Investment Company Report

Transcription

1 ARCONIC INC Page 1 of 14 Security: 03965L100 Ticker: ARNC ISIN: US03965L1008 Agenda Number: Meeting Type: Special Meeting Date: 30-Nov-17 / 1. A PROPOSAL TO APPROVE THE MERGER OF ARCONIC INC. ("ARCONIC") WITH A NEWLY FORMED DIRECT WHOLLY OWNED SUBSIDIARY OF ARCONIC INCORPORATED IN DELAWARE ("ARCONIC DELAWARE") IN ORDER TO EFFECT THE CHANGE OF ARCONIC'S JURISDICTION OF INCORPORATION FROM PENNSYLVANIA TO DELAWARE (THE "REINCORPORATION"). 2. A PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THAT THE CERTIFICATE OF INCORPORATION OF ARCONIC DELAWARE FOLLOWING THE REINCORPORATION (THE "DELAWARE CERTIFICATE") WILL NOT CONTAIN ANY SUPERMAJORITY VOTING REQUIREMENTS. 3. A PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THAT THE BOARD OF DIRECTORS OF ARCONIC DELAWARE FOLLOWING THE REINCORPORATION WILL BE ELECTED ON AN ANNUAL BASIS PURSUANT TO THE DELAWARE CERTIFICATE.

2 ARCONIC INC Page 2 of 14 Security: 03965L100 Ticker: ARNC ISIN: US03965L1008 Agenda Number: Meeting Type: Annual Meeting Date: 16-May-18 / 1a. Election of Director: James F. Albaugh 1b. Election of Director: Amy E. Alving 1c. Election of Director: Christopher L. Ayers 1d. Election of Director: Charles Blankenship 1e. Election of Director: Arthur D. Collins, Jr. 1f. Election of Director: Elmer L. Doty 1g. Election of Director: Rajiv L. Gupta 1h. Election of Director: David P. Hess 1i. Election of Director: Sean O. Mahoney 1j. Election of Director: David J. Miller 1k. Election of Director: E. Stanley O'Neal

3 Page 3 of 14 / 1l. Election of Director: John C. Plant 1m. Election of Director: Ulrich R. Schmidt 2. To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for To approve, on an advisory basis, executive compensation. 4. To approve the 2013 Arconic Stock Incentive Plan, as amended and restated. 5. To vote on a shareholder proposal regarding shareholding threshold to call special shareowner meeting, if properly presented at the meeting.

4 BRISTOL-MYERS SQUIBB COMPANY Page 4 of 14 Security: Ticker: BMY ISIN: US Agenda Number: Meeting Type: Annual Meeting Date: 01-May-18 / 1A. Election of Director: P. J. Arduini 1B. Election of Director: J. Baselga, M.D., Ph.D. 1C. Election of Director: R. J. Bertolini 1D. Election of Director: G. Caforio, M.D. 1E. Election of Director: M. W. Emmens 1F. Election of Director: M. Grobstein 1G. Election of Director: A. J. Lacy 1H. Election of Director: D. C. Paliwal 1I. Election of Director: T. R. Samuels 1J. Election of Director: G. L. Storch 1K. Election of Director: V. L. Sato, Ph.D.

5 Page 5 of 14 / 1L. Election of Director: K. H. Vousden, Ph.D. 2. Advisory vote to approve the compensation of our Named Executive Officers 3. Ratification of the appointment of an independent registered public accounting firm 4. Shareholder Proposal on Annual Report Disclosing How Risks Related to Public Concern Over Drug Pricing Strategies are Incorporated into Incentive Compensation Plans 5. Shareholder Proposal to Lower the Share Ownership Threshold to Call Special Shareholder Meetings

6 CHESAPEAKE ENERGY CORPORATION Page 6 of 14 Security: Ticker: CHK ISIN: US Agenda Number: Meeting Type: Annual Meeting Date: 18-May-18 / 1a. Election of Director: Gloria R. Boyland 1b. Election of Director: Luke R. Corbett 1c. Election of Director: Archie W. Dunham 1d. Election of Director: Leslie Starr Keating 1e. Election of Director: Robert D. "Doug" Lawler 1f. Election of Director: R. Brad Martin 1g. Election of Director: Merrill A. "Pete" Miller, Jr. 1h. Election of Director: Thomas L. Ryan 2. To approve on an advisory basis our named executive officer compensation. 3. To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018.

