Administrative Subpoena Authority September 2011

Transcription

1 Administrative Subpoena Authority September 2011 Alabama... 7 Title IV-D Agency: 1975 Ala. Code : (2011)... 7 Alaska... 8 Child Support Services Agency: Alaska Stat. Ann (2011)... 8 (2) determine the paternity of a child under AS ; or... 9 Department of Natural Resources: Alaska Stat. Ann (2011)... 9 Arizona...9 Department of Economic Security: Ariz. Rev. Stat. Ann (2011) Arkansas Arkansas Department of Environmental Quality: 12 Ark. Code Ann (2011) Office of Child Support Enforcement: 13 Ark. Code Ann (2011) California California Parent Locator Service and Central Registry / California Child Support Automation System: West s Ann. Cal. Fam. Code (2011) Generally Every State or Local Agency (See Definitions [7470] and then [7474]): West s Ann. Cal. Gov. Code 7470 (2011) West s Ann. Cal. Gov. Code 7474 (2011) Colorado Secretary of State: Colorado Rev. Stat. Ann Water Quality Control Commission: Colorado Rev. Stat. Ann (2011). 25 State Parent Locator Service / Child Support Enforcement Agency: Colo. Rev. Stat. Ann (2011) Commissioner of Agriculture: Colo. Rev. Stat. Ann (2011) Magistrate Judges: D.C. Colo. L. Civ. R (2011) Delaware Secretary of the Department of Natural Resources and Environmental Control: 7 Del. Code Ann (2011) Division of Child Support Enforcement: 13 Del. Code Ann (2011) District of Columbia Chief Medical Examiner: D.C. Stat (2011) Mayor: D.C. Stat (2011) Child Support Services Division: D.C. Stat (2011) Georgia Georgia Composite Medical Board: Ga. Code Ann (2011) Hawai i Director of Health: Hawai I Rev. Stat. Ann. 128D-1 (2011) Child Support Enforcement: Hawai I Rev. Stat. 576D-18 (2011) Idaho Prosecuting Attorney or Attorney General: Idaho Code Ann A (2011) Department of Finance: Idaho Code Ann (2011) Idaho State Lottery: Idaho Code Ann (2011)... 61

2 Illinois Child and Spouse Support Unit: 305 Ill. Comp. Stat. Ann. 5/ (2011) Illinois Commerce Commission: 625 Ill. Comp. Stat. Ann. 5/18c-1703 (2011) Indiana Board of Trade: Indiana Code (2011) Child Support Bureau: Indiana Code (2011) Iowa Child Support Recovery Unit: Iowa Code Ann. 252B.9 (2011) Securities and Regulated Industries Bureau: Iowa Code Ann. 501A.11 (2011) Kansas Court Trustee: Kan. Stat. Ann Kentucky Education Professional Standards Board: Kent. Rev. Stat (2011) Division of Child Support: Kent. Rev. Stat (2011). Division of Child Support; duties; cabinet to process child support payments; state disbursement unit; cabinet's cooperation with courts and officials; reporting of obligors; denial, suspension, and revocation of licenses; data match system; subpoenas; distribution of child support program information Cabinet for Health and Family Services: Kent. Rev. Stat (2011). Administrative subpoena for information relating to child support; financial institution may deduct funds from account; action to enforce subpoena Department of Charitable Gaming: Kent. Rev. Stat (2011). Powers and duties of department Department of Agriculture: Kent. Rev. Stat (2011). Occurrence involving amusement ride or attraction resulting in death, significant injury, or damage affecting future safe operation Commissioner of the Department of Workers' Claims: Kent. Rev. Stat (2011). Special expendable trust fund for unclaimed sums under KRS (3); administration and distribution of fund; claims procedures Cabinet for Health and Family Services: Kent. Rev. Stat (2011). Genetic testing to establish paternity; cabinet may determine child support or child care obligation; adjustment of child support or child support obligation; order requiring parent to work or continue educational or training activities; disclosure of financial records; voluntary acknowledgment of paternity as basis; administrative subpoenas to enforce child support obligation; prohibition; employment assistance Louisiana DCFS, Office of Children and Family Services, Support Enforcement Services: La. Rev. Stat. Ann. 46: (2011). Limited administrative authority for certain paternity and child support actions Dept. of Public Safety and Corrections, State Police, OAG, any agency member of the DOJ ICAC Task Force, or the Sheriff s Office investigating sex offenses against a believed minor: La. Code Crim. Proc. Ann. art (2011). Subpoena duces tecum regarding sex offenses against victims who are minors Maine Securities Administrator and Designated Employees: Me. Rev. Stat. Ann. tit. 32, (2011). Investigations... 92

3 Maryland Child Support Enforcement Administration of the Department of Human Resources: Md. Code Ann., Fam. Law (2011). Enforcement of duty to support; subpoenas to compel production of documents In general Contents of subpoena Compliance with subpoena Court to enforce order and subpoena Massachusetts Child Support Enforcement Agency: Mass. Gen. Laws Ann. Ch. 119A 15. IV-D agency powers; failure to comply with subpoena or summons issued under section; penalties; production of witnesses, books, papers and records District Attorneys/OAG: Mass. Gen. Laws Ann. ch B (2011). Use of electronic communications records in ongoing criminal investigations; subpoena of records Michigan Attorney General: Mich. Comp. Laws Ann (2011). Directors, access to facility information, properties, samples; inspections, investigations; noncompliance, actions by attorney general, penalties; disclosure of information Director of the Office of Child Support: Mich. Comp. Laws Ann (2011). Information from other agencies; administrative subpoena; liability, good faith compliance; refusal or failure to comply with subpoena Friend of the Court: Mich. Comp. Laws. Ann (2011). Provision of information by employer or former employer regarding custodial or absent parent Minnesota Attorney General: Minn. Stat. Ann (2011). Attorney general; administrative subpoenas Commissioner of Department of Revenue: Minn. Stat. Ann. 270C.32 (2011). Subpoenas Chief Administrative Officer of the Pension Plan: Minn. Stat. Ann (2011). Exemption from process County Attorney: Minn. Stat. Ann (2011). County attorney; administrative subpoenas Mississippi Child Support Unit: Miss. Code Ann (West 2010). Parent locator service Secretary of State: Miss. Code Ann (2010). Investigation and enforcement by administrator Missouri Director of Finance: Mo. Ann. Stat (2011). Director and employees--oath-- bond--prohibited acts Director of the Division of Credit Unions: Mo. Ann. Stat (2011). Confidentiality of knowledge Commissioner of Trade and Commerce: Mo. Ann. Stat (2011). Investigations by commissioner, subpoena powers--judicial enforcement Montana

4 Department of Public Health and Human Services: Mont. Code Ann (2011). Central unit for information and administration--cooperation enjoined-- availability of records Nebraska Governmental Entities: Neb. Rev. Stat. 86-2,106 (2010). Electronic communication service; remote computing service; disclosure; government access Administrator of the Securities Division of the Office of the Secretary of State: Neb. Rev. Stat (2010). Investigations and subpoenas Nevada Attorney General, DAs, Sheriffs, Police Department Heads, and Heads of any Department of the State Engaged in Criminal Law Enforcement: Nev. Rev. Stat. Ann (2010). Required disclosure of certain information by provider of Internet service; penalty; issuance and enforcement of administrative subpoena; fee for information New Hampshire Attorney GeneralN.H. Rev. Stat. Ann. 7:6-b (2011). Certain Records of Communications Common Carriers Commissioner of the New Hampshire Department of Health and Human Services: N.H. Rev. Stat. Ann. 161-C:3-a (2010). Confidentiality of Records and Information; Information From Financial Institutions New Mexico State Title IV-D Agency: N.M. Stat. Ann (2011). Expedited procedure Chief of the Securities Bureau of the Financial Institutions Division of the Regulation and Licensing Department: N.M. Stat. Ann A-11 (2011). Investigations New York Department of Public Welfare, Child Support Enforcement Unit Coordinator, Support Collection Unit Supervisor, or other Title IV-D State Child Support Enforcement Agency: N.Y. Soc. Serv. Law 111-p (2011). Authority to issue subpoenas North Carolina Attorney General: N.C. Gen. Stat. Ann (2010). Civil investigative demand125 Director of the State Bureau of Investigation: N.C. Gen. Stat. Ann. 15A-298 (2010). Subpoena authority Secretary of State: N.C. Gen. Stat. Ann. 78D-21 (2010). Investigations North Dakota Governmental and Law Enforcement Agencies: N.D. Cent. Code (2009). Government access Attorney General: N.D. Cent. Code (2009). Power of the attorney general to issue subpoenas in bureau investigations Attorney General: N.D. Cent. Code (2009). Luring minors by computer or other electronic means North Dakota Department of Human Services: N.D. Cent. Code (2009). Power of state agency, child support agency, and employees and agents State Securities Commissioner: N.D. Cent. Code (2009). Investigations 135 Oklahoma Insurance Commissioner: Okla. Stat. Ann. tit (2011). Witnesses or evidence

5 Oregon Attorney General; Department of Justice: O.R.S (2011). Subpoena authority Attorney General; Department of Justice: O.R.S (2011). Information obtained by subpoena Pennsylvania Investigative or Law Enforcement Officers: Pa. Cons. Stat. Ann (2011). Requirements for governmental access Department of Public Welfare: PA. Cons. Stat. Ann (2011). Power to expedite support cases Rhode Island Department of Administration, Division of Taxation, and any Agency Taking Action to Establish Paternity, Establish or Modify Child Support or Medical Orders, Enforce Child Support Orders or Locate Individuals Involved in the Preceding: R.I. Gen. Laws (2010). Administrative subpoena Fraud Prevention Unit: R.I. Gen. Laws (2010). Investigative powers of the fraud prevention unit South Carolina Officer of the Court Employed by the South Carolina Law Enforcement Division after the Attorney General signs off on the Administrative Subpoena: S.C. Code Ann (2010). On-scene orders to cut or divert telephone lines; grounds; administrative subpoena for production of certain subscriber or customer information; regulations; good faith reliance as defense Officer of the Court Employed by the South Carolina Law Enforcement Division after the Attorney General signs off on the Administrative Subpoena: S.C. Code Ann (2010). Administrative subpoena to a financial institution, public or private utility, or communications provider; disclosure; privacy of information; regulations; applicable federal law (f) computer crimes (Section et seq); or Secretary of State: S.C. Code Ann (2010). Authority of administrator to investigate; publication of information concerning violation; powers and procedures regarding investigations; court order to compel compliance Director of the Long Term Care Ombudsman Program, the Adult Protective Services Program in the Department of Social Services, the Vulnerable Adults Investigations Unit of the South Carolina Law Enforcement Division, or the Medicaid Fraud Control Unit of the Office of the Attorney General: S.C. Code Ann (2010). Additional powers of investigative entities Director of the Child Support Enforcement Division of the State Department of Social Services : S.C. Code Ann (2010). Notice of financial responsibility; order of default Department of Social Services: S.C. Code Ann (2010). Issuance of subpoenas South Dakota Any Title IV-D Agency: S.D. Codified Laws 25-7A-56.6 (2011). Title IV-D agency records access

6 Department of Social Services Investigators: S.D. Codified Laws (2011). Program of recoveries and fraud investigations--debt collection and fraud allegation investigations--authority of investigators Tennessee Commissioner or Contractors of the Department of Human Services: Tenn. Code Ann (2011). Access to records for child support enforcement Department of Child Support Enforcement: Tenn. Code Ann (2011). Enforcement of requests, administrative orders and administrative subpoenas District Attorney General or Assistant District Attorney General: Tenn. Code Ann (2011). Sexual exploitation of a minor; subpoena for production of records related to Internet and computer use Commissioner of Human Services: Tenn. Code Ann (2011). Rules and regulations; reports; investigations; providing protection Texas Any Title IV-D Agency: Tex. Fam. Code Ann (2011). Title IV-D Administrative Subpoena Attorney General, Prosecuting Attorneys, ICAC Task Force Officers: Tex. Gov t Code Ann (2011). ADMINISTRATIVE SUBPOENA Inspector General: Tex. Gov t Code Ann (2011). Administrative Subpoenas Department of Public Safety: Tex. Occ. Code Ann (2011). Complaint Investigation; Subpoena; Witness (2) identify or describe any records requested by the subpoena; or Utah Adult Protective Services: Utah Code Ann. 62A (2011). Powers and duties of Adult Protective Services Prosecutors: Utah Code Ann (2011). Administrative subpoenas for criminal investigations for records concerning an electronic communications system or service or remote computing service--content--fee for providing information Attorney General or a Deputy or Assistant Attorney General, County Attorney or a Deputy County Attorney, or District Attorney or Deputy District Attorney: Utah Code Ann a-1 (2011). Administrative subpoenas--controlled substances investigations-- Procedures--Witness fees Virginia Attorneys for the Commonwealth: Ca. Code Ann (2011). Administrative subpoena issued for record from provider of electronic communication service or remote computing service Washington Director of Financial Institutions: Wash. Rev. Code Ann (2011). Investigations--Evidence--Subpoenas--Court orders of compliance Division of Child Support, Washington State Support Registry, Agency or Firm Providing Child Support Enforcement Services for Another State Under Title IV-D: Wash. Rev. Code Ann A.360 (2011). Records access--confidentiality-- Nonliability--Penalty for noncompliance West Virginia

7 Secretary of the Department of Health and Human Resources: W.Va. Code Ann (2011). Compelling production of information Auditor of the State of West Virginia: W.Va. Code Ann. 32B-2-1 (2011). Investigations The Bureau for Child Support Enforcement or any out-of-state Title IV-D Agency: W.Va. Code Ann (2011). Subpoenas Secretary of the Department of Health and Human Resources: W.Va. Code Ann. 49-6A-9 (2011). Establishment of child protective services; general duties and powers; immunity from civil liability; cooperation of other state agencies Wisconsin Department of Children and Families: Wis. Stat. Ann (2011). Child and spousal support; establishment of paternity; medical liability Wyoming Attorney General: Wyo. Stat. Ann (2011). Administrative subpoena authority for investigations of child exploitation Department of Family Services: Wyo. Stat. Ann (2011). Powers and duties of department regarding collection of support (B) Establish the individual's capacity to pay child support; or Wyoming State Board of Nursing: Wyo. Stat. Ann (2011). Board of nursing; powers and duties Wyoming State Board of Medicine: Wyo. Stat. Ann Board duties; investigation; interview Puerto Rico Secretary of Health: PR Stat. tit (2010). Subpoenas US Virgin Islands Director of the Paternity and Child Support Division: V.I. Code Ann. tit (2010). Paternity and Child Support Division Commissioner of Health: V.I. Code Ann. tit (2010) Subpoenas Alabama Title IV-D Agency: 1975 Ala. Code : (2011) (a) Subject to due process safeguards, including requirements for notice, opportunity to contest the action, and opportunity for an appeal on the record to a judicial tribunal, upon request from the state Title IV-D agency, public and private entities and individuals as specified in this section shall provide information when the state Title IV-D agency has reason to believe that the information provides location information or otherwise assists in the administration of the state's child support enforcement program. The information shall be available only for the purposes prescribed herein. (b) The state Title IV-D agency shall be provided access to information contained in the following records, including automated access from the governmental entities

8 maintaining the records: (1) State and local governmental agency records for vital statistics including records of marriage, birth, paternity, death, and divorce. (2) State and local tax and revenue agency records including information on residence address, employer, income, and assets. (3) State and local governmental agency records concerning real and titled personal property including motor vehicles. (4) State and local governmental agency records of employment. (5) State and local governmental agency records of public assistance, food stamps, Medicaid, and Department of Corrections. (6) State and local governmental agency records relating to law enforcement including, but not limited to, National Crime Information Center records. (c) The state Title IV-D agency shall be provided access to state and local governmental or nongovernmental agency records of occupational and professional licenses and records concerning the ownership and control of corporations, partnerships, and other business entities. (d) The state Title IV-D agency shall be provided information pursuant to an administrative subpoena issued by the Title IV-D agency to a public or private company or agency such as a utility or cable television company; provided that such information sought in the subpoena shall be limited to the address of individuals identified by the agency and the name and address of the employer of such individuals. (e) No entity or individual shall be held liable in any civil or criminal action for disclosing any information to the state Title IV-D agency under this section or for any other action taken in good faith to comply with this section. (f) The recipient of an administrative subpoena shall be permitted up to 30 calendar days to respond to such subpoena. (g) The state Title IV-D agency may pay a reasonable fee to a private entity or individual for conducting a data match, records search, or other efforts to comply with an administrative subpoena. Such fee shall not exceed the actual costs incurred by the private entity or individual. Alaska Child Support Services Agency: Alaska Stat. Ann (2011) (a) The agency may subpoena persons, books, records, and documents to

9 (1) obtain any financial or other information needed to establish, modify, or enforce a child support order; (2) determine the paternity of a child under AS ; or (3) disestablish the paternity of a child under AS (b) An administrative subpoena issued under this section shall be served in the manner provided for service of liens under AS Proof of service may be completed according to Rule 5, Alaska Rules of Civil Procedure. (c) A person who is issued an administrative subpoena shall be provided an opportunity to refuse to comply with it for good cause by filing a request for a conference with the agency in this state in the manner and within the time specified in regulations adopted by the agency. Good cause shall be limited to mistake in identity of the person or to a prohibition under law to release such information. (d) After a conference requested under (c) of this section, the agency shall issue an order on the request relating to good cause. If the person continues to refuse to comply with the administrative subpoena, the agency in this state shall issue an order to impose a civil penalty of $10 for each day of noncompliance with the subpoena. (e) An order imposing a civil penalty under this section is a final administrative decision and may be appealed under AS (f) This section does not limit the ability of the agency to make other lawful requests for information. (g) If a person fails to comply with a subpoena issued under this section, the agency may apply to the court for an order to compel obedience by proceedings for contempt as if the subpoena had been issued by a court. Department of Natural Resources: Alaska Stat. Ann (2011) (a) If the department has given two weeks' written notice of intent to inspect a dam or reservoir and the owner refuses to allow the inspection, the department may seek a search warrant to allow the inspection. If the department has been refused inspection of drawings, operational records, or other information concerning a dam or reservoir, the department may seek an administrative subpoena compelling production of the drawings, operational records, or other information. (b) If the department has reason to believe that a dam or reservoir may be unsafe or presents an imminent threat to life or property, the department may enter the dam or reservoir premises without notice. Arizona

10 Department of Economic Security: Ariz. Rev. Stat. Ann (2011) A. In a title IV-D case the department or its agent may issue a subpoena to a person or entity believed to have information needed for the establishment of paternity or the establishment, modification or enforcement of a child support order, requiring appearance before the department or its agent and the production of all records or documents related to an investigation or child support proceeding. B. The subpoena shall be served in the manner provided under applicable law or rules of procedure for the service of subpoenas in a civil action. C. A person or entity that, without reasonable cause, fails to comply with the subpoena or that wilfully gives false information is subject to a civil penalty of not more than two hundred fifty dollars for each violation. D. A civil penalty imposed by the department pursuant to subsection C of this section is subject to court review if the person or entity requests a review within fifteen business days after the department imposes the penalty. E. A civil penalty imposed by the department on an obligor pursuant to this section may be referred to credit reporting agencies for up to seven years after the date of the order that imposed the penalty or until collected. The department shall not take this action until the time for a court review pursuant to subsection D of this section has elapsed. F. A civil penalty imposed by the department operates as a final judgment without further action by the department. The department may collect the penalty through all available civil remedies. A civil judgment accrues interest pursuant to G. The department shall deposit, pursuant to and , monies collected under this section in the state general fund. Department of Public Saftey: Ariz. Rev. Stat. Ann A. Issuance and execution of administrative inspection warrants for purposes of this chapter shall be as follows: 1. A judge of a state court of record or any justice of the peace or magistrate within his jurisdiction and upon proper oath or affirmation showing probable cause may issue warrants for the purpose of conducting administrative inspections authorized by this chapter or rules adopted pursuant to this chapter and seizures of property appropriate to the inspections. For purposes of the issuance of administrative inspection warrants, probable cause exists upon showing a valid public interest in the effective enforcement of this chapter, or rules and regulations adopted pursuant to this chapter, sufficient to justify administrative inspection of the area, premises, building or conveyance in the circumstances specified in the application for the warrant. 2. A warrant shall issue only upon an affidavit of a peace officer or a member, officer or

11 employee of the board having knowledge of the facts alleged, sworn to before the judge or magistrate and establishing the grounds for issuing the warrant. If the judge or magistrate is satisfied that grounds for the application exist or that there is probable cause to believe they exist, such judge or magistrate shall issue a warrant identifying the area, premises, building or conveyance to be inspected, the purpose of the inspection and the type of property to be inspected, if any. The warrant shall: (a) State the grounds for its issuance and the name of each person whose affidavit has been taken in support thereof. (b) Be directed to a peace officer to execute it. (c) Command the person to whom it is directed to inspect the area, premises, building or conveyance identified for the purpose specified and, if appropriate, direct the seizure of the property specified. (d) Identify the item or types of property to be seized, if any. (e) Direct that it be served during normal business hours and designate the judge or magistrate to whom it shall be returned. 3. A warrant issued pursuant to this section shall be executed and returned within ten days of its date unless, upon a showing of a need for additional time, the court orders otherwise. If property is seized pursuant to a warrant, a copy shall be given to the person from whom or from whose premises the property is taken, together with a receipt for the property taken. The return of the warrant shall be made promptly, accompanied by a written inventory of any property taken. The inventory shall be made in the presence of the person executing the warrant and of the person from whose possession or premises the property was taken, if present, or in the presence of at least one credible person other than the person executing the warrant. A copy of the inventory shall be delivered to the person from whom or from whose premises the property was taken and to the applicant for the warrant. 4. The judge or magistrate who has issued a warrant shall attach to such warrant a copy of the return and all papers returnable and file them with the clerk of the court in which the inspection was executed. B. The board, its members, officers or employees and officers and employees of the department or other peace officers may make administrative inspections of controlled premises in accordance with the following provisions: 1. For purposes of this section only, "controlled premises" means: (a) Places where persons registered or exempted from registration requirements under this chapter are required to keep records.

12 (b) Places including factories, warehouses, establishments and conveyances in which persons registered or exempted from registration requirements under this chapter are permitted to hold, manufacture, compound, process, sell, deliver or otherwise dispose of any controlled substance. 2. When executing an administrative inspection warrant issued pursuant to subsection A of this section a peace officer may be accompanied by a member, officer or employee of the board, and upon presenting the warrant and appropriate credentials to the owner, operator or agent in charge they may enter controlled premises for the purpose of conducting an administrative inspection. 3. When authorized by an administrative inspection warrant, such officer or employee may: (a) Inspect and copy records required by this chapter to be kept. (b) Inspect, within reasonable limits and in a reasonable manner, controlled premises and all pertinent equipment, finished and unfinished material, containers and labeling found in such premises and, except as provided in paragraph 5 of this subsection, all other things, including records, files, papers, processes, controls and facilities bearing on any violation of this chapter. (c) Inventory any stock of any controlled substance and obtain samples of such substance. 4. This section does not prevent the inspection without a warrant of books and records pursuant to an administrative subpoena nor does it prevent entries and administrative inspections, including seizures of property, without a warrant: (a) If the owner, operator or agent in charge of the controlled premises consents. (b) In situations presenting imminent danger to health or safety. (c) In situations involving inspection of conveyances if there is reasonable cause to believe that the mobility of the conveyance makes it impracticable to obtain a warrant. (d) In any other exceptional or emergency circumstance where time or opportunity to apply for a warrant is lacking. (e) In all other situations in which a warrant is not constitutionally required. 5. An inspection authorized by this section shall not extend to financial data, sales data, other than shipment data, or pricing data unless the owner, operator or agent in charge of the controlled premises consents in writing.

13 Arkansas Arkansas Department of Environmental Quality: 12 Ark. Code Ann (2011) the warrant. A copy of the inventory shall be delivered to the person from whom or from whose facility the documents were taken. The seized documents shall be copied as soon as feasible under circumstances preserving their authenticity, then returned to the person from whom the documents were taken; (4) The warrant may authorize the taking of samples of materials generated, stored, or treated at the facility, or of the water, air, or soils within the facility's control or that may have been affected by the facility's operations. The person executing the warrant shall prepare an inventory of all samples taken. In any inspection conducted pursuant to an administrative warrant in which such samples are taken, the department shall make split samples available to the person whose facility is being inspected; (5) A warrant issued pursuant to this section must be executed and returned within ten (10) days of its date unless, upon a showing of a need for additional time, the court orders otherwise. The return of the warrant shall be made promptly, accompanied by a written inventory of any documents or samples taken; (6) The judge or magistrate who has issued a warrant shall attach thereto a copy of the return and all papers returnable in connection therewith and file them with the clerk of the circuit court for the judicial district in which the inspection was made; (7) This subsection does not prevent the inspection without a warrant of books and records pursuant to an administrative subpoena issued in accordance with duly adopted administrative procedures; and (8) A copy of the warrant and all supporting affidavits shall be provided to the person served, or left at the entry of the facility inspected. (e) ADMINISTRATIVE WARRANTS--EXCEPTIONS. Notwithstanding the previous subsection, an administrative warrant shall not be required for any inspection, including the review and copying of documents and taking of samples, under the following circumstances: (1) For pervasively regulated facilities or activities as defined by this section whose permit, license, certification, or operational approval from the department provides notice that the department may inspect regulated activities to assure compliance. If the department has reason to believe that a violation of any law has or is occurring, the basis for such belief shall be communicated at the time of the inspection; (2) If the owner, operator, or agent in charge of the facility consents; (3) In situations presenting imminent danger to public health and safety or the environment; (4) In situations involving inspection of conveyances, if there is reasonable cause to believe that the mobility of the conveyance makes it impracticable to obtain a warrant; (5) In any other exception or emergency circumstance when time or opportunity to apply for a warrant is lacking;

14 (6) In situations involving conditions that may be observed in an open field, from an area practically open to public access, or in plain view; or (7) In all other situations in which a warrant is not constitutionally required. (f) PENALTIES. Any willful and unjustified refusal of right of entry and inspection to department personnel as set out in this section shall constitute a misdemeanor subject to a fine of up to twenty-five thousand dollars ($25,000) or civil penalties up to twenty-five thousand dollars ($25,000). Office of Child Support Enforcement: 13 Ark. Code Ann (2011) (a) The Administrator of the Office of Child Support Enforcement of the Revenue Division of the Department of Finance and Administration is authorized to enter into cooperative agreements with county judges, court clerks, and prosecuting attorneys concerning the establishment, enforcement, collection, monitoring, and distribution of support obligations. (b) The administrator is further authorized to appoint child support officers, in counties where the court grants at least two thousand five hundred (2,500) divorces each year, as law enforcement officers in the duties and obligations as set forth in (c). (c)(1) The administrator or his or her designee is authorized to issue an administrative subpoena for any financial or other information needed to establish, modify, or enforce a child support order to any individual or organization reasonably believed to have information on the financial resources of a parent or presumed or alleged father. (2) A court may compel compliance with an administrative subpoena, impose penalties as authorized by (c), and award attorney's fees and costs to the Office of Child Support Enforcement of the Revenue Division of the Department of Finance and Administration upon proof that an individual or organization failed to comply with the subpoena without cause. (3) Subpoenas issued pursuant to the authority of the office shall be substantially in the following form: "The State of Arkansas to the Sheriff of... County: You are commanded to subpoena... (name), regarding a proceeding before the Office of Child Support Enforcement to be held at... (address) on the... day of..., 20...,..., and produce the following books, records, or other documents, to wit:..., in the matter of... (style of proceeding), being conducted under the authority of... WITNESS, my hand and seal this... day of..., Administrator, Office of Child Support Enforcement"

15 (d)(1) Subpoenas provided for in this section shall be served in the manner as now provided by law and returned and a record made and kept by the office. (2) The fees and mileage of officers serving the subpoenas and witnesses in answer to subpoenas shall be the same as now provided by law. California California Parent Locator Service and Central Registry / California Child Support Automation System: West s Ann. Cal. Fam. Code (2011) (a) There is in the department a California Parent Locator Service and Central Registry that shall collect and disseminate all of the following, with respect to any parent, putative parent, spouse, or former spouse: (1) The full and true name of the parent together with any known aliases. (2) Date and place of birth. (3) Physical description. (4) Social security number. (5) Employment history and earnings. (6) Military status and Veterans Administration or military service serial number. (7) Last known address, telephone number, and date thereof. (8) Driver's license number, driving record, and vehicle registration information. (9) Criminal, licensing, and applicant records and information. (10)(A) Any additional location, asset, and income information, including income tax return information obtained pursuant to Section of the Revenue and Taxation Code, and to the extent permitted by federal law, the address, telephone number, and social security number obtained from a public utility, cable television corporation, a provider of electronic digital pager communication, or a provider of mobile telephony services that may be of assistance in locating the parent, putative parent, abducting, concealing, or detaining parent, spouse, or former spouse, in establishing a parent and child relationship, in enforcing the child support liability of the absent parent, or enforcing the spousal support liability of the spouse or former spouse to the extent required by the state plan pursuant to Section

16 (B) For purposes of this subdivision, "income tax return information" means all of the following regarding the taxpayer: (i) Assets. (ii) Credits. (iii) Deductions. (iv) Exemptions. (v) Identity. (vi) Liabilities. (vii) Nature, source, and amount of income. (viii) Net worth. (ix) Payments. (x) Receipts. (xi) Address. (xii) Social security number. (b) Pursuant to a letter of agreement entered into between the Department of Child Support Services and the Department of Justice, the Department of Child Support Services shall assume responsibility for the California Parent Locator Service and Central Registry. The letter of agreement shall, at a minimum, set forth all of the following: (1) Contingent upon funding in the Budget Act, the Department of Child Support Services shall assume responsibility for leadership and staff of the California Parent Locator Service and Central Registry commencing July 1, (2) All employees and other personnel who staff or provide support for the California Parent Locator Service and Central Registry shall, at the time of the transition, at their option, become the employees of the Department of Child Support Services at their existing or equivalent classification, salaries, and benefits. (3) Until the department's automation system for the California Parent Locator Service and Central Registry functions is fully operational, the department shall use the automation system operated by the Department of Justice.

17 (4) Any other provisions necessary to ensure continuity of function and meet or exceed existing levels of service. (c) To effectuate the purposes of this section, the California Child Support Automation System, the California Parent Locator Service and Central Registry, and the Franchise Tax Board shall utilize the federal Parent Locator Service to the extent necessary, and may request and shall receive from all departments, boards, bureaus, or other agencies of the state, or any of its political subdivisions, and those entities shall provide, that assistance and data that will enable the Department of Child Support Services and other public agencies to carry out their powers and duties to locate parents, spouses, and former spouses, and to identify their assets, to establish parent-child relationships, and to enforce liability for child or spousal support, and for any other obligations incurred on behalf of children, and shall also provide that information to any local child support agency in fulfilling the duties prescribed in Section 270 of the Penal Code, and in Chapter 8 (commencing with Section 3130) of Part 2 of Division 8 of this code, relating to abducted, concealed, or detained children. The California Child Support Automation System shall be entitled to the same cooperation and information as the California Parent Locator Service and Central Registry to the extent allowed by law. The California Child Support Automation System shall be allowed access to criminal record information only to the extent that access is allowed by state and federal law. (d)(1) To effectuate the purposes of this section, and notwithstanding any other provision of California law, regulation, or tariff, and to the extent permitted by federal law, the California Parent Locator Service and Central Registry and the California Child Support Automation System may request and shall receive from public utilities, as defined in Section 216 of the Public Utilities Code, customer service information, including the full name, address, telephone number, date of birth, employer name and address, and social security number of customers of the public utility, to the extent that this information is stored within the computer database of the public utility. (2) To effectuate the purposes of this section, and notwithstanding any other provision of California law, regulation, or tariff, and to the extent permitted by federal law, the California Parent Locator Service and Central Registry and the California Child Support Automation System may request and shall receive from cable television corporations, as defined in Section of the Public Utilities Code, the providers of electronic digital pager communication, as defined in Section of the Penal Code, and the providers of mobile telephony services, as defined in Section of the Public Utilities Code, customer service information, including the full name, address, telephone number, date of birth, employer name and address, and social security number of customers of the cable television corporation, customers of the providers of electronic digital pager communication, and customers of the providers of mobile telephony services. (3) In order to protect the privacy of utility, cable television, electronic digital pager communication, and mobile telephony service customers, a request to a public utility, cable television corporation, provider of electronic digital pager communication, or provider of mobile telephony services for customer service information pursuant to this

18 section shall meet the following requirements: (A) Be submitted to the public utility, cable television corporation, provider of electronic digital pager communication, or provider of mobile telephony services in writing, on a transmittal document prepared by the California Parent Locator Service and Central Registry or the California Child Support Automation System and approved by all of the public utilities, cable television corporations, providers of electronic digital pager communication, and providers of mobile telephony services. The transmittal shall be deemed to be an administrative subpoena for customer service information. (B) Have the signature of a representative authorized by the California Parent Locator Service and Central Registry or the California Child Support Automation System. (C) Contain at least three of the following data elements regarding the person sought: (i) First and last name, and middle initial, if known. (ii) Social security number. (iii) Driver's license number. (iv) Birth date. (v) Last known address. (vi) Spouse's name. (D) The California Parent Locator Service and Central Registry and the California Child Support Automation System shall ensure that each public utility, cable television corporation, provider of electronic digital pager communication services, and provider of mobile telephony services has at all times a current list of the names of persons authorized to request customer service information. (E) The California Child Support Automation System and the California Parent Locator Service and Central Registry shall ensure that customer service information supplied by a public utility, cable television corporation, providers of electronic digital pager communication, or provider of mobile telephony services is applicable to the person who is being sought before releasing the information pursuant to subdivision (d). (4) During the development of the California Child Support Automation System, the department shall determine the necessity of additional locate sources, including those specified in this section, based upon the cost-effectiveness of those sources. (5) The public utility, cable television corporation, electronic digital pager communication provider, or mobile telephony service provider may charge a fee to the California Parent Locator Service and Central Registry or the California Child Support

19 Automation System for each search performed pursuant to this subdivision to cover the actual costs to the public utility, cable television corporation, electronic digital pager communication provider, or mobile telephony service provider for providing this information. (6) No public utility, cable television corporation, electronic digital pager communication provider, or mobile telephony service provider or official or employee thereof, shall be subject to criminal or civil liability for the release of customer service information as authorized by this subdivision. (e) Notwithstanding Section of the Penal Code, any records established pursuant to this section shall be disseminated only to the Department of Child Support Services, the California Child Support Automation System, the California Parent Locator Service and Central Registry, the parent locator services and central registries of other states as defined by federal statutes and regulations, a local child support agency of any county in this state, and the federal Parent Locator Service. The California Child Support Automation System shall be allowed access to criminal offender record information only to the extent that access is allowed by law. (f)(1) At no time shall any information received by the California Parent Locator Service and Central Registry or by the California Child Support Automation System be disclosed to any person, agency, or other entity, other than those persons, agencies, and entities specified pursuant to Section 17505, this section, or any other provision of law. (2) This subdivision shall not otherwise affect discovery between parties in any action to establish, modify, or enforce child, family, or spousal support, that relates to custody or visitation. (g)(1) The Department of Justice, in consultation with the Department of Child Support Services, shall promulgate rules and regulations to facilitate maximum and efficient use of the California Parent Locator Service and Central Registry. Upon implementation of the California Child Support Automation System, the Department of Child Support Services shall assume all responsibility for promulgating rules and regulations for use of the California Parent Locator Service and Central Registry. (2) The Department of Child Support Services, the Public Utilities Commission, the cable television corporations, providers of electronic digital pager communication, and the providers of mobile telephony services shall develop procedures for obtaining the information described in subdivision (c) from public utilities, cable television corporations, providers of electronic digital pager communication, and providers of mobile telephony services and for compensating the public utilities, cable television corporations, providers of electronic digital pager communication, and providers of mobile telephony services for providing that information. (h) The California Parent Locator Service and Central Registry may charge a fee not to exceed eighteen dollars ($18) for any service it provides pursuant to this section that is

20 not performed or funded pursuant to Section 651 and following of Title 42 of the United States Code. (i) This section shall be construed in a manner consistent with the other provisions of this article. Generally Every State or Local Agency (See Definitions [7470] and then [7474]): West s Ann. Cal. Gov. Code 7470 (2011) For the purposes of this chapter: (a) The term financial institution includes state and national banks, state and federal savings associations, trust companies, industrial loan companies, and state and federal credit unions. Such term shall not include a title insurer while engaging in the conduct of the business of title insurance as defined by Section of the Insurance Code, an underwritten title company, or an escrow company. (b) The term financial records means any original or any copy of any record or document held by a financial institution pertaining to a customer of the financial institution. (c) The term person means an individual, partnership, corporation, limited liability company, association, trust or any other legal entity. (d) The term customer means any person who has transacted business with or has used the services of a financial institution or for whom a financial institution has acted as a fiduciary. (e) The term state agency means every state office, officer, department, division, bureau, board, and commission or other state agency, including the Legislature. (f) The term local agency includes a county; city, whether general law or chartered; city and county; school district; municipal corporation; district; political subdivision; or any board, commission or agency thereof; or other local public agency. (g) The term supervisory agency means any of the following: (1) The Department of Financial Institutions. (2) The Controller. (3) The Administrator of Local Agency Security. (4) The Department of Real Estate.