27 Sept Director of KISA K-NBTCK Dr. Jason Kim

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1 27 Sept Director of KISA K-NBTCK Dr. Jason Kim

2 Contents 1 International Trends of e-passport utilization 2 Analysis of International Standards for Biometrics 3 Analysis on Current Activities for Korean e-passport 4 Test Techniques for Biometrics in K-NBTC

3 E-Passport Biometrics on MRTD

4 1 International Trends of e-passport utilization E-passport Adopted by ICAO Country E-Passport US VWP OCED e-passport based on Biometrics Country E-Passport US VWP OCED Malysia X X Pakistan 2004 X X Swiss O O Belgium O O Tailand X X Sweden O O Autriria O O Ruccembruck O O NewZeal Land O O Germann O O England 2006 O O Japan 2006 O O Austria 2006 O O France 2006 O O Portugal 2006 O O Czeko 2006 X O Filand 2006 O O Spain 2006 O O Netherland 2006 O O USA 2006 N/A O Slobakia 2006 X O Italy 2006 O O Brunai 2006 O X Greece 2006 O O Island 2006 O O Denmark 2006 O O Singapore 2006 O X Canada 2006 X O China 2007 X X South Africa 2007 X X Norway 2007 X X Korea : OECD member, will be join in VWP on 2008 will be published e-passport e example on end of MRTD : Machine Readable Traveling Document

5 1 International Trends of e-passport utilization Status of Policy for U.S United States Visitor and Immigrant Status Indicator Technology (US-VISIT) Immigration & border management system According to the Patriot Act of 2001 Since January 2004, collected Fingerprints and Facial image 27 countries currently in the American Visa Waiver Program

6 1 International Trends of e-passport utilization Status of Policy for U.S (cont ) Fingerprints Or Iris Facial image

7 1 International Trends of e-passport utilization Status of Policy for EU

8 1 International Trends of e-passport utilization

9 1 International Trends of e-passport utilization Status of Policy for Japan & Singapore

10 2 Analysis of International Standards for Biometrics ISO/IEC JTC1/SC37 Overview

11 International TC68 Banking, Securities & Other Financial Services ISO IEC ISO/IEC JTC1 Information Technology ICAO ILO TTA PG-103, KBA BC (NSA/NIST) ITU-T SG17 Q.8 Telebiometrics Japan BSC SC17 Cards & Personal Identification SC27 IT Security Techniques SC37 Biometrics Asia BC European BF USA NIST/ITL ANSI/NIST ITL ANSI X9 (US TAG ISO TC68) SC37-Korea INCITS X9F Data & Information Security B10 Identification Cards & Related Devices M1 Biometrics CS1 Cyber Security

12 Hierarchy of Standards and Interrelationships

13 Related Standards activities ISO TC 68 - ISO 19092(X9.84 Transposition) Biometric Information Management and security for Financial Applications SC 37 is providing contribution to TC68/SC2 on this document SC 17 ISO/IEC Integrated Circuit(s) cards with contacts Part 11: Personal verification through biometric methods Specifies the use of biometric data for smart cards (solution compliant with CBEFF, Biometric Data Interchange Formats for Finger, Face, Iris) International Standards of JTC1 SC37 related to e-passports SC 27 Projects related to Biometrics SC27N5121(Biometric Security Evaluation) SC27N5141(Autentication Context of Biometrics, ACBio) SC27N5167(Biometric Template Protection)

14 Adoption of International Biometric Standards International Civil Aviation Administration (ICAO) Adopted a global, harmonized blueprint for the integration of biometric identification information into passports and other Machine Readable Travel Documents (MRTD) Require conformance to SC37 standards: Facial recognition was selected as the globally interoperable biometric for machine-assisted identity confirmation with MRTD Other requirements for compliance to SC37 standards: CBEFF, Finger Interchange Formats and Iris Interchange Format

15 Adoption of International Biometric Standards International Labor Organization of the UN-Seafarer s ID Card (ILO) ISO and JTC 1 are assisting ILO regarding the use of biometrics for a Seafarer s ID card Two fingerprint templates will be stored in a barcode which will be placed in the area indicated by ICAO 9303 ILO Technical Report SID-002 (Approved 03/04) specifies the use of some of the standards under development in SC37 (finger minutiae, finger image and CBEFF)

16 Achievements Overview of ISO/IEC JTC1/SC37 Aug, Projects/Subprojects 5 WDs WDs 2 CDs CDs Jun, Projects/39 Subprojects 7 WDs WDs (4 (4 TRs) TRs) 2 CDs CDs 4 FCDs FCDs 2 FDIS FDIS IS IS

17 Current International Standards of JTC1/SC37

18 3 Analysis on Current Activities for Korean e-passport Plan of Integrated Biometric infrastructure, December, 2005 The President of US indicated Visa Wavier Program in APEC 2005 Plan of Korean e-passport by Ministry of Foreign Affairs and Trade March 2008, publish e-passports for Gov. Officers July 2008, publish e-passports for civils Until 2008, Korea will be jointed in US VWP

