U.S. District Court Western District of North Carolina (Charlotte) CIVIL DOCKET FOR CASE #: 3:12-cv MOC-DSC

Transcription

1 US District Court Civil Docket as of December 17, 2015 Retrieved from the court on December 17, 2015 U.S. District Court Western District of North Carolina (Charlotte) CIVIL DOCKET FOR CASE #: 3:12-cv MOC-DSC Nieman v. Duke Energy Corporation et al Assigned to: District Judge Max O. Cogburn, Jr Referred to: Magistrate Judge David S. Cayer Cause: 28:1331 Fed. Question: Securities Violation Plaintiff Date Filed: 07/24/2012 Date Terminated: 11/02/2015 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Maurine Nieman represented by Jennifer Sarnelli, Gardy & Notis LLP 560 Sylvan Ave Suite 3085 Englewood Cliffs, NJ Fax: William Everett Moore, Jr. Gray, Layton, Kersh, Solomon, Sigmon, Furr & Smith, PA 516 South New Hope Road P.O. Box 2636 Gastonia, NC Fax: Plaintiff Gerald Friesen represented by Dhamian A. Blue Blue Stephens & Fellers LLP 205 Fayetteville St. Suite 300 P.O. Box 1730 Raleigh, NC Fax:

2 Eli R. Greenstein Kessler Topaz Meltzer & Check, LLP One Sansome Street, Suite 1850 San Francisco, CA Fax: Tor Gronborg Robbins Geller Rudman & Dowd LLP 655 West Broadway Suite 1900 San Diego, CA Fax: Jeffrey D. Light Robbins Geller Rudman & Dowd, LLP 655 West Broadway, Suite 1900 San Diego, CA Fax: Plaintiff Carolyn Friesen represented by Dhamian A. Blue Eli R. Greenstein Tor Gronborg

3 Jeffrey D. Light Plaintiff Craig Bacino as Trustee for the Janice and Craig Bacino Trust represented by Dhamian A. Blue Eli R. Greenstein Tor Gronborg Jeffrey D. Light V. Consol Plaintiff Michael William Sunner represented by Michael William Sunner 1250 Tall Pine Dr. Apopka, FL PRO SE Gary Vance Mauney Lewis & Roberts, PLLC One Southpark Center 6060 Piedmont Row Drive South Suite 104 Charlotte, NC Fax: TERMINATED: 03/10/2014 Geoffrey M Johnson Scott+Scott LLP Cedar Road

4 Suite 12 Cleveland Heights, OH Fax: TERMINATED: 03/10/2014 James Avery Roberts, III Lewis & Roberts, P.L.L.C. P. O. Box Raleigh, NC Fax: TERMINATED: 03/10/2014 Joseph P. Guglielmo Scott+Scott, Attorneys at Law, LLP The Helmsley Building 230 Park Avenue, 17th Floor New York, NY Fax: TERMINATED: 03/10/2014 Stephen J Teti Scott+Scott LLP 156 South Main Street P.O. Box 192 Colchester, CT Fax: steti@scott-scott.com TERMINATED: 03/10/2014 Consol Plaintiff Gladys Sunner represented by Gladys Sunner 1250 Tall Pine Dr.

5 Apopka, FL PRO SE Gary Vance Mauney TERMINATED: 03/10/2014 Geoffrey M Johnson TERMINATED: 03/10/2014 James Avery Roberts, III TERMINATED: 03/10/2014 Joseph P. Guglielmo TERMINATED: 03/10/2014 Stephen J Teti TERMINATED: 03/10/2014 Consol Plaintiff James A Craig represented by Dhamian A. Blue V. Duke Energy Corporation Womble, Carlyle, Sandridge & Rice, PLLC One Wachovia Center, Suite South College St.

6 Charlotte, NC Fax: Steven M. Bierman Sidley Austin LLP 787 Seventh Avenue New York, NY Fax: Womble, Carlyle, Sandridge & Rice 301 South College Street Suite 3500 Charlotte, NC Fax: James E. Rogers Steven M. Bierman Lynn J. Good

7 Steven K. Young William Barnet, IIl Steven M. Bierman G. Alex Bernhardt, Sr. Steven M. Bierman Michael G. Browning

8 Steven M. Bierman Daniel R. DiMicco Steven M. Bierman John H. Forsgren Steven M. Bierman Ann Maynard Grey

9 Steven M. Bierman James H. Hance, Jr. Steven M. Bierman E. James Reinsch Steven M. Bierman James T. Rhodes Steven M. Bierman

10 Philip R. Sharp Steven M. Bierman Marc E. Manly Movant Amlagamated Bank represented by David J George Robbins Geller Rudman & Dowd LLP 120 East Palmetto Park Road Suite 500 Boca Raton, FL Fax: dgeorge@rgrdlaw.com David A. Rosenfeld Robbins Geller Rudman & Dowd LLP 58 South Service Rd., Suite 200

11 Melville, NY Fax: Dhamian A. Blue Eli R. Greenstein Elizabeth A Shonson, Robbins Geller Rudman & Dowd LLP 120 East Palmetto Park Road Suite 500 Boca Raton, FL Fax: eshonson@rgrdlaw.com L. Bruce McDaniel McDaniel & Anderson, L.L.P. Lafayette Square 4942 Windy Hill Drive Raleigh, NC Fax: mcdas@mcdas.com Paul Jeffrey Geller Coughlin Stoia Geller Rudman & Robbins LLP 120 E. Palmetto Park Road Suite 500 Boca Raton, FL Fax: e_file_fl@rgrdlaw.com

12 Tor Gronborg, Robbins Geller Rudman & Dowd LLP 655 West Broadway Suite 1900 San Diego, CA Fax: Jeffrey D. Light Ramzi Abadou Kessler Topaz Meltzer & Check, LLP One Sansome Street, Suite 1850 San Francisco, CA Fax: Movant Duke Investors represented by Dhamian A. Blue Eli R. Greenstein Erik D. Peterson Kessler Topaz Meltzer & Check, LLP One Sansome Street, Suite 1850 San Francisco, CA Fax:

13 Ramzi Abadou Stacey M. Kaplan Kessler Topaz Meltzer & Check, LLP One Sansome Street, Suite 1850 San Francisco, CA Fax: Date Filed # Docket Text 07/24/ COMPLAINT Class Action against All s with Jury Demand ( Filing fee $ 350 receipt number ), filed by Maurine Nieman.(Moore, William) (Entered: 07/24/2012) 07/24/ Corporate Disclosure Statement by Maurine Nieman (Moore, William) (Entered: 07/24/2012) 07/24/ Miscellaneous Filing by Maurine Nieman. re: 1 Complaint Certificate of Proposed Lead Plaintiff (Moore, William) (Entered: 07/24/2012) 07/25/2012 Case assigned to District Judge Max O. Cogburn, Jr. as presiding judge and Magistrate Judge David S. Cayer as referral judge. Notice: You must click this link to retrieve the Case Assignment Packet. (com) (Entered: 07/25/2012) 08/07/ Summons Issued Electronically as to All s. NOTICE: Counsel shall print the summons and serve with other case opening documents in accordance with Fed.R.Civ.P.4. (com) (Entered: 08/07/2012) 08/28/ NOTICE of Appearance by Debbie Weston Harden on behalf of All s (Harden, Debbie) (Entered: 08/28/2012) 08/28/ Corporate Disclosure Statement by Duke Energy Corporation (Harden, Debbie) (Entered: 08/28/2012) 08/28/ WAIVER OF SERVICE Returned Executed by Maurine Nieman. All s. (Moore, William) (Entered: 08/28/2012) 08/28/ Joint MOTION for Extension of Time to Answer Complaint and Plaintiff's Time to Amend Complaint by Maurine Nieman. (Moore, William). Motions referred to David S. Cayer. (Entered: 08/28/2012) 08/29/ ORDER granting 8 Motion for Extension of Time to Amend and answer re 1 Complaint. Signed by Magistrate Judge David S. Cayer on 8/29/2012. (blf) (Entered:

14 08/29/2012) 09/10/2012 JOINT ORAL MOTION to Consolidate This Case with 3:12cv474 by William Barnet, IIl, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Grey, James H. Hance, Jr, Maurine Nieman, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young. (blf) (Entered: 09/10/2012) 09/10/ ORDER granting oral Motion to Consolidate Cases for Discovery andtrial. All further pleadings to be electronically filed to:3:12-cv-456 only. Member Case: 3:12- cv-474 to be administratively closed. Signed by District Judge Frank D. Whitney on 9/10/2012. Associated Cases: 3:12-cv MOC-DSC, 3:12-cv FDW- DSC(blf) (Entered: 09/10/2012) 09/11/ Joint MOTION for Extension of Time to File Pleadings by William Barnet, IIl, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Ann Maynard Grey, James H. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp.Responses due by 9/28/2012 (Harden, Debbie). Motions referred to David S. Cayer. (Entered: 09/11/2012) 09/12/ ORDER granting 11 Motion for Extension of Time for deadlines. Signed by Magistrate Judge David S. Cayer on 9/12/2012. (blf) (Entered: 09/12/2012) 09/18/ NOTICE of Change of Address by Joseph P. Guglielmo (Guglielmo, Joseph) (Entered: 09/18/2012) 09/24/ MOTION to Appoint Counsel for Appointment as Lead Plaintiffs and for Approval of Their Selection of Lead and Liaison Counsel by Gladys Sunner, Michael William Sunner.Responses due by 10/12/2012 (Attachments: # 1 Proposed Order)(Mauney, Gary). Motions referred to David S. Cayer. (Entered: 09/24/2012) 09/24/ MEMORANDUM in Support re 14 MOTION to Appoint Counsel for Appointment as Lead Plaintiffs and for Approval of Their Selection of Lead and Liaison Counsel by Gladys Sunner, Michael William Sunner. (Attachments: # 1 Appendix Declaration of Gary V. Mauney in Support, # 2 Exhibit A to Declaration, # 3 Exhibit B to Declaration, # 4 Exhibit C to Declaration, # 5 Exhibit D to Declaration, # 6 Exhibit E to Declaration, # 7 Exhibit F to Declaration, # 8 Exhibit G to Declaration)(Mauney, Gary) (Entered: 09/24/2012) 09/24/ MOTION to Appoint Counsel by Amlagamated Bank.Responses due by 10/12/2012 (Attachments: # 1 Proposed Order)(McDaniel, L.). Motions referred to David S. Cayer. (Entered: 09/24/2012) 09/24/ MEMORANDUM in Support re 16 MOTION to Appoint Counsel by Amlagamated Bank. (McDaniel, L.) (Entered: 09/24/2012) 09/24/ AFFIDAVIT in Support re 16 MOTION to Appoint Counsel by Amlagamated Bank. (Attachments: # 1 Exhibit A - Notice, # 2 Exhibit B - Certification, # 3 Exhibit C - Firm resume)(mcdaniel, L.) (Entered: 09/24/2012) 09/24/ MOTION to Appoint Counsel and Lead Plaintiff by Duke Investors.Responses due by 10/12/2012 (Blue, Dhamian). Motions referred to David S. Cayer. (Entered: 09/24/2012) 09/24/ Memorandum in Support re 19 MOTION to Appoint Counsel and Lead Plaintiff by Duke Investors. (Attachments: # 1 Proposed Order)(Blue, Dhamian) Modified text on

15 9/25/2012 (eef). (Entered: 09/24/2012) 09/24/ MOTION to Appoint Counsel by Maurine Nieman.Responses due by 10/12/2012 (Attachments: # 1 Exhibit Exhibits A-D to Motion)(Moore, William). Motions referred to David S. Cayer. (Main Document 21 replaced on 9/26/2012) (eef). (Entered: 09/24/2012) 09/25/ MEMORANDUM in Support re 21 MOTION to Appoint Counsel by Maurine Nieman. (Moore, William) (Main Document 22 replaced on 9/26/2012) (eef). (Entered: 09/25/2012) 09/25/ AFFIDAVIT in Support re 19 MOTION to Appoint Counsel and Lead Plaintiff by Duke Investors. (Attachments: # 1 Affidavit)(Blue, Dhamian) (Entered: 09/25/2012) 09/25/ AFFIDAVIT re 21 MOTION to Appoint Counsel Gardy & Notis as Lead and Gray Layton Kersh as Liaison by Maurine Nieman (Attachments: # 1 Exhibit Exhibit A to Sarnelli Affidavit -NOTICE, # 2 Exhibit Exhibit B to Sarnelli Affidavit- Certificate of Proposed Lead Plaintiff, # 3 Exhibit Exhibit C to Sarnelli Affidavit- Gardy & Notis Resume, # 4 Exhibit Exhibit D to Sarnelli Affidavit - GLK RESUME)(Moore, William) (Entered: 09/25/2012) 10/04/ ORDER denying 19 Motion for Consolidation, Appointmentas Lead Plaintiff and Approval of Selection of Lead and Liaison Counsel. Signed by District Judge Max O. Cogburn, Jr on 10/3/2012. (blf) (Entered: 10/04/2012) 10/04/ MOTION for Leave to Appear Pro Hac Vice as to David A. Rosenfeld Filing fee $ 276, receipt number by Amlagamated Bank. (McDaniel, L.). Motions referred to David S. Cayer. (Entered: 10/04/2012) 10/05/ ORDER granting 26 Motion for Leave to Appear Pro Hac Vice added David A. Rosenfeld for Amlagamated Bank. Signed by Magistrate Judge David S. Cayer on 10/5/2012. (blf) (Entered: 10/05/2012) 10/05/2012 Notice to David Rosenfeld: Pursuant to Local Rule 83.1 you are required to Register for ECF at Deadline by 10/15/2012. (blf) (Entered: 10/05/2012) 10/09/ Amended MOTION to Consolidate This Case with 3:12-cv-624-GCM by Duke Investors.Responses due by 10/26/2012 (Blue, Dhamian). Motions referred to David S. Cayer. (Entered: 10/09/2012) 10/09/ MOTION for Leave to Appear Pro Hac Vice as to Ramzi Abadou Filing fee $ 276, receipt number by Duke Investors. (Blue, Dhamian). Motions referred to David S. Cayer. (Entered: 10/09/2012) 10/09/ MEMORANDUM in Opposition re 19 MOTION to Appoint Counsel and Lead Plaintiff, 14 MOTION to Appoint Counsel for Appointment as Lead Plaintiffs and for Approval of Their Selection of Lead and Liaison Counsel, 21 MOTION to Appoint Counsel by Amlagamated Bank. Replies due by 10/19/2012 (McDaniel, L.) (Entered: 10/09/2012) 10/10/ ORDER granting 29 Motion for Leave to Appear Pro Hac Vice added Ramzi Abadou for Duke Investors. Signed by Magistrate Judge David S. Cayer on 10/10/2012. (blf) (Entered: 10/10/2012) 10/10/2012 Notice to Ramzi Abadou: Pursuant to Local Rule 83.1 you are required to Register for ECF at Deadline by 10/22/2012. (blf) (Entered: 10/10/2012)

16 10/12/ RESPONSE in Opposition re 19 MOTION to Appoint Counsel and Lead Plaintiff, 14 MOTION to Appoint Counsel for Appointment as Lead Plaintiffs and for Approval of Their Selection of Lead and Liaison Counsel, 20 Response in Support of Motion, 30 Memorandum in Opposition to Motion, 21 MOTION to Appoint Counsel, 17 Memorandum in Support of Motion, 16 MOTION to Appoint Counsel, 22 Memorandum in Support of Motion, 15 Memorandum in Support of Motion,, and in Support of Appointment of Lead Counsel by Maurine Nieman. (Attachments: # 1 Exhibit Unreported Cases cited in Plaintiff Nieman's Response)(Moore, William) (Entered: 10/12/2012) 10/12/ MEMORANDUM in Opposition re 19 MOTION to Appoint Counsel and Lead Plaintiff, 21 MOTION to Appoint Counsel, 14 MOTION to Appoint Counsel for Appointment as Lead Plaintiffs and for Approval of Their Selection of Lead and Liaison Counsel, 16 MOTION to Appoint Counsel by Duke Investors. Replies due by 10/22/2012 (Blue, Dhamian) (Entered: 10/12/2012) 10/12/ AFFIDAVIT in Opposition re 19 MOTION to Appoint Counsel and Lead Plaintiff, 21 MOTION to Appoint Counsel, 14 MOTION to Appoint Counsel for Appointment as Lead Plaintiffs and for Approval of Their Selection of Lead and Liaison Counsel, 16 MOTION to Appoint Counsel by Duke Investors. Replies due by 10/22/2012 (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Blue, Dhamian) (Entered: 10/12/2012) 10/17/ ORDER granting (28) Motion to Consolidate Cases for DiscoveryTrial. All further pleadings to be electronically filed to: 3:12cv456 only. Member Case: 3:12cv474, 3:12cv624 to be administratively closed in case 3:12-cv MOC-DSC. Signed by District Judge Max O. Cogburn, Jr on 10/16/2012. (eef) (Entered: 10/17/2012) 10/19/ REPLY to Response to Motion re 19 MOTION to Appoint Counsel and Lead Plaintiff by Duke Investors. (Attachments: # 1 Appendix A, # 2 Appendix B, # 3 Appendix C, # 4 Appendix D, # 5 Appendix E)(Blue, Dhamian) (Entered: 10/19/2012) 10/22/ REPLY to Response to Motion re 14 MOTION to Appoint Counsel for Appointment as Lead Plaintiffs and for Approval of Their Selection of Lead and Liaison Counsel by Gladys Sunner, Michael William Sunner. (Mauney, Gary) (Entered: 10/22/2012) 10/22/ MEMORANDUM in Opposition re 19 MOTION to Appoint Counsel and Lead Plaintiff, 16 MOTION to Appoint Counsel, 21 MOTION to Appoint Counsel by Maurine Nieman. Replies due by 11/1/2012 (Moore, William) (Entered: 10/22/2012) 10/22/ RESPONSE in Support re 16 MOTION to Appoint Counsel by Amlagamated Bank. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(McDaniel, L.) (Entered: 10/22/2012) 11/27/ NOTICE by Duke Investors of Supplemental Authority (Attachments: # 1 Exhibit A)(Blue, Dhamian) (Entered: 11/27/2012) 12/04/ ORDER Setting Hearing on Motion 21 MOTION to Appoint Counsel, 14 MOTION to Appoint Counsel for Appointment as Lead Plaintiffs and for Approval of Their Selection of Lead and Liaison Counsel, 16 MOTION to Appoint Counsel : Motion Hearing set for 12/19/ :00 AM in Courtroom, 401 W Trade St, Charlotte, NC before District Judge Max O. Cogburn Jr... Signed by District Judge Max O. Cogburn, Jr on 12/3/2012. (blf) (Entered: 12/04/2012) 12/06/ MOTION for Leave to Appear Pro Hac Vice as to Jennifer Sarnelli Filing fee $ 276, receipt number by Maurine Nieman. (Moore, William). Motions referred

17 to David S. Cayer. (Entered: 12/06/2012) 12/07/ ORDER granting 42 Motion for Leave to Appear Pro Hac Vice added Jennifer Sarnelli for Maurine Nieman. Signed by Magistrate Judge David S. Cayer on 12/6/2012. (blf) (Entered: 12/07/2012) 12/07/2012 Notice to Jennifer Sarnelli: Pursuant to Local Rule 83.1 you are required to Register for ECF at Deadline by 12/17/2012. (blf) (Entered: 12/07/2012) 12/12/ MOTION for Leave to Appear Pro Hac Vice as to Paul J. Geller Filing fee $ 276, receipt number by Amlagamated Bank. (McDaniel, L.). Motions referred to David S. Cayer. (Entered: 12/12/2012) 12/13/ STIPULATION and Proposed Order Appointing Co-Lead Plaintiffs and Approving Their Selection of Co-Lead and Liaison Counsel by Amlagamated Bank, Duke Investors (Blue, Dhamian) (Entered: 12/13/2012) 12/14/ ORDER denying as moot 14 Motion to Appoint Counsel ; denying as moot 16 Motion to Appoint Counsel ; denying as moot 21 Motion to Appoint Counsel. Granting 45 appointing Amalgamated Bank and the Duke Investors as co-lead plaintiffs. The status conference previously set for December 19, 2012 is canceled.. Signed by District Judge Max O. Cogburn, Jr on 12/14/2012. (blf) (Entered: 12/14/2012) 12/17/ ORDER granting 44 Motion for Leave to Appear Pro Hac Vice added Paul Jeffrey Geller for Amlagamated Bank. Signed by Magistrate Judge David S. Cayer on 12/12/2012. (blf) (Entered: 12/17/2012) 12/17/ MOTION for Leave to Appear Pro Hac Vice as to Elizabeth Shonson Filing fee $ 276, receipt number by Amlagamated Bank, Duke Investors. (Blue, Dhamian). Motions referred to David S. Cayer. (Entered: 12/17/2012) 12/17/ MOTION for Leave to Appear Pro Hac Vice as to David J. George Filing fee $ 276, receipt number by Amlagamated Bank, Duke Investors. (Blue, Dhamian). Motions referred to David S. Cayer. (Entered: 12/17/2012) 12/18/ ORDER granting 48 Motion for Leave to Appear Pro Hac Vice added Elizabeth A. Shonson for Amlagamated Bank. Signed by Magistrate Judge David S. Cayer on 12/17/2012. (blf) (Entered: 12/18/2012) 12/19/ MOTION for Leave to Appear Pro Hac Vice as to Erik D. Peterson Filing fee $ 276, receipt number by Duke Investors. (Blue, Dhamian). Motions referred to David S. Cayer. (Entered: 12/19/2012) 12/19/ MOTION for Leave to Appear Pro Hac Vice as to Stacey M. Kaplan Filing fee $ 276, receipt number by Duke Investors. (Blue, Dhamian). Motions referred to David S. Cayer. (Entered: 12/19/2012) 12/19/ MOTION for Leave to Appear Pro Hac Vice as to Eli R. Greenstein Filing fee $ 276, receipt number by Duke Investors. (Blue, Dhamian). Motions referred to David S. Cayer. (Entered: 12/19/2012) 12/19/ ORDER granting Motion for Leave to Appear Pro Hac Vice added Erik Peterson,Stacey Kaplan,Eli Greenstein for Duke Investors. Signed by Magistrate Judge David S. Cayer on 12/19/2012. (blf) (Entered: 12/19/2012)

18 12/19/2012 Notice to Erik Peterson, Stacey Kaplan, Eli Greenstein: Pursuant to Local Rule 83.1 you are required to Register for ECF at Deadline by 1/2/2013. (blf) (Entered: 12/19/2012) 12/20/ ORDER granting 49 Motion for Leave to Appear Pro Hac Vice added David J. George for Amlagamated Bank. Signed by Magistrate Judge David S. Cayer on 12/19/2012. (blf) (Entered: 12/20/2012) 12/20/2012 Notice to David George: Pursuant to Local Rule 83.1 you are required to Register for ECF at Deadline by 1/2/2013. (blf) (Entered: 12/20/2012) 01/25/ MOTION for Leave to Appear Pro Hac Vice as to Tor Gronborg Filing fee $ 276, receipt number by Amlagamated Bank. (Attachments: # 1 Proposed Order)(Blue, Dhamian). Motions referred to David S. Cayer. (Entered: 01/25/2013) 01/25/ ORDER granting 56 Motion for Leave to Appear Pro Hac Vice added Tor Gronborg for Amlagamated Bank. Signed by Magistrate Judge David S. Cayer on 1/25/2013. (eef) (Entered: 01/25/2013) 01/25/2013 Notice to Tor Gronborg: Pursuant to Local Rule 83.1 you are required to Register for ECF at Deadline by 2/4/2013. (eef) (Entered: 01/25/2013) 01/28/ AMENDED COMPLAINT with Jury Demand against William Barnet, IIl, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Grey, James H. Hance, Jr, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young, Marc E. Manly, filed by Amlagamated Bank, Duke Investors.(Blue, Dhamian) (Entered: 01/28/2013) 01/29/ CERTIFICATE OF SERVICE by Amlagamated Bank, Duke Investors re 58 Amended Complaint, (Blue, Dhamian) (Entered: 01/29/2013) 01/29/ AMENDED COMPLAINT [CORRECTED] with Jury Demand against William Barnet, IIl, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Grey, James H. Hance, Jr, Marc E. Manly, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young, filed by Amlagamated Bank, Duke Investors.(Blue, Dhamian) (Entered: 01/29/2013) 01/31/ Summons Issued Electronically as to Marc E. Manly. NOTICE: Counsel shall print the summons and serve with other case opening documents in accordance with Fed.R.Civ.P.4. (blf) (Entered: 01/31/2013) 03/07/ Joint MOTION for Extension of Time to File Pleadings by William Barnet, IIl, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Grey, James H. Hance, Jr, Marc E. Manly, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young.Responses due by 3/25/2013 (Harden, Debbie). Motions referred to David S. Cayer. (Entered: 03/07/2013) 03/07/ ORDER granting 62 Motion for Extension of Time to file pleadings. Signed by Magistrate Judge David S. Cayer on 3/7/2013. (blf) (Entered: 03/07/2013) 03/08/ WAIVER OF SERVICE Returned Executed by Amlagamated Bank, Duke Investors. (Abadou, Ramzi) (Entered: 03/08/2013)

19 03/25/ Consent MOTION for Leave to File Excess Pages "Consent Motion to Expand Word Limitation of s' Memorandum in Support of Motion to Dismiss" by William Barnet, IIl, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Grey, James H. Hance, Jr, Marc E. Manly, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young.Responses due by 4/11/2013 (Harden, Debbie). Motions referred to David S. Cayer. (Entered: 03/25/2013) 03/25/ MOTION to Amend/Correct 65 Consent MOTION for Leave to File Excess Pages "Consent Motion to Expand Word Limitation of s' Memorandum in Support of Motion to Dismiss" by William Barnet, IIl, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Grey, James H. Hance, Jr, Marc E. Manly, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young.Responses due by 4/11/2013 (Harden, Debbie). Motions referred to David S. Cayer. (Entered: 03/25/2013) 03/26/ ORDER denying as moot 65 Motion for Leave to File Excess Pages; granting 66 Motion to Amend/Correct. Signed by Magistrate Judge David S. Cayer on 3/26/2013. (blf) (Entered: 03/26/2013) 04/02/ MOTION to Dismiss for Failure to State a Claim by William Barnet, IIl, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Grey, James H. Hance, Jr, Marc E. Manly, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young.Responses due by 4/19/2013 (Attachments: # 1 Memorandum in Support of Motion to Dismiss, # 2 Declaration of Debbie W. Harden, # 3 Index of Exhibits, # 4 Exhibit A, # 5 Exhibit B, # 6 Exhibit C, # 7 Exhibit D, # 8 Exhibit E (1), # 9 Exhibit E (2), # 10 Exhibit E (3), # 11 Exhibit E (4), # 12 Exhibit E (5), # 13 Exhibit E (6))(Harden, Debbie). Motions referred to David S. Cayer. (Entered: 04/02/2013) 06/03/ RESPONSE in Opposition re 68 MOTION to Dismiss for Failure to State a Claim by Amlagamated Bank, Gerald Friesen, Carolyn Friesen, Craig Bacino. Replies due by 6/13/2013 (Blue, Dhamian) (Entered: 06/03/2013) 07/03/ REPLY to Response to Motion re 68 MOTION to Dismiss for Failure to State a Claim by William Barnet, IIl, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Grey, James H. Hance, Jr, Marc E. Manly, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young. (Harden, Debbie) (Entered: 07/03/2013) 07/26/ MEMORANDUM AND RECOMMENDATIONS on 68 MOTION to Dismiss for Failure to State a Claim filed by Philip R. Sharp, Duke Energy Corporation, James H. Hance, Jr., E. James Reinsch, James T. Rhodes, James E. Rogers, William Barnet, IIl, John H. Forsgren, G. Alex Bernhardt, Sr., Michael G. Browning, Marc E. Manly, Lynn J. Good, Ann Maynard Grey, Steven K. Young, Daniel R. DiMicco. Objections to M&R due by 8/12/2013. Signed by Magistrate Judge David S. Cayer on 7/25/2013. (tmg) (Entered: 07/26/2013) 08/06/ Joint MOTION for Extension of Time for s to File Objections to Magistrate's Memorandum and Recommendation and Related Deadlines by William Barnet, IIl, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Grey, James H. Hance, Jr, Marc E. Manly, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp,

20 Steven K. Young.Responses due by 8/23/2013 (Harden, Debbie). Motions referred to David S. Cayer. (Entered: 08/06/2013) 08/12/ ORDER granting 72 Joint Motion for Extension of Time to File Objections to Magistrates Memorandum and Recommendation and Related Deadlines. s Objections to M&R due by 8/19/2013. Plaintiffs shall have until September 20, 2013 to file a response to such objections. Signed by District Judge Max O. Cogburn, Jr on 8/12/2013. (eef) Modified text on 8/12/2013 (eef). (Entered: 08/12/2013) 08/19/ OBJECTION to 71 Memorandum and Recommendations by William Barnet, IIl, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Grey, James H. Hance, Jr, Marc E. Manly, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young. Replies due by 9/6/2013 (Harden, Debbie) (Entered: 08/19/2013) 08/19/ Motion for Oral Argument by William Barnet, IIl, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Grey, James H. Hance, Jr, Marc E. Manly, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young. re: 74 Objection to Memorandum and Recommendations, "Request for Oral Argument" (Harden, Debbie) Modified on 8/20/2013 to correct docket event (chh). (Entered: 08/19/2013) 08/21/ ORDER granting 75 Motion for Oral Argument. s Objections to the Magistrate Judges Memorandum and Recommendation on the Motion to Dismiss is calendared for September 10, 2013 at 9:30 AM. Signed by District Judge Max O. Cogburn, Jr on 8/21/2013. (eef) (Entered: 08/21/2013) 08/21/2013 Set/Reset Hearings: Oral Argument set for 9/10/ :30 AM in Courtroom, 401 W Trade St, Charlotte, NC before District Judge Max O. Cogburn Jr. (eef) (Entered: 08/21/2013) 09/04/ ORDER, ( Oral Argument set for 10/2/ :30 AM in Courtroom, 401 W Trade St, Charlotte, NC before District Judge Max O. Cogburn Jr.). Signed by District Judge Max O. Cogburn, Jr on 9/3/2013. (blf) (Entered: 09/04/2013) 09/20/ RESPONSE in Opposition re 74 Objection to Memorandum and Recommendations, signed by Judge Crayer on July 26, 2013 by Amlagamated Bank, Craig Bacino, Carolyn Friesen, Gerald Friesen. (Blue, Dhamian) (Entered: 09/20/2013) 10/02/ NOTICE of Appearance by on behalf of William Barnet, IIl, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Grey, James H. Hance, Jr, Marc E. Manly, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young (Rauscher, Claire) (Entered: 10/02/2013) 10/02/2013 Minute Entry: ORAL ARGUMENT HEARING held before District Judge Max O. Cogburn, Jr. - Order to issue. Plaintiffs attorney: Eli R. Greenstein, Tor Gronborg, Dhamian Blue. s attorney: Debbie Harden, Steven Bierman, Claire Rauscher. Court reporter: Cheryl Nuccio. (chh) (Entered: 10/02/2013) 10/06/ TRANSCRIPT of Motion Hearing held on 10/2/13 before Judge Cogburn. NOTICE RE: REDACTION OF TRANSCRIPTS: The parties have 5 business days to file a Notice of Intent to Request Redaction and 21 calendar days to file a Redaction Request. If no notice is filed, this transcript will be made electronically available to

21 the public without redaction after 90 calendar days. Transcript may be viewed at the court public terminal or purchased through the court reporter before the 90 day deadline. After that date it may be obtained through PACER. Policy at Release of Transcript Restriction set for 1/6/2014. (Reporter: Cheryl Nuccio, ) (Entered: 10/06/2013) 01/09/ NOTICE by Amlagamated Bank, Craig Bacino, Carolyn Friesen, Gerald Friesen Notice of Withdrawal of Counsel (Blue, Dhamian) (Entered: 01/09/2014) 03/10/ MOTION to Withdraw as Attorney by Gladys Sunner, Michael William Sunner. (Attachments: # 1 Proposed Order)(Roberts, James). Motions referred to David S. Cayer. (Entered: 03/10/2014) 03/10/ ORDER granting 82 Motion to Withdraw as Attorney. Attorney Gary Vance Mauney; James Avery Roberts, III; Stephen J Teti; Joseph P. Guglielmo and Geoffrey M Johnson terminated. Signed by Magistrate Judge David S. Cayer on 3/10/2014. (blf) (Entered: 03/10/2014) 09/30/ Consent MOTION to Withdraw 68 MOTION to Dismiss for Failure to State a Claim by William Barnet, IIl, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Grey, James H. Hance, Jr, Marc E. Manly, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young. (Harden, Debbie). Motions referred to David S. Cayer. (Entered: 09/30/2014) 09/30/ ***STRICKEN per 86 Amended Order*** ORDER withdrawing 68 Motion to Dismiss for Failure to State a Claim; finding as moot 71 Memorandum and Recommendations.. Signed by District Judge Max O. Cogburn, Jr on 9/30/14. (Pro se litigant served by US Mail.)(tob)Modified on 9/30/2014. (ejb) NEF Regenerated. (Entered: 09/30/2014) 09/30/ AMENDED ORDER granting 84 Consent Motion to Withdraw 68 MOTION to Dismiss for Failure to State a Claim ; finding as moot 71 MEMORANDUM AND RECOMMENDATIONS; Clerk of Court instructed to Strike the Courts previous 85 Order of 9/30/2014. Signed by District Judge Max O. Cogburn, Jr on 9/30/14. (Pro se litigant served by US Mail.)(ejb) (Entered: 09/30/2014) 03/05/ MOTION for Leave to Appear Pro Hac Vice as to Jeffrey D. Light Filing fee $ 276, receipt number by Amlagamated Bank. (Attachments: # 1 Proposed Order)(Blue, Dhamian). Motions referred to David S. Cayer. (Entered: 03/05/2015) 03/09/ ORDER granting 87 Motion for Leave to Appear Pro Hac Vice added Jeffrey D. Light for Amlagamated Bank, Craig Bacino, Carolyn Friesen and Gerald Friesen. Signed by Magistrate Judge David S. Cayer on 03/09/2015. (Pro se litigant served by US Mail.)(jlk) (Entered: 03/09/2015) 03/09/2015 Notice to Jeffrey D. Light: Pursuant to Local Rule 83.1 you are required to Register for ECF at Deadline by 3/19/2015. (jlk) (Entered: 03/09/2015) 03/10/ Unopposed MOTION for Settlement by Amlagamated Bank, Craig Bacino, Carolyn Friesen, Gerald Friesen. Responses due by 3/27/2015 (Attachments: # 1 Proposed Order, # 2 Index of Exhibits, # 3 Exhibit A-1, # 4 Exhibit A-2, # 5 Exhibit A-3)(Greenstein, Eli) (Entered: 03/10/2015) 03/10/ MEMORANDUM in Support re 89 Unopposed MOTION for Settlement by

