Investment Company Report

Transcription

1 3370 JHF Emerging Mrkts Equity Fund 3SBIO INC, GEORGE TOWN Page 1 of 220 Security: G8875G102 Ticker: ISIN: KYG8875G1029 Agenda Number: Meeting Type: AGM Meeting Date: 28-Jun-17 / PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: EHK/2017/0426/LTN pdf AND EHK/2017/0426/LTN pdf PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING 1 TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2016 AND THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON 2.A TO RE-ELECT MR. HUANG BIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY 2.B TO ELECT MR. STEVEN DASONG WANG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY 2.C TO RE-ELECT MR. MA JUN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY

2 Page 2 of 220 / 2.D TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE DIRECTORS OF THE COMPANY 3 TO RE-APPOINT ERNST & YOUNG AS AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION FOR THE YEAR ENDING DECEMBER 31, A TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION 4.B TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION 4.C TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF THE COMPANY BY THE AGGREGATE NUMBER OF SHARES REPURCHASED BY THE COMPANY

3 3370 JHF Emerging Mrkts Equity Fund AIA COMPANY LTD Page 3 of 220 Security: Y002A1105 Ticker: ISIN: HK Agenda Number: Meeting Type: AGM Meeting Date: 12-May-17 / PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: EHK/2017/0323/LTN pdf AND EHK/2017/0323/LTN pdf 1 TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 30 NOVEMBER TO DECLARE A FINAL DIVIDEND OF HONG KONG CENTS PER SHARE FOR THE YEAR ENDED 30 NOVEMBER TO RE-ELECT MR. MOHAMED AZMAN YAHYA AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY 4 TO RE-ELECT MR. EDMUND SZE-WING TSE AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY

4 Page 4 of 220 / 5 TO RE-ELECT MR. JACK CHAK-KWONG SO AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY 6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION 7A TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10 PER CENT TO THE BENCHMARKED PRICE 7B TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION 7C TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE COMPANY UNDER THE RESTRICTED SHARE UNIT SCHEME ADOPTED BY THE COMPANY ON 28 SEPTEMBER 2010 (AS AMENDED)

5 3370 JHF Emerging Mrkts Equity Fund ALIBABA GROUP HOLDING LIMITED Page 5 of 220 Security: 01609W102 Ticker: BABA ISIN: US01609W1027 Agenda Number: Meeting Type: Annual Meeting Date: 13-Oct-16 / 1A. ELECTION OF DIRECTOR: DANIEL YONG ZHANG (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) 1B. ELECTION OF DIRECTOR: CHEE HWA TUNG (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) 1C. ELECTION OF DIRECTOR: JERRY YANG (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) 1D. ELECTION OF DIRECTOR: WAN LING MARTELLO (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.) 1E. ELECTION OF DIRECTOR: ERIC XIANDONG JING (TO SERVE UNTIL THE COMPANY'S ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2018 OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.)

6 Page 6 of 220 / 2. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.

7 3370 JHF Emerging Mrkts Equity Fund AMBEV S.A. Page 7 of 220 Security: 02319V103 Ticker: ABEV ISIN: US02319V1035 Agenda Number: Meeting Type: Annual Meeting Date: 28-Apr-17 / O1 ANALYSIS OF THE MANAGEMENT ACCOUNTS, WITH EXAMINATION, DISCUSSION AND VOTING ON THE FINANCIAL STATEMENTS RELATED TO THE FISCAL YEAR ENDED DECEMBER 31, O2 ALLOCATION OF THE NET PROFITS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 AND RATIFICATION OF THE PAYMENT OF INTEREST ON OWN CAPITAL AND DIVIDENDS RELATED TO THE FISCAL YEAR ENDED ON DECEMBER 31, 2016, APPROVED BY THE BOARD OF DIRECTORS AT MEETINGS HELD ON JUNE 24, 2016, OCTOBER 19, 2016, DECEMBER 1ST, 2016 AND DECEMBER 22, O3A APPROVAL OF MANAGEMENT'S PROPOSAL TO DEFINE THE NUMBER OF 11 SITTING MEMBERS AND 2 ALTERNATES, WHO SHALL COMPOSE COMPANY'S BOARD OF DIRECTORS, FOR A TERM THAT SHALL END AT THE ORDINARY SHAREHOLDERS' MEETING TO BE HELD IN O3B ELECT 11 SITTING MEMBERS AND 2 ALTERNATES FOR THE POSITIONS OF MEMBER OF COMPANY'S BOARD OF DIRECTORS, FOR A TERM THAT SHALL END AT THE ORDINARY SHAREHOLDERS' MEETING TO BE HELD IN 2020, AS MANAGEMENT'S PROPOSAL (THE "MANAGEMENT SLATE"): VICTORIO CARLOS DE MARCHI, CARLOS ALVES DE BRITO, MARCEL HERRMAN TELLES, JOSE HEITOR ATTILIO GRACIOSO, VICENTE FALCONI CAMPOS, LUIS FELIPE Abstain

