Status of Financial Regulatory Leadership Changes

Transcription

1 Secretary Mnuchin Treasury Justin Muzinich Deputy Secretary Under Secretary Status of Financial Regulatory Leadership Changes Gruenberg FDIC Jelena McWilliams Vice Federal Reserve Richard Clarida Under Secretary for International Affairs Malpass Under Secretary for Terrorism and Financial Intelligence Mandelker CFPB Acting Director Mulvaney OCC Comptroller Otting Director Powell Vice for Supervision Quarles Vice Marvin Goodfriend Michelle Bowman SEC Brainard Brainard CFTC Clayton Jackson Peirce OCC CFPB Giancarlo Behnam Quintenz Dawn Stump Dan Berkovitz Piwowar Stein Comptroller Otting Acting Director Mulvaney Davis Polk & Wardwell LLP

2 Board of s of the Federal Reserve System s: Jerome H. Powell Term as expires 2022 Term as expires 2028 Appointed as by Pres. Vice for Supervision Randal K. Quarles Term as Vice expires 2021 Term as expires 2018* Vice Richard Clarida Lael Brainard Term expires 2026 Marvin Goodfriend Michelle W. Bowman Select Division Directors and : Matthew J. Eichner Michael S. Gibson Thomas Laubach Andreas W. Lehnert Mark E. Van Der Weide Reserve Bank Operations and Payment Systems Supervision and Regulation Monetary Affairs Financial Stability *Randal Quarles was confirmed to an unexpired 14-year term as, expiring February He was reappointed to an additional 14-year term, expiring February 2032; confirmation to this additional term is pending. 1

3 Federal Deposit Insurance Corporation Board of Directors: Martin J. Gruenberg Term as expired November 2017* Term as Director expires December 2018 Jelena McWilliams Vice Director Comptroller of the Currency Joseph M. Otting Appointed by Pres. Consumer Financial Protection Bureau Acting Director Mick Mulvaney Appointed by Pres. Select Division Directors and : Ricardo R. Delfin Director, Office of Complex Financial Institutions Doreen R. Eberley Risk Management Supervision Bret D. Edwards Resolutions & Receiverships Craig R. Jarvill Finance Charles Yi *Under Section 2(c)(3) of the Federal Deposit Insurance Act, the FDIC s person may continue to serve after the expiration of the term of office to which he or she was appointed until a successor has been appointed and qualified. 2

4 U.S. Securities and Exchange Commission s: Jay Clayton Robert J. Jackson Jr. Hester M. Peirce Michael S. Piwowar Kara M. Stein Democrat Democrat Term expires June 2021 Term expires June 2019 Term expires June 2020 Term expires June 2018* Term expired June 2017* Division Directors and : Stephanie Avakian Co-Director, Division of Enforcement Dalia Blass Director, Division of Investment Management Peter Driscoll Director, Office of Compliance Inspections and Enforcement Jeffrey H. Harris Director, Division of Economic and Risk Analysis William H. Hinman Director, Division of Corporation Finance Steven R. Peikin Co-Director, Division of Enforcement Brett W. Redfearn Director, Division of Trading and Markets Robert B. Stebbins *Under Section 4(a) of the Securities Exchange Act of 1934, each commissioner shall hold office for five years and until a successor is appointed and has qualified, subject to the condition that no commissioner may serve beyond the expiration of the next session of Congress subsequent to the expiration of a five-year term. Piwowar has announced he will resign by July 7,

5 Commodity Futures Trading Commission s: J. Christopher Giancarlo Rostin Behnam Brian D. Quintenz Dawn DeBerry Stump Dan M. Berkovitz Democrat Democrat Term expires April 2019 Term expires June 2021 Term expires April 2020 Appointed as by Pres. Division Directors and : Brian A. Bussey Matthew B. Kulkin James McDonald Amir Zaidi Daniel J. Davis Clearing and Risk Swap Dealer and Intermediary Oversight Enforcement Market Oversight 4

6 The Department of the Treasury Secretary: Deputy Secretary: Secretary Steven T. Mnuchin Deputy Secretary Justin Muzinich Under Secretaries and : David Malpass Under Secretary for International Affairs Under Secretary for Domestic Finance Sigal Mandelker Under Secretary for Terrorism and Financial Intelligence Brent J. McIntosh 5

7 Office of the Comptroller of the Currency Comptroller: Comptroller Joseph M. Otting Term expires 2022 Select Senior Deputy Comptrollers: Toney M. Bland Senior Deputy Comptroller for Midsize and Community Bank Supervision Grace E. Dailey Senior Deputy Comptroller for Bank Supervision Policy and Chief National Bank Examiner Morris Morgan Senior Deputy Comptroller for Large Bank Supervision Senior Deputy Comptroller and Chief of Staff Karen O. Solomon Acting Senior Deputy Comptroller and Chief Counsel 6

8 Consumer Financial Protection Bureau Director: Deputy Director: Acting Director* Mick Mulvaney Deputy Director* Leandra English Select Division Directors, Senior Staff and : Eric Blankenstein Policy Associate Director, Division of Supervision, Enforcement and Fair Lending Christopher D Angelo Associate Director, Division of Supervision, Enforcement and Fair Lending Sheila M. Greenwood Policy Associate Director, Division of Consumer Education and Engagement Gail Hillebrand Associate Director, Division of Consumer Education and Engagement Brian Johnson Principal Policy Director Zixta Martinez Associate Director, Division of External Affairs Tom Pahl Policy Associate Director, Division of Research, Markets and Regulations David Silberman Associate Director, Division of Research, Markets and Regulations Kirsten Sutton Chief of Staff Anthony Welcher Policy Associate Director, Division of External Affairs Mary McLeod *On January 10, 2018, Judge Timothy Kelly (D.D.C.) denied a motion for preliminary injunction, filed by the CFPB s Deputy Director Leandra English, seeking to enjoin the President from recognizing the appointment of Mick Mulvaney. The case is currently on appeal at the U.S. Court of Appeals for the D.C. Circuit. In addition, Mr. Mulvaney s term as acting director expires on June 22, 2018 unless President nominates a director by that date. 7