22 Amlagamated Bank, Craig Bacino, Carolyn Friesen, Gerald Friesen. (Greenstein, Eli) (Entered: 03/10/2015) 03/10/ DECLARATION re 90 Memorandum in Support of Motion, 89 Unopposed MOTION for Settlement filed by Amlagamated Bank, Craig Bacino, Carolyn Friesen, Gerald Friesen (Attachments: # 1 Exhibit A)(Greenstein, Eli) (Entered: 03/10/2015) 03/10/ SETTLEMENT AGREEMENT by Amlagamated Bank, Craig Bacino, Carolyn Friesen, Gerald Friesen (Attachments: # 1 Index of Exhibits, # 2 Exhibit A, # 3 Exhibit A-1, # 4 Exhibit A-2, # 5 Exhibit A-3, # 6 Exhibit B)(Greenstein, Eli) (Entered: 03/10/2015) 03/25/ ORDER granting 89 Unopposed Motion for Preliminary Approval of Class Action Settlement. Signed by District Judge Max O. Cogburn, Jr on 03/25/2015. (Pro se litigant served by US Mail.)(jlk) (Entered: 03/25/2015) 05/23/ MOTION for Settlement by Amlagamated Bank, Craig Bacino, Carolyn Friesen, Gerald Friesen. Responses due by 6/11/2015 (Greenstein, Eli) (Entered: 05/23/2015) 05/23/ MEMORANDUM in Support re 94 MOTION for Settlement by Amlagamated Bank, Craig Bacino, Carolyn Friesen, Gerald Friesen. (Greenstein, Eli) (Entered: 05/23/2015) 05/23/ MOTION for Attorney Fees and Expenses by Amlagamated Bank, Craig Bacino, Carolyn Friesen, Gerald Friesen. Responses due by 6/11/2015 (Greenstein, Eli). Motions referred to David S. Cayer. (Entered: 05/23/2015) 05/23/ MEMORANDUM in Support re 96 MOTION for Attorney Fees and Expenses by Amlagamated Bank, Craig Bacino, Carolyn Friesen, Gerald Friesen. (Greenstein, Eli) (Entered: 05/23/2015) 05/23/ DECLARATION re 94 MOTION for Settlement, 96 MOTION for Attorney Fees and Expenses filed by Amlagamated Bank, Craig Bacino, Carolyn Friesen, Gerald Friesen (Attachments: # 1 Index of Exhibits, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Exhibit 8)(Greenstein, Eli) (Entered: 05/23/2015) 05/26/2015 NOTICE of Hearing: FINAL APPROVAL HEARING set for 8/12/ :30 AM in Courtroom, 401 W Trade St, Charlotte, NC before District Judge Max O. Cogburn Jr. This is your only notice - you will not receive a separate document.(chh) (Entered: 05/26/2015) 06/08/ NOTICE of Appearance by Ross Robert Fulton on behalf of Fiduciary Counselors Inc. (Fulton, Ross) (Entered: 06/08/2015) 06/08/ NOTICE by Fiduciary Counselors Inc. re 96 MOTION for Attorney Fees and Expenses Objection to Attorneys' Fees Sought in Settlement (Attachments: # 1 Affidavit Declaration of Caflisch)(Fulton, Ross) (Entered: 06/08/2015) 06/10/ CERTIFICATE OF SERVICE by Fiduciary Counselors Inc. re 99 Notice of Appearance (Fulton, Ross) (Entered: 06/10/2015) 06/10/ MOTION for Leave to Appear Pro Hac Vice as to Application for Admission to Practice Pro Hac Vice of Stephen J. Jones Filing fee $ 276, receipt number by Fiduciary Counselors Inc.. (Fulton, Ross). Motions referred to David S. Cayer. (Entered: 06/10/2015) 06/12/ ORDER granting 102 Motion for Leave to Appear Pro Hac Vice added Stephen J.