19 3 Analysis on Current Activities for Korean e-passport Ministry of Foreign Affairs and Trade Ministry of Justice Ministry of Government Administration and Home Affairs Ministry of Maritime Affairs and Fisheries National Police Agency Korean Intellectual Property Office ` Ministry of Information and Communication Ministry of Science and Technology Ministry of Construction & Transportation

20 3 Analysis on Current Activities for Korean e-passport Requestin g Informatio n/recepti on Investigation Scanner Issuing passport Controller (PC) Issuing system Passport Printer Identificat ion Registering biometric data Investigatio n System Reception system Network Having e- Passport Distribution Data Center CA Passport DB Certification issuing and management system

21 3 Analysis on Current Activities for Korean e-passport Form of Biometric Data Containing e-passport DG1 DG2 BAC Frontal page MRZ Face image MRZ Chip & antenna DG3 Fingr image SOD Digital signature DG4 Iris image

22 3 Analysis on Current Activities for Korean e-passport Biometric data in ICAO LDS Detail(s) Recorded in MRZ Encoded Identification Feature(s) Displayed Identification Feature(s) Encoded Security Feature(s) Document Type Issuing State or organization Name(of Holder) Document Number Check Digit - Doc Number Nationality DG1 Date of Birth Check Digit - DOB Sex Date of Expiry or Valid Until Date Check Digit - DOE/VUD Optional Data Check Digit - Optional Data Field GLOBALINTERCHANG Composite Check Digit E DG2 Encoded Face FEATURE DG3 Encoded Finger(s) Additional Feature(s) DG4 Encoded Eye(s) DG 5 Displayed Portrait DG 6 Displayed Single-Digit Fingerprint DG 7 Displayed Signature or Usual Mark DG 8 Data Feature(s) DG 9 Structure Feature(s) DG10 Substance Feature(s) DG11 Additional Personal Detail(s) DG12 Additional Document Detail(s) DG13 Optional Detail(s) DG14 Reserved for Future Use DG15 Authenticity/Integrity Code DG16 Person(s) to Notify Biometric data format

23 3 Analysis on Current Activities for Korean e-passport Face recognition Full Image : color image, min. 420x525 size Canonical Image : color/b&w 240x320 size Two eyes would be in parallel with their interval of 60 pixels Cutting image to be placed the first eye on position (90, 144) Filling background as black color

24 3 Fingerprint recognition Analysis on Current Activities for Korean e-passport 1 Image quality measuring Quality evaluation 2 Image enhancement Finger image enhancement 3 Ridge extraction Error correction / Ridge extraction 4 Finger classification 5 Feature extraction Core/delta extraction Minutiae extraction 6 e-passport storage Finger image compression

25 3 Analysis on Current Activities for Korean e-passport Scope of Biometrics 1:1 verification, 1:N identification Relationship with other government agencies 1:1 Verification 1:N Identification

26 3 Analysis on Current Activities for Korean e-passport e-passport in Pakistan ( ICAO Standard Symposium) Test 1 : Quality measuring of 350,000 face image in Pakistan AFIS Biometric data quality verification test results: high(5%), low(95%) Test 2 : immigration test 2,517 e-passport, 1:1 recognition rate 92%(Threshold: 75)

27 3 Analysis on Current Activities for Korean e-passport Key issue in fingerprint recognition (compression rate) There is some performance variation in compression rate. Face : JPEG, JPEG2000 => 12K Finger : WSQ compression => 10K Iris : JPEG, JPEG2000 compression => 30K

28 4 Test Techniques for Biometrics in Korea Korea National Biometric Test Center Industry/ Academy/ Research Center Testing conformance, performance, and interoperability Establishing test protocol and international collaboration Consulting ISP in Biometrics for government Ministry of Information and Communication Development of Testing Methodologies & Tools International Organizations USA DoD/BMO, NBTC USA NIST UK NPL Japan BSC, Singapore BTC Korea Organization KBA, KISIA IC Card Research Center BERC Management of Local/Global Expert Pool International Standardization of Testing Scenarios International Standard Activities ISO/IEC JTC 1/SC 37 WG5 ISO/IEC JTC 1/SC 37 WG2 ITU-T SG17 Q.8 ABC (Asian) (Asian Biometrics Consortium) EBF (Europe) (European Biometrics Forum) Korea Standard Activities TTA TC1 PG103 KATS SC37-Korea

29 4 Test Techniques for Biometrics in Korea Biometric Information Database Collecting Fingerprint & Face Images Period : 2002 ~ 2004 (3 years) Goals Fingerprint : 3,000 persons x 160 images/person Face : 1,520 persons x 118 images/person It would be used just for Research and Test Companies, Laboratories of Universities Samples of Facial Images Database Glasses, illumination

