LM18 - Criminal Cnvictins Windw Data Entry Reference Sheet (Octber2012) LM18 - Criminal Cnvictins Windw Perid Perid The Perid drp-dwn list allws yu t chse an enrllment perid t wrk within. It displays the current and pre-existing enrllment perids. When the re-enrllment prcess has been initiated, a new perid is created and displays with dates equal t zer (00/00/0000-00/00/0000). The dates f the actual renewal perid will ppulate when yu make a decisin t re-enrll the prvider. Select Persn Shw All Peple The Shw All Peple checkbx, when checked, displays all peple assciated with the prvider, bth active and inactive Unchecked, it will shw nly active peple. Persn Site Overall Criminal Determinatin The Persn drp-dwn list displays the prvider, emplyees, and/r vlunteers, and, nly when the prgram type is FCC, husehld members age 18 years f age r lder (cllectively knwn as Site Peple). The display includes bth the Persn s Name and their Rle. Select a Site Persn t view the persn-specific infrmatin n the Criminal Cnvictins windw. Site Overall Criminal Determinatin is a system generated field that displays the verall cmpliance status fr the prvider pertaining t the Criminal Cnvictin histry fr the prvider and all applicable Site Peple. Nt Yet Determined indicates that all Criminal Cnvictin values are Nt Yet Determined, N Disclsure, Incmplete, Allwed, N Histry r Exceptin Granted AND at least ne value must be Nt Yet Determined, Incmplete, r Blank. Allwed indicates that the Criminal Cnvictin data (Criminal Cnvictin Histry Categrizatin, Additinal Standards Results, NYS Sex Offender Results, Other Cnvictin Inf Results) will nt stp the prvider frm becming Enrlled. One f the fllwing cnditins exists: All Criminal Cnvictin Histry data are N Criminal Cnvictins r N Histry. One r mre f Criminal Cnvictin Histry data have a value f Categry C AND the Categry C Review Decisin is Allwed AND there are n values f Categry B, Categry A, r Sex Offender. One r mre f Criminal Cnvictin Histry data have a value f Categry B AND the EC Review Decisin is Exceptin Granted AND there are n values f Categry A r Sex Offender AND if there is a Categry C crime then the Categry C Review Decisin is Allwed. Disallwed indicates that the prvider has a Criminal Cnvictin histry, and unless a Categry C r EC Review is cmpleted favrably, the Prvider Status must be Denied r Clsed: Terminated. One f Prfessinal Develpment Prgram 1
LM18 - Criminal Cnvictins Windw Data Entry Reference Sheet (Octber2012) CCFS Legally-Exempt the fllwing cnditins exists: One r mre f Criminal Cnvictin Histry data have a value f Categry A. One r mre f Criminal Cnvictin Histry data have a value f Categry B AND the EC Review Decisin is Blank r Exceptin Denied. One r mre f Criminal Cnvictin Histry data have a value f Categry C AND the Categry C Review Decisin is Blank r Disallwed. Persn Overall Criminal Determinatin Persn Overall Criminal Determinatin is a system generated field that displays the verall cmpliance status fr the Site Persn pertaining t the Criminal Cnvictin histry. Nt Yet Determined indicates that all Criminal Cnvictin values are Nt Yet Determined, N Disclsure, Incmplete, Allwed, N Histry r Exceptin Granted AND at least ne value must be Nt Yet Determined, Incmplete, r Blank. Allwed indicates that the Criminal Cnvictin data (Criminal Cnvictin Histry Categrizatin, Additinal Standards Results, NYS Sex Offender Results, Other Cnvictin Inf Results) fr the selected Site Persn will nt stp the prvider frm becming Enrlled. One f the fllwing cnditins exists: All Criminal Cnvictin Histry data are N Criminal Cnvictins r N Histry. One r mre f Criminal Cnvictin Histry data have a value f Categry C AND the Categry C Review Decisin is Allwed AND there are n values f Categry B, Categry A, r Sex Offender. One r mre f Criminal Cnvictin Histry data have a value f Categry B AND the EC Review Decisin is Exceptin Granted AND there are n values f Categry A r Sex Offender AND if there is a Categry C crime then the Categry C Review Decisin is Allwed. Disallwed indicates that the Site Persn has a Criminal Cnvictin histry, and unless a Categry C r EC Review is cmpleted favrably, the Prvider Status must be Denied r Clsed: Terminated. One f the fllwing cnditins exists: One r mre f Criminal Cnvictin Histry data have a value f Categry A. One r mre f Criminal Cnvictin Histry data have a value f Categry B AND the EC Review Decisin is Blank r Exceptin Denied. One r mre f Criminal Cnvictin Histry data have a value f Categry C AND the Categry C Review Decisin is Blank r Disallwed. 2 Prfessinal Develpment Prgram
