People s Republic of China: Guizhou Rocky Desertification Area Water Management Project

Transcription

1 Guizhou Rocky Desertification Area Water Management Project (RRP PRC 48468) Resettlement Plan Project Number: May 2017 People s Republic of China: Guizhou Rocky Desertification Area Water Management Project Anlong County Prepared by the Guizhou provincial government for the Asian Development Bank.

2 ADB Loan: Guizhou Rocky Desertification Area Water Management Project Resettlement Plan for Anlong County (Final ADB review version) Anlong County People s Government October 2016

3 LIST OF ACRONYMS AND MEASURES ACG Anlong County Government AAOV Annual Average Output Value ACWF All China Women s Federation ADB Asian Development Bank AHs Affected Households ALRAB Anlong Land and Resources Administration Bureau APMO Anlong Project Management Office APs Affected Persons ARO Anlong Resettlement Office CFRD Concrete-Faced Rockfill Dam DMS Detailed Measurement Survey EMA External Monitoring Agency FSR Feasibility Study Report GDRC Guizhou Development and Reform Commission GPG Guizhou Provincial Government GRO Guizhou Resettlement Office for Water Resources and Hydropower Engineering GWCIDI Guizhou Water Conservancy Investigation and Design Institute HD House Demolishment HHs Households IA Implementing Agency LA Land Acquisition LAR Land Acquisition and Resettlement LO Land Occupation M&E Monitoring and Evaluation MLG Minimum Living Guarantee NDRC National Development and Reform Commission No. Number PLA Permanent Land Acquisition PLG Project Leading Group PMO Project Management Office PPTA Project Preparatory Technical Assistance PRC Peoples Republic of China PRPSDCL China Water Resources Pearl River Planning Survey and Design Company Limited RC Resident Committee RIB Resettlement Information Booklet RO Resettlement Office RP Resettlement Plan SCO Street Committee Office SPS Safeguard Policy Statement TLO Temporary Land Occupation TOR Terms of Reference US$ United States Dollar kg Kilograms kw Kilowatts km 2 Square Kilometer m 2 Square Meter % Percentage L Liter mu Chinese area measure for land, 1 mu = 1/15 ha (1 ha = 15 mu) CNY Chinese currency Yuan V Voltage

4 TABLE OF CONTENT COMMITMENT LETTER OF THE RESETTLEMENT PLAN EXECUTIVE SUMMARY... 1 E1. Project Introduction... 1 E2. Impact Scope of Land Acquisition and Resettlement... 1 E3. Laws, Regulations, Policies and Rights... 2 E4. Public Participation and Grievance... 2 E5. Land Acquisition Compensation Standard... 3 E6. Resettlement and Livelihood Restoration... 3 E7. Institutional Setting... 4 E8. Resettlement Budget and Implementation Schedule... 4 E9. Monitoring and Evaluation... 4 I. INTRODUCTION Background Contents of the Project Scope of the Impacts for Pingqiao Reservoir Component Scope of Impacts for Restoration of Environment, Ecology and Land Productivity in Rocky Desertification Area Component Measures to Reduce Impacts of Land Acquisition and Resettlement Project Institution Budget and Implementation Plan of Resettlement Design Process of Land Acquisition and Resettlement Plan II. ANALYSIS OF PROJECT IMPACT Definition of the Project Impact Project Scope Contents, Methods and Steps of Physical Indxe Investigation Acquisition of Collective-Owned Land Production Resettlement Population Decrease of Cultivated Land due to Collective Land Acquisition Temporary Land Occupation Residence Building Affected by the Project Affected Ground Attachments and Various Auxiliaries Affected Vulnerable People and Ethnic Minorities III. SOCIO-ECONOMIC SURVEY Socio-economic Development in Anlong County Socio-economic Situation of Affected Townships and Villages Socio-economic Situation of Affected People Willingness of Land Acquisition and Resettlement Compensation Plan of Affected households Gender Analysis Host Population for Resettlement Sites

5 IV. LEGAL FRAMEWORK AND POLICY Overview Policies and Regulations Summary of Laws, Regulations and Policies Cut-off Date Compensation Standard Entitlement Matrix V. PUBLIC PARTICIPATION AND CONSULTATION Public Participation and Consultation Activities during the Project Preparation Measures to Improve Public Participation and Consultation Information Disclosure Public Participation Plan duirng RP Implementation VI. RESETTLEMENT AND REHABILITATION PLAN Objectives and Principles of Resettlement and Rehabilitation Calculation of Resettlement Needs and Destinations of the Resettlers The Centralized Resettlement Sites Rehabilitation Plan for Production Measures and Livelihoods of Farmers Affected by Land Acquisition Other Income Restoration Measures Enhancement of Production Skills Training and Non-Agricultural Employment of the Resettlers Restoration of Temporary Land Occupation Recovery of Infrastructure and Ground Attachments Post Resettlement Support to the APs Measures of Vulnerable Groups Enhancement of Women Development VII. RESETTLEMENT BUDGET AND SCHEDULE Composition of the Resettlement Funds Cost Estimates of the Three Resettlement Sites Allocation, Management and Monitoring of Resettlement Fund Resettlement Schedule VIII. RESETTLEMENT ORGANIZATION INSTITUTION Organizational Structure Responsibilities of Each Institution Persons and Facilities of Resettlement Agencies at All Levels Measures to Strengthen the Institutional Capacity IX. COMPLAINTS AND GRIEVANCE Approach of Grievance and Complain Collection Complaints and Grievance Procedures Principle of Dealing with Complaints Content and Approach of Complaints Feedback Recording and Tracking of Complaint and Appeal Contact of Complaint and Appeal Expression Cost of Solving the Complaint and Appeal

6 X. RESETTLEMENT MONITORING Internal Monitoring External Monitoring ATTACHMENT 1aSAMPLE AGREEMENT SIGNED BETWEEN ANLONG COUNTY RO AND QIANXIANG VILLAGE OF PUPING TOWNSHIP ATTACHMENT 1bSAMPLE AGREEMENT OF HOST VILLAGERS' WILLINGNESS FOR LAND ADJUSTMENT IN QIANXIANG VILLAGE OF PUPING TOWNSHIP ATTACHMENT 2 RESETTLEMENT INFORMATION BOOKLET ATTACHMENT 3EXTERNAL MONITORING AND EVALUATION OUTLINE

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8 EXECUTIVE SUMMARY E1. Project Introduction 1. The Guizhou Rocky Desertification Area Water Management Project (the overall Project) consists of five components: Pingqiao Reservoir and Water Transfer Facility Component, Pingshan Reservoir and Water Transfer Facility Component, Restoration of Environment, Ecology, and Land Productivity in Rocky Desertification Areas Component in Anlong County, Restoration of Environment, Ecology, and Land Productivity in Rocky Desertification Areas Component in Nayong County, and Policy Reform, Capacity Development, and Knowledge Sharing. E2. Impact Scope of Land Acquisition and Resettlement 2. The Pingqiao Reservoir and Water Transfer Facility Component will involve permanent land acquisition of 6, mu in total, including mu state-owned land and 6, mu collectively-owned land, of which 4, mu are cultivated land, and the impact is significant. A total of 17 villages in Getang, Puping, Sayu, Haizi Township and Xifeng Street committee will be affected, the farmland acquisition will involve 1,975 households and 7,079APs, including 2,680 persons as production resettlement population, and 101,836.1 m 2 of houses will be demolished with 2,743 people in 583 rural households to be affected; meanwhile, the 2,743 people in 583 rural households will also be affected by land acquisition. The Project also needs 1, mu temporary collectively-owned land occupation, and the number of people to be affected by temporary land occupation is included in the number of people affected by land acquisition. Of the total affected households and population, 205 households and 299 persons belong to vulnerable groups, including 147 households or 215 persons living under minimum living guarantee (MLG), and 58 households or 84 persons disabled. The scope of the Project impact is presented in Table E In addition, a total of 3, mu of cultivated land need to be adjusted through land use right transfer (LURT) in the three resettlement sites to allocate to relocated families, and it affects 981 households or 4,205 persons. The scope of the Project land adjustment impact is presented in Table E The Restoration of Environment, Ecology and Land Productivity in Rocky Desertification Area Component in Anlong county of the overall Project will not involve any land acquisition and resettlement based on PPTA due diligence. Therefore, the resettlement plan is specifically cover the Pingqiao Reservoir and Water Transfer Facility Component. 1

9 Name of Sub- Project Location (Townships/Street Committee) Table E1-1: Impacts of Land Acquisition and Resettlement Permanent LA by Type of Temporary Land HD Land (mu) Occupation Collective -owned Stateowned Subtotal Collectiveowned m 2 LA Production Resettlement Popu. equivalent 1 Affected Population (No.) HD impact (head count) LA impacts (head count) Total impact (head count) HHs APs 2 HHs APs HHs APs Reservoir Inundated Area Getang and Haizi 4, , , , , , ,275 Dam Site Engineering Construction Area Water Supply and Irrigation Engineering Area Getang , , ,224 Getang, Puping, Sayu Townships and Xifeng Street committee 1, , , ,597 TOTAL 6, , , , , ,743 1,975 7,097 1,975 7,097 Note: 1 Production resettlement population is usually estimated through dividing the total cultivated land acquisition by per capita cultivated land holding before the LA. The resettlement population is included in the land acquisition impacts and its puporse is to estimate the number of population that needs land re-adjustment and/or livelihood restoration. 2 The 2,743 people in 583 rural households to be affected by house demolition will also be affected by land acquisition. HHs and APs denote households and affected persons, respectively. Resettlement Site Table E1-2: Impacts of Land Adjustment in the Three Resettlement Sites Type of Land (mu) HHs and Popu. Involved (No.) Total (No.) Location Land Adjustment House Demolition Collective-owned State-owned Total HHs APs HHs APs HHs APs Puping Township and Qianxiang Street Committee 3, , , ,205 TOTAL 3, , , ,205 1

10 E3. Laws, Regulations, Policies and Rights 5. The target of the resettlement is to avoid or minimize involuntary resettlement where feasible by developing and comparing a series of design alternatives, and providing adequate compensation and entitlements to allow those affected to at least maintain their pre-project living standard, with the prospect of improvement. The compensation of the permanent land acquisition is based on (i) the Land Administration Law of PRC, amended in 2004, Rural Land Contract Law of People s Republic of China (March 1st, 2003), State Council Decision to Deepen Reform and Strictly Enforce Land Administration (October 21st, 2004), Instruction on Updating Land Acquisition Compensation and Resettlement Policy (November 3rd, 2004), Regulation on Land Acquisition Compensation and Resettlement for the Construction of Largeand Medium-Size Hydropower Works (2006), Opinions of the State Council on Improvement of Post-Resettlement Support Policies for Reservoir-Induced Resettlement (2006). Meanwhile, the Project will also adopt relevant policies on land acquisition and resettlement of Guizhou Province and Anlong County of Qianxinan Prefecture. The resettlement plans were prepared to comply with ADB s SPS, Based on the consultations with local governments and those affected, and general practice in the project counties, the resettlement principles of the Anlong RP are: (i) land acquisition and involuntary resettlement will be avoided or minimized where feasible by developing and comparing a series of design alternatives; (ii) compensation and entitlements provided must be adequate to allow those affected to at least maintain their pre-project standard of living, with the prospect of improvement; (iii) land temporarily occupied and the period for disruption are to be kept to a minimum; (iv) all the people affected, legal and illegal, are to be taken into consideration and accounted for compensation; (v) resettlement plan will be prepared and implemented in accordance with state land rehabilitation policy, national economic and social development plans; (vi) all those affected will be adequately informed about eligibility, compensation rates and standards, livelihood and income restoration plans, and project timing;(vii) resettlement plan will be coordinated with such things as regional development, economic development and environmental protection; (viii) practical and feasible measures will be formulated to restore the affected items; (ix) a preferential policy and assistance will be provided to vulnerable groups in such things as employment; and (x) close monitoring and timely actions will be carried out to identify and resolve any problems. E4. Public Participation and Grievance 7. During the Project preparation stage, a series of consultations were conducted with the affected people, the village committees/resident committee, the Project resettlement offices at all levels, as well as other Project stakeholders (approximately 7,510 people). Through physical index measurement, a socio-economic survey and public participation and consultation, the affected people have participated in land requisition compensation and resettlement plan preparation, their concerns and comments have been incorporated into the Resettlement Plan for Anlong County. Further consultation will be carried out in the detailed design phase of the Project and the program implementation process. Grievance redress mechanisms have been established for the affected people, and grievance channels include: (i) village committee/resident committee; (ii) township (town) government/street committee; (iii) Anlong PMO and the Project implementing agency (Pingqiao Reservoir Company Limited); (iv) Anlong County Land and Resources Administration Bureau or Anlong County Resettlement Office; (v) external monitoring agency or ADB. 8. The resettlement information booklets will be distributed to the affected people and villages by 30 November 2016, and the draft "Resettlement Plan for Anlong County" will be uploaded onto the ADB website by 30 November

11 E5. Resettlement and Livelihood Restoration 9. For people losing land, various livelihood rehabilitation strategies will be implemented to restore the livelihood and income of land loss farmers, including replacement land, cash compensation, pension and social insurance, employment opportunity generation, development of cultivation and livestock breeding, development of private-operated businesses, skill training, etc.. A post-resettlement support fund will be provided to the relocated people at CNY600 per resettler per year for 20 years after their resettlement. For people losing housing, they will receive cash compensation or cash plus house plot in the resettlement sites. With cash compensation, the resettled residents could re-construct their houses in the resettlement sites or purchase houses in other places they prefer. It has been planned to adjust 3, mu of land from three resettlement sites in Shiyakou of Puping Township, Xiaoqianxiang of Qianxiang Township and Liangtai of Getang Township (now belong to Getang Township) to host the resettled households, which will cause impacts to host villages. However, the villagers in the host communities are willing to give out part of their land to the relocated families and they would like to get cash compensation to open their own businesses or to invest in high value crops or go out to other cities or provinces for employment. 10. For vulnerable groups, attention and assistance will be given to their special needs and expectations. The Pingqiao Reservoir Company Limited will supervise implementation to ensure these vulnerable persons receive adequate compensation, livelihood and income restoration, housing arrangement, special fund, and minimum living guarantee (MLG), and assistance to restore their living conditions and incomes. E6. Institutional Setting 11. Anlong County PMO will take the supervision responsibilities for the implementation of the resettlement plan, including the preparation and implementation management of the resettlement plan, progress reports, internal monitoring of resettlement plan, and coordinating with external monitoring agency. Anlong County Resettlement Office will be responsible for the actual implementation and management of the resettlement plan, including the confirmation of affected land and houses, consultation with the affected people, disbursing of compensation funds, and implementation of the resettlement measures for the affected people, etc. 12. Township (town) governments and village committees/street committees will actively participate in the implementation of the Resettlement Plan. In order to guarantee the smooth implementation of the Project, Anlong County PMO will organize training by inviting professional resettlement officers/specialists from training institutions with strong experiences in LAR implementation or study tour to other cities / provinces with good and successful implementation of land acquisition and resettlement. E7. Resettlement Budget and Implementation Schedule 13. All costs of the resettlement have been included in the total budget of the resettlement plan as part of the Project budget. In accordance with the price of October 2016, the total resettlement budget of the Pingqiao Reservoir and Water Transfer Facility Component is CNY million, including land acquisition and house demolition, land tax, resettlement monitoring fees, resettlement management fees, the training of resettlement agency s staff, vulnerable groups assistance funds, etc Pingqiao Reservoir and Water Transfer Facility Component will start pre-construction works in December 2016 (for which a Dam Site Resettlement Plan has been approved in July 2016) and will start dam construction in April 2017 and complete in April Land acquisition 3

12 and house demolition, and compensation for Pingqiao Reservoir and Water Transfer Facility Component will start in November 2016 and provide lands in the dam site area for construction contractors to commence in April All resettlement measures will be completed and the resettlement target will be achieved before December The centralized resettlement areas have been identified and finalized, and are waiting for the start of the Project construction. E8. Monitoring and Evaluation 15. The Resettlement Plan for Anlong County also includes a detailed plan for internal and external monitoring and evaluation. During resettlement implementation, Anlong County Project Management Office will submit an internal monitoring report to ADB semiannually. Guizhou Project Management Office will hire an experienced organization as an independent external monitoring agency to conduct external monitoring and evaluation (M&E) and prepare external M&E reports for the implementation of the resettlement plan. Prior to the implementation of the resettlement plan, external monitoring agency will complete a comprehensive baseline survey and submit the first monitoring report in March After that, the agency will submit a monitoring report to ADB semiannually until the completion of the resettlement, and submit a monitoring report to ADB annually within two years after the resettlement completion 4

13 I. INTRODUCTION 1.1 Background 16. The overall Project consists of five components: Pingqiao Reservoir Component, Pingshan Reservoir Component, Restoration of Environment, Ecology, and Land Productivity in Rocky Desertification Area Component in Anlong County, Restoration of Environment, Ecology, and Land Productivity in Rocky Desertification Area Component in Nayong County, and Policy Reform, Capacity Development and Knowledge Sharing. The total investment of the overall Project is CNY billion, with US$ 150 million from the Asian Development Bank (hereinafter called the "ADB"). The total CNY billion Investment of the overall Project includes the total investment of Pingqiao Reservoir and Water Transfer Facility Component (thereafter called the Project) at CNY billion or 55.8% of the total overall Project investment. The construction period of Pingqiao Reservoir and Water Transfer Facility Component is from 2017 to The implementation of the overall Project will increase irrigation by million m 3 /year and the town water supply by m 3 /year, solve the town and rural drinking water for thousand people, and develop irrigation area by 138,877 mu. The Pingqiao Reservoir and Water Transfer Facility Component in Anlong County will increase town water supply by million m 3 /year and irrigation by million m 3 /year, solving the town and rural drinking water of 292,500 people, and develop 84,850 mu irrigation area. 17. Pingqiao Reservoir is located in Getang Township, Anlong County of Guizhou Province, pivotal engineering construction consists of a concrete-faced rockfill dam (CFRD), spillway tunnel and water intake tower within the reservoir. Reservoir s normal water storage level s elevation is 1,326 m, maximum flood level is 1,328.46m, the total capacity is million m 3, dead storage capacity is 6.52 million m 3, regulated storage capacity is million m 3, maximum dam height is 74.5 m, and engineering grade is Class III. The engineering scale belongs to medium-scale Project. Pingqiao water supply and irrigation system (sub-component) mainly consists of main canal, the left main canal (pipe), right main canal (pipe),and canal structure which mainly consists of 3 canal tunnels, 19 aqueducts, 6 inverted siphons, and 1 pumping station. The total length of the water transmission lines is km. 18. According to the Project schedule, Pingqiao Reservoir and Water Transfer Facility Component will start pre-construction works in December 2016, start main construction works in April 2017 and complete in April The implementation of the Project will also bring several benefits. It will increase the farmers income through improving agricultural infrastructure in the Project areas, thereby reduce the poverty; it can also improve the condition of regional water and soil erosion, and reduce the environmental deterioration of groundwater, environmental geological disasters and disease problems caused by the over exploitation of groundwater, and reduce the ecological environment treatment costs. It is conducive to steadily keep soil and water conservation, maintain the outcomes of soil and water conservation, and reduce the costs of soil erosion retreatment. 20. Pingqiao Reservoir Inundation and Irrigation Command Areas Map is presented in Figure

14 Figure 1-1: Map of Pingqiao Reservoir Inundation and Irrigation Command Areas 6

15 1.2 Contents of the Project 21. Pingqiao Reservoir will be located in Anlong County, Qianxinan Prefecture of Guizhou Province; its development purpose is the irrigation and rural and urban drinking water. The Project will be implemented by stages, first-stage Project includes water source Project and main canal (pipe), left main canal (pipe), right main canal (pipe) and the pumping station of water irrigation. The Reservoir will be located in Pingqiao reach of Lugou River upstream and the dam site engineering consists of CFRD, spillway tunnel and water intake system. The selected dam site is located at the upstream about 1 km from Pingqiao Group of Pingqiao Village. The upstream watershed is km 2 above the dam site, annual runoff averages 3.70m 3 /s. The Reservoir s normal water storage level is designed as elevation of 1,326m with corresponding storage capacity of million m 3, maximum flood level is 1,328.46m, the total flood storage capacity is million m 3, dead storage capacity is 6.52 million m 3, and regulating storage capacity is million m The irrigation system consists of main canal, left main canal (pipe) and right main canal (pipe). Canal structure mainly consists of 3 canal tunnels, 19 aqueducts, 6 inverted siphons and 1 pumping station, in addition to water lift for pumping station and water tower, gravity lines are used for the rest, the design flow of total main channel is m 3 /s. According to "Standard of Water Resources and Hydropower Engineering and Flood Classification" (SL ), Pingqiao Reservoir is medium-size according to storage capacity, the Project grade is Class III. Annual available water supply from Pingqiao Reservoir is million m 3, of which the urban and rural drinking water supply is million m 3, and irrigation is million m 3. The completion of the reservoir will solve agricultural irrigation and rural and urban drinking water problems in Xin'an Township, Getang Township, Puping Township, Qianxiang Township, Sayu Township, Xinqiao Township and Muzan Township, with a total of 7 towns (township) in Anlong County. By 2020, the urban and rural water supply satisfies population of 292,500 and newly irrigation area of 84,850 mu, and the construction of the Project can relieve local engineering water shortage situation and has great significance in developing local economy. 23. The construction contents in Anlong County are presented in Table 1-1. Table 1-1: Anlong County Construction Contents Project Name Construction Content Quantity Pingqiao Reservoir Component Newly build 1 medium-sized reservoir, and construct associated pipe network, irrigation, and human drinking water upgrading facilities. Design the total water supply of million m 3 /year, and resolve the township water supply and rural people drinking for 292,500 persons, and the development of 84,850 mu irrigation area Develop 67.3 ha pilot area including 2 parallel systems Implementation Unit Pingqiao Reservoir Company Limited Restoration of Environment, Ecology, and Land Productivity in Rocky Desertification Area Component Use Pingqiao reservoir as the water supply source, implementation of sustainable farming measures for irrigated measures and un-irrigated areas Each system: (Pingqiao Reservoir and water transfer systems) km pipe - remote control gate - water storage tank - electronic magnetism bulb for remote control 0.75 km pipe - integrated fertigation (fertilization and irrigation) system km pipes for field irrigation farmlands Pingqiao Reservoir Company Limited 7

16 Demand-based remote water allocation system remotely controls the gates and bulbs. 3.3 ha pilot area including 5 small water storage tanks, 1.0 km canals, and farmlands 1.3 Scope of the Impacts for Pingqiao Reservoir Component 24. The Pingqiao Reservoir and Water Supply Transfer Component will involve permanent land acquisition of 6, mu, including mu state-owned land and 6, mu collectively-owned land, including 4,143.15mu of cultivated land. A total of 17 villages in Getang, Puping, Sayu, Haizi Townships and Xifeng Street Administration Office will be affected. The permanent land acquisition will affect 1,975 households and 7,079 persons. A total of 101,836.1 m 2 houses will be demolished, 2,743 people in 583 rural households will be affected, including 1,379 females; meanwhile, they will also be affected by permanent land acquisition. The Project will also temporarily occupy 1, mu collective-owned land. Among the affected households and population, 205 households and 299 persons are vulnerable groups, of which 147 households or 215 persons are living under minimum living guarantee (MLG), and 58 households or 84 persons are disabled. The scope of the Project impact is presented in Table To relocate the affected families and rehabilitate their livelihood and income, three resettlement sites have been planned to host the resettlers, including Shiyakou of Pingpu Township, Xiaoqianxiang of Qianxiang Township and Liangtai of Getang Township. As a result, the host communities will adjust and allocate their land to the relocated families, therefore will be also affected. The impact of host resettlement sites is presented in Table The Restoration of Environment, Ecology and Land Productivity in Rocky Desertification Area Component in Anlong County will plant ha of fruit trees under the sub-component of Sustainable Farming Measures for Irrigated Areas and ha of non-fruit trees under the sub-component of Sustainable Farming Measures for Un-Irrigated Areas. Please refer to Table 1-1 for the details. 27. As the Restoration of Environment, Ecology and Land Productivity in Rocky Desertification Area Component only involves: i) mountain closures and afforestation in the slope re-vegetation area (5.77 mu) with land still owned by farmers for continuous farming; ii) temporary land occupation in the agricultural field for water supply and channel pipe paving; and iii) small water storage tanks on the collective-owned waste slope, there is no land acquisition and resettlement will be involved based on the PPTA due diligence. 8

17 No. Item Unit Table 1-2: LAR Impacts of Pingqiao Reservoir and Water Transfer Facility Component Dam Site Construction Area& Reservoir inundation Reservoir Inundation Zone Permanent LA (PLA) Dam site Expanded Demolition Temporary Land Occupation (TLO) Irrigation and Water Supply Engineering Construction Area Subtotal Irrigation Reservoir, dam, Water-Saving Water Supply (WS) Subtotal Total irrigation and WS Agriculture (irrigation+ws) 1 Subtotal Irrigation + WS TLO PLA PLA TLO PLA TLO PLA TLO PLA TLO PLO TLO PLA + PLO TLO I Total Area mu 4, , , , , , , , Of which, land area mu 4, , , , , , , Water area (stateowned) mu II Involved Administrative Region 1 Township No Village No Group No III Population 1 Rural residents HH Population No. 2, , , , , Agricultural popu. No. 2, , , , , Non-agricultural population No IV Houses and Auxiliaries 1 House area m 2 78, , , , , , Main room m 2 66, , , , , , Frame m Brick-concrete m 2 26, , , , , , Brick-wood m 2 23, , , , , , Timber m 2 16, , , , , , Miscellaneous room m 2 11, , , , , ,659 2 Auxiliaries m Retaining wall m 2 2, , , , , , Wall m 2 6, , , , , Sunning ground m 2 16, , , , , , Cement Sunning ground m 2 16, , , , , , Water pool m 3 3, , , , , Cooking bench one Septic tank one Methane gas tank one Well one According to PPTA due diligence, the land occupied/used for water saving agriculture will continue belonging to farmers/villages and will not be acquired by the government. This component will be undertaken by farmers/villages themselves and benefits will belong to them. Total 9

18 No. Item Unit Dam Site Construction Area& Reservoir inundation Reservoir Inundation Zone Permanent LA (PLA) Dam site Expanded Demolition Temporary Land Occupation (TLO) Irrigation and Water Supply Engineering Construction Area Subtotal Irrigation Reservoir, dam, Water-Saving Water Supply (WS) Subtotal Total irrigation and WS Agriculture (irrigation+ws) 1 Subtotal Irrigation + WS TLO PLA PLA TLO PLA TLO PLA TLO PLA TLO PLO TLO PLA + PLO TLO 3 Agricultural and sideline Facilities 3.1 Rural flue-cured tobacco room m , , , , Brick-wood m Brick-concrete m Rural household processing workshops No V Land Area mu 4, , , , , , , Cultivated land mu 2, , , , , Paddy field mu 1, , , , , Dryland mu 1, , , , , >25 slope dryland mu Garden mu Orchard land mu Forest land mu 1, , , , , Forest land mu , , , Of which, Commercial forest mu , , , Shrub land mu Grassland mu Other grassland mu Residential land mu Rural homestead mu Transportation land mu Road land mu Country road mu Water and water 7 conservancy facilities mu land 7.1 River water surface mu Ditch and culvert mu VI Other Items 1 Scattered trees tree 38,690 5,857 11, ,343 4,037 4,395 60,103 6, ,103 6,043 66, Economic trees tree 3,226 1, , , Sapling tree , , , , Spanning trees tree 2, , , , , Total

19 No. Item Unit Dam Site Construction Area& Reservoir inundation Reservoir Inundation Zone Permanent LA (PLA) Dam site Expanded Demolition Temporary Land Occupation (TLO) Irrigation and Water Supply Engineering Construction Area Subtotal Irrigation Reservoir, dam, Water-Saving Water Supply (WS) Subtotal Total irrigation and WS Agriculture (irrigation+ws) 1 Subtotal Irrigation + WS TLO PLA PLA TLO PLA TLO PLA TLO PLA TLO PLO TLO PLA + PLO TLO 1.2 Fruit trees tree 6, , , , , , Without fruit tree 1, , , , , With fruit tree 4, , , , , , Commercial trees tree 28,871 4,508 8,592 1,170 4,1971 2, ,002 3,022 3,284 44,993 4, ,993 4,454 49, Sapling tree 10,105 1,262 3, , ,057 1,150 15,431 1, ,431 1,525 16, Matured tree 18,766 3,246 5, ,597 1,836 1, ,965 2,134 29,562 2, ,562 2,929 32, Bamboo cage Grave one VII Special Facilities 1.1 Transport facilities km S313 provincial road km County road km Village connection road km Pedestrian sidewalk km Rural small bridge ) Chahe group cement bridge one ) Puji bridge one ) Across Xiangche river bridge one ) Chahe Group stone bridge one ) Rural pedestrian bridge m Transmission facilities kV transmission line km kV transmission line km V power line km kVA transformer one Water conservancy 2 and hydropower facilities Chahe power plant kw/ Total 11

20 No. Item Unit one Dam Site Construction Area& Reservoir inundation Reservoir Inundation Zone Permanent LA (PLA) Dam site Expanded Demolition Temporary Land Occupation (TLO) Irrigation and Water Supply Engineering Construction Area Subtotal Irrigation Reservoir, dam, Water-Saving Water Supply (WS) Subtotal Total irrigation and WS Agriculture (irrigation+ws) 1 Subtotal Irrigation + WS TLO PLA PLA TLO PLA TLO PLA TLO PLA TLO PLO TLO PLA + PLO TLO 3 Rural small-scale water conservancy and hydropower one facilities 3.1 Anyun waterworks pumping station one Bakou small-scale dam one Chahe small-scale dam No Chahe water pumping No station 3.5 Pingyang irrigation pump station No Dam outlet culvert No Weir km Rural health facilities one Chahe Village Yangping Group Two Clinics 4.1 Bakou Group Health and Immunization Station Total 12

21 Township Table 1-3: Land Adjustment Impacts of Three Resettlement Sites HHs to Adjust Popu. to Village Their Land Adjust Their (No.) Land (No.) Cultivated Land to Be Adjusted (mu) Yangdi 390 1,923 1, Puping Huxiang 375 1,375 1, Qianxiang Total 981 4,205 3, Measures to Reduce Impacts of Land Acquisition and Resettlement 28. Whether the Anlong Part of the Project is in the planning or implementation process, resettlement is regarded as a key component of the Project. The impacts of land acquisition and resettlement of the Project are minimized while comprehensively considering construction cost, social impacts, environmental impacts, and other factors. Scheme I (mu) Various schemes with larger area of land to be acquired Table 1-4: Measures to Reduce LAR Impacts Scheme II (mu) Final Selected Scheme (mu) 6, , Prioritized Scheme Scheme prioritized after adjustment Measures in Project Planning and Design Stage 29. Minimized land acquisition as possible. Cultivated land acquisition minimized when land acquisition is unavoidable for the Project Measures during Project Construction Period 30. The following measures will be taken to minimize the inconvenience to the affected people during Project construction: (i) Complete the excavation, pipe, backfilling work as much as possible in a short period of time when cladding slotted pipe laying network. Brutal construction is prohibited, to prevent the destruction of the original pipeline, set the necessary warning signs, warning lights and guiding signs, to facilitate the passage of people and vehicles. Timely clean-up the site and open traffic after the completion of the construction work. (ii) Timely remove the spoil digged out during the Project construction. (iii) Project construction unit should promptly contact the local sanitation department, timely clean domestic waste in the construction site, in order to keep the construction areas clean. 1.4 Project Institutions 31. Anlong County PMO will undertake overall supervision responsibilities of the resettlement plan implementation, including the preparation and implementation management of the resettlement plan, progress reports and internal monitoring of resettlement plan. Guizhou PMO will hire external monitoring agency. Anlong County Resettlement Office will be responsible for the actual implementation of the resettlement plan, including the confirmation of affected land and houses, the consultation of affected people, financing and payment of compensation funds, implementation of resettlement measures of affected people. Township 13

22 (town) governments and village committees/resident committees will actively participate in the implementation of Resettlement Plan for Anlong County. 1.5 Budget and Implementation Plan of Resettlement 32. Land acquisition and resettlement costs are part of the project budget and details are in Section 7. In accordance with the price of October 2016, the total budget of resettlement is CNY million (about 23.48% of the total investment CNY billion of the overall Project). 33. Pingqiao Reservoir and Water Transfer Facility Component will start pre-construction works in December 2016 (for which a Dam Site Resettlement Plan has been approved in July 2016) and will start dam construction in April 2017 and complete in April Land acquisition and resettlement, and compensation for Pingqiao Reservoir and Water Transfer Facility Component will start in November-December 2016 and provide construction conditions in March-April The Project will complete all resettlement measures and achieve the resettlement target before December2020.Centralized resettlement areas have already been identified and are waiting for the start of the Project construction. 34. Land acquisition and resettlement of Pingqiao Reservoir Component in Resettlement Plan for Anlong County is prepared based on resettlement implementation plan (prepared on the basis of DMS). This RP is the final RP for this Component and do not need to update. 1.6 Design Process and Preparation of Land Acquisition and Resettlement Plan 35. The NDRC formulated and State Council approved<<comprehensive Planning of Water Conservancy Construction, Ecological Construction and Rocky Desertification Treatment in Guizhou>> and <<Report of Key Water Source Project Construction Planning in Five Southwest Provinces (Prefecture, Municipality) Directly Under the Central Government>> in 2011, to solve urban and rural drinking water safety and irrigation problem in Anlong County for 292,500 people. Anlong Pingqiao Reservoir is listed as a key Project. Guizhou Province Development and Reform Commission and Department of Water Resources (Qianfagainongjing [2011] No. 248) listed it as one of medium-sized water impoundment Projects in In June 2010, Guizhou Anlong Water Resources Bureau commissioned the China Water Resources Pearl River Planning Survey and Design Company Limited (hereinafter called as the PRPSDCL) to undertake Pingqiao Reservoir planning survey and design work. 37. On July 14, 2011, Guizhou Development and Reform Commission issued Qianfagainongjing [2011] No to approve Anlong Pingqiao Reservoir Project Proposal. 38. ACG issued Notice of Prohibition of New Construction Project and New Resettlers in Pingqiao Reservoir Inundation Area and Construction Area (Qianfubanhan [2012] No.7) on October 14 th, Entrusted by Guizhou Resettlement Office for Water Resources and Hydropower Engineering (hereinafter called the GRO), PRPSDCL hosted the survey conference on the TOR of Land Acquisition and Resettlement Plan for the Pingqiao Reservoir in Anlong County Guizhou Province (feasibility study phase) in Guiyang City on April 11, The conference listened to the reporting of TOR preparation by PRPSDCL and discussed seriously. The survey conference thinks: the compilation content of TOR is comprehensive, resettlement rules, relevant regulations of Guizhou and technical standard of land acquisition and resettlement 14