30 4 Test Techniques for Biometrics in Korea BioAPI Conformance Test & Certification BioAPI v2.0 recommended by ISO/IEC JTC1/SC37 Algorithm Performance Test & Certification ISO/IEC JTC1/SC37 WG5 ( Biometric Test & Reporting ) Interoperability Test & Certification CBEFF : To support biometric technologies in a common way Interoperability of biometric-based application programs & Systems

31 4 Test Techniques for Biometrics in Korea Performance Test Suite for Fingerprint system Algorithm and Scenario Test Developed in 2002

32 4 Test Techniques for Biometrics in Korea Performance Test Suite for Face system Algorithm and Scenario Test Developed in 2006

33 4 Test Techniques for Biometrics in Korea Performance Test Suite for the Iris and vein system Algorithm Test Developed in 2006

34 4 Test Techniques for Biometrics in Korea Conformance Test Suite for ANSI BioAPI BSP (Biometric Service Provider) and Scenario Test Developed in 2003

35 4 Test Techniques for Biometrics in Korea Conformance Test Suite for ISO BioAPI V2.0 Developed in 2005

36 4 Test Techniques for Biometrics in Korea Conformance Test Suite for BioAPI Example of Test Result based on Korean Fingerprint Module Service Provider Info BSP Name Vendor -Result - : A Fingerprint BSP : A.dll : A Corporation Run Exist Memory Define Func : Runing-Level Test : Function Exist Check (OS-Level) : Fatal Memory Error Check (OS-Level) : Function Implement Check (FrameWork-Level) : Functional Check (If 'Pass' : All of Test Passed) Module Name Run Exist Memory Define Func BioSPI_ModuleLoad Pass Pass Pass Pass Pass BioSPI_ModuleUnload Pass Pass Pass Pass Pass BioSPI_ModuleAttach Pass Pass Pass Pass Pass BioSPI_ModuleDetach Pass Pass Pass Pass Pass BioSPI_FreeBIRHandle Pass Pass Pass Pass Pass BioSPI_GetBIRFromHandle Pass Pass Pass Pass Pass BioSPI_GetHeaderFromHandle Pass Pass Pass Pass Pass BioSPI_EnableEvents Fail - BioSPI_SetGUICallbacks Fail - BioSPI_SetStreamCallback Fail - BioSPI_Capture Pass Pass Pass Pass Pass BioSPI_Process Pass Pass Pass Pass Pass BioSPI_StreamInputOutput Fail - BioSPI_IdentifyMatch Fail - BioSPI_Enroll Pass Pass Pass Pass Pass BioSPI_Verify Pass Pass Pass Pass Pass BioSPI_Identify Fail - BioSPI_Import Fail - BioSPI_SetPowerMode Fail -

37 4 Test Techniques for Biometrics in Korea Interoperability Test Suite for the Fingerprint CBEFF Develped in 2006 Interoperability of biometric-based application programs & Systems

38 4 Test Techniques for Biometrics in Korea E-Passport IC card(mrtd) test L1, physical layer : electronical test L2, data link layer : signal processing test L3, network layer : protocol test L4, transport layer : transporting/communication test L1~L4 layer : ISO 14443(SC17) conformance test L6, ssession layer : ISO 7816(SC17) conformance test L7, application layer : ICAO 9303 LDS conformance test epassport PCD test PKI certification verification test epassport issuing system, ICAO-PKD system, interoperability test between epassport verfication systems Test and Verification of Biometric data on e-passport e (K- NBTC) Operational test of epassport systems such as issuing and managementg

39 4 Test Techniques for Biometrics in Korea Testing for Biometric Image Quality by K-NBTC Huge effect on evaluation rate of quality of photo and finger images in e- Passport Lower quality of biometric data, lower reliability of e-passport system Image quality measuring with conformance of international standards Face image quality test Finger image quality test

40 Research Activities for Testing Biometrics on Korean e-passport 1 Image Quality Test for Capturing Biometric Data(Finger, Facial) Developing (To be Conitinued, We need collaboration with ABC members) Conformance Test for Biometric Image Data Interchange Format Developing (To be Conitinued, We need collaboration with ABC members) Conformance Test for CBEFF, BioAPI Developed CTS for BioAPI V2.0 BSP Will be developed CTS for BioAPI V2.0 Framework and Applications Will be developed CTS for CBEFF(We need collaboration with ABC members) Performance Test for Biometric Algorithms Developed PTS for Finger and Facial Algorithms Developing PTS for Iris and Vascular Algoritms(To be Conitinued) Test Techniques for Biometrics in Korea

41 Dr. Jason Kim, Director of KISA K-NBTCK Secretariat of ABC and KBA, Chair of TTA PG , 5550, nbtc.or.kr,

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