8 Page 8 of 220 / PEDREIRA DUTRA LEITE, ROBERTO MOSES THOMPSON MOTTA, ALVARO ANTONIO CARDOSO DE SOUZA, CECILIA SICUPIRA,...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). 4A ELECTION OF THE MEMBERS OF THE COMPANY'S FISCAL COUNCIL AND THEIR RESPECTIVE ALTERNATES FOR A TERM IN OFFICE UNTIL THE ORDINARY GENERAL MEETING TO BE HELD IN 2018: JOSE RONALDO VILELA REZENDE, JAMES TERENCE COULTER WRIGHT, EMANUEL SOTELINO SCHIFFERLE (DEPUTY), ARY WADDINGTON (DEPUTY), (PLEASE VOTE IN ONLY ONE OPTION: 4A) OR 4B) Abstain 4B ELECTION OF THE MEMBERS OF THE COMPANY'S FISCAL COUNCIL AND THEIR RESPECTIVE ALTERNATES FOR A TERM IN OFFICE UNTIL THE ORDINARY GENERAL MEETING TO BE HELD IN 2018.: SEPARATE ELECTION - CANDIDATES NOMINATED BY MINORITY SHAREHOLDERS: CAIXA DE PREVIDENCIA DOS FUNCIONARIOS DO, BANCO DO BRASIL - PREVI, PAULO ASSUNCAO DE SOUSA, VINICIUS BALBINO BOUHID (DEPUTY)(PLEASE VOTE IN ONLY ONE OPTION: 4A) OR 4B). 5A DETERMINE MANAGERS' OVERALL COMPENSATION FOR THE YEAR OF 2017, IN THE ANNUAL AMOUNT OF UP TO R$ 85,811,468.77, INCLUDING EXPENSES RELATED TO THE RECOGNITION OF THE FAIR AMOUNT (X) OF THE STOCK OPTIONS THAT THE COMPANY INTENDS TO GRANT IN THE YEAR, AND (Y) OF THE COMPENSATION BASED ON SHARES THAT THE COMPANY INTENDS TO REALIZE IN THE YEAR.

9 Page 9 of 220 / 5B DETERMINE THE OVERALL COMPENSATION OF THE AUDIT COMMITTEE'S MEMBERS FOR THE YEAR OF 2017, IN THE ANNUAL AMOUNT OF UP TO R$ 1,990,165.00, WITH DEPUTY MEMBERS' COMPENSATION CORRESPONDING TO HALF OF THE AMOUNT RECEIVED BY THE SITTING MEMBERS, AS MANAGEMENT'S PROPOSAL. E1 EXAMINATION, DISCUSSION AND APPROVAL OF THE TERMS AND CONDITIONS OF THE PROTOCOL AND JUSTIFICATION OF THE MERGER WITH AND INTO AMBEV S.A. OF CACHOEIRAS DE MACACU BEBIDAS LTDA. ("CACHOEIRAS DE MACACU"), ENTERED INTO BY THE COMPANY, AS QUOTAHOLDER OF CACHOEIRAS DE MACACU, AND THE MANAGERS OF THE COMPANY (THE "MERGER"). E2 RATIFICATION OF THE CONTRACTING OF THE SPECIALIZED FIRM APSIS CONSULTORIA E AVALIACOES LTDA. TO PREPARE THE VALUATION REPORT OF THE NET EQUITY OF CACHOEIRAS DE MACACU, BASED ON ITS BOOK VALUE, FOR PURPOSES OF SECTIONS 227 AND 8TH OF LAW NO. 6,404/76 ("VALUATION REPORT"). E3 APPROVAL OF THE VALUATION REPORT. E4 APPROVAL OF THE MERGER. E5 AUTHORIZATION TO THE COMPANY'S BOARD OF OFFICERS TO PERFORM ALL ACTS NECESSARY FOR THE CONSUMMATION OF THE MERGER.

10 3370 JHF Emerging Mrkts Equity Fund ANHUI CONCH CEMENT CO. LTD. Page 10 of 220 Security: Y Ticker: ISIN: CNE W2 Agenda Number: Meeting Type: AGM Meeting Date: 31-May-17 / PLEASE NOTE THAT THIS IS 2016 ANNUAL GENERAL MEETING PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: EHK/2017/0412/LTN pdf AND EHK/2017/0412/LTN pdf PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. 1 TO APPROVE THE REPORT OF THE BOARD ("BOARD") OF DIRECTORS ("DIRECTOR (S) ") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER TO APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER TO APPROVE THE AUDITED FINANCIAL REPORTS PREPARED IN ACCORDANCE WITH THE PRC ACCOUNTING STANDARDS AND INTERNATIONAL FINANCIAL REPORTING STANDARDS RESPECTIVELY FOR THE YEAR ENDED 31 DECEMBER 2016

11 Page 11 of 220 / 4 TO APPROVE THE REAPPOINTMENT OF KPMG HUAZHEN LLP AND KPMG AS THE PRC AND INTERNATIONAL FINANCIAL AUDITORS OF THE COMPANY RESPECTIVELY, THE REAPPOINTMENT OF KPMG HUAZHEN LLP AS THE INTERNAL CONTROL AUDITOR OF THE COMPANY, AND THE AUTHORIZATION OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS IN ACCORDANCE WITH THE AUDIT WORK PERFORMED BY THE AUDITORS AS REQUIRED BY THE BUSINESS AND SCALE OF THE COMPANY 5 TO APPROVE THE COMPANY'S 2016 PROFIT APPROPRIATION PROPOSAL (INCLUDING DECLARATION OF FINAL DIVIDEND) 6 TO APPROVE THE PROVISION OF GUARANTEE BY THE COMPANY IN RESPECT OF THE BANK BORROWINGS OF NINE SUBSIDIARIES AND JOINT VENTURE ENTITIES 7 TO APPROVE THE GRANT OF A MANDATE TO THE BOARD TO EXERCISE THE POWER TO ALLOT AND ISSUE NEW SHARES OF THE COMPANY

12 3370 JHF Emerging Mrkts Equity Fund BANCO MACRO S.A. Page 12 of 220 Security: 05961W105 Ticker: BMA ISIN: US05961W1053 Agenda Number: Meeting Type: Annual Meeting Date: 28-Apr-17 / 1) APPOINT TWO SHAREHOLDERS TO SIGN THE MINUTES OF THE SHAREHOLDERS' MEETING. 2) EVALUATE THE DOCUMENTATION PROVIDED FOR IN SECTION 234, SUBSECTION 1 OF LAW NO , FOR THE FISCAL YEAR ENDED DECEMBER 31ST ) EVALUATE THE MANAGEMENT OF THE BOARD AND THE SUPERVISORY COMMITTEE. 4) EVALUATE THE APPLICATION OF THE RETAINED EARNINGS FOR THE FISCAL YEAR ENDED 31 DECEMBER TOTAL RETAINED EARNINGS: AR$ 6,732,504, WHICH THE BOARD PROPOSES MAY BE APPLIED AS FOLLOWS: A) AR$ 1,308,459, TO LEGAL RESERVE FUND; B) AR$ 52,463, TO TAX ON CORPORATE PERSONAL ASSETS AND PARTICIPATING INTERESTS: C) AR$ 5,371,581, TO THE OPTIONAL RESERVE FUND FOR FUTURE PROFIT DISTRIBUTIONS, PURSUANT TO COMMUNICATION "A" 5273 ISSUED BY THE CENTRAL BANK OF THE REPUBLIC OF ARGENTINA

13 Page 13 of 220 / 5) SEPARATE A PORTION OF THE OPTIONAL RESERVE FUND FOR FUTURE PROFIT DISTRIBUTIONS IN ORDER TO ALLOW THE APPLICATION OF AR$ 701,475, TO THE PAYMENT OF A CASH DIVIDEND, SUBJECT TO PRIOR AUTHORIZATION OF THE CENTRAL BANK OF THE REPUBLIC OF ARGENTINA. 6) EVALUATE THE REMUNERATIONS OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FISCAL YEAR ENDED DECEMBER 31ST 2016 WITHIN THE LIMITS AS TO PROFITS, PURSUANT TO SECTION 261 OF LAW AND THE RULES OF THE COMISION NACIONAL DE VALORES (ARGENTINE SECURITIES EXCHANGE COMMISSION). 7) EVALUATE THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY COMMITTEE FOR THE FISCAL YEAR ENDED DECEMBER 31ST ) EVALUATE THE REMUNERATION OF THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDED DECEMBER 31ST A) ELECTION OF DIRECTOR: MR. MARCOS BRITO (CANDIDATE PROPOSED BY MAJOR SHAREHOLDERS) 9B) ELECTION OF DIRECTOR: MR. DELFIN FEDERICO EZEQUIEL CARBALLO (CANDIDATE PROPOSED BY MAJOR SHAREHOLDERS) 9C) ELECTION OF DIRECTOR: MR. ALEJANDRO EDUARDO FARGOSI (CANDIDATE PROPOSED BY FGS-ANSES)

14 Page 14 of 220 / 9D) CANDIDATE PROPOSED TO REPLACE AND COMPLETE THE TERM OF OFFICE OF MR. LUIS MARIA BLAQUIER UP TO THE END OF THE PRESENT FISCAL YEAR: MR. JUAN MARTIN MONGE VARELA (CANDIDATE PROPOSED BY FGS-ANSES) 10) ESTABLISH THE NUMBER AND DESIGNATE THE MEMBERS OF THE SUPERVISORY COMMITTEE WHO SHALL HOLD OFFICE FOR ONE FISCAL YEAR. 11) APPOINT THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR TO END ON DECEMBER 31ST ) DETERMINE THE AUDITING COMMITTEE'S BUDGET. 13) EXTEND THE MAXIMUM AMOUNT OF THE BANK'S GLOBAL PROGRAM OF NEGOTIABLE OBLIGATIONS OF USD 1,000,000,000, APPROVED BY RESOLUTION NO DATED OCTOBER 6TH 2016 ISSUED BY THE COMISION NACIONAL DE VALORES (ARGENTINE SECURITIES EXCHANGE COMMISSION), TO USD 1,500,000,000 OR ANY LESSER AMOUNT, AT ANY TIME, AS THE BOARD OF DIRECTORS SHALL DETERMINE. DELEGATE TO THE BOARD OF DIRECTORS THE NECESSARY POWERS TO PERFORM ALL NECESSARY ACTS AND PROCEEDINGS TO OBTAIN THE AUTHORIZATION FOR THE PROGRAM'S EXTENSION. 14) AUTHORIZE ANY ACTS, PROCEEDINGS AND PRESENTATIONS TO OBTAIN THE ADMINISTRATIVE APPROVAL AND REGISTRATION OF ANY RESOLUTIONS ADOPTED AT THE SHAREHOLDERS' MEETING.

15 Page 15 of 220 / 15) INCREASE THE CORPORATE CAPITAL OF BANCO MACRO S.A. ON THE AMOUNT OF UP TO THE NOMINAL VALUE OF $74,000,000 (NOMINAL VALUE SEVENTY- FOUR MILLION), THROUGH THE ISSUANCE OF UP TO 74,000,000 (SEVENTY-FOUR MILLION) NEW CLASS B BOOK-ENTRY COMMON SHARES, ENTITLED TO 1 (ONE) VOTE PER SHARE AND OF PAR VALUE AR$ 1 (ONE ARGENTINE PESO) EACH AND ENTITLED TO RECEIVE DIVIDENDS RANKING PARI PASSU THE THEN OUTSTANDING CLASS B BOOK-ENTRY COMMON SHARES, TO BE OFFERED UNDER A PUBLIC OFFERING...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). 16) REDUCE THE TERM ALLOWED FOR THE EXERCISE OF THE PREEMPTIVE RIGHT AND THE RIGHT OF THE REMAINING SHAREHOLDERS TO INCREASE THEIR OWNERSHIP BY PICKING UP THE NEW CLASS B BOOK-ENTRY COMMON SHARES UP TO THE STATUTORY MINIMUM TERM OF TEN (10) DAYS AS PROVIDED FOR UNDER SECTION 194 OF THE ARGENTINE BUSINESS COMPANY LAW NO , AS AMENDED. 17) REQUEST THE RELEVANT AUTHORIZATION TO MAKE THE PUBLIC OFFERING IN THE COUNTRY AND/OR IN THE FOREIGN MARKETS AS THE BOARD MAY DETERMINE, AND LISTING AT THE MERCADO DE VALORES DE BUENOS AIRES S.A., THE NEW YORK STOCK EXCHANGE AND/OR THE FOREIGN STOCK EXCHANGES AND/OR MARKETS AS THE BOARD MAY AS WELL DESIGNATE. 18) DELEGATE TO THE BOARD ALL NECESSARY POWERS TO (I) IMPLEMENT THE CAPITAL INCREASE AND THE ANY ISSUANCE TERMS AND CONDITIONS NOT ESTABLISHED BY THE SHAREHOLDERS' MEETING, AND AUTHORIZE THE BOARD SO THAT IT MAY, IF NECESSARY, DECIDE