LM18 - Criminal Cnvictins Windw Data Entry Reference Sheet (Octber2012) Criminal Cnvictin Histry Attestatin Cmpleteness and Cmpliance Packet Parent Criminal Histry Cmpleteness/ Disclsure Disclsure N Disclsure Nt Cmplete The Packet Parent clumn displays the names f all active parents t whm the Criminal Cnvictins Cmpleteness/Disclsure Status refers. On each Packet/Parent rw, the Criminal Cnvictins Cmpleteness/Disclsure Status, Disclsure Narrative/Parental Acknwledgement, Attestatin Categrizatin, Packet Status, and Family Decisin are displayed. The Criminal Cnvictins Cmpleteness/Disclsure Status and the Disclsure Narrative/Parental Acknwledgement fr each packet may be recrded n this windw r n the Packet Requirements windw. The Criminal Histry Cmpleteness/Disclsure Status is used t indicate 1) whether the prvider has cmpleted the sectin f the enrllment packet pertaining t a criminal cnvictins histry fr the selected Site Persn, and 2) if the attestatin sectin is cmplete, whether r nt there is a disclsure fr the selected Site Persn. Disclsure: This value indicates that the prvider has cmpleted the Criminal Cnvictins attestatin n the enrllment packet and that the prvider disclsed a Criminal Cnvictin fr the selected Site Persn. This selectin requires the enrllment agent t categrize the level f crime and take the apprpriate enrllment actin. N Disclsure: This value indicates that the prvider has cmpleted the Criminal Cnvictins attestatin n the enrllment packet and that the prvider did nt disclse that the selected Site Persn has any Criminal Cnvictins. Nt Cmplete: This value indicates that the enrllment packet was missing infrmatin regarding whether there were any Criminal Cnvictins. Parental Acknwledgement Nt Received Incmplete/ Inadequate Cmplete When the Criminal Cnvictins Cmpleteness value is Disclsure r Nt Cmplete, the Parental Acknwledgement drp-dwn list is enabled, and is used t indicate whether the Parental Acknwledgement frm has been included in the enrllment packet and, if s, whether r nt it is cmplete r incmplete. Nt Received: This value indicates that the prvider has disclsed a Criminal Cnvictin fr the selected Site Persn but the Parental Acknwledgement frm has nt been received. Incmplete/Inadequate: This value indicates that the prvider has disclsed a Criminal Cnvictin fr the selected Site Persn and an incmplete r inadequate Parental Acknwledgement has been received. Cmplete: This value indicates that the prvider has disclsed a Criminal Cnvictin fr the selected Site Persn and a cmplete Parental Acknwledgement frm has been received fr the enrllment Prfessinal Develpment Prgram 3
LM18 - Criminal Cnvictins Windw Data Entry Reference Sheet (Octber2012) CCFS Legally-Exempt Attestatin Categrizatin Categry A Categry B Categry C N Criminal Cnvictins Nt Yet Determined packet. When an enrllment packet, includes a criminal cnvictin disclsure, the enrllment agent must assess the available infrmatin and determine the categry f crime. Categry A: The Site Persn has a cnvictin f a Categry A crime. The prvider cannt be enrlled and is nt eligible fr a review f extenuating circumstances after being denied. Categry B: The Site Persn has a cnvictin f a Categry B crime. The prvider is presumptively denied and may request a review f extenuating circumstances after being denied. Categry C: The Site Persn has a cnvictin f a Categry C crime. As part f the Full Review, the enrllment agent must cnduct a Categry C Review, per the Guide t Enrllment, and recrd the Review Decisin n the tab at the bttm f the Criminal Cnvictins windw fr the Site Persn with the Categry C Crime. N Criminal Cnvictins: Based n a review f materials, the enrllment agent determines that the Site Persn des nt have a histry f criminal cnvictins, even thugh a disclsure was made in the enrllment packet. Nt Yet Determined: The enrllment agent has nt determined the Categry f Crime f which the Site Persn was cnvicted. Nte that the prvider status cannt prgress when this value is chsen. Paying District Additinal Standards Packet Status Family Decisin Paying District Additinal Standard The Packet Status clumn displays the packet status as determined n the Packet Decisin windw (Cmplete, Incmplete, Nt Yet Determined). The Family Decisin clumn displays the family decisin as made n the Family Review and Apprval windw (Under Review, Allwed, Created in Errr, Nt Allwed, Rejected by Lcal District, Withdrawn, N Children In Care Prvider Clsed, N Packet, Pending EC, Prvider Denied). The Paying District clumn displays the name f the subsidy paying district which has an OCFS apprved Additinal Lcal Standard fr Enrllment as part f its Child Care Plan. Lcal districts btain OCFS apprval fr specific legally-exempt prgram types and rles within prgram types. All active parents/packets within the subsidy paying district display. The Additinal Standard clumn displays a shrt descriptin f the OCFS apprved additinal lcal standard pertaining t criminal histry fr the applicable prviders/prgrams and/r ther Site Peple. 4 Prfessinal Develpment Prgram
LM18 - Criminal Cnvictins Windw Data Entry Reference Sheet (Octber2012) Paying District Additinal Standards (When applicable) Results Categry A Categry B Categry C N Criminal Cnvictins Nt Checked-N Signed release Nt Yet Determined Sex Offender The Results f the OCFS apprved additinal lcal standard fr a criminal cnvictins backgrund check are recrded here fr the applicable Site Peple within the applicable prvider/prgram. Categry A: The Site Persn has a cnvictin f a Categry A crime. The prvider cannt be enrlled. Categry B: The Site Persn has a cnvictin f a Categry B crime. Categry C: The Site Persn has a cnvictin f a Categry C crime. As part f the Full Review, the enrllment agent must cnduct a Categry C Review, per the Guide t Enrllment, and recrd the Review Decisin n the tab at the bttm f the Criminal Cnvictins windw fr the Site Persn with the Categry C Crime. N Criminal Cnvictins: Based n a review f materials, the enrllment agent determines that the Site Persn des nt have a histry f criminal cnvictins, even thugh a disclsure was made in the enrllment packet. Nt Checked-N Signed Release: This applies nly t specific lcal districts. Verify that this chice is apprpriate befre yu use it. This value indicates that the applicable additinal standard database check was nt cnducted because the prvider did nt sign a release allwing the database check t be cnducted. Nt Yet Determined: The enrllment agent has nt determined the Categry f Crime f which the Site Persn was cnvicted. Sex Offender: The Site Persn has a cnvictin fr a sex ffense. The prvider cannt be enrlled and is nt eligible fr a review f extenuating circumstances after being denied. Results Rec Date The Results Rec Date field displays the date that the database results have been received by the enrllment agency. NYS Sex Offender Check and Other Cnvictin Infrmatin NYS Sex Offender Check Level 1 Level 2 Level 3 Level P N Histry Nt Yet The results f the NYS Sex Offender Check are recrded here fr applicable Site Peple. If the Site Persn has a cnvictin fr a sex ffense, the prvider cannt be enrlled and is nt eligible fr a review f extenuating circumstances after being denied. Levels 1, 2, and 3 indicate that the Site Persn has been cnvicted f a Level 1, 2, r 3, sex ffense (level 3 is the mst serius). Level P indicates that the Site Persn has been cnvicted f a sex ffense, but the level has nt yet been assigned (P=Pending). Prfessinal Develpment Prgram 5
