Case 2:18-cv SAB ECF No. 1 filed 08/03/18 PageID.1 Page 1 of 17

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1 Case :-cv-00-sab ECF No. filed 0/0/ PageID. Page of 0 0 INDIA LIN BODIEN, ATTORNEY AT LA W North Proctor Street, # Tacoma, Washington 0- Telephone: ( - Fascimile: (-00 india@indialinbodienlaw.com Craig J. Ackermann, WSBA #0 Brian Denlinger, WSBA # ACKERMANN & TILAJEF, P.C. 0 North Proctor Street, #0 Tacoma, Washington, 0 Telephone: (0-0 Facsimile: (0-0 cja@ackermanntilajef.com bd@ackermanntilajef.com Attorneys for Plaintiff and the Putative Class UNITED STATES DISTRICT COURT EASTERN DISTRICT OF WASHINGTON AT SPOKANE JOSEPH STIGAR, individually and on behalf of all others similarly situated, v. Plaintiff, DOUGH DOUGH, INC., a Washington Corporation, AUNTIE ANNE S FRANCHISOR SPV, LLC, a Delaware Limited Liability Company; and DOES through 0, inclusive, Defendants. CASE NO: PLAINTIFF S ANTITRUST CLASS ACTION COMPLAINT FOR: ( VIOLATIONS OF SECTION OF THE SHERMAN ACT [ U.S.C., et. seq.]; and ( UNFAIR COMPETITION [Washington Unfair Business Practices Act, RCW., et. seq.]; DEMAND FOR JURY TRIAL Plaintiff JOSEPH STIGAR ( Plaintiff Stigar, individually and on behalf of all those similarly situated, by and through his counsel, brings this Class Action (

2 Case :-cv-00-sab ECF No. filed 0/0/ PageID. Page of 0 0 against Defendants DOUGH DOUGH, INC. ( Dough Dough, AUNTIE ANNE S FRANCHISOR SPV, LLC ( Auntie Anne s ; and Does through 0 (who collectively shall be referred to hereinafter as Defendants, on personal knowledge with respect to himself and his own acts, and on information and belief as to other matters, alleges as follows: I. NATURE OF ACTION. Plaintiff Stigar, on behalf of himself, on behalf of the Washington general public, and as a class action on behalf of Defendants employees and workers from July, 0 through the present ( Class Members, seeks millions of dollars in lost wages, plus triple damages, and interest, caused by Defendants long-standing and illegal mutual non-solicitation agreements (i.e., agreements that Auntie Anne s franchisees could not solicit for employment the employees of Auntie Anne s and/or of other Auntie Anne s franchisees and anti-poach agreements (i.e., agreements that Auntie Anne s franchisees could not hire the employees of Auntie Anne s and/or other Auntie Anne s franchisees that were all entered into by Auntie Anne s franchises throughout Washington State and that had the intended and actual effect of significantly reducing Class Members wages and salaries. The genesis of the anti-poach and non-solicitation agreements at issue were franchise agreements between Auntie Anne s and its franchisees, and between its franchisees, including, upon information and belief, Dough Dough.. This illegal conspiracy among and between Defendants and other Auntie Anne s franchisees to not employ, seek to employ, or to recruit one another s employees, in order to thereby suppress their wages, was not known, to Plaintiff and the Class Members until July, 0, when the Washington State Attorney General ( AG revealed as part of its then-pending investigation into illegal behavior by some of the largest fast food franchises in Washington and the United States, including Auntie Anne s, that Auntie Anne s would no longer enforce

3 Case :-cv-00-sab ECF No. filed 0/0/ PageID. Page of 0 0 provisions in its franchise agreements that prevented workers from being hired by other Auntie Anne s franchisees. In sum, Defendants engaged in per se violations of the Washington Unfair Competition Act and the Sherman Act by entering into anti-poach and non-solicitation agreements, for the express purpose of depressing and/or reducing market-based wages and benefit increases for Class Members that are typically associated with the active recruitment of employees and workers in a competitive industry. While protecting and enhancing their profits, Defendants, through their anti-poaching agreements, robbed Class Members millions of dollarsworth of wages for which Plaintiff and the Class now seek relief. II. JURISDICTION AND VENUE. This Court has jurisdiction over the subject of this action pursuant to U.S. C. and, as well as U.S.C. and. This Court has supplemental jurisdiction over the claims brought under the laws of the State of Washington pursuant to U.S.C. (a, since the matters at the heart of the Washington Unfair Competition Claims form part of the same case or controversy.. Venue as to each Defendant is proper in this judicial district, pursuant to U.S.C. and and U.S. C. (b( and (, because Defendants transact business and/or has transacted business during the relevant time period within the counties encompassed by the jurisdiction of the United States District Court for the Eastern District of Washington. Defendants do sufficient business in this District to be subject to personal jurisdiction herein, because a substantial part of the events or omissions giving rise to the claims occurred in this District.

4 Case :-cv-00-sab ECF No. filed 0/0/ PageID. Page of 0 0 III. THE PARTIES. Plaintiff Joseph Stigar, who at all relevant times was a resident of Washington, is a former employee of Defendant Dough Dough. Plaintiff Stigar worked as a crewmember at Dough Dough s Wenatchee, Washington Auntie Anne s store from approximately December, 0 to April, 0. As a result, Plaintiff Stigar was subject to and victimized by the antipoaching conspiracy between and among the Defendants, resulting in him having lost wages.. Defendant Dough Dough is a Washington corporation. Defendant Dough Dough does business in Washington State as Auntie Anne s Pretzels, with its principal place of business located at Valley Mall Parkway in Wenatchee, Washington. Upon information and belief, Defendant Dough Dough entered into a franchise agreement with Defendant Auntie Anne s that contained anti-poaching and non-solicitation provisions.. Defendant Auntie Anne s is a Delaware limited liability company. Upon information and belief, Defendant Auntie Anne s principal place of business is located at 0 Glenridge Drive Northeast in Atlanta, Georgia. Defendant Auntie Anne s is a franchisor. Defendant Auntie Anne s is in the business of soft pretzel stores, which it franchises throughout Washington and the United States. Upon information and belief, Defendant Auntie Anne s entered into agreements with its franchisees, including Dough Dough, that contained antipoaching and non-solicitation provisions.. The true names and capacities, whether individual, corporate, associate, or otherwise, of Defendants sued herein as DOES to 0, inclusive, are currently unknown to Plaintiff, who therefore sues Defendants by such fictitious names. Does through 0 are the other largest franchisees of Auntie Anne s in Washington State based on number of employees employed. Plaintiff is informed and believes, and based thereon alleges, that each of the

5 Case :-cv-00-sab ECF No. filed 0/0/ PageID. Page of 0 0 Defendants designated herein as a Doe is legally responsible in some manner for the unlawful acts referred to herein in that they are additional co-conspirators. Plaintiff will seek leave of court to amend this to reflect the true names and capacities of the Defendants designated hereinafter as Does when such identities become known. Defendants and the Does - 0 shall collectively be referred to as Defendants.. Plaintiff is informed and believes, and based thereon alleges, that each Defendant acted in all respects pertinent to this action as the agent of the other Defendants, carried out a joint scheme, business plan or policy in all respects pertinent hereto, and the acts of each Defendant are legally attributable to the other Defendants. Furthermore, Defendants in all respects acted pursuant to the mutual non-solicitation and anti-poaching agreements that were intended to suppress and had the effect of suppressing wages and salaries for the Class Members. IV. FACTS EVIDENCING THE CONSPIRACY 0. Defendants had a longstanding agreement to control their employees wages and mobility by agreeing not employ or recruit each other s employees.. The specific provisions of Defendants franchise agreements that violated federal and state antitrust laws are found at Section..A(v and Section..B(c, and the last sentence of Section..A ( You further agree that you will not employee or seek to employ an employee of ours or another franchisee, or attempt to induce such an employee to cease his/her employment without the prior written consent of such employee s employer and Section XVIB(ii and Section SVI.C(ii (providing restrictions on franchisee s ability to employ or seek to employ an employee of Franchisee, Franchisor, or Franchisor s franchisees or attempt to

6 Case :-cv-00-sab ECF No. filed 0/0/ PageID. Page of 0 0 induce the person to leave his/her employment without the prior written consent of the employer.. The mutual non-poaching and non-solicitation agreement itself constituted a per se violation of the Sherman Antitrust Act and Washington s Unfair Business Practices Act between Defendants for years until it was brought to light by the AG s investigation commencing in 0 in the course of the AG s investigation into similarly illegal mutual nonsolicitation and anti-poach agreements entered into between several of the largest fast food franchisors operating in Washington and the United States.. Upon information and belief, Dough Dough and other franchisees, that own a total of approximately Auntie Anne s stores in Washington state, entered into franchisee agreements with the anti-poaching and non-solicitation terms set forth above.. The AG investigated the non-solicitation and anti-poaching agreement issued by Auntie Anne s to its franchisees and found that Auntie Anne s and its franchisees conduct constituted a contract, combination, or conspiracy in restraint of trade in violation of the Washington Unfair Business Practices Act Consumer Protection Act, RCW..00. The AG concluded that [f]or years, the franchise agreements entered into between Auntie Anne s and its franchisees have provided that franchisees subject to such agreements could not solicit for employment the employees of Auntie Anne s and in certain years provided that franchisees subject to such agreements could not hire the employees of Auntie Anne s and/or other Auntie Anne s franchisees. See In Re: Franchise No Poaching Provisions, Auntie Anne s Franchisor SPV LLC Assurance of Discontinuance, Case No. ---SEA, Exhibit B (Dkt. No. (July, 0 (hereinafter Auntie Anne s AOD. Auntie Anne s AOD,..

7 Case :-cv-00-sab ECF No. filed 0/0/ PageID. Page of 0 0. As set forth herein, upon information and belief, all of the Defendants entered into the mutual non-solicitation agreements with the anti-poaching and non-solicitation terms above, with the common interest and intention to keep their employees wage costs down, so that profits continued to rise or at least not be undercut by rising salaries across the industry. As a result, Defendants engaged in anti-competitive behavior in advancement of a common and illegal goal of profiting at the expense of competitive market-based salaries.. Defendants agreements unreasonably restrained trade in violation of the Sherman Act U.S.C., et seq., and constituted unfair competition and unfair practices in violation of Washington s Unfair Business Practices law,., et seq. Plaintiff Joseph Stigar, on behalf of himself and on behalf of the Class defined herein, seeks to recover the difference between the wages and salaries that Class Members were paid and what Class Members would have been paid in a competitive market, in the absence of Defendants unlawful agreements, treble damages, attorneys fees, and interest, allowed under the law. V. HARM TO COMPETITION AND ANTITRUST INJURY. Defendants are in the business of operating fast food soft pretzel stores where pretzels are twisted and baked in-store by crewmembers. In order to operate, Defendants owned other stores in Washington and hired crewmembers in their stores to make and sell pretzels.. Anti-poach and non-solicitation agreements create downward pressure on fast food worker wages. Anti-poach agreements restrict worker mobility, which prevents low-wage workers from seeking and obtaining higher pay. This artificially suppresses fast food worker wages. In fact, fast food worker wages have remained stagnant.. Unrestricted competition and the Free Market are the foundations of the American economic system. That is because [f]ree and open markets are the foundation of a vibrant

8 Case :-cv-00-sab ECF No. filed 0/0/ PageID. Page of 0 0 economy. Just as competition among sellers in an open marketplace gives consumers the benefits of lower prices, higher quality products and services, more choices, and greater innovation, competition among employer helps actual and potential employees through higher wages, better benefits, or other terms of employment. DOJ/FTC Antitrust Guidance for HR Professionals, Oct. 0, at p.. 0. Upon information and belief, Defendants conspired not to actively solicit each other s employees and workers as part of one overarching conspiracy to suppress the compensation of their employees and other Class Members. The desired effect was obtained. Defendants conspiracy suppressed Plaintiff s and the Class s compensation and restricted competition in the labor markets in which Plaintiff and the other members of the Class sold their services. It did so through an overarching agreement concerning mutual non-solicitation and anti-poaching.. Concerning the non-solicitation agreements, active solicitations have a significant beneficial impact for individual employees compensation. As understood by Defendants, active recruitment by rival employers, here other franchisees doing business as Auntie Anne s, often include enticing offers that exceed an employee s wages, salary, and/or benefits, thereby incentivizing the employee to leave his or her current employment in order to receive greater compensation for his or her labor, or alternatively, allowing the employee to negotiate increased compensation from his or her current employer. Employees receiving active solicitation offers often inform other employees of the offer(s they received, spreading information about higher wage and salary levels that can similarly lead to movement for the purposes of higher salary and wages and/or negotiation by those other employees with their current employer or others for greater compensation.

9 Case :-cv-00-sab ECF No. filed 0/0/ PageID. Page of 0 0. Active solicitation similarly affects compensation practices by employers. A franchisee that actively solicits other franchisees employees or other workers will learn whether their offered compensation is enough to attract their competitors employees, and may increase the offers to make their own company and its salaries more competitive in the marketplace. Similarly, companies losing or at risk of losing employees to competitors engaged in active recruitment of employees or workers associated with their competitors may preemptively increase their employees compensation in order to reduce their competitors appeal.. Defendants efforts to maintain internal equity coupled with their non-solicitation agreements ensured that their conspiracy caused the compensation of all their employees to be suppressed. VI. INTERSTATE COMMERCE. During the Class Period, Defendants employed Plaintiff and other Class Members in Washington and numerous other states.. States compete to attract low wage workers, including fast food workers, leading employment in the industry to cross state lines.. Both Defendants and Plaintiff and other Class Members view labor competition in the industry to be nationwide. Defendants considered each other s wages to be competitively relevant regardless of location, and many Class Members moved between states to pursue opportunities at Defendants stores.. Defendants conduct substantially affected interstate commerce throughout the United States and caused antitrust injury throughout the United States.

10 Case :-cv-00-sab ECF No. filed 0/0/ PageID.0 Page 0 of 0 0 VII. CLASS ACTION ALLEGATIONS. Plaintiff brings this case as a class action pursuant to Federal Rule of Civil Procedure (b( on behalf of a Class consisting of: All persons who were employed by Dough Dough, Inc., or Auntie Anne s Franchisor SPV, LLC, or any of the ten largest franchises of Auntie Anne s in Washington State at any time from July, 0 through the conclusion of this action (the Class Period.. Plaintiff believes there are more than 00 current and former employees in the Class. Given Defendants systemic failure to comply with United States and Washington laws outlined in this case, the members of the Class are so numerous that joinder of all members is impractical. The Class is ascertainable from either Defendants employment and hiring records. 0. Plaintiff s claims are typical of the claims of the members of the Class, because all Class Members are or were employees who sustained damages arising out of (a Defendants illegal mutual non-poaching and anti-solicitation arrangements in violation of Section of the Sherman Act that resulted in wage suppression for all of the Class Members; and (b Defendants unfair business practices in violation of Washington law.. Plaintiff will fairly and adequately represent the interests of the Class. Plaintiff has no conflict of interest with any member of the Class. Plaintiff has retained counsel competent and experienced in complex class action litigation with the resources and expertise necessary to litigate this case through to conclusion.. Common questions of law and fact exist as to all members of the Class, and predominate over any questions solely affecting individual members of the Class. Among the questions of law and fact common to Plaintiff and Class Members are: Plaintiff reserves the right to modify the class definition at a later date to conform to new facts learned, including the properly named entity Defendant(s. 0

11 Case :-cv-00-sab ECF No. filed 0/0/ PageID. Page of 0 0 a. Whether Defendants agreed not to actively recruit each other s employees in positions held by the Class Members; b. Whether the mutual non-solicitation and anti-poaching agreements between Defendants were per se violations of the Sherman Act, U.S.C., et seq.; c. Whether Defendants violated the Sherman Act by agreeing to not actively recruit or solicit one another s workers in positions held by Class Members; d. Whether Defendants violated RCW., et seq., by entering into agreements to not actively recruit each other s workers in positions held by Class Members; e. whether and the extent to which Defendants conduct suppressed wages and salaries below competitive levels; f. whether Plaintiff and the other Class Members suffered injury as a result of Defendants agreements; g. whether any such injury constitutes antitrust injury; h. whether Class Members are entitled to treble damages; and i. the measure of damages suffered by Plaintiff and the Class.. Class action treatment is superior to any alternative to ensure the fair and efficient adjudication of the controversy alleged herein. Such treatment will permit a large number of similarly situated persons to prosecute their common claims in a single forum simultaneously, efficiently, and without duplication of effort and expense that numerous individuals would entail. No difficulties are likely to be encountered in the management of this class action that would

12 Case :-cv-00-sab ECF No. filed 0/0/ PageID. Page of 0 0 preclude its maintenance as a class action, and no superior alternative exists for the fair and efficient adjudication of this controversy. The Class Members are readily identifiable from Defendants employee rosters, payroll records or other company records.. Defendants actions are generally applicable to the entire Class. Prosecution of separate actions by individual members of the Class creates the risk of inconsistent or varying adjudications of the issues presented herein, which, in turn, would establish incompatible standards of conduct for Defendants.. Because joinder of all members is impractical, a class action is superior to other available methods for the fair and efficient adjudication of this controversy. Furthermore, the amounts at stake for many members of the Class, while substantial, may not be sufficient to enable them to maintain separate suits against Defendants. VIII. STATUTE OF LIMITATIONS AND DEFENDANTS CONTINUING VIOLATION. Defendants conspiracy was a continuing violation in which Defendants repeatedly invaded Plaintiff s and Class Members interests by adhering to, enforcing, and reaffirming the anticompetitive agreements described herein.. Before July, 0, Plaintiff and the members of the Class had neither actual nor constructive knowledge of the pertinent facts constituting their claims for relief asserted herein. Plaintiff and members of the Class did not discover, and could not have discovered through the exercise of reasonable diligence, the existence of any conspiracy until at the earliest July, 0 when the investigation by the AG into non-solicitation agreements among fast food franchisees/franchisors including Auntie Anne s was first revealed publicly. This case is filed within four years of the moment when it was first revealed that the AG investigation had

13 Case :-cv-00-sab ECF No. filed 0/0/ PageID. Page of 0 0 unearthed that Auntie Anne s had engaged in mutual non-solicitation and anti-poaching agreements with Dough Dough and other Auntie Anne s franchisees.. Defendants engaged in a conspiracy that did not give rise to facts that would put Plaintiff or the Class on inquiry notice that there was a conspiracy among Auntie Anne s and franchisees to restrict competition for Class Members services through non-solicitation and antipoaching agreements. IX. CAUSES OF ACTION FIRST CAUSE OF ACTION VIOLATION OF SECTION ONE OF SHERMAN ACT [ U.S.C., et seq.] (On Behalf of Plaintiff and the Class. Plaintiff incorporates by reference the allegations in the above paragraphs as if fully set forth herein. 0. Defendants, by and through their officers, directors, employees, agents or other representatives, have entered into an unlawful agreement, combination and conspiracy in restraint of trade, in violation of U.S.C., et seq. Specifically, Defendants agreed to restrict competition for Class Members services through non-solicitation agreements and non-poaching agreements, all with the purpose and effect of suppressing Class Members compensation and restraining competition in the market for Class Members services.. According to the Department of Justice ( DOJ and Federal Trade Commission ( FTC, no-poaching agreements, among employers are per se illegal under the antitrust laws. DOJ/FTC Antitrust Guidance for HR Professionals, Oct. 0, at p.. It is unlawful for competitors to expressly or implicitly agree not to compete with one another, even if they are motivated by a desire to reduce costs. Id. at p..

14 Case :-cv-00-sab ECF No. filed 0/0/ PageID. Page of 0 0. Defendants conduct injured Class Members by lowering their compensation and depriving them of free and fair competition in the market for their services.. Defendants agreements are per se violations of the Sherman Act.. Plaintiff seeks the relief set forth below, including underpaid and treble damages. SECOND CAUSE OF ACTION UNFAIR COMPETITION AND UNLAWFUL BUSINESS PRACTICE [Washington Unfair Business Practices Act,. et seq.]. Plaintiff incorporates by reference the allegations in the above paragraphs as if fully set forth herein.. Revised Code of Washington Section., et seq., prohibits unfair or deceptive methods of competition or acts or practices. Specifically, RCW..00 prohibits contracts, combinations, or conspiracies that restrain trade or commerce.. As stated above, the Washington State Attorney General investigated Auntie Anne s and determined that the anti-poach and non-solicitation provisions of its franchise agreements, by and between itself and its franchisees, constituted a contract, combination, or conspiracy in restraint of trade in violation of the Washington Unfair Business Practices Act Consumer Protection Act, RCW Through its conspiracy and actions as alleged herein, Defendants efforts to restrain competition for and suppress compensation of their employees through their franchise agreements constitutes unfair competition and unlawful and unfair business practices in violation of the Washington Unfair Business Practices Act, RCW., et seq. Specifically, Defendants agreed to restrict competition for Class Members services through non-solicitation and antipoach agreements, all with the purpose and effect of suppressing Class Members compensation

15 Case :-cv-00-sab ECF No. filed 0/0/ PageID. Page of 0 0 and restraining competition in the market for Class Members services. Defendants illegal conspiracy was substantially injurious to Plaintiff and the Class Members.. Defendants acts were unfair, unlawful, and/or unconscionable, both in their own right. 0. Defendants conduct injured Plaintiff and other Class Members by lowering their compensation and depriving them of free and fair competition in the market for their services, allowing Defendants to unlawfully retain money that otherwise would have been paid to Plaintiff and other Class Members. Plaintiff and other Class Members are therefore persons who have suffered injury in fact and lost money or property as a result of the unfair competition under RCW The harm to Plaintiff and members of the Class in being denied payment for their services in the amount of higher wages and salaries that they would have received in the absence of the conspiracy outweighs the utility, if any, of Defendants illegal non-solicitation and nonpoaching agreements and, therefore, Defendants actions described herein constitute an unfair business practice or act within the meaning of RCW., et seq.. Pursuant to RCW..00, any person who is injured by a violation of RCW..00 may bring a civil action to recover actual damages, treble damages, and attorneys fees and costs.. Plaintiff seeks the relief set forth below. X. JURY DEMAND AND DESIGNATION OF PLACE OF TRIAL Pursuant to Federal Rule of Civil Procedure (b, Plaintiff demands a trial by jury on all issues so triable.

16 Case :-cv-00-sab ECF No. filed 0/0/ PageID. Page of 0 XI. PRAYER FOR RELIEF WHEREFORE, Plaintiff Joseph Stigar, on behalf of himself and a class of all others similarly situated, requests that the Court enter an order or judgment against Defendants including the following: a. Certification of the class described herein pursuant to Rule of the Federal Rules of Civil Procedure; b. Appointment of Plaintiff Joseph Stigar as Class Representative and his counsel of record as Class Counsel; c. Compensatory damages in an amount to be proven at trial and trebled thereafter; d. Pre-judgment and post-judgment interest as provided for by law or allowed in equity; e. The costs of bringing this suit, including reasonable attorneys fees and costs; f. An incentive award to compensate Plaintiff Joseph Stigar for his efforts in pursuit of this litigation; g. Interest under Washington law; and h. All other relief to which Plaintiff Joseph Stigar and the Class may be entitled at law or in equity. 0

17 Case :-cv-00-sab ECF No. filed 0/0/ PageID. Page of 0 0 Dated August, 0. Respectfully submitted, India Lin Bodien, Attorney at Law Ackermann & Tilajef, P.C. By: India Lin Bodien, WSBA # INDIA LIN BODIEN, ATTORNEY AT LA W North Proctor Street, # Tacoma, Washington 0- Telephone: ( - Fascimile: (-00 india@indialinbodienlaw.com Craig J. Ackermann, WSBA #0 Brian Denlinger, WSBA # ACKERMANN & TILAJEF, P.C. 0 North Proctor Street, #0 Tacoma, Washington, 0 Telephone: (0-0 Facsimile: (0-0 cja@ackermanntilajef.com bd@ackermanntilajef.com

18 JS (Rev. 0/ Case :-cv-00-sab ECF No. - filed 0/0/ PageID. Page of CIVIL COVER SHEET The JS civil cover sheet and the information contained herein neither replace nor supplement the filing and service of pleadings or other papers as required by law, except as provided by local rules of court. This form, approved by the Judicial Conference of the United States in September, is required for the use of the Clerk of Court for the purpose of initiating the civil docket sheet. (SEE INSTRUCTIONS ON NEXT PAGE OF THIS FORM. I. (a PLAINTIFFS DEFENDANTS (b County of Residence of First Listed Plaintiff (EXCEPT IN U.S. PLAINTIFF CASES County of Residence of First Listed Defendant (IN U.S. PLAINTIFF CASES ONLY NOTE: IN LAND CONDEMNATION CASES, USE THE LOCATION OF THE TRACT OF LAND INVOLVED. (c Attorneys (Firm Name, Address, and Telephone Number Attorneys (If Known II. BASIS OF JURISDICTION (Place an X in One Box Only III. CITIZENSHIP OF PRINCIPAL PARTIES (Place an X in One Box for Plaintiff (For Diversity Cases Only and One Box for Defendant U.S. Government Federal Question PTF DEF PTF DEF Plaintiff (U.S. Government Not a Party Citizen of This State Incorporated or Principal Place of Business In This State U.S. Government Diversity Citizen of Another State Incorporated and Principal Place Defendant (Indicate Citizenship of Parties in Item III of Business In Another State Citizen or Subject of a Foreign Nation Foreign Country IV. NATURE OF SUIT (Place an X in One Box Only Click here for: Nature of Suit Code Descriptions. CONTRACT TORTS FORFEITURE/PENALTY BANKRUPTCY OTHER STATUTES 0 Insurance PERSONAL INJURY PERSONAL INJURY Drug Related Seizure Appeal USC False Claims Act 0 Marine 0 Airplane Personal Injury - of Property USC Withdrawal Qui Tam ( USC 0 Miller Act Airplane Product Product Liability 0 Other USC (a 0 Negotiable Instrument Liability Health Care/ 00 State Reapportionment 0 Recovery of Overpayment 0 Assault, Libel & Pharmaceutical PROPERTY RIGHTS 0 Antitrust & Enforcement of Judgment Slander Personal Injury 0 Copyrights 0 Banks and Banking Medicare Act 0 Federal Employers Product Liability 0 Patent 0 Commerce Recovery of Defaulted Liability Asbestos Personal Patent - Abbreviated 0 Deportation Student Loans 0 Marine Injury Product New Drug Application 0 Racketeer Influenced and (Excludes Veterans Marine Product Liability 0 Trademark Corrupt Organizations Recovery of Overpayment Liability PERSONAL PROPERTY LABOR SOCIAL SECURITY 0 Consumer Credit of Veteran s Benefits 0 Motor Vehicle 0 Other Fraud 0 Fair Labor Standards HIA (ff 0 Cable/Sat TV 0 Stockholders Suits Motor Vehicle Truth in Lending Act Black Lung ( 0 Securities/Commodities/ 0 Other Contract Product Liability 0 Other Personal 0 Labor/Management DIWC/DIWW (0(g Exchange Contract Product Liability 0 Other Personal Property Damage Relations SSID Title XVI 0 Other Statutory Actions Franchise Injury Property Damage 0 Railway Labor Act RSI (0(g Agricultural Acts Personal Injury - Product Liability Family and Medical Environmental Matters Medical Malpractice Leave Act Freedom of Information REAL PROPERTY CIVIL RIGHTS PRISONER PETITIONS 0 Other Labor Litigation FEDERAL TAX SUITS Act 0 Land Condemnation 0 Other Civil Rights Habeas Corpus: Employee Retirement 0 Taxes (U.S. Plaintiff Arbitration 0 Foreclosure Voting Alien Detainee Income Security Act or Defendant Administrative Procedure 0 Rent Lease & Ejectment Employment 0 Motions to Vacate IRS Third Party Act/Review or Appeal of 0 Torts to Land Housing/ Sentence USC 0 Agency Decision Tort Product Liability Accommodations 0 General 0 Constitutionality of 0 All Other Real Property Amer. w/disabilities - Death Penalty IMMIGRATION State Statutes Employment Other: Naturalization Application Amer. w/disabilities - 0 Mandamus & Other Other Immigration Other 0 Civil Rights Actions Education Prison Condition 0 Civil Detainee - Conditions of Confinement V. ORIGIN (Place an X in One Box Only Original Removed from Proceeding State Court VI. CAUSE OF ACTION Remanded from Reinstated or Transferred from Appellate Court Reopened Another District (specify Cite the U.S. Civil Statute under which you are filing (Do not cite jurisdictional statutes unless diversity: Brief description of cause: Multidistrict Litigation - Transfer Multidistrict Litigation - Direct File VII. REQUESTED IN COMPLAINT: VIII. RELATED CASE(S IF ANY DATE CHECK IF THIS IS A CLASS ACTION UNDER RULE, F.R.Cv.P. (See instructions: JUDGE DEMAND $ SIGNATURE OF ATTORNEY OF RECORD CHECK YES only if demanded in complaint: JURY DEMAND: Yes No DOCKET NUMBER FOR OFFICE USE ONLY RECEIPT # AMOUNT APPLYING IFP JUDGE MAG. JUDGE

19 JS Reverse (Rev. 0/ Case :-cv-00-sab ECF No. - filed 0/0/ PageID. Page of INSTRUCTIONS FOR ATTORNEYS COMPLETING CIVIL COVER SHEET FORM JS Authority For Civil Cover Sheet The JS civil cover sheet and the information contained herein neither replaces nor supplements the filings and service of pleading or other papers as required by law, except as provided by local rules of court. This form, approved by the Judicial Conference of the United States in September, is required for the use of the Clerk of Court for the purpose of initiating the civil docket sheet. Consequently, a civil cover sheet is submitted to the Clerk of Court for each civil complaint filed. The attorney filing a case should complete the form as follows: I.(a (b (c II. III. IV. Plaintiffs-Defendants. Enter names (last, first, middle initial of plaintiff and defendant. If the plaintiff or defendant is a government agency, use only the full name or standard abbreviations. 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Residence (citizenship of Principal Parties. This section of the JS is to be completed if diversity of citizenship was indicated above. Mark this section for each principal party. Nature of Suit. Place an "X" in the appropriate box. If there are multiple nature of suit codes associated with the case, pick the nature of suit code that is most applicable. Click here for: Nature of Suit Code Descriptions. V. Origin. Place an "X" in one of the seven boxes. Original Proceedings. ( Cases which originate in the United States district courts. Removed from State Court. ( Proceedings initiated in state courts may be removed to the district courts under Title U.S.C., Section. When the petition for removal is granted, check this box. Remanded from Appellate Court. ( Check this box for cases remanded to the district court for further action. Use the date of remand as the filing date. Reinstated or Reopened. ( Check this box for cases reinstated or reopened in the district court. Use the reopening date as the filing date. Transferred from Another District. ( For cases transferred under Title U.S.C. Section 0(a. Do not use this for within district transfers or multidistrict litigation transfers. Multidistrict Litigation Transfer. ( Check this box when a multidistrict case is transferred into the district under authority of Title U.S.C. Section 0. Multidistrict Litigation Direct File. ( Check this box when a multidistrict case is filed in the same district as the Master MDL docket. PLEASE NOTE THAT THERE IS NOT AN ORIGIN CODE. Origin Code was used for historical records and is no longer relevant due to changes in statue. VI. VII. Cause of Action. Report the civil statute directly related to the cause of action and give a brief description of the cause. Do not cite jurisdictional statutes unless diversity. Example: U.S. Civil Statute: USC Brief Description: Unauthorized reception of cable service Requested in. Class Action. Place an "X" in this box if you are filing a class action under Rule, F.R.Cv.P. Demand. In this space enter the actual dollar amount being demanded or indicate other demand, such as a preliminary injunction. Jury Demand. Check the appropriate box to indicate whether or not a jury is being demanded. VIII. Related Cases. This section of the JS is used to reference related pending cases, if any. If there are related pending cases, insert the docket numbers and the corresponding judge names for such cases. Date and Attorney Signature. Date and sign the civil cover sheet.

20 Case :-cv-00-sab ECF No. - filed 0/0/ PageID.0 Page of AO 0 (Rev. 0/ Summons in a Civil Action UNITED STATES DISTRICT COURT for the District of Plaintiff(s v. Civil Action No. Defendant(s SUMMONS IN A CIVIL ACTION To: (Defendant s name and address A lawsuit has been filed against you. Within days after service of this summons on you (not counting the day you received it or 0 days if you are the United States or a United States agency, or an officer or employee of the United States described in Fed. R. Civ. P. (a( or ( you must serve on the plaintiff an answer to the attached complaint or a motion under Rule of the Federal Rules of Civil Procedure. The answer or motion must be served on the plaintiff or plaintiff s attorney, whose name and address are: If you fail to respond, judgment by default will be entered against you for the relief demanded in the complaint. You also must file your answer or motion with the court. CLERK OF COURT Date

21 Case :-cv-00-sab ECF No. - filed 0/0/ PageID. Page of AO 0 (Rev. 0/ Summons in a Civil Action (Page Civil Action No. PROOF OF SERVICE (This section should not be filed with the court unless required by Fed. R. Civ. P. (l This summons for (name of individual and title, if any was received by me on (date. I personally served the summons on the individual at (place on (date ; or I left the summons at the individual s residence or usual place of abode with (name, a person of suitable age and discretion who resides there, on (date, and mailed a copy to the individual s last known address; or I served the summons on (name of individual, who is designated by law to accept service of process on behalf of (name of organization on (date ; or I returned the summons unexecuted because ; or Other (specify:. My fees are $ for travel and $ for services, for a total of $. I declare under penalty of perjury that this information is true. Date Server s signature Printed name and title Additional information regarding attempted service, etc: Server s address

22 Case :-cv-00-sab ECF No. - filed 0/0/ PageID. Page of AO 0 (Rev. 0/ Summons in a Civil Action UNITED STATES DISTRICT COURT for the District of Plaintiff(s v. Civil Action No. Defendant(s SUMMONS IN A CIVIL ACTION To: (Defendant s name and address A lawsuit has been filed against you. Within days after service of this summons on you (not counting the day you received it or 0 days if you are the United States or a United States agency, or an officer or employee of the United States described in Fed. R. Civ. P. (a( or ( you must serve on the plaintiff an answer to the attached complaint or a motion under Rule of the Federal Rules of Civil Procedure. The answer or motion must be served on the plaintiff or plaintiff s attorney, whose name and address are: If you fail to respond, judgment by default will be entered against you for the relief demanded in the complaint. You also must file your answer or motion with the court. CLERK OF COURT Date

23 Case :-cv-00-sab ECF No. - filed 0/0/ PageID. Page of AO 0 (Rev. 0/ Summons in a Civil Action (Page Civil Action No. PROOF OF SERVICE (This section should not be filed with the court unless required by Fed. R. Civ. P. (l This summons for (name of individual and title, if any was received by me on (date. I personally served the summons on the individual at (place on (date ; or I left the summons at the individual s residence or usual place of abode with (name, a person of suitable age and discretion who resides there, on (date, and mailed a copy to the individual s last known address; or I served the summons on (name of individual, who is designated by law to accept service of process on behalf of (name of organization on (date ; or I returned the summons unexecuted because ; or Other (specify:. My fees are $ for travel and $ for services, for a total of $. I declare under penalty of perjury that this information is true. Date Server s signature Printed name and title Additional information regarding attempted service, etc: Server s address

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