished Authorities in Support of Lead Plaintiffs' Second Amended Opposition to Ernst & Young LLP's Motion to Dismiss)(Moskovitz, Michael) (Filed on 12/19/2003) (Entered: 12/19/2003) 12/19/2003 124 Memorandum in Opposition [Second Amended] to UMB Fund Services, Inc.'s
Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Attachments: # 1 Appendix of Unpublished Authorities in Support of Lead Plaintiffs' Second Amended Opposition to UMB Fund Services, Inc.'s Motion to Dismiss)(Moskovitz, Michael) (Filed on 12/19/2003) (Entered: 12/19/2003) 12/19/2003 125 Memorandum in Opposition [Second Amended] to The Van Wagoner Defendants' Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Attachments: # 1 Appendix of Unpublished Authorities in Support of Lead Plaintiffs' Second Amended Opposition to the Van Wagoner Defendants' Motion to Dismiss)(Moskovitz, Michael) (Filed on 12/19/2003) (Entered: 12/19/2003) 01/15/2004 126 NOTICE of Change of Address by Shirish Gupta (Gupta, Shirish) (Filed on 1/15/2004) (Entered: 01/15/2004) 03/19/2004 127 Reply Memorandum of Points and Authorities Supporting its Motion to Strike filed by Ernst &Young LLP. (Gupta, Shirish) (Filed on 3/19/2004) (Entered: 03/19/2004) 03/19/2004 128 Reply Memorandum in Support of its Motion to Dismiss the Consolidated Amended Complaint filed by Ernst &Young LLP. (Gupta, Shirish) (Filed on 3/19/2004) (Entered: 03/19/2004) 03/19/2004 129 *** FILED IN ERROR. PLEASE SEE DOCKET #132 *** Appendix re 91, 92, 94 (Revised) and Request for Judicial Notice in Support of its Motion to Dismiss the Amended Consolidated Complaint; Memorandum of Points and Authorities; and Revised Declaration of Shirish Gupta filed by Ernst &Young LLP. (Related document(s)91, 92, 94) (Gupta, Shirish) (Filed on 3/19/2004) Modified on 3/24/2004 (br, COURT STAFF). (Entered: 03/19/2004) 03/19/2004 130 Reply Memorandum re 89 First MOTION to Dismiss filed by Sunstone Financial Group, Inc.. (Hernandez-Malaby, Cristina) (Filed on 3/19/2004) (Entered: 03/19/2004) 03/19/2004 131 Memorandum in Opposition re 109 MOTION to Strike 89 Certain Matters Raised in UMB Fund Services, Inc.'s Motion to Dismiss filed by Sunstone Financial Group, Inc.. (Hernandez-Malaby, Cristina) (Filed on 3/19/2004) (Entered: 03/19/2004) 03/19/2004 132 Appendix re 91 (CORRECT 129) and Request for Judicial Notice in Support of its Motion to Dismiss the Amended Consolidated Complaint; Memorandum of Points and Authorities; and Revised Declaration of Shirish Gupta filed by Ernst &Young LLP. (Attachments: # 1 # 2 # 3 # 4 # 5 # 6 # 7)(Related document(s)91) (Gupta, Shirish) (Filed on 3/19/2004) (Entered: 03/19/2004) 03/19/2004 133 Reply Memorandum in Support of Van Wagoner Defendants' Motion to Dismiss Plaintiffs' Amended Consolidated Complaint filed by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (Attachments: # 1 Appendix Appendix of Unreported Decisions# 2 Exhibit Exhibit 1# 3 Exhibit Exhibit 2# 4 Exhibit Exhibit 3# 5 Exhibit Exhibit 4# 6 Exhibit Exhibit 5# 7 Proof of Service)(Gandhi, Jay) (Filed on 3/19/2004) (Entered: 03/19/2004)
03/24/2004 134 AMENDED DOCUMENT by Sunstone Financial Group, Inc.. Amendment to 130 Reply Memorandum, 131 Memorandum in Opposition as to the Certificate of Service. (Hernandez-Malaby, Cristina) (Filed on 3/24/2004) (Entered: 03/24/2004) 04/02/2004 135 Reply Memorandum re 109 MOTION to Strike 89 Certain Matters Raised in UMB Fund Services, Inc.'s Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Filed on 4/2/2004) (Entered: 04/02/2004) 04/16/2004 136 Minute Entry: Motion Hearing held on 4/16/2004 before Judge Jeffrey S. White (Date Filed: 4/16/2004). (Court Reporter David Disbrow.) (jjo, COURT STAFF) (Date Filed: 4/16/2004) (Entered: 04/16/2004) 06/14/2004 137 NOTICE by Paul Siesser Notice of Firm Name Change (Feldman, Lori) (Filed on 6/14/2004) (Entered: 06/14/2004) 07/27/2004 138 ORDER GRANTING 97 MOTION to Dismiss Consolidated Amended Complaint filed by Van Wagoner Funds, Inc., Van Wagoner Capital Management, Inc., Garrett R. Van Wagoner, Larry P. Arnold, Robert S. Colman, and Peter R. Kris. Signed by Judge Jeffrey S. White on July 27, 2004. (jswlc2, COURT STAFF) (Filed on 7/27/2004) (Entered: 07/27/2004) 07/27/2004 139 ORDER GRANTING 91 MOTION to Dismiss and GRANTING 95 MOTION to Strike Paragraphs 45 and 268 From Plaintiffs' Amended Consolidated Complaint filed by Ernst & Young LLP. Signed by Judge Jeffrey S. White on July 27, 2004. (jswlc2, COURT STAFF) (Filed on 7/27/2004) (Entered: 07/27/2004) 07/27/2004 140 ORDER GRANTING 89 First MOTION to Dismiss filed by Sunstone Financial Group, Inc., and GRANTING 109 MOTION to Strike Certain Matters Raised in UMB Fund Services, Inc.'s Motion to Dismiss filed by Stephanie Casolari, Richard Casolari. Signed by Judge Jeffrey S. White on July 27, 2004. (jswlc2, COURT STAFF) (Filed on 7/27/2004) (Entered: 07/27/2004) 08/26/2004 141 MOTION To Set Filing Date For Plaintiffs' Second Amended Complaint; Notice Of Motion; Memorandum Of Points And Authorities In Support; [Proposed] Order filed by Richard Casolari, Stephanie Casolari. Motion Hearing set for 10/8/2004 09:00 AM. (Moskovitz, Michael) (Filed on 8/26/2004) (Entered: 08/26/2004) 09/03/2004 142 MOTION To Set Filing Date For Plaintiffs' Second Amended Complaint; Re- Notice of Motion; Memorandum of Points and Authorities In Support; [Proposed] Order re 141 MOTION To Set Filing Date For Plaintiffs' Second Amended Complaint; Notice Of Motion; Memorandum Of Points And Authorities In Support; [Proposed] Order filed by Richard Casolari, Stephanie Casolari. Motion Hearing set for 12/3/2004 09:00 AM. (Moskovitz, Michael) (Filed on 9/3/2004) (Entered: 09/03/2004) 09/09/2004 143 MOTION To Set Filing Date For Plaintiffs' Second Amended Complaint; Re- Notice of Motion; Memorandum of Points and Authorities In Support; [Proposed] Order re 142 MOTION To Set Filing Date For Plaintiffs' Second Amended Complaint; Re-Notice of Motion; Memorandum of Points and Authorities In Support; [Proposed] Order re 141 MOTION To Set Filing Date For Plaintiffs' Second Amended Complaint; Notice of Motion; Memorandum of Points and Authorities in Support; [Proposed] Order filed by Richard Casolari, Stephanie Casolari. Motion Hearing set for 12/10/2004 09:00 AM. (Moskovitz, Michael)
(Filed on 9/9/2004) (Entered: 09/09/2004) 09/16/2004 144 MOTION for Joinder by the Van Wagoner Defendants and Defendant UMB Fund Services, Inc. in Lead Plaintiffs' Re-Noticed Motion to Set Filing Date for Second Amended Consolidated Complaint filed by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. Motion Hearing set for 10/8/2004 09:00 AM. (Gandhi, Jay) (Filed on 9/16/2004) (Entered: 09/16/2004) 09/16/2004 145 Ex Parte Application to Set a Deadline of Not More than Fourteen Days for Filing a Second Amended Complaint; Memorandum of Points and Authorities filed by Ernst &Young LLP. (Gupta, Shirish) (Filed on 9/16/2004) (Entered: 09/16/2004) 09/16/2004 146 NOTICE by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc. Notice of Errata Regarding Hearing Date (Gandhi, Jay) (Filed on 9/16/2004) (Entered: 09/16/2004) 09/16/2004 147 Proposed Order re 145 Ernst & Young LLP's Ex Parte Motion to Set a Deadline of Not More Than Fourteen Days For Filing a Second Amended Complaint by Ernst &Young LLP. (Gupta, Shirish) (Filed on 9/16/2004) (Entered: 09/16/2004) 09/17/2004 148 Memorandum in Opposition to Ernst & Young's ex parte motion to set a deadline of not more than 14 days for fling a Second Amended Complaint filed by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (Gandhi, Jay) (Filed on 9/17/2004) (Entered: 09/17/2004) 09/20/2004 149 REPLY to Response to Motion re 145 Ex Parte Application to Set a Deadline of Not More than Fourteen Days for Filing a Second Amended Complaint; Memorandum of Points and Authorities ; Reply to the Van Wagoner Defendants' Opposition filed by Ernst &Young LLP. (Gupta, Shirish) (Filed on 9/20/2004) (Entered: 09/20/2004) 09/21/2004 150 Memorandum in Opposition re 145 Ex Parte Application to Set a Deadline of Not More than Fourteen Days for Filing a Second Amended Complaint; Memorandum of Points and Authorities filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Filed on 9/21/2004) (Entered: 09/21/2004) 09/21/2004 151 Declaration of Carol V. Gilden in Support of 150 Lead Plaintiffs' Opposition to Ernst & Young LLP's Ex Parte Motion to Set a Deadline of Not More Than Fourteen Days for Filing a Second Amended Complaint filed by Richard Casolari, Stephanie Casolari. (Related document(s)150) (Moskovitz, Michael) (Filed on 9/21/2004) (Entered: 09/21/2004) 09/21/2004 152 Reply to Opposition re 145 Plaintiffs' Opposition to Ernst & Young's Ex Parte Motion filed by Ernst &Young LLP. (Gupta, Shirish) (Filed on 9/21/2004) (Entered: 09/21/2004) 09/23/2004 153 RESPONSE in Support by the Van Wagoner Defendants to Lead Plaintiffs' Opposition to Def. Ernst & Young LLP's Ex Parte Motion to Set a Deadline of Not More Than 14 Days for Filing a Second Amended Complaint filed by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner
Capital Management, Inc., Van Wagoner Funds, Inc.. (Gandhi, Jay) (Filed on 9/23/2004) (Entered: 09/23/2004) 09/23/2004 154 Reply Memorandum to the Van Wagoner Defendants' Response to Lead Plaintiffs' Opposition to Ernst & Young LLP's Ex Parte Motion to Set a Deadline of Not More Than Fourteen Days for Filing a Second Amended Complaint filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Filed on 9/23/2004) (Entered: 09/23/2004) 09/27/2004 155 ORDER DENYING 145 Ex Parte Application to Set a Deadline of Not More than Fourteen Days for Filing a Second Amended Complaint. Signed by Judge Jeffrey S. White on September 27, 2004. (jswlc2, COURT STAFF) (Filed on 9/27/2004) (Entered: 09/27/2004) 11/05/2004 156 NOTICE by Ernst &Young LLP and Motion to Set A Deadline of Not More Than Fourteen Days For Filing A Second Amended Complaint; Memorandum of Points and Authorities (Gupta, Shirish) (Filed on 11/5/2004) (Entered: 11/05/2004) 11/05/2004 157 Proposed Order Re Ernst & Young LLP's Motion to Set A Deadline of Not More Than Fourteen Days For Filing A Second Amended Complaint by Ernst &Young LLP. (Gupta, Shirish) (Filed on 11/5/2004) (Entered: 11/05/2004) 11/15/2004 158 MOTION for Joinder by the Van Wagoner Defendants and Defendant UMB Fund Services, Inc. in Lead Plaintiffs' Ex Parte Motion for Preliminary Approval of Settlement filed by Van Wagoner Capital Management, Inc., Garrett R. Van Wagoner, Peter R. Kris, Larry P. Arnold, Robert S. Colman, Van Wagoner Funds, Inc.. (Gandhi, Jay) (Filed on 11/15/2004) (Entered: 11/15/2004) 11/15/2004 159 SETTLEMENT AGREEMENT Stipulation of Settlement by Van Wagoner Capital Management, Inc., Garrett R. Van Wagoner, Peter R. Kris, Larry P. Arnold, Robert S. Colman, Van Wagoner Funds, Inc., Stephanie Casolari, Richard Casolari, Sunstone Financial Group, Inc.. (Attachments: # 1 Exhibit # 2 Exhibit # 3 Exhibit # 4 Exhibit # 5 Exhibit # 6 Exhibit)(Gandhi, Jay) (Filed on 11/15/2004) (Entered: 11/15/2004) 11/15/2004 160 Ex Parte Application For Preliminary Approval of Settlement by Lead Plaintiffs; Or In The Alternative, Notice of Ex Parte Motion and Ex Parte Motion For Order Shortening Time For Notice And Hearing For Preliminary Approval; Memorandum of Points and