23 planning for water resources and hydropower engineering are basically implemented according to the actual situation of construction land acquisition area, survey conference basically agrees with the TOR, and it should be further updated according to the survey opinions. 40. From May to July in 2012, based on the opinions and recommendations suggested by experts and representatives during Survey Conference on TOR, and according to the requirements of GPG s Opinions on Further Strengthening Resettlement Work (Qianfufa [2010] No.12) and Interim Procedures for Preliminary Work Management for Large- and Mediumsized Water Resources and Hydropower Engineering in Guizhou (Qianyifa [2011] No.45), ACG entrusted Guizhou Star Geodetic Engineering Survey Co. to conduct field measurement of permanent land acquisition area in reservoir inundation area and dam site construction area by using 1:500 topographic map, and organize functional departments and involved townships, villages, village groups and farmers to jointly complete house-to-house land investigation work. 41. In August 2012, according to re-checked physical index investigation results and adjusted resettlement plan, ACG issued "Confirmation Letter of Land Acquisition and Resettlement Site Selection during the Feasibility Study Stage of Pingqiao Reservoir Project", "Confirming Letter of Physical Index Indicators in Feasibility Study Stage for Pingqiao Reservoir Project" and "Confirmation Letter of Rural Resettlement Planning during Feasibility Study Stage for Pingqiao Reservoir Project", respectively Anfuhan [2012] No. 114, [2012] No. 115 and [2012] No. 116, to approve and confirm the resettlement site, physical index investigation results and resettlement plan. Meanwhile, PRPSDCL completed the "TOR of Anlong Pingqiao Reservoir Construction Land Acquisition and Resettlement" (approved edition) according to signed opinion of physical index investigation results and resettlement plan by ACG. GRO basically agreed with the same TOR of Anlong Pingqiao Reservoir Construction Land Acquisition and Resettlement, and issued approval and audit opinion through the "Approval on Land Acquisition and Resettlement TOR during Anlong Pingqiao Reservoir Feasibility Study Stage" (Qianyifa [2012] No.50). Based on the approved "TOR", PRPSDCL preliminarily completed "Guizhou Province Qianxinan Anlong Pingqiao Reservoir Project Land Acquisition Resettlement Planning Report" (draft). 42. Entrusted by the GRO, PRPSDCL hosted the survey conference on the TOR of Land Acquisition and Resettlement Plan for the Pingqiao Reservoir in Anlong County Guizhou Province (feasibility study phase) in Guiyang City on September 7, The conference listened to the reporting of TOR preparation by PRPSDCL and discussed seriously. The survey conference thinks: the compilation content of TOR is comprehensive, basically followed relevant resettlement rules and regulations of Guizhou, and suitable for the actual situation of land acquisition and resettlement planning of construction land acquired areas. The Planning Report was basically agreed, but should be further improved based on the review comments. 43. In November 2012, according to the needs of the Project construction financing and superior authority s review, the Project owners are requested to divide Pingqiao Reservoir Project into two phases. Of which Dam Site Construction Area, Reservoir Inundated Area, main canal, left main canal (pipe), right main canal (pipe), pumping stations of water irrigation projects belong to Phase I Project; Sayu sub-main canal (pipe), Puping sub-main canal (pipe) and its 20 distribution pipes along the branch and field engineering belong to Phase II Project. So far, PRPSDCL completed "Guizhou Province Qianxinan Anlong Pingqiao Reservoir Project Land Acquisition Resettlement Planning Report" (approved) together with Project owners and local governments based on the last survey opinions. 44. In December 2012, GRO approved "Guizhou Province Qianxinan Anlong Pingqiao Reservoir Project Land Acquisition and Resettlement Planning Report" by Qianyifa [2012] 15

24 No.188, PRPSDCL prepared and completed the Land Acquisition and Resettlement part of Pingqiao Reservoir Project Report according to the approved Planning Report. 45. From April to May, 2013, based on the review arrangement, Guizhou Provincial Government Investment Project Review Center, organized relevant experts, set up working groups to assess related land acquisition and resettlement planning for Pingqiao Reservoir Project. According to the assessment comments, technical standards and principle of construction land area determined in feasibility study phase of Pingqiao Reservoir Project are in line with the relevant regulatory requirements, physical survey institution is conducted legally within the scope of land acquisition, the survey methodology is in line with regulatory requirements, the confirmation procedure of survey results is complete, basically reflects the actual situation within the scope of land requisition, the relevant outcomes can be used as the base for the work of next phase. 46. In June 2013, GDRC approved Feasibility Study Report of Anlong Pingqiao Reservoir Project by Qianfagainongjing [2013] No.1490, agreed to the Project implementation by stages, first-stage Project consists of Dam Site Construction Area, Reservoir Inundation Area, main canal, left main canal (pipe), right main canal (pipe) and pumping stations of the water irrigation Project. 47. In June 2013, according to the scope of the land acquisition adjustment approved in the feasibility study and preliminary design, the professional resettlement designers of PRPSDCL, together with the Project owners, relevant departments of local government, conducted a review of physical index results, in-depth resettlement design, review on preliminary design work of the Project relocation. On the basis, land acquisition and resettlement plan chapter of Pingqiao Reservoir Project Preliminary Design Report was prepared. 48. On21 October 2013, GDRC approved Anlong Pingqiao Reservoir Project Preliminary Design Report by Qianfagainongjing [2013] No In September 2015, due to the particularity and complexity of the Pingqiao Reservoir Resettlement Plan, and to have a better implementation of the Pingqiao Reservoir Resettlement, Anlong Pingqiao Reservoir Company Limited engaged PRPSDCL to carry out the planning work of resettlement implementation. In the implementation, PRPSDCL is responsible for technical checks, Anlong Resettlement Office took the lead and jointly undertook together with ACG and its relevant departments, Anlong Pingqiao Reservoir Company Limited, cooperated with all inundated/affected and resettlement townships/street committee, village committees/resident committee and villager groups. 50. In June2016, PRPSDCL completed draft "Resettlement Implementation Plan Report of Guizhou Anlong Pingqiao Reservoir First-stage Project". 51. ACG with the help of ADB staff consultant prepared the RP for prepatory works at Dam site area in August ACG with the help of PPTA consultants prepared this (or ADB version) overall RP for the Pingqiao Reservoir and Water Transfer Facilities in Anlong County in October

25 II ANALYSIS OF THE PROJECT IMPACT 2.1 Definition of the Project Impacts 53. The physical impact scope of the Project is determined by the Project design unit, China Water Resources Pearl River Planning Surveying and Designing Company Limited 54. The definition of the Project impact is as follows: (i) Permanent acquisition of state-owned land: an area located in the Project areas with all kinds of farmland and non-farmland owned by the government or institution that needs to be permanently acquired, including the barren hills and previously acquired collective land. (ii) Permanent acquisition of collective land: an area located in the Project areas with all kinds of farmland and non-farmland that needs to be permanently acquired. Farmland includes irrigated land, dryland, etc.. Non-farmland includes waste slopes, homestead, un-usedland, etc.. (iii) Temporary land occupation: various types of land need to be temporarily occupied during the Project construction, and can be restored to the original condition after construction. (iv) Demolition of structures: all structures located within the Project area, including brick-concrete, brick-wood, mud-wood structure housing and other structure types. (v) Ground attachments to the land located within the Project areas, mainly simple facilities and trees for production and living. (vi) Affected households: households with land, structures or ground attachments located in the Project areas or are directly affected. (vii) Affected villages: villages with land, structures or ground attachments located in the Project areas or are directly affected. (viii) Affected unit: unit that its land and/or structures to be affected by the Project. (ix) Project affected population: people whose households are affected by the Project. (x) Affected labor force: labor force engaged in agricultural production on the acquired land. (xi) Vulnerable groups: vulnerable groups refer to the residents who become vulnerable and lack the ability to respond to the changes in the society and become disadvantaged groups in the society due to disability, poverty and other reasons. Vulnerable groups mainly include the following types: poor families, disabled families, and women-headed families. 2.2 Project Scope 55. This section identifies and confirms the flood control standard for different reservoir inundated objects in combination with the actual situation of reservoir inundated objects. Please see the Table

26 Table 2-1: Designed Flood Standards of Different Inundated Objects No. Inundated Objects Flood Standard (% of Recurrence Frequency) Period (Year) 1 Cultivated land and garden Woodland and unused land normal water level 1,326m 3 Rural residential area Special facilities 4.1 Rural road kV transmission line Hydropower hydraulic structures and plants kV transmission line The land acquisition for the Pingqiao Reservoir includes reservoir inundated area and impacted area, dam site construction area (including the scope of permanent land acquisition and temporary land occupation) and water supply and irrigation engineering area, (including scope of the permanent land acquisition and temporary land occupation). The detailed impact scopes are described below. 2.3 Contents, Methods and Steps of Physical Index Investigation Contents of Physical Index Review 57. Based on physical index investigation in feasibility study stage and preliminary design stage the DI for resettlement focused on the review of population increase and decrease and relocation population and their substances. Population review method in the preliminary design review stage involved the following: based on the latest household survey population in the registration form and the booklet, it prepared the list according to the agricultural and nonagricultural population in rural areas, including the residents born beyond the family plan without household registration, students identified with household registration transferred out temporarily and who will get their origin household registration back after graduation, conscripts, correctional officers and prisoners. Expanded resettlement population is mainly involved in land inundation without house inundation; those whose cultivated land inundated significantly, or were living close to the water line, and/or had poor housing structure are considered as expanded resettlement population. The physical index investigation methods of expanded resettlement during the preliminary design are consistent with the physical index investigation of direct resettlers during the feasibility study stage Methods and Steps of Physical Index Investigation 58. The local government established a working group to conduct physical review work in October, 2015 before physical review stage. The working group held a technical conference in Getang Township, identified the purpose, detailed contents, division of time and labor of this work first, then each group started separately. a) Land 59. During the physical index survey in feasibility study stage in the reservoir inundation affected zone, the villager groups, villages, townships, county cadres, land resources and forestry departments and PRPSDCL jointly identified land category, conducted site surveys, and published the results of the survey through villager groups in three lists. The boundaries of the land by ownership units (property owner) were conducted based on scale mapping 1:1000 diagram., The results have been gradually accepted by ownership units (ownership people), villager groups, villages, townships and counties. The inundation area of the reservoir has not changed during the preliminary design stage; and the land results within the reservoir 18

27 inundation affected area are the same as the feasibility study stage results. b) Population 60. The specific operational methods of population review survey are: in every village, the village cadres check rural population number one by one between physical index survey in feasibility study stage and in preliminary design stage, find out the population changes and inform the households through villages quickly, and approve after the confirmation of survey staff and signed by the head of households. After survey work, according to the survey results, they prepare the physical index results tables of each village (including population, houses, land, fruit trees, etc.) and publicize in each village. If the public raises any objections, the head of the household and the survey team go to the site to check; and after reviewing and correcting, the head of household, the survey team staff (2 or more) and village cadres sign to confirm the review table, and post it again. c) Houses and Auxiliaries 61. After the Construction Cessation Order issued in feasibility study stage, housing survey is jointly attended by the investigators and local cadres and representatives of resettlers. According to the determined scope, the teams identify villager groups and survey and register housing through house-to-house survey. It is signed or stamped by the head of the household, and publicized, progressively accepted by ownership units (property owner), villager groups, villages, townships and counties. This stage takes the original data of the survey in feasibility study stage, new constructed houses after construction cessation order are not to be recognized and accepted. d) Other Physical Stuff 62. According to the original data of the survey in feasibility study stage and physical review survey in preliminary design stage, for those indeed wrong, physical index missing, errors in area reflected by resettlement population or ownership units, resettlement households or ownership unit submit a written application. After that, Village officials reconfirm, the leaders in charge of the township or the competent departments sign an opinion, and County Resettlement Office and PRPSDCL review on-site and publicize for 3 times. Then records are accepted if the publicity has no disagreement. Reservoir Inundated Areas 2.4 Acquisition of Collective-Owned Land Impacts of Construction Land Acquisition for Pingqiao Reservoir Engineering Component (overall subproject) 63. Physical Index Survey Result of Construction Land Acquisition for Pingqiao Reservoir Engineering Component Phase I, including dam site construction area, reservoir inundation, irrigation and water supply: i) Pingqiao reservoir construction land acquisition involves 5 townships (town), 17 villages and 75 village groups in Anlong County. ii) There are 2,743 people in 583 resettlement households in iii) HD involves 101,836.08m 2 housing area in various types, wherein the main housing area of 88, m 2, miscellaneous room area of 13,659 m 2. 19

28 iv) 6, mu of land will be acquired permanently, including mu of stateowned land and 6, mu collectively-owned land. v) APs include 5 rural household workshops with 10 employees. vi) 1,036.5 mu of land will be occupied temporarily. vii) Major special facilities include: 0.04km S313 Provincial Highway, 0.03km county road, 11.24km village road, 51.63km sidewalk, 4 rural small-scale bridges, 67.5 m sidewalk bridge, 3.83km 35kV transmission line, 4.87km 10kV transmission line, 6.9km 380V power line,2 10kVA transformers, a small-scale rural hydropower (installed capacity of 765kW),6 rural small-scale water conservancy and hydropower facilities (Anyun water pumping station, Bakou small-scale dam, Hecha small-scale dam, Chahe pumping stations, Pingyang pumping station, Bakou water culverts), 5km irrigation ditch, 2 rural health facilities (Pingyang Group II clinics, Bakou health and immunization Station) Physical Index in Reservoir Inundation Area 64. The main physical index indicators of Pingqiao Reservoir inundation area are as follows: i) Piaoqiao Reservoir inundation area involves 2township, 3 village committees, 16 village groups in Anlong County, the total number of population is 2,160 persons, of which 2,157 agricultural population and 3 non-agricultural population. ii) 78,587.58m 2 housing area in various types, 66, m 2 main housing area, 11,876 m 2 miscellaneous room area, and associated auxiliaries, including 2, m 3 fortress edge, 6,658.25m 2 fences, 16, m 2 cement sunning grounds, 3, m 3 water pond, 578 cooking bench, 357 septic tanks, 3 wells, m 2 flue-cured tobacco houses. iii) Expropriation of 4, mu land area, of which 2, mu cultivated land, 1,001.23forest land, mu grassland, mu residential land, mu transportation land, mu water surface and water conservancy facilities land,38,690 basket scattered fruit trees, and 456 graves. iv) 5 rural household workshops. v) Major special facilities include:9.11 km village connection road, km pedestrian sidewalk, 4 rural small-scale bridges, 67.5 m sidewalk bridge, 3.83 km 35kV transmission line, 4.87 km 10kV transmission line, 6.9 km 380V power line, 2 10kVA transformers, a small-scale rural hydropower (installed capacity of 765kW), 6 rural small-scale water conservancy and hydropower facilities (Anyun water pumping station, Bakou small-scale dam, Hecha small-scale dam, Chahe pumping stations, Pingyang pumping station, Bakou water culverts), 5 km weir ditch, 2 rural health facilities (Pingyang Group II clinics, Bakou health and immunization station) Impacts of Dam Site Construction Area 65. The construction layout of dam site construction area is divided into permanent land acquisition area, expanded demolition area (due to safety reasons, etc.), and temporary land occupation area. 20

29 66. The permanent land acquisition area involves 1 township (town), 2 villages committees, and 8 village groups. There are 5 persons in 1 resettlement household (agricultural population); Various types of houses total at m 2, including m 2 main houses and 43 m 2 miscellaneous houses; m 2 cement sunning grounds, 64 m 3 water pond; mu land area, including mu cultivated land, mu forest land, mu grass land, 2.2 mu residential land, mu transportation land, mu water surface and water conservancy facility land; 5,857 various scattered fruit trees; 164 tombs; 0.65 village connection road. 67. The expanded demolition area involves 578 persons in 142 households (agricultural population); Various types of houses involved with a total area of 23,056 m The temporary land occupation area involves 1 township (town), 2 villages committees, and 6 village groups. Land area is mu, including mu cultivated land, mu forest land, mu grass land, 7.26 mu transportation land; 1,648 baskets various scattered fruit trees; 89 tombs; 1.38 village connection road Impacts in Irrigation and Water Supply Construction Area 69. Based on detailed design, Pingqiao reservoir irrigation and water supply engineering construction area involves 5 townships, 16 village committees, 58 village groups in Anlong County, 1, mu land area, of which mu cultivated land, mu garden plot, mu forest land, mu grassland, 5.89 mu transportation land; 8,432 scattered fruit trees, 108 tombs, special facility projects include 0.04 km S313 provincial road, 0.03 km county road, 0.83 km village road. Of which: i) Irrigation Engineering Construction Area 1) Permanent land acquisition area Permanent land acquisition area involves 4 townships, 14 village committees, 52 village groups in Anlong County, mu land acquisition area, of which mu cultivated land, mu orchard land, mu forest land, mu grassland, 3,770 scattered fruit trees, and 45 tombs. 2) Temporary land occupation area Temporary land occupation area involves 4 townships, 14 village committees, 54 village groups in Anlong County, mu land area, of which mu cultivated land, 1.19 mu garden, mu forest land, mu grassland, 1.01 mu transportation land; 2,852 scattered fruit trees, 45 tombs, special facility Projects include 0.04 km S313 provincial road, 0.03 km county road, 0.1 km village road. ii) Water Supply Construction Area 1) Permanent Land Acquisition Area Permanent land acquisition area involves 2 townships, 3 village committees, 8 village groups in Anlong County, mu land acquisition area, of which mu cultivated land, 6.59 mu orchard land, mu forest land, 267 scattered fruit trees, and 10 tombs. 2) Temporary Land Occupation Area Temporary land occupation area involves 2 townships, 3 village committees, 8 village groups in Anlong County, mu land area, of which 18.6 mu cultivated land, 0.42 mu garden plot, mu forest land, 0.75 mu grassland, 4.88 mu 21

30 transportation land, 200 scattered fruit trees, and 5 tombs. Special facility Project is 0.73 km village road. iii) Water Supply and Irrigation Construction Temporary Land Occupation Area Water supply and irrigation construction temporary land occupation area involves 4 townships, 6 village committees, 10 village groups in Anlong County, mu land acquisition area, of which mu cultivated land, mu orchard land, mu grassland, 1,343 scattered fruit trees, and 3 tombs. 2.5 Production Resettlement Population 70. Production resettlement population is people who need production resettlement due to the land acquisition, and calculated and confirmed based on the degree of land acquisition impact on its main production materials. The production resettlement population at this stage is calculated based on unit of village groups, the production resettlement population of the base year in every village group is mainly determined by the per capita cultivated land area of the village group and cultivated land acquired by Pingqiao Reservoir engineering construction of Phase I. 71. Production resettlement population in Pingqiao Reservoir Component adopts the sample plot method, calculation method is: R=Sb Impact of land acquisition /(Sb Before acquisition / R basic standard) 72. Production Resettlement Population in Pingqiao Reservoir Inundation Area is 1,920, details are shown in Table Production Resettlement Population in Dam Site Engineering Construction Area is 431, details are shown in Table Production Resettlement Population in Irrigation Construction Area is 329, details are shown in Table

31 Township (Town) Getang Village Chahe Longxin Table 2-2: Calculation of Production Resettlement Population in Pingqiao Reservoir Area Group Population Paddy Field Existing Situation Dryland Slope Dryland Subtotal Cultivated Land Per Capita Paddy Field Land Acquisition Dryland Slope Dryland Subtotal Production Resettlement Population No. mu mu mu mu mu/capita mu mu mu mu No. Pingyang No Pingyang No Pingyang No Shuijingwanshang Shuijingwanxia Dashan Laolinpo Bakou Dongkou Chahe Gangou No Gangou No Subtotal 3,424 2, , , , , , , ,897 Shangzhegeng No Shangzhegeng No Tourendi Subtotal Haizi Chetou Qishanpo Total 4,301 2, , , , , , , ,920 23

32 Township (Town) Getang Table 2-3: Calculation of Production Resettlement Population for Pingqiao Reservoir Dam Site Construction Area Existing Situation Land Acquisition Production Village Group Population Paddy Slope Cultivated Paddy Slope Resettlement Dryland Subtotal Dryland Subtotal Field Dryland Land Field Dryland Population No. mu mu mu mu mu/capita mu mu mu mu No Pingyang No Dashan Chahe Laolinpo Dongkou Subtotal Tourendi Shangzhegeng No Longxin Shangzhegeng No Pingqiao Subtotal 1, , TOTAL 1,952 1, , ,

33 Table 2-4: Calculation of Production Resettlement Population in Pingqiao Irrigation Area Canal Systems and Water Supply Line Subproject Irrigation Area Permanent Land Acquisition Township (Town) Getang Puping Village Group Population Padd y Field Dry Land Existing Situation Slope Dryland Subtotal Cultivated Land Paddy Field Land Acquisition Dry Land Slope Dryland Subtotal Production Resettlement Population No. mu mu mu mu mu/capita mu mu mu mu No. Getang Yaowan Kefa Nagong Tianwan Longxin Pingqiao Xiazhegeng Changba Jieshang Lugoutang Mapo Nayuan Xiaohaizi Nali Xiangchehe Baijishan Xiamojiao Dongguang Liangtai Lutao Muman Naha Xinqiao Podangxiong Polao Qiaodong Zhesheng Xiangchehe Tianba Zhangjiawan Dashuijing No Dashuijing No Yangdi DashuijingNo Dashuijing No Dashuijing No Subtotal 7, , LezhuangNo Lezhuang No Lezhuang Lezhuang No Longshanpo Yanbi Yanbi No

34 Subproject Water Supply Line Permanent Land Acquisition Township (Town) Sayu Puping Xifeng Street committee Village Group Population Padd y Field Dry Land Existing Situation Slope Dryland Subtotal Cultivated Land Paddy Field Land Acquisition Dry Land Slope Dryland Subtotal Production Resettlement Population No. mu mu mu mu mu/capita mu mu mu mu No. Yanbi No Yanbi No Yanbi No Kazi Huxiang Eryakou Subtotal 2, , Longjin Donggualin Miandi Maluhe Xiamiandi Subtotal , Total 9, , Dapusuo Yanbi Tianpeng Xiaqudu Subtotal , Shageshan Qiaodong Tudipo Wanjiaotian Zhongxinlian Subtotal 1, , Poyun Fatong Total 2, , GRAND TOTAL 12, ,

35 2.6 Decrease of Cultivated Land due to Collective Land Acquisition 75. The situation of village s land, households, population affected by permanent cultivated land acquisition is shown intable 2-5.The proportion of the total land acquisition loss is 38.69%in reservoir inundation area, 22.11% in dam site construction area, 2.3% in irrigation construction area. Highest revenue loss rate is up to 23.68% at the average village level. 27

36 Township (Town) Getang Getang Village Chahe Longxin Table 2-5: Situation of Affected Villages Land, Households and Population (Reservoir Inundation Area) Per HH Per Capita Per HHs Cultivated Total Total Land Affected Per Capita Cultivated Cultivated APs Cultivated Group Land Area HHs Popu. Acquisition HHs Cultivated LA % Land Land LA Production Resettlement Population mu HH No. mu/hh mu/capita mu No. No. mu/hh Mu/Capita No. Pingyan No. One % 215 Pingyan No.Two % 490 Pingyang No.Three % 293 Shuijingwanshang % 22 Shuijingwanxia % 19 Dashan % 66 Laolinpo % 170 Bakou % 87 Dongkou % 27 Chahe % 342 Gangou No. One % 84 Gangou No. Two % 82 Subtotal 5, , , % 197 Shangzhegeng No.One % 6 Shangzhegeng No.Two % 2 Toudiren % 2 Subtotal % 10 Haizi Chetou Qishanpo % 13 Total 7, ,152 4, , , % 1,920 28

37 Township (Town) Getang Getang Table 2-6: Situation of Affected Village s Land, Households and Population(Dam Site Engineering Construction Area) Village Chahe Group Total Cultivated Land Total HHs Total Popu. Cultivate d Land Per HH mu HH No. mu/hh Cultivate d Land Per Capita mu/capit a Land Acquisition Affecte d HHs APs Per HH Cultivate d LA mu HH No. mu/hh Per Capita Cultivate d LA mu/capit a % Production Resettlemen t Population Pingyang No. Three % 16 Dashan % 5 Laolinpo % 57 Dongkou % 54 Subtotal 1, % 132 Toudiren % 21 Shangzhegeng No. One % 160 Longxin Shangzhegeng No. Two % 66 PingqiaoGro up % 52 Subtotal 1, , , % 299 Total 3, , , % 431 No. 29

38 Table 2-7: Situation of Affected Villages Land, Households and Population (Irrigation Area) Township (Town) Getang Village Group Total Cultivated Land Total HHs Total Popu. Per HH Cultivated Land Per Capita Cultivated Land Land Acquisition Affected HHs APs Per HH Cultivated LA Per Capita Cultivated LA % mu HH No. mu/hh mu/capita mu HH No. mu/hh mu/capita No. Getang Yaowan % 8 Kefa Nagong % 14 Tianwan % 8 Longxin Pingqiao % 50 Xiazhegeng % 22 Changba % 4 Jieshang % 3 Lugoutang Mapo % 0 Nayuan % 3 Xiaohaizi % 3 Nali Xiangchehe Yangdi Baijishan % 8 Xiamojiao % 4 Dongguang % 4 Liangtai % 5 Lutao % 9 Muman % 4 Naha % 5 Xinqiao % 4 Podangxiong % 12 Polaozu % 10 Qiaodong % 12 Zhesheng % 5 Tianba % 4 Zhangjiawan % 6 Dashuijing No % 1 Dashuijing No % 2 Dashuijing No % 3 Dashuijing No , % 1 Dashuijing No % 2 Subtotal 14, ,242 7, , % 216 Production Resettlement Population Puping Lezhuang Yanbi Lezhuang No % 4 Lezhuang No % 8 Lezhuang No % 11 Longshanpo % 6 Yanbi No % 1 Yanbi No % 4 Yanbi No % 5 Yanbi No % 2 30

39 Sayu Puping Kazi % 1 Huxiang Eryakou % 1 Subtotal 4, , % 43 Longjin Donggualin % 7 Maluhe % 13 Miandi Xiamiandi % 16 Subtotal 1, % 36 Yanbi Dapusuo 20, ,116 9, , % % 2 Tianpeng % 4 Xiaqudu % 5 Subtotal 2, % 11 Xifeng Street Admin. Office Poyun Shageshan % 5 Qiaodong % 4 Tudipo % 6 Fatong Wanjiaotian % 4 Zhongxinlian % 4 Subtotal 2, , % 23 Total 5, , % 34 25, ,840 12, , %

40 Village Chahe Longxin Table 2-8: Analysis of Land and Income Loss Degree on Average for Village Groups (Reservoir Inundation Area) Cultivated Per Per Capita Proportion Income Affected Land Area Income Loss Average Capita Agricultural of APs LA Loss Per Group HHs Before Per Capita Income Loss Income Income Agricultural HH Acquisition Rate Per Income Capita CNY CNY HH No. mu mu CNY CNY Pingyang No.One 5,948 2,564 43% % Pingyan No.Two 6,011 2,591 43% , % PingyangNo.Three 5,979 2,577 43% , % Shuijingwanshang 5,932 2,557 43% % Shuijingwanxia 5,932 2,557 43% % Dashan 5,570 2,401 43% , % Laolinpo 5,680 2,448 43% , % Bakou 5,841 2,517 43% , % Dongkou 5,555 2,394 43% % Chahe 5,964 2,570 43% ,520 1, % Gangou No.One 5,680 2,448 43% , % Gangou No.Two 5,649 2,435 43% , % Subtotal 932 2,984 5, , , Shangzhegeng No. One 5,853 2,523 43% % Shangzhegeng No. Two 5,869 2,530 43% % Toudiren 5,901 2,543 43% % Subtotal Chetou Qishanpo 5,901 2,543 43% % Total 976 3,124 7, , ,

41 76. The permanent land acquisition impact for Pingqiao Reservoir Area is relatively significant, and the LAR impact for Irrigation Area is relatively small. Of which 1,109 households have the impact less than 25%, accounting for 56.1% of the total households; 188 households have the impact from 25% to 50%, accounting for 9.5% of the total households; 129 households have the impact from 50% to 75%, accounting for 6.5% of the total households; and 549 households have the impact over 75%, accounting for 27.8% of the total households. See Table 2-9 below: 33

42 Table 2-9: Analysis of Land Lost Degree in Affected Households <25% 25%-50% 50%-75% >75% Total HHs HHs HHs HHs HHs No. 1, ,975 % 56.1% 9.5% 6.5% 27.8% 100.0% Reservoir Inundation Table 2-10: Analysis of Land Lost Degree in Affected Households by Village Group Item Township Village Group Getang Chahe Longxin Dam Site Getang Chahe Cultivated HHs LA HHs <25% 25%-50% 50%-75% >75% Total Land No. mu mu No. HHs HHs HHs HHs HHs Pingyang No Pingyang No Pingyang No Shuijingwan Shang Shuijingwan Xia Dashan Laolinpo Bakou Dongkou Chahe Gangou No Gangou No Subtotal 878 5,784 2, Shangzhegeng No Shangzhegeng No Tourendi Subtotal Haizi Chetou Qishanpo Subtotal 1,152 7,393 2, Pingyang No Dashan Laolinpo

43 Item Township Village Group Irrigation and Water Supply Pipeline Getang Longxin Cultivated HHs LA HHs <25% 25%-50% 50%-75% >75% Total Land No. mu mu No. HHs HHs HHs HHs HHs Dongkou Subtotal 225 1, Tourendi Shangzhegeng No Shangzhegeng No Pingqiao Subtotal 313 1, Subtotal 539 3, Getang Raowan Kefa Longxin Lugoutang Nali Xiangchehe Nagong Tianwan Pingqiao Xiazhegeng Changba Jieshang Mapo Nayuan Xiaohaizi Baijishan Xiamojiao Dongguang Liangtai Lutao Muman Naha Xinqiao Podangxiong Polao Qiaodong Zhesheng

44 Cultivated HHs Item Township Village Group Land LA HHs <25% 25%-50% 50%-75% >75% Total No. mu mu No. HHs HHs HHs HHs HHs Tianba Zhangjiawan Dashuijing No Dashuijing No Yangdi Dashuijing No Dashuijing No Dashuijing No Subtotal 2,242 14, Lezhuang No Lezhuang Lezhuang No Lezhuang No Longshanpo Tingbi No Puping Tingbi No Tingbi Tingbi No Tongbi No Huxiang Kazi Eryakou Subtotal 642 4, Longjin Donggualin Maluhe Miandi Sayu Xiamiandi Subtotal Total 3,116 20, Dapusuo Puping Tingbi Tianpeng Xiaqudu Subtotal 284 2, Poyun Shangeshan Qiaodong

45 Item Township Village Group Xifeng Street Admin. Office Fatong Cultivated HHs LA HHs <25% 25%-50% 50%-75% >75% Total Land No. mu mu No. HHs HHs HHs HHs HHs Tudipo Wanjiaotian Zhongxinlian Subtotal 440 2, Total 724 5, Subtotal 3,840 25, TOTAL 5,531 36,041 4,143 1,975 1, ,975 37

46 2.7 Temporary Land Occupation 77. The Pingqiao Reservoir and Water Transfer Facility Component will temporarily occupy a total of 1,036.5 mu land. The dam site will occupy mu land temporarily, including mu cultivated land (76.83%), 65.54mu forest land (14.94%), 28.86mu grass land (6.58%), 7.26 mu transportation land (1.65%); it will be temporary occupied for the stock yard, temporary access road, diversion tunnel, etc. in the dam site area and partial overlapping area with inundation area. The water supply and irrigation area will temporarily occupy a total of mu of land, including mu farmland (62.64 %), 1.61 mu orchard land (0.27 %), mu wood land (29.22%), mu grass land (6.88%), and 5.89 mu transportation land (0.99%). In addition, mu of land will be used for water supply plus irrigation construction temporarily. The occupation period is within 2years. Temporary land occupation is shown in Table Dam Site Construction Area Table 2-11: Project Temporary Land Occupation Temporary Land Irrigation Water Supply Occupation for both Construction Area Construction Area Construction Use Subtotal mu mu mu mu mu ,036.5 Table 2-12: Project Temporary Land Occupation by Type of Land No. Type of Land Dam Site (mu) Water Supply and Irrigation (mu) Total (mu) 1 Farmland Orchard Land Wood Land Grass Land Transport Land Use Total Residential Building Affected by the Project 78. The Project needs demolition of 583 houses, house and building demolition area a101,836 square meters, affects 2,743 people in 583 households. See Table

47 Items Table 2-13: Demolition of Farmers Residential Houses Unit Reservoir Inundation Area Dam Site Construction Area Expanded Resettlement (beyond inundation) Rural resident HH Population No. 2, ,743 Agricultural population No. 2, ,740 Non-agricultural population No Housing area m 2 78, , ,836 Subtotal Main house m 2 66, ,317 88,177 Frame m Brick-concrete structure m 2 26, ,011 36,624 Brick-wood structure m 2 23, ,658 32,359 Earth-wood structure m 2 16, ,647 18,898 Miscellaneous room m 2 11, ,740 13,659 Village Chahe Group Directly Relocated Popu. (Reservoir + Dam) Table 2-14: Demolition of Farmers Residential Houses by Village Groups Expanded Popu. of Relocation Subtotal Population Directly Relocated HHs Expanded Relocation HH Subtotal HH Frame Brick- Concrete house (m 2 ) Brick- Woodhouse (m 2 ) Mud- Woodhouse (m 2 ) Subtotal Residential House (m 2 ) Pingyang No , , , Pingyang No , , , ,110.4 Pingyang No , , , ,525.3 Shuijingwanshan g Shuijingwanxia Dashan , , , , Laolinpo , Bakou , Dongkou ,

48 Village Longxin Group Directly Relocated Popu. (Reservoir + Dam) Expanded Popu. of Relocation Subtotal Population Directly Relocated HHs Expanded Relocation HH Subtotal HH Frame Brick- Concrete house (m 2 ) Brick- Woodhouse (m 2 ) Mud- Woodhouse (m 2 ) Subtotal Residential House (m 2 ) Chahe , Gangou No , Gangou No , Subtotal 2, , , , , , Tourendi Shangzhegeng No , , , Shangzhegeng No , , , Pingqiao , Subtotal , , , , Total 2, , , , , ,

49 79. The Project will affect 1,975 households by LA, of which 1,392 households will only involve land acquisition without house demolition, accounting for 70.5%; and 583 households will be affected by both land acquisition and house demolition. Table 2-15: Impacts of LAR by Category Category Unit No. of Households % Only Land Acquisition without House Demolition Household 1, % Only House Demolition without Land Acquisition Household 0 0.0% Both Land Acquisition and House Demolition Household % Total 1, % 41

50 Subproject Township Admin. Village Group Reservoir Inundated Area Dam Site Getang Chahe Longxin Table 2-15: Impacts of LAR by Village Group Only Land Acquisition without House Demolition (No.) 42 Only House Demolition without Land Acquisition (No.) Both Land Acquisition and House Demolition (No.) Total (No.) HHs Popu. HHs Popu. HHs Popu. HHs Popu. Pingyang No Pingyang No Pingyang No Shuijingwanshang Shuijingwanxia Dashan Laolinpo Bakou Dongkou Chahe Gangou No Gangou No Subtotal , ,951 Shangzhegeng No Shangzhegeng No Torendi Subtotal Haizi Chetou Qishanpo Getang Chahe Longxin Total , ,275 Pingyang No Dashan Laolinpo Dongkou Subtotal Tourendi Shangzhegeng No Shangzhegeng No Pingqiao Subtotal

51 Subproject Township Admin. Village Group Irrigation and Water Supply Only Land Acquisition without House Demolition (No.) Only House Demolition without Land Acquisition (No.) Both Land Acquisition and House Demolition (No.) Total (No.) HHs Popu. HHs Popu. HHs Popu. HHs Popu. Total ,224 Getang Raowan Kefa Longxin Lugoutang Nali Xiangchehe Yangdi Nagong Tianwan Pingwiao Xiazhegeng Changba Jieshang Mapo Nayuan Xiaohaizi Baijishan Xiamojiao Dongguang Liangtai Lutao Muman Naha Xinqiao Podangxiong Polaizu Qiaodong Zhesheng Tianba Zhangjiawan Dashuijing No Dashuijing No Dashuijing No Dashuijing No

52 Subproject Township Admin. Village Group Puping Sayu Puping Xifeng Street Admin. Office Lezhuang Tingbi Huxiang Only Land Acquisition without House Demolition (No.) Only House Demolition without Land Acquisition (No.) Both Land Acquisition and House Demolition (No.) Total (No.) HHs Popu. HHs Popu. HHs Popu. HHs Popu. Dashuijing No Subtotal 481 1, ,539 Lezhuang No Lezhuang No Lezhuang No Longshanpo Tingbi No Tingbi No Tingbi No Tingbi No Kazi Eryakou Subtotal Longjin Donggualing Miandi Tingbi Poyun Fatong Maluhe Xiaminadi Subtotal Total 682 2, ,183 Dapusuo Tianpeng Xiaqudu Subtotal Shageshan Qiaodong Tudipo Wanjiaotian Zhongxinlian Subtotal Total

53 Subproject Township Admin. Village Group Only Land Acquisition without House Demolition (No.) Only House Demolition without Land Acquisition (No.) Both Land Acquisition and House Demolition (No.) Total (No.) HHs Popu. HHs Popu. HHs Popu. HHs Popu. Total 812 2, ,597 Total 1,392 4, ,743 1,975 7,097 45

54 2.9 Affected Ground Attachments and Various Auxiliaries 80. Ground attachments to be affected by land acquisition are shown in Table There are various auxiliaries before and behind the houses. Various affected auxiliaries are shown in Table Affected Vulnerable People and Ethnic Minorities Affected Vulnerable Groups 82. Types of vulnerable groups affected by the Project mainly include the following: (i) Poor Families: families living under the line of minimum living guarantee (MLG), the MLG is CNY 3,060 per capita per year. (ii) Single-parent families: refers to families headed by single parent with children. (iii) Persons with disabilities: refers to people who lose or are not normal in mental, physical or human body structure, some kinds of tissue, and functions, fully or partially lost the normal way to engage in certain activities. (iv) Families with other special hardship. 83. According to the survey, 205 households (10.36% of affected households) or 299 persons (4.2%) belong to vulnerable groups, wherein 147 households or 215 persons (3.03%) are living under MLG, households, and 58 households or 84 persons are disabled. All of them will be affected physically or economically by land acquisition and house demolition Affected Ethnic Minorities 84. According to the survey, 7,097peoplewill be affected by LAR, of which 44.17% are Han, 34.68% are Miao, and 21.15% are Buyi (see Table 2-16). Of the total affected people, the affected ethnic minorities enjoy the same social and economic status of the Han and their life has been integrated into Han society. All the minorities can also speak Chinese mandarin as a result of long-time intermarriage. For the living habit, they have no difference with Han except the holidays with their specific minority characters. An ethnic minority and social development plan has been developed for Anlong County project component, which provides detailed measures for EMs. Reservoir Inundation Area Dam Site Area Irrigation Area Table 2-16: Affected Ethnic Minorities Township Village Ethnic Minorities (No.) Getang Chahe 1,476 Longxin 129 Hazi Chetou 15 Subtotal 1,619 Getang Chahe 231 Longxin 381 Subtotal 612 Getang Getag 19 Kefa

55 Township Village Ethnic Minorities (No.) Longxin 219 Lugoutang 39 Nali 43 Xiangchehe 417 Yangdi 75 Lezhuang 94 Puping Tingbi 66 Huxiang 5 Sayu Longjin 37 Miandi 196 Puping Tingbi 99 Xifeng Street Committee Poyun 34 Fatong 91 Subtotal 1,601 TOTAL 3, Affected Women 85. According to the sample survey, 3,442 of 7,097 permanent affected people by land acquisition are women, accounting for 48.50%. As members of their families, they will be affected by the Project land acquisition and relocation. Gender analysis in details is shown in Chapter IV of this RP. The Project has also developed a gender action plan, and details are in poverty and social impact assessment report of the Project. 47

56 III SOCIO-ECONOMIC SURVEY 3.1 Socio-economic Development in Anlong County 86. Anlong County locates in the southwest of Guizhou Province, at the east longitude 'to ' and north latitude 24 54'to 25 23', the length of east-west is 67 km, the width of north-south is 52.6 km, with a total area of 2,237.6km 2. The east of Anlong County is adjacent to Ceheng, the south is adjacent to Longlin of Guangxi, the west is adjacent to Xingyi, and the north is adjacent to the cities and townships of Xingren and Zhenfeng. 87. Anlong County is located at the transitional slope from Yunnan-Guizhou Plateau down to Guangxi Hills, higher in the north and lower in the south, flat at the central area, showing a stepping down trend repeatedly. Landform is mainly mountains, with large area of karst landform. The highest point is the Longtou Mountain Main Peak at the northern of the Longshan Township, with an elevation of 1,967m. The lowest point is located at the point where the Zhegui River flows into the Pan River, with an elevation of 409 m, the average elevation is 1,279 m. The mountain area accounts for 44.2%, the hilly area accounts for 44%, and the plain area between mountains accounts for 11.4%. 88. Total cultivated land of the county is 50,000 hectares. There are many rivers, and all the rivers belong to the Nanpan-Beipan River water system of the Pearl River Basin. The total length of river is above 10 km. There are 54 rivers which the catchment area is above 20 km 2, and the total catchment area is 1,662.5 km 2 in total. The main river flows through the territory include Napan River, Mabie River, Bazi River, Xinqiao River, etc.. Theoretical reserves of water is 98,000 kw, exploitation amount is 69,700 kw. The county s water resource is billion m 3, of which the groundwater resource is billion m Anlong County has beautiful mountains and rivers, diverse scenic views, rich tourism resources, is a renowned tourist destination in Yunnan, Guangxi and Guizhou Provinces. The urban town has famous monument "Eighteen Misters' Tomb in Mong Dynasty", Zhanglingxiang Mahetu Tomb, Fuchengyuan, Wu Temple, Zhangong Temple and the ancient city walls. At the east, there are Suifeng stone sculpture, Pearl Spring; at the south, there are Tonggu Mountain, Buddha Cave, ancient and cultural sites, ancient pass, and ancient camp; at the west, there is Longguang Cave; at the north, there are writing rock, prince bridge, clamp narrow, ancient post and so on. The northeastern corner of the county is famous for the Zhaodi provincial scenic area, with three hundred years of history, hills, water, embankment, bridge, pavilion, flower, and trees as a whole, like the scenery of West Lake in Hangzhou. Sidu Mountain Cave is highly favored by cave scientists and explorers from 8 countries, is the world's second largest caverns. Within the territory, there are many forest ecological nature reserves. 90. Nanning-Kunming Railway and No. 324 National Road running through the county, form a criss-cross, both water and land transportation network together with Nanpan River waterway, so that the geographical advantages of Anlong is apparent, Anlong has become an important gateway to Yunnan and Guizhou through rivers and seas. Highway traffic mileage of the county is km, 74.9 km national road, 85.9 km provincial road, km county road, km township road. The county has roads in every village. On Nanpan River that flows through the county, the installed capacity of Tianshengqiao power plant is 1.32 million kw, with 136 reservoirs, the 48

57 reservoir capacity is million m 3, with 14 hydropower stations and 2substations. It has installed digital-controlled telephones and mobile phones that make Anlong s communication with the outside world very convenient. 91. Anlong is a national commodity grain base, food crops mainly are rice, corn, wheat, side crops account for a certain proportion. Multi-crop combination is "rice and wheat (rape)" two crops a year, double cropping rice in some of the valleys region. Economic crops are sugar cane, tea, tobacco, peanut, grapes. There are economic forest likes tung, palm, tallow tree, walnut, chestnut, sumac and so on. Breeding industry mainly includes pigs, cattle, and sheep. There are food industry, agricultural machinery manufacturing, printing, brewing, mining, metallurgy, coal, electricity and agricultural products processing, etc.. Facing with rich tourism, biological and mineral resources and location advantages, local government policies emphasize on creating a relaxed and harmonious environment for investment, showing the image of reform and opening up, attract people through preferential policies, win the trust of people with high quality services, keep people in a relaxed environment, and develop the economy into a new level and build Anlong more than a special zone. 92. The county has 17 townships (town, street committee), 173 villages and 14 communities. The county locates at the transitional slope from Yunnan-Guizhou Plateau down to Guangxi hills, lowest elevation is 407 m, and highest elevation is 1,966 m, higher in the northwest and lower in the southeast, flat at the central area, showing a stepping down trend repeatedly to Nanpan River Valley. The county has a mild climate, annual average temperature is 15.3, annual average temperature is 15.6 in 2016, annual rainfall is mm, rain and heat in the same season, warm and moist all over the year, has a name as Little Kunming. The total land area of Anlong County is 2,237.6 km 2, where the main landform is karst mountain, belongs to Nanpan- Beipan River water system of the Pearl River Basin. There are 23 nations live in the county, such as Buyi, Miao, Yi, Hui, and Han. Permanent resident population is 474,724 by the end of 2015, of which the minority accounts for 48.51%. Long-term multi-ethnic integration creates a unique cultural landscape and splendid culture in Anlong. 93. Basic socio-economic situation of Anlong County in 2015 is shown in Table 3-1. Table 3-1: Basic Socioeconomic Situation of Anlong County in 2015 No. Main Indicator Unit Quantity 1 Area of land km 2 2, Total population No. 474, Agricultural population No. 300, Non-agricultural population No. 174,544 3 Cultivated land area ha 47,909 4 Grain sowing area ha 38,432 5 Grain production ton 195,320 6 Gross production value CNY 10, , Primary industry CNY 10, , Secondary industry CNY 10, , Tertiary industry CNY 10, ,096 7 Average gross production value CNY 24,505 8 Rural average net income per capita CNY 6, Urban average disposable income per capita CNY 22, Rural average expenditure per capita CNY 6, Urban average expenditure per capita CNY 13,

58 Source: Anlong County Yearbook, Socio-Economic Situation of Affected Townships and Villages 94. Anlong County has four (4) townships and one (1) street committee to be affected by the Project. The total land area is km 2, with a total population of 176,659 persons. Table 3-2 provides basic information of the project affected townships/street committee. Table 3-2: Basic Information of the Project Affected Townships/Street Committee Total Areas (km 2 ) Total Population Direct Beneficiary % of the Popu. Beneficiary Popu. Xifeng Street Committee ,039 7, % Puping Township (including Getang) ,181 35, % Sayu Township ,062 55, % Haizi Township ,542 1, % Qianxiang Street Committee ,835 3, % TOTAL ,659 53, % Source: Survey in August There are 17 villages to be affected by LAR in Anlong County. The administrative area of the affected villages totals at km 2. A total of 12,738 households and 53,097 live in the villages. The total farmland is 90, mu, with average farmland per capita of 1.70 mu. The housing area per capita is m 2. The socio-economic situation of the villages is presented in Table

59 Table 3-3: Socio-Economic Situation of the Affected Villages Education Degree Admin. Total No. of Affected Farmland Total HHs Schools Average Annual Area Popu. Health Primary Junoir High Annual Village (mu) (No.) (No.) Technical University University Housing Income Per (km 2 ) (No.) Institution School or School School Expenditure Schol or College or Above Area Per Capita Under (No.) (No.) (No.) (CNY) Capita (m 2 ) (CNY) Poyun 9.8 3,400 1,459 5, ,546 2,204 1, , , Fatong , , , , , Getang , , ,340 1, , , Kefa 7.7 2, , , , Longxin , , ,451 1, , , Lugoutang , , ,598 1, , , Nali , , ,136 1, , , Xiangchehe ,180 1,014 4, ,181 1, , , Yangdi , , ,136 1, , , Chahe , , , , , Lezhuang , , ,589 1, , , Tingbi , , ,587 1, , , Huxiang 16 10,000 1,036 3, ,241 1, , , Longjin , , ,984 1, , , Miandi 5.6 2, , , , Chetou 8.6 5, , , , Qianxiang , , ,310 1, , , Total , ,738 53, ,627 20,072 6,637 1, Average , , % 44.50% 37.80% 12.50% 3.47% 1.70% 0.03% Source: Survey in August

60 96. There are a total of 22 health institutions in the affected villages, with an average of 1.29 per village, and a total of 18 schools, with an average of 1.06 per village. Of the total 53,097 population in the villages, 44.50%of their education is primary school or under, 37.8% of junior high school education, 12.50%of high school education, 3.47%of technical school education, 1.70% university or college education, 0.03% university or above education. It can be seen that the local people's educational level is not high, the number of high school education accounted for 82.30%, and the number of high school and above accounted for 17.7%. 97. The average annual income per capita of the local villagers is CNY 5,246.33, the average annual expenditure per capita is CNY 4, In comparison with the income and expenditure of Anlong County, the average annual income per capita of the local villagers at CNY 6, and the average annual expenditure per capita at CNY 6, in Anlong County, it can be seen that the average annual income and expenditure are lower than the average level of the county. 3.3 Socio-economic Situation of Affected People 98. In order to further understand the basic situation of households in the villages in the Project area, analyze the impact of the project construction on local residents, PRPSDCL(assisted by the PPTA consultants) in association with relevant departments has conducted investigation on land acquisition and physical quantities of demolition, and the socio-economic survey on affected villages/communities and families. The socio-economic survey covered 258 households to be affected, with affected 798 people. The data below present findings of the socio-economic sample survey Basic Situation of Affected Households 99. Age, gender, occupation and vocational education level of affected people are shown in Table 3-2. In sample survey covers 258 households to be affected, with affected 798 people, including 411 males and 387 females, of which 62.40% of the population is between 18 to 50 years old, 73.68% of the labor force received junior high school education or above, % of them are engaged in agriculture, seasonal resettler workers are not many (24.06%), and business operators are even less. Table 3-2: Age, Gender, Occupation and Vocational Education Level of Affected People Household 258 Total population 798 Per household population 3.09 Male Female Subtotal No. % No. % No. % % % % Age % % % % % % Over % % % Total % % Education Illiteracy % % % Primary school % % % Junior high school % % % High school % % % University % % % Total % % % 52

61 Household 258 Total population 798 Per household population 3.09 Male Female Subtotal No. % No. % No. % Occupation Student % % % Farmer % % % Worker % % % Seasonal workers * % % % Business % % % Cadre % % % Total % % % *Frequent seasonal resettler workers, their incomes have been taken into account Income and Expenditure of Affected Households 100. Living condition, agricultural production and financial status of affected households are shown in Table 3-2. Annual income and expenditure of households are shown in Table 3-3. Table 3-3: Living Condition, Agricultural Production and Financial Status of Affected Households Category Unit Per Household Basic information HH 258 Person 798 Land Cultivated land mu House m 2 51, Television No Refrigerator No Washing machine No Tractor No Family property Motorcycle No Water pump No Livestock No Network No Phone No Car No Data sources: Resettlement plans of social and economic survey in Table 3-4: Annual Income and Expenditure of Affected Households HH HH 258 People No. 798 Salary income in cash CNY/capita 4,961 Business income in cash CNY/capita 872 Income Property income in cash CNY/capita 539 Cash transfer income CNY/capita 557 Subtotal CNY/capita 6,929 Food, cigarette and alcohol CNY/capita 2,139 Clothing CNY/capita 779 House CNY/capita 509 Expenditure Daily living supplies and services CNY/capita 284 Transportation and communication CNY/capita 499 Education and cultural entertainment CNY/capita 306 Health care CNY/capita

62 HH HH 258 People No. 798 Other goods and services CNY/capita 336 Subtotal CNY/capita 5,195 Production and business operation in cash CNY/capita 704 Net income 6,225 Data sources: Resettlement plans of social and economic survey in Willingness of Land Acquisition and Resettlement Compensation 101. The willingness survey of land requisition and resettlement compensation identified that all relocatees have chosen to resettle in centralized resettlement area, affected households by land acquisition have chosen land replacement and cash compensation. Compensation will be used for seasonable labor of resettlers, savings, housing construction and supplemented daily living expenses. All the households whose house would be demolished, they have chosen centralized resettlement to the three resettlement sites. The use of compensation fund is shown in Table 3-5. Table 3-5: Use of Compensation Category HH % 1 Compensation usage of questions answered % (1) Production % (2) Purchase of vehicle % (3) Seasonal workers % (4) Repair of irrigation facilities 0 0.0% (5) Restore low-yield cultivated land 0 0.0% (6) Bank deposit % (7)Build houses % (8) Supplement daily living expense % (9)Purchase of social insurance 0 0.0% (10) School fees % 2. Compensation channel of questions answered % (1) Replacement housing % (2) Allocate land to build new houses 0 0% (3) Cash compensation to buy a house 0 0% 3.5 Plan of Affected Households 102. The results of consultation with the APs indicate that the affected households would like to choose the development cultivation and breeding industry or go to other cities or provinces as migrant seasonable workers for their livelihood and income recovery. They agreed and accepted to move to the new resettlement sites and the host community people are also willing to accept the APs. The land will be re-adjusted in the host communities to re-allocate to the relocated families. The land losing farmers would like to choose to use the compensation fund for the following use: (i) land transfer payment, and small business operation, shop and restaurant operation; (ii) for the children s education; (iii) supplement household s daily living; and (i) bank deposit for interest earning. See Table

63 Table 3-6: Affected Households Currently Planned No. Question Answers 1 Main source of household income Family income is mainly based on agricultural income Time of inputs of seasonal workers Responsibilities of women Intention after land acquisition and house demolition Resettlement housing in resettlement area Each HH has at least one person as seasonal workers, each year 3 to 4 months, heavy work CNY 200/day, and light labor CNY 180/day. Women are responsible for farming and taking care of children and the elderly at home. Development cultivation and breeding industry or go to other cities or provinces as migrant seasonable workers Construct houses in the new resettlement area 6 Land adjustment To the new resettlements for land adjustment 7 Pension insurance All participated in farmers pension plan for rural areas 8 Use of land compensation 1.land transfer and small business operation, small shop and small restaurant operation; 2.for the children s education; 3. Supplement household s daily living; 4.bank deposit for interest earning Between March and August 2016, the PPTA Consultants have also conducted socio-economic survey and public consultation activities in each affected village of the Project. Discussion has also been conducted with the village head (director or secretary general). The consultations covered the following aspects: (i) knowledge about the Project; (ii) degree of their support to the Project; (iii) major agricultural crops and economic tree plantation; (iv) status of land transfer; (v) knowledge of compensation standards; and (vi) expectation on the Project The results indicate that almost of all consulted people are aware of the Project, and all of them fully support the Project. They expect that the Project construction can start early as possible to resolve the local water shortage problems. The major agricultural crops in Anlong County are coix, corn, paddy rice and tobacco. The economic trees include walnut, cherry and plum with small area plantation, but have potential for further development. The land in the county is transferrable with difference prices for different villages. The results of consultations with village leaders and APs are presented in Table

64 Subproject Pingqiao Reservoir Engineering Township//Street Committee Xifeng Street Committee Getang Township (now combined into Puping Township) Puping Township Table 3-7: Results of Consultations with Village Leaders and APs Poyun Fatong Getang Kefa Longxin Affected Villages Results of Consultation - The Pingqiao Reservoir construction is expected to resolve the drinking water problem. - No land is available for transfer. - Cultivation: corn and coix - Economic tree plantation: plum and peach in small areas - Many people are out-migrant seasonable labors - Support the Project - Knowledgeable about the Project - Particularly support the Project - Waited for the Project construction for a long time - Major cultivation crops: paddy rice, corn, coix - Economic tree plantation: walnut, nectarine, etc. - Land is available for transfer - Cultivation: corn, tobacco, coix, etc. - Many young people are out-migrant seasonable labor - No land available for transfer - Support the Project - Will develop economic tree plantation in future - Construct roads and infrastructures for poverty alleviation - Fully support the Project - Cultivation: corn, tobacco, coix - Have relatively more land - Can develop economic trees - Knowledgeable about the Project - Support the Project - Major cultivation crops: corn, paddy rive and coix - The land above inundation line can be farmed continuously - Agated cherry have been planted and currently is under cooperation between Nayong Wanshou Agated Cherry Company and farmers. The share of the farmers is 60%, and company 40% - The cost-recovery price is CNY 1.5/kg 56

65 Subproject Township//Street Committee Affected Villages Lugoutang Nali Xiangchehe Yangdi Results of Consultation - Agated cherry has been planted for three years, and the company plus farmers mode is an efficient way - Cultivation: corn, tobacco, coix, etc. - Has planted 4,000 mu of cherry - Support the Project - Expect the Project construction started as earlier as possible. - Major cultivation crops: paddy rice, corn, coix - Land is available for transferrable - Knowledgeable about the Project - Support for the Project - Expect the Project construction as earlier as possible - Develop ethnic minority culture - Adjust cultivation structure - Can cultivate edible fungus - The village has broken the record of Geniesse - Knew the Project in Fully support the Project - Cultivation: Sand tree, tobacco, paddy rice, and corn - There are 1,500 out-migrant seasonable labors - Develop tourisms - No land is available for transfer - The resettlement site (Liangtai village) of Pingqiao Reservoir is within the village - The village agrees it as resettlement site - Major cultivation crops: corn and tobacco, and can develop greenhouse vegetables and tourisms - Not clear about the rocky desertification project 57

66 Subproject Township//Street Committee Affected Villages Chahe Lezhuang Tingbi Results of Consultation - The villagers are willing to be relocated - No land is available for transfer - Cultivation crops: corn, coix, Chinese medicines, etc., and the income is CNY 2,000/mu - More people are out-migrant seasonable labors - The reservoir was in preparatory stage for construction for 5-6 years - The infrastructure is backward, we have called the prefecture government to start the reservoir construction as soon as possible. - A total of 1,700 persons needs to be relocated, and they have selected three resettlement sites to be relocated by themselves - For those to the resettlement sites, all of them will get land re-adjustment - For the land which the reservoir will not inundate, trees have already been planted and survived. - After relocation, they will enjoy the income generated from trees - Currently the relocated families have signed intentional assistance for moving - Expect the Project to start the construction as soon as possible - Develop edible fungus - Last year, 10 households have cultivated 20 mu of land under the cooperation of company plus households, with 304 m 2 per shed and gross income at CNY 12,000, and the development has great potential; - Cultivated 600 mu of paddy rice, corn, coix, tobacco, etc. - Consider the Project construction is very good, and fully support the Project - Knowledgeable about the Pingqiao reservoir construction - Fully support the Project - Major cultivation crops: corn, paddy rive, coix - Currently cultivated 600 mu of cherries and 2,200 mu of walnut under the cooperation of company and households mode - Need to develop tourism - Land is available for transfer, and has 200 mu of land transferrable - Village tourism should be speeded up - Villages and environment need to be improved, the income from land will increase 25%. - High efficiency agriculture demonstration zone can have land as shareholding 58

67 Subproject Township//Street Committee Sayu Township Haizi Township Affected Villages Huxiang Longjin Miandi Chetou Results of Consultation - Knowledgeable about the Project - Fully support the Project - The village has agreed Shiyakou as resettlement site - The Pingqiao reservoir can resolve the water problem of the village - Compensation for land loss is CNY 22,800/mu, which will be fully paid to the APs - Cultivation crops: corn, paddy rice and tobacco - Income from paddy land is CNY 600/mu, and dryland is CNY 500/mu - Knowledgeable about the Project - Support the Project - Cultivation crops: corn, coix, paddy rive, tobacco, etc. - Recently planted economic trees: cherry, honeysuckle - Land is available for transfer - Income from paddy land is CNY 600/mu, and dryland is CNY 500/mu - Knowledgeable for the Project - Cultivation crops: corn, coix, paddy rice, tobacco, etc. - Economic tree plantation: walnut, etc., but the survival rate is relatively low due to the shortage of water, but will be improved after the Project - Knowledgeable about the Project for 4 to 5 years - All villagers support the Project - Major cultivation crops: corn, coix, etc. - Compensation for land loss will be fully paid to the APs, and the village will not keep any amount - One-third of the population in the village are ethnic minorities - The intermarriage between the Han and ethnic minorities has built good integration and relationship among them - Land is available for transfer, and usually can be discussed between the people, with rental cost of CNY 300 to CNY 400/mu/year - Village can form land transfer cooperate union - The government has organized relocation to other places targeted on poverty alleviation for a total of 33 households and 126 persons, with subsidy allowance provided to the poor people at CNY 20,000/capita/year, and CNY 12,000/capita/year for the non-poor people, and subsidy for those going to the urban areas. - The local government also provides support for edible fungus production 59

68 Subproject Resettlement Sites Township//Street Committee Puping Township Getang Township Affected Villages Results of Consultation Shiyakou (one area of Huxiang Village) - Knowledgeable about the Project, and fully support the Project. Xiaoqianxiang Group, Qianxiang Village Liangtai Village (cross of Xiagchehe Village and Yangdi Village) - Economic tree plantation: walnut, cherry and plum. - Cultivation: corn, paddy rice, etc. - Land is transferrable - Village planted 300 mu of water melon, and the income is CNY 1,000/mu/year - Income from vegetable cultivation is CNY 800/mu/year - Wanyou Company was established and operated in the form of rural households plus company mode - The local government encourages farmers to go to cities to promote the urbanization construction. 60

69 Table 3-8: Results of Consultations with Villagers in Resettlement Sites Township Resettlement Sites Village Contents Puping Qianxiang Street Admin. Office Getang Shiyakou (one group of Huxiang Village) Xiaoqianxiang (one group of Qianxiang Village) Liangtai (intersection of Xiangchehe and Yangdi) Huxiang Qianxiang Xiangchehe Yangdi - Knowledgeable about the Pingqiao Reservoir Project. - Support the Project construction - Agree with Shiyakou as resettlement site - Pingqiao Reservoir could resolve water shortage problem - Compensation of land adjustment/transfer will be fully paid to the APs at CNY 22,800/mu - Culviate corn, paddy rice and tobacco - Knowledgeable about the Project - Support the Project construction - Agree with Qianxiang as resettlement site - Knowledgeable about the Project in Fully support the Project construction - Cultivate sand tree, paddy rice and corn - About 1,500 people are migrant seasonable labors to other cities and provinces - Develop tourism industry - No land transfer - Knowledgeable about the Pingqiao Reservoir Project. - Support the Project construction - Cultivate walnut, cherry, plum, corn, paddy rice, etc. - There are land transfer - There are 300 mu of land for water melon, with price at CNY 1,000/mu/year - Vegetable cultivation is CNY 800/mu/year - Support is provided to projects - Establishment of Wanyou Company to form households + Company model - Now government encourages farmers to go to cities to promote urbanization process. 61

70 3.6 Gender Analysis 105. In the Project affected area, women's rights and status are equal with men. Women play a very important role in economic development activities. Now there are more men as migrant seasonable labor to urban areas in other cities and provinces. More women are left behind engaged in agriculture activities and household work. Women s major housework is farming at home and master their own economic situation, the survey shows they concern and pay attention to resettlement and livelihood restoration. This Project will give affected men and women equal training and employment opportunities, women will be considered first if jobs are suitable for their employment. Therefore, in terms of employment and economic development point of view, the status of women will be improved Gender difference in age. For the people between 18 and 50 years old, the proportion of men is 52.41%, higher than women at 47.59%proportion. Men consist of the major labour force in the Project affected areas (see Table 3-2) Gender difference in education. Table 3-2shows that women and men have slightly different degree in education. The proportion of secondary and higher educational attainment by women is 43.88%, lower than 56.12% of men. Women have higher proportion (61.67%) of primary education than men (38.33%) 108. Gender difference in employment % of men and 41.18% of women are engaged in agriculture; 65.63% of men and 34.37% of women are seasonal workers Gender difference in terms of income: for seasonal workers' income, men contribute 80% and women contribute 20% of family income In view of the resettlement aspects. Compared to men, women are more concerned about the loss of income, and the separation between children and relatives. The construction of centralized resettlement areas does not require relocation of affected people to other places, so the women's concern is addressed by nearby concentrated resettlement. Concerns on resettlement of different genders are shown in Table 3-8. Table 3-8: Social Gender Analysis Concerns Male Female Primary Secondary Primary Secondary 1. Fair compensation 2.Timely compensation 3. Employment creation 4. Land return for farming 5. Income loss 6. Future employment 7.Children's education 8. Assistance during rehabilitation period 9. Separation with children and relatives 111. In terms of the impact of the house demolition, the residents will get better living conditions than prior-to demolition. As women are undertaking most of the 62

71 housework, improvement of the environment and living conditions will reduce the burden of their workload, and enhance their quality of life During the design phase, the needs of women will receive special attention in order to enable them to gain more benefit from the Project. Public facilities or services such as street lights, warning signs, greenbelt, vocational training, housing and other resettlement design will consider the needs of women Through the survey on opinions of affected villages and villagers on the Project, we can see that most of the villagers understand the Project and think they can benefit from it. 3.7 Host Population for Resettlement Sites 114. The basic socioeconomic situation of affected villages in Anlong County is presented in Table 3-9. The socioeconomic situation of the resettlement sites is presented in Table The village groups affected by the construction of resettlement sites are presented in Table 3-11 of resettlement sites. 63

72 Table3-9:Basic Socioeconomic Situation of Affected Villages in Anlong County Education AverageAn Average Admin. Health Average Project Farmland No. of Area HHs Popu. Institutions Primary Technical nual Annual Housing Village (mu) Schools Middle High Univ. oruniv. or Income Expenditure (km 2 ) (No.) School or Vocation School School College Above Area (m 2 ) or Below School (CNY) (CNY) Poyun , ,459 5, ,546 2,204 1, , , Fatong , , , , , Getang , , ,340 1, , , Kefa , , , , Longxin , ,451 1, , , Lugoutang , , ,598 1, , , Nali , , ,136 1, , , Xiangchehe , ,014 4, ,181 1, , , Yangdi , , ,136 1, , , Chahe , , , , , Lezhuang , , ,589 1, , , Tingbi , , ,587 1, , , Huxiang , ,80 1, ,241 1, , , Longjin , , ,984 1, , , Miandi , , , ,

73 Education AverageAn Average Admin. Health Average Project Farmland No. of Area HHs Popu. Institutions Primary Technical nual Annual Housing Village (mu) Schools Middle High Univ. oruniv. or Income Expenditure (km 2 ) (No.) School or Vocation School School College Above Area (m 2 ) or Below School (CNY) (CNY) Chetou , , , , Qianxiang , , ,310 1, , , Total , ,738 53, ,072 6,637 1, Average , , % 44.50% 37.80% 12.50% 3.47% 1.70% 0.03% 65

74 Table3-10: Socioeconomic Situation of the Resettlement Sites Village Admin. EM Poor The EM HHs and Popu. under MLG Farmland HHs Popu. EMs % of EMs Area HHs HHs Poor Poverty Poverty HHs Popu. (mu) (km 2 (No.) (No.) (No.) EMs (No.) ) (No.) (No.) (No.) Ratio Ratio (No.) (No.) Huxiang ,000 1,036 3, , % % 6.05% Qianxiang , , % % 9.08% Xiangchehe ,180 1,014 4, , % % 5.64% Yangdi , , , % % 10.31% Total ,230 3,496 14,593 2,046 8, % 304 1, % 7.51% Village No. of Health Institutions Table3-10: Socioeconomic Situation of the Resettlement Sites (Continued) Education Institutions (No.) Average Technical Average Schools Primary Room/ Middle High or Univ. or Univ. or Housing (No.) School Capita School School Vocation College Above Area (m (No.) 2 ) or Below Average Annual Income/Capi ta (CNY Average Annual Expenditur e (CNY) School Huxiang 1 1 1,241 1, , , Qianxiang 0 0 1,310 1, , , Xiangchehe 2 1 2,181 1, , , Yangdi 2 2 1,136 1, , , Total 5 4 5,868 5,710 2,

75 Name of Resettlement Sites Qianxiang Township Qianxiang Table3-11: Socioeconomic Situation of Affected Village Groups by the Resettlement Site Miao Buyi Gelao Hui Affected Affected Total Labor HHs Female Village Group Popu. HHs APs HHs APs HHs APs HH APs Force Qianxiang Qiaoma Sandaoqiang Shiyakou Puping Huxiang Liangtai Puping Xiangchehe Yangdi Vulnerable Groups (No.) Net Income Per Capita of Farmers in 2015 (CNY) Xiaoqianxiang ,600 Pingzhai ,600 Chalukou ,500 Shalaiqiao ,500 Qiaobian ,600 Whole Village 786 3,221 1, , , ,600 Gedong ,600 Zheing ,500 Zhongbalong ,600 Whole Village ,400 Dahaizi ,500 Luojiawang ,500 Whole Village ,450 Shuanglongtan ,250 Whole Village 879 4,251 1, ,104 1, ,250 Liangtai ,500 Qiaodong ,500 Shangzime ,400 Sanjiazhai ,600 No. 3 Village Group of ,600 Dashuijing No. 4 Village Group of ,400 Dashuijing 67

76 Name of Resettlement Sites Township Affected Village Affected Group HHs Total Popu. Female Miao Buyi Gelao Hui HHs APs HHs APs HHs APs HH APs Labor Force Vulnerable Groups (No.) Net Income Per Capita of Farmers in 2015 (CNY) No. 5 Village Group of ,500 Dashuijing Whole Village 645 2,968 1,454 1, ,500 68

77 IV LEGAL FRAMEWORK AND POLICIES 4.1 Overview 115. The "Resettlement Plan for Anlong County" has been prepared and will be implemented in according to the relevant laws of People's Republic of China and regulations of Guizhou Province and in accordance with the requirements of ADB's "Safeguard Policy Statement" (2009). Compensation standards and rehabilitation measures of "Resettlement Plan for Anlong County" are adopted for implementation of land acquisition and resettlement process to achieve relevant legal and policy requirements. 4.2 Policies and Regulations Relevant Laws and Regulations Issued by the Central Government 116. "Resettlement Plan for Anlong County" comply with relevant laws and regulations of People's Republic of China and the central government, including: (i) "Land Administration Law of the PRC", implemented from 1 January, 1999, enforcement and revision on 28 August, 2004; (ii) "Law of the PRC on Contracted Land in Rural Areas", implemented from 1 March, 2003; (iii) "State Council Decision to Deepen Reform and Strictly Enforce Land Administration, issued by State Council", on 21 October, 2004 by the State Council; (iv) "Guidance on Improving Land Acquisition Compensation and Resettlement System" (guotuzifa [2004] No. 238, 3 November, 2004); (v) "Notify on Strengthening the Land Adjustment Problems" State Council issued on 31 August, 2006; (vi) "Real Right Law of the People's Republic of China", implemented from 1 October, 2007; (vii) "Regulation of the People's Republic of China on the Disclosure of Government Information", implemented from 1 May, 2008; (viii) "Large and Medium-sized Water Conservancy and Hydropower Project Construction Land Compensation and Resettlement Regulations" (State (i) Council Order No. 471, 2006); Comments of the State Council on Further Improving the Post-Stage Support for Relocated People of Large and Medium Reservoir Construction Projects ( Ref. GF[2006]17, effected from May 17 of 2006); (ix) "People's Republic of China on Implementing Rules of Farmland Occupation Tax Regulations" (State Council Order No. 511); (x) "People's Republic of China on Implementing Rules of Farmland Occupation Tax Provisional Regulation" (Ministry of Finance, State Administration of Taxation Order No. 49); (xi) "(Notify on the Adjustment of Forest Vegetation Restoration Fee Collection Standards to Guide Conservation and Intensive Use of Forest Land" (Caishui [2015] No. 122)); (xii) "State Council Decision on Improving Large and Medium-sized Reservoirs Resettlement Support Policy Advice" (guofa [2006] No. 17)); 69

78 (xiii) "Water Conservancy and Hydropower Project Construction Land Acquisition and Resettlement Plan, Design and Specifications" (SL ); (xiv) "Standardization for Sterilization Techniques" (In order to ensure water quality, sterilization is required for reservoirs before reservoir inundation) Relevant Regulations and Policies of the Qianxinan Prefecture, Guizhou Province, and Policies and Regulation Promulgated by the Relevant Departments The relevant regulations and policies of the Qianxinan Prefecture, Guizhou Province, and policies and regulation promulgated by the relevant departments (i) "Guizhou Province Land Management Regulations"; (ii) "Guizhou Province Forest Land Management Regulations "; (iii) "People's Government of Guizhou Provincial on the decision to modify (Guizhou Province Occupation of Forest Land Compensation Fee Management Approach) (Provincial Government Order No. 124) "; (iv) "Guizhou Provincial People's Government Informed Related Issues to Imposing Tax on Land Occupation Collection Management " (Qianfufa [2010] No. 19); (v) "People's Government of Guizhou Provincial on Further Strengthening the Comments of Resettlers" (Qianfufa [2010] No. 12); (vi) "Interim Measures on the Issuance of the Resettlers Preliminary Work of Large and Medium-sized Hydropower Engineering Project in Guizhou Province" (Qianyifa [2011]No. 45); (vii) Forward "Guizhou Provincial People's Government on Land Acquisition Unified Annual Output Value Standard and the Land Area Integrated Price Outcomes Reply" Letter (Qianguotuzihan [2009] No. 624 ); (viii) Qianxinan Prefecture People's Government Office "Guizhou Provincial People's Government Office Publish Notices on Land Acquisition Unified Annual Output Value Standard and the Land Area Comprehensive Land Price" (zhoufubanfa [2009] No. 221); (ix) "Land and Resources Department, the Provincial Department of Finance Views on Strengthening and Improving the Province Land Development and Consolidation of Work and Balance of Cultivated Land" (Qianfubanfa [2007] No. 101); (x) "Reply on the Anlong County Pingqiao Reservoir Engineering Feasibility Study for Land Acquisition Resettlement Plan Outline" (Qianyifa [2012] No. 50 ); (xi) "Review Opinions on Anlong County Pingqiao Reservoir Engineering Feasibility Study for Land Acquisition Resettlement Plan Reports" (Qianyihan [2012] No. 188); (xii) "Guizhou Province Development and Reform Commission Replies on the Anlong County Pingqiao Reservoir Engineering Feasibility Study Reports" (Qianfagailongjing [2013] No. 1490); (xiii) "Letter for Pingqiao Reservoir Phase I Project Preliminary Design Stage on the identification of Land Acquisition Physical Index"; (xiv) "Letter for Pingqiao Reservoir Phase I Project Preliminary Design Stage on the Identification of Land Acquisition Resettlement Site"; (xv) "Letter for Anlong County People's Government of Pingqiao Reservoir Phase I Project Preliminary Design Stage on the Land Acquisition Unified Annual Output Value". 70

79 4.2.3 Relevant Quota/Regulations 118. Relevant Regulations (i) (ii) (iii) "Preliminary (Estimated) Cost Structure and Standards of Guizhou Province Water Resources and Hydropower Engineering ; "Guizhou Province Architecture and Municipal Engineering Pricing Quota ; Other relevant regulations and quotas ADB Resettlement Policy on Involuntary Resettlement 119. The preparation of "Resettlement Plan for Anlong County" and the implementation of resettlement work will also be conducted in accordance with requirements of ADB's "Safeguard Policy Statement" in June Implementation of resettlement work will be strictly in accordance with the determined policy of "Resettlement Plan for Anlong County" to be conducted; if there is some changes, AGC will further consult with the affected people during the implementation process, and to submit the addendum version of "Resettlement Plan for Anlong County", in order to get the approval from the Asian development Bank. 4.3 Summary of Laws, Regulations and Policies Summary of National and Provincial Laws and Regulations Provision of Land Ownership and Use Rights 120. The People s Republic of China practices the socialist public ownership of land, namely, the ownership by the whole people and the collective ownership by the working people. Land in urban areas of a city shall be owned by the State. Land in rural areas and suburban areas of a city shall be owned by a farmer collective, except for those which belong to the State as provided for by law; housing sites and private plots of cropland and hilly land are owned by a farmer collective (Land Administration Law of the PRC, Article 2 and Article 8) In order to meet the demands of public interests, it is allowed to acquire lands owned collectively, premises owned by entities and individuals or other real estates according to the statutory power limit and procedures. When requisitioning land owned collectively, it is required to, in accordance with law and in full amount, pay land compensation fees, resettlement subsidies, compensations for the standing crops, arrange for social insurance fees for the farmers for their land requisitioned, guarantee their livelihood and protect their legal rights and interests. When requisitioning the premises owned by entities and individuals or other real estates, it is required to compensate for demolishment and relocation in accordance with law and protect the legal rights and interests of the owners of the requisitioned real estates; when requisitioning the individuals' residential houses, it is required to guarantee the housing conditions of the owners of the requisitioned houses (Real Right Law of the People's Republic of China, Article 42). The rural land contract, women and men enjoy the equal rights. Contract shall protect the legitimate rights and interests of women, any organization or individual shall not be deprived of women s land contract and management rights, contractee shall not take back the contracted land; the contract period, the contractee shall not readjust 71

80 the contracted land ( Law of the PRC on Contracted Land in Rural Areas", Article 6, 26, 27) Provisions on Land Acquisition Compensation Standards 122. Land expropriated shall be compensated for on the basis of its original purpose of use. Compensation for expropriated cultivated land shall include compensation for land, resettlement subsidies and compensation for attachments and young crops on the expropriated land. Land compensation for expropriated cultivated land shall be six to ten times the average annual output value (AAOV) of the expropriated land, calculated on the basis of three years before the expropriation. Resettlement subsidies for expropriated cultivated land shall be calculated according to the agricultural population that needs to be resettled. The agricultural population that needs to be resettled shall be calculated by dividing the area of expropriated cultivated land by the average area of the original cultivated land per person for the unit of the land which is expropriated. The standard of resettlement subsidies to be divided among members of the agricultural population that needs to be resettled shall be four to six times the average annual output value of the expropriated cultivated land calculated on the basis of three years before such expropriation. However, the maximum resettlement subsidies for each hectare of the expropriated cultivated land shall not exceed fifteen times its average annual output value calculated on the basis of two years before such expropriation (Land Administration Law of the PRC, Article 47) People s Government at the county level and above shall adopt practical measures to ensure that the farmers whose land is acquired shall not be made worse off. It should be ensured that land compensation fees, resettlement subsidies and compensation for ground attachments and standing crops shall be provided in accordance to applicable laws and regulation in full and in time. If the land compensation fees and resettlement subsidies as stipulated by law still cannot be able to maintain the original standards of the land-losing farmers and are not adequate to cover the social insurance costs of the landless farmers, the provincial government shall approve an increase in the resettlement subsidies. If the sum of the land compensation fees and resettlement subsidies has reached the legal upper limit but still cannot maintain the original living standards of the farmers, the local government can provide additional subsidies with the use of revenues from the sales for the use of state land. The provincial government shall formulate and publicize the standard annual output or regional land prices for land acquisition in the cities and counties under the provincial jurisdiction. Land acquisition compensation shall be kept identical for identical quality of land in same locality. The full costs of land acquisition for national key development Projects shall be included in the overall Project budget (State Council Decision to Deepen Reform and Strictly Enforce Land Administration, issued by State Council, Article 12) Provisions for Resettlement of Land-losing Farmers 124. People s Governments at the county level and above shall formulate concrete measures to guarantee the long-term livelihood of the farmers whose land is taken. The farmers shall be given stocks for land-taking Projects that have stable revenues. In a prescribed urban zone, the local government shall place the farmers who are made landless because of land acquisition in the urban employment system, and set up a social insurance system for them. If the acquisition of collective land takes place outside the prescribed urban area, the local government shall set aside essential farmland within the administrative area or assign suitable jobs. Resettlement in distant 72

81 areas should be considered for farmers who can no longer have adequate land to continue farming (State Council Decision to Deepen Reform and Strictly Enforce Land Administration, issued by State Council, Article 13) Land-losing farmers can choose from these resettlement approaches: (i) Resettlement of agricultural production in expropriation of farmers' collective land outside of the urban planning area. Farmers shall return the contracted land voluntarily, and arrangements are made for contracted land circulation and development of additional cultivated land through making use of rural collective land and contracting farmers, so the land-losing farmers have the necessary cultivated land and continue to engage in agricultural production. (ii) Resettlement by new employment. Actively create conditions to provide free labor skills training for land-losing farmers, arrange corresponding work. Under the same conditions, the land use unit shall give priority to the land-losing farmers employment. Expropriation of the farmers collective land within the urban planning area should incorporate the land-losing farmers (they lost their land because of the land acquisition) into urban employment system, and establish a social security system. (iii) Benefit-sharing compensation resettlement. For the long-term stable income Project land, under the premise of farmers voluntary decision, the land-losing rural collective economic organizations can become a shareholder with the land compensation and resettlement fees, after consultation with land use units, or use the approved construction land use rights as shares. Rural collective economic organizations and farmers will share the interests with preferred through contract. (iv) Off-site relocation and resettlement if the region cannot provide the basic production and living conditions for the farmers that lost their land because of the land acquisition. Under the premise of full consultation with the affected rural collective economic organizations and farmers opinions, implement the off-site relocation and resettlement ( Guidance on Improving Land Acquisition Compensation and Resettlement System", Article 2) with the government unified organization Information Disclosure Requirements for Land Acquisition 126. Protect the farmers collective land ownership and land contract management rights during the land acquisition process, safeguard the interests of farmers. Before the approval of land acquisition, the land-losing farmers should be informed about the land use, location, compensation standard, and resettlement approach; the findings of present situation of proposed land acquisition should be confirmed by the land-losing rural collective economic organizations and farmers; if necessary, land and resources administration department should organize the hearing in accordance with relevant provisions. Relevant materials informed and confirmed by the land-losing farmers is an essential material for approval. To speed up the coordination and decision mechanism and to establish and improve the compensation and resettlement disputes, maintain land-losing farmers and land users legitimate rights and interests. The approved land acquisition, except in special circumstances, should be publicized ("Regulation for the People's Republic of China on the Disclosure of Government Information, Article 14) An administrative organ shall disclose government information in a timely and accurate manner. Where any administrative organ finds out any false or incomplete information that has affected or may affect social stability or has disturbed or may disturb social management order, it shall disclose the corresponding accurate government information within its scope of duties to clarify (Regulation of the People's Republic of China on the Disclosure of Government Information, Article 6) The administrative organs should voluntarily disclose government information in a general public manner, by the official gazette, government websites, press 73

82 conferences and press, radio, television (Rule of Government Information Publicity, Article 15) Governments at all levels should set up government information sites in the National Archives, public libraries, and equipped with the appropriate facilities, equipment, access to government information for citizens, legal persons or other organizations to provide convenience. Administrative organ may set up public reading room as needed for demanding materials, information bulletin boards, electronic information screens and other places, facilities, and public government information. The administrative organ shall voluntarily provide government information disclosed (Rule of Government Information Publicity, Article 16) to the National Archives and public libraries Guizhou Province s Relevant Regulations and Policies on Land reclamation 130. For the approved non-agricultural construction acquisition of cultivated land, the cultivated land acquiring units and individuals should be responsible for the quantity of acquired cultivated land and a considerable quality of cultivated land. In case no conditions for reclamation or the reclaimed land does not meet the requirements, pay land reclamation fees by the following provisions, earmarked for the reclamation of new land: Acquisition of other cultivated land, pay 1 times reclamation fees of cultivated land for expropriation of the land without conditions for reclamation; If reclaimed land does not meet the requirements, should pay compensation for expropriation of the land from 0.5 times to 1 times reclamation fee of cultivated land. The reclamation fees of cultivated land should be included in the total investment of construction project ADB s Policy on Involuntary Resettlement (i) Involuntary Resettler Policy of ADB 131. The "Safeguard Policy Statement" of ADB in June 2009 provides system basis and operating instructions on involuntary resettlement for ADB loan project. The other relevant ADB policies are: Accountability Mechanism Policy, February Public Communications Policy, The objectives of the ADB involuntary resettlement safeguard policy requirements are set out in SPS and summarized as the follows: a) Avoid the involuntary resettlement as much as possible; b) If the resettler cannot be avoided, conduct the research on the feasibility Project, and reduce the scope of involuntary resettlement; c) Ensure the living standard of resettlement to restore to the level before the project implementation; d) Improve the living standard of affected poor population and other vulnerable groups The principles of involuntary resettlement safeguard policies of the Asian Development Bank include: b) Screen the Project early on to identify past, present, and future involuntary resettlement impacts and risks. Determine the scope of resettlement 74

83 planning through a survey and/or census of displaced persons, including a gender analysis, specifically related to resettlement impacts and risks. c) Carry out meaningful consultations with affected persons, host communities, and concerned nongovernment organizations. Inform all displaced persons of their entitlements and resettlement options. Ensure their participation in planning, implementation, and monitoring and evaluation of resettlement programs. Pay particular attention to the needs of vulnerable groups, especially those below the poverty line, the landless, the elderly, women and children, and Indigenous Peoples, and those without legal title to land, and ensure their participation in consultations. Establish a grievance redress mechanism to receive and facilitate resolution of the affected persons concerns. Support the social and cultural institutions of displaced persons and their host population. Where involuntary resettlement impacts and risks are highly complex and sensitive, compensation and resettlement decisions should be preceded by a social preparation phase. d) Improve, or at least restore, the livelihoods of all displaced persons through (i) land-based resettlement strategies when affected livelihoods are land based where possible or cash compensation at replacement value for land when the loss of land does not undermine livelihoods, (ii) prompt replacement of assets with access to assets of equal or higher value, (iii) prompt compensation at full replacement cost for assets that cannot be restored, and (iv) additional revenues and services through benefit sharing schemes where possible. e) Provide physically and economically displaced persons with needed assistance, including the following: (i) if there is relocation, secured tenure to relocation land, better housing at resettlement sites with comparable access to employment and production opportunities, integration of resettled persons economically and socially into their host communities, and extension of Project benefits to host communities; (ii) transitional support and development assistance, such as land development, credit facilities, training, or employment opportunities; and (iii) civic infrastructure and community services, as required. f) Improve the standards of living of the displaced poor and other vulnerable groups, including women, to at least national minimum standards. In rural areas provide them with legal and affordable access to land and resources, and in urban areas provide them with appropriate income sources and legal and affordable access to adequate housing. g) Develop procedures in a transparent, consistent, and equitable manner if land acquisition is through negotiated settlement to ensure that those people who enter into negotiated settlements will maintain the same or better income and livelihood status. h) Ensure that displaced persons without titles to land or any recognizable legal rights to land are eligible for resettlement assistance and compensation for loss of nonland assets. i) Prepare a resettlement plan elaborating on displaced persons entitlements, the income and livelihood restoration strategy, institutional arrangements, monitoring and reporting framework, budget, and timebound implementation schedule. j) Disclose a draft resettlement plan, including documentation of the consultation process in a timely manner, before Project appraisal, in an accessible place and a form and language(s) understandable to affected persons and other stakeholders. Disclose the final resettlement plan and its updates to affected persons and other stakeholders. 75

84 k) Conceive and execute involuntary resettlement as part of a development Project or program. Include the full costs of resettlement in the presentation of Project s costs and benefits. For a Project with significant involuntary resettlement impacts, consider implementing the involuntary resettlement component of the Project as a stand-alone operation. l) Pay compensation and provide other resettlement entitlements before physical or economic displacement. Implement the resettlement plan under close supervision throughout Project implementation. m) Monitor and assess resettlement outcomes, their impacts on the standards of living of displaced persons, and whether the objectives of the resettlement plan have been achieved by taking into account the baseline conditions and the results of resettlement monitoring. Disclose monitoring reports ADB Involuntary Resettlement Policies Compared with the PRC's Land Acquisition and Relocation Policies 134. Overall, ADB's involuntary resettlement policies and PRC's land acquisition and relocation policies have highly degree of similarity, which is mainly reflected in: a) Emphasize to avoid or reduce the resettlement as much as possible during the Project planning and design process; b) Emphasize to restore and improve the living standards of the affected population as soon as possible; c) Stress the resettlement policy should be open and transparent; d) Stress public informed and APs participation during the resettlement process; e) The preparation and implementation of the resettlement compensation standards should be identified and carried out legally However, there is still a degree of variation in several respects between PRC's policy of land acquisition and relocation and involuntary resettlement policies of the Asian Development Bank, which is mainly reflected in: a) Asian Development Bank pay more attention to work before the resettlement implementation, require to prepare a comprehensive and practical "Resettlement Plan"; b) ADB's involuntary resettlement policy requires to give compensation to all affected people at replacement cost during the resettlement process, including those who do not have legal ownership of the land. PRC's land acquisition and relocation policies adopted differentiated compensation policy for unlicensed buildings; c) Asian Development Bank policy gives more emphasis on paying special attention to ethnic minorities and vulnerable groups during the land acquisition and resettlement process; d) For RP preparation, ADB policy requires that the APs should be fully informed and closely consulted, although it is also required in domestic policies, during actual practice, usually consultation and information disclosure are not well implemented; e) The Land Administration Law of PRC provides a grievance procedure, but generally in actual practice, effective grievance system has not been established. ADB policy requires safe measures to protect the rights of the APs and actual methods to solve the disputes of the APs. Therefore, this requires a complete step-by-step management, supervision and 76

85 subsequent actions to be taken to resolve the issues and disputes of the RPs; f) Asian Development Bank policy gives more emphasis on the process of resettlement monitoring and supervision; g) The production resettlement is much more important for reservoir resettlement. The effectiveness for the rehabilitation measures of APs long-term production and livelihood should be taken into consideration; h) In PRC, the reservoir resettlement has its specific professional specifications, the design unit should conduct following the professional specifications for design; i) Guizhou Province has specific reservoir resettlement administration bureau to conduct the implementation of compensation and resettlement of resettlers particularly, which has rich practical experiences Based on the above analysis, during the resettlement plan preparation process, full consideration is given to the relevant policy requirements of the Asian Development Bank, and the following measures have been adopted to meet the requirements of the Asian Development Bank: a) Prepare a detailed resettlement plan during the Project preparation process, based on the socioeconomic survey, consultations and the physical index survey, and conduct monitoring on the implementation of the resettlement plan; b) Conduct adequate consultations with and information disclosure to APs and implement fully grievance redress; c) Pay special attention to vulnerable groups during the process of resettlement implementation; d) Give appropriate compensation to the building without certificates based on its value; e) Establish internal and external resettlement monitoring systems; f) In combination of the resettlement implementation experiences of ADB projects and the characteristics of reservoir resettlement, perform a good work and impelement relevant tasks meeting ADB requirements Through the above measures, the resettlement policies of the Asian Development Bank and China's land acquisition and relocation policies are effectively complied to ensure the smooth implementation of the Project resettlement activities. 4.4 Cut-Off Date 138. For Pingqiao Reservoir and Water Transfer Facility Component of resettlement population announcement, the cut-off date was 22 October, The village committee/resident committee has announced relevant regulations for the construction of Anlong Pingqiao Reservoir Component to the villagers in the Project affected area. After the cut-off date, any new buildings and auxiliaries without the approval of the relevant authorities will not be taken into account for compensation. After investigation of the affected area, there are no new buildings built after the cut-off dates. 4.5 Compensation Standard Land Compensation Standard 77

86 140. The land acquisition compensation standards for Pingqiao Reservoir and Water Transfer Facility Component will be implemented in accordance with the relevant laws and regulations of the People's Republic of China, Guizhou People's Government, Qianxinan Prefecture People's Government, Anlong County Government and ADB policy. The compensation standards of permanent land acquisition and temporary land occupation are shown in Table

87 Table 4-1: Compensation Standard of Collective Land Acquisition Resettlement Compensation No. Category of Land Subsidies Unified Annual Output Value Compensation Unit Price Multiplier Multiplier CNY/mu CNY/mu 1 Cultivated land 1.1 GetangTownship,PupingTownship , Xinqiao Township, Qianxiang Township, Muzan Township , Xifeng Street Office ,125 27, Haizi Township,Sayu Township ,080 2 Garden land 2.1 Getang Township,Puping Township , Xinqiao Township,Qianxiang Township, Muzan Township , Xifeng Street Office ,125 27, Haizi Township,Sayu Township ,080 3 Forest land 3.1 Forest land, Shrub wood 6 5 1,125 12, Getang Township,Puping Township , Xinqiao Township,Qianxiang Township,Muzan Township , Xifeng Street Office 6 5 1,125 12, Haizi Township,Sayu Township ,120 4 Grassland 4.1 Wild grassland 3 1,125 3, Getang Township,Puping Township , Xinqiao Township,Qianxiang Township,Muzan Township , Xifeng Street Office 3 1,125 3, Haizi Township,Sayu Township

88 141. Using 3% investment return as no risk return analysis, no risk return analysis of compensation amounts for various lands is higher than the net output of lands, see Table 4-2. It indicates that the compensation standard meets ADB s replacement cost standard. Table 4-2: No Risk Return Analysis of Land Compensation Compensation No Risk Net Production Difference Standard Return Value Township CNY/mu CNY/mu/Year CNY/mu/ Year CNY/mu/ Year Getang and Puping 22, Xinqiao, Qianxiang and Muza 23, Xifeng Street Administration Office 27, Haizi and Sayu 22, In addition, acquisition of collective land will also require the Project owner to pay various taxes as follows: (i) land reclamation fee; (ii) new construction land use fees; (iii) cultivated land acquisition tax. Please see the Table 4-3. Table 4-3: Other Costs Standard of Land Acquisition Name Standard CNY/m 2 CNY/mu Land reclamation fee 9.6 6,400 Cultivated land acquisition tax 2 1,333.4 Forest vegetation restoration fee 3-6 2,000-4, Compensation Standard for House Demolition 143. The house demolition compensation will be paid at replacement value. In the event that some APs may opt for self relocation, the compensation rate will be based on valuation appraisal and in consistent with the earlier Pingqiao reservoir RP, which was published in ADB website in August Table 4-4: House Demolition Compensation Guidelines Standard Type Unit Standard Note Frame CNY/m Brick-concrete structure CNY/m Brick-wood structure CNY/m Wood structure CNY/m Actual compensation amounts will be based on valuation appraisal 144. Table 4-5toTable 4-7provides house replacement value calculation. APs are allowed to salvage the old housing materials without any deduction of compensation. The village infrastructure at new sites will be constructed by the local government in unified form. 80

89 Table4-5: Brick-concrete Structure Unit Price Analysis (private-owned) No. Name of List Unit Engineering Quantities Comprehensive Unit Price Comprehensive Price I Bill of quantity by subproject 228,793.8 Earth and rock engineering 8, Land leveling m Digging foundation earthwork (Artificial digging trench, 2 foundation pit within 2 m depth, three and four types of m , soil) 3 Earthwork transport and backfill m , Masonry Engineering m 3 42,916 4 Solid brick wall m ,916 Concrete and reinforced-concrete engineering m 3 72, Strip foundation C25 m , Cushion layer C10 m 3 7 Structural column C25 m , Foundation beam C25 m , Ring beam C25 m , Non beam plate C25 m , Gutter, eaves boards C25 m 3 12 Straight stair C25 m Cast-in-place reinforced concrete circular reinforced within Φ10 t , , Cast-in-place reinforced concrete reinforced withinφ16 t , , Roof and waterproofing component 13, Asphalt mastic roll roofing, two felt three oil m , Roof drain-pipe Φ110 m Corrosion protection, heat insulation, thermal insulation component 56, Cast cement perlite roof insulation m , Floor component 5, Cement mortar floor 25mm m , Metal handrail railing with fence m Metope cylinder component 9, Calculation Basis 81

90 No. Name of List Unit Engineering Quantities Comprehensive Unit Price Comprehensive Price 20 Inner wall of lime mortar plaster 13+5mm m , External wall tiling m Ceiling component 3, Ceiling plaster lime mortar plaster 12mm m , Doors and windows component 16, Paneled doors No./m , Aluminum alloy rolling gates No./m , Aluminum alloy sliding window No./m , II List of Measures 66, First measure 14, Safe and civilized construction No. 1 8, , Environmental protection No Civilized construction No. 1 1, , Safe construction No. 1 3, , Temporary facilities No. 1 3, , Night construction No Rehandling No Acceleration costs No. 1 3, , Drainage and precipitation of construction No. 1 1, , Completed engineering equipment protection No In or out of sites of large machinery, and installation and dismantling No Winter rainy season construction No. 1 1, , Measures I of special engineering No Temporary protection facilities of ground, underground facilities and building No. 1 2 Second measure 52, Concrete, reinforced-concrete formwork and support No. 1 49, , Scaffold No Completed engineering equipment protection No Drainage and precipitation of construction No Vertical transportation machinery No. 1 Calculation Basis 82

91 No. Name of List Unit Engineering Quantities Comprehensive Unit Price Comprehensive Price Calculation Basis III Fees and Taxes 59, Fees 17, Project pollution discharge cost No. 1 14, labor+machinery cost 1.2 Social insurance cost (pension, unemployment insurance, and medical insurance) No Industrial injury insurance No Housing provident fund No. 1 2, labor+machinery cost 1.5 Hazardous operation accidental injury No labor+machinery cost 2 Policy adjustment 31, Labor cost adjustment and increase No. 1 31, labor cost x coefficient of adjustment and increase 3 Taxes CNY 11, IV Total price of housing CNY 355, V House area m VI Unit price of houses CNY/m Table 4-6: brick-concrete Houses Unit Price Analysis (privately-owned) No. Name of List Unit Engineering Quantities Comprehensive Unit Price Comprehensive Price Calculation Basis I Bill of quantity by subproject 57, Earth and rock engineering 5, Land leveling m Digging foundation earthwork (artificial digging trench, foundation pit within 2 m depth, three and four types of m , soil) 3 Earthwork transport and backfill m , Masonry Engineering 3, Solid brick wall m , Concrete and reinforced-concrete engineering 35, Strip foundation C25 m , Cushion layer C10 m Structural column C25 m

92 No. Name of List Unit Engineering Quantities Comprehensive Unit Price Comprehensive Price Calculation Basis 8 Foundation beam C25 m , Ring beam C25 m , Non beam plate C25 m , Gutter, eaves boards C25 m 3 12 Straight stair C25 m 3 13 Cast-in-place reinforced concrete circular reinforced within Φ10 t , , Cast-in-place reinforced concrete reinforced within Φ16 t , Flooring engineering 1, Cement mortar floors, 25 mm m , Wall cylinder engineering 6, Wall plastering 17 Cement lime mortar of inner walls 16+5mm m , Exterior wall tiles m , Ceiling engineering Ceiling plaster lime mortar plaster cast-in-situ+12mm m Doors and windows project 3, Veneer wood doo set/m Aluminum alloy push-pull window set/m , II List of measures 16, First measure Safe and civilized construction No. 1 2, , Environmental protection No Civilized construction No Safe construction No Temporary facilities No. 1 1, , Night construction No Rehandling No Acceleration costs No Drainage and precipitation of construction No Completed engineering equipment protection No In and out of sites of large machinery, and installation No. and dismantling 1 84

93 No. Name of List Unit Engineering Quantities Comprehensive Unit Price Comprehensive Price Calculation Basis 1.8 Winter rainy season construction No Measures of special engineering No Temporary protection facilities of ground and No. underground facilities, and buildings 1 2 Second measure 12, Concrete, reinforced-concrete formwork and support No. 1 12, , Scaffold No Completed engineering equipment protection No Drainage and precipitation of construction No Vertical transportation machinery No. 1 III Fee and taxes 17, Fees 5, Project pollution discharge cost No Social insurance cost (pension, unemployment No. insurance, and medical insurance) 1 4, labor+machinery cost 1.3 Industrial injury insurance No Housing provident fund No labor+machinery cost 1.5 Dangerous operations accident injury insurance No labor+machinery cost 2 Policy adjustment 9, Labor cost adjustment and increase No. 1 9, Taxes CNY 2, IV Total price of housing CNY 91, V House area m VI Unit price of houses CNY/m labor cost x coefficient of adjustment and increase 85

94 Table 4-7: Wood Structure Houses Unit Price Analysis (private-owned) No. Name of List Unit Quantities Comprehensive Unit Price Comprehensive Price Calculation Basis I Bill of quantity by subproject 73, Earth and rock engineering Land leveling m Digging foundation earthwork m Concrete and reinforced-concrete engineering 1, Strip foundation C25 m , Timber structure engineering 68, Wood frame , , Wood column m , ,308 6 Wood board m , Wood wall m , Roof Tiled roof m Doors and windows project 2, Veneer wood door m Aluminum alloy push-pull window m , II List of measures 1, First measure Safe and civilized construction No Environmental protection No Civilized construction No Safe construction No Temporary facilities No Night construction No Rehandling No Work acceleration costs No Drainage and precipitation of construction No Completed engineering equipment protection No In and out of sites of large machinery, and installation and dismantling No Winter rainy season construction No Measures of special engineering No. 1 86

95 No. Name of List Unit Quantities Comprehensive Unit Price Comprehensive Price Calculation Basis 1.10 Temporary protection facilities of ground and underground facilities, and buildings No. 1 2 Second measures Concrete, reinforced-concrete formwork and support No Scaffold No Completed engineering equipment protection No Drainage and precipitation construction No Vertical transport machinery No. 1 III Fees and taxes 1 5, Fees 1, Project pollution discharge cost No Social insurance cost (pension, unemployment No. insurance, and medical insurance) 1 1, labor+machinery cost 1.3 Industrial injury insurance No. 1 labor+machinery cost 1.4 Housing provident fund No Dangerous operations accident injury insurance No labor+machinery cost 2 Policy adjustment 2, Labor cost adjustment and increase No. 1 2, labor cost x coefficient of adjustment and increase 3 Taxes CNY 2, IV Total cost of house CNY 80, V Structure area m VI Unit price of house CNY/m

96 4.5.3 Temporary Land Compensation Standard 145. If the cultivated land is temporarily used, compensation should be provided to the affected people. The principle of compensation is based on the annual output value for one season per mu. Compensation period is 1 year. Land restoration costs will be included in the civil engineering cost. Table 4-8provides the land compensation of temporary land occupation. Table 4-8: Compensation of Temporary Land Occupation at Lump Sum Rates Item Unit Cultivated Land Garden Land Forest Land Reclamation CNY/mu 10,000 10,000 5,336 Production recovery Compensation CNY/mu 3,500 3,500 2,835 CNY/mu Annual production value Year Max. 4 years Compensation Standards of Standing Crops and Ground Attachments 146. Compensation standards of ground attachments are shown in Table 4-9. Compensation standard for different diameters of trees is presented Table Please refer to other policies in Table Table 4-9: Compensation Standards of Auxiliaries and Ground Attachments Item Unit Unit Price (CNY) Enclosured wall m 2 40 Sunning ground m 2 40 Cooking bench No. 500 Toilet No. 500 Water pond m Well No. 500 Grave No. 2,000 Fortress edge m 3 45 Television receiver set 100 Table 4-10: Compensation Standard of Trees Item Unit Unit Price (CNY) Matured tree (economic tree) No. 150 Sapling tree (economic tree) No. 80 Matured tree(timber tree) No. 100 Sapling tree (timber tree) No. 50 Trees with fruits No. 200 Trees without fruits No. 100 Bamboo grove 120 Banana No. 50 Earth temple No. 20,000 88

97 Table 4-11: Other Compensation Policies Category Unit Policies House construction subsidy Relocated households whose main house is not brick-concrete structure with less than 20 m 2 per capita, the difference portion will be compensated and monitored according to average 20 m 2 of brick-wood structure per capita Relocation allowance CNY/people 1,500 Culture, education and hygiene 500 as listed in the regulation of reservoir CNY/people subsidy resettlement Subsidy for non-removable auxiliaries 5% of the total housing compensation Road relocation repair and 400 as listed in the regulation of reservoir CNY/people construction cost resettlement House decoration 5% of main brick-wood structure house in whole reservoir land acquisition area 4.6 Entitlement Matrix 147. Entitlement matrix was prepared in accordance with applicable policies in this chapter, please see Table

98 Type of Impact Collective Land Acquisition6, mu Acquisition of stateowned land (138.14mu) House Demolition and Resettlement Impacted Entity Persons with Rights to Get Entitlement Village groups 17 Resettled population 7,097 APs (1,975HHs) Table 4-12: Entitlement Matrix Compensation and Resettlement Policies (i) For land re-adjustment, compensation will be paid to the host villages which give out their land to the relocated families. (ii) 100% cash compensation allocated to affected HHs who lost their land and choose cash compensation. (1) Cash compensation: Guizhou Province announced average annual value of output standard and compensation policies. (2) adjust the cultivated land by independent land transfer mode (land re-adjustment), and compensation will be paid to the host villages which give out their land to the relocated families; (3) development of reserved land resources to develop cultivation, forest and fruit farming; (4) construction of basic cultivated land and water conservancy construction, improve the quality of the land; (5) development of family breeding business; (6) post resettlement support fund: CNY 600 per resettler per year for a total of 20 years; (7) Anlong County will organize industry and commerce, taxation, health other sectors to provide the active-site services, and the implementation of relevant tax, simplified procedures and other preferential policies and measures to help solve practical difficulties and problems of land-losing farmers in the service industry they encountered. none none State-owned barren hills free transfer to the Project. Displaced HHs (101, m 2 housing area) 583 HHs (2,743 APs) (i) According to the destination of production arrangement plan, combined with resettlement willingness and topography, geological conditions of resettlement area, resettlers adopt centralized settlement out of their places; (ii) Compensation provided at replacement cost to the APs; (iii) The basic infrastructures of the resettlement sites will be constructed by the Government; (iv) Subsidy will be provided to the households in difficulties; (v) Relocation allowance will be provided to relocated families; vi) Assistance will be provided during relocation process; and v) Provision of post-resettlement support fund to the relocated Compensation Standard Dryland: 22,080-27,000 CNY / mu, and the rest are shown in Table 4-1. Anlong County Government will organize industry and commerce, taxation, health and other departments to provide door-to-door services, relevant tax exemption, simplify procedures, and other preferential policies to the APs. Frame structure: CNY 998/m 2 ; Brick-concrete structure: CNY 856/m 2 ; Brick-wood structure: CNY 698/m 2 ; Wood structure: CNY 546/m 2 Post Resettlement Support Fund: CNY 600/capita for 20 years after resettlement 90

99 Type of Impact Temporary land Occupation 1, mu Standing crops and ground attachments Vulnerable Groups Land Adjustment by Host Population for Resettlement Sites Impacted Entity affected households Owners of Trees and other agricultural production facilities and ancillaries Vulnerable groups impacted by Land acquisition and resettlement HHs involved in land adjustment Persons with Rights to Get Entitlement Affected households According to ownership to determined villagers Vulnerable HHs HHs involved in land adjustment families. Compensation and Resettlement Policies (i) cash compensation: crop compensation paid to the affected people; (ii) land restoration costs will be included in the civil works engineering budget. Cash compensation paid to the affected people. It has been determined for the vulnerable group that: (i) PMO and village committee/resident committee will mobilize and use the vulnerable group assistance reserve fund at CNY 30,000 for vehicle rental, hiring, and other winter warmth action; (ii) Vulnerable groups will receive priority employment opportunities provided by the project construction units or other measures to restore their life; (iii) PMO and village committee/resident committee will help build a new home; (iv) Relocated households whose main house is not brick-concrete structure with less than 20 m 2 per capita, the difference portion will be compensated according to average 20 m 2 of brick-wood structure per capita. (i) Consult with the residents of the host communities to adjust and allocate lands to relocated people and compensation standards; (ii) provide negotiated price/package between host villagers and APs; (iii) Provide assistance to the residents of the resettlement sites for non-agricultural Compensation Standard The average annual yield of 100% compensation to the affected farmers. Compensation period is occupation period. Enclosured wall: CNY 40/m 2 ; Sunning ground: CNY 40/m 2 ; Cooking bench: CNY 500/each; Toilet: CNY 500/each; Water pond: CNY 150/m 3 ; Well: CNY 500/each; Grave: CNY 2,000/each; Fortress edge: CNY 45/m 3 ; Television receiver: CNY 100/set; Matured tree (economic tree): CNY 150/each; Sapling tree (economic tree): CNY 80/each; Matured tree (timber tree): CNY 100/each; Sapling tree (timber tree): CNY 50/each; Trees with fruits: CNY 200/each; Trees without fruits: CNY 100/each; Bamboo: CNY 120/grove; Banana: CNY 50/each; Earth temple: CNY 20,000/each. Details for each vulnerable household will be determined during implementation according to their actual situation and needs. Resettlements groups and host groups will negotiate price/package based on rates for collective-owned land (see above). 91

100 Type of Impact Complaints and appeals Impacted Entity Persons with Rights to Get Entitlement All affected people Women 3,442 Females 3,442 Females EMs 3,831 EMs 3,831 EMs Compensation and Resettlement Policies sector employment; (iv) Provide support to the integration of the residents in host communities and the relocated people. Complaints and appeals for free. All expenses reasonably incurred costs paid by the project preparation cost. (i) Priority will be given to women for employment and training opportunities. During the Project construction phase, about 7,940 personyears positions and training opportunities will be generated, at least 30% of job positions in the project will be provided to women; (ii) Priority will be given to women for agricultural technology training at free of charge, at least 40% of women will participate in the training; and (iii) Ensure women can obtain relevant information and participate in the resettlement implementation activities. (i) Priority will be given to EMs for employment and training opportunities. During the Project construction phase, about 7,940 person-years positions and training opportunities will be generated, at least 40% of job positions in the project will be provided to EMs; (ii) Priority will be given to EMs for agricultural technology training at free of charge, at least 40% of EMs will participate in the training; and (iii) Ensure EMs can obtain relevant information and participate in the resettlement implementation activities. Compensation Standard 92

101 V PUBLIC PARTICIPATION AND CONSULTATION 148. Anlong County Government and the relevant local township (town) government / street committee office used the socioeconomic survey and the physical index quantity survey to seek views from the various affected people, through widely publicizing the basic information of the Project in various ways, and conducting consultations on the common concerns on this Project during the decision making process of planning, design and implementation. 5.1 Public Participation and Consultation Activities during the Project Preparation Phase 149. Up to date, the main resettlement information disclosure and public consultation activities undertaken are shown in Table 5-1. No Table 5-1: Resettlement Information Disclosure and Main Consultation Activities Content of Public Participation Participants Women Date Participants Organizer and Consultation No. No. Anlong Water Jun. Conservancy Bureau The project proposal stage PMO, PRPSDCL 1, APMO Jul. (Village collective and 2011 representatives of APs Oct.14, 2011 Apri. 11, 2012 Aug May Apri Jun Guizhou Provincial People's Government issued a "Provincial People's Government Office on the Prohibition of New Construction Projects and Resettlers Population in Anlong Pingqiao Reservoir Inundation Area and Construction Area Notice" (Qian fubanhan [2011] No. 144) Discuss planning outline Recheck the physical result and adjust the resettlement plan The Working Group established to assess Pingqiao Reservoir Project-related land acquisition and resettlement and assessment of resettlement planning Village collective and representatives of APs Guizhou Resettlement Office, PRPSDCL and other experts PMO of Anlong Water Conservancy Bureau, PRPSDCL, the village collective and representatives of APs Guizhou Resettlement Office, PRPSDCL and other experts According to the land acquisition adjustment range of the approved PMO of Anlong County feasibility study and preliminary Water Conservancy design, resettlement design staff Bureau, PRPSDCL, the of the PRPSDCL with the project village collective and owners, local authorities representatives of AP rechecked the results of the physical index information, 1, APMO 30 5 APMO 1, APMO 30 5 APMO 1, APMO 93

102 No Date Sept Jul Nov Mar Aug, 2016 Content of Public Participation and Consultation resettlement deepening design, preliminary design of professional relocation project and other work. To carry out the implementation of the resettlement planning work Communication of resettlement implementation information All issues related with LAR, including socio-economic survey, scope of impacts, compensation and entitlement, rehabilitation, concerns, etc. Participants PMO of Anlong County Water Conservancy Bureau, PRPSDCL, the village collective and representatives of APs PMO of Anlong County Water Conservancy Bureau, PRPSDCL, the village collective and representatives of APs PPTA Consultants, local stakeholders and representatives of APs Participants No. Women No. Organizer 1, APMO 1, APMO GPMO Total 7,510 2, Anlong County PMO and township government held house demolition and resettlement meetings between 2010 and 2016; the affected village cadres attended the meetings, also conducted the survey of "comments and opinions on projects". The issues of relocated households concerned, and information provided by the project team are shown in Table 5-2. The representative of affected households fully expressed their wishes and concerns, seetable 5-3. Table 5-2: Concerns of APs and Answers by the Project No. Concern topics Answer/Information given by the Project team 1 2 Production Resettlement Modes Planning of residential area 3 Resettlement site - Through independent land transfer mode, adjust the cultivated land; - Develop the reserve land resources for the development of farming, horticulture; - Conduct the farmland capital construction and water conservancy construction, improve the land quality, and develop the family farming. - The per capita housestead area in reservoir area is 58.3m 2, after floating 15% is 67m 2 ; - For the residential area of more than 100 resettlers, the planning will be done - Water-use standards: per capita consumption 150L / day - Electricity standard: load power consumption by 4kW / households; - Internal roads: main road: wide red line 8m, roadway 6m; secondary roads: wide red line 6m, roadway 3.5m; concrete pavement. External road: wide red line 8m, roadway 83.5m, and concrete pavement; - Culture, education, health and other infrastructure: the principle is to use the existing local facilities, if inadequate capacity, capacity-increase through the transformation, expansion, etc. and calculate and list the increase investment. - Provision of three resettlement sites: Shiyakou resettlement site of Puping Township, Xiaoqianxiang resettlement site of Qianxiang Township, and Liangtai resettlement site of Getang Township - Agreed and accepted by the host villagers and the relocated families - Carrying capacity of the host resettlement sites; - Type and size of residential houses; - Type and area of farmland re-adjustment; 94

103 No. Concern topics Answer/Information given by the Project team - Integration of social network in the host communities. 4 What facilities on the replacement housing? - Water supply, discharge of sewage water and power supply What preferential policies the relocated household can enjoy? Can they move to the replacement housing after the demolition? How to handle the households under the extremely difficulties - Provision of transitional resettlement; relocation subsidies; reward. - The resettlement sites should be built first, then house demolition - For the relocated families whose brick-concrete house compensation is less than the standard of 25 m 2 /capita at average for their main houses, price difference will be provided as 25 m 2 at average for their main houses. Table 5-3: Wishes and Concerns by Affected Households No. Question Concerns Addressed by AHs and Organizers How much effects on - Significant impacts, and great concerns about the issue of land 1 agricultural income after acquisition. expropriation of cultivated land? 2 How to make the production resettlement? - Calculate the production resettlement population by taking the village group as a unit, to determine the resettlement site and prepare the production resettlement measure, calculate the investment of the production development, and conduct the balance analysis with the inundation treatment compensation fee and the analysis of resettlement site environmental capacity. - Analyze the production conditions after submerged, determine the backward placement, select the new resettlement site, conduct the residential site resettlement planning design, and calculate the engineering quantity and investment of the infrastructure in new replacement such as three supplies and one leveling. - Identify the scattered household above the relocation line, the persons that need the relocation by traffic and safety condition, and the persons whose land will be inundated but not houses, and those who can t perform preform production in the nearest location; 3 What are the measures to minimize agricultural losses? How to increase income? What the Government can do to help restore livelihoods? - If the backward resettlement capacity is inadequate and needs out-migration, the resource analysis would be done on the adjustable land resources of the resettlement site. - Earn income by self-labor work; - Hope the Government arranges employment, and implements skills training; - Wage is low to work in the local. 95

104 4 5 6 Who pay compensation for land acquisition? Land acquisition procedures include? What land acquisition compensation claim? Willingness to move to resettlement areas? What advice or requirement for replacement houses? What requirements for the house demolition compensation? What demand for support of the affected people? - Anlong County Land and Resources Administration Bureau disburse the compensation payment to the township, township disburses to the village, and village pays to the APs; - Land acquisition information is posted in the township, village and group. Village and township cadres and officers of land division pay visits to households; - Hope land acquisition compensation can be adequate. - APs willing to move to resettlement areas, the villages have expressed in a conference about their views on the types of resettlement houses and have confirmed the types of houses they want; - Hope house compensation can be higher. - Hope the Government provides reasonable and necessary resettlement subsidies to guarantee their living, employment arrangements for themselves and their children; - The Government should pay great concerns to make the lives of the APs become better. 5.2 Measures to improve Public Participation and Consultation 151. According to the comments and recommendations of the public participation and consultation from July 2015 to November 2015, the engineering design has been improved, give full consideration and absorption in the preparation of the resettlement plan. Further improvement measures adopted are as follows: (i) Identify the influence scope early, and notify the affected population timely, so the relocation household can arrange their livelihood in advance. Meanwhile, use the forms that they loved, such as radio, television, notices, meetings, etc. to widely spread the Project information, so that they have a thorough understanding of the Project. (ii) Anlong County government and relevant departments explain the relevant compensation standards, so that the APs know fairly well. (iii) Implement the system and financial disclosure strictly, such as disclosed compensation standards, measure quantities and assess the level, etc. after determining the compensation payment, posting announcements to accept the participation and supervision of affected populations. Land compensation paid directly to the affected people. House compensation to be deposited in a personal account for the replacement houses. (iv) Resettlement information booklet distributed, establish comments complaints and feedback channels, such as setting up telephone complaints, suggestion boxes. Establish consultation system. Hold consultation meetings participated by the PMO, township government and representatives of the village committees, and affected population, and negotiated problem solving countermeasures together. 5.3 Information Disclosure 152. In order to allow all affected people timely and fully understand the resettlement policy and implementation details of the Project, resettlement work will be undertaken in open, fair and transparent. Anlong County PMO will take the following additional measures to ensure the openness of resettlement policies: 96

105 In November2016, public announcement of the Project by TV, posters and other forms; Affected village cadres disclosed the village affected situation, compensation standards, resettlement measures, complaint channels and other information in the village meeting or other public places; In November, 2016, provide each of the affected families with "Resettlement Information Booklet"; In November 2016, issuance of the Project "Resettlement Plan" within public libraries or other public places of each affected area, where all the affected population can get access at any time "Resettlement Information Booklet of RP for Anlong County" will be distributed to the affected people for both Pingqiao Reservoir and resettlement sites after the RP gets approval from ADB and Anlong County Government. According to the ADB's Safeguard Policy Statement, "Resettlement Plan for Anlong County" will be disclosed in ADB website, after obtaining approval of Anlong County PMO and ADB. For ethnic minority households, wherever necessary, appropriate language and communication materials will be used for the purpose of disclosure of entitlements, income restoration measures and consultation with EMs during project implementation. 5.4 Public Participation Plan during RP Implementation 154. In order to address the problems and needs of the APs properly and timely regarding land acquisition and resettlement, further consultations with the APs will continue so that all issues may be addressed prior to the start of construction and the implementation of the RP. Meetings will be arranged by the ARO and Pingqiao Reservoir Company Limited for land acquisition and resettlement, as appropriate. Each affected household will have the opportunity to negotiate the compensation contract, which they will sign with the ARO and Anlong County Land and Resources Administration Bureau. Table 5-4provides the public consultation plan and process. Purpose of Event 1. Provide briefings to APs on Project & RP. Solicit comments from APs. 2. Disclosure of RIB Table 5-4: Public Consultation Plan and Process Form of Event Timing Implementing Target Agencies Participants Community Jun Sep APMO, DIs, township All APs meetings and 2016 government/sco, ARO, affected by focus group ALRAB, and VCs/RC LAR of the discussion subprojects for Anlong Part Public & community meetings and focus group discussions Oct-Nov 2016 ACG, ARO, APMO, Pingqiao Reservoir Company Limited, township government/sco, ARO, ALRAB, and VC/RC All APs affected by LAR of the subprojects for Anlong Part Remarks Meetings held with APs in each VC/RC Distribution of RIB to all APs to discuss concerns and suggestions on LAR programs 3. Present Draft Final Public & community Oct-Nov 2016 ACG, APMO, Pingqiao Reservoir Company All APs affected by Undertook discussions with various focus groups to solicit comments & suggestions Distribution of the draft final RP 97

106 Purpose of Event RP to APs Form of Event meetings and focus group discussion Timing Implementing Agencies Limited, township government/sco, ARO, ALRAB, and VCs/RCs Target Participants LAR of the subproject for Anlong Part Remarks to APs to discuss concerns & gaps relating to LAR programs 4. Advise APs of Entitlements and Dates of Disbursement 5. Monitoring of APs and beneficiaries Public meetings Household interviews Oct-Nov 2016 Mar 2017 December 2021 APMO, Pingqiao Reservoir Company Limited, township government/sco, ARO, ALRAB, and VCs/RCs APMO, Pingqiao Reservoir Company Limited, township government/sco, ARO, ALRAB, VCs/RCs, and independent monitoring agency All APs affected by LAR of the subproject of Anlong Part Random samples Undertake discussions with various focus groups to solicit comments & suggestions Household meetings to outline entitlements Monitoring plan Note: ALRAB = Anlong Land and Resources Administration Bureau; AP = Affected Population; APMO = Anlong Project Management Office; ARO = Anlong Resettlement Office; Dis = Design Institutes; RCs = Resident Committees; RIB = Resettlement Information Brochure; RP = Resettlement Plan; SCO = Street Committee Office; VCs = Village Committees For smooth and successful implementation of the resettlement plan, Anlong County RO, PMO, Pingqiao Reservoir Company Limited in association with relevant organizations will ensure the APs actively participate in various land acquisition and resettlement activities through mobilization, communication, meetings and education campaign. The Project construction will cause significant impacts on local people. In order to ensure the APs could benefit from the Project, local people will be encouraged to participate in the project construction actively, and necessary consideration and assistance will be provided to local APs in the use of labors through the implementation of the measures: (i) priority will be given to the APs for the employment; (ii) the selected contractors will be sensitized to the issue of maximum benefits for the APs, including the poor, women and ethnic minorities; and (iii) the contractors will be required to adopt proactive measures, such as quota systems for the APs and vulnerable groups. 98

107 VI RESETTLEMENT AND REHABILITATION PLAN 6.1 Objectives and Principles of Resettlement and Rehabilitation Objectives of Resettlement and Rehabilitation 156. The overall objective of the Project is to restore the affected farmers' livelihoods as soon as possible, and enable livelihood improvements as much as possible. Specific objectives are: Affected relocation households get compensation according to the replacement value, to ensure their resettlement housing area, structure and living environment and quality can reach to the level before relocation and have increase than before; All the affected land attachments will be compensated according to the replacement value; Farmers affected by land acquisition will get replacement farmland through land readjustment; Farmers affected by land acquisition will get proper compensation and resettlement, through promoting employment and improving production conditions, making their income assured and improved, Within 2 years of displacement, all farmers who suffered significant farmland losses permanently will have sustainable livelihood or income guarantees (i.e., for older people) that will ensure they are better off, which will be monitored, Ensure self-sufficiency of grain production. In the areas with less arable land resources, through the adjustment of agricultural structure, fully develop the potential of land and improve land output; Adopt measures to ensure that the level of production and living of the resettlers can be restored to the level before the resettlement; The public infrastructures, school, medical treatment, social welfare, and production and living conditions will be improved to the level before resettlement; and, Vulnerable groups will receive special attention and measures to ensure their livelihoods and living conditions are significantly improved Of the APs, all young people are out to county center, other cities or provinces for seasonable labor as the Project areas are isolated and there are less jobs available nearby to them. For relatively old people, all of them can enjoy pension, and can also continue to engage in agriculture. For vulnerable people, their ages ranking 50 to 60 years old at highest risks, special care and concerns will be paid to them Rehabilitation Principles of Resettlement and Production 158. The principles of resettlement and rehabilitation process during the implementation are as follows: (i) Land adjustment will be provided to land losing farmers, to ensure that they can have land as production materials. (ii) Three centralized resettlement sites will be provided to the relocated families for choosing out-migrant strategy in the same townships. (iii) The affected people will be involved in the whole resettlement process. For housing and facilities compensation standards, the choice of resettlement housing, relocation schedule, recovery time schedule, the time of compensation payment and other issues, the affected people 99

108 or representative will participate in the discussion, and make an agreement through consultation. Consultation with the affected people will be made by holding the representatives forum, villagers consultations and other manners. (iv) All types of compensation will be fully and directly paid to the property owners. (v) Establishing compensation funds to be paid into a special account, to ensure that any units or individuals (including township governments/street committee and village committees/resident committees) will not hold back the compensation funds of the APs. (vi) Compensation for housing, land, ground attachments and other assets is completely calculated at replacement value. (vii) Calculation of full replacement cost will be based on the fair market value, transaction costs, accrued interest, transition and recovery costs, and other costs that may arise appropriate. The amount of compensation shall not be detained or deducted for depreciation, nor the burden of taxation. Payment of property owner s compensation must be disclosed according to the compensation standard calculation. All property owned by the original owners will belong to the original owners. The value of buildings cannot be depreciated. Compensation shall not deduct the remaining material value after the demolition. Project implementation units will pay any taxes or other fees or exemption from the re-registration of land and property. (viii) Various livelihood rehabilitation strategies will be implemented to recover the livelihood and income of land loss farmers, including replacement land, cash compensation, pension and social insurance, employment opportunity generation, development of cultivation and livestock breeding, development of private-operated business, skill training, etc. (ix) Providing assistance and caring for vulnerable groups which consist of poor people living under MLG and disabled, including vulnerable households have a prior right to choose replacement housing, employment opportunities during the Project implementation process, and service distribution in the resettlement area. (x) Long-term post resettlement support. A post-resettlement support fund will be established, with a standard rate set at CNY600 per resettler per year, and which will be payable for 20 years. (xi) Access to previous lands not inundated. All farmers who still have some land left which are not inundated, they have the rights to get access to their previous lands. Now, all of the lands have been planted with trees for ecological environment protection of the reservoir Basic Principle of Housing Resettlement Plan 159. Basic Principle of Housing Resettlement Plan adopted: a) The selection and planning of housing resettlement location combines with production resettlement, comprehensively considering the topography, geology, water source, electricity, transportation and other factors. Select place that is sunny with geological stability, good water quality, water security, accessibility and room for development, and solicit the opinions of resettlers and host villagers. b) The selection of resettlement sites is beneficial and convenient for production, optimal land utilization, minimize the cultivated land acquisition. c) Housing resettlement plan is based on the proportions of construction land in "Township Planning Standards", combined with the topography characteristics in resettlement area to conduct comprehensive analysis. Propose a general layout map for new resettlement construction. d) Plan and design of infrastructures, includes the plan and design of land leveling 100

109 engineering in residential sites, water supply, drainage, sewage, electricity, internal roads and external transport for settlements. e) The elevation of new housing sites around the reservoir is higher than resettler relocation line and flood line, and keeps 10 m horizontally away from the inundation line to ensure safety. This is important for move-back households Living Standard of the Resettlers 160. Combined with the actual situation in the reservoir area, considering the need for building a new socialist countryside, calculation is increased by 15% of the actual value in the reservoir area, the actual per capita homestead area in reservoir area is 58.3m 2, and the standard becomes 67m 2, which is 8.7 m 2 increase. Thus the APs house condition will be improved. For resettlement sites with more than 100 resettlers, plan and design must be done. a) Water-use standard of tap water supply: According to "Township Planning Standard", combined with the actual situation in the reservoir area, the per capita water-use is 150l/day, water quality must meet the relevant provisions of the "Hygienic Standard for Drinking Water" (GB ). b) Electricity standard: for resettlers scatteredly resettled, generally there is no individually configured transformer, residential electricity access existing local power supply facilities count the expansion costs if capacity expansion is needed; living electricity load is based on 4kW/household. c) Internal roads: main truck road: control the red line by 8 m width, roadway by 6 m width; secondary road: control the red line by 6 m wide, roadway by 3.5 m width; all roads are concrete. d) External traffic road: control the red line by 8 m width, roadway by 6 m width; and all roads are concrete. e) Culture, education, health and other infrastructure, including cultural centre for elderly and pre-school facilities: the principle is to use the existing local facilities, expand the inadequate capacity through the transformation and expansion, etc., and invest for capacity expansion (i.e., included in resettlement budget and/or local government budget for new countryside village development). 6.2 Calculation of Resettlement Needs and Destinations of the Resettlers 161. Resettlement population in Pingqiao Reservoir Project includes direct resettlement and expanded (indirect) resettlement, wherein direct resettlement is for those residents who live inside the construction/inundation land acquisition line during the physical index survey, and expanded resettlement is for those residents who live outside the construction/inundation land acquisition line but there is no enough land resources (cultivated garden or cultivated land resources) nearby to ensure their livelihood and production after the originally cultivated garden or land is acquired. The expansion resettlement population is also counted as production resettlement population Principles of the Resettlement Population 162. The principles for confirming resettlement population is as follows: a) The confirmation of resettlement population is comprehensively analyzed and determined, combined with the original standard, quality, farming conditions, traffic conditions, farming methods and other factors of the cultivated garden and land in affected villages and groups, the quantity and quality of remaining cultivated land and standard configuration (and resettlement standards) of per capita cultivated land; planning must respect willingness of the resettlers; 101

110 b) For farmers with land acquisition whose remaining cultivated land is above the local level of per capita cultivated land or cultivated land resources standard, they are not counted as resettlement population. They could choose to adjust with the existing group or get cash compensation for other investment; c) Considering the remaining cultivated land resources in the reservoir area is different from resettlement capacity, uncertain resettlement willingness, contradiction between people and land and resettlement pressure in the reservoir area, the resettlement plan adopts the method of mainly land based resettlement, and other resettlement as supplementary; therefore, when determining resettlement population, the population of direct resettlement is directly determined, population of expanded resettlement is determined based on the specific situation; d) The resettlement population must be controlled according to the indicators of resettlement population within the group, and broken family and overstep resettlement are forbidden. Affected households and population list, resettlement method and destination, are publicized in village, to accept supervision of the residents; and sign a resettlement destination agreement; e) Population of expanded resettlement must be relocated, and relocation within group or village is prohibited. Expanded resettlement population is not counted if the resettlers do not agree with the expanded resettlement and opt to stay in their original village with cash compensation and land adjustment; f) Expanded resettlement population must be verified by the local government, to confirm implementing the plan and to determine the cultivated land resources standard (number of cultivated garden implementation, quality meet the planning requirements and can ensure the livelihoods of the resettlers) or practical livelihood safeguards (a reliable living skills, relatives, etc.), otherwise the residents are not counted as expanded resettlement population. g) Basic condition to determine expanded resettlement population i) After verification which is almost done by the local government, it is possible to implement the plan and determine the cultivated land resettlement standard so farmers have the practicable livelihood safeguard measures (such as the implementation quantity and quality of cultivated land meets the planning requirements to protect their lives, or go and live with their relatives, and have the marketable skills, etc.); ii) Given priority to the farmers who have similar situation with production resettlement and existing population; iii) Under the same conditions, relocation priority is given to the households with poor house structure, and small house area; iv) Land acquisition farmers cannot be counted as production resettlers if their remaining cultivated lands are above the local per capita cultivated land or above the land resources of the resettlement standard. According to the regulations, they should conduct the land adjustment and compensation for cultivated land resettlement within group; v) The population of villagers groups with low loss rate of cultivated land is not considered as production resettlement, and will take one-time adjustment of cultivated land as compensation to ensure the recovery of their livelihood; vi) The entire population of village groups with high loss rate of cultivated land is considered as either direct or expanded resettlers 2 who cannot be settled nearby for production resettlement; vii) Conduct land adjustment and cash compensation for cultivated land resettlement within group for those people who meet the relocation conditions and do not want 2 For those if farmland loss ratio of village group is relatively high and can t be resettled nearby, they are considered as expanded resettlers. 102

111 to relocate. They will not be considered as production resettlement Resettlement Population 163. Through the analysis of the related villagers group one by one, the total relocated population is 2,743 in the land acquisition area in 2016 (including 2,165 direct resettlement population, and 578 expanded resettlement population). The details are shown in Table 6-1. Table 6-1: Calculation of Pingqiao Reservoir Project Resettlement Population County Township Village Group Anlong Getang Chahe Longxin Directly Relocated Population (having houses within construction/inundation red line) No. Pingyang No Pingyang No Pingyang No Expanded Resettlers (having most land inundated, etc.) No. Shuijingwanshang 14 8 Shuijingwanxia 0 19 Dashan 174 Laolinpo 227 Bakou 142 Dongkou 0 81 Chahe 362 Gangou No Gangou No Subtotal 2, Tourendi 0 23 Shangzhegeng No Shangzhegeng No Pingqiao 0 52 Subtotal Total 2, Total 2, Resettlement Destination 164. Based on the investigation, the residents in the host resettlement communities agreed to accept the relocated families from the reservoir inundation area. Agreement has been signed with the host village for the farmland adjustment and with host villagers for their willingness of farmland adjustment. See Attachment 1a and Attachment 1b for the sample agreement signed between Anlong County RO and Qianxiang Village of Puping Township, and sample agreement of host villagers willingness for land adjustment in Qianxiang Village of Puping Township. According to the environmental carrying capacity analysis, the out-migration scheme for the reservoir inundation affected households has been confirmed. The destination of the relocated families is presented in Table

112 Village Chahe Longxin Group Direct Resettlement Popu. (No.) Expanded Resettlement Popu. (No.) Table 6-2: Destination of Relocated Families and Population Subtotal Pop (No.) Direct Resettlement HH (No.) Expanded Resettlement HH (No.) Subtotal HH (No) Liangtai Shiyakou Xiaoqianxiang Total APs APs APs HHs HHs HHs HHs APs HHs APs HHs APs HHs APs Pingyang Group No Pingyang Group No Pingyang Group No Shuijingwan Up Group Shuijingwan Down Group Dashan Laolinpo Bakou Dongkou Chahe Gangou Group No Gangou Group No Subtotal 2, , , ,434 Tourendi Shangzhegeng Group No Shangzhegeng Group No Pingqiao Subtotal Total 2, , , ,

113 6.3 The Centralized Resettlement Sites 165. According to the production resettlement people s destination and plan, in combination with the willingness to move and the topography and geological condition of the resettlement sites, the relocated families adopted the out-migrant relocation option in centralized resettlement sites. Table 6-3 presents the situation of the centralized resettlement sites. Table 6-3: Centralized Resettlement Sites Resettlement Sites Shiyakou Village of Puping Township Qianxiang Village of Xiaoqianxiang Township Liangtai Village of Puping Township (original Getang) Situation of Resettlement Site Located in a relatively flat dryland about 1,100 m distance from northeast of Puping Township, at the north side, there is a rural road with asphalt pavement. The site belongs to denudated karst mountain landscape, with chair terrain. The southwest is high, and the north east is low. The land area is about mu, the ground elevation is 1,242 m ~ 1,262 m, and the slope is about 8. Puping Shiyakou resettlement area will use Huxiang Village s collective land of mu, of which 1.55 mu is paddy fields, and mu is dryland. The drinking water will be drawn from Huxiang Village of Puping Township which is 1.5 km away by paving DN160 plastic pipe tap water pipe network, which can meet the drinking water demands of more than 7,000 people. Currently the water is only provided to more than 500 people, therefore, newly added 175 households or 888 people s daily water consumption can meet the demand. According to the water quality monitoring report, the water quality index meets the standards. The electricity use will be connected to 10kV line close to Anxing Highway, which is 1.2 km away, and can meet the demand of the local residents. Located in the relatively flat dryland and waste land which about 300 m distance from the south of Qiannan Township. At the north side, it is a rural road with asphalt pavement. The site belongs to low lying karst landform. The land area is about mu, with ground elevation of 1, 290m ~ 1,330m and slope about 6 ~ 8 Xiaoqianxiang Resettlement Area will use Qianxiang Village s collective land of mu, of which mu is dryland, 16.2 mu woodland, 1.19 mu shrub land mu, 2.29 mu other grass land, and 1.32 mu rural roads. The drinking and production water is sufficient. The drinking water will be drawn from Qianxiang Street Administration Office which is0.8 km away by paving DN160 plastic pipe tap water pipe network, which can meet the drinking water demands of more than 4,000 people. Currently the water is only provided to more than 500 people, therefore, newly added 135 households or 621 people s daily water consumption can meet the demand. According to the water quality monitoring report, the water quality index meets the standards. The electricity use will be connected to 10kV line close to Anzheng Highway, which is 1.2 km away, and can meet the demand of the local residents. Located at Getang Township Liangtai southeast of relatively flat piece of dry land, wasteland, is eroded remnant mountain landscape units, it covers an area of about 54,000 m 2, ground elevation of 1,260m ~ 1,275m, slope of about 5 ; Getang Liangtai resettlement area will use mu collective land, including 40 mu paddy field, mu dryland, 4.92 mu orchards, 2.26 mu woodland, and 0.59 mu rural roads. Drinking water will be diverted from Liangtai. Resettlement& Land Use Plan Resettlement of 888 persons in 175 households, and the planned total land area is 50,359m 2, including 26,250 m 2 house plot, 1,000 m 2 public construction land use, 11,236 m 2 road, 5,861 m 2 public greening land, 6,012 m 2 other land. The area of house plot for each household is 150 m 2, with 15 m length and 10 m width and south-north direction. Resettlement 135 HHs and 621 people. The actually planned total land area is 38,978 m 2, including 20,250 m2 house plot, 500 m 2 public construction land use, 9,935 m 2 road, 1,800 m 2 public greening land, m2 other land use. Family homestead land area is 150 m 2, the depth is 15 m, and width is 10 m. Getang township resettlement area will settle 273 HHs, 1,237 people, and the actually planned total land area is 76,128 m 2.Family house plot land area is 150 m 2, the depth is 15 m, and width is 10 m. 105

114 Resettlement Site of Shiyakou, Puping Township Resettlement Site of Xiaoqianxiang, Qianxiang Street Administration Office 106

115 Resettlement Site of Liangtai, Puping Township (Original Getang Township) 166. Two options were designed for the structures on the house plot. Option 1 is of two layer slope roof house with construction area of 160 m 2, the first floor includes living room, dining room, bedroom and kitchen; the second floor includes bedroom, study room and bathroom. The Option 2 is three layer roof slope construction area of 240 m 2, the first floor garage includes living room, dining room and kitchen; the second floor includes bedroom, study room; the three floors include bedroom, living room and bathroom. The houses are designed with full reflection of the mountainous building style. AHs will choose among these The design of public facilities will meet the needs of the residents to buy daily necessities and other services. Public squares in the resettlement area will be constructed for enriching the leisure and entertainment life of the residents. For culture, education and health facilities, the existing facilities will be utilized. If the capacity is not sufficient, the capacity will be increased through the transformation and expansion Based on the result of investigation on education infrastructures and the qualification and quality of teachers in the three resettlement sites by the Anlong County Education Bureau, the capacity of the schools around the resettlement sites could meet the schooling of the resettlers children Also based on the result of investigation on medical and health institutions infrastructures and the qualification and quality of medical staff for the three resettlement sites by the Anlong County Health Bureau and Family Planning Bureau, the capacity of the medical infrastructures and staffs around the resettlement sites could meet the demands of the resettlers For engineering facilities, it is planned that connection will be made with the 10KV transmission line "T" nearby, and set the transformer for electricity supply to the resettlement sites. The septic tanks will be built in the resettlement areas to treat the wastewater, and also the solid waste collection ponds will be built at the central areas of the resettlement sites. At the same time, to meet the demand of people's daily living facilities, it is planned to connect T TV with coaxial cable, and telephone cable nearby the Puping (original Getang) Township, Puping Township and Qianxiang Street Committee. Table 6-4 provides the summary plan of basic infrastructures and facilities proposed in the resettlement sites. 107

116 Table 6-4: Summary Plan of Basic Infrastructures and Facilities in the Resettlement Sites Township Villages Water Supply Electricity Road Culture, Education and Health Puping Liangtai /Yangdi Shiyakou /Huxiang Qianxiang The drinking water supply for the residents is planned to withdraw from Lutanggou Village of Puping Township (formerly Getang Township) which is 2.2 km away by paving DN160 plastic pipe. The water supply source will construct 300 tons water regulating tank to meet the water consumption needs of more than 3,000 people, the current water only supplies for more than 1,000 people living. Therefore, the newly added 273 households or 1,237 people s daily water demand can be met. The drinking water supply for the residents is planned to withdraw from Huxiang Village of Puping Township which is 1.5 km away by paving DN160 plastic pipe. The water supply source will construct 500 tons water regulating pond to meet the water consumption needs for more than 7,000 people, the current water only supplies to more than 500 people. Therefore, the newly added 175 households or 888 people s daily water demand can be met. The drinking water supply for the residents was proposed to withdraw from Qianxiang Street Administration Office which is 0.8 km away by paving DN160 plastic pipe. The water supply source will construct 500 tons water regulating tank to meet the water consumption needs for more than 3,000 people, the current water only supplies to more than 500 people. Therefore, the newly added 135 households or 621 people s daily water demand can be met. The electricity use will be connected to 10kV line close to Anxin Highway, which is 1.2 km away, and can meet the demand of the local residents. The electricity use of the residents will be connected to 10kV line close to Anzheng Highway, which is 1.2 km away, and can meet the demand of the local residents. Along the road, there are mud stone road connected with village main road The design of public facilities will meet the needs of the residents to buy daily necessities and other services. Public squares in the resettlement area will be constructed for enriching the leisure and entertainment life of the residents. For culture, education and health facilities, the existing facilities will be utilized. If the capacity is not sufficient, the capacity will be increased through the transformation and expansion. Based on the result of investigation on education infrastructures and the qualification and quality of teachers for the three resettlement sites by the Anlong County Education Bureau, the capacity of the schools around the resettlement sites could meet the schooling of the resettlers children. Also based on the result of investigation on medical and health institutions infrastructures and the qualification and quality of medical staff for the three resettlement sites by the Anlong County Health Bureau and Family Planning Bureau, the capacity of the medical infrastructures and staffs around the resettlement sites could meet the demands of the resettlers. Distance to Original Place 10 km 20 km 28 km 108

117 6.4 Rehabilitation Plan for Production Measures and Livelihoods of Farmers Affected by Land Acquisition Production Resettlement Measures 171. The main cultivated land acquired by the Project is for the reservoir area (inundation area once the dam is constructed). AP s current agricultural income proportion of the total income is 43%. The main source of APs income after resettlement is expected to come from: (i) investment income using land compensation; (ii) participation in various non-agricultural activities (such as industry, commerce, services, etc.) or go out as migrant seasonable workers in the county town or other cities or provinces; and (iii) restoration of farm income by using replacement farmland at host villages. The measures will be implemented simultaneously Target of production resettlement is to ensure that individuals incomes are improved and sustainable after resettlement, compared to existing income levels. Through analysis of the project area along the village's geographical location, land resources ownership, income of local residents and so on, and based on the full consultation with resettlers, it was identified that replacement farmland will be provided or all the land compensation fees will be paid to the farmers affected by land acquisition if they will not choose replacement land option but find non-agricultural employment. Guidance will be provided to the villagers engaged in the employment of secondary and tertiary industry. The AP will be supported for improvement of land productivity at the host villages, and to increase output of "unit of production on the land. The APs are willing to relocate to the area with better production condition and access to information, more close to markets for their agricultural products. In addition, the land productivity will be improved in the host villages, which will have positive effects on their living and production Income restoration plan (for resettling outside villages as well as those adjusting in original villages) will take the forms of flexible, democratic, independent, and diversified in accordance with the characteristics of each village. In order to mitigate the impact, the Project will adopt a series of measures to help and support for the resettlement by responsible land acquisition and resettlement units and relevant government departments throughout the whole livelihood restoration process. Specific measures include: (i) (ii) (iii) (iv) Land for land for each village is the primary rehabilitation strategy for the relocated families. After calculation, production resettlement needs at least a total of 2,662.6 mu of transferable cultivated land. The land will be readjusted in each village, and re-allocated to the relocated families. Payment of land compensation in accordance with policy, and actively guide the Aps on rational use of resettlement compensation fund; Enhance production skills training and non-agricultural employment of APs; Provide APs with income generating opportunities associated with the Project In terms of the use compensation funds, government at all levels and relevant institutions in the Project area will actively guide the land-losing villagers through the villagers own funds, and make a steady income through leasing and opening shop to engage in the service industry. Anlong County Government will organize industry and commerce, taxation, health and other sectors to provide the active-site service, the implementation of relevant tax relief, simplified procedures and other preferential policies and measures, to help solve practical difficulties and problems of land-losing 109

118 farmers in the service industry they encountered. To make this materialized, the preferential policies and measures will be announced through communication All affected households move to the rsettlement sites, they obtain average per capita of 1.2 mu as production land. A total of 3,291.6 mu of land will be adjusted. The relocated people will get CNY 600/year/capita of post-resettlement support fund. The non-relocated families will get cash compensation for their land loss, then adjust industry structure and cultivate high-value agricultural crops. The production resettlement scheme is presented in Table 6-5.The Project will provide various resettlement measures for land-losing farmers, which cover a wide range of farmers affected by land acquisition. The livelihood restoration measures for land-losing farmers are presented in Table

119 Item Township Village Group Reservoir Inundation Getang Chahe Longxin Pingyang Group No. 1 Pingyang Group No. 2 Pingyang Group No. 3 Shuijingwansha ng Table 6-5: Production Resettlement Scheme Land Acquisition House Demolition Post Resettlement Support HHs Popu. HHs Popu. Popu. Land Compensation (CNY 10,000) Post Resettlement Support Fund (CNY 10,000/yr) Shuijingwanxia Dashan Group Laolinpo Bakou Dongkou Chahe Gangou Group No. 1 Gangou Group No Sub-total Shangzhegeng Group No. 1 Shangzhegeng Group No Tourendi Production Resettlement Method Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Per Capita Land Compensation (CNY 10,000/capita)

120 Dam Site Item Township Village Group Irrigation and Water Supply Land Acquisition House Demolition Post Resettlement Support HHs Popu. HHs Popu. Popu. Land Compensation (CNY 10,000) Post Resettlement Support Fund (CNY 10,000/yr) Subtotal Haizi Chetou Qishan Getang Getang Chahe Longxin Total Pingyang Group No Dashan Laolinpo Dongkou Subtotal Tourendi Shangzhegeng Group No. 1 Shangzhegeng Group No Pingqiao Subtotal Total Getang Raowan Kefa Nagong Tianwan Production Resettlement Method Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, land adjustment, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Per Capita Land Compensation (CNY 10,000/capita)

121 Item Township Village Group Longxin Lugoutang Nali Xiangchehe Land Acquisition House Demolition Post Resettlement Support HHs Popu. HHs Popu. Popu. Land Compensation (CNY 10,000) Post Resettlement Support Fund (CNY 10,000/yr) Pingqiao Xiazhegeng Changba Jieshang Mapo Nayuan Xiaohaizi Baijishan Xiamojiao Tongguang Liangtai Lutao Muman Naha Xinche Podangxiong Polao Production Resettlement Method Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Per Capita Land Compensation (CNY 10,000/capita)

122 Item Township Village Group Puping Yangdi Lezhuang Tingbi Land Acquisition House Demolition Post Resettlement Support HHs Popu. HHs Popu. Popu. Land Compensation (CNY 10,000) Post Resettlement Support Fund (CNY 10,000/yr) Qiaodong Zhesheng Tianba Zhangjiawan Dashuijing Group No. 1 Dashuijing Group No. 2 Dashuijing Group No. 3 Dashuijing Group No. 4 Dashuijing Group No Subtotal Lezhuang Group No. 1 Lezhuang Group No. 2 Lezhuang Group No Longshanpo Tingbi Group No. 5 Tingbi Group No. 6 Tingbi Group No Production Resettlement Method Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Per Capita Land Compensation (CNY 10,000/capita)

123 Item Township Village Group Sayu Puping Xifeng Huxiang Tingbi Group No. 8 Land Acquisition House Demolition Post Resettlement Support HHs Popu. HHs Popu. Popu. Land Compensation (CNY 10,000) Post Resettlement Support Fund (CNY 10,000/yr) Qiazi Eryakou Subtotal Longjin Donggualin Miandi Tingbi Poyun Fatong Maluhe Xiamiandi Subtotal Total Dapusuo Tianpeng Xiaqudu Subtotal Shayishan Qiaodong Tudipo Wanjiaotian Production Resettlement Method Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Land compensation, cultivation and migrant seasonable labor Per Capita Land Compensation (CNY 10,000/capita)

124 Item Township Village Group Land Acquisition House Demolition Post Resettlement Support HHs Popu. HHs Popu. Popu. Land Compensation (CNY 10,000) Post Resettlement Support Fund (CNY 10,000/yr) Production Resettlement Method Per Capita Land Compensation (CNY 10,000/capita) Zhongxinlian Land compensation, cultivation and migrant seasonable labor Subtotal Land compensation, cultivation and migrant seasonable labor Total Total Total

125 Name of Subproject Reservoir Inundated Area Junction Engineering Construction Area Irrigation Engineering Construction Area Township Villages Table 6-6: List of APs Livelihood Restoration Measures AHs APs Cash + Land Adjustment Skills Training Nonagricultural Employment Social Insurance No. No. HH APs HH HH Chahe 723 2, Getang Longxin Haizi Chetou Subtotal 798 3, Chahe Getang Longxin Subtotal 365 1, Getang kefa Longxin Getang Lugoutang Nali Xiangchehe Yangdi Lezhuang Puping Yanbi Huxiang Sayu Longjin Miandi Puping Yanbi Xifeng Street office Poyun Fatong Subtotal 812 2, Total 1,975 7,097 1, ,975 1,

126 176. For the villages with relatively significant land acquisition, the income rehabilitation plan is in the following sections, for the income rehabilitation analysis of key villages Production Resettlement and Destination of the Resettlers Production Resettlement 177. According to the resettlement assignment and resettlement planning objectives, conduct production resettlement plan according to actual situation of village and groups, the main strategies are: a) adjust the cultivated land by voluntary land transfer; b) develop reserved land resources for crop farming and forest and fruit industry; c) conduct farmland construction and farmland irrigation construction; and d) develop household breeding industry Land Readjustment Plan and Environmental Carrying Capacity 178. After calculation, production resettlement of APs needs to be arranged by the year of planned level in the Pingqiao Reservoir Project Reservoir inundated area and dam site construction area, including one-time adjustment of cultivated land transfer According to land transfer willingness investigation in the resettlement area for production resettlement out-migration, combined with the resettlers originally cultivated land area, the land adjustment is calculated as the following: (i) if the originally cultivated land area per capita is lower than 1.2 mu/person, configure by 1 mu/person,(ii) if the originally cultivated land area per capita is more than 1.2 mu/person, configured by 1.2 mu/person After calculation, the production resettlement needs a total of 2,664.6 mu of transferable cultivated land, transfer unit price of cultivated land calculated by the united annual output value standard and compensation multiplier, identified by the Qianxinan People's Government Office Guizhou Provincial People's Government Office Publish Notices on Land Acquisition Unified Annual Output Value Standard and the Land Area Comprehensive Land Price Published by Guizhou Provincial People's Government Office" (zhoufubanfadian [2009] No. 221) Specific planning is as follows: (i) Production Resettlement and Destination of Chahe Village 182. Chahe Village has 12 village groups. The agricultural population in Chahe Village is 3,830 persons, per capita cultivated land is 1.93 mu. The Project plans to expropriate cultivated land of 3, mu, per capita cultivated land will be 1.14 mu after land acquisition, so cultivated land per capita will be reduced by 0.79 mu, and loss rate of cultivated land is 41.14%. The farmland loss is relatively serious after reservoir inundation. Chahe Village land acquisition involves production resettlement of 2,029 people in Based on the remaining cultivated land surveys, all production resettlement population will take arranged by the out-migration cultivated land adjustment, resettle 2,029 people by cultivated land transfer in the three resettlement sites (in Huxiang Village and Xinjie Village of Puping Township; Xiangchehe Village and Yangdi Village of Getang Township; and Qianxiang Village, Qiaoma Village and Sandaoqiang Village of Qianxiang Township) The resettlement sites are within the same township, less than 20 km between the original place to the resettlement site. The Chahe Village land acquisition involves 118

127 production resettlement of 2,029 people in the year of planned level. According to the cultivated land occupation situation, 796 people will be resettled to the Getang Township Liangtai Resettlement Area through cultivated land transfer; 722 people will be resettled to Puping Township Shikouya Resettlement Area through cultivated land transfer; 511 people will be resettled to Xiaoqianxiang Resettlement Area, Qianxiang Township through 2,481 mu cultivated land transfer and mu residential land. The details of each group under Chahe village are in the following paragraphs Pingyang Group No. 1. The current population is 398 persons, per capita cultivated land is 1.02 mu. The Project acquired cultivated land is mu, loss rate of cultivated land is 43.46% or the average reduction of farmland is 0.44 mu/capita. After land acquisition, the average farmland is 0.58 mu/capita. The production resettlement population is 215 persons in 2016, a total of 215 mu cultivated land will be transferred from Tianwan Group and Yandeng Group of Huxiang Village and Tianwan Village, Puping Township The total production resettlement of Pingyang Group No. 1 is 215 peoplein2016, all adopt out-migration to move to the Puqing Township Shiyakou Resettlement Area (about 20 km away) through 215 mu cultivated land transfer and mu residential land, the transferable cultivation land is from the Tianwan Group and Yandeng Group of Huxiang Village, Puping Township Pingyang GroupNo. 2. The current population is 523 persons, per capita cultivated land is 1.06 mu, the Project acquired cultivated land is mu, loss rate of cultivated land is 89.83% or average farmland reduction is 0.95 mu/capita. Before the farmland acquisition, the average farmland is 1.06 mu/capita, and after the acquisition, the average farmland is 0.11 mu/capita. The production resettlement population is 490 persons in 2016, a total of 490 mu cultivated land will adopt the transfer mode for production resettlement of Liangtai Group, Xiangchehe Village of Getang Township; Shuanglongtang Group, Leidakeng Group, Haichang Group and Ranjing Group of Huxiang Village of Puping Township; and Xiaoqianxiang Group of Qianxiang Village of Qianxiang Township The total production resettlement of Pingyang Group No. 2 is 490 peoplein2016, all adopt out-migration by cultivated land transfer resettlement. Of which, 23 people will relocate to the Liangtai Resettlement Area of Getang Township based on the APs choice and acceptance, the transferable cultivation land (of 23 mu and residential land of 2.31 mu)is from Liangtai Group of Xiangchehe Village, Getang Township; 351 people will be relocated to Shiyakou Resettlement Area, the cultivated land transfer (of 351 mu and residential land of mu)is from the Shuanglongtang Group and Leifakeng Group, Huxiang Village of Puping Township; 116 people will relocate to Qianxiang Township Xiaoqianxiang Resettlement Area, and the transferable cultivation land (of 116 mu and residential land of mu)is from the Xiaoqianxiang Group of Xiaoqiangxiang Village, Qianxiang Township Pingyang Group No. 3. The current population is 320 persons, per capita cultivated land is 1.51 mu, the Project acquired cultivation land is mu, loss rate of cultivated land is 93.74% or 1.42 mu/capita. Before the farmland acquisition, the average farmland is 1.51 mu/capita, and after the acquisition, the average farmland is 0.09 mu/capita. The production resettlement population is 309 in the year of planned level, a total of mu cultivated land will be adopted for the transfer mode of production resettlement from Qiaodong Group and Shangzime Group, Xiangchehe 119

128 Village, Getang Township; Xinjie Group No. 2, 3 and 4 of Xinjie Village, Puping Township; and Pingzhai Group of Qianxiang Village, Qianxiang Township The total production resettlement of Pingyang Group No. 3 is 309 people in 2016, based on the APs choice, all adopt out-migration by cultivated land transfer resettlement. Of which, 157 people relocate to the Liangtai Resettlement Area, the transferable cultivation land (of mu and residential land of mu)from the Qiaodong Group and Shangzime Group of Xiangchehe Village, Getang Township; 108 people relocate to the Shiyakou Resettlement Area, the cultivated land transfer(of mu and residential land of mu)is from the Xinjie Group No. 2, Xinjie Group No. 4 and Xinjie Group No. 4 of Xinjie Village, Puping Township; 44 people relocate to Qianxiang Township Xiaoqianxiang Resettlement Area, the cultivated land transfer(of 52.8 mu and residential land of 4.42 mu)is from the Pingzhai Group of Qianxiang Village, Qianxiang Township Shuijingwanshang Group. The current population is 260 persons, per capita cultivated land is 1.99 mu, the Project acquired cultivation land is mu, loss rate of cultivated land is 6.62% or the average reduction of farmland is 0.13 mu/capita. Before the farmland acquisition, the average farmland is 1.99 mu/capita, and after the acquisition, the average farmland is 1.86 mu/capita. Production resettlement population is 22 persons in the year of planned level, a total of 26.4 mu cultivated land will be adopted for the transfer mode for production resettlement from Dashuijing Group No. 1 of Yangdi Village, Getang Township and Xinjie Group No. 6 of Xinjie Village, Puping Township The total production resettlement of Shuijingwanshang Group is 22peoplein 2016, all adopt out-migration by cultivated land transfer resettlement. Of which, 15 people will relocate to Getang Township Liangtai Resettlement Area, the cultivated land transfer (of 18 mu and residential land of 1.51 mu) is from the Dashuijing Group No. 1 of Yangdi Village, Getang Township; 7 people relocate to Puping Township Shiyakou Resettlement Area, the cultivated land transfer (of 8.4 mu and residential land of 0.7 mu) is from the Xinjie Group No. 4 of Xinjie Village, Puping Township Shuijingwanxia Group. The current population is 230 persons, per capita cultivated land is 2.02 mu, the Project acquired cultivation land is mu, loss rate of cultivated land is 6.52% or the average reduction of farmland is 0.14 mu/capita. Before the farmland acquisition, the average farmland is 2.02 mu/capita, and after the acquisition, the average farmland is 1.88 mu/capita. The production resettlement population is 19 persons in the year of planned level, a total of22.8 mu of cultivated land will be adopted for the transfer mode for production resettlement from Dashuijing Group No. 2 of Yangdi Village, Getang Township The total production resettlement of Shuijingwanxia Group is 19 people in 2016, all adopt out-migration by cultivated land transfer resettlement to Liangtai Resettlement Area of Getang Township. Of which, the cultivated land transfer (of 22.8 mu and residential land of 1.91 mu) is from the Dashuijing Group No. 2 of Yangdi Village, Getang Township Dashan Group. The current population is 174 persons, per capita cultivated land is 1.93 mu, the Project acquired cultivation land is mu, loss rate of cultivated land is 28.02%.The average reduction of farmland is 0.54 mu/capita and land loss is 28.02%. Before the farmland acquisition, the average farmland is 1.93 mu/capita, and after the acquisition, the average farmland is 1.39 mu/capita. The production resettlement population is 71 persons in the year of planned level, a total of 85.2 mu 120

129 cultivated land will be adopted for the transfer mode for production resettlement from Donggualin Group, Xinjie Village, Puping Township; and Qiaobian Group, Qianxiang Village, Qianxiang Township The total production resettlement of Dashan Group is 71 people, all adopt outmigration by cultivated land transfer resettlement. Of which, 20 people relocate to Getang Township Liangtai Resettlement Area, the cultivated land transfer (of 24 mu and residential land of 2.01 mu)is from the Donggualin Group of Xinjie Village, Puping Township; 51 people relocate to Qianxiang Township Resettlement Area, and the cultivated land transfer (of 61.2 mu and residential land of 5.13 mu)is from the Qiaobian Group of Qianxiang Village, Qianxiang Township Laolinpo Group. The current population is 227 persons, per capita cultivated land is 1.91 mu, the Project acquired cultivation land is mu, loss rate of cultivated land is 95.29% or 1.82 mu/capita. Before the farmland acquisition, the average farmland is 1.91 mu/capita, and after the acquisition, the average farmland is 0.09 mu/capita. The production resettlement population is 227 persons in the year of planned level, a total of mu cultivated land will be adopted for the transfer mode for production resettlement from Liangtai Group, Xiangchehe Village, Puping Township; Xinjie Group No. 5, Xinjie Village, Puping Township; Tangfang Group, Gaokanzi Group and Shalaiqiao Group of Qianxiang Village, Qianxiang Township The total production resettlement of Laolinpo Group is 227 people, all adopt out-migration by cultivated land transfer resettlement. Of which, 3 people relocate to Getang Township Liangtai Resettlement Area, and the transferable cultivation land (of 3.6 mu and residential land of 0.3 mu)is from the Liangtai Group of Xiangchehe Village, Getang Township; 20 people relocate to Puping Township Shiyakou Resettlement Area, and the cultivated land transfer (of 24 mu and residential land of 2.01mu)is from the Xinjie Group No. 4 of Xinjie Village, Puping Township; 204 people relocate to Qianxiang Township Xiaoqianxiang Resettlement Area, and the cultivated land transfer(of mu and residential land of 20.5 mu)is from the Tangfang Group, Gaokanzi Group and Shalaiqiao Group of Qianxiang Village, Qianxiang Township Bakou Group. The current population is 142 persons, per capita cultivated land is 1.63 mu, the Project acquired cultivation land is mu, loss rate of cultivated land is 61.72% or the average reduction of farmland is 1.01 mu/capita. Before the farmland acquisition, the average farmland is 1.63 mu/capita, and after the acquisition, the average farmland is 0.62 mu/capita. The production resettlement population is 87 persons in the year of planned level, a total of mu cultivated land will adopt the transfer mode for production resettlement from Tianwan Group, Huxiang Village, Puping Township; and Chalukou Group, Qianxiang Village, Qianxiang Township The total production resettlement of Bakou Group is 87 people, all adopt outmigration by cultivated land transfer resettlement. Of which, 1 people relocate to Puping Township Shiyakou resettlement area, and the transferable cultivation land from Tianwan Group of Huxiang Village Puping Township; 86 people relocate to Qianxiang Township Xiaoqianxiang resettlement area, and the transferable cultivation land (of mu and residential land of 8.64 mu)is from Chakou Group of Qianxiang Village, Qianxiang Township Dongkou Group. The construction of the resettlement site will acquire mu of farmland in the Dongkou Group of Chahe Village. Before the farmland acquisition, the average farmland is 1.72 mu/capita, and after the acquisition, the 121

130 average farmland is 1.22 mu/capita. The average reduction of farmland is 0.5 mu/capita and land loss is 29.53% Chahe Group. The current population is 362 persons, per capita cultivated land is 2.23 mu, the Project acquired cultivation land is mu, loss rate of cultivated land is 95.02% or the average reduction of farmland is 2.12 mu/capita. Before the farmland acquisition, the average farmland is 2.23 mu/capita, and after the acquisition, the average farmland is 0.11 mu/capita. The production resettlement population is 342 persons in the year of planned level, a total of mu cultivated land will adopt the transfer mode for production resettlement of Sanjiazhai Group, Dongguang Group, Zhesheng Group Xiangchehe Group No. 1 and No. 2, Xiangchehe Village, Getang Township; and Xiaoqianxiang Group, Qianxiang Village, Qianxiang Township The total production resettlement of Chahe Group is 342 people, all adopt outmigration by cultivated land transfer resettlement and agreed by all APs of the affected village. Of which, 332 people relocate to Getang Township Liangtai Resettlement Area, and the transferable cultivation land (of mu and residential land of mu) is from Sanjiazhai Group, Dongguang Group, Zhesheng Group, Xiangchehe Group No. 1 and Xiangchehe Group No. 2 of Xiangchehe Village, Getang Township; 10 people relocate to Qianxiang Township Xiaoqianxiang Resettlement Area, and the cultivated land transfer (of 12 mu and residential land of 1.01 mu)is from Xiaoqianxiang Group of Qiangxiang Village, Qianxiang Township Gangou Group No. 1. The Current population is 258 persons, per capita cultivated land is 2.22 mu, the Project acquired cultivation land is mu, loss rate of cultivated land is 31.05% or the average reduction of farmland is 0.69 mu/capita. Before the farmland acquisition, the average farmland is 2.22 mu/capita, and after the acquisition, the average farmland is 1.53 mu/capita. The production resettlement population is 84 persons in the year of planned level, a total of mu cultivated land will adopt the transfer mode for production resettlement of Dashuijing Group No. 5 and No. 7, Yangdi Village, Getang Township The total production resettlement of Gangou Group No. 2 is 84 people, all adopt move back by cultivated land transfer resettlement to Liangtai Resettlement Area of Getang Township. The cultivated land transfer (of mu and residential land of 8.44 mu) is from Dashuijing Group No. 5 and Dashuijing Group No. 7 of Yangdi Village, Getang Township Gangou GroupNo. 2. The current population is 302 persons, per capita cultivated land is 1.93 mu, the Project acquired cultivation land is mu, loss rate of cultivated land is 24.42% or the average reduction of farmland is 0.47 mu/capita. Before the farmland acquisition, the average farmland is 1.93 mu/capita, and after the acquisition, the average farmland is 1.46 mu/capita. The production resettlement population is 82 persons in the year of planned level, a total of 98.4 mu cultivated land will adopt the transfer mode for production resettlement of Dashuijing Group No. 6 and No. 8, Yangdi Village, Getang Township The total production resettlement of Gangou Group No. 2 is 82 people, all adopt move back to Getang Township Liangtai Resettlement Area by cultivated land transfer resettlement, and the cultivated land transfer (of 98.4 mu and residential land of 8.24 mu) is from Dashuijing Group No. 6 and 8 of Yangdi Village, Getang Township. 122

131 207. From above we can see that the land loss situation for the village groups of Chahe Village is relatively serious, ranging from 6.52% to 95.29%, and the farmland loss ratio of whole Chahe Village reached to 41.14%, therefore, the village has no sufficient farmland resources to be adjusted and the nearest settlement will be adopted. In this regard, PRPSDCL s technical staff in association with the Anlong County Government, County Water Resources Bureau, County Resettlement Office conducted field investigation. Based on the survey results of social resources, traffic conditions, water resources conditions, natural conditions and other factors, and fully solicited the willingness of the resettlers, it has been determined that the village groups of Chahe Village will adopt the out of village resettlement in the same township and out of township in the same county according to the preliminary comments made by the local government. The scope of the resettlement sites includes Chahe Village, Yangdi Village and Xiangchehe Village of Puping Township (original Getang Township), Huxiang Village and Xinjie Village of Puping Township, and Qianxiang Village, Qiaoma Village and Sandaoqiang Village of Qianxiang Street Committee. (ii) Production Resettlement and Destination of Longxin Village 208. The Project construction will acquire land from 4 village groups. Longxin Village has a total of 3,745 agricultural population, per capita existing cultivated land is 1.48 mu, the Project plans to expropriate mu cultivated land, per capita cultivated land is 1.36 mu after land acquisition, with 0.12 mu reduction per capita, loss rate of cultivated land is 8.54%. Longxin Village involves 309 persons for production resettlement by construction land acquisition in the year of planned level. Based on the survey of remaining cultivated land, all production resettlement population should be arranged by out-migration cultivated land transfer mode, resettle 309 persons for cultivated land transfer of Yangdi Village, Getang Township Tourendi Group. The current population is 263 persons, per capita cultivated land is 1.52 mu, the Project acquired cultivation land is mu, loss rate of cultivated land is 6.20% or the average farmland reduction is 0.1 mu/capita. Before the farmland acquisition, the average farmland is 1.52 mu/capita, and after the acquisition, the average farmland is 1.42 mu/capita. The production resettlement population is 23 persons in the year of planned level, a total of 27.6 mu cultivated land will adopt the transfer mode for production resettlement of Yangdi Group No. 1, Yangdi Village, Getang Township The total production resettlement of Tourendi Group is 32 people, all adopt move back to Getang Township Liangtai Resettlement Area by cultivated land transfer resettlement, the cultivated land transfer (of 38.4 mu and residential land of 3.22 mu) is from Yangdi Group No. 1 Yangdi Village Getang Township Shangzhegeng Group No. 1. The current population is 199, per capita cultivated land is 1.65 mu, the Project acquired cultivated land is mu, loss rate of cultivated land is 76.86% or the average farmland reduction is 1.27 mu/capita. Before the farmland acquisition, the average farmland is 1.65 mu/capita, and after the acquisition, the average farmland is 0.38 mu/capita. The production resettlement population is 166 persons in the year of planned level, a total of mu cultivated land will adopt the transfer mode for production resettlement of Yangdi Group No. 3, No. 4 and No. 5, Yangdi Village, Getang Township The total production resettlement of Shangzhegeng Group No. 1 is 166 people, all adopt move back to Getang Township Liangtai Resettlement Area by cultivated land transfer resettlement, and the cultivated land transfer (of mu and 123

132 residential land of 8.64 mu) is from Yangdi Group No. 3, 4, 5 of Yangdi Village, Getang Township Shangzhegeng Group No. 2. The current population is 150 persons, per capita cultivated land is 1.68 mu, the Project acquired cultivation land is mu, loss rate of cultivated land is 44.56% or the average farmland reduction is 0.75 mu/capita. Before the farmland acquisition, the average farmland is 1.68 mu/capita, and after the acquisition, the average farmland is 0.93 mu/capita. The production resettlement population is 68 persons in the year of planned level, a total of 81.6 mu cultivated land will adopt the transfer mode for production resettlement of Yangdi Group No. 6, Yangdi Village, Getang Township The total production resettlement of Shangzhegeng Group No. 2 is 68 people, all adopt move back to Getang Township Liangtai Resettlement Area by cultivated land transfer resettlement, and the cultivated land transfer (of 81.6 mu and residential land of 6.83 mu) is from Yangdi No. 6 of Yangdi Village, Getang Township Pingqiao Group. The current population is 391 persons, per capita cultivated land is 1.27 mu, the Project acquired cultivation land is mu, loss rate of cultivated land is 17.19% or the average farmland reduction is 0.22 mu/capita. Before the farmland acquisition, the average farmland is 1.27 mu/capita, and after the acquisition, the average farmland is 1.05 mu/capita. The production resettlement population is 52 persons in the year of planned level, a total of 62.4 mu cultivated land will adopt the transfer mode for production resettlement of Yangdi Group No. 7, Yangdi Village, Getang Township The total production resettlement of Pingqiao Group is 52 people, all adopt move back to Getang Township Liangtai Resettlement Area by cultivated land transfer resettlement, and the cultivated land transfer (of 62.4 mu and residential land of 5.23 mu) is from Yangdi No. 7of Yangdi Village, Getang Township Based on analysis we can see that the land loss situation for the village groups of Longxin Village is relatively serious, ranging from 6.2% to 76.86%, and the production resettlement population affected by the Project construction involves 4 village groups, who will lose their land but without house demolition. Although their houses will not be inundated, they do not need to relocate in theory. However, based on the field investigation on the transferrable land within the village, it was found that some village groups are relatively far away from other farmland resources after reservoir inundation with poor transportation access. If land will be transferred within the same village, the farmers will face the difficulties of long distance to the farming areas. In this regard, PRPSDCL s technical staff in association with the Anlong County Government, County Water Resources Bureau, County Resettlement Office have conducted field investigation. Based on the careful analysis and investigation, it has been determined that the Tourendi, Shangzhegeng Group No.1, Shangzhegeng Group No. 2 and Pingqiao Group of Longxin Village will adopt the out of village resettlement in the same township and out of township in the same county according to the preliminary comments of the local government. The scope of the resettlement sites includes Chahe Village, Yangdi Village and Xiangchehe Village of Puping Township (original Getang Township), Huxiang Village and Xinjie Village of Puping Township, and Qianxiang Village, Qiaoma Village and Sandaoqiang Village of Qianxiang Street Committee. (iii) Production Resettlement and Destination of Chetou Village 124

133 218. The current population is 265persons in Qishan Group, Chetou Village, and per capita cultivated land is 2.38 mu. The Project acquired cultivation land is mu, and the production resettlement population is 13 persons in the year of planned level, loss rate of cultivated land is 4.65% or the average farmland reduction is 0.11 mu/capita, and after land acquisition, the average farmland is 2.27 mu/capita, the impact is small, therefore, one-time adjustment of cultivated land will be provided The Chetou Village land acquisition involves 13 people of production resettlement in the year of planned level. According to the situation of cultivated occupation, 13 people will get one-time adjustment of cultivated land as compensation and resettlement The detailed information of land adjustment is presented in the following tables. 125

134 Table 6-7: Land Adjustment Plan of Anlong County Pingshan Reservoir Project Rural Production Resettlement Township Village Group Getang Chahe Production Resettlement Population in 2016 Production Resettlement Method One-time Adjustment Out-Migration Transferable of Cultivated Land as Cultivated Land Compensation Resettlement No. No. Subtotal Township for Three Host Resettlement Sites Destination of Production Resettlement Five Host Villages) 42 Host Groups Pingyan No Puping Huxiang Tianwan Yandeng Getang Xiangchehe Liangtai Shuanglongtang Pingyang No Leidakeng Huxiang Puping Haichang Ranjing Qianxiang Xiaoqianxiang Pingyang No Getang Xiangchehe Qiaodong Shangzime Puping Xinjie Xinjie 2 Xinjie 3 Xinjie Qianxiang Qianxiang Pingzhai Getang Yangdi Dashuijing 1 Shuijingwanshang Puping Xinjie Xinjie 6 Shuijingwanxia Getang Yangdi Dashuijing 2 Dashan 71 Laolinpo Puping Xinjie Donggualin Qianxiang Qianxiang Qiaobian 3 3 Getang Xiangchehe Liangtai Puping Xinjie Xinjie 5 Tangfang Qianxiang Qianxiang Gaokanzi Shalaiqiao 1 1 Puping Huxiang Tianwan Bakou Qianxiang Qianxiang Chalukou Dashuijing 3 Dongkou Getang Yangdi Dashuijing 4 Chahe Getang Xiangchehe Sanjiazhai Dongguang Group Zhesheng Group Xiangchehe Group No

135 Township Village Group Longxin Production Resettlement Population in 2016 Production Resettlement Method One-time Adjustment Out-Migration Transferable of Cultivated Land as Cultivated Land Compensation Resettlement No. No. Subtotal Township for Three Host Resettlement Sites Destination of Production Resettlement Five Host Villages) 42 Host Groups Xiangchehe Group No Qianxiang Qianxiang Xiaoqianxiang Gangou No Dashuijing No. 5 Dashuijing No. 7 Gangou No Dashuijing No. 6 Dashuijing No. 8 Tourendi Yangdi No. 1 Getang Yangdi Yangdi No. 3 Shangzhegeng No Yangdi No. 4 1 Yangdi No. 5 Shangzhegeng No Yangdi No. 6 Pingqiao Yangdi No. 7 Haizi Chetou Qishanpo One-time adjustment of cultivated land compensation 127

136 Table 6-8: Pingqiao Reservoir ProjectResettlement Land Adjustment Plan Production Resettlement Per Capita Population Cultivated Land Adjustment Method County Township Village Group in the Year of Land Planned Before LA Level Anlong Getang Gecha Transferable Cultivated Land Per Capita Cultivated Land After Resettlement No. mu/capita mu mu/capita Pingyang No Transfer cultivated land from Tianwan Group and Yandeng Group, Huxiang Village, Puping Township Transfer cultivated land from Liangtai Group, Xiangchehe Village, Getang Township; Shuanglongtang Group, Leidakeng Group, Pingyang No Haichang Group and Ranjing Group, Huxiang Village, Puping Township; Xiaoqianxiang Group, Qianxiang Village, Qianxiang Township Transfer cultivated land from Qiaodong Group and Shangzime Pingyang No Group, Xiangchehe Village, Getang Township; Xinjie Group No. 2,3and 4, Xinjie Village, Puping Township; Pingzhai Group, Qianxiang Village, Qianxiang Township Transfer cultivated land from Dashuijing No. 1 Group, Yangdi Shuijingwanshang Village, Getang Township;XinjieNo. 6 Group, Xinjie Village, Puping Township Shuijingwanxia Transfer cultivated land from Dashuijing No. 2 Group, Yangdi Village, Getang Township Transfer cultivated land from Donggualin Group, Xinjie Village, Dashan Puping Township; Qiaobian Group, Qianxiang Village, Qianxiang Township Transfer cultivated land from Liangtai Group, Xiangchehe Village, Laolinpo Puping Township; Xinjie No. 5 Group, Xinjie Village, Puping Township; Tangfang Group, Gaokanzi Group and Shalaiqiao Group, Qianxiang Village, Qianxiang Township Transfer cultivated land from Tianwan Group, Huxiang Village, Bakou Puping Township; Chalukou Group, Qianxiang Village, Qianxiang Township 128

137 County Township Village Group Production Resettlement Population in the Year of Planned Level Per Capita Cultivated Land Before LA Land Adjustment Method Transferable Cultivated Land Per Capita Cultivated Land After Resettlement No. mu/capita mu mu/capita Dongkou Transfer cultivated land from Dashuijing No. 3, No. 4 Group, Yangdi Village, Getang Township Chahe Transfer cultivated land from Sanjiazhai Group, Dongguang Group, Zhesheng Group, and Xiangchehe No. 1 and No. 2 Group, Xiangchehe Village, Getang Township and Xiaoqianxiang Group, Qianxiang Village, Qianxiang Township Gangou No Transfer cultivated land from Dashuijing No. 5 and No. 7 Group, Yangdi Village, Getang Township Gangou No Transfer cultivated land from Dashuijing No. 6 and No. 8 Group, Yangdi Village, Getang Township Tourendi Transfer cultivated land from Yangdi No. 1 Group, Yangdi Village, Getang Township Shangzhegeng Transfer cultivated land from Yangdi No. 3, No. 4 and No. 5 Group, Longxin No. 1 Yangdi Village, Getang Township Shangzhegeng Transfer cultivated land from Yangdi No. 6 Group, Yangdi Village, No. 2 Getang Township Pingqiao Transfer cultivated land from Yangdi No. 7 Group, Yangdi Village, Getang Township Haizi Chetou Qishanpo One-time adjustment of cultivated land within the group

138 Table 6-9: Environmental Capacity Analysis in Pingqiao Reservoir Project Construction Land Acquisition Area Administrative Region Current Township Village Group Agri. Popu. (No.) Total Puping (Getang) Haizi Chahe Longxin Chetou Relocated Popu. In 2016 (No.) Direct Inundated Popu. Popu. Of Expanded Resettlement Production Resettlement Popu. in 2016 (No.) Current Farmland Area (mu) Farmland Acquisition (mu) Average Farmland before LA (mu/capita) Average Farmland after LA (mu/capita) Reduction of Average Farmland after LA (mu/capita) Farmland Loss (%) Whole Village 3,830 2,434 2, ,029 7, , % Pingyang Group No % Pingyang Group No % Pingyang Group No % Shuijingwan Up Group % Shuijingwan Down Group % Dashan % Laolinpo % Bakou % Dongkou % Chahe % Gangou Group No % Gangou Group No % Whole Village 3, , % Tourendi % Shangzhegeng Group No % Shangzhegeng Group No % Pingqiao % Whole Village 1, , % Sishanpo % 130

139 Environmental Carrying Capaity of the Resettlement Sites 1) Environmental Carrying Capacity of Liangtai Resettlement Site of Puping Township 221. Liangtai Resettlement Site of Puping Township (formerly Getang Township) is proposed to resettle the relocated families from the groups of Pingyang No. 2, Pingyang No. 3, Shuijingwanshang, Shuijingwanxia, Laolinpo, Dongkou, Chahe, Gangou No. 1 and No. 2 of Chahe Village; and Tourendi, Shangzhegeng No. 1, Shangzhegeng No. 2, and Pingqiao groups, totaling 13 village groups. Up to the design year, 1,105 production resettlement population will be settled in Liangtai Resettlement Site, including 23 person from Pingyang Group No. 2, 157 persons from Pingyang Group No. 3, 15 persons from Shuijingwanshang Group, 19 persons from Shuijingwanxia Group, 3 persons from Laolinpo Group, 81 persons from Dongkou Group, 232 persons from Chahe Group, 84 persons from Gangou Group No. 1, 82 persons from Gangou Group No. 2, 23 persons from Tourendi Group, 166 persons from Shangzhegeng Group No. 1, 68 persons from Shangzhegeng Group No. 2, and 52 persons from Pingqiao Group. According to the planned production resettlement standards, 1.2 mu of land per person will be allocated According to the above existing farmland and farmland in the resettlement site situation of 13 village groups, willingness survey of land transfer has been conducted for 28 village groups in 2 villages within the scope of reasonable farming around the resettlement site. After investigation, it indicates that the resettlement site is willing to allocate 2,532 mu of farmland as land transfer. The moving-out village groups need 1,326 mu of farmland for land adjustment according to the standard. Therefore, we can see that the environmental carrying capacity in Liangtai Resettlement Site of Puping Township (original Getang Township) is sufficient, and the multiplier of environmental capacity is Except the land amount from the willingness survey result for farmland transfer, the land transfer for each village group should be controlled below 20%. Therefore, from the whole or individual perspective, the land transfer will not cause relatively large impacts to the production and living of the original residents in the resettlement sites. See Table

140 Anlong County Table 6-10: Environmental Carrying Capacity Analysis for Liangtai Resettlement Site of Puping Township Production Average Farmland Farmland which Multiplier of Resettlement Resettlement Farmland Needed to Host Popu. Environmental Resettlement Site Moving-out Village Group Standards Popu. in 2016 before LA Reach Original Willing to Be Carrying Capacity in (mu/capita) (No.) (mu/capita) Level (mu) Adjusted (mu) the Resettlement Site Puping Township (Getang Township) Pingyang Group No Pingyang Group No Shuijingwan Up Group Shuijingwan Down Group Laolinpo Dongkou Chahe Gangou Group No Gangou Group No Tourendi Shangzhegeng Group No Shangzhegeng Group No Pingqiao Total 1, ,326 2,

141 ii) Environmental Carrying Capacity of Xiaoqianxiang Resettlement Site of Qianxiang Street Administration Office 224. Xiaoqianxiang Resettlement Site of Qianxiang Street Committee is proposed to resettle the relocated families from the groups of Pingyang No. 2, Pingyang No. 3, Dashan, Laolinpo, Bakou, and Chahe of Chahe Village, totaling 6 village groups. Based on the calculation, 511 persons need production resettlement in 2016, including 116 persons from Pingyang Group No. 2, 44 persons from Pingyang Group No. 3, 51 persons from Dashan Group, 204 persons from Laolinpo Group, 86 persons from Bakou Group, and 10 persons from Chahe Group. According to the planned production resettlement standards, 1.2 mu of land per person will be allocated According to the above existing farmland and farmland in the resettlement site situation for the village groups of Pingyang Group No. 2, Pingyang Group No. 3, Dashan Group, Laolinpo Group, Bakou Group and Chahe Group, willingness survey of land transfer has been conducted for 15 village groups in 3 villages within the scope of reasonable farming around the resettlement site. After investigation, it indicates that the resettlement site is willing to allocate 1,427 mu of farmland as land transfer. The 6 moving-out village groups need mu of farmland for land adjustment according to the original farmland level. Therefore, we can see that the environmental carrying capacity in Xiaoqianxiang Resettlement Site of Qianxiang Street Committee is sufficient, and the multiplier of environmental capacity is Except the land amount from the willingness survey result for farmland transfer, the land transfer for each village group should be controlled below 20%. Therefore, from the whole or individual perspective, the land transfer will not cause relatively large impacts to the production and living of the original residents in the resettlement sites, see Table

142 Resettlement Site Anlong County Table 6-11: Environmental Carrying Capacity Analysis for Xiaoqianxiang Resettlement Site of Qianxiang Township Qianxiang Street Office Moving-out Village Group Production Resettlement Popu. in 2016 (No.) Average Farmland before LA (mu/capita) Resettlement Standards (mu/capita) Farmland Needed to Reach Original Level (mu) Pingyang Group No Pingyang Group No Dashan Laolinpo Bakou Chahe Total Farmland which Host Popu. Willing to Be Adjusted (mu) Multiplier of Environmental Carrying Capacity in the Resettlement Site

143 C) Environmental Carrying Capacity of Shiyakou Resettlement Site of Puping Township 227. Shiyakou Resettlement Site of Puping Township is proposed to resettle the relocated families from the groups of Pingyang No. 1, Pingyang No. 2, Pingyang No. 3, Shuijingwanshang, Dashan, Laolinpo, and Jingkou of Chahe Village, totaling 7 village groups. Based on the calculation, there are 722 production resettlement populations in 2016, including 398 persons from Pingyang Group No. 1, 351 persons from Pingyang Group No. 2, 108 persons from Pingyang No. 3, 7 persons from Shuijingwanshang Groups, 20 persons from Dashan Group, 3 persons from Laolinpo Group, and 1 person from Bakou Group. According to the planned production resettlement standards, 1.2 mu of land will be allocated per person According to the existing farmland and farmland in the resettlement site situation of Pingyang Group No. 1, Pingyang Group No. 2, Pingyang Group No. 3, Shuijingwanshang Group, Dashan Group, Laolinpo Group, Bakou Group, willingness survey of land transfer has been conducted for 15 village groups in 2 villages within the scope of reasonable farming around the resettlement site. After investigation, it indicates that the resettlement site is willing to allocate 1,387 mu of farmland as land transfer. The moving-out village groups need mu of farmland for land adjustment according to the standard. Therefore, we can see that the environmental carry is sufficient, and the multiplier of environmental capacity is Except the land amount from the willingness survey result for farmland transfer, the land transfer for each village group should be controlled below 20%. Therefore, from the whole or individual perspective, the land transfer will not cause relatively large impacts to the production and living of the original residents in the resettlement sites, see Table

144 Table 6-12: Environmental Carrying Capacity Analysis for Shiyakou Resettlement Site of Puping Township Production Farmland which Multiplier of Average Resettlement Farmland Needed to Resettlement Host Popu. Environmental Resettlement Site Moving-out Village Group Farmland before Standards Reach Original Level Popu. in 2016 Willing to Be Carrying Capacity in LA (mu/capita) (mu/capita) (mu) (No.) Adjusted (mu) the Resettlement Site Anlong County Puping Township Pingyang Group No Pingyang Group No Pingyang Group No Shuijingwanshang Group Dashan Laolinpo Bakou Total

145 House Plot and Production Land Use 230. According to the standard of 1.2 mu farmland per capita as resettlement land use, the production land use is 3, mu. According to the field investigation and layout of the resettlement sites, the actual house plot of mu is needed (see Table 6-13).The resettlement sites need to obtain 3, mu of land to adjust production and house plot, involving 981 households or 4,205 people, see Table The land adjustment impacts are presented in Table Average Farmland and Income Analysis after Resettlement 231. The farmland will be reduced to mu from original 1.94 mu per capita after accepting the resettlers for the residents in the resettlement sites. But the land adjustment is voluntary under the guidance of the local government, and the proportion of income share is relatively small for agricultural income (about 40%). After they get compensation for the land transfer, host villagers could engage in non-agricultural industry and earn income or go out as migrant seasonable labor to other cities or provinces. As a result, their income will not be reduced. Table 6-16 provides the average farmland and income analysis after resettlement in the resettlement sites. 137

146 Chahe Longxin Village Group Table 6-13: Production Land Use in the Resettlement Sites Liangtai Shiyakou Xiaoqianxiang Production Land Use(mu) Production Land Use(mu) Production Land Use(mu) Total (mu) Pingyang Group No Pingyang Group No Pingyang Group No Shuijingwanshang Shuijingwanxia Dashan Laolinpo Bakou Dongkou Chahe Gangou Group No Gangou Group No Subtotal 1, , Tourendi Shangzhegeng Group No Shangzhegeng Group No Pingqiao Subtotal Total 1, , ,

147 Table 6-14: House Plot Land Use of the Resettlement Sites Township Admin. Village HHs (No.) Popu. (No.) Resettlement Site Paddy Land (mu) Dryland (mu) Orchard Land (mu) Forest Land (mu) Bush Land (mu) Other Grass Land (mu) Rural Road (mu) Total (mu) Puping Yangdi 273 1,234 Liangtai Huxiang Shiyakou Qianxiang Xiaoqianxiang Total 583 2,743 Total Township Puping Table 6-15: Land Adjustment Impacts of the Resettlement Sites % of Land Adjustment Ratio of Admin. Total HHs Total Popu. Total HHs to Farmland (mu) Total Popu. (No.) Farmland (mu) Impact land Village before LA (No.) (No.) Adjust Land (No.) HHs Popu. adjustment Yangdi 565 2,785 4, ,923 1, % 69% 34% Huxiang 1,036 3,800 10, ,375 1, % 36% 11% Qianxiang 881 3,702 5, % 25% 13% Total 2,482 10,287 20, ,205 3, Table 6-16: Average Farmland and Income Analysis in the Resettlement Sites after Resettlement Township Admin. Village Relocated Original Popu. Popu. (No.) (No.) Total Popu. (No.) Original Farmland (mu) Farmland Loss due to House Construction (mu) Before Relocation (mu) After Relocation (mu) Average Farmland before Relocation (mu/capita) Average Farmland after Relocation (mu/capita) Difference of Average Farmland (mu/capita) Average Income before Resettlement (CNY/capita) Average Income after Resettlement (CNY/capita) Puping Yangdi 2,785 1,234 4,019 4, ,500 4, , ,300 Huxiang 3, ,688 10, ,000 9, , ,600 Qianxiang 3, ,323 5, ,550 5, , ,

148 Subtotal 10,287 2,743 13, , ,050 19,

149 Development of Agricultural Industry a) Conversion of dryland to paddy land 232. In order to maintain the per capita paddy field area before acquisition, it is planned to convert 701 mu of dryland into paddy land in the resettlement site areas. According to the local land and resources administration departments, the average cost of converting dryland into paddy field is estimated as CNY10,000/mu, so an investment of CNY 6.29 million is required for transferring dryland into paddy land. b) Plan of Crops and Tobacco Plantation Industry 233. Pingqiao Reservoir Construction Land Acquisition area and Resettlement Area are located in the watershed between the north and south of the Pan River. It has the climate characteristics of mid-subtropical areas, dry in winter and wet in summer, with four distinct seasons. The annual average temperature is 15.6 C and the annual rainfall is about 1,250 mm. The weather is suitable for growing a variety of crops, the per unit area yield still has room to improve. In the plantation structure of the reservoir area, the grain-sowing area accounts for about 70% of the crops-sowing area, it is suitable for planting grain crops like rice, corn and wheat; the economic crops include five cereals, rapeseed, flue-cured tobacco, vegetables, tea, etc.. The replacement land to be used for resettlement is all matured and cropped dryland, which will be irrigated, the plantation plan is mainly to improve the soil with irrigation. According to the suitable plantation situation in resettlement area and the planting habit, it is planned to plant a certain number of high quality flue-cured tobacco as tobacco has stable market for the past years with big demand. Based on investigation, the three resettlement sites, all are of condition to promote production The investment analysis for the plan of tobacco plantation is as follows: i) Soil improvement: mainly regulate the soil ph, and the investment is CNY 150/mu; ii) Soil fertility improvement: applications of farmyard manure per mu per year are 1,500 kg for three years, and the unit price of farmyard manure is CNY 0.3/kg. Thus 1,500 kg/mu 3 CNY 0.3/kg=CNY 1,350/mu. iii) Planting high quality flue-cured tobacco: applications of farmyard manure per mu per year 500 kg, calculated by CNY0.3/kg, the seed calculated by CNY 150/mu, the pesticides calculated by CNY 250/mu, so 500kg/mu CNY 0.3/kg + CNY 150/mu + CNY 250/mu = CNY 550/mu Tobacco Plantation benefit analysis is as follows: iv) Output: flue-cured tobacco is 160 kg per mu, the unit price is CNY 25/kg, the output value: 160 kg/mu x CNY 25/kg = CNY 4,000/mu. v) Cost: planting cost is CNY 1,000/mu, the freight and miscellaneous charges are calculated by 0.1 /kg, the total cost: CNY 1,000/mu+160 kg/mu CNY0.1/kg = CNY 1,016/mu. vi) Net output = CNY 4,000/mu CNY 1,016/mu = CNY 2,984/mu Plan of resettlement area tobacco plantation includes: soil improvement of 2,664.6 mu, soil fertility improvement of 2,664.6 mu, and planting high quality fluecured tobacco of 881 mu, so the investment of the plantation is CNY 4,481,

150 c) Plan of Livestock Breeding Industry 237. Pingqiao Reservoir resettlement area has the environmental resources and varieties of resource base for livestock development. Qianxiang Township is an ideal place for the development of animal husbandry with two large centers (ten thousand mu) demonstration pastures. Puping Township Government is going to plant grass, raise sheep and cattle in recent years, and propose to build a cattle village in Huxiang Village, with a capacity more than one hundred cattle. Grassland animal husbandry will have a larger proportion for agricultural income in Getang Township. The three resettlement areas all have development conditions and potential for the development of breeding industry, with convenient transportation in resettlement areas to make farming products have an enormous sales market. Livestock breeding is suitable for the local. Farmers will be trained. The choice of the AHs is based on the willingness of the APs and their previous livestock breeding experiences. According to many years of breeding habits, farming techniques and other practical considerations in the reservoir area, it is planned to focus on the development of breeding resource conditions of pig, cattle, sheep and other projects in resettlement site areas. According to the actual situation of the reservoir area, the unit investment and output benefit of various kinds of breeding industry is analyzed (see Table 6-17for unit investment and output of breeding industry species analysis). The plan of resettlement area breeding industry includes: 1,040 pigs, 1,040 sheep, and 520 cattle, which will need about CNY 4.5 million start-up investment together (CNY 2.08 for pigs, CNY 1.04 for sheep, and CNY 1.3 million for cattles). Table 6-17: Unit Input-Output Analysis of Breeding Industry Breeding Unit Pig Raising Cattle Raising Sheep Raising No. No. No. Growth cycle year 6 months 18 months 1 year Gross weight 500g Price CNY/500g Cost CNY 520 2, Output value CNY 1,120 4, Net output value CNY 600 2, d) Sales Plan of Agriculture Products 238. Liangtai Resettlement Site of Getang Township, Shiyakou Resettlement Site of Puping Township and Qianxiang Resettlement Site of Qianxiang Township are located along An (Xing) and An (Zhen) road, the convenient transportation will become the green channel for sales and ensure smooth sales of agricultural products. Meanwhile, the three resettlement sites are close to the township centre, and easy and fast to receive updated information from the county. Rich agricultural information can help farmers to accurately grasp the market changes, and timely make countermeasures to maximize the profits of agricultural products. The sales plan will benefit 3,000 people. e) Resettlement Training Plan 239. To further improve the livelihood skills of resettlers, especially for breeding industry, the Project resettlement training takes the cultivated production technology and practical technology training for 1,560 persons as the principal, resettlement technical training fee is about CNY 686,000 financed by the Project. According to the Project resettlement characteristics, provide training for resettlers by County 142

151 Agriculture Bureau, County Agrotechnical Station, County Plantation Protection Station, and rural agricultural service center, organized by local government, the following training is planned: vii) Provide new technical training of high quality tobacco planting for resettlement households, and plan to train 520 people; viii) Provide protection technical training of soil and fertilizer for plantation resettlement households, and plan to train 520 people; ix) Provide practical technical training of livestock herding for resettlement households, and plan to train 520 people Social Integration into Host Villages 240. Full consultation and discussion have been made for the host villages and affected villages, plus the distance between the host villages and affected villages is not far (about 10 km to 28 km) and their production and living habits are similar. In addition, both host villages and affected villages have the same ethnic minorities of Miao, Buyi and Yi, and they enjoy the same social and economic status with the Han and their life and production has been integrated into the Han society. Although the ethnic minority people still speak their own languages, all the minorities can speak Chinese mandarin and socially integrated as a result of long-time intermarriage. For the living habit, they have no difference with the Han except the holidays with their specific minority characters and clothing.these will not cause any integration problem to the APs and host villagers after resettlement. 6.5 Other Income Restoration Measures 241. The affected people can be employed to construct new resettlement sites and related infrastructures. They may provide construction-related services during the construction. For example, the affected people may provide catering service and food, cigarettes, beer, and other beverages to the construction workers and contractors. The affected people can also operate small shops and small restaurants in the resettlement areas. Start-up capital is about CNY 40,000, with annual net income of about CNY 15, Increasing the time of doing seasonable job is another option of income restoration. The male farmers work seasonally for three months each year, income ranges from about CNY 9,000 to CNY 10,000. After land acquisition, they can work at least eight months within a year, based on salary calculation of CNY 3,000/monthly, they can make annual income of CNY 3,000* 8 months = CNY 24, The Project construction will generate more than 7,940 person-years employment opportunity, i.e., construction workers, security guard, driver, tree planting workers, cleaning, gardening, etc. at the salary level ranges from CNY 4,000 to CNY 6,000 per month. The priority of employment opportunities will be given to the APs. The Project construction organization will provide unskilled and semi-skilled employment opportunities to the resettlers including land leveling and landscaping, etc. Although some of the work are temporary, but according to the same types of Anlong County income survey, employment opportunities of these types can generate and income of about CNY 4,000/month, the short-term source of income for local resettlers, can help them to improve the affected living standard and restore their livelihoods The compensation of land acquisition and resettlement fee obtained by the affected villagers can be used to develop private-owned businesses with the microfinance support provided by the local Government with loan ranges from CNY 143

152 5,000 to CNY 10,000 from the local banks, and they can also enter into enterprises for jobs in county town or other cities or provinces. 6.6 Enhance Production Skills Training and Non-agricultural Employment of the Resettlers 245. The Project will establish employment services mechanism and training for land-losing farmers, to provide career guidance free of charge and employment promotion, gratuitous agency procedures for labor registration and management, and provide employment skills training free of charge, the implementation of rural labor transfer training. In order to help the employment ability of the rural labor force, which accounting for 2,351 production resettlement people need to improve their professional skills, project units or fiscal special funds will provide funding at0.5% or CNY 1.5 million of the rural resettlement compensation, and joint with agriculture, science and technology, women's federation, social security and other departments, to provide training for the affected family, especially the directly affected labor force, to improve the income-generating capacity. The training includes vegetable cultivation, characterized breeding, housekeeping, landscaping, and others. Training funds will be directly allocated to training institutions such as technical training school or women s federation Training objectives: Receiving the training according to the actual needs, different natural environmental characteristics and the degree of the impact, to help them conduct livelihood restoration and improve labor skills according to their actual needs. The training can mitigate the impact of land acquisition as soon as possible, and the living standard of the affected residents will be increased to a certain level, or at least restored to the original level Training targets: those affected farmers. Where the condition is possible, each affected household at least one person can be arranged to attend the training. Based on preliminary investigation, the APs prefer to take training on vegetable cultivation, breeding, housekeeping, etc.. Training content and program are shown in Table Table 6-18: Training Plan of the Affected Farmers No. Skills Target Women Budget No. No. CNY 10,000 1 Vegetable cultivation Breeding Home appliances, motorcycles and car repairs Landscaping Housekeeping Working skills of counterparts enterprise Total 2,351 1, For the labor force of land-losing farmers, especially 50 years old and above males and females, gradually guide them to engage in green conservation, cleaning and property management, housekeeping services and other social services industries, timely employment in the nearest places. The bidding companies applied for green conservation, road cleaning and property management in the new urban townships and districts, recruit more than 40% of the local rural workers. In addition, the relevant units of the county and township (town) will try as much as possible to make the employment positions available, open up new channels of employment, priority given 144

153 to the land-losing farmers, particularly the land-losing adults above 50 years old male farmers and 40 years old and above females. For the non-agricultural employment, mainly guide them to obtain employment from enterprises in the areas close to the Project. Also land adjustment will be provided to the APs to ensure that they have land for farming. 6.7 Restoration of Temporary Land Occupation 249. The Pingqiao Reservoir and Water Transfer Facility Component will temporarily occupy a total of mu land, including mu cultivated land (76.83%), mu forest land (14.94%), mu grass land (6.58%), 7.26 mu transportation land (1.65%) will be temporary occupied for the stock yard, temporary access road, diversion tunnel, etc. in the dam site area and partial overlapping area with inundation area. The occupation period is within 2 years. The compensation rates for the temporary land are presented in Section In addition, the green crops, trees on the cultivated land and forest land will be directly compensated to the APs at one time. After the usage of land, the construction agency will restore the temporarily occupied land according to their original purpose. For the cultivated land, the construction agency needs to mature it before returning it to the APs. All temporarily occupied land will be restored and given back to the APs after land leveling and land cleaning. To reduce the impact of land acquisition on young crops, construction will usually commence after harvesting or before sowing, and will be notified to the affected households in advance to reduce their losses. 6.8 Recovery of Infrastructure and Ground Attachments 250. The rese rvoir will inundate 3.83 km 35kV transmissi on line, km 10kV transmissi on line, 6.9 km 380V distribution line, and 2 10kV transformers, transpo rtation facilities, water reso urces and hydro power facilities, and other ground attachments. These infrastructures and facilities w ill be rebuilt to reco ver their original functions. 6.9 Post Resettlement Assistance for the APs 251. As Pingqiao Reservoir is a middle-sized reservoir, according to the Regulations on Land Acquisition Compensation and Resettlement for Large and Medium Sized Water Resources and Hydropower Construction Projects, and the Opinions of the State Council on Improving the Post-resettlement Support for Affected Persons in Large and Medium Sized Reservoir Construction Projects (SC [2006] No.17), the eligible persons will be subject to post-resettlement support. The postresettlement support will further promote the socioeconomic development of the reservoir area and the resettlement area, enable the APs to quickly restore their production level and standard of living, as well as ensure their sustainable development. The support funds are from a state special fund at a rate of CNY 600/year per capita and with a support period of 20 years. The post support funds and plans will be formulated by the local governments separately. Affected people resettled or having per capita land below 0.3 mu will enjoy the post resettlement support fund Measures of Vulnerable Groups 252. During the whole relocation progress, the Project authorities will pay special attention to the resettlement of vulnerable groups. The vulnerable group in affected households totals 205household and 299people, of which 147 households are living under MLG, and 58 households and 84 persons are disabled. According to the Provisional Method of the Minimum Living Guarantee for the Rural Residents in the 145

154 South Prefecture of Guizhou (implemented on 1 June 2005), the families under MLG line enjoy MLG fund, and the civil affairs department provides the subsidy difference, with CNY 149/capita/month. Special assistance will be provided to them by the Resettlement Office and local government During the relocation process, special care will be given to these people as follows: 254. The households with main housing area less than 25 m 2 of brick-concrete structure per capita, allowance difference will be subsidized to ensure an average 25m 2 brick-concrete structure of main houses per capita The Project has set up a special fund CNY 30,000 of vulnerable groups assistance fund, to help and take care of the vulnerable groups and other difficulty families for the warmth in winter and so on Measures of Woman Development 256. The women have the same public participation opportunities to express their attitudes, worries and concerns on the land acquisition and relocation and other related problems. Overall, the situation is as follows: women have relatively better status in the Project areas. Key family issues are decided by both husband and wife. If men are at home, they usually attend the major meetings of the villages, but women have influences on men who attend the meetings. Women are playing an increasingly larger and important role at home and agricultural production because of higher male out migration to the urban areas. In general, women s work time is 1.2 times that of men. The income earned by women is dominated by agriculture. The land ownership, like other areas of China, when the daughter gets married, her land can t be brought to the place of her husband, but remained at her monther s place. She can only share the land owned by her husband s family. In terms of education, boys and girls have equal education opportunity. As long as the children study hard, the parents always try to support their kids to schools According to the survey, women have the same concerns with their male counterpart: (a) The compensation standards should be calculated in accordance with the land output and resettlement costs; (b) A new homestead should be built near the road, convenient for farming, doing business and schooling; (c) According to the request of affected farmers, compensation funds should be directly disbursed to the affected households; (d) The area of new homestead should be larger, to facilitate the development of livestock breeding; (e) Housing demolition and construction should be done during the slack season, easy for reasonable arrangement of labors For gender differences, women have different needs from men: (a) women request training for cultivation, breeding and other aspects; (b) most participants are males in village management, and women also expect to participate in the village management Anlong County PMO has solicited the opinions and wishes of women on the resettlement and income recovery during the preparation of the Resettlement Plan for Anlong County. Their opinions and wishes have been included in the Resettlement Plan The Project will encourage women to participate in the implementation of the "Resettlement Plan for Anlong County", and the Project will encourage women to 146

155 participate in the implementation of the "Resettlement Plan for Anlong County", and they will play an important role in the implementation of the income recovery measures proposed in the Resettlement Plan. Meanwhile, the resettlement offices will be equipped with a female staff, in order to better communicate with women and ensure the participation of women. Employment opportunities will be provided to women during the Project construction. Meanwhile the Gender Action Plan and Ethnic Minority and Social Development Plan will specify the opportunities for women to participate in the Project and benefit from the Project Women affected by the Project are mostly stay at home for farming or taking care of the family. After losing the land, they will have the same right to receive training and employment as men. If the employment position is suitable for women, priority will be given to them for the employment. If a woman can earn CNY 1,500 per month, the annual income is CNY 1,500 * 12= CNY 18,000, which is 10 times average annual output value of cultivated land per mu (CNY 1,760 per mu) Anlong County Human Resources and Social Security Bureau affiliated training institutions specifically set up weaving, beauty salon, catering service, room service, house keeping service and other regular training courses, so that women have a certain professional skills, to facilitate their individual business development or employment in the service industry. They can carry out individual business in their own yard. The start-up capital is about CNY 50,000, the annual net income is expected to CNY 20,000. At present, the county is to start and promote the family and community pension business, believe that they can play a role in this area. 147

156 VII RESETTLEMENT BUDGET AND SCHEDULE 7.1 Composition of the Resettlement Funds 263. The land acquisition and resettlement cost for Pingqiao Reservoir and Water Transfer Facility Component mainly includes six parts, namely: land acquisition compensation fee, house demolition compensation fee, auxiliaries and ground attachments compensation fee, management fee, other fees and contingency. The total of compensation resettlement fee of the Project land acquisition and relocation is CNY million. The budget is presented Table 7-1and the annual investment plan is in Table In addition, a total of CNY million will be invested for the basic infrastructure construction of the three resettlement sites by the Project and Guizhou Provincial Government, of which CNY million for resettlement housing site, and CNY million will be used for the engineering components. For land readjustment payment, it will come from the land acquisition compensation, and for the house re-construction, the costs will be covered by the compensation fund of house demolition. Livelihood developments such as land improvements will come from the APs and local government, and the livelihood training and special measures for women and vulnerable groups will come from the land acquisition and resettlement cost The Guizhou People's Government is responsible for financing of the resettlement funds of the Project. Resettlement fund will be paid in accordance with the ownership of various types of affected items. The land compensation fee in cash is paid to the farmer household whose land is acquired and who will not take the land re-adjustment scheme. For those who will take land-re-adjustment, land compensation will be paid to the host communities to give out their land to the relocated families In order to ensure the compensation funds can be paid to the affected people (AP) and units in a timely manner the project will: on the one hand, give full play to the internal monitoring of implementation agency, the external monitoring of the independent agency and the audit function of the national audit institutions; on the other hand, minimize the intermediate delays, pay the resettlement funds to the individuals and units by the simple and easy channels Also, reservoir projects have provisions for post-resettlement support funds at a total of CNY16.51 million, which will be financed by the central government fund. 148

157 Table 7-1: Cost Estimate of LAR for Pingqiao Reservoir and Water Transfer Facility Component Unit: CNY10,000 Junction Project Reservoir Construction Area Irrigation Engineering Area Water Supply Project Area Item Inundated Temporary Expanded Temporary Temporary Constructio Permanent Permanent Impact Permanent LA Land Subtotal Resettlement Land Subtotal Land Subtotal n Temporary LA LA Occupation Investment Occupation Occupation LO Total Grand Total Rural 21, , , , , , , , Special facilities 1, , Cost of Reservoir Bottom Cleaning Other Cost 3, , Preparatory work cost Survey, Design and Research , Cost Implementation Management 1, , Fees Local Government Implementation , Management Fees Implementation Management Fee of Construction Unit Implementation Agency s Startup Fee Technical Training Fees Supervision

158 Item and Evaluation Fees Basic Contingency Fees Total Static Investment Reservoir Inundated Impact Junction Project Construction Area Temporary Permanent LA Land Subtotal Occupation Expanded Resettlement Investment Irrigation Engineering Area Permanent LA Temporary Land Occupation Subtotal Permanent LA Temporary Land Occupation Water Supply Project Area Subtotal Constructio n Temporary LO Total Grand Total 1, , , , , , , , , , , Relevant Taxes 8, , , , Including Total Tax Static Investment 36, , , , , , , , Table 7-2: Annual Investment Plan of LAR for Pingqiao Reservoir and Water Transfer Facility Component No. Item Unit Total I Rural Resettlement Compensation Fees CNY 10,000 3, , , ,125 II Special Facility Reconstruction Compensation Fees CNY 10, , III Cost of Reservoir Bottom Cleaning CNY 10, IV Other Cost CNY 10, , , , V Basic Contingency Fees CNY 10, , , VI Relevant Tax Cost CNY 10,000 1, , , Subtotal 6, , , , , % 13.5% 67.0% 15.7% 3.8% 100.0% 150

159 7.2 Cost Estimates of the Three Resettlement Sites 268. For housing of the relocated families, a total of mu of land will be acquired for the construction of the three resettlement sites. The cost estimates of infrastructure construction for the three resettlement sites are presented in Table The cost of the three resettlement sites covers the land acquisition, land leveling, road, water supply and drainage, lighting, tele-communication, outside water supply engineering and outside power supply engineering components (see Table 7-3). The cost for each resettlement site is presented in Table 7-4. The land acquisition costs are included in the Pingqiao Reservoir and Water Transfer Facility Component. Table 7-3: Cost Estimates of Infrastructure Construction for the Three Resettlement Sites Item Item of Land Acquisition and Resettlement Compensation Cost (CNY 10,000) 2.1 Land Acquisition Engineering Work 2, Land Leveling Road Water Supply and Drainage Electrical Equipment and Installation Lighting Engineering Tele-Communication Engineering Outside Water Supply Engineering Outside Power Supply Engineering Household Meter Installation Subtotal 2, Table 7-4: Cost Estimates of Infrastructure Construction by the Resettlement Site Land Investment (CNY) Township Village Acquisition Water Land Total (CNY) (Mu) LA Electricity Road Supply Leveling Yangdi Puping Huxiang Qianxiang Total , Allocation, Management and Monitoring of Resettlement Fund Allocation of Resettlement Funds 270. The allocation of the Project resettlement funds will follow the principles below: (i) All fees related to the land acquisition and demolishment will be included in Project overall budget estimate, the land acquisition and demolishment will be reviewed by the implementation agency, submit to the Anlong County PMO and apply for payment, the compensation funds will be paid to the affected townships and villages by the Anlong County Resettlement Office through the special account. (ii) Compensation for housing demolition and all kinds of subsidies in the form of bank deposits will be paid to the affected households. 151

160 (iii) Land compensation fees will be paid after the signing of land acquisition compensation contracts and before land hand over The flow of fund of land acquisition and resettlement is as follows: Table 7-5: Flow of Fund Permanent acquisition of state land APMO ARO Anlong Land and Resources Administration Bureau Land Re-adjustment for permanent transfer of collective land (100% of compensation for land loss) Cash compensation for permanent acquisition of collective land (100% of compensation for land loss) Residential structures and auxiliaries APMO ARO VC APMO ARO VC/RC APs APMO ARO VC/RC APs Relocation allowance APMO ARO VC/RC APs Investigation and design cost APMO DI Office administration costs APMO ARO Training cost APMO Training institutions M&E APMO IMA Management and Monitoring of Resettlement Funds 272. Resettlement funds must be strictly disbursed in accordance with relevant national laws and regulations and the policies and Resettlement Plan for Anlong County for the land acquisition and resettlement, shall not be less than the compensation standards and scope in the Resettlement Plan Anlong County Resettlement Office reports to Anlong County PMO monthly on the monthly land requisition and resettlement progress. Village/community and township/street committee resettlement working group is responsible for reviewing payment statement, to be signed and approved by the principal responsible person, and reported to Anlong County Resettlement Office to apply for disbursement of funds Land and house compensation, auxiliary compensation, relocation compensation fee including indoor facilities, moving allowance, transition allowance, relocation award, and others will be checked and approved by the Anlong County PMO Guizhou PMO will employ professional consulting company to conduct the regular internal check for resettlement funds used in the resettlement offices. 152

161 276. Anlong finance and audit bureaus have the right to monitor and audit the use of special funds The external resettlement monitoring agency will conduct the special tracking monitoring for the compensation funds of the affected families during the external monitoring. 7.4 Resettlement Schedule 278. The civil engineering of subprojects proposed to start in December The resettlement plan will be submitted to ADB for approval in October-November In order to ensure that the AP and units can be properly resettled, the land acquisition and resettlement will be completed before the start of civil engineering in respective lands. The schedule of the resettlement activities is presented in Table

162 Table 7-6: Resettlement Implementation Schedule No. Resettlers Task Unit Target Responsible Unit Date of Start Date of Completion 1 RP Preparation and Information Disclosure 1.1 Dam site RP preparation and finalization No. of RP 1 DI and ADB Consultant Jan 2016 Jul Overall RP preparation and finalization No. of RP 1 DIs and PPTA Jun Nov Resettlement information booklet for both RPs village 17 Anlong PMO and Pingqiao Reservoir Company Limited 30 Nov Publicize dam site RP on ADB website ADB Aug Publicize overall RP on ADB website Anlong PMO, ADB 30 Nov Approval of Resettlement Budget and Update of Resettlement Plan 2.1 Approval of resettlement plan and budget CNY million Detailed measurement survey village 17 Development and Reform Commission of Guizhou Province Zhongshui Pearl River Planning Survey and Design Company Limited 21 Oct Nov Sep Jul Land Acquisition Announcement 3.1 Publicize the final version of resettlement plan village 17 Anlong County PMO, Pingqiao Reservoir Company Limited 31 Oct Nov Land acquisition announcement village 17 Anlong County Government 31 Oct Nov Compensation Agreement 4.1 Sign land compensation agreement and pay No. of compensation person 2,680 Anlong County Resettlement Office 30 Oct Dec Sign demolition agreement and pay compensation HH Demolition of houses HH Compensation Disbursement Disbursement to the Land and Resources 5.1 Administration Bureau 5.2 Disbursement to the affected households 5.3 Commencement of post-resettlement funds (HH payments and or investments in development schemes) Compensation fee Compensation fee Anlong County Resettlement office affected HHs Anlong County Resettlement office affected HHs 30Nov Dec Nov Dec 2020 Anlong County Resettlement Office 1 Nov Jan 2019 Township (town) government 20Nov Mar Dec Dec 2020 and after Remark 154

163 No. Resettlers Task Unit Target Responsible Unit Date of Start Date of Completion 6 Construction of Resettlement Sites 6.1 Acquisition of resettlement sites (housing area) HH 583 Anlong County Resettlement office affected HHs 31 Dec Feb Provision of roads and services at resettlement sites HH 583 Anlong County Resettlement office affected HHs 31Mar Mar Resettlement house construction and completion HH 583 Anlong County Resettlement office affected HHs 1 Mar Dec Move into new houses HH 583 Anlong County Resettlement office affected HHs 1 Jan Dec Livelihood Restoration Measures Adjustment of replacement farmland (and 6.1 compensate host people to restore their income 1 Dec Dec 2019 losses) 6.2 Farmland improvement investments (levelling, irrigation systems, fertilizer, planting) mu 1Jun Mar Livestock breeding APs 1 Jun Mar Employment arrangement of non-farm occupations APs Anlong County PMO,Township, village, affected HHs 1Jun Mar Implementation of training programs APs Anlong County PMO,Township, village, affected HHs 1Jun Mar Employment of APs in the Project construction APs Anlong County PMO,Township, village, affected HHs 31 Dec Mar Assistance provision to women and the vulnerable groups 8 Public Participation and Consultation Affected vulnerable group Anlong County PMO 31Dec Mar 2021 Anlong County PMO, Pingqiao Reservoir Company Limited / ARO, and relevant organizations Jun Mar Appeals and Grievance Anlong County PMO 30 Jun Mar Resettlement Institutional Capacity Building 7.1 Training to Anlong County PMO, Pingqiao Reservoir Company Limited, ARO, Land and Resources Administration Bureau and other relevant agencies No. 50 Anlong County PMO 30 Jun Dec 2018 Remark 155

164 No. Resettlers Task Unit Target Responsible Unit Date of Start 7.2 Training to county, township/street committee and village/community personnel No. 1,550 people, including 680 women Date of Completion Anlong County PMO 30 Jun Dec Monitoring and Evaluation 8.1 Baseline survey village External monitoring and evaluation institution 31 Mar Jun Establish internal monitoring mechanisms Anlong County PMO 1Oct Oct Engagement of external monitoring unit No. 1 Anlong County PMO 1 Dec Mar Internal monitoring reports Semiannual report Anlong County PMO 31Mar Mar External monitoring reports 8.6 External evaluation report 8.7 Resettlers completion report Semiannual report Annual report One report External monitoring and evaluation institution External monitoring and evaluation institution Anlong County PMO 31 Mar 2021 Remark 31 Mar 2017 Report 1 31 Aug 2017 Report 2 31 Mar 2018 Report 3 31 Aug 2018 Report 4 31 Mar 2019 Report 5 31 Mar 2020 Report 1 31 Mar 2021 Report 2 12 Start of Civil Works Construction 12.1 Pre-construction civil works at dam site (covered by RP for preparatory works) 31 Dec Mar Main construction contracts for dam and water intake 1 Apr May Reservoir impoundment 1 Mar Mar

165 VIII RESETTLEMENT INSTITUTION 8.1 Organizational Structure 279. The project leading group is established within the ACG with the Anlong County PMO (APMO) as the secretariat leading and communicating with the other stakeholders.the resettlement activities will be coordinated and supervised by APMO and Pingqiao Reservoir Company Limited (the implementing agency), and implemented by the Anlong County Resettlement Office. 8.2 Responsibilities of Each Institution Table 8-1: Responsibilities of Each Institution Institutions Responsibilities PLG - Lead, organize, coordinate and formulate policies for the project. - Review the implementation of the RP. - Conduct internal supervision and inspection. - Make decision for major problems during land acquisition and resettlement process. APMO and Pingqiao - Perform the overall coordination and organize the project activities. Reservoir Company - Coordinate the preparation and implementation of the LAR program. Limited - Organize and supervise the measurement survey and socioeconomic survey - Organize and coordinate the preparation of RP. - Provide assistance to women and other vulnerable groups. - Serve as a liaison between ADB and ACG and various stakeholders. - Apply for Land Use Planning Certificate and Land Use Construction Certificate to ALRAB. - Apply for house demolition certificate. - Disburse land acquisition and resettlement fund and supervise the usage. - Direct, coordinate and supervise the implementation schedule of the RP. - Organize and implement internal monitoring, coordinate independent external supervision agency, coordinate internal and external monitoring activities. - Report the schedule of land acquisition and resettlement, fund usage and implementation status periodically to ADB. - Provide assistance to women and other vulnerable groups. - Coordinate the handling of the conflicts and problems during the resettlement implementation. - Report the land acquisition and structure demolishment to PLG. ARO - Organize the measurement survey and DMS. - Conduct measurement surveys and DMS of land acquisition and house demolishment. - Implement the relocation. - Formulate the resettlement implementation schedule. - Sign the land acquisition and house demolishment agreement with the affected households in association with local government. - Supervise the implementation of RP. - Manage the information of land acquisition and resettlement. - Provide assistance to women and other vulnerable groups. - Train the resettlement staff. - Coordinate the handling of conflicts and problems during the RP implementation. - Settle the disputes and grievances through coordination and arbitration. - Handle the illegal action during the land acquisition and relocation process. - Report the land acquisition and house demolishment to APMO. ALRAB - Implement the relevant national policies of land acquisition. - Participate in the examination of compensation standards for land acquisition and ground attachments. - Process and approve land acquisition. - Participate in measurement and socioeconomic surveys, and DMS. - Participate in the preparation of Resettlement Plans. 0

166 Institutions Township Government / Street Committee VCs/RCs DIs Independent Monitoring Agency (IMA) Responsibilities - Issue Land Use Planning Certificate and Land Use Construction Certificate. - Issue Public Notice of Land Acquisition. - Guide, coordinate, and supervise the implementation activities of land acquisition and resettlement. - Coordinate the handling of conflicts and problems during the RP implementation. - Carry out and implement the regulations and policies related to house demolition. - Review the relevant documents of house demolition plan and resettlement and compensation plan, issue the house demolition certificate. - Register and manage house relocation file. - Coordinate, supervise and inspect the house demolition activities and handle conflicts during demolition. - Cooperate with the ARO to train and examine the resettlement officers. - Participate in measurement and socioeconomic surveys and formulation of the resettlement and rehabilitation plan. - Participate in the preparation of the RP. - Organize the public consultation; and publicize policies of land acquisition and resettlement. - Consult the compensation payment and distribution. - Organize the production and income restoration activities in resident communities. - Report comments and suggestions of APs to the organizations at upper level. - Provide assistance to women and other vulnerable groups. - Minimize the project impacts through optimizing engineering design. - Identify the scope of land acquisition and resettlement impacts. - Conduct measurement survey and socioeconomic surveys, and DMS. - Assist to prepare the Resettlement Plan. - Provide technical consulting of data collection and processing to the APMO. - Provide technical consulting of land acquisition and resettlement. - Act as an IMA, provide periodic monitoring for the implementation of the resettlement plan, and provide independent evaluation report to the APMO, Pingqiao Reservoir Company Limited, ARO and ADB. 8.3 Persons and Facilities of Resettlement Agencies at All Levels 280. Anlong County Project Management Office has a strong capacity of organization and coordination and experience on the resettlement work, can skillfully use the computer. The Township/Street committee Resettlement Working Station also is composed by the higher quality and rich of experience personnel. The persons of resettlement agencies at all levels are shown in Table 8-2. Table 8-2: Staff Arrangements of Resettlement Agency at All Levels Number of Staff and Qualifications Staff Relocation and Resettlement Agencies Anlong County PMO Anlong County Resettlement office Anlong County Land and Resources Administration Bureau Getang Township Resettlement Working Group Qianxiang Street Committee Resettlement Working Group 2 (1woman) 8 (1woman) 8 (1woman) 5 (1woman) 5 (1woman) Leader with more than 5 years of experience in resettlement work, university education or above Engaged in similar work for a long time, college education or above Long-time engaged in similar work experience, with college education or above Long-time engaged in similar work experience, with college education or above Long-time engaged in similar work experience, with college education or above Work and Operation Date March 2015 to the completion of the resettlement work April 2015 to the completion of the resettlement work March 2015 to the completion of the resettlement work March 2015 to the completion of the resettlement work March 2015 to the completion of the resettlement work 1

167 Relocation and Resettlement Agencies Haizi Township Resettlement Working Group Puping Township Resettlement Working group Sayu Township Resettlement Working Group Xifeng Street Committee Resettlement Working group External Monitoring and Evaluation Agency Number of Staff 5 (1woman) 5 (1 woman) 5(1 woman) 5(1 woman) 3+ (at least 1 woman) Staff and Qualifications Long-time engaged in similar work experience, with college education or above Long-time engaged in similar work experience, with college education or above Long-time engaged in similar work experience, with college education or above Long-time engaged in similar work experience, with college education or above Long-time engaged in similar work experience, with university education or above Work and Operation Date March 2015 to the completion of the resettlement work March 2015 to the completion of the resettlement work March 2015 to the completion of the resettlement work March 2015 to the completion of the resettlement work December2016 to the completion of the resettlement work 8.4 Measures to Strengthen the Institutional Capacity 281. What they lack is a full understanding of ADB s involuntary resettlement policy requirements. Therefore, Guizhou PMO has provided a series of training for the resettlement agencies at all levels, including (i) ADB involuntary resettlement policies; (ii) national land acquisition and demolition compensation policies; (iii) good practice in Guizhou and China. The PPTA Consultants has provided the relevant organizations for RP preparation and implementation in accordance with ADB s SPS (2009). The additional trainings will combine study tour with seminars, and will begin in December2016. Guizhou PMO will also request ADB to help staff training. The training funds have been included in the budgets of the resettlement plan. 2

168 IX Complaints and Grievance 282. Anlong County People s Government will establish a high level transparency, simple grievance and complain collection and resolving program, to objectively, fairly and efficiently deal with the dissatisfaction for the issues of the resettlers and ensure resettlement work to be implemented smoothly. 9.1 Approach of Grievance and Complain Collection 283. The channels for the collection of the problems and the AP s complaints during the settlement work include: (i) Report to township/street committee and village/community resettlement office, including the complaints of the resettlers, progress, work measures, and existing problems. (ii) Construction unit fax the construction log to the Project owner every day, mainly through the construction unit to report the construction impact by the resettlers. (iii) Construction site inspection identified LAR coordination problems by the construction unit. (iv) Relevant information reported by external monitoring agency. (v) Letters and visits from the APs. (vi) Dispatch agency of construction unit - report of working station. (vii) Relevant topics and issues reflected by the audit, discipline inspection and other departments during the work check. (viii) Resettlement expenditure collected from the detailed fund disbursement statement of the bank. (ix) Internal monitoring and investigation of special facilities. 9.2 Complaints and Grievance Procedures 284. The complaints and grievance procedures in the resettlement implementation are as follows, and the APs can participate in every stage. Stage 1: 285. AP made a verbal or written dissatisfaction to the village committee/resident committee. If it is verbal discontent, the village committee/resident committee must make a written record, the village committee/resident committee to make a clear answer within 2 weeks. Stage 2: 286. If the AP is not satisfied with the response of the stage 1, the AP can complain to the township/street committee resettlement working groups, the township government/street committee must make a clear answer within 2 weeks. Stage 3: 287. The complained person can appeal to the Anlong PMO or Pingqiao Reservoir Company Limited (subproject implementation agency) within one month after receive the decision from stage 2.The Pingqiao Reservoir Company Limited make the decision to deal with the appeal within 3 weeks. Stage 4: 288. If AP is still dissatisfied for the reply from the Anlong PMO or Pingqiao Reservoir Company Limited, they can appeal to the Anlong County Resettlement Office with 1 month 3

169 they received the reply, the Anlong County Resettlement Office will make a reply within 4 weeks. If they could not reach a deal, then can be resolved by administrative arbitration Alternatively and at any time, the AP can appeal to the civil division of a people s court according to the civil procedural law after receiving the decision from Anlong County Resettlement Office and below. The AP will be informed of the result via written notice The AP also can express dissatisfaction to the external monitoring agency, and the external monitoring agency report to the Anlong County PMO. The AP also can submit the complaints application to ADB team to solve the problem. If the problem is still not resolved, and the AP think that the ADB didn t perform corresponding policy and caused the AP to get hurt, the AP can submit the appeal according to the ADB accountability mechanism Principle of Dealing with Complaints 291. Resettlement offices at all levels must conduct field investigations for the complaints from the resettlers, fully solicit the resetters opinions, repeated consultations in patience, according to national regulations and the RP s principles and regulations, put forward opinions in an objective and fair manner. For the problem that could not be resolved, it must be timely passed to the resettlement office at higher level, and assist the investigation. If in the previous stage, the decision-making agency did not respond to the appeal within the specified date, and the complainant has the right to appeal In the process of resettlement, women may have their own special complaints and appeals, so the Anlong County PMO plans to employ at least 1 woman they speak local languages/dialects for every resettlement working group to deal with women's appeal. Local government and non-governmental organizations such as the Civil Affairs Bureau, the Women's Federation will also supervise the resettlement activities, to protect the rights and interests of APs, especially women. 9.4 Content and Way of Complaints Content of the Complaint Reply 293. Content of the complaint reply include: (i) Brief introduction of complain. (ii) Result of the investigation. (iii) National relevant provisions, and the principles and standards of the resettlement plan. (iv) Handling suggestion and specific basis Approach of the Complaint Reply 294. Approach of the complaint reply include: (i) (ii) (iii) Complaints about the individual cases, should take the approach written material directly to complainant. Complaints with more problems, through villagers conference or send the documents to inform the village/community the AP located. No matter what kind of reply approach is adopted, the reply must be sent to the resettlement office which the complainants belong to. 3 ADB.Accountability Mechanism. 4

170 9.5 Feedback Recording and Tracking of Complaint and Appeal 295. During the implementation of the RP, the township/street committee and village resettlement working group should do a good job about record and register and manage the data of complaints and processing the data including follow-up to ensure the corrective actions are implemented and effective, and report to Pingqiao Reservoir Company Limited in the form of written material once a month. Pingqiao Reservoir Company Limited summarizes and reports to the Anlong County PMO once a month. The Anlong County PMO will conduct regular inspection of the complaint handling registration. 9.6 Contact for Complaints and Appeals 296. The township/street committee, village/community resettlement working group arrange the responsible person to collect and receive the AP s complaint and appeal. The name, office address and contact number of the person in charge is shown in Table 9-1. If the local grievance mechanism can t satisfy the AP s complaint, the complaint can also directly go to the Anlong County PMO. Anlong County PMO will be responsible for handling complaints or send person to investigate and deal. Table 9-1: Complaint and Appeal Institutions and Personnel Information to Receive Affected People Unit Contacts Address Telephone No. Anlong County PMO Wei Xingda Anlong County Xicheng Office Zone Anlong County Resettlement office Wei Xiuhong Anlong County Xicheng Anlong County Land and Resources Administration Bureau Qianxiang Street Committee Resettlement Working Station Puping Township Resettlement Working Station Sayu Township Resettlement Working Station Xifeng Street Committee Resettlement Working Station External Monitoring and Evaluation Agency Xing Guangyao Wang Dexi You Guangxiang Luo erjin Li Xiaojuan Office Zone Anlong County XifengShifulu Qianxiang Street Committee Resettlement Working Group Anlong County Township Puping People s Government Anlong County Sayu Township People s Government Anlong County Xifeng Street Committee Office To be engaged Cost of Solving the Complaint and Appeal 297. During the implementation, the cost of solving the complaint and appeal will be included in the management budget of Resettlement Plan for Anlong County. 5

171 X Resettlement Monitoring and Evaluation 298. Resettlement monitoring and evaluation is based on the "Resettlement Plan for Anlong County", to conduct ongoing investigation, inspection, supervision and evaluation for the implementation of resettlement activities. Resettlement monitoring is composed of two parts, internal monitoring and external monitoring Internal Monitoring Internal Monitoring Purpose 299. The purpose of internal monitoring is to ensure the performance of the duties during the resettlement process, to complete the target to recover the living standard of the APs. Each subproject implementation unit (Resettlement Implementation Agency) should conduct internal monitoring and evaluation Internal Monitoring Procedure 300. In the implementation of the RP, Pingqiao Reservoir Company Limited reports to the Anlong County PMO quarterly, the Anlong County PMO submits the internal monitoring record and progress report to ADB every half a year Internal Monitoring Content 301. Internal monitoring will cover the following contents: (i) Organization setting, personnel division and capacity building; (ii) Implementation situation of relocation policies and compensation standard; (iii) Implementation progress of land acquisition and house demolishment, and resettlement activities; (iv) Budget and implementation situation of resettlement; (v) Land acquisition and production resettlement (include vulnerable groups); (vi) House demolition and livelihood rehabilitation (including vulnerable groups); (vii) Complaints, appeals, public participation, consultation, information disclosure and external monitoring, etc.; (viii) Resolving relevant problems in the MOU of ADB missions; (ix) Existing problems and solution measures Internal Monitoring Agency and Person Arrangement 302. Personnel involved in the monitoring implementation agency are shown in Table

172 Table 10-1: Internal Monitoring Implementation Agency Personnel Resettlement Agencies Regular Staff Total Staff in Peak Season Anlong County PMO 2 3 Anlong County Resettlement Office 4 8 Anlong County Land and Resources Administration Bureau 8 12 Each Village Committee/Resident Committee(Group/Community) External Monitoring 303. According to the relevant requirements of ADB, the Guizhou PMO will entrust an independent external monitoring agency to track monitoring and evaluation of the resettlement and livelihood recovery activities, to ensure the implementation in accordance with the "Resettlement Plan for Anlong County". External monitoring includes person living standard baseline investigation of the APs and routine monitoring and evaluation Living Standard Survey of the Affected People 304. The external monitoring agency will conduct baseline survey on the affected villages and households. Baseline survey will investigate production and living standards of the APs. The baseline survey should be using the census method For living standard survey of affected household, the main content includes: family population, production and operation, housing construction area, annual household income, employment structure, household annual expenditure, traffic conditions, water supply, power supply conditions, living environment, subjective assessment on the production and living status, etc Routine Monitoring and Evaluation 306. During the implementation of the RP, external monitoring agency will conduct monitoring and evaluation twice a year. The main monitoring indicators of external monitoring agency include: (i) Whether the compensation for housing and other land attachments determined is in compliance with the principle of replacement value; (ii) Whether the fund is paid in full and on time; (iii) Construction and distribution of resettlement housing; (iv) Whether it is reasonable for the relocation time; (v) Whether paid transitional fees and relocation costs; (vi) Whether physical compensation is discounted/depreciated; (vii) Whether the new resettlement area has the completed water, electricity, roads and other infrastructures; who is responsible for providing these conditions; (viii) Whether the compensation standard of all kinds of land acquisition is based on the RP; (ix) Whether the replacement land is adjusted and allocated to the APs; (x) Whether the land compensation cost allocation procedure can ensure the affected village/community get money; (xi) Whether the amount of land acquisition, compensation standard, compensation amount is transparent in the village/community, and in what form, in particular for the APs that move-out; 7

173 (xii) Which special preferential policies will be given to the vulnerable groups during the resettlement; (xiii) Whether the vulnerable groups can get the help during the house demolition; (xiv) Whether the special needs of women are considered in the resettlement measures; (xv) Whether the AP get the training, the number of training (of which the number of women), quantity of employment (of which the number of women), the evaluation for the compensation fee, resettlement and income recovery plan (of which the women s attitudes). (xvi) Implementation progress and effect of livelihood restoration measures for the APs whose land has been acquired. (xvii) Whether income levels of APs and host people have been restored in a timely manner. (xviii) Whether the post-resettlement support has been provided. (xix) Whether the reservoir environmental protection zone causes additional impacts on people near the reservoir The external monitoring agency will participate in some public consultation and consultative meetings to assess the results of public participation. External monitoring agency will irregularly visit the affected villages/community, the township government/street committee and the complaint handling agency, and propose appropriate solutions and recommendations Follow-up Survey of the Affected People 308. For the affected household, the external monitoring agency will conduct follow-up survey in six months after the resettlement. Follow-up survey should as far as possible to achieve the living standard survey object tracking. Follow-up survey is similar to the living standard survey, through structured questionnaire survey, to reflect resettlement effect on the livelihood and production of investigation subjects, to evaluate the resettlement effect External Monitoring and Evaluation Reporting System 309. External monitoring report should be submitted to the Anlong County PMO and ADB according to the schedule(see Table 10-2), the reporting period is presented in Table 10-2 according to the following requirements: (i) Conduct the survey of the AP's living standards and the status, submit the Resettlement Baseline Report before the implementation of resettlement. (ii) Submit the monitoring and evaluation report on 31 August and 31 March each year respectively, until the completion of land acquisition and relocation activities. (iii) Conduct annual evaluation twice, and submit the report to show that the resettlement work has recovered the AP s livelihood, income and living standards. (iv) Further monitoring and evaluation should be continued if there is remaining issues or the income has not been recovered. 8

174 Table 10-2: External Monitoring and Evaluation Report Item Report of Monitoring and Evaluation Date 1 Baseline socioeconomic survey and report 31 March First monitoring report 31 March Second monitoring report 31 August Third monitoring report 31 March Fourth monitoring report 31 August Fifth monitoring report 31 March Six monitoring report 31 August Seventh monitoring report 31 March Eighth monitoring report 31 August Resettlement completion report 31 March First annual evaluation report 31 March Second annual evaluation report 31 March The report of the external monitoring agency will be submitted to Anlong County PMO and ADB in both Chinese and English. Routine monitoring report content should at least include the following: (i) the report monitoring object; (ii) the resettlement work progress; (iii) the monitoring findings by the external monitoring agency; (iv) the main problem; and (v) the basic evaluation opinions and suggestions of external monitoring. These reports will be uploaded to ADB website and will be made available to affected persons in a timely manner. The external monitor will seek feedback from APs on these reports. 9

175 ATTACHMENT 1a: Sample Agreement Signed between Anlong County RO and Qianxiang Village of Puping Township 10

176 11

177 ATTACHMENT 1b: Sample Agreement of Host Villagers Willingness for Land Adjustment in Qianxiang Village of Puping Township 12

178 13

179 Attachment 2 Resettlement Information Booklet (Pingqiao Reservoir and Resettlement Site Areas) 1. Objective of Resettlement Information Booklet 1. The main purpose of resettlement information booklet is to provide a brief introduction on the Project, especially the principle of compensation, resettlement benefits, compensation fees and flow of funds, time paid to the project affected individual / collective. This is part of information dissemination activities, the purpose is to disclose the policies and procedures on the land acquisition, demolition, compensation, funds payment, complaint handling and appeal procedures. The Project implementation unit will distribute the information booklet to the APs. The booklet will be distributed to each affected villages in both the affected reservoir area and resettlement site area. 2. Basic Project Information and LAR Impacts 2. The Guizhou High Efficiency Water Utilization Demonstration in Rocky Desertification Area Project (the overall Project) consists of five components: Pingqiao Reservoir and Water Transfer Facility Component, Pingshan Reservoir and Water Transfer Facility Component, Restoration of Environment, Ecology, and Land Productivity in Rocky Desertification Areas in Anlong County Component, Restoration of Environment, Ecology, and Land Productivity in Rocky Desertification Areas in Nayong County Component, and Policy Reform, Capacity Development, and Knowledge Sharing. 3. The Pingqiao Reservoir and Water Transfer Facility Component will involve permanent land acquisition of 6, mu in total, including mu state-owned land and 6, mu permanent collectively-owned land, of which 4, mu are cultivated land, and the impact is significant. A total of 17 villages in Getang, Puping, Sayu, Haizi Township and Xifeng Street committee will be affected, the farmland acquisition will involve 1,975 actual households and 7,079 APs resettlement people, including 2,680 persons as production resettlement population, and 101,836.1 m 2 of houses will be demolished with 2,743 people in 583 rural households to be affected; meanwhile, the 2,743 people in 583 rural households will also be affected by land acquisition. The Project also needs 1, mu temporary collectively-owned land occupation, and the number of people to be affected by temporary land occupation is included in the number of people affected by land acquisition. Of the total affected households and population, 205 households and 299 persons belong to vulnerable groups, including 147 households or 215 persons living under minimum living guarantee (MLG), and 58 households or 84 persons disabled. The scope of the Project impact for the reservoir area is presented in Table In addition, a total of 3, mu of cultivated land need to be adjusted through land use right transfer (LURT) in the three resettlement sites to allocate to relocated families, and it affects 981 households or 4,205 persons. The scope of the Project land adjustment impact is presented in Table 2. 14

180 Name of Sub- Project Location (Townships/Street Committee) Table 1: Impacts of Land Acquisition and Resettlement Temporary Land Type of Land (mu) HD Affected Population (No.) Occupation LA HD LA + HD Total Collective State- -owned owned Subtotal Collectivem owned 2 Production Resettlement HHs APs 2 HHs APs HHs APs Popu. 1 Reservoir Inundated Area Getang and Haizi 4, , , , , , ,275 Dam Site Engineering Getang , , ,224 Construction Area Water Supply and Irrigation Engineering Area Getang, Puping, Sayu Townships and Xifeng Street committee 1, , , ,597 TOTAL 6, , , , , ,743 1,975 7,097 1,975 7,097 Resettlement Site Location Puping and Qianxiang Street Committee Table 2: Impacts of Land Adjustment in the Three Resettlement Sites Type of Land (mu) HHs and Popu. Affected by LAR (No.) Collective-owned State-owned Total Land Adjustment House Demolition Total (No.) HHs APs HHs APs HHs APs 3, , , ,205 TOTAL 3, , , ,205 0

181 3. Implementation Time of the Overall Project 5. The Guizhou High Efficiency Water Utilization Demonstration in Rocky Desertification Area Project will start the construction in October 2016, and complete in March Implementation Institution 6. Anlong County PMO will take the supervision responsibilities for the implementation of the resettlement plan, including the preparation and implementation management of the resettlement plan, progress reports and internal monitoring of resettlement plan, hiring external monitoring agency. Anlong County Resettlement Office will be responsible for the actual implementation and management of the resettlement plan, including the confirmation of affected land and houses, consultation with the affected people, disbursing of compensation funds, and implementation of the resettlement measures for the affected people, etc. 7. Township (town) government and rural village committee/urban resident committees will actively participate in the implementation of the Resettlement Plan. In order to guarantee the smooth implementation of the Project, Anlong County PMO will organize training by inviting professional resettlement officers/specialists from training institutions with strong experiences in LAR implementation or study tour to other cities / provinces with good and successful implementation on land compensation and resettlement, the person in charge of resettlement will be responsible for the training activities. Resettlement Plan for Anlong County also includes training programs to strengthen the ability of resettlement offices staff at all levels. 5. Compensation of Land Acquisition and Demolition 8. The compensation standard of land acquisition will be implemented in accordance with the relevant laws and regulations of PRC, Guizhou Province People's Government, Qianxinan Prefecture Government, Anlong County People's Government and the ADB policies. The compensation standards of land acquisition are shown Table 3. Table 3: Land Requisition Compensation Standard No. Type of Land Land Compensation Resetlement Subsidy Output Value/mu Unit Price of Compensation Multplier Multplier CNY/mu CNY/mu 1 Cultivated Land 1.1 Getang Township and Puping Township , Xinqiao Township,Qianxiang Township and Muzan Township , Xifeng Street Committee ,125 27, Haizi Township and Sayu Township ,080 2 Garden 2.1 Getang Township and Puping Township , Xinqiao Township,Qianxiang Township and Muzan Township , Xifeng Street Committee ,125 27,000 1

182 2.4 Haizi Township and Sayu Township ,080 3 Forest Land 3.1 Forest land and shrub land 6 5 1,125 12, Getang Township and Puping Township , Xinqiao Township,Qianxiang Township and Muzan Township , Xifeng Street Committee 6 5 1,125 12, Haizi Township and Sayu Township ,120 4 Grass Land 4.1 Waste grass land 3 1,125 3, Getang Township and Puping Township , Xinqiao Township, Qianxiang Township and Muzan Township , Xifeng Street Committee 3 1,125 33, Haizi Township and Sayu Township , The final compensation standards of housing demolition will be determined according to the market price of the house at replacement value. House compensation standards are shown in Table 4. Table 4: House Demolition Compensation Standard Type Unit standard Frame CNY/m Brick-concrete structure CNY/m Brick-wood structure CNY/m Timber structure CNY/m Compensation period for temporary land occupation is 1 year. Land restoration costs will be included in the civil engineering cost. Table 5provides the land compensation of temporary land occupation. Table 5: Compensation of Temporary Land Occupation at Lump Sum Rates Item Unit Cultivated Land Garden Land Forest Land Reclamation CNY/mu 10,000 10,000 5,336 Production recovery Compensation CNY/mu 3,500 3,500 2,835 CNY/mu Annual production value Year Max. 4 years 11. Compensation standards of ground attachments are shown in Table 6. Compensation standard for different diameters of trees is presented Table 7. Other policy provisions are in Table 8. 2

183 Table 6: Compensation Standards of Auxiliaries and Ground Attachments Item Unit Unit Price (CNY) Enclosured wall m 2 40 Sunning ground m 2 40 Cooking bench No. 500 Toilet No. 500 Water pond m Well No. 500 Grave No. 2,000 Fortress edge m 3 45 Television receiver set 100 Table 7: Compensation Standard of Trees Item Unit Unit Price (CNY) Matured tree (economic tree) No. 150 Sapling tree (economic tree) No. 80 Matured tree(timber tree) No. 100 Sapling tree (timber tree) No. 50 Trees with fruits No. 200 Trees without fruits No. 100 Bamboo grove 120 Banana No. 50 Earth temple No. 20,000 Table 8: Other Compensation Policies Category Unit Policies House construction subsidy Relocated households whose main house is not brick-concrete structure with less than 20 m 2 per capita, the difference portion will be compensated and monitored according to average 20 m 2 of brick-wood structure per capita Relocation allowance CNY/people 1,500 Culture, education and hygiene 500 as listed in the regulation of reservoir CNY/people subsidy resettlement Subsidy for non removable auxiliaries 5% of the total housing compensation Road relocation repair and 400 as listed in the regulation of reservoir CNY/people construction cost resettlement House decoration 5% of main brick-wood structure house in whole reservoir land acquisition area 6. Entitlement Matrix 12. Entitlement matrix was prepared in accordance with the applicable policies and regulation, please see Table 9. 3

184 Table 9: Entitlement Matrix Type of Impact Collective Land Acquisition6, mu Acquisition of stateowned land ( mu) House Demolition and Resettlement Impacted Entity Persons with Rights to Get Entitlement Village groups 17 Resettled population 7,097 APs (1,975 HHs) Compensation and Resettlement Policies (i) For land re-adjustment, compensation will be paid to the host villages which give out their land to the relocated families. (ii) 100% cash compensation allocated to affected HHs who lost their land and choose cash compensation. (1) Cash compensation: Guizhou Province announced average annual value of output standard and compensation policies. (2) adjust the cultivated land by independent land transfer mode (land re-adjustment), and compensation will be paid to the host villages which give out their land to the relocated families; (3) development of reserved land resources to develop cultivation, forest and fruit farming; (4) construction of basic cultivated land and water conservancy construction, improve the quality of the land; (5) development of family breeding business; (6) post resettlement support fund: CNY 600 per resettler per year for a total of 20 years; (7) Anlong County will organize industry and commerce, taxation, health other sectors to provide the active-site services, and the implementation of relevant tax, simplified procedures and other preferential policies and measures to help solve practical difficulties and problems of land-losing farmers in the service industry they encountered. none none State-owned barren hills free transfer to the Project. Displaced HHs (101, m 2 housing area) 583 HHs (2,743 APs) (i) According to the destination of production arrangement plan, combined with resettlement willingness and topography, geological conditions of resettlement area, resettlers adopt centralized settlement out of their places; (ii) Compensation provided at replacement cost to the APs; (iii) The basic infrastructures of the resettlement sites will be constructed by the Government; (iv) Subsidy will be provided to the households in difficulties; (v) Compensation Standard Dryland: 22,080-27,000 CNY / mu, and the rest are shown in Table 4-1. Anlong County Government will organize industry and commerce, taxation, health and other departments to provide door-to-door services, relevant tax exemption, simplify procedures, and other preferential policies to the APs. Frame structure: CNY 998/m 2 ; Brick-concrete structure: CNY 856/m 2 ; Brick-wood structure: CNY 698/m 2 ; Wood structure: CNY 546/m 2 Post Resettlement Support Fund: CNY 600/capita for 20 years after resettlement 4

185 Type of Impact Temporary land Occupation (1, mu) Standing crops and ground attachments Vulnerable Groups Land Adjustment by Host Population Impacted Entity affected households Owners of Trees and other agricultural production facilities and ancillaries Vulnerable groups impacted by Land acquisition and resettlement HHs involved in land adjustment Persons with Rights to Get Entitlement Affected households According to ownership to determined villagers Vulnerable HHs HHs involved in Compensation and Resettlement Policies Relocation allowance will be provided to relocated families; vi) Assistance will be provided during relocation process; and v) Provision of post-resettlement support fund to the relocated families. (i) cash compensation: crop compensation paid to the affected people; (ii) land restoration costs will be included in the civil works engineering budget. Cash compensation paid to the affected people. It has been determined for thevulnerable group that: (i) PMO and village committee/resident committee will mobilize and use the vulnerable group assistance reserve fund at CNY 30,000 for vehicle rental, hiring, and other winter warmth action; (ii) Vulnerable groups will receive priority employment opportunities provided by the project construction units or other measures to restore their life; (iii) PMO and village committee/resident committee will help build a new home; (iv) Relocated households whose main house is not brickconcrete structure with less than 20 m 2 per capita, the difference portion will be compensated according to average 20 m 2 of brick-wood structure per capita. (i) Consult with the residents of the host communities to adjust and allocate lands to relocated people and compensation standards; (ii) Provide assistance Compensation Standard The average annual yield of 100% compensation to the affected farmers. Compensation period is occupation period. Enclosured wall: CNY 40/m 2 ; Sunning ground: CNY 40/m 2 ; Cooking bench: CNY 500/each; Toilet: CNY 500/each; Water pond: CNY 150/m 3 ; Well: CNY 500/each; Grave: CNY 2,000/each; Fortress edge: CNY 45/m 3 ; Television receiver: CNY 100/set; Matured tree (economic tree): CNY 150/each; Sapling tree (economic tree): CNY 80/each; Matured tree (timber tree): CNY 100/each; Sapling tree (timber tree): CNY 50/each; Trees with fruits: CNY 200/each; Trees without fruits: CNY 100/each; Bamboo: CNY 120/grove; Banana: CNY 50/each; Earth temple: CNY 20,000/each. Resettlements groups and host groups will negotiate based on rates for collective-owned land 5

186 Type of Impact for Resettlement Sites Complaints and appeals Women Impacted Entity 3,442 Females Persons with Rights to Get Entitlement land adjustment All affected people 3,442 Females EMs 3,831 EMs 3,831 EMs Compensation and Resettlement Policies to the residents of the resettlement sites for non-agricultural sector employment; (iii) Provide support to the integration of the residents in host communities and the relocated people. Complaints and appeals for free. All expenses reasonably incurred costs paid by the project preparation cost. (i) Priority will be given to women for employment and training opportunities. During the Project construction phase, about 7,940 person-years positions and training opportunities will be generated, at least 30% of job positions in the project will be provided to women; (ii) Priority will be given to women for agricultural technology training at free of charge, at least 40% of women will participate in the training; and (iii) Ensure women can obtain relevant information and participate in the resettlement implementation activities. (i) Priority will be given to EMs for employment and training opportunities. During the Project construction phase, about 7,940 person-years positions and training opportunities will be generated, at least 40% of job positions in the project will be provided to EMs; (ii) Priority will be given to EMs for agricultural technology training at free of charge, at least 40% of EMs will participate in the training; and (iii) Ensure EMs can obtain relevant information and participate in the resettlement implementation activities. Compensation Standard (see above). 6

187 7. Cut-off Date The cut-off date for Pingqiao Reservoir and Water Transfer facility Component is 22 October Payment of Compensation Fee 13. The full replacement cost calculation will be based on the fair market value, transaction costs, accrued interest, transition and recovery costs and other possible costs. 14. The amount of compensation shall not be detained, depreciation, and shall not be borne by the tax. The compensation payments of the property owner must be calculated by the public compensation standard. All the property in the original buildings is owned by the owner. Building value shall not be depreciation by age limit. The compensation shall not be detained of the rest material value after demolition. Any taxes or other fee of re-registration of land and property will be absolution or be paid by the project implementation unit. 15. The flow of fund of LAR disbursement is in Table 10. Permanent acquisition of state land Table 10: Flow of Fund APMO ARO Anlong Land and Resources Administration Bureau Land Re-adjustment for permanent acquisition of collective land (100% of compensation for land loss) Cash compensation for permanent acquisition of collective land (100% of compensation for land loss) Residential structures and auxiliaries APMO ARO VC APMO ARO VC/RC APs APMO ARO VC/RC APs Relocation allowance APMO ARO VC/RC APs Investigation and design cost APMO DI Office administration costs APMO ARO Training cost APMO Training institutions M&E APMO IMA 7

188 9. Resettlement and Livelihood Rehabilitation Plan 16. Three centralized Resettlement sites, which Shiyakou of Pingpu Township, Xiaoqianxiang of Qianxiang Township and Liangtai of Getang Township have been selected for the relocated families. The affected households need to be compensated for their former houses during the process of house demolition and moving into resettlement areas. A homestead will be provided to each AH for self-construction of houses. Current Resettlement Site of Shiyakou, Puping Township Current Resettlement Site of Xiaoqianxiang, Qianxiang Street Administration Office 8

189 Current Resettlement Site of Liangtai, Puping Township (Original Getang Township) 17. The livelihood and income rehabilitation measures include replacement land, cash compensation, pension and social insurance, employment opportunity generation, development of cultivation and livestock breeding, development of private-operated business, skills training, etc.. A post-resettlement support fund will be provided to the relocated people at CNY600 per resettler per year for 20 years. For people losing housing, they will receive cash compensation or cash plus house plot in the resettlement sites. With cash compensation, the resettled residents could reconstruct their houses in the resettlement sites or purchase houses in other places they prefer. All the relocated households will also receive a relocation allowance. The county resettlement offices and local government will provide necessary assistance for relocation during resettlement implementation. 18. For vulnerable groups, attention and assistance will be given to their special needs and expectations. The county PIU will supervise implementation to ensure these vulnerable persons receive adequate compensation, livelihood and income restoration, housing arrangement, special fund, and MLG, and assistance to restore their living conditions and incomes. 10. LAR Cost Estimates and Implementation Schedule 19. The land acquisition and resettlement cost for Pingqiao Reservoir and Water Transfer Facility Component is CNY million. A total of CNY million will be invested for the basic infrastructure construction of the three resettlement sites in the host communities by the Project and Guizhou Provincial Government, of which CNY million for the compensation of land acquisition for housing site. 20. Pingqiao Reservoir and Water Transfer Facility Component will start preconstruction works in December 2016 (for which a Damsite Resettlement Plan has been approved) and will start dam construction in April 2017 and complete in April Land acquisition and house demolition, and compensation will start in 2016 and provide lands in the damsite area for construction contractors to commence in April