Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

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1 Clerk of the House of Representatives Legislative Resource Center B-106 Cannon Building Washington, DC Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC LOBBYING REPORT Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page 1. Registrant Name Organization/Lobbying Firm Self Employed Individual GENERAL ELECTRIC COMPANY 2. Address Address PENNSYLVANIA AVENUE, NW Address2 SUITE 900 City WASHINGTON State DC Zip Code Country USA 3. Principal place of business (if different than line 2) City Fairfield State CT Zip Code Country USA 4a. Contact Name b. Telephone Number c. Ms. JOANNE MCMAHON Joanne.McMahon@ge.com 7. Client Name Self Check if client is a state or local government or instrumentality GENERAL ELECTRIC COMPANY 5. Senate ID# House ID# TYPE OF REPORT 8. Year 2013 Q1 (1/1-3/31) Q2 (4/1-6/30) Q3 (7/1-9/30) Q4 (10/1-12/31) 9. Check if this filing amends a previously filed version of this report 10. Check if this is a Termination Report Termination Date 11. No Lobbying Issue Activity INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line Lobbying 13. Organizations EXPENSE relating to lobbying activities for this reporting period INCOME relating to lobbying activities for this reporting period was: were: Less than $5,000 Less than $5,000 $5,000 or more $ $5,000 or more $ 3,420, Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income from the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. Method A. Reporting amounts using LDA definitions only Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code Signature Digitally Signed By: Joanne McMahon, Leader Governmental Compliance Date 10/21/2013

2 15. General issue area code AVI Implementation of FAA reauthorization law Transportation/HUD Appropriations U.S. HOUSE OF REPRESENTATIVES, Federal Aviation Administration (FAA), U.S. SENATE, Executive Office of the President (EOP) Darby Becker Eric Pelletier Peter Prowitt

3 15. General issue area code CAW Private Activity Bonds for Water; Climate Change S Clean Water Restoration Act SRF Program Funding, Water Infrastructure Financing Innovation Act Water Reuse Incentive Legislation; National Water Reuse Target; Energy-Water Nexus U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA) Larry Boggs Jon Freedman Robert Hall III Eric Pelletier Peter Prowitt Lynn Thomson

4 15. General issue area code CPT Civil Trade Secret Protection HR End Anonymous Patents Act HR Saving High-Tech Innovators from Egregious Legal Disputes Act of 2013 Intellectual Property Rights Patent Reform Implementation S866 - Patent Quality Improvement Act of 2013 U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Patent & Trademark Office (PTO), William Behrens

5 15. General issue area code DEF CH-53K Helicopter Program Defense Appropriations, FY 2013/2014 F/A-18 E/E Enhanced Durability Engine F/A-18; Adaptive Engine Technology Development Improved Turbine Engine Program Next Generation Jammer S-97 Helicopter The National Defense Authorization Act for FY 2014 U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Darby Becker Tom McGovern Peter Prowitt Gary Reese Lynn Thomson Dean Gissendanner

6 15. General issue area code ENG Alternative Fuels Clean Fuel Vehicle Policy Cybersecurity EX/IM Reauthorization FCC review of Progeny LLCs proposed spectrum license and its impact on other users in the unlicensed MHz band space Federal data center consolidation HR Natural Gas Pipeline Permitting Reform Act HR 2202/S LNG Excise Tax Equalization Act of 2013 HR 527/ S Responsible Helium Administration and Stewardship Act HR 580/ S Expedited LNG for America Allies Act of 2013 HR Cyber Intelligence Sharing and Protection Act LNG (Liquefied Natural Gas) exports Natural Gas Production Nuclear Exports Nuclear Used Fuel Resolution Wind Production Tax Credit (PTC) S 761/ S Energy Savings and Industrial Competitiveness Act Unconventional Gas Policy U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Transportation - Dept of (DOT), Treasury - Dept of, Energy - Dept of, State - Dept of (DOS), Commerce - Dept of (DOC), U.S. Trade Representative (USTR), Executive Office of the President (EOP), Environmental Protection Agency (EPA) Larry Boggs Amanda Campbell Paul Doucette Robert Hall III Eric Pelletier Theresa Peterson George Pickart Peter Prowitt Joshua Raymond James C. Sandberg Ruth Smith Lynn Thomson Pamela Venzke-Ferrell

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8 15. General issue area code ENV Chemical Risk Assessment Issues Regulatory Reform Issues S Chemical Safety Improvement Act U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Energy - Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Darby Becker Larry Boggs Eric Pelletier Peter Prowitt Lynn Thompson

9 15. General issue area code FIN Bank Tax, "Robin Hood" Tax, Financial Transaction Tax Export Import Bank HR The Business Risk Mitigation and Price Stabilization Act HR The Interaffiliate Swap Classification Act HR The Small Regulatory Improvement Act Inclusion of Financial Products in Transatlantic Trade and Investment Partnership Agreement Issues related to the implementation of Dodd Frank Overseas Private Investment Corporation Volker Rule U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Executive Office of the President (EOP), Federal Reserve System, Treasury - Dept of, Securities & Exchange Commission (SEC), Federal Deposit Insurance Commission (FDIC), Commodity Futures Trading Commission (CFTC), William Behrens Eric Pelletier George Pickart Joshua Raymond Pamela Venzke-Ferrell

10 15. General issue area code HCR DNA Identification Health IT regulation HR Diagnostic Innovation Testing and Knowledge Advancement Act of 2013 HR Protect Medical Innovation Act of 2013 HR Responsible Helium Administration and Stewardship Act of 2013 Medicare Reimbursement for Imaging Services Medicare Reimbursement for Lab Services S Medical Device Access and Innovation Act of 2013 S Helium Stewardship Act of 2013 Veterans Health Care U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Health & Human Services - Dept of (HHS), Executive Office of the President (EOP), Veterans Affairs - Dept of (VA), Food & Drug Administration (FDA) Orrin Marcella John Schaeffler Madeleine Smith Matthew Williams Lisa Wolski

11 15. General issue area code SCI Advanced Manufacturing Competitiveness U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Homeland Security - Dept of (DHS), Defense - Dept of (DOD), Executive Office of the President (EOP), Energy - Dept of Larry Boggs Theresa Peterson Peter Prowitt Lynn Thomson

12 15. General issue area code TAX Business Activity Tax Simplification Act CFC Look-through Rule Corporate Tax Rate Medical Device Tax Mobile Workforce State Income Tax Permanent Extension of Subpart F Deferral for Financial Services Renewable Energy Standards (Including Section 45 PTC) Streamlined State Sales Taxes Tax Extenders (expiring tax provisions) Taxation of Financial Products (Chairman Camp's draft) Taxation of International Operations Including Ways and Means Chairman Camp's draft Water Private Activity Bonds Water Reuse Incentives U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Robert Hall III Barbara Mattox James Mitchell Jr. Eric Pelletier Peter Prowitt Joshua Raymond James C. Sandberg Lynn Thomson Lisa Wolski

13 15. General issue area code TRA Freight rail economic and freight and passenger rail safety including positive train control and hazardous materials transportation H.J. Res 59 - Continuing Appropriations Resolution, 2014 High speed and intercity passenger rail, Amtrak, commuter and freight rail development and funding HR 2610/ S 1243 Transportation, Housing and Urban Development and Related Agencies Appropriations Act of 2014 HR Continuing Appropriations Act of 2014 Matters related to sequestration Natural gas and hybrid locomotives, Natural Gas Transportation Rail equipment manufacturing and export promotion U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA), Transportation - Dept of (DOT), Energy - Dept of, Office of Management & Budget (OMB), Transportation Security Administration (TSA) Darby Becker Larry Boggs Donald Itzkoff Eric Pelletier Joshua Raymond Lynn Thomson

14 15. General issue area code TRD Trade in Services Agreement Trade Promotion Authority Trans Pacific Partnership Transatlantic Trade and Investment Partnership (TTIP) U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC), Executive Office of the President (EOP), U.S. Trade Representative (USTR), State - Dept of (DOS), William Behrens Orit Frenkel

15 15. General issue area code RRR Freight rail economic and freight and passenger rail safety including positive train control and hazardous materials transportation H.J. Res 59 - Continuing Appropriations Resolution, 2014 High speed and intercity passenger rail, Amtrak, commuter and freight rail development and funding HR 2610/ S 1243 Transportation, Housing and Urban Development and Related Agencies Appropriations Act of 2014 HR Continuing Appropriations Act of 2014 Matters related to sequestration Natural gas and hybrid locomotives, Natural Gas Transportation Rail equipment manufacturing and export promotion U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA), Transportation Security Administration (TSA), Energy - Dept of, Office of Management & Budget (OMB), Transportation - Dept of (DOT) Darby Becker Larry Boggs Donald Itzkoff Eric Pelletier Joshua Raymond Lynn Thomson

16 15. General issue area code LBR HR Legal Workforce Act HR The Agriculture Guestworker Act HR Skills Visa Act HR SAFE Act HR Cyber Intelligence Sharing and Protection Act HR Cybersecurity Enhancement HR Networking & IT R&D Act S Immigration Innovation Act of 2013 S Border Security, Economic Opportunity, and Immigration Modernization Act U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE James Mitchell Jr. Information Update Page - Complete ONLY where registration information has changed. 20. Client new address Address City State Zip Code Country 21. Client new principal place of business (if different than line 20) City State Zip Code Country 22. New General description of client s business or activities LOBBYIST UPDATE 23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client First Name Last Name Suffix First Name Last Name Suffix

17 ISSUE UPDATE 24. General lobbying issue that no longer pertains AFFILIATED ORGANIZATIONS 25. Add the following affiliated organization(s) Internet Address: Name Street Address Address City State/Province Zip Country Principal Place of Business (city and state or country) City State Country 26. Name of each previously reported organization that is no longer affiliated with the registrant or client FOREIGN ENTITIES 27. Add the following foreign entities: Name Street Address Address City State/Province Country Principal place of business (city and state or country) Amount of contribution for lobbying activities Ownership percentage in client City State Country % 28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization