North Carolina Code Officials Qualification Board (NCCOQB)

Transcription

1 North Carolina Code Officials Qualification Board (NCCOQB) MEETING NOTEBOOK TABLE OF CONTENTS Page Agenda - Chairman Introduction, Roll Call, Conflict of Interest... 2 Minutes of Prior Meetings... 5 New Standard Certificates Recognition of Fifth Level III Certificate Public Comment Committee Reports Executive Policies and Procedures Education and Research Qualification and Evaluation Unfinished Business Rules Review/Changes Proposed Rule Changes Staff Reports Director Certification Examination Education Investigation New Business... Page 1 of 31

2 AGENDA NC Code Officials Qualification Board Quarterly Meeting April 25, :00 PM 325 N. Salisbury St., Raleigh, NC NC Department of Insurance Albemarle Building, Training Room 240 NOTICE / AGENDA 1. Introduction A. Roll Call / Conflict of Interest Reminder 2. Approval of minutes A. January 24, 2017 Regular Quarterly Meeting B. February 23, 2017 Emergency Meeting C. March 10, 2017 Joint Committee Meeting 3. Approval of New Standard Inspection Certificates 4. Recognition of Fifth Level III Standard Inspection Certificate Recipients 5. Public Comment 6. Committee Reports Executive Policies and Procedures Education and Research Qualification and Evaluation 7. Unfinished Business A. Rules Review, Public Comments B. Proposed Rule Changes Bill Thunberg, Chairman Ken Stafford, Chairman Chris Raynor, Chairman Ray Rice, Chairman 8. Staff Reports Director Certification Examination Education Investigation 9. New Business Adjournment Mike Hejduk Terri Tart Kathy Williams Jessica Yelverton Sam Whittington, Andy Miller Page 2 of 31

3 ROLL CALL Name Attending Phone Notes Abu- Taher Lebdeh Brummitt Dan 1 Ducker Richard 1 Griffin Jeffrey 1 Griffith Jones Kelly Reo Jerry Allen resigned Lyerly Brenda 1 Matthews Andy Morris Richard 1 Myers Jerry Raynor Chris 1 Rice Ray 1 Steele James 1 Smith Mark Stafford Ken 1 Summey Mack Terry Stephen 0 Thunberg Bill 1 Isaac Cliff Appointment eff. July 1, 2017 Total 10 Page 3 of 31

4 CONFLICT OF INTEREST NCGS 138A-15(e) At the beginning of any meeting of a board, the chair shall remind all members of their duty to avoid conflicts of interest and appearances of conflict In accordance with the State Government Ethics Act*, it is the duty of every NC Code Officials Qualification Board member to avoid both conflicts of interest and appearances of conflict. Do any Board members have any known conflict of interest or potential of conflict with respect to any matters coming before the Board today? If so, please identify the conflict or potential of conflict and refrain from any undue participation* in the particular matter involved. Let the minutes show that the State Ethics Commission has cited the potential for a conflict of interest for certain members of the Board who are serving in the following appointments: Code officials, because they serve on the Board that certifies them. Elected officials, because local government entities employ code officials. Licensed contractors, because their companies regularly work with code officials. UNC School of Government, because the school provides educational services for code officials who are subject to the jurisdiction of the Board. Board members should exercise appropriate caution in the performance of their public duties should issues involving their licenses or that of any of their employees come before the Board. This would include recusing themselves to the extent that their interests would influence or could reasonably appear to influence their actions. * A public servant shall take appropriate steps, under the particular circumstances and considering the type of proceeding involved, to remove himself or herself to the extent necessary, to protect the public interest and comply with this Chapter, from any proceeding in which the public servant s impartiality might reasonably be questioned due to the public servant s familial, personal, or financial relationship with a participant in the proceeding. The Ethics Act establishes ethical standards for certain public servants, including conflict of interest standards. G.S. 138A-31 prohibits public servants from using their positions for their financial benefit or for the benefit of a member of their extended family or a business with which they are associated. G.S. 138A- 36(a) prohibits public servants from participating in certain official actions in which they have an economic interest or if the public servant, a member of the public servant s extended family, or a business with which the public servant is associated would otherwise benefit from that action. In addition to the conflicts standards noted above, G.S. 138A-32 prohibits public servants from accepting gifts, directly or indirectly (1) from anyone in return for being influenced in the discharge of their official responsibilities, (2) from a lobbyist or lobbyist principal, or (3) from a person or entity which is doing or seeking to do business with the public servant s agency, is regulated or controlled by the public servant s agency, or has particular financial interests that may be affected by the public servant s official actions. Exceptions to the gift rule are set out in G.S. 138A-32(e). Page 4 of 31

5 MINUTES OF PRIOR MEETINGS MINUTES OF THE NORTH CAROLINA CODE OFFICIALS QUALIFICATION BOARD January 24, 2017 The quarterly meeting of the NC Code Officials Qualification Board was held at 1:00 P.M. on Tuesday, January 24, 2017 in the Jim Long Hearing Room at 430 N Salisbury St, Raleigh, NC The following members of the NC Code Officials Qualification Board were present: Bill Thunberg Allen Kelly Richard Morris Richard Ducker Ken Stafford Mack Summey Ray Rice James Steele Chris Raynor Dan Brummitt Brenda Lyerly Jeff Griffin Members absent: Taher Abu-Lebdeh Andy Matthews Mark Smith Reo Griffith Others in attendance were as follows: Stephen Terry Jerry Jones Jerry Myers Name Affiliation Location Mike Hejduk Department of Insurance Raleigh, NC Kathy Williams Department of Insurance Raleigh, NC Terri Tart Department of Insurance Raleigh, NC Jessica Yelverton Department of Insurance Raleigh, NC Sam Whittington Department of Insurance Raleigh, NC Andy Miller Department of Insurance Raleigh, NC Barry Gupton Department of Insurance Raleigh, NC Bobby Croom Department of Justice Raleigh, NC David Stout Onslow County Inspection Jacksonville, NC Roland Hinson Onslow County Inspection Jacksonville, NC Patrick Granson Mecklenburg County Charlotte, NC Tim Norman NCBEEC Raleigh, NC Elizabeth Barnard Davidson County Community College Mocksville, NC Teresa Kines Davidson County Community College Mocksville, NC Jeff Griffin Mecklenburg County Charlotte, NC Rick Frady Catawba County Catawba, NC Lori Degre Sandhills Community College Pinehurst, NC Sara Gresko Asheville-Buncombe Technical Community Asheville, NC College Mark Matheny City of Asheville Asheville, NC Charlie Johnson Wake County Raleigh, NC Amy Britt NCBIA Clayton, NC Don Sheffield Greensboro Greensboro, NC Ken Kepler Wake County Inspections Raleigh, NC Greg Vance Wake County Raleigh, NC Josh Kerlin Brunswick Community College Bolivia, NC Tracy McPherson NC Community College System Raleigh, NC Page 5 of 31

6 MINUTES OF PRIOR MEETINGS Michael Rettie Orange County Inspections Hillsborough, NC Dean Pamela Little Wake Technical Community College Raleigh, NC James Frawley Wake Technical Community College Raleigh, NC Hayden Lutterloh Citizen (past Chairman, NCCOQB) Sanford, NC James Griffin Forsyth County Inspections Winston-Salem, NC Hamid Dolikhani City of Raleigh Raleigh, NC Jason Ruff City of Raleigh Inspections Raleigh, NC Leon Skinner City of Raleigh Inspections Raleigh, NC Preliminary Matters Two new members have been appointed to the Board, Jerry Myers fills the fire prevention inspector position appointed by the governor and Jeffrey Griffin fills the county building official position appointed by the general assembly. Chris Noles is no longer with the Department of Insurance and his replacement will be appointed by the Commissioner of Insurance. Mr. Noles served as Secretary for the Board. Ray Rice made a motion to nominate Brenda Lyerly as Secretary to the Board. Ken Stafford seconded the motion. Chris Raynor made a motion to close the nominations for Secretary. Jeffrey Griffin seconded the motion. The Board voted to approve Brenda Lyerly as Secretary by acclamation. Chairman Thunberg recognized past Board Chairman Hayden Lutterloh and presented a plaque of appreciation for his years of service to the citizens of the State of North Carolina and the Board. Thunberg also recognized past Board member Tracy McPherson in attendance. Item 1.A.: Roll Call/Conflict of Interest Reminder Chairman Thunberg asked each member of the Board to introduce themselves for the roll call. Chairman Thunberg asked each member of the Board to state whether they had actual or potential conflicts of interest that needed to be made known for any items on the agenda. There were no comments on potential conflicts of interest. Chairman Thunberg stated the State Ethics Commission has cited the potential for a conflict of interest for members of the Board who are serving in the following appointments. Code officials, because they serve on the Board that certifies them. Elected officials, because local government entities employ code officials. Licensed contractors, because their companies regularly work with code officials. UNC School of Government, because the school provides educational services for code officials who are subject to the jurisdiction of the Board. Board members should exercise appropriate caution in the performance of their public duties should issues involving their certifications or that of any of their employees come before the Board. This would include recusing themselves to the extent that their interests would influence or could reasonably appear to influence their actions. Item 2: Approval of the October 25, 2016 Minutes Dan Brummitt made a motion to approve the minutes of the October 25, 2016 Board meeting. Ray Rice seconded the motion. The Board voted unanimously to approve the minutes. Page 6 of 31

7 MINUTES OF PRIOR MEETINGS Item 3: Approval of New Standard Certificates Allen Kelly made a motion that the Board award Standard Certificates to those candidates presented to the Board who have met the education, experience, and examination requirements. Ray Rice seconded the motion. The Board voted unanimously to approve the list of candidates. The list of candidates is Attachment A to the minutes. Item 4: Recognition of Fifth Level III Standard Certificate Chairman Thunberg reported there were two code officials receiving their fifth Level III certificate and invited them to meet and receive congratulations from the Board members; Tommy Green of the Risk Management Division of the NC Department of Insurance Roland Hinson of the Onlsow County Inspection Department Clint Houser of the Polk County Inspection Department Item 5: Staff Reports Director Mike Hejduk stated that staff reports would be abbreviated to afford sufficient time for the Board s work session. Hejduk stated the staff s mission statement is to protect lives and property through code compliance and noted that there are currently 7,818 active certificates and 3,786 active Code Enforcement Officials, averaging around 2 certificates per person as of January Hejduk stated the International Code Council, the Building Inspector s Association, the Department of Insurance and the Council of Code Officials have collaborated to create a soft skills course entitled the 7 C s of Code Compliance. This course is in intended to provide 6 hours of continuing education ( CE ) that could be applied to any trade. The 7 C s discussed in the course are: 1) Context - How to operate within the state s laws and board rules; 2) Communication - The ability to cite and explain violations of the code in the field to the consumer; 3) Consequences - Positive and negative ramifications of code enforcement actions; 4) Consistency - Applying and enforcing the code equally across various jurisdictions; 5) Competence Applying the code accurately, effectively and efficiently; 6) Character- Assure that the inspector acts with integrity, avoids conflicts of interest and considers ethical implications; 7) Customer Service - Having successful interactions and outcomes with all stakeholders in the construction industry. The pilot version of the course was presented to a select group of inspectors on January 10, 2017 and is in the process of revisions. Hejduk compared the number of certification applications that were processed for the past two years noting a 22% increase from 599 applications in January 2016 to 733 in January Hejduk compared the number of active certificates for the past two years with an increase of 3% from 7,679 certificates in October 2016 to 7,900 in January Concerning state certification examinations, the current passing rates for Standard Certificates are: Building Level 1 (30.3%) and Electrical Level 1 (37.0%). This affects the ability to fill the needs of jurisdictions. There were 39 exam reviews during this quarter with 31 exams challenges and 1 challenge resulting in a status change. Concerning education programs, the 20% cancellation rate of standard courses remains a continuing concern and there have been numerous meetings between the community colleges and staff to coordinate efforts to reduce the cancellation rate. Investigations Sam Whittington noted an unresolved issue concerning complaint #457 involving Kenneth Morrison of Town of Kernersville Permits and Enforcement and Thomas Anderson. The Board approved a Voluntary Settlement Agreement (VSA) for Morrison at the previous board meeting and decided to obtain a letter from Batten confirming his intention to not return to the inspection field. Whittington stated that he sent a Page 7 of 31

8 MINUTES OF PRIOR MEETINGS letter with the request to Batten via , US Postal Service and a hand delivered copy from Chris Noles but had yet to receive a response from Mr. Batten at this time. It was noted that although Mr. Batten has been retired since September 20, 2013, he has continued to acquire the necessary CE which would allow him to reactivate his certificates. Legal counsel Bobby Croom requested a Board motion for a notice of administrative hearing be sent to Mr. Batten. Dan Brummitt made a motion to issue a notice of administrative hearing which could be dismissed if Mr. Batten chose to comply with the original request to voluntarily turn over his certificates and submit a letter stating that he has no intention to return to the field of inspection. Chris Raynor seconded the motion. The Board voted unanimously to approve the motion. Andy Miller presented complaint #460 involving Todd Lynch of the Greensboro Fire Department and Kevin Pettigrew, supervisor. Kevin Pettigrew was concerned that Mr. Lynch was not performing adequate inspections that he was assigned due to the limited amount of time Pettigrew recorded when performing fire inspections on large buildings. When follow-up site visits were scheduled at the projects in question, multiple code violations were discovered at both locations where Lynch had no documented violations of code. Staff also discovered inaccurate records kept by Lynch when the same information was crossreferenced with Mr. Robinson s re-inspections particularly with reporting vacant and occupied properties. Mr. Lynch has not been cooperative with the investigation, only accepting a certified letter at the beginning of the inspection on September 16, 2017, but responding to no correspondence. Mr. Lynch opted to leave employment while under disciplinary action prior to the filing of this complaint and his certificates have since expired. Staff finds that there is sufficient evidence to support the allegation that Lynch signed his name to inspections he did not perform and adequate records were not maintained. Dan Brummitt made a motion to hold a hearing to determine if Mr. Lynch affixed his signature to inspections he did not conduct. Ray Rice seconded the motion. The Board voted unanimously to approve the motion. At this point in the meeting, Chairman Thunberg called for a pause to introduce Mike Causey, the new Department of Insurance Commissioner. Commissioner Causey addressed the Board and audience by stating he just wanted to stop in a say hello, was looking forward to a smooth transition and thanked the Board members for the work they do. Board History Kathy Williams presented a brief history of the NC Code Officials Qualification Board. The building code was established in 1905 which outlined minimum requirements for buildings in towns with populations over 1,000. In 1969 the law required all municipalities within the State of North Carolina to enforce the code. This required a certification and training program which led to the twenty-member Code Officials Qualification Board being founded on June 13, The General Statutes gave board the authority to develop education requirements and establish minimum training standards for employment and certification. NCDOI provides the administration and technical staff for both the NC Code Officials Qualification Board and for the Building Code Council. The first Board meeting was held April 18, The Board subsequently adopted By-Laws on July 27, 1978 and created three (3) standing committees to address the primary functions of a certification program: 1) Qualifications and Evaluation, 2) Education and Research, and 3) Policies and Procedures. City and county code officials were required to have certifications in applicable trades of Building, Electrical, Mechanical and Plumbing in early Each trade had three (3) levels of certification based on the occupancy classification of the structure, square footage and story height. The first limited certificates were issued by the board in 1978 and 1979 which allowed individuals serving as code enforcement officials since June 13, 1977, to continue in that position with that jurisdiction but did not entitle them to shift to another employer. Law and Administration was first taught in The first standard certificates were issued in 1981 which allowed individuals to serve as code enforcement officials anywhere within the State of North Carolina. Also, the first staff assigned to assist the board in their duties were hired in Based on the 1970 U.S. Census population, larger Page 8 of 31

9 MINUTES OF PRIOR MEETINGS jurisdictions were required to comply with the certification process in 1981, smaller jurisdictions were required to comply by marked the last year in which a limited certificate was issued. There are still about 50 individuals with serving with limited certificates. Fire certifications were first issued in 1991 following the Building Code Council s adoption of the Fire Prevention Code. State exams were offered at no cost using a test booklet and bubble answer sheet format quarterly in two locations, Raleigh and Charlotte (eight (8) exams per year). Four (4) offerings in Raleigh and four (4) in Charlotte until the transition to computer based testing for a fee in 2009 via a contract vendor. The NC Code Officials Qualification Board provides North Carolina citizens with qualified, competent code officials who ensure public safety in structures. Item 6: Committee Reports: Executive Committee: Board Chairman Bill Thunberg stated at the last meeting the Executive Committee was enhanced with one other member of each of the standing committees to address several issues. Chairman Thunberg stated the augmented committee met on December 12, 2016, and January 9, 2017 and requested the Board consider approval of these minutes and include them with today s meeting proceedings. Ken Stafford made a motion to approve the minutes. Chris Raynor seconded the motion. The Board voted unanimously to approve the minutes. There were no other committee meetings or reports. Item 7: Unfinished Business: Work Session regarding increasing the pool of qualified applicants Mike Hejduk began by summarizing the requirements of agencies to review their rules every 10 years. The rules must be classified in one of the three following ways: 1) Necessary without substantive public interest 2) Necessary with substantive public interest, or 3) Unnecessary. Proposed changes will be posted by the Office of Administrative Hearings and have a public comment period. The list of all Board rules that are already classified and the list of the possible changes referred to in the following discussion are included in Attachment D. Chairman Thunberg recapped that the Board needed to consider what it could do or should do under the authority of General Statutes and Board rules. Chairman Thunberg addressed possible rule change #1 Issue Standard Certificates upon passing the exam rather that at the quarterly board meeting. This would remove the several month potential wait period for the issuance of standard certificates due to the quarterly board meeting schedule. This rule change could remove delays of promotions contingent upon standard certificates and would aid departments that need certified inspectors. For those who achieve five (5) level 3 certificates, the special recognition would continue to be recognized at each quarterly board meeting. Chairman Thunberg addressed possible rule change #3 Increasing duration of Probationary Certificate from 2 to 3 years. This change could provide increased time for taking standard courses, gaining experience and passing the state exam without the probationary certificate expiring, particularly for those pursuing multiple certificates as a condition of employment. Discussion on this topic included the unintended consequence that an additional year of probation time could enable an inspector who cannot pass a course or exam due to incompetence, to increase public risk if the time period if they are allowed to continue in the inspection field. The current statute would allow the extension of the probationary period from 2 to 3 years. Page 9 of 31

10 MINUTES OF PRIOR MEETINGS Chairman Thunberg suggested directing staff to draft proposed rule change language for the above two proposed rule changes based on the consensus of the Board. Chairman Thunberg addressed possible rule change #27 Separate NC Residential from Commercial COQB certification and align NC Level 1, 2, and 3. It was noted that a majority of states already separate residential and commercial inspection certifications. The technical nature of both codes are complex and the residential code has continued to grow over each code cycle. The manner of how the reclassification would occur for those already holding certification is paramount to how this change could occur. It was suggested that the new structure might equate Building level 1 as residential, Building level 2 as commercial building projects and Building level 3 as plan review. The Qualifications and Examinations Committee was directed to review this issue and its implications and are to report their findings at the July 2017 board meeting. Chairman Thunberg addressed possible changes #5 Develop new abridged exam for Comity - Law & Administration, NC Code Amendments, Energy and Accessibility; #9 No cost state exams using NCDOI computer based exams via Moodle, and; #14 Development standard course supplemental educational materials. The abridged exam would assist with the movement of inspectors into the state. Annual update courses would facilitate inspectors wishing to reactivate their certificates. An advisory committee is being formed within the participating community colleges. Over the last few months a series of meetings occurred with the NC Community Colleges and the education coordinator to analyze cancellation rates and possible solutions. A Memorandum of Understanding (MoU) was proposed that would allow all trade and level courses to create a predictable schedule for jurisdictions and CEOs who need the standard courses. This matrix would not bar a community college from offering a course that they were not scheduled to hold in any particular quarter but would assist in awareness of when and who are offering classes and encourage cooperation among each participant. Each region also has a database of all local instructors. These collaborations with community colleges also spurred the concept of embedding standard course material into pre-existing trade programs at community colleges. This hybrid would allow for both trade and inspection education along with a guaranteed amount of field experience with the cooperation of local AHJ s. The hybrid program could result in the ability to test for the state exam and Wake Technical Community College has offered to pilot a hybrid program starting with the electrical trade. Chairman Thunberg recognized Jessica Yelverton s extraordinary efforts working with the community colleges on this topic in her capacity as Education Coordinator. These changes were referred for further discussion before the April 2017 board meeting by a joint committee meeting consisting of the Education and Research and Qualifications and Evaluation. The expectation is to develop a road map by the April 2017 meeting of the Board. Chairman Thunberg addressed possible change #22 Make it easier to re-enter inspection workforce from inactive or suspended and #24 Increase the amount of allowable carryover for CE from 6 to 12 hours. Current rules for additional CE are burdensome. The creation of a six (6) hour re-entry course, primarily intended for comity applications that summarizes recent statute and code changes, could be a substitute requirement. It was suggested that staff draft proposed wording of the revised rules to reflect these proposed changes but take into consideration the cost and timing of the change while discussing this alteration. Jeff Griffin made a motion that the Policies and Procedures committee and staff address items 1, 3, 22 and 24 and report back to the Board in April. Dan Brummitt seconded the motion. The Board voted unanimously to approve the motion. Chairman Thunberg then asked Director Hejduk to present the agency rules review initial determinations for consideration by the Board. Dan Brummitt made a motion to send the Board s initial determination of their rules to Loretta Peace-Bunch, NC Department of Insurance rules coordinator, and forward to the NC Rules Commission. Ray Rice seconded the motion. The Board voted unanimously to approve the motion. Page 10 of 31

11 MINUTES OF PRIOR MEETINGS Item 8: Public Comment/ Stakeholder Presentations Hayden Lutterloh, citizen and former chairman of the NCCOQB, stated that the cost effectiveness should be considered with each proposed rule change. Mr. Lutterloh also stated that the majority of inspectors would benefit if allowed to carry over six (6) hours of CE for 2 years as opposed to the 1 year allowed to date. Mark Matheny of the City of Asheville Inspections stated that both issuing standard certificates after testing and extending the probationary period from two to three years would be a huge advantage for jurisdictions. He believes that the scheduling matrix constructed with the NC Community College sponsors and NCDOI staff would work well with some minor changes. Matheny believes that the standard courses should be sponsored by the NC Community College system but should be allowed to be taught anywhere such as a local jurisdiction. In response to finding a pool of qualified applicants, Matheny suggested allowing a restricted license for out of state inspectors in addition to the NC Code information education Law and Administration short course referenced in proposed change 22 and 9. Tim Norman, Executive Director of the NC State Board of Examiners of Electrical Contractors, stated that the average age of 12,000 NC licensed electrical contractors is 55 years old who will likely be retiring in the coming years. Norman stated that the NCBEEC board allows reciprocity with Texas, Mississippi, Louisiana, Alabama, Georgia, Florida, South Carolina, Virginia, Ohio and West Virginia. This was done by having PSI Testing Services compare the electrical exams across these various states, but the NCBEEC does require additional experience for licensure in North Carolina. Mr. Norman stated that the current passing rate for their electrical exam is 26% but the content and exam are both complex. Rick Frady of Catawba County Inspections stated that issuing standard certificates after testing would be a well-received change. Frady stated that for his jurisdiction upon employment an agreement is signed where all 4 level 3 s (excluding fire) would be acquired within 7 years or employment would be terminated. Frady suggested that the failure rates should be considered and that the exams should be re-examined. He said that he served on the exam development committees years ago and that some exam questions were too obscure and misleading. He also stated that the amount of time taken to review applications led to delays in applicants scheduling exams. Frady expressed a desire to expedite the application and exam process. Frady stated that his office was scheduling inspections two weeks out and he hired six inspector but all were green. Charlie Johnson of Wake County Inspections and a standard fire course instructor addressed standard course delivery. Johnson suggested that the course be modernized because the number of hours were based on the old Volume 5 Fire code not the current code. Johnson stated there should be some online portions and that the hours also be adjusted to reflect the large amount of content within each course. Johnson also suggested that the exam questions be analyzed to assure that the questions correspond to the content taught in the standard level courses. Item 9: New Business No new business was addressed. Adjournment There being no further business, Chris Raynor made a motion to adjourn the meeting. Ray Rice seconded the motion. The motion was approved unanimously. Page 11 of 31

12 MINUTES OF PRIOR MEETINGS Respectfully submitted, Brenda Lyerly, Secretary, NC Code Officials Qualification Board Attachments: Attachment A List of New Standard Certificates Awarded Attachment B Staff Report Attachment C Joint Executive Committee Meeting Minutes Attachment D Proposed Rule Changes Page 12 of 31

13 MINUTES OF PRIOR MEETINGS MINUTES OF THE NORTH CAROLINA CODE OFFICIALS QUALIFICATION BOARD February 23, 2017 The emergency meeting of the NC Code Officials Qualification Board was held at 10:00 A.M. on Thursday, January 23, 2017 via teleconference. The following members of the NC Code Officials Qualification Board were present: Bill Thunberg Allen Kelly Richard Morris Richard Ducker Ken Stafford Mack Summey Ray Rice James Steele Chris Raynor Brenda Lyerly Jerry Myers Jeff Griffin Stephen Terry Members absent: Taher Abu-Lebdeh Andy Matthews Mark Smith Reo Griffith Dan Brummitt Others in attendance were as follows: Name Affiliation Location Mike Hejduk Department of Insurance Raleigh, NC Terri Tart Department of Insurance Raleigh, NC Jessica Yelverton Department of Insurance Raleigh, NC Robert Croom Department of Justice Raleigh, NC Preliminary Matters None to report. Item 1.A.: Roll Call/Conflict of Interest Reminder Chairman Thunberg asked each member of the Board to introduce themselves for the roll call. Acting Chairman Thunberg asked each member of the Board to state whether they had actual or potential conflicts of interest that needed to be made known for any items on the agenda. The State Ethics Commission has cited the potential for a conflict of interest for members of the Board who serve in the following appointments. Code officials, because they serve on the Board that certifies them. Elected officials, because local government entities employ code officials. Licensed contractors, because their companies regularly work with code officials. UNC School of Government, because the school provides educational services for code officials who are subject to the jurisdiction of the Board. Board members should exercise appropriate caution in the performance of their public duties should issues involving their certifications or that of any of their employees come before the Board. This would include Page 13 of 31

14 MINUTES OF PRIOR MEETINGS recusing themselves to the extent that their interests would influence or could reasonably appear to influence their actions. Item 2: Designate Agency Rules Review Coordinator The Code Officials Qualification Board needs to designate an agency rules review coordinator to work alongside Loretta Peace-Bunch who reviews rules for the Department of Insurance. Chris Raynor made a motion to approve Mike Hejduk as the Rules Review Coordinator for the Code Officials Qualification Board. Stephen Terry seconded the motion. The motion was voted on and approved unanimously. A letter detailing the decision will be signed by Chairman Thunberg and distributed to David Boone and Loretta Peace-Bunch. Adjournment There being no further business, the meeting was adjourned. Respectfully submitted, Brenda Lyerly, Secretary, NC Code Officials Qualification Board Page 14 of 31

15 MINUTES OF PRIOR MEETINGS NCCOQB Joint Education & Research and Qualification & Evaluation Committee Meeting March 10, 9:00 am 430 N. Salisbury Street Raleigh NC Room 2009 Minutes In Attendance: Chris Raynor Stephen Terry Jeff Griffin Dan Brummitt Ray Rice Brenda Lyerly Richard Ducker Ken Stafford NCDOI Staff: Mike Hejduk Kathy Williams Terri Tart Jessica Yelverton Public: James Frawley, Wake Technical Community College Chris Raynor called the meeting to order. Discussion for proposed change #5- Develop new abridged exam for Comity- Law & Admin, NC Code Amendments, Energy, and Accessibility began. A standalone Law and Admin Course and Exam to include NC Statute, Rule and Code changes to be available in an online format for: Out-of-State applicants seeking Comity Existing CEOs interested in CE credit hours (i.e. 15 hour course 12 hours) Exams issued by ICC allow more time and contain fewer questions than the NC exams. The ICC exam includes only general administration questions, not state specific, and do not address either the energy nor accessibility codes that are tested in NC state exams. The group heard that the passing rates for the ICC exams were reported higher than for NC though ICC did not provide the actual statistics. Focusing on how NC neighboring states (i.e. Virginia, Tennessee, South Carolina and Georgia) utilize ICC credentials for inspector certification could aide in the process of developing a matrix for comity for the state of North Carolina. The matrix used by Virginia was referenced due to its prominent visibility on the website and its detail. A discussion arose proposing that a designated amount of supervised field work become a part of the process to earn comity. The options for attendance for the standard course were to allow someone requesting comity to either: 1) attend the Board short/standard course and pass the end of course exam, 2) attend the course but not be required to take the end of course exam or 3) not attend the standard course at all. Since the successful completion of the standard course is a current Board Rule for certification, allowing comity recipients to be excluded from this requirement would involve a rule change. Discussion turned toward the possibility of applicants opting to take a less challenging ICC exam in place of the NC exam and then requesting comity as a way to circumvent the NC exam. The group discussed the need to assure that the same amount of experience, education and certifications are required of someone earning a certificate by comity as an applicant following the traditional NC process. Discussion for proposed change #14- Develop Standard course supplemental educational materials. (worksheets, online courses, instructional videos) Develop 1 or 2 hour educational modules in Moodle utilizing level 3 s with minimum of years of field experience. (this criteria was used for the Electrical standard course updates) Page 15 of 31

16 MINUTES OF PRIOR MEETINGS Module topics are specified by trade and level but are available for CE credit to all Trade associations spearhead volunteer effort, contract, etc. If partnering with NC Community College Virtual Learning Centers (VLC), determine who will manage Learning Objects Repository, etc. The worksheets and online energy modules that were updated in 2016 were shown to the group. There were discussions on the potential costs for manpower to construct the courses both concerning the IT aspect and the accuracy of code content. Each module s content would be presented in Moodle based on the trade, course level and chapter. The modules would first focus on the largest areas of issue noted by inspectors and would also be available for CE credit. It was asked if the existing worksheets available online could be converted into a practice exam in Moodle. Discussion for proposed change #9- No cost state exam using NCDOI computer based exams via Moodle Present data on number of NC state exams administered by vendors by date and test center locations. Include ICC Pearson-Vue ( ) and PSI ( ). Discuss potential dedicated facility expenses (i.e. number of test centers, lease costs, size, and features such as spatial requirements for individual examinee [reference materials]. Data on the number of exams administered and the funds accrued to the vendor were distributed. HILB currently offers computer based exams. Potential problems were discussed including electrical glitches, having dedicated space and trained proctors on location. The contract with PSI ends in two (2) years so if computer based exams are to replace them, they should be ready no less than 6 months before the contract ends for a smooth transition. A possible solution for the issue of space would be to rent out a facility but that would require NCCOQB to charge for the exam and a statute change to do so. There is the option of partnering with the NC Community College system to offer the exams in computer labs on their local campuses and provide proctors. Potential costs for dedicated space and exam programming were discussed. Chris Raynor adjourned the meeting. Page 16 of 31

17 NEW STANDARD CERTIFICATES NEW STANDARD INSPECTION CERTIFICATE APPLICANTS Active City, County, and State Code Enforcement Officials By Area and Level The following individuals have met the certification requirements of GS (a). These individuals have Certificates of Employment (COEs) filed with City, County, or State inspection departments. Their certificates will become valid as of today. Building Level I Electrical Level I (Cont) Fire Level II (Cont.) MechLevel II(Cont) Plumbing Level III Adderly, Andrea J Hargett, Richard Dean Morton, Michael C. Kerr, Edward Russell Cobb, Terry D. Allen, Daniel Keith McAllister, Bryan M. Rawls, Kevin A. Miller, Grant Robert Davis, Junior F. Allen, Joseph Lloyd Quinn, Daniel Edward Sickles, Jeffrey Foster O'Neill, Thomas J. Duncan, Kyle A. Barbee, Todd Dale White, Damon A. Warren, John Martin Parrish, Douglas Kevin Gilliam, Lewis B. Cole, John Victor Williams, Anthony W. Wilcox, Christopher M. Pugh, Kevin Bradley Norman, Michael T. Davis, Brett Lynn Scearce, David Lea Stewart, Harley M. Dunlap, Mark Cecil Electrical Level II Fire Level III England, Jonathan D. Beck, Brandon T. Andrews, Zonnie B. Mechanical Level III Huneycutt, John Exom Cox, Richard Allen Baker, Jason Dean Baker, Jason Dean Keating, Thomas E. Godsey, Richard Allan Benfield, Wayne Oren Davis, Dale S Long, Jeffery Adam Marr, William Douglas Benton, James Bradley Fetsko, Christopher J. McKinney, Toyana R. Thompson, Andrew R. Bissette, Douglas Boykin Langston, Jesse Boyce Monti, Vincent Louis Chandler, Chad Louis Mccaleb, Parker Lee Nebus, Daniel Thomas Electrical Level III Edens, Jared Michael Stewart, Harley M. Nelms, Jacob Darrell Baker, Jason Dean Faw, Benjamin Scott O'Keef, Leon Frederick Berggren, Ryan Steven Griffiths, Chad William Plumbing Level I Rodriguez, Madeline Durham, Jerry Lee Haynes, John Robert Allen, Daniel Keith Villanella, Louis Joseph Gray, Timothy Eugene Hurlocker, Timothy Ray Alston, Travis Jerone Walden, Eric Brandon Johnson, Gerald James Marsh, Taylor Alexander Corbett, Michael B. Wright, Gary D. Saterlund, Scott B. Richardson, Dena M. Del Conte, Richard A. Stewart, Harley M. Thompson, Mark A. Foster, Jess Scott Building Level II Windon, Richard R. Harrill, Jason Brandon Crist, Robert Steven Woodward, Ronald L. Mechanical Level I Hendery, Jenny K. Franklin, Nicholas Scott Allman, Jacob Tyrell Hudson, Matthew A. Godsey, Richard Allan Fire Level I Barbee, Todd Dale Jones, Christopher B. Greene, Michael T. Aaron, Scott Tyler Berge, James Carter Kluttz, James L. Martin, Gary David Buckman, Brian G. Black, John Robert Mills, Dusty Leroy Miller, Jarrett Luther Canady, Colby Garrett Booth, Christopher Lee Mizelle, Robert L. Evans, Kenneth David Foster, Jess Scott Pittman, Christopher R. Building Level III Foster, Crystal Marie Gamble, James Otis Russell, Edmund L. Abdelmessieh, Sherief Head, Kevin Dwayne Goldsmith, Mark A. Scoggins, Keith Edward Baker, Jason Dean Hill, Donald Howard Honeycutt, Bradley Flay Smith, Daniel Gregory Brown, William Charles Johnson, Christopher D. Jordan, Kristopher Lee Starnes, Matthew Ryan Crater, Wilburn Ziglar Jordan, Zachary Dixon Massey, Jason Daniel Webb, Bryan Dale DiBenedetto, Thomas M. King, Travis James Moose, Timothy Scott Gioe, Mario Carlton Philemon, Kevin M. Payne, William Wade Plumbing Level II Hubbs, Eric Robert Riegelsperger, Herbert C. Starnes, Matthew Ryan Bowers, C. Maggie Khan, Shazia S. Thompson, Jacob A. Van Keuren, Thomas F. Collins, Michael Allen Kimball, Edward Chester Wyrick, Mark Dale Williams, Paul Joseph Darroch, Mitchell J. Nicholson, William B. Williams, Timothy Dunlow, Thomas Grant Sandridge, Joseph E. Fire Level II Fetsko, Christopher J. Tomasino, Nick Joseph Babson, William Bradley Mechanical Level II Godsey, Richard Allan Bostian, Maria Faust Allison, Darin Willard Hunt, Carl Douglas Electrical Level I Carver, Christopher J. Beck, Brandon Thomas Martin, Gary David Burger, Jonathan Kyle Craig, Wendy Michelle Cox, Michael Ray Ortiz, Ruben Xavier Chrismon, Kevin B. Hales, Dana Juanita Godsey, Richard Allan Oxentine, Darin Charles Deer, John Joseph Matthias, William C. Hardin, Jimmy Alan Scearce, David Lea Hall, Steve Douglas Miller, Jarrett Luther Hunt, Carl Douglas White, Clinton Michael Page 17 of 31

18 NEW STANDARD CERTIFICATES PRE-QUALIFICATION APPLICANTS MEETING THE STANDARD CERTIFICATION REQUIREMENTS The following applicants have met all the requirements to receive their Standard certificates except being employed by a city, county, or State inspection department and being assigned the responsibility of enforcing the State Building Code. Their certificates will be issued when they are so employed. Applicant Trade Level Rubin, Andrew - Electrical 1 Brannon, Michael Shane Fire 1 Fox, Travis James - Fire 1 Holmes, William Bradley - Fire 1 Jameson, Mark Holland - Fire 1 Parkinson, Ross Bryan - Fire 1 Sullivan, Michael David - Fire 1 Lambert, Cory Michael - Fire 2 Rushing, Matthew Curtis - Mechanical 1 Miller, Stephen Andrew - Mechanical 3 Rhodes, Claude Edgar - Plumbing 3 Page 18 of 31

19 FIFTH LEVEL III CERTIFICATES The following individuals are receiving their fifth level III certificate today: The total number of code enforcement officials who have ever achieved this level of certification is 246. The number of active code enforcement officials who have five level III certificates is 174. Code Enforcement Official Certificate Jurisdiction Zonnie Benjamin Andrews Fire III Lumberton Jason D. Baker Mechanical III Goldsboro Jason D. Baker Electrical III Goldsboro Jason D. Baker Building III Goldsboro Jason D. Baker Fire III Goldsboro Timothy E. Gray Electrical III Cabarrus County John Robert Haynes Fire III Buncombe County Page 19 of 31

20 PUBLIC COMMENT Page 20 of 31

21 COMMITTEE REPORTS Executive Committee Chairman Vice-Chairman Education and Research Chairman Qualification and Evaluation Chairman Policies and Procedures Chairman Education and Research 2 Qualifications and Evaluation 3 Policies and Procedures 4 Chris Raynor, Chairman Bill Thunberg, Chairman Ken Stafford, AIA, Chairman Jerry Jones Ray Rice Richard D. Ducker Andy Matthews Brenda Lyerly Allen Kelly Stephen Terry, PhD, PE Dan Brummitt Richard Morris Taher Abu-Lebdeh, PhD, PE Mark Smith James Steele Mack Summey, PE Reo Griffith Need Committee Assignment Jerry Myers Jeffrey Griffin Executive Committee Education and Research Qualification and Evaluation Policies and Procedures Page 21 of 31

22 UNFINISHED BUSINESS Rules Review, Public Comments Public Comment N.C. Gen. Stat. 150B-21.3A, adopted in 2013, requires state agencies to review existing rules every 10 years. An initial review will be completed during the next five years, and thereafter rules will be reviewed on a 10-year review cycle. The NC Department of Insurance s rules are located in Title 11 of the NC Administrative Code. Rules under Title 11 will be reviewed on a schedule established by the Rules Review Commission. The following rules from Chapter 8 of Title 11 are currently under review and available for comment: 1. N.C. Code Officials Qualification Board Sections.0500,.0600,.0700, N.C. Home Inspector Licensure Board Sections.1000,.1100,.1200, NC Department of Insurance ,.0400,.1500 The Department of Insurance, N.C. Code Officials Qualification Board, and N.C. Home Inspector Licensure Board are required to evaluate each of the existing rules and make an initial determination from one of these three classifications: Necessary with substantive public interest the agency has received public comment on the rule within the past two years or the rule affects the property interest of the regulated public, and the agency knows or suspects that any person may object to the rule. Necessary without substantive public interest the agency determines that the rule is needed, and the rule has not had public comment in the last two years. This category includes rules that identify information that is readily available to the public, such as an address or telephone number. Unnecessary the agency determines that the rule is obsolete, redundant or otherwise not needed. If you would like to receive notices regarding rules undergoing rules review that are open for public comment under N.C. Gen. Stat. 150B-21.3A, please request to be added to our DOI Rules listserve by ing NCDOIrules@lists.ncmail.net. Instructions on submitting a Comment Each rule has been classified by their respective rule-making bodies. The comment period for public comments ends on May 8, 2017at 5:00 PM. The public may provide comments to a rule through mail or at: US Mail Loretta Peace-Bunch NC Department of Insurance Rules Comments 1201 Mail Service Center Raleigh, NC NCDOIRulesComments@ncdoi.gov. Subject: Rules Comment A public comment is defined as, a written comment objecting to the rule, in whole or in part, received by an agency from any member of the public, including an association or other organization representing the regulated community or other members of the public (G.S. 150B-21.3A(5)). Proposed Rule Changes 11 NCAC NATURE OF PROBATIONARY CERTIFICATE 11 NCAC CERTIFICATE Page 22 of 31

23 UNFINISHED BUSINESS 11 NCAC is proposed for amendment as follows: 11 NCAC NATURE OF PROBATIONARY CERTIFICATE (a) A probationary certificate may be issued, without examination, to any newly-employed or newly-promoted code enforcement official who lacks a standard certificate that covers the new position. A probationary certificate shall be issued for two three years only and may shall not be renewed. The official shall take whatever measures are necessary during the two three year period to qualify for an appropriate standard certificate. A probationary certificate authorizes the official, during the effective period of the certificate, to hold the position of the type, level, and location specified. The certificate shall be conditioned on the applicant's completion of a high school diploma or a high school equivalency certificate (GED) and meeting one of the following: (1) Working under supervision sufficient to protect the public health and safety; (2) Possessing a minimum of two years of design, construction, or inspection experience working under a certified inspector or under a licensed professional engineer, registered architect, or licensed contractor; (3) Possessing one of the experience qualifications listed in 11 NCAC in each area of code enforcement for which the probationary certificate is issued; or (4) Successfully completing a probationary prequalification exam administered by the Board in each area of code enforcement for which the probationary certificate is issued. (b) A probationary certificate shall be issued if the Board determines that the applicant may obtain the experience required by Paragraph (a)(3) of this Rule before the expiration of the probationary certificate. History Note: Filed as a Temporary Amendment Eff. January 1, 1983, For a Period of 120 Days to Expire on April 30, 1983; Authority G.S (2); (d); Eff. June 28, 1979; Amended Eff. July 18, 2002; October 1, 1992; February 1, 1991; May 1, 1983; December 1, Page 23 of 31

24 UNFINISHED BUSINESS 11 NCAC is proposed for amendment as follows: 11 NCAC CERTIFICATE (a) If an application is found to be in order and the applicant qualified for a particular type and level of certificate, upon approval of the Board the Board's staff shall mail a standard certificate of that type and level to the applicant at the address specified on the application. The certificate shall be effective until the renewal date specified in G.S (b). (b) If the applicant does not meet the criteria for the certificate for which applied, the applicant shall be given written notice of the criterion that the applicant apparently fails to meet and offered a choice of: (1) accepting a certificate for a lower level for which the applicant is qualified; (2) submitting additional evidence in support of the application; (3) withdrawing the application; or (4) appealing the decision to the Board. If an appeal is filed, the Board shall conduct a hearing and render a decision in accordance with G.S. 150B. History Note: Authority G.S ; ; ; ; Eff. January 15, 1980; Amended Eff. July 18, 2002; January 1, Page 24 of 31