23 Jones for Fiduciary Counselors Inc. Signed by Magistrate Judge David S. Cayer on 06/12/2015. (Pro se litigant served by US Mail.)(jlk) (Entered: 06/12/2015) 06/12/2015 Notice to Stephen J. Jones: Pursuant to Local Rule 83.1 you are required to Register for ECF at Deadline by 6/22/2015. (jlk) (Entered: 06/12/2015) 07/29/ DECLARATION of Elizabeth A. Espinosa Regarding s' Compliance with 28 U.S.C. Section 1715 filed by William Barnet, IIl, G. Alex Bernhardt, Sr, Michael G. Browning, Daniel R. DiMicco, Duke Energy Corporation, John H. Forsgren, Lynn J. Good, Ann Maynard Grey, James H. Hance, Jr, Marc E. Manly, E. James Reinsch, James T. Rhodes, James E. Rogers, Philip R. Sharp, Steven K. Young (Attachments: # 1 Exhibit 1 - CAFA Notice, # 2 Exhibit 2, Part 1 - Delivery Confirmations, # 3 Exhibit 2, Part 2 - Delivery Confirmations, # 4 Exhibit 3 - July 22, 2015 Ltr. Attorney General Morrisey, # 5 Exhibit 4 - July 22, 2015, Ltr. Attorney General Harris)(Harden, Debbie) (Entered: 07/29/2015) 07/29/ REPLY to Response to Motion re 94 MOTION for Settlement, 96 MOTION for Attorney Fees and Expenses by Amlagamated Bank, Craig Bacino, Carolyn Friesen, Gerald Friesen. (Attachments: # 1 Index of Exhibits, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5)(Gronborg, Tor) (Entered: 07/29/2015) 08/04/ MOTION for Leave to Appear Pro Hac Vice as to Filing fee $ 276, receipt number by Fiduciary Counselors Inc.. (Fulton, Ross). Motions referred to David S. Cayer. (Entered: 08/04/2015) 08/05/ ORDER granting 106 Motion for Leave to Appear Pro Hac Vice added Thomas Edward O'Connor for Fiduciary Counselors Inc.. Signed by Magistrate Judge David S. Cayer on 8/5/2015. (Pro se litigant served by US Mail.)(eef) (Entered: 08/05/2015) 08/05/2015 Notice to Thomas Edward O'Connor: Pursuant to Local Rule 83.1 you are required to Register for ECF at Deadline by 8/17/2015. (eef) (Entered: 08/05/2015) 08/10/ NOTICE by Amlagamated Bank, Craig Bacino, Carolyn Friesen, Gerald Friesen re 94 MOTION for Settlement, 96 MOTION for Attorney Fees and Expenses [NOTICE OF SUPPLEMENTAL FILING] (Attachments: # 1 Declaration of Carole K. Sylvester Regarding Exclusion Requests Received to Date, # 2 Proposed Order and Final Judgment, # 3 Proposed Order Approving Plan of Allocation of Settlement Proceeds, # 4 Proposed Order Awarding Attorneys' Fees and Expenses and Lead Plaintiff's Expenses)(Gronborg, Tor) (Entered: 08/10/2015) 08/12/2015 Minute Entry: HEARING re: settlement agreement held before District Judge Max O. Cogburn, Jr.- Parties enters settlement on the record. Tentatively approved pending entry of an Order upon expiration of the Notice period in October Plaintiffs attorney: Tor Gronborg, Jeffrey Light, Dhamian Blue. s attorney: Debbie Harden, Steven Bierman. Court reporter: Cheryl Nuccio. (chh) Modified on 8/13/2015 to change text (chh). (Entered: 08/12/2015) 08/14/ TRANSCRIPT of Approval of Settlement held on 8/12/15 before Judge Cogburn. NOTICE RE: REDACTION OF TRANSCRIPTS: The parties have 5 business days to file a Notice of Intent to Request Redaction and 21 calendar days to file a Redaction Request. If no notice is filed, this transcript will be made electronically available to the public without redaction after 90 calendar days. Transcript may be

24 viewed at the court public terminal or purchased through the court reporter before the 90 day deadline. After that date it may be obtained through PACER. Policy at Release of Transcript Restriction set for 11/12/2015. (Reporter: Cheryl Nuccio, ) (Entered: 08/14/2015) 11/02/ ORDER granting 94 Motion for Approval of the Plan of Allocation of Settlement Proceeds. Signed by District Judge Max O. Cogburn, Jr on 11/2/2015. (Pro se litigant served by US Mail.)(chh) (Entered: 11/02/2015) 11/02/ CLASS ACTION FINAL JUDGMENT re settlement. See order for terms and conditions. Signed by District Judge Max O. Cogburn, Jr on 11/2/3015. (Pro se litigants served by US Mail.)(chh) (Entered: 11/02/2015) 11/02/ ORDER granting 96 Motion for Attorney Fees. It is therefore ordered that Lead Counsel's Motion for an Award of Attorney's Fees and Expenses is Granted attorneys' fees of 18% of the Settlement Fund are Allowed, plus expenses in the amount of $191,738.27, together with the interest earned on both amounts for the same time period and at the same rate as that earned on the Settlement Fund until paid. Lead Plaintiff Amalgamated Bank is awarded $20, for its representation of the Settlement Class during the litigation.. Signed by District Judge Max O. Cogburn, Jr on 11/2/2015. (Pro se litigant served by US Mail.)(chh) (Entered: 11/02/2015) 11/16/ MOTION for Attorney Fees by Fiduciary Counselors Inc.. Responses due by 12/3/2015 (Attachments: # 1 Affidavit Declaration of Thomas O'Connor)(Fulton, Ross) (Entered: 11/16/2015) 11/16/ MEMORANDUM in Support re 113 MOTION for Attorney Fees by Fiduciary Counselors Inc.. (Fulton, Ross) (Entered: 11/16/2015) 12/02/ RESPONSE to Motion re 113 MOTION for Attorney Fees by Amlagamated Bank, Craig Bacino, Carolyn Friesen, Gerald Friesen. Replies due by 12/14/2015 (Gronborg, Tor) (Entered: 12/02/2015) 12/08/ NOTICE of intent not to file reply by Fiduciary Counselors Inc. re 113 MOTION for Attorney Fees by Fiduciary Counselors Inc.. (Fulton, Ross) (Entered: 12/08/2015) 12/17/ ORDER granting 113 Motion for Attorney Fees, and objector Fiduciary Counselors Inc. is AWARDED fees in the amount of $20, and costs in the amount of $3,035.32, payable from the settlement fund. Signed by District Judge Max O. Cogburn, Jr on 12/17/2015. (Pro se litigant served by US Mail.)(nvc) (Entered: 12/17/2015) Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at