16 Page 16 of 220 / AN ADDITIONAL INCREASE OF UP TO 15% IN THE NUMBER OF AUTHORIZED SHARES IN CASE OF OVERSUBSCRIBED ISSUE, UNDER SECT. 62 OF THE ARGENTINE CAPITAL MARKET LAW NO. 26,831; (II) REQUEST THE PUBLIC OFFERING AND LISTING OF THE SHARES (OR SHARE CERTIFICATES) TO...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). 19) IN CASE UNDER ITEM 9 OF THE AGENDA, AN ALTERNATE DIRECTOR ELECTED BY THE GENERAL AND SPECIAL SHAREHOLDERS' MEETING OF APRIL 26TH 2016 IS APPOINTED REGULAR DIRECTOR, DESIGNATE AN ALTERNATE DIRECTOR TO HOLD OFFICE FOR TWO FISCAL YEARS TO FILL THE VACANCY IN SUCH OFFICE.

17 3370 JHF Emerging Mrkts Equity Fund BANK OF CHINA LTD, BEIJING Page 17 of 220 Security: Y0698A107 Ticker: ISIN: CNE Z5 Agenda Number: Meeting Type: EGM Meeting Date: 18-Nov-16 / PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: EHK/2016/0930/LTN pdf AND EHK/2016/0930/LTN pdf 1 TO CONSIDER AND APPROVE THE ELECTION OF MR. WANG XIQUAN TO BE APPOINTED AS SHAREHOLDERS' REPRESENTATIVE SUPERVISOR OF THE BANK 2 TO CONSIDER AND APPROVE THE ELECTION OF MR. REN DEQI TO BE APPOINTED AS EXECUTIVE DIRECTOR OF THE BANK 3 TO CONSIDER AND APPROVE THE ELECTION OF MR. GAO YINGXIN TO BE APPOINTED AS EXECUTIVE DIRECTOR OF THE BANK 4 TO CONSIDER AND APPROVE THE ELECTION OF MS. ANGELA CHAO TO BE APPOINTED AS INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE BANK

18 Page 18 of 220 / 5 TO CONSIDER AND APPROVE THE 2015 REMUNERATION DISTRIBUTION PLAN FOR CHAIRMAN OF THE BOARD OF DIRECTORS, EXECUTIVE DIRECTORS, CHAIRMAN OF THE BOARD OF SUPERVISORS AND SHAREHOLDERS' REPRESENTATIVE SUPERVISORS 6 TO CONSIDER AND APPROVE THE ESTABLISHMENT OF THE CHARITY FOUNDATION OF BANK OF CHINA 7 TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION

19 3370 JHF Emerging Mrkts Equity Fund BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD, BEIJ Page 19 of 220 Security: Y Ticker: ISIN: CNE Agenda Number: Meeting Type: EGM Meeting Date: 25-Aug-16 / PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: EHK/2016/0708/LTN pdf AND EHK/2016/0708/LTN pdf 1 TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. HAN ZHILIANG AS AN EXECUTIVE DIRECTOR OF THE COMPANY

20 3370 JHF Emerging Mrkts Equity Fund BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Page 20 of 220 Security: P1R0U2138 Ticker: ISIN: BRBVMFACNOR3 Agenda Number: Meeting Type: EGM Meeting Date: 28-Apr-17 / IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE 1 TO RESOLVE IN REGARD TO CHANGES TO THE STOCK OPTION PLAN OF THE COMPANY, IN ACCORDANCE WITH THE TERMS OF THE PROPOSAL FROM MANAGEMENT 2 TO RESOLVE IN REGARD TO THE CHANGE OF THE CORPORATE NAME OF THE COMPANY TO B3 S.A., BRASIL, BOLSA, BALCAO 3 TO RESOLVE IN REGARD TO THE FOLLOWING AMENDMENTS TO THE CORPORATE BYLAWS OF BM AND FBOVESPA, IN ACCORDANCE WITH THE PROPOSAL FROM MANAGEMENT, IN THE EVENT THAT THE RESOLUTION THAT IS PROVIDED FOR IN ITEM 2 ABOVE IS APPROVED, TO REFLECT THE NEW CORPORATE NAME OF THE COMPANY BY MEANS OF THE AMENDMENT, BASED ON THE NEW NUMBERING, OF THE MAIN PART AND PARAGRAPHS 1 AND 2 OF ARTICLE 1, PARAGRAPH 1 OF ARTICLE 24, LINE C OF PARAGRAPH 2 OF ARTICLE 50,

21 Page 21 of 220 / LINE D OF THE SOLE PARAGRAPH OF ARTICLE 51, PARAGRAPH 1 OF ARTICLE 63, ARTICLES 65, 66 AND 73, LINE B OF PARAGRAPH 1 OF ARTICLE 75, AND ARTICLE 81 4 TO BROADEN THE CORPORATE PURPOSE OF BM AND FBOVESPA IN ORDER TO INCLUDE ACTIVITIES THAT ARE PROVIDED FOR IN THE CORPORATE PURPOSE OF CETIP S.A., MERCADOS ORGANIZADOS, FROM HERE ONWARDS REFERRED TO AS CETIP, DUE TO THE TRANSACTION FOR THE COMBINATION OF THE ACTIVITIES OF BOTH THE COMPANIES, FROM HERE ONWARDS REFERRED TO AS THE TRANSACTION, BY MEANS OF THE INCLUSION OF NEW LINES VII, VIII AND IX IN ARTICLE 3 5 TO REFLECT, BY MEANS OF THE AMENDMENT OF ARTICLE 5, THE INCREASE IN THE SHARE CAPITAL DUE TO THE MERGER OF COMPANHIA SAO JOSE HOLDING THAT WAS APPROVED AT THE EXTRAORDINARY GENERAL MEETING THAT WAS HELD ON MAY 20, 2016, IN ORDER TO MAKE THE TRANSACTION VIABLE, IN ACCORDANCE WITH THE RECORD OF THE NUMBER OF SHARES AND OF THE SHARE CAPITAL AMOUNT THAT WAS MADE BY THE BOARD OF DIRECTORS ON MARCH 28, TO DEFINE A NEW STRUCTURE FOR THE EXECUTIVE COMMITTEE OF THE COMPANY, BY MEANS OF D.1. THE ADJUSTMENT OF THE WORDING OF PARAGRAPH 7 IN ARTICLE 12, THE MAIN PART AND PARAGRAPHS 1 AND 2 OF ARTICLE 17, THE SOLE PARAGRAPH OF ARTICLE 20, PARAGRAPH 2 OF ARTICLE 22, PARAGRAPH 8 OF ARTICLE 26, LINES B AND C OF ARTICLE 29, PARAGRAPH 1 OF ARTICLE 30, ARTICLE 31, THE MAIN PART AND PARAGRAPHS 3 AND 4 OF ARTICLE 32, UNDER THE NEW NUMBERING, ARTICLE 33, THE MAIN PART

22 Page 22 of 220 / AND PARAGRAPHS 1 AND 2 OF ARTICLE 34, THE MAIN PART AND LINES A, B, C AND G, UNDER THE NEW NUMBERING, AND PARAGRAPH 1 OF ARTICLE 35, THE MAIN PART OF THE NEW ARTICLE 37, NEW ARTICLE 40, NEW ARTICLE 41, THE NEW LINES B AND C AND PARAGRAPH 2 OF ARTICLE 43, ARTICLE 44, LINE G OF THE SOLE PARAGRAPH OF ARTICLE 49, LINE E OF THE SOLE PARAGRAPH OF ARTICLE 51, LINES C AND D OF PARAGRAPH 1 AND PARAGRAPH 2 OF ARTICLE 52, AND THE NEW ARTICLE 80, D.2. THE INCLUSION OF THE SUBSECTION OF THE COLLEGIAL EXECUTIVE COMMITTEE AND OF PARAGRAPHS 1 AND 2 OF ARTICLE 32, OF THE NEW ARTICLE 36, LINES A, B AND R OF THE NEW ARTICLE 37, THE NEW ARTICLE 38 AND THE PARAGRAPHS AND LINES OF THE NEW ARTICLE 39, THE NEW ARTICLE 42, THE NEW LINE A OF ARTICLE 43, LINES H AND I OF THE SOLE PARAGRAPH OF ARTICLE 49, AND D.3. THE EXCLUSION, BASED ON THE FORMER NUMBERING, OF PARAGRAPH 5 OF ARTICLE 10, ARTICLES 36, 37 AND 41, THE MAIN PART AND ITS LINES OF ARTICLE 42, AND PARAGRAPH 3 OF ARTICLE 43 7 TO REBALANCE THE DUTIES OF THE ADMINISTRATIVE BODIES OF THE COMPANY, BY MEANS OF E.1. THE ADJUSTMENT OF THE WORDING OF LINES H, L, M AND O OF ARTICLE 29, LINE A AND PARAGRAPH 1 OF ARTICLE 30, LINES B AND THE NEW LINE F OF ARTICLE 35, THE FORMER LINES E, F AND H OF THE FORMER ARTICLE 38, E.2. THE INCLUSION OF LINES L AND M IN ARTICLE 35, LINES J THROUGH P, PARAGRAPHS 1 AND 2, IN ARTICLE 37, LINE P OF THE SOLE PARAGRAPH OF ARTICLE 49, ALL OF WHICH ARE BASED ON THE NEW NUMBERING, E.3.. THE EXCLUSION, BASED ON THE FORMER NUMBERING, OF LINE R FROM ARTICLE 29, LINES H AND I

23 Page 23 of 220 / FROM ARTICLE 30, LINES F, I, N AND Q AND PARAGRAPHS 3 AND 4 FROM ARTICLE 35, THE SOLE PARAGRAPH FROM ARTICLE 38, LINE E OF PARAGRAPH 1 OF ARTICLE 52 8 TO REPLICATE, IN THE NEW PARAGRAPH 2 OF ARTICLE 29, THE RULE FROM THE INTERNAL RULES OF THE BOARD OF DIRECTORS THAT ANY ELECTION OF A MEMBER OR CHANGE IN THE COMPOSITION OF THE PRODUCTS AND PRICING COMMITTEE REQUIRES THE FAVORABLE VOTE OF 90 PERCENT OF THE MEMBERS OF THE BOARD OF DIRECTORS 9 TO ADAPT THE CORPORATE BYLAWS TO THE TERMS OF THE CONCENTRATION CONTROL AGREEMENT THAT WAS APPROVED BY THE ECONOMIC DEFENSE ADMINISTRATIVE COUNSEL, FROM HERE ONWARDS REFERRED TO AS CADE, IN RELATION TO THE TRANSACTION, BY MEANS OF THE AMENDMENT OF THE NEW LINE G OF ARTICLE 35 AND THE INCLUSION OF NEW LINES F AND G IN THE SOLE PARAGRAPH OF ARTICLE TO CREATE THE SERVICES MANAGEMENT COMMITTEES FOR THE CLEARINGHOUSES THAT ARE CURRENTLY PROVIDED FOR IN THE CORPORATE BYLAWS OF CETIP, BY MEANS OF THE INCLUSION OF A LINE G IN ARTICLE 45 AND OF NEW ARTICLES 54 THROUGH 56 AND THE RESPECTIVE PARAGRAPHS AND THE LINES IN A SEPARATE SUBSECTION, WHICH IS ENTITLED SERVICES MANAGEMENT COMMITTEES FOR THE CLEARING HOUSES

24 Page 24 of 220 / 11 TO CLARIFY THE LIMIT OF THE INDEMNIFICATION BY THE COMPANY BY MEANS OF ADJUSTMENTS TO THE WORDING OF THE NEW ARTICLE TO INCREASE, FROM 13 TO 14, THE MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS THAT IS TO BE EFFECTIVE FOR A PERIOD OF TWO YEARS, BY MEANS OF THE AMENDMENT OF THE NEW ARTICLE TO MAKE ADJUSTMENTS TO THE WORDING IN LINES D AND E OF THE SOLE PARAGRAPH OF ARTICLE 3, PARAGRAPH 2 OF ARTICLE 8, THE MAIN PART OF ARTICLE 10, PARAGRAPH 4 OF ARTICLE 12, THE MAIN PART AND THE SOLE PARAGRAPH OF ARTICLE 21, THE MAIN PART OF ARTICLE 22, PARAGRAPH 5 OF ARTICLE 26, PARAGRAPH 1 OF ARTICLE 28, LINES J, M, O AND P OF ARTICLE 29, LINES D, E AND G OF ARTICLE 30, ARTICLE 33, THE NEW LINE H OF ARTICLE 35, THE MAIN PART OF ARTICLE 49, THE MAIN PART AND LINE D IN PARAGRAPH 1 OF ARTICLE 52, THE MAIN PART OF ARTICLE 53, PARAGRAPH 3 OF THE NEW ARTICLE 60, THE MAIN PART OF THE NEW ARTICLE 63, THE SOLE PARAGRAPH OF THE NEW ARTICLE 73, LINES A AND C OF PARAGRAPH 5 OF THE NEW ARTICLE 75, AND THE NEW ARTICLE FOR THE PURPOSES OF RENUMBERING AND ADJUSTMENTS OR INCLUSIONS OF CROSS REFERENCES, TO AMEND, ON THE BASIS OF THE OLD NUMBERING, LINES VII AND VIII OF ARTICLE 3, THE MAIN PART OF ARTICLE 7, PARAGRAPH 1 AND THE MAIN PART OF ARTICLE 15, THE MAIN PART OF ARTICLE 22, LINE G AND LINES S THROUGH X AND THE SOLE PARAGRAPH OF ARTICLE 29, LINES E, J THROUGH L AND PARAGRAPH 2 OF ARTICLE 30, PARAGRAPHS 1 AND 2 OF ARTICLE 32, THE MAIN PART OF ARTICLE 34, LINES G, H, J THROUGH M, O, P, R, S

25 Page 25 of 220 / AND PARAGRAPH 1 OF ARTICLE 35, THE MAIN PART AND LINES A THROUGH H OF ARTICLE 38, ARTICLE 39, ARTICLE 40, LINES A THROUGH C OF ARTICLE 43, LINES H THROUGH N OF THE SOLE PARAGRAPH OF ARTICLE 49, LINES E AND F OF THE SOLE PARAGRAPH OF ARTICLE 51, LINE F OF PARAGRAPH 1 OF ARTICLE 52, LINE G OF THE SOLE PARAGRAPH OF ARTICLE 53, THE MAIN PART OF ARTICLES 54 THROUGH 71, THE MAIN PART AND PARAGRAPH 2 AND 3, PARAGRAPH 4 AND ITS LINE A, LINE A OF PARAGRAPH 5 AND PARAGRAPH 6 OF ARTICLE 72, THE MAIN PART OF ARTICLES 73 THROUGH TO RESTATE THE BYLAWS AMENDMENTS THAT ARE APPROVED AT THIS GENERAL MEETING 16 TO RATIFY THE PAYMENTS THAT WERE MADE TO THE MANAGEMENT DURING THE 2016 FISCAL YEAR, IN THE AMOUNT OF BRL 1,360,218.02, WHICH REPRESENTS AN INCREASE OF APPROXIMATELY 2.76 PERCENT IN RELATION TO THE AGGREGATE AMOUNT THAT WAS APPROVED AT THE ANNUAL GENERAL MEETING THAT WAS HELD ON APRIL 18, TO SET THE TOTAL ANNUAL REMUNERATION FOR THE DIRECTORS AND FOR THE BOARD OF DIRECTOR OF THE COMPANY FOR THE 2017 FISCAL YEAR PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU

26 Page 26 of 220 / 07 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

27 3370 JHF Emerging Mrkts Equity Fund BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Page 27 of 220 Security: P1R0U2138 Ticker: ISIN: BRBVMFACNOR3 Agenda Number: Meeting Type: AGM Meeting Date: 28-Apr-17 / IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID DUE TO DELETION OF RESOLUTION 5. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER FROM THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION. HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON

28 Page 28 of 220 / THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU 1 TO APPROVE THE ADMINISTRATORS ACCOUNTS AND THE FINANCIAL STATEMENTS OF THE COMPANY REGARDING THE FISCAL YEAR ENDING ON DECEMBER 31, TO APPROVE THE DISTRIBUTION OF NET PROFITS FROM THE 2016 FISCAL YEAR 3 TO SET THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS THE BOARD / ISSUER HAS NOT RELEASED A STATEMENT ON WHETHER THEY RECOMMEND TO VOTE IN FAVOUR OR AGAINST THE RESOLUTION 4 4 TO ELECT OF THE MEMBERS OF THE BOARD OF DIRECTORS. NAMES APPOINTED BY THE COMPANY ADMINISTRATION. NOTE.MEMBER. ANTONIO CARLOS QUINTELLA, DENISE PAULI PAVARINA, EDGAR DA SILVA RAMOS, EDUARDO MAZZILLI DE VASSIMON, FLORIAN BARTUNEK, GUILHERME AFFONSO FERREIRA, JOSE DE MENEZES BERENGUER NETO, JOSE LUCAS FERREIRA DE MELO, JOSE ROBERTO MACHADO FILHO, LAERCIO JOSE DE LUCENA COSENTINO, LUIZ ANTONIO DE SAMPAIO CAMPOS, LUIZ FERNANDO FIGUEIREDO, LUIZ NELSON GUEDES DE CARVALHO, PEDRO PULLEN PARENTE

29 3370 JHF Emerging Mrkts Equity Fund BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Page 29 of 220 Security: P1R0U2138 Ticker: ISIN: BRBVMFACNOR3 Agenda Number: Meeting Type: EGM Meeting Date: 10-May-17 / IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID DUE TO CHANGE IN MEETING DATE FROM 28 APR 2017 TO 10 MAY 2017 WITH RECEIPT OF UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. 1 TO RESOLVE IN REGARD TO THE CHANGE OF THE CORPORATE NAME OF THE COMPANY TO B3 S.A., BRASIL, BOLSA, BALCAO 2 TO RESOLVE IN REGARD TO THE FOLLOWING AMENDMENTS TO THE CORPORATE BYLAWS OF BM AND FBOVESPA, IN ACCORDANCE WITH THE PROPOSAL FROM MANAGEMENT, IN THE EVENT THAT THE RESOLUTION THAT IS PROVIDED FOR IN ITEM 1 ABOVE IS APPROVED, TO REFLECT THE NEW CORPORATE NAME OF THE COMPANY BY MEANS OF THE AMENDMENT, BASED ON THE NEW NUMBERING, OF THE MAIN PART AND PARAGRAPHS 1 AND 2 OF ARTICLE 1, PARAGRAPH 1 OF ARTICLE 24, LINE C OF PARAGRAPH 2 OF ARTICLE 50,

30 Page 30 of 220 / LINE D OF THE SOLE PARAGRAPH OF ARTICLE 51, PARAGRAPH 1 OF ARTICLE 63, ARTICLES 65, 66 AND 73, LINE B OF PARAGRAPH 1 OF ARTICLE 75, AND ARTICLE 81 3 TO BROADEN THE CORPORATE PURPOSE OF BM AND FBOVESPA IN ORDER TO INCLUDE ACTIVITIES THAT ARE PROVIDED FOR IN THE CORPORATE PURPOSE OF CETIP S.A., MERCADOS ORGANIZADOS, FROM HERE ONWARDS REFERRED TO AS CETIP, DUE TO THE TRANSACTION FOR THE COMBINATION OF THE ACTIVITIES OF BOTH THE COMPANIES, FROM HERE ONWARDS REFERRED TO AS THE TRANSACTION, BY MEANS OF THE INCLUSION OF NEW LINES VII, VIII AND IX IN ARTICLE 3 4 TO REFLECT, BY MEANS OF THE AMENDMENT OF ARTICLE 5, THE INCREASE IN THE SHARE CAPITAL DUE TO THE MERGER OF COMPANHIA SAO JOSE HOLDING THAT WAS APPROVED AT THE EXTRAORDINARY GENERAL MEETING THAT WAS HELD ON MAY 20, 2016, IN ORDER TO MAKE THE TRANSACTION VIABLE, IN ACCORDANCE WITH THE RECORD OF THE NUMBER OF SHARES AND OF THE SHARE CAPITAL AMOUNT THAT WAS MADE BY THE BOARD OF DIRECTORS ON MARCH 28, TO DEFINE A NEW STRUCTURE FOR THE EXECUTIVE COMMITTEE OF THE COMPANY, BY MEANS OF D.1. THE ADJUSTMENT OF THE WORDING OF PARAGRAPH 7 IN ARTICLE 12, THE MAIN PART AND PARAGRAPHS 1 AND 2 OF ARTICLE 17, THE SOLE PARAGRAPH OF ARTICLE 20, PARAGRAPH 2 OF ARTICLE 22, PARAGRAPH 8 OF ARTICLE 26, LINES B AND C OF ARTICLE 29, PARAGRAPH 1 OF ARTICLE 30, ARTICLE 31, THE MAIN PART AND PARAGRAPHS 3 AND 4 OF ARTICLE 32, UNDER THE NEW NUMBERING, ARTICLE 33, THE MAIN PART

31 Page 31 of 220 / AND PARAGRAPHS 1 AND 2 OF ARTICLE 34, THE MAIN PART AND LINES A, B, C AND G, UNDER THE NEW NUMBERING, AND PARAGRAPH 1 OF ARTICLE 35, THE MAIN PART OF THE NEW ARTICLE 37, NEW ARTICLE 40, NEW ARTICLE 41, THE NEW LINES B AND C AND PARAGRAPH 2 OF ARTICLE 43, ARTICLE 44, LINE G OF THE SOLE PARAGRAPH OF ARTICLE 49, LINE E OF THE SOLE PARAGRAPH OF ARTICLE 51, LINES C AND D OF PARAGRAPH 1 AND PARAGRAPH 2 OF ARTICLE 52, AND THE NEW ARTICLE 80, D.2. THE INCLUSION OF THE SUBSECTION OF THE COLLEGIAL EXECUTIVE COMMITTEE AND OF PARAGRAPHS 1 AND 2 OF ARTICLE 32, OF THE NEW ARTICLE 36, LINES A, B AND R OF THE NEW ARTICLE 37, THE NEW ARTICLE 38 AND THE PARAGRAPHS AND LINES OF THE NEW ARTICLE 39, THE NEW ARTICLE 42, THE NEW LINE A OF ARTICLE 43, LINES H AND I OF THE SOLE PARAGRAPH OF ARTICLE 49, AND D.3. THE EXCLUSION, BASED ON THE FORMER NUMBERING, OF PARAGRAPH 5 OF ARTICLE 10, ARTICLES 36, 37 AND 41, THE MAIN PART AND ITS LINES OF ARTICLE 42, AND PARAGRAPH 3 OF ARTICLE 43 6 TO REBALANCE THE DUTIES OF THE ADMINISTRATIVE BODIES OF THE COMPANY, BY MEANS OF E.1. THE ADJUSTMENT OF THE WORDING OF LINES H, L, M AND O OF ARTICLE 29, LINE A AND PARAGRAPH 1 OF ARTICLE 30, LINES B AND THE NEW LINE F OF ARTICLE 35, THE FORMER LINES E, F AND H OF THE FORMER ARTICLE 38, E.2. THE INCLUSION OF LINES L AND M IN ARTICLE 35, LINES J THROUGH P, PARAGRAPHS 1 AND 2, IN ARTICLE 37, LINE P OF THE SOLE PARAGRAPH OF ARTICLE 49, ALL OF WHICH ARE BASED ON THE NEW NUMBERING, E.3.. THE EXCLUSION, BASED ON THE FORMER NUMBERING, OF LINE R FROM ARTICLE 29, LINES H AND I

32 Page 32 of 220 / FROM ARTICLE 30, LINES F, I, N AND Q AND PARAGRAPHS 3 AND 4 FROM ARTICLE 35, THE SOLE PARAGRAPH FROM ARTICLE 38, LINE E OF PARAGRAPH 1 OF ARTICLE 52 7 TO REPLICATE, IN THE NEW PARAGRAPH 2 OF ARTICLE 29, THE RULE FROM THE INTERNAL RULES OF THE BOARD OF DIRECTORS THAT ANY ELECTION OF A MEMBER OR CHANGE IN THE COMPOSITION OF THE PRODUCTS AND PRICING COMMITTEE REQUIRES THE FAVORABLE VOTE OF 90 PERCENT OF THE MEMBERS OF THE BOARD OF DIRECTORS 8 TO ADAPT THE CORPORATE BYLAWS TO THE TERMS OF THE CONCENTRATION CONTROL AGREEMENT THAT WAS APPROVED BY THE ECONOMIC DEFENSE ADMINISTRATIVE COUNSEL, FROM HERE ONWARDS REFERRED TO AS CADE, IN RELATION TO THE TRANSACTION, BY MEANS OF THE AMENDMENT OF THE NEW LINE G OF ARTICLE 35 AND THE INCLUSION OF NEW LINES F AND G IN THE SOLE PARAGRAPH OF ARTICLE 51 9 TO CREATE THE SERVICES MANAGEMENT COMMITTEES FOR THE CLEARINGHOUSES THAT ARE CURRENTLY PROVIDED FOR IN THE CORPORATE BYLAWS OF CETIP, BY MEANS OF THE INCLUSION OF A LINE G IN ARTICLE 45 AND OF NEW ARTICLES 54 THROUGH 56 AND THE RESPECTIVE PARAGRAPHS AND THE LINES IN A SEPARATE SUBSECTION, WHICH IS ENTITLED SERVICES MANAGEMENT COMMITTEES FOR THE CLEARING HOUSES

33 Page 33 of 220 / 10 TO CLARIFY THE LIMIT OF THE INDEMNIFICATION BY THE COMPANY BY MEANS OF ADJUSTMENTS TO THE WORDING OF THE NEW ARTICLE TO INCREASE, FROM 13 TO 14, THE MAXIMUM NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS THAT IS TO BE EFFECTIVE FOR A PERIOD OF TWO YEARS, BY MEANS OF THE AMENDMENT OF THE NEW ARTICLE TO MAKE ADJUSTMENTS TO THE WORDING IN LINES D AND E OF THE SOLE PARAGRAPH OF ARTICLE 3, PARAGRAPH 2 OF ARTICLE 8, THE MAIN PART OF ARTICLE 10, PARAGRAPH 4 OF ARTICLE 12, THE MAIN PART AND THE SOLE PARAGRAPH OF ARTICLE 21, THE MAIN PART OF ARTICLE 22, PARAGRAPH 5 OF ARTICLE 26, PARAGRAPH 1 OF ARTICLE 28, LINES J, M, O AND P OF ARTICLE 29, LINES D, E AND G OF ARTICLE 30, ARTICLE 33, THE NEW LINE H OF ARTICLE 35, THE MAIN PART OF ARTICLE 49, THE MAIN PART AND LINE D IN PARAGRAPH 1 OF ARTICLE 52, THE MAIN PART OF ARTICLE 53, PARAGRAPH 3 OF THE NEW ARTICLE 60, THE MAIN PART OF THE NEW ARTICLE 63, THE SOLE PARAGRAPH OF THE NEW ARTICLE 73, LINES A AND C OF PARAGRAPH 5 OF THE NEW ARTICLE 75, AND THE NEW ARTICLE FOR THE PURPOSES OF RENUMBERING AND ADJUSTMENTS OR INCLUSIONS OF CROSS REFERENCES, TO AMEND, ON THE BASIS OF THE OLD NUMBERING, LINES VII AND VIII OF ARTICLE 3, THE MAIN PART OF ARTICLE 7, PARAGRAPH 1 AND THE MAIN PART OF ARTICLE 15, THE MAIN PART OF ARTICLE 22, LINE G AND LINES S THROUGH X AND THE SOLE PARAGRAPH OF ARTICLE 29, LINES E, J THROUGH L AND PARAGRAPH 2 OF ARTICLE 30, PARAGRAPHS 1 AND 2 OF ARTICLE 32, THE MAIN PART OF ARTICLE 34, LINES G, H, J THROUGH M, O, P, R, S

34 Page 34 of 220 / AND PARAGRAPH 1 OF ARTICLE 35, THE MAIN PART AND LINES A THROUGH H OF ARTICLE 38, ARTICLE 39, ARTICLE 40, LINES A THROUGH C OF ARTICLE 43, LINES H THROUGH N OF THE SOLE PARAGRAPH OF ARTICLE 49, LINES