Authorities In Support; Notice Of Ex Parte Application filed by Stephanie Casolari, Richard Casolari. (Moskovitz, Michael) (Filed on 11/15/2004) (Entered: 11/15/2004) 11/15/2004 161 Proposed Order Certifying Class for Settlement Purposes Only, Granting Preliminary Approval of Settlement and Providing for Notice to Class by Stephanie Casolari, Richard Casolari. (Moskovitz, Michael) (Filed on 11/15/2004) (Entered: 11/15/2004) 11/18/2004 162 Memorandum in Opposition re 160 Ex Parte Application For Preliminary Approval of Settlement by Lead Plaintiffs; Or In The Alternative, Notice of Ex Parte Motion and Ex Parte Motion For Order Shortening Time For Notice And Hearing For Preliminary Approval; Memorandum of Points and filed byernst &Young LLP. (Gupta, Shirish) (Filed on 11/18/2004) (Entered: 11/18/2004)
11/19/2004 163 ORDER re 160, 162 DENYING EX PARTE MOTION. Signed by Judge Jeffrey S. White on November 19, 2004. (jswlc4, COURT STAFF) (Filed on 11/19/2004) (Entered: 11/19/2004) 11/19/2004 164 Memorandum in Opposition to Ernst & Young LLP's Motion to Set a Deadline of Not More Than Fourteen Days for Filing a Second Amended Complaint filed bystephanie Casolari, Richard Casolari. (Moskovitz, Michael) (Filed on 11/19/2004) (Entered: 11/19/2004) 11/19/2004 165 Memorandum in Opposition re 143 MOTION To Set Filing Date For Plaintiffs' Second Amended Complaint; Re-Notice of Motion; Memorandum of Points and Authorities In Support; [Proposed] Order re 142 MOTION To Set Filing Date For Plaintiffs' Second Amended Complaint; Re-Notice filed byernst &Young LLP. (Gupta, Shirish) (Filed on 11/19/2004) (Entered: 11/19/2004) 11/23/2004 166 MOTION Preliminary Approval Of Settlement By Lead Plaintiffs; Notice of Motion; Memorandum Of Points And Authorities In Support filed by Stephanie Casolari, Richard Casolari. Motion Hearing set for 3/25/2005 09:00 AM. (Moskovitz, Michael) (Filed on 11/23/2004) (Entered: 11/23/2004) 11/23/2004 167 Proposed Order Certifying Class For Settlement Purposes Only, Granting Preliminary Approval Of Settlement And Providing For Notice To Class by Stephanie Casolari, Richard Casolari. (Moskovitz, Michael) (Filed on 11/23/2004) (Entered: 11/23/2004) 11/24/2004 168 Reply Memorandum In Support Of Lead Plaintiffs' Motion To Set A Filing Date For Plaintiffs' Second Amended Consolidated Complaint filed bystephanie Casolari, Richard Casolari. (Moskovitz, Michael) (Filed on 11/24/2004) (Entered: 11/24/2004) 11/24/2004 169 Reply Memorandum in Support of its Motion to Set A Deadline of Not More Than Fourteen days for Filing a Second Amended Complaint filed byernst &Young LLP. (Gupta, Shirish) (Filed on 11/24/2004) (Entered: 11/24/2004) 11/29/2004 170 MOTION for Joinder by the Van Wagoner Defendants and Defendant UMB Fund Services, Inc. in Lead Plaintiffs' Motion for Preliminary Approval of Settlement filed by Van Wagoner Capital Management, Inc., Garrett R. Van Wagoner, Peter R. Kris, Larry P. Arnold, Robert S. Colman, Van Wagoner Funds, Inc.. Motion Hearing set for 3/25/2005 09:00 AM. (Gandhi, Jay) (Filed on 11/29/2004) (Entered: 11/29/2004) 11/29/2004 171 ORDER re 144, 156, 143, 142 GRANTING AND DENYING MOTIONS. Signed by Judge Jeffrey S. White on November 29, 2004. (jswlc4, COURT STAFF) (Filed on 11/29/2004) (Entered: 11/29/2004) 12/13/2004 172 AMENDED COMPLAINT Second Amended Consolidated Complaint For Violations Of The Federal Securities Laws against all defendants. Filed bystephanie Casolari, Richard Casolari. (Attachments: # 1 Exhibit B - Amended Consolidated Complaint)(Moskovitz, Michael) (Filed on 12/13/2004) (Entered: 12/13/2004) 12/20/2004 173 STIPULATION re 172 Amended Complaint, Order staying settling defendants' responses to lead plaintiffs' second amended complaint pending approval of