LM18 - Criminal Cnvictins Windw Data Entry Reference Sheet (Octber2012) CCFS Legally-Exempt Determined N Histry indicates that there is n evidence that the Site Persn has been cnvicted f a sexual ffense. Nt Yet Determined indicates that the materials have nt yet been reviewed. NYS SO Result Date NYS SO Timestamp Other Cnvictin Inf Categry A Categry B Categry C N Histry Sex Offender Other Cnvictin Dcumentatin The enrllment agent enters the date that the NYS Sex Offender Database check results have been received. The NYS SO Timestamp field displays the date the NYS Sex Offender Check was entered. Use this field nly when yu learn f cnvictins results thrugh a surce nt previusly mentined. Fr example, yu may learn by reading the newspaper that a persn was cnvicted. Once yu verify the cnvictin, yu may recrd the infrmatin here. Categry A: The Site Persn has a cnvictin f a Categry A crime. Categry B: The Site Persn has a cnvictin f a Categry B crime. Categry C: The Site Persn has a cnvictin f a Categry C crime. As part f the Full Review, the enrllment agent must cnduct a Categry C Review, per the Guide t Enrllment, and recrd the Review Decisin n the tab at the bttm f the Criminal Cnvictins windw fr the Site Persn with the Categry C Crime. N Histry: Based n a review f materials, there is n indicatin that the individual has a histry f criminal cnvictins. Sex Offender: The Site Persn has a cnvictin fr a sex ffense. The prvider cannt be enrlled and is nt eligible fr a review f extenuating circumstances after being denied. The Other Cnvictin Dcumentatin field allws the user t enter a narrative explaining the criminal cnvictin histry infrmatin entered in the Other Cnvictin Inf drp-dwn list. Current Determinatin (Categry C Decisin Tab) Review Decisin Allwed Disallwed The Review Decisin field displays the mst recent Criminal Histry Review Decisin fr a Categry C Crime fr the Site Persn. The EA must cnduct the review in accrdance with the Guide t Enrllment. Allwed indicates that the enrllment agent has reviewed the Categry C cnvictin infrmatin and determined that that histry des nt preclude the prvider frm being Enrlled. Disallwed indicates that the enrllment agent has reviewed the Categry C cnvictin infrmatin 6 Prfessinal Develpment Prgram
LM18 - Criminal Cnvictins Windw Data Entry Reference Sheet (Octber2012) and determined that the prvider cannt be Enrlled because f that histry. Current Determinatin (EC Review) Create/Review Prir Categry C Decisin Buttn Review Decisin Nte Review Decisin Exceptin Granted Exceptin Denied Review Prir EC Decisin Review Decisin Nte If the current perid is selected, and a Categry C Review Decisin exists, r there is a current Attestatin Categrizatin, Additinal Standard result, r Other Cnvictin Inf with a Categry C crime, then the Buttn is enabled. Clicking the Buttn, pens the Create/Review Prir Categry C Decisin windw, which displays all prir Categry C review decisins fr the Site Persn and allws the user t enter a new review decisin r t uphld the mst recent decisin. The EA may chse t uphld the prir decisin withut cnducting a full review, nly when n new infrmatin has been received. The Review Decisin Nte field displays narrative text entered pertaining t the Categry C Review Decisin The Review Decisin field displays the result f the mst recent EC Review Decisin. Exceptin Granted indicates that the enrllment agent has reviewed the Categry B criminal cnvictin histry and determined that that histry des nt preclude the prvider frm being Enrlled. Exceptin Denied indicates that the enrllment agent has reviewed the Categry B criminal cnvictin histry and determined that the prvider cannt be Enrlled because f that histry. If the current perid is selected, and a Categry B EC Review Decisin exists, and there is a current Attestatin Categrizatin, Additinal Standard result, r Other Cnvictin Inf with a Categry B crime, then the Buttn is enabled. Clicking the Buttn, pens the Review Prir EC Review Decisin windw, which displays all prir Categry B review decisins fr the Site Persn and allws the user t enter a new EC Review Decisin r t uphld the mst recent decisin. The EA may chse t uphld the prir decisin withut cnducting a new EC review, nly when n new relevant infrmatin has been received. The Review Decisin Nte field displays narrative text entered pertaining t the Categry B EC Review Decisin. Prfessinal Develpment Prgram 7