7 Page 7 of 14 / 4. Lobing activities and expenditures report degrees Celsius scenario assessment report.

8 CINCINNATI BELL INC. Page 8 of 14 Security: Ticker: CBBPRB ISIN: US Agenda Number: Meeting Type: Contested Annual Meeting Date: 01-May DIRECTOR / 1 Phillip R. Cox 2 John W. Eck 3 Leigh R. Fox 4 Jakki L. Haussler 5 Craig F. Maier 6 Russel P. Mayer 7 Theodore H. Torbeck 8 Lynn A. Wentworth 9 Martin J. Yudkovitz 2. Approval, a non-binding advisory vote, of our executive officers' compensation.

9 Page 9 of 14 / 3. Approval of an amendment to the Company's Amended and Restated Regulations to provide proxy access to our shareholders. 4. Ratification of our Audit and Finance Committee's appointment of our independent registered public accounting firm for 2018.

10 CORNING INCORPORATED Page 10 of 14 Security: Ticker: GLW ISIN: US Agenda Number: Meeting Type: Annual Meeting Date: 26-Apr-18 / 1A. Election of Director: Donald W. Blair 1B. Election of Director: Stephanie A. Burns 1C. Election of Director: John A. Canning, Jr. 1D. Election of Director: Richard T. Clark 1E. Election of Director: Robert F. Cummings, Jr. 1F. Election of Director: Deborah A. Henretta 1G. Election of Director: Daniel P. Huttenlocher 1H. Election of Director: Kurt M. Landgraf 1I. Election of Director: Kevin J. Martin 1J. Election of Director: Deborah D. Rieman 1K. Election of Director: Hansel E. Tookes II

11 Page 11 of 14 / 1L. Election of Director: Wendell P. Weeks 1M. Election of Director: Mark S. Wrighton 2. Advisory vote to approve the Company's executive compensation (Say on Pay). 3. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018.

12 FORD MOTOR COMPANY Page 12 of 14 Security: Ticker: F ISIN: US Agenda Number: Meeting Type: Annual Meeting Date: 10-May-18 / 1a. Election of Director: Stephen G. Butler 1b. Election of Director: Kimberly A. Casiano 1c. Election of Director: Anthony F. Earley, Jr. 1d. Election of Director: Edsel B. d II 1e. Election of Director: William Clay d, Jr. 1f. Election of Director: James P. Hackett 1g. Election of Director: William W. Helman IV 1h. Election of Director: William E. Kennard 1i. Election of Director: John C. Lechleiter 1j. Election of Director: Ellen R. Marram 1k. Election of Director: John L. Thornton

13 Page 13 of 14 / 1l. Election of Director: John B. Veihmeyer 1m. Election of Director: Lynn M. Vojvodich 1n. Election of Director: John S. Weinberg 2. Ratification of Independent Registered Public Accounting Firm. 3. Say-on-Pay - An Advisory Vote to Approve the Compensation of the Named Executives. 4. Approval of the 2018 Long-Term Incentive Plan. 5. Relating to Consideration of a Recapitalization Plan to Provide That All of the Company's Outstanding Stock Have One Vote Per Share. 6. Relating to Disclosure of the Company's Lobing Activities and Expenditures. 7. Relating to Report on CAFE Standards. 8. Relating to Disclosure of the Company's Political Activities and Expenditures.

14 HAWAIIAN TELCOM HOLDCO, INC Page 14 of 14 Security: Ticker: HCOM ISIN: US Agenda Number: Meeting Type: Special Meeting Date: 07-Nov-17 / 1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 9, 2017, BY AND AMONG HAWAIIAN TELCOM HOLDCO, INC., CINCINNATI BELL INC. AND TWIN ACQUISITION CORP. (THE "MERGER AGREEMENT"). 2. TO APPROVE, ON A NONBINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT WILL BE PAID OR MAY BECOME PAYABLE TO HAWAIIAN TELCOM HOLDCO, INC.'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER AS DISCLOSED PURSUANT TO ITEM 402(T) OF REGULATION S-K. 3. TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT.