Appendix E. Relations with External Parties

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Appendix E Relations with External Parties Because of the unprecedented nature of OCRWM s mission, Congress designed the Civilian High-Level Radioactive Waste Management Program to be one of the most closely scrutinized in the public arena, subject to exceptionally broad and intensive review, regulation, and oversight. This appendix presents an overview of the formal interactions in which we are engaged. Review, Regulation, and Oversight Parties that regulate, formally review, and oversee our Program are identified below, followed by a list of the hearings, briefings, and meetings they held in Fiscal Year 1999 and the topics discussed at each. Appendix F includes a list of selected publications issued by some of these parties in Fiscal Year 1999. Congress Congress defines our statutory basis, appropriates funds, and monitors our progress. The congressional committees that exercise primary oversight of our work are the: Senate Committee on Energy and Natural Resources, Subcommittee on Energy Research, Development, Production and Regulation; the House Commerce Committee, Subcommittee on Energy and Power; and the Energy and Water Development Subcommittees of the House and Senate Appropriations Committees. General Accounting Office Under the Nuclear Waste Policy Act, the General Accounting Office is authorized to audit our Program. It also reviews and reports on Program activities in response to specific congressional inquiries and requests. Nuclear Regulatory Commission The Nuclear Regulatory Commission (NRC) exercises a statutory role under the Nuclear Waste Policy Act. It defines regulatory standards for the protection of the public and the environment from radioactive releases associated with storage and disposal of high-level radioactive waste and spent nuclear fuel. It is responsible for certifying and licensing the components of the waste management system, including the repository, facilities for storing spent nuclear fuel, and transportation casks. NRC also mandates quality assurance requirements and content requirements for license applications. We engage in prelicensing consultations with NRC s Division of High-Level Waste and its Spent Fuel Projects Office. The former interacts frequently with our Yucca Mountain Site Characterization Project Office on matters related to site characterization and the repository. The latter has interacted with our Waste Acceptance, Storage, and Transportation Project on non-site-specific issues associated with interim storage. Both offices interact with our Office of Program Management and Administration. Fiscal Year 1999 Annual Report to Congress E-1

We also provide information to the Commission s Advisory Committee on Nuclear Waste (ACNW), which reviews the work of Commission staff and makes recommendations to the NRC regarding the adequacy of that work. Nuclear Waste Technical Review Board The Nuclear Waste Technical Review Board exercises a statutory and independent role established in the Nuclear Waste Policy Amendments Act of 1987. It must evaluate the technical and scientific validity of activities related to site characterization and to the packaging and transportation of high-level radioactive waste and spent nuclear fuel. The Board is required to report its findings, conclusions, and recommendations to Congress and the Secretary of Energy at least twice a year. The Board s meetings provide the public with an opportunity to observe and comment on technical exchanges between the Board, Program and contractor staff, and other scientists. National Academy of Sciences The National Academy of Sciences Board on Radioactive Waste Management reviews our Program on an as-requested basis, offering technical expert review and advice on Program issues. Environmental Protection Agency The Energy Policy Act of 1992 directs the Environmental Protection Agency to promulgate a site-specific radiation protection standard for the management and disposal of spent nuclear fuel and high-level radioactive waste at the Yucca Mountain site. The proposed rule was released for public comment in August 1999. Department of Transportation The Department of Transportation regulates transportation of highly radioactive materials, including spent nuclear fuel. Its regulations govern handling of shipping containers, labeling of containers and placarding of transport vehicles for identification purposes, driver training and certification, and highway routing. State of Nevada and affected units of local government Under the Nuclear Waste Policy Act of 1982, the State of Nevada and Nye County, the county within which the Yucca Mountain site is located, are entitled to exercise oversight of site characterization activities and to receive financial assistance for this purpose. Pursuant to the Amendments Act of 1987, the Secretary of Energy designated nine counties contiguous to Nye County (including Inyo County in California) as affected units of local government and, therefore, eligible to receive Federal financial assistance to review and monitor site characterization activities. The Amendments Act also gave the State and Nye County the right to designate on-site representatives to oversee site characterization and to receive funding for associated reasonable expenses. The State has never designated such a representative; Nye County has. In Fiscal Year 1999, by congressional direction, $250,000 was provided to support the State s oversight functions, and $5.54 million was designated for affected units of local government. E-2 Fiscal Year 1999 Annual Report to Congress

Fiscal Year 1999 Congressional Testimony and Meetings with Regulators and Oversight Bodies Congressional Hearings Senate Date Committee/Subcommittee Witness(es) September 15, 1999 Energy and Natural Resources Committee Nominee for OCRWM Director, Dr. Ivan Itkin March 24, 1999 Energy and Natural Resources Committee Acting OCRWM Director, Lake H. Barrett; NRC Chairman, Shirley Jackson February 25, 1999 Energy and Natural Resources Committee Secretary Bill Richardson House of Representatives Date Committee/Subcommittee Witness(es) March 16, 1999 Appropriations Subcommittee on Acting OCRWM Director, Energy and Water Development Lake H. Barrett March 12, 1999 Commerce Subcommittee on Secretary Bill Richardson Energy and Power February 24, 1999 Commerce Subcommittee on Under Secretary Ernest Energy and Power Moniz February 10, 1999 Commerce Subcommittee on Acting OCRWM Director, Energy and Power Lake H. Barrett; NRC Chairman, Shirley Jackson; NWTRB Chairman, Jared Cohon; EPA Assistant Administrator for Air & Radiation, Robert Perciasepe; DOJ Deputy Assistant Attorney General, Stuart Schiffer Fiscal Year 1999 Annual Report to Congress E-3

Nuclear Regulatory Commission (NRC) Meetings Date September 14-15, 1999 August 11, 1999 July 19-21, 1999 June 28-30, 1999 June 22, 1999 June 15, 1999 June 3, 1999 May 25, 1999 May 11-13, 1999 April 22, 1999 March 31, 1999 March 23-25, 1999 March 16-17, 1999 Topic 112 th Advisory Committee on Nuclear Waste Meeting: plans for Yucca Mountain DEIS review; dose modeling; plans for proposed Nevada public outreach sessions; near-field chemistry considerations; strategic planning activities within Division of Waste Management DOE/NRC Management/Quality Assurance Meeting 111 th Advisory Committee on Nuclear Waste Meeting; plans for improving risk communications ability for public interactions; proposed Nevada public outreach meetings; repository design; near-field chemistry considerations; site recommendation design; license application design selection; revised repository design; NRC licensee casework; transportation studies; DOE presentation on scope of DEIS and planned review process 110 th Advisory Committee on Nuclear Waste Meeting; Yucca Mountain review plan; risk informing the planning and prioritizing process; ACNW and NRC review capabilities; evaluating and explaining contributions to risk; risk insights from performance assessment; technical basis for and uncertainties in probability; repository design and thermal-mechanical effects; thermal effects on flow; evolution of near-field environment; container life and source term; DEIS review guidance; defense-in-depth DOE/NRC Quarterly Technical Meeting DOE/NRC Spent Nuclear Fuel Meeting DOE/NRC Technical Exchange on the 3-dimensional geologic framework model DOE/NRC Technical Exchange on total system performance assessment 109 th Advisory Committee on Nuclear Waste Meeting; working group on riskinformed regulation; Yucca Mountain review plan; risk communication; preparation of ACNW reports on low levels of ionizing radiation, repository design, waste-related research and technical assistance DOE/NRC Management/Quality Assurance Meeting DOE/NRC Technical Exchange Videoconference; level of detail in license application; design basis events 108 th Advisory Committee on Nuclear Waste Meeting; low levels of ionizing radiation: remarks, presentations, panel discussion; clearance rule; ACNW reports on: the viability assessment, ACNW self-assessment, report on NRC s waste-related research, repository design, and low levels of ionizing radiation 107 th Advisory Committee on Nuclear Waste Meeting, briefing to Commission E-4 Fiscal Year 1999 Annual Report to Congress

March 16-17, 1999 February 23-25, 1999 February 8, 1999 December 15-16, 1998 December 9, 1998 October 22, 1998 October 20-21, 1998 Commission briefing on status of viability assessment from ACNW, NRC staff, the Nuclear Waste Technical Review Board, State of Nevada, and Indian Tribes 106 th Advisory Committee on Nuclear Waste Meeting; DOE s presentation on license application design selection; discussion with NRC Director of the Division of Waste Management s Office of Nuclear Material Safety & Safeguards on developments at Yucca Mountain, rules and guidance under development, human resources; waste related research at the NRC; DOE presentation on: future course of Yucca Mountain Project, license application plan, waste package corrosion, seepage in drifts, unsaturated zone flow and transport; NRC s programmatic and technical issues with viability assessment; Nuclear Energy Institute s presentation of 1999 high-level waste initiatives OCRWM Acting Director s briefing to NRC Commissioners 105 th Advisory Committee on Nuclear Waste Meeting; developments at Yucca Mountain; rules and guidance under development; potential topics for future ACNW reports; repository safety strategy; total system performance assessment overview; comparative analyses; waste package degradation; prioritization of technical work needed to complete post-closure safety case; post-closure and defense-in-depth considerations DOE/NRC Management/Quality Assurance Meeting DOE/Affected Units of Local Government videoconference 104 th Advisory Committee on Nuclear Waste Meeting; Yucca Mountain field trip; ACNW strategic plan; effectiveness of ACNW; lessons learned on ACNW effectiveness; review of ACNW operational processes; role of ACNW in upcoming year; topics of regulatory interest to Nevada; Nye County drilling program Nuclear Waste Technical Review Board: Full Board Date September 14-15, 1999 June 29-30, 1999 Topic Perspectives on Program and Yucca Mountain Project; proposed environmental standard for repository; repository safety strategy: implementation, performance assessment, process model reports and analysis model reports, testing and analysis for site recommendation, unsaturated zone model validation, and waste package degradation model validation; update on scientific and technical investigations Repository design and the scientific program; license application design selection, process and uncertainties; enhanced design alternatives: assumptions, descriptions, evaluation process, future plans; near-field environment and coupled processes; effects of uncertainty; subsurface design; thermal testing; drift scale test; materials Fiscal Year 1999 Annual Report to Congress E-5

and performance modeling; corrosion tests and process modeling; Total System Performance Assessment modeling plans; geochemistry and hydrology; Nye County drilling program; chlorine-36 and chloride data to determine hydrologic pathways; unsaturated zone transport test at Busted Butte January 26-27, 1999 Viability Assessment of a Repository at Yucca Mountain; overview of viability assessment; site characteristics; preliminary design concept for repository and waste package; total system performance assessment; license application plan and costs; costs to construct and operate repository; alternative repository designs; report on tunnel stability workshop; site investigation; early warning drilling program; 10 CFR Part 63 National Academy of Sciences, National Research Council: Board on Radioactive Waste Management Date Topic May 27-28, 1999 Disposition of high-level radioactive waste through geological isolation development current status and technical and policy challenges Accelerator Transmutation of Waste (ATW) Technology Roadmapping Team Date Topic July 21-22, 1999 July 15-16, 1999 May 6, 1999 Steering committee meetings in Albuquerque on ATW overview report; conclusions paper; recommendation paper; requirements table; costs International ATW workshop of international and domestic experts on ATW system scenarios for U.S. roadmap; separation technology and waste forms; target/blanket technology and ATW fuel; technical approach of the ATW roadmap; perspectives on the European multilateral accelerator driven sub-critical system; ATW world experts meeting; perspectives of the ADNA Corporation, the French, Japanese, Italians, Russians and Swedes on U.S. ATW program Steering committee teleconference on performance assessment assumptions; total system life-cycle cost process; philosophy for the ATW report to Congress; planning for July 21-22 meeting E-6 Fiscal Year 1999 Annual Report to Congress

April 21, 1999 Steering committee teleconference on status of system scenarios/integration; accelerator technology; target/blanket technology technical working groups February 19, 1999 February 17-18, 1999 February 5, 1999 Steering committee meeting in Washington, DC, on committee charter; focus for ATW technology roadmapping; identification of ATW technical working groups and group leads International ATW workshop of international and domestic experts; status of ATW technologies in international programs; perspectives of ADNA-HYTEC, MINATOM, Sweden, JAERI, Russian Academy of Sciences, and the French on the status of the ATW technology; separation issues; programs in Italy; technology options; HYTEC engineering capabilities Steering committee teleconference on committee responsibilities; presentation by Under Secretary Moniz; itinerary for February 19 meeting Fiscal Year 1999 Annual Report to Congress E-7

This page is intentionally left blank. E-8 Fiscal Year 1999 Annual Report to Congress