U.S. District Court California Northern District (San Francisco) CIVIL DOCKET FOR CASE #: 3:02-cv JSW

Transcription

1 US District Court Civil Docket as of 07/28/2005 Retrieved from the court on Wednesday, September 27, 2006 U.S. District Court California Northern District (San Francisco) CIVIL DOCKET FOR CASE #: 3:02-cv JSW Mather et al v. Van Wagoner Funds, Inc. et al Assigned to: Hon. Jeffrey S. White Demand: $0 Cause: 15:77 Securities Fraud Plaintiff Michael F. Mather Individually and on Behalf of all Others Similarly Situated Date Filed: 07/16/2002 Jury Demand: Plaintiff Nature of Suit: 160 Stockholders Suits Jurisdiction: Federal Question represented by Robert Kennedy O'Reilly Ademi & O'Reilly, LLP 3620 East Layton Avenue Cudahy, WI / LEAD ATTORNEY Azra Z. Mehdi Lerach Coughlin Stoia Geller Rudman & Robbins LLP 100 Pine Street Suite 2600 San Francisco, CA Fax: Guri Ademi Ademi & O'Reilly LLP 3620 East Layton Avenue Cudahy, Wi Fax: Shpetim Ademi Ademi & O'Reilly LLP 3620 East Layton Avenue Cudahy, WI Fax:

2 Randi D. Bandman Lerach Coughlin Stoia Geller Rudman & Robbins LLP 100 Pine Street Suite 2600 San Francisco, CA Fax: Plaintiff Stephanie Casolari represented by Azra Z. Mehdi Michael E. Moskovitz Much Shelist Freed Denenberg Ament & Rub 200 North LaSalle Street Suite 2100 Chicago, IL Fax: Randi D. Bandman Plaintiff Richard Casolari represented by Azra Z. Mehdi Michael E. Moskovitz Randi D. Bandman Plaintiff Paul Siesser represented by Azra Z. Mehdi

3 Lori G. Feldman Milberg Weiss Bershad & Schulman LLP 1001 Fourth Avenue Suite 2550 Seattle, WA Fax: Randi D. Bandman V. Defendant Van Wagoner Funds, Inc. represented by Peter K. Richardson Michael Best & Friedrich, LLP 100 E. Wisconsin Avenue Suite 3300 Milwaukee, WI Fax: LEAD ATTORNEY Joshua Benjamin Vinograd Paul, Hastings, Janofsky& Walker LLP 695 Town Center Drive 17th Floor Costa Mesa, CA Matthew A. Hodel Paul Hastings Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa, CA Fax: TERMINATED: 10/06/2003

4 Michael S. Leboff Paul Hastings Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa, CA Fax: TERMINATED: 10/06/2003 Peter M. Stone Paul Hasting Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa, CA (714) Fax: Jay C. Gandhi Paul Hastings Janofsky & Walker LLP 695 Town Center Drive, 17th Floor Costa Mesa, CA Defendant Van Wagoner Capital Management, Inc. represented by Peter K. Richardson LEAD ATTORNEY Joshua Benjamin Vinograd Matthew A. Hodel TERMINATED: 10/06/2003 Michael S. Leboff TERMINATED: 10/06/2003

5 Peter M. Stone Jay C. Gandhi Defendant Sunstone Financial Group, Inc. represented by Matthew J. Flynn Quarles & Brady LLP 411 E. Wisconsin Avenue Suite 2040 Milwaukee, WI / Fax: LEAD ATTORNEY Cristina D. Hernandez-Malaby Quarles & Brady LLP 411 E. Wisconsin Avenue Milwaukee, WI / Fax: 414/ Rachel Amanda Schneider Quarles & Brady LLP 411 East Wisconsin Avenue Milwaukee, WI Kimberly Bliss City Attorney's Office Fox Plaza 1390 Market Street, Sixth Floor San Francisco, CA Fax: Sarah A. Good Howard, Rice, et al.

6 Three Embarcadero Center, 7th Floor San Francisco, CA (415) Fax: (415) Defendant Van Wagoner Emerging Growth Fund represented by Peter K. Richardson LEAD ATTORNEY Joshua Benjamin Vinograd Matthew A. Hodel TERMINATED: 10/06/2003 Michael S. Leboff TERMINATED: 10/06/2003 Peter M. Stone Jay C. Gandhi Defendant Garrett R. Van Wagoner represented by Peter K. Richardson LEAD ATTORNEY Joshua Benjamin Vinograd Matthew A. Hodel TERMINATED: 10/06/2003

7 Michael S. Leboff TERMINATED: 10/06/2003 Peter M. Stone Jay C. Gandhi Defendant Larry P. Arnold represented by Peter K. Richardson LEAD ATTORNEY Joshua Benjamin Vinograd Matthew A. Hodel TERMINATED: 10/06/2003 Michael S. Leboff TERMINATED: 10/06/2003 Peter M. Stone Jay C. Gandhi Defendant Robert S. Colman represented by Joshua Benjamin Vinograd

8 Jay C. Gandhi Defendant Ernst &Young LLP represented by Shirish Gupta Mayer Brown Rowe & Maw Two Palo Alto Square Suite 300 Palo Alto, CA Fax: LEAD ATTORNEY Bennett E. Kaplan Mayer Brown Rowe & Maw 71 South Wacker Drive Chicago, IL Fax: Daniel James Delaney Mayer Brown Rowe & Maw 71 South Wacker Drive Chicago, IL Fax: Donald M. Falk Mayer, Brown & Platt Two Palo Alto Square Suite 300 Palo Alto, CA Michele L. Odorizzi Mayer Brown Rowe & Maw 71 South Wacker Drive Chicago, IL Fax:

9 Stanley J. Parzen Mayer Brown & Platt 71 South Wacker Drive Chicago, IL Fax: Defendant Van Wagoner Micro-Cap Growth Fund represented by Joshua Benjamin Vinograd Jay C. Gandhi Defendant Van Wagoner Technology Fund represented by Joshua Benjamin Vinograd Jay C. Gandhi Defendant Van Wagoner Post Venture Fund represented by Joshua Benjamin Vinograd Jay C. Gandhi Defendant Van Wagoner Mid-Cap Growth Fund represented by Joshua Benjamin Vinograd Jay C. Gandhi

10 Defendant Peter R. Kris represented by Joshua Benjamin Vinograd Jay C. Gandhi Date Filed # Docket Text 07/16/ CASE TRANSFERRED in from District of USDC-Eastern District of Wisconsin, Case Number 01-C Filed by Plaintiff Michael F. Mather. (tn) (Entered: 07/19/2002) 07/16/ ADR SCHEDULING ORDER: Case Management Statement due by 11/26/2002. Initial Case Management Conference set for 10:30 a.m. on 12/3/2002 (tn) (Entered: 07/19/2002) 08/20/ RE-NOTICE OF MOTION for Consolidation and Appointment of Lead Plaintiffs and Lead Counsel filed by Plaintiffs Eric P. Magistad, et al. Motion Hearing set for 9:30 a.m. on 9/24/2002. (tn) (Entered: 08/23/2002) 08/21/ CLERK'S NOTICE regarding consent to jurisdiction of United States Magistrate Judge. (tn) (Entered: 08/23/2002) 08/22/ Declination to Proceed Before a U.S. Magistrate Judge by Larry P. Arnold, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc. & REQUEST for reassignment to a United States District Judge. (tn, ) (Entered: 08/28/2002) 08/28/ CLERK'S NOTICE of Impending Reassignment to a United States District Court Judge. (tn) (Entered: 08/29/2002) 08/28/ REASSIGNMENT ORDER by Executive Committee. Case reassigned to Judge Saundra Brown Armstrong for all further proceedings. Mag. Judge Elizabeth D. Laporte no longer assigned to the case. (tn) (Entered: 08/30/2002) 09/05/ Declination to Proceed Before a U.S. Magistrate Judge by Ernst & Young LLP (jlm, ) Modified on 9/11/2002 (jlm, ). (Entered: 09/11/2002) 10/01/ Renotice motion hearing re: Motion for Consolidation and Appointment of Lead Plaintiffs and Lead filed by Stephanie Ann Casolari, Richard Casolari. Motion Hearing set for 11/12/ :30 AM. (jlm, ) Modified on 10/2/2002 (jlm, ). (Entered: 10/02/2002) 10/01/2002 Received Order re [9] Re-notice Motion for Consolidation and Appointment of Lead Plaintiffs and Lead by Stephanie Ann Casolari, Richard Casolari. (jlm, ) Modified on 10/2/2002 (jlm, ). (Entered: 10/02/2002)

11 10/03/ Renotice motion hearing re motion for consolidation [3] filed by Michael F. Mather. Motion Hearing set for 12/10/ :00 PM. (kc, ) (Entered: 10/09/2002) 10/03/2002 Received Document, proposed order granting motion [3] by Michael F. Mather. (kc, ) (Entered: 10/09/2002) 10/18/ Renotice motion hearing re consolidation of related actions and appointment of lead plaintiff and lead counsel filed by Michael F. Mather. Motion Hearing set for 12/17/ :00 PM. (kc, ) (Entered: 10/23/2002) 10/18/2002 Received Document, proposed order re consolidation of related actions, by Michael F. Mather. (kc, ) (Entered: 10/23/2002) 10/28/ NOTICE re: pro hac vice by Stephanie Ann Casolari, Richard Casolari. (jlm, ) Modified on 10/29/2002 (jlm, ). (Entered: 10/29/2002) 11/26/ Partial Opposition, objection and response re [3] filed by Larry P. Arnold, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (kc, ) Modified on 12/2/2002 (kc, ). (Entered: 12/02/2002) 12/02/ Response to re-notice of motion [3] by Ernst &Young LLP. (kc, ) (Entered: 12/05/2002) 12/11/ NOTICE of entry of order in C SBA by Michael F. Mather. (kc, ) (Entered: 12/13/2002) 12/11/ NOTICE of entry of order in C SBA by Michael F. Mather. (kc, ) (Entered: 12/13/2002) 12/11/ Reply to response [13] filed by Michael F. Mather. (kc,) Modified on 12/13/2002 (kc,) (Entered: 12/13/2002) 12/12/ NOTICE of Order Granting Pro Hac Vice for Michael E. Moskovitz in Case No. C SBA by Michael F. Mather. (jlm, ) (Entered: 12/17/2002) 12/12/ NOTICE of Order Granting Pro Hac Vice for Michael J. Freed in Case No. C SBA by Michael F. Mather. (jlm, ) (Entered: 12/17/2002) 12/12/ NOTICE of Order Granting Pro Hac Vice for Carol V. Gilden in Case No. C SBA by Michael F. Mather. (jlm, ) (Entered: 12/17/2002) 12/16/ MOTION for Pro Hac Vice (Daniel J. Delaney) filed by Ernst &Young LLP. Motion Hearing set for 12/17/ :00 PM. (jlm, ) (Entered: 12/18/2002) 12/16/2002 Received Order re [21] Motion for Pro Hac Vice for Daniel J. Delaney by Ernst &Young LLP. (jlm, ) (Entered: 12/18/2002) 12/17/ ORDER by Judge Saundra Brown Armstrong granting [21] Motion for Pro Hac Vice for Daniel J. Delaney (jlm, ) (Entered: 12/18/2002) 12/23/ NOTICE of entry of order [22] by Ernst &Young LLP. (kc, ) (Entered: 12/27/2002) 12/23/ MOTION for Pro Hac Vice and declaration of Matthew J. Flynn in support of admission pro hac vice filed by Sunstone Financial Group, Inc.. (kc, ) (Entered: 12/27/2002)

12 12/23/ MOTION for Pro Hac Vice and declaration of Cristina D. Hernandez-Malaby for admission pro hac vice filed by Sunstone Financial Group, Inc.. (kc, ) (Entered: 12/27/2002) 12/23/2002 Received Document, proposed order granting applications for admission pro hac vice [24], [25], by Sunstone Financial Group, Inc.. (kc, ) (Entered: 12/27/2002) 12/23/ CERTIFICATE OF SERVICE by Sunstone Financial Group, Inc. of applications for admission pro hac vice [24], [25], proposed order (kc, ) (Entered: 12/27/2002) 01/06/ ORDER by Judge Saundra Brown Armstrong DENYING [3] Motion to Appoint Stephanie Ann Casolari, Richard Casolari, and Paul Siesser as Lead Plaintiff AND DENYING WITHOUT PREJUDICE as Premature, Motion to Appoint Lead Counsel. (jlm, ) (Entered: 01/09/2003) 01/07/ NOTICE re [27] Order by Michael F. Mather. (jlm, ) (Entered: 01/14/2003) 01/14/ ORDER REASSIGNING CASE. Case reassigned to Judge Jeffrey S. White for all further proceedings. Judge Saundra Brown Armstrong no longer assigned to case. Signed by The Executive Committee on 01/14/03. (jlm, ) (Entered: 01/15/2003) 01/14/2003 MOTIONS [24], [25] REFERRED to Judge Jeffrey S. White. (jlm, ) (Entered: 01/30/2003) 01/15/ MOTION for Pro Hac Vice of Bennett E. Kaplan (filing fee paid, reciept no ) filed by Ernst &Young LLP. (vlh, ) (Entered: 01/22/2003) 01/15/2003 Received Order re [30] Granting MOTION for Pro Hac Vice of Bennett E. Kaplan by Ernst &Young LLP. (vlh, ) (Entered: 01/22/2003) 01/15/ CERTIFICATE OF SERVICE by Ernst &Young LLP re [30] (vlh, ) (Entered: 01/22/2003) 01/29/ CASE MANAGEMENT SCHEDULING ORDER: Case Management Statement due by 2/15/2003. Case Management Conference set for 2/20/2003 at 09:00 AM. Signed by Judge Jeffrey S. White on 1/28/03. (ci, ) (Entered: 01/29/2003) 01/29/ ELECTRONIC CASE FILING ORDER. Signed by Judge Jeffrey S. White on 1/28/03. (ci, ) (Entered: 01/29/2003) 02/07/ STIPULATION to continue case management conference by Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Emerging Growth Fund, Van Wagoner Funds, Inc.. (Stone, Peter) (Entered: 02/07/2003) 02/07/ ORDER by Judge Jeffrey S. White granting [24] Motion for Pro Hac Vice of Matthew J. Flynn, granting [25] Motion for Pro Hac Vice of Christina D. Hernandez-Malaby. (vlh, ) (Entered: 02/11/2003) 02/07/ ORDER by Judge Jeffrey S. White granting [30] Motion for Pro Hac Vice of Bennett E. Kaplan (vlh, ) (Entered: 02/11/2003) 02/11/ STIPULATION AND [PROPOSED] ORDER by Michael F. Mather. (Attachments: # 1 Exhibit A)(Bandman, Randi) (Entered: 02/11/2003) 02/11/ ORDER GRANTING STIPULATION. Signed by Judge Jeffrey S. White on

13 January 11, (jswlc2, ) (Entered: 02/11/2003) 02/11/ ORDER GRANTING STIPULATION TO CONSOLIDATE CASES C JSW, C JSW, C JSW, C JSW, C JSW, C JSW, C JSW, C JSW, C JSW. Every pleading in the consolidated action shall bear the name "In re Van Wagoner Funds, Inc. Securities Litigation". Signed by Judge Jeffrey S. White on February 11, (jswlc2, ) Modified on 3/28/2003 (vlh, ). (Entered: 02/11/2003) 02/11/2003 Set/Reset Hearings: Case Management Conference set for 4/4/2003 at 01:30 PM. (vlh, ) (Entered: 02/12/2003) 02/12/ NOTICE of Related Case re [1] by Michael F. Mather. (Bandman, Randi) (Entered: 02/12/2003) 02/14/ Amended MOTION to Amend/Correct Notice of Amended Motion and Amended Motion of Stephanie Ann Casolari,Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel; Memorandum of Points and Authorities in Support Thereof filed by Stephanie Casolari, Richard Casolari, Paul Siesser. Motion Hearing set for 3/21/ :00 AM. (Bandman, Randi) (Entered: 02/14/2003) 02/14/ DECLARATION in Support re 41 Declaration of Luke O. Brooks in Support of Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel filed by Richard Casolari, Stephanie Casolari, Paul Siesser. (Attachments: # 1 Exhibit A)(Related document(s)41) (Bandman, Randi) (Entered: 02/14/2003) 02/14/ Proposed Order re 41 [Proposed] Order Granting Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel by Richard Casolari, Stephanie Casolari, Paul Siesser. (Bandman, Randi) (Entered: 02/14/2003) 02/18/ MOTION for Pro Hac Vice of Attorney Cristina D. Hernandez (filing fee paid, receipt # ) filed by Sunstone Financial Group, Inc.. (vlh, ) (Entered: 02/19/2003) 02/18/ MOTION for Pro Hac Vice of ATtorney Matthew J. Flynn (filing fee paid) filed by Sunstone Financial Group, Inc.. (vlh, ) (Entered: 02/19/2003) 02/18/2003 Received Document re [44], [45] Granting Pro Hac Vice Applications of Cristina Hernandez and Matthew Flynn by Sunstone Financial Group, Inc.. (vlh, ) (Entered: 02/19/2003) 02/18/ CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re [44], [45] (vlh, ) (Entered: 02/19/2003) 02/20/ MOTION to Appoint Lead Plaintiff and Lead Counsel [Corrected] filed by Richard Casolari, Stephanie Casolari, Paul Siesser. Motion Hearing set for 3/21/ :00 AM. (Bandman, Randi) (Entered: 02/20/2003) 02/21/ NOTICE re [24], [25] Entry of Order Granting Applications for Admission of Matthew J. Flynn and Christina D. Hernandez-Malaby Pro Hac Vice by Sunstone Financial Group, Inc.. (Attachments: # 1 Exhibit A)(Good, Sarah) (Entered:

14 02/21/2003) 02/24/ CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re 48 (Good, Sarah) (Entered: 02/24/2003) 02/25/ ORDER Granting Applications for Admission of Matthew J. Flynn and Christina D. Hernandez-Malaby Pro Hac Vice. Signed by Judge Jeffrey S. White on 2/25/2003. (vlh, ) (Entered: 02/26/2003) 02/28/ STIPULATION re 47 TO EXTEND DEADLINE FOR FILING OF OPPOSITIONS TO AMENDED MOTION OF STEPHANIE ANN CASOLARI, RICHARD CASOLARI AND PAUL SIESSER FOR APPOINTMENT OF LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF LEAD COUNSEL; [PROPOSED] ORDER THEREON by Sunstone Financial Group, Inc.. (Bliss, Kimberly) (Entered: 02/28/2003) 02/28/ ORDER GRANTING STIPULATION. Signed by Judge Jeffrey S. White on February 28, (jswlc2, ) (Entered: 02/28/2003) 02/28/2003 Set/Reset Hearings: Vacating 3/21/03 9:00AM Motion Hearing (vlh, ) (Entered: 03/03/2003) 03/03/ CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re 51 Stipulation To Extend Deadline for Filing of Oppositions To Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel; [Proposed] Order Thereon (Bliss, Kimberly) (Entered: 03/03/2003) 03/03/ CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re Stipulation to Extend Deadline for Filing of Oppositions to Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Section of Lead Counsel;and [Proposed] Order Thereon (Bliss, Kimberly) (Entered: 03/03/2003) 03/03/ ORDER Discontinuing Service by Mail. Signed by Judge Jeffrey S. White on 3/3/03. (jjo, ) (Entered: 03/03/2003) 03/06/ ORDER RELATING CASE to case numbers: C , C , C , C , C , C , C , C Signed by Judge Jeffrey S. White on 3/6/2003. (vlh, ) (Entered: 03/07/2003) 03/07/ STIPULATION re 47 TO CONTINUE HEARING ON AMENDED MOTION OF STEPHANIE ANN CASOLARI, RICHARD CASOLARI AND PAUL SIESSER FOR APPOINTMENT OF LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF LEAD COUNSEL; [PROPOSED] ORDER THEREON by Sunstone Financial Group, Inc.. (Bliss, Kimberly) (Entered: 03/07/2003) 03/07/ Memorandum in Opposition re 41 to Amended Motion For Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel filed by Larry P. Arnold, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (Attachments: # 1 Exhibit # 2)(Leboff, Michael) (Entered: 03/07/2003) 03/07/ Memorandum in Opposition re 47 RESPONSE to Amended Motion of Plaintiffs

15 Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs filed by Ernst &Young LLP. (Attachments: # 1 Exhibit Exhibit A# 2 Exhibit Exhibit B# 3 Exhibit Exhibit C)(Gupta, Shirish) (Entered: 03/07/2003) 03/11/ ORDER GRANTING STIPULATION AND SETTING PLEADING SCHEDULE re 57. Signed by Judge Jeffrey S. White on March 11, (jswlc2, ) (Entered: 03/11/2003) 03/11/2003 Set/Reset Hearings: vacating 3/21/2003 9:00 AM hearing (vlh, ) (Entered: 03/12/2003) 03/12/ MOTION for Pro Hac Vice and Declaration of Rachel A. Schneider for Admission Pro Hac Vice Pursuant to Local Rule 11-3 (filing fee paid) filed by Sunstone Financial Group, Inc.. (Attachments: # 1 Proposed Order Granting Application for Admission of Rachel Schneider Pro Hac Vice)(Bliss, Kimberly) Modified on 3/13/2003 (vlh, ). (Entered: 03/12/2003) 03/14/ ORDER by Judge Jeffrey S. White granting 61 Motion for Pro Hac Vice (jswlc2, ) (Entered: 03/14/2003) 03/14/ MOTION for Pro Hac Vice Admission of Attorney Lori G. Feldman filed by Richard Casolari, Stephanie Casolari, Michael F. Mather, Paul Siesser. (vlh, ) (Entered: 03/19/2003) 03/14/2003 Proposed Order re [64] granting MOTION for Pro Hac Vice Admission of Attorney Lori G. Feldman by Richard Casolari, Stephanie Casolari, Michael F. Mather, Paul Siesser. (vlh, ) (Entered: 03/19/2003) 03/18/ CLERK'S NOTICE VACATING 4/4/03 at 1:30 p.m. Case Manangement Conference. (jjo, ) (Entered: 03/18/2003) 03/18/ ORDER by Judge Jeffrey S. White granting [64] Motion for Pro Hac Vice of Lori G. Feldman (vlh, ) (Entered: 03/20/2003) 03/25/ NOTICE re [65] of Entry of Order by Paul Siesser. (vlh, ) Additional attachment(s) added on 3/27/2003 (vlh, ). (Entered: 03/26/2003) 03/25/ CLERK'S NOTICE re: Failure to E-File and/or Failure to Register as an E-Filer (vlh, ) (Entered: 03/26/2003) 03/26/ ***Erroneous Posting. Document Originally Filed on 3/25/2003. Refer to Document 66 For Correct Entry.*** NOTICE re [65] ENTRY OF ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY PRO HAC VICE by Paul Siesser. (Mehdi, Azra) Modified on 3/27/2003 (vlh, ). (Entered: 03/26/2003) 03/26/ NOTICE of Change of Address by Michael F. Mather. (Mehdi, Azra) (Entered: 03/26/2003) 03/28/ ORDER OF CONSOLIDATION re 37. CASES C JSW, C JSW, C JSW, C JSW, C JSW, C JSW, C JSW, C JSW, C JSW. Every pleading in the consolidated action shall bear the name "In re Van Wagoner Funds, Inc. Securities Litigation". Signed by Judge Jeffrey S. White on March 28, (jswlc2, ) Modified on 3/31/2003 (vlh,

16 ). (Entered: 03/28/2003) 03/28/ Reply to Opposition Memorandum of Law in Reply to Defendants' Opposition to the Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiff and Approval of Their Selection of Lead Counsel filed by Michael F. Mather. (Mehdi, Azra) (Entered: 03/28/2003) 03/28/ DECLARATION in Support re 71 Declaration of Azra Z. Mehdi in Support of Memorandum of Law in Reply to Defendants' Opposition to the Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiff and Approval of Their Selection of Lead Counsel filed by Michael F. Mather. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Related document(s)71) (Mehdi, Azra) (Entered: 03/28/2003) 04/01/ NOTICE of Entry of Orders Granting Applications for Admission of Matthew J. Flynn and Christina D. Hernandez-Malaby Pro Hac Vice by Sunstone Financial Group, Inc.. (Attachments: # 1 Exhibit A to Notice of Entry of Orders)(Good, Sarah) (Entered: 04/01/2003) 04/01/ Reply to Opposition [Corrected] Memorandum of Law in Reply to Defendants' Opposition to the Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiff and Approval of Their Selection of Lead Counsel filed by Michael F. Mather. (Mehdi, Azra) (Entered: 04/01/2003) 04/01/ DECLARATION in Support re 74 [Corrected] Declaration of Azra Z. Mehdi in Support of Memorandum of Law in Reply to Defendants' Opposition to the Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiff and Approval of Their Selection of Lead Counsel filed by Michael F. Mather. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Related document(s)74) (Mehdi, Azra) (Entered: 04/01/2003) 04/08/ CLERK'S NOTICE scheduling Motion to Appoint Lead Plaintiff and Motion to Appoint Lead Counsel for May 9, 2003 at 9:00 a.m. (jjo, ) (Entered: 04/08/2003) 04/09/ ORDER by Judge Jeffrey S. White denying 41 Motion to Amend/Correct, denying 47 Plaintiffs' Motion to Appoint Lead Plaintiff and Lead Counsel, Appointing Lead Plaintiffs and Lead Counsel (jswlc2, ) (Entered: 04/09/2003) 04/10/ INITIAL SCHEDULING CONFERENCE ORDER: Case Management Conference set for 5/16/2003 at 01:30 PM.. Signed by Judge Jeffrey S. White on 4/9/03. (jjo, ) (Entered: 04/10/2003) 04/11/ Letter dated 4/8/2003 from Susan G. Schellinger re: service list. (vlh, ) (Entered: 04/14/2003) 04/23/ NOTICE OF ENTRY OF ORDER GRANTING APPLICATIONS FOR ADMISSION OF BENNETT E.KAPLAN AND DANIEL J. DELANEY PRO HAC VICE by Ernst &Young LLP. (Attachments: # 1 Exhibit ONE# 2 Exhibit TWO)(Gupta, Shirish) (Entered: 04/23/2003) 04/24/ Letter from the Law Firm of Rosenthal, Monhait, Gross & Goddess, P.A. dated 4/22/2003 re: service list. (vlh, ) (Entered: 04/25/2003) 05/09/ JOINT CASE MANAGEMENT STATEMENT AND [PROPOSED] ORDER filed

17 by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Entered: 05/09/2003) 05/19/ Minute Entry: Initial Case Management Conference held on 5/16/2003 before Judge Jeffrey S. White. Case referred to Private Mediation. (Court Reporter Leo Mankiewicz.) (jjo, ) (Entered: 05/19/2003) 05/19/ SCHEDULING ORDER:Amended Complaint to be filed forty-five (45) days from entry of this Order. Hearing on Motion to Dismiss: 12/5/03 at 9:00 a.m. Reply to Motion to Dismiss to be filed by 11/3/03. Signed by Judge Jeffrey S. White on 5/19/03. (jjo, ) (Entered: 05/19/2003) 06/12/ CASE MANAGEMENT STATEMENT Modification Letter filed by Sunstone Financial Group, Inc.. (Hernandez-Malaby, Christina) (Entered: 06/12/2003) 07/01/ STIPULATION AND [PROPOSED] ORDER by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Entered: 07/01/2003) 07/01/ JOINT STIPULATION AND ORDER re 86. Signed by Judge Jeffrey S. White on July 1, (jswlc2, ) (Entered: 07/01/2003) 07/24/ AMENDED COMPLAINT For Violation of The Federal Securities Laws against all defendants. Filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Entered: 07/24/2003) 09/29/ First MOTION to Dismiss filed by Sunstone Financial Group, Inc.. Motion Hearing set for 1/16/ :00 AM. (Attachments: # 1 Proposed Order)(Hernandez- Malaby, Cristina) (Entered: 09/29/2003) 09/29/ Declaration of Cristina D. Hernandez-Malaby in Support of 89 First Motion to Dismiss filed by Sunstone Financial Group, Inc.. (Attachments: # 1 Exhibit A)(Related document(s)89) (Hernandez-Malaby, Cristina) (Entered: 09/29/2003) 09/29/ NOTICE OF MOTION AND MOTION TO DISMISS THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) (Entered: 09/29/2003) 09/29/ MEMORANDUM in Support OF ITS MOTION TO DISMISS THE AMENDED CONSOLIDATED COMPLAINT filed by Ernst &Young LLP. (Gupta, Shirish) (Entered: 09/29/2003) 09/29/ Appendix OF UNPUBLISHED AUTHORITIES IN SUPPORT OF THE MOTIONS TO DISMISS AND STRIKE THE AMENDED CONSOLIDATED COMPLAINT filed by Ernst &Young LLP. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5)(Gupta, Shirish) (Entered: 09/29/2003) 09/29/ Appendix re 91 AND REQUEST FOR JUDICIAL NOTICE IN SUPPORT OF ITS MOTION TO DISMISS THE AMENDED CONSOLIDATED COMPLAINT; MEMORANDUM OF POINTS AND AUTHORITIES AND DECLARATION OF SHIRISH GUPTA IN SUPPORT THEREOF filed by Ernst &Young LLP. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G)(Related document(s)91) (Gupta, Shirish) (Entered: 09/29/2003)

18 09/29/ MOTION to Strike PARAGRAPHS 45 AND 268 FROM PLAINTIFFS' AMENDED CONSOLIDATED COMPLAINT filed by Ernst &Young LLP. Motion Hearing set for 1/16/ :00 AM. (Gupta, Shirish) (Entered: 09/29/2003) 09/29/ MEMORANDUM in Support re 95 SUPPORTING ITS MOTION TO STRIKE PARAGRAPHS 45 AND 268 FROM PLAINTIFFS' AMENDED CONSOLIDATED COMPLAINT filed by Ernst &Young LLP. (Related document(s)95) (Gupta, Shirish) (Entered: 09/29/2003) 09/29/ MOTION to Dismiss Consolidated Amended Complaint filed by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. Motion Hearing set for 1/16/ :00 AM. (vlh, COURT STAFF) Additional attachment(s) added on 10/8/2003 (vlh, COURT STAFF). (Entered: 09/30/2003) 09/29/ Joinder re 95 in Motion to Strike Paragraphs 45 and 268 From Plaintiffs' Amended Consolidated Complaint by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (vlh, COURT STAFF) Additional attachment(s) added on 10/8/2003 (vlh, COURT STAFF). (Entered: 09/30/2003) 09/29/2003 Proposed Order re 97 Granting Motion to Dismiss by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (vlh, COURT STAFF) (Entered: 09/30/2003) 09/29/ Request for Judicial Notice re 97 filed by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (Related document(s)97) (vlh, COURT STAFF) Additional attachment(s) added on 10/9/2003 (vlh, COURT STAFF). Additional attachment(s) added on 10/9/2003 (vlh, COURT STAFF). Additional attachment(s) added on 10/9/2003 (vlh, COURT STAFF). (Entered: 09/30/2003) 09/30/ CLERK'S NOTICE re: Failure to E-File and/or Failure to Register as an E-Filer (vlh, COURT STAFF) (Entered: 09/30/2003) 09/30/ *** FILED IN ERROR. PLEASE SEE DOCKET #104 *** Proposed Order re 95 MOTION TO STRIKE PARAGRAPHS 45 AND 268 FROM THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) Modified on 9/30/2003 (br, COURT STAFF). (Entered: 09/30/2003) 09/30/ Proposed Order re 91 MOTION TO DISMISS THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) (Entered: 09/30/2003) 09/30/ *** FILED IN ERROR. PLEASE SEE DOCKET #104 *** Proposed Order re 95 [CORRECTION OF DOCKET #101 MOTION TO STRIKE PARAGRAPHS 45 AND 268 FROM THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) Modified on 9/30/2003 (br, COURT STAFF). (Entered: 09/30/2003) 09/30/ Proposed Order re 95 Correction of Dockets 101 and 103 MOTION TO STRIKE

19 PARAGRAPHS 45 AND 268 FROM THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) (Entered: 09/30/2003) 10/03/ ***Filed in Error. Refer to Document 107 For Correct Entry.*** MOTION to Substitute Attorney Jay C. Gandhi filed by Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Emerging Growth Fund, Van Wagoner Funds, Inc., Van Wagoner Micro-Cap Growth Fund, Van Wagoner Mid-Cap Growth Fund, Van Wagoner Post Venture Fund, Van Wagoner Technology Fund. (Gandhi, Jay) Modified on 10/7/2003 (vlh, COURT STAFF). (Entered: 10/03/2003) 10/06/ CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re 89 Motion to Dismiss (Hernandez-Malaby, Cristina) (Entered: 10/06/2003) 10/06/ Letter dated 10/02/2003 from Joshua B. Vinograd re: substitution of counsel. (vlh, COURT STAFF) (Entered: 10/07/2003) 11/13/ Memorandum in Opposition re 95 Defendant Ernst & Young's Motion to Strike Paragraphs 45 and 268 From Plaintiffs' Amended Consolidated Complaint filed by Richard Casolari, Stephanie Casolari. (Attachments: # 1 Appendix Of Unpublished Authorities in Support of Lead Plaintiffs' Memorandum of Points and Authorities in Opposition to Defendant Ernst & Young's Motion to Strike Paragraphs 45 and 268 From Plaintiffs' Amended Consolidated Complaint)(Moskovitz, Michael) (Entered: 11/13/2003) 11/13/ MOTION to Strike 89 Certain Matters Raised in UMB Fund Services, Inc.'s Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. Motion Hearing set for 1/16/ :00 AM. (Attachments: # 1 Proposed Order Granting Lead Plaintiffs' Motion to Exclude Certain Matters Raised in UMB Fund Services, Inc.'s Motion to Dismiss)(Moskovitz, Michael) (Entered: 11/13/2003) 11/13/ MEMORANDUM in Support re 109 Lead Plaintiffs' Motion to Exclude Certain Matters Raised in UMB Fund Services, Inc.'s Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Attachments: # 1 Affidavit Declaration of Carol V. Gilden in Support of Lead Plaintiffs' Motion to Exclude Certain Matters Raised in UMB Fund Services, Inc.'s Motion to Dismiss)(Related document(s)109) (Moskovitz, Michael) (Entered: 11/13/2003) 11/13/ Memorandum in Opposition re 89, 97 to Van Wagoner Defendants', Ernst & Young LLP's and UMB Fund Services, Inc.'s Motions to Dismiss filed by Richard Casolari, Stephanie Casolari. (Attachments: # 1 Appendix Of Unpublished Authorities in Support of Lead Plaintiffs' Response to Van Wagoner Defendants', Ernst & Young's and UMB's Motions to Dismiss# 2 Appendix Part II)(Moskovitz, Michael) (Entered: 11/13/2003) 11/25/ MOTION to Amend/Correct 111 Memorandum in Opposition, to Van Wagoner Defendants', Ernst & Young LLP's and UMB Fund Services, Inc.'s Motions to Dismiss filed by Richard Casolari, Stephanie Casolari. (Attachments: # 1 Proposed Order Granting Lead Plaintiffs' Motion for Leave to File Lead Plaintiffs' Amended Opposition to Van Wagoner Defendants', Ernst & Young LLP's and UMB Fund Services, Inc.'s Motions to Dismiss)(Moskovitz, Michael) (Filed on 11/25/2003) (Entered: 11/25/2003)

20 12/02/ Memorandum in Opposition (Amended) to The Van Wagoner Defendants' Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Filed on 12/2/2003) (Entered: 12/02/2003) 12/02/ Memorandum in Opposition (Amended) to UMB Fund Services, Inc.'s Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Filed on 12/2/2003) (Entered: 12/02/2003) 12/02/ Memorandum in Opposition (Amended) to Ernst & Young, L.L.P.'s Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Filed on 12/2/2003) (Entered: 12/02/2003) 12/04/ MOTION requiring plaintiffs to comply with the page limits re 115 Memorandum in Opposition ; Declaration of Shirish Gupta filed by Ernst &Young LLP. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Gupta, Shirish) (Filed on 12/4/2003) (Entered: 12/04/2003) 12/04/ Proposed Order by Ernst &Young LLP. (Gupta, Shirish) (Filed on 12/4/2003) (Entered: 12/04/2003) 12/05/ EXHIBITS B, (CORRECTION OF EXHIBIT B OF DOCKET [#116]) filed by Ernst &Young LLP. (Gupta, Shirish) (Filed on 12/5/2003) (Entered: 12/05/2003) 12/05/ Amended MOTION requiring plaintiffs to comply with the page limits re 115 Memorandum in Opposition ; Amended Declaration of Shirish Gupta filed by Ernst &Young LLP. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Gupta, Shirish) (Filed on 12/5/2003) (Entered: 12/05/2003) 12/05/ Proposed Order Re Amended Request by Ernst &Young LLP. (Gupta, Shirish) (Filed on 12/5/2003) (Entered: 12/05/2003) 12/05/ Memorandum in Opposition to Defendant Ernst & Young LLP's Request for an Order Concerning a Misc. Administrative Request Requiring Plaintiffs to Comply with the Page Limits for its Opposition to the Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Attachments: # 1 Affidavit of Michael E. Moskovitz in Support of Lead Plaintiffs' Opposition to Defendant Ernst & Young LLP's Request for an Order Concerning a Misc. Administrative Request Requiring Plaintiffs to Comply with the Page Limits for its Opp. to the Mot. to Dismiss)(Moskovitz, Michael) (Filed on 12/5/2003) (Entered: 12/05/2003) 12/08/ ORDER RE OPPOSITION TO MOTIONS TO DISMISS. Signed by Judge Jeffrey S. White on December 8, (jswlc2, ) (Filed on 12/8/2003) (Entered: 12/08/2003) 12/08/2003 Set Hearings: Motion Hearing set for 4/16/ :00 AM. (vlh, COURT STAFF) (Filed on 12/8/2003) (Entered: 12/09/2003) 12/19/ Memorandum in Opposition [Second Amended] to Ernst & Young, LLP's Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Attachments: # 1 Appendix of Unpublished Authorities in Support of Lead Plaintiffs' Second Amended Opposition to Ernst & Young LLP's Motion to Dismiss)(Moskovitz, Michael) (Filed on 12/19/2003) (Entered: 12/19/2003) 12/19/ Memorandum in Opposition [Second Amended] to UMB Fund Services, Inc.'s

21 Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Attachments: # 1 Appendix of Unpublished Authorities in Support of Lead Plaintiffs' Second Amended Opposition to UMB Fund Services, Inc.'s Motion to Dismiss)(Moskovitz, Michael) (Filed on 12/19/2003) (Entered: 12/19/2003) 12/19/ Memorandum in Opposition [Second Amended] to The Van Wagoner Defendants' Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Attachments: # 1 Appendix of Unpublished Authorities in Support of Lead Plaintiffs' Second Amended Opposition to the Van Wagoner Defendants' Motion to Dismiss)(Moskovitz, Michael) (Filed on 12/19/2003) (Entered: 12/19/2003) 01/15/ NOTICE of Change of Address by Shirish Gupta (Gupta, Shirish) (Filed on 1/15/2004) (Entered: 01/15/2004) 03/19/ Reply Memorandum of Points and Authorities Supporting its Motion to Strike filed by Ernst &Young LLP. (Gupta, Shirish) (Filed on 3/19/2004) (Entered: 03/19/2004) 03/19/ Reply Memorandum in Support of its Motion to Dismiss the Consolidated Amended Complaint filed by Ernst &Young LLP. (Gupta, Shirish) (Filed on 3/19/2004) (Entered: 03/19/2004) 03/19/ *** FILED IN ERROR. PLEASE SEE DOCKET #132 *** Appendix re 91, 92, 94 (Revised) and Request for Judicial Notice in Support of its Motion to Dismiss the Amended Consolidated Complaint; Memorandum of Points and Authorities; and Revised Declaration of Shirish Gupta filed by Ernst &Young LLP. (Related document(s)91, 92, 94) (Gupta, Shirish) (Filed on 3/19/2004) Modified on 3/24/2004 (br, COURT STAFF). (Entered: 03/19/2004) 03/19/ Reply Memorandum re 89 First MOTION to Dismiss filed by Sunstone Financial Group, Inc.. (Hernandez-Malaby, Cristina) (Filed on 3/19/2004) (Entered: 03/19/2004) 03/19/ Memorandum in Opposition re 109 MOTION to Strike 89 Certain Matters Raised in UMB Fund Services, Inc.'s Motion to Dismiss filed by Sunstone Financial Group, Inc.. (Hernandez-Malaby, Cristina) (Filed on 3/19/2004) (Entered: 03/19/2004) 03/19/ Appendix re 91 (CORRECT 129) and Request for Judicial Notice in Support of its Motion to Dismiss the Amended Consolidated Complaint; Memorandum of Points and Authorities; and Revised Declaration of Shirish Gupta filed by Ernst &Young LLP. (Attachments: # 1 # 2 # 3 # 4 # 5 # 6 # 7)(Related document(s)91) (Gupta, Shirish) (Filed on 3/19/2004) (Entered: 03/19/2004) 03/19/ Reply Memorandum in Support of Van Wagoner Defendants' Motion to Dismiss Plaintiffs' Amended Consolidated Complaint filed by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (Attachments: # 1 Appendix Appendix of Unreported Decisions# 2 Exhibit Exhibit 1# 3 Exhibit Exhibit 2# 4 Exhibit Exhibit 3# 5 Exhibit Exhibit 4# 6 Exhibit Exhibit 5# 7 Proof of Service)(Gandhi, Jay) (Filed on 3/19/2004) (Entered: 03/19/2004)

22 03/24/ AMENDED DOCUMENT by Sunstone Financial Group, Inc.. Amendment to 130 Reply Memorandum, 131 Memorandum in Opposition as to the Certificate of Service. (Hernandez-Malaby, Cristina) (Filed on 3/24/2004) (Entered: 03/24/2004) 04/02/ Reply Memorandum re 109 MOTION to Strike 89 Certain Matters Raised in UMB Fund Services, Inc.'s Motion to Dismiss filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Filed on 4/2/2004) (Entered: 04/02/2004) 04/16/ Minute Entry: Motion Hearing held on 4/16/2004 before Judge Jeffrey S. White (Date Filed: 4/16/2004). (Court Reporter David Disbrow.) (jjo, COURT STAFF) (Date Filed: 4/16/2004) (Entered: 04/16/2004) 06/14/ NOTICE by Paul Siesser Notice of Firm Name Change (Feldman, Lori) (Filed on 6/14/2004) (Entered: 06/14/2004) 07/27/ ORDER GRANTING 97 MOTION to Dismiss Consolidated Amended Complaint filed by Van Wagoner Funds, Inc., Van Wagoner Capital Management, Inc., Garrett R. Van Wagoner, Larry P. Arnold, Robert S. Colman, and Peter R. Kris. Signed by Judge Jeffrey S. White on July 27, (jswlc2, COURT STAFF) (Filed on 7/27/2004) (Entered: 07/27/2004) 07/27/ ORDER GRANTING 91 MOTION to Dismiss and GRANTING 95 MOTION to Strike Paragraphs 45 and 268 From Plaintiffs' Amended Consolidated Complaint filed by Ernst & Young LLP. Signed by Judge Jeffrey S. White on July 27, (jswlc2, COURT STAFF) (Filed on 7/27/2004) (Entered: 07/27/2004) 07/27/ ORDER GRANTING 89 First MOTION to Dismiss filed by Sunstone Financial Group, Inc., and GRANTING 109 MOTION to Strike Certain Matters Raised in UMB Fund Services, Inc.'s Motion to Dismiss filed by Stephanie Casolari, Richard Casolari. Signed by Judge Jeffrey S. White on July 27, (jswlc2, COURT STAFF) (Filed on 7/27/2004) (Entered: 07/27/2004) 08/26/ MOTION To Set Filing Date For Plaintiffs' Second Amended Complaint; Notice Of Motion; Memorandum Of Points And Authorities In Support; [Proposed] Order filed by Richard Casolari, Stephanie Casolari. Motion Hearing set for 10/8/ :00 AM. (Moskovitz, Michael) (Filed on 8/26/2004) (Entered: 08/26/2004) 09/03/ MOTION To Set Filing Date For Plaintiffs' Second Amended Complaint; Re- Notice of Motion; Memorandum of Points and Authorities In Support; [Proposed] Order re 141 MOTION To Set Filing Date For Plaintiffs' Second Amended Complaint; Notice Of Motion; Memorandum Of Points And Authorities In Support; [Proposed] Order filed by Richard Casolari, Stephanie Casolari. Motion Hearing set for 12/3/ :00 AM. (Moskovitz, Michael) (Filed on 9/3/2004) (Entered: 09/03/2004) 09/09/ MOTION To Set Filing Date For Plaintiffs' Second Amended Complaint; Re- Notice of Motion; Memorandum of Points and Authorities In Support; [Proposed] Order re 142 MOTION To Set Filing Date For Plaintiffs' Second Amended Complaint; Re-Notice of Motion; Memorandum of Points and Authorities In Support; [Proposed] Order re 141 MOTION To Set Filing Date For Plaintiffs' Second Amended Complaint; Notice of Motion; Memorandum of Points and Authorities in Support; [Proposed] Order filed by Richard Casolari, Stephanie Casolari. Motion Hearing set for 12/10/ :00 AM. (Moskovitz, Michael)

23 (Filed on 9/9/2004) (Entered: 09/09/2004) 09/16/ MOTION for Joinder by the Van Wagoner Defendants and Defendant UMB Fund Services, Inc. in Lead Plaintiffs' Re-Noticed Motion to Set Filing Date for Second Amended Consolidated Complaint filed by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. Motion Hearing set for 10/8/ :00 AM. (Gandhi, Jay) (Filed on 9/16/2004) (Entered: 09/16/2004) 09/16/ Ex Parte Application to Set a Deadline of Not More than Fourteen Days for Filing a Second Amended Complaint; Memorandum of Points and Authorities filed by Ernst &Young LLP. (Gupta, Shirish) (Filed on 9/16/2004) (Entered: 09/16/2004) 09/16/ NOTICE by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc. Notice of Errata Regarding Hearing Date (Gandhi, Jay) (Filed on 9/16/2004) (Entered: 09/16/2004) 09/16/ Proposed Order re 145 Ernst & Young LLP's Ex Parte Motion to Set a Deadline of Not More Than Fourteen Days For Filing a Second Amended Complaint by Ernst &Young LLP. (Gupta, Shirish) (Filed on 9/16/2004) (Entered: 09/16/2004) 09/17/ Memorandum in Opposition to Ernst & Young's ex parte motion to set a deadline of not more than 14 days for fling a Second Amended Complaint filed by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (Gandhi, Jay) (Filed on 9/17/2004) (Entered: 09/17/2004) 09/20/ REPLY to Response to Motion re 145 Ex Parte Application to Set a Deadline of Not More than Fourteen Days for Filing a Second Amended Complaint; Memorandum of Points and Authorities ; Reply to the Van Wagoner Defendants' Opposition filed by Ernst &Young LLP. (Gupta, Shirish) (Filed on 9/20/2004) (Entered: 09/20/2004) 09/21/ Memorandum in Opposition re 145 Ex Parte Application to Set a Deadline of Not More than Fourteen Days for Filing a Second Amended Complaint; Memorandum of Points and Authorities filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Filed on 9/21/2004) (Entered: 09/21/2004) 09/21/ Declaration of Carol V. Gilden in Support of 150 Lead Plaintiffs' Opposition to Ernst & Young LLP's Ex Parte Motion to Set a Deadline of Not More Than Fourteen Days for Filing a Second Amended Complaint filed by Richard Casolari, Stephanie Casolari. (Related document(s)150) (Moskovitz, Michael) (Filed on 9/21/2004) (Entered: 09/21/2004) 09/21/ Reply to Opposition re 145 Plaintiffs' Opposition to Ernst & Young's Ex Parte Motion filed by Ernst &Young LLP. (Gupta, Shirish) (Filed on 9/21/2004) (Entered: 09/21/2004) 09/23/ RESPONSE in Support by the Van Wagoner Defendants to Lead Plaintiffs' Opposition to Def. Ernst & Young LLP's Ex Parte Motion to Set a Deadline of Not More Than 14 Days for Filing a Second Amended Complaint filed by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner

24 Capital Management, Inc., Van Wagoner Funds, Inc.. (Gandhi, Jay) (Filed on 9/23/2004) (Entered: 09/23/2004) 09/23/ Reply Memorandum to the Van Wagoner Defendants' Response to Lead Plaintiffs' Opposition to Ernst & Young LLP's Ex Parte Motion to Set a Deadline of Not More Than Fourteen Days for Filing a Second Amended Complaint filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Filed on 9/23/2004) (Entered: 09/23/2004) 09/27/ ORDER DENYING 145 Ex Parte Application to Set a Deadline of Not More than Fourteen Days for Filing a Second Amended Complaint. Signed by Judge Jeffrey S. White on September 27, (jswlc2, COURT STAFF) (Filed on 9/27/2004) (Entered: 09/27/2004) 11/05/ NOTICE by Ernst &Young LLP and Motion to Set A Deadline of Not More Than Fourteen Days For Filing A Second Amended Complaint; Memorandum of Points and Authorities (Gupta, Shirish) (Filed on 11/5/2004) (Entered: 11/05/2004) 11/05/ Proposed Order Re Ernst & Young LLP's Motion to Set A Deadline of Not More Than Fourteen Days For Filing A Second Amended Complaint by Ernst &Young LLP. (Gupta, Shirish) (Filed on 11/5/2004) (Entered: 11/05/2004) 11/15/ MOTION for Joinder by the Van Wagoner Defendants and Defendant UMB Fund Services, Inc. in Lead Plaintiffs' Ex Parte Motion for Preliminary Approval of Settlement filed by Van Wagoner Capital Management, Inc., Garrett R. Van Wagoner, Peter R. Kris, Larry P. Arnold, Robert S. Colman, Van Wagoner Funds, Inc.. (Gandhi, Jay) (Filed on 11/15/2004) (Entered: 11/15/2004) 11/15/ SETTLEMENT AGREEMENT Stipulation of Settlement by Van Wagoner Capital Management, Inc., Garrett R. Van Wagoner, Peter R. Kris, Larry P. Arnold, Robert S. Colman, Van Wagoner Funds, Inc., Stephanie Casolari, Richard Casolari, Sunstone Financial Group, Inc.. (Attachments: # 1 Exhibit # 2 Exhibit # 3 Exhibit # 4 Exhibit # 5 Exhibit # 6 Exhibit)(Gandhi, Jay) (Filed on 11/15/2004) (Entered: 11/15/2004) 11/15/ Ex Parte Application For Preliminary Approval of Settlement by Lead Plaintiffs; Or In The Alternative, Notice of Ex Parte Motion and Ex Parte Motion For Order Shortening Time For Notice And Hearing For Preliminary Approval; Memorandum of Points and Authorities In Support; Notice Of Ex Parte Application filed by Stephanie Casolari, Richard Casolari. (Moskovitz, Michael) (Filed on 11/15/2004) (Entered: 11/15/2004) 11/15/ Proposed Order Certifying Class for Settlement Purposes Only, Granting Preliminary Approval of Settlement and Providing for Notice to Class by Stephanie Casolari, Richard Casolari. (Moskovitz, Michael) (Filed on 11/15/2004) (Entered: 11/15/2004) 11/18/ Memorandum in Opposition re 160 Ex Parte Application For Preliminary Approval of Settlement by Lead Plaintiffs; Or In The Alternative, Notice of Ex Parte Motion and Ex Parte Motion For Order Shortening Time For Notice And Hearing For Preliminary Approval; Memorandum of Points and filed byernst &Young LLP. (Gupta, Shirish) (Filed on 11/18/2004) (Entered: 11/18/2004)

25 11/19/ ORDER re 160, 162 DENYING EX PARTE MOTION. Signed by Judge Jeffrey S. White on November 19, (jswlc4, COURT STAFF) (Filed on 11/19/2004) (Entered: 11/19/2004) 11/19/ Memorandum in Opposition to Ernst & Young LLP's Motion to Set a Deadline of Not More Than Fourteen Days for Filing a Second Amended Complaint filed bystephanie Casolari, Richard Casolari. (Moskovitz, Michael) (Filed on 11/19/2004) (Entered: 11/19/2004) 11/19/ Memorandum in Opposition re 143 MOTION To Set Filing Date For Plaintiffs' Second Amended Complaint; Re-Notice of Motion; Memorandum of Points and Authorities In Support; [Proposed] Order re 142 MOTION To Set Filing Date For Plaintiffs' Second Amended Complaint; Re-Notice filed byernst &Young LLP. (Gupta, Shirish) (Filed on 11/19/2004) (Entered: 11/19/2004) 11/23/ MOTION Preliminary Approval Of Settlement By Lead Plaintiffs; Notice of Motion; Memorandum Of Points And Authorities In Support filed by Stephanie Casolari, Richard Casolari. Motion Hearing set for 3/25/ :00 AM. (Moskovitz, Michael) (Filed on 11/23/2004) (Entered: 11/23/2004) 11/23/ Proposed Order Certifying Class For Settlement Purposes Only, Granting Preliminary Approval Of Settlement And Providing For Notice To Class by Stephanie Casolari, Richard Casolari. (Moskovitz, Michael) (Filed on 11/23/2004) (Entered: 11/23/2004) 11/24/ Reply Memorandum In Support Of Lead Plaintiffs' Motion To Set A Filing Date For Plaintiffs' Second Amended Consolidated Complaint filed bystephanie Casolari, Richard Casolari. (Moskovitz, Michael) (Filed on 11/24/2004) (Entered: 11/24/2004) 11/24/ Reply Memorandum in Support of its Motion to Set A Deadline of Not More Than Fourteen days for Filing a Second Amended Complaint filed byernst &Young LLP. (Gupta, Shirish) (Filed on 11/24/2004) (Entered: 11/24/2004) 11/29/ MOTION for Joinder by the Van Wagoner Defendants and Defendant UMB Fund Services, Inc. in Lead Plaintiffs' Motion for Preliminary Approval of Settlement filed by Van Wagoner Capital Management, Inc., Garrett R. Van Wagoner, Peter R. Kris, Larry P. Arnold, Robert S. Colman, Van Wagoner Funds, Inc.. Motion Hearing set for 3/25/ :00 AM. (Gandhi, Jay) (Filed on 11/29/2004) (Entered: 11/29/2004) 11/29/ ORDER re 144, 156, 143, 142 GRANTING AND DENYING MOTIONS. Signed by Judge Jeffrey S. White on November 29, (jswlc4, COURT STAFF) (Filed on 11/29/2004) (Entered: 11/29/2004) 12/13/ AMENDED COMPLAINT Second Amended Consolidated Complaint For Violations Of The Federal Securities Laws against all defendants. Filed bystephanie Casolari, Richard Casolari. (Attachments: # 1 Exhibit B - Amended Consolidated Complaint)(Moskovitz, Michael) (Filed on 12/13/2004) (Entered: 12/13/2004) 12/20/ STIPULATION re 172 Amended Complaint, Order staying settling defendants' responses to lead plaintiffs' second amended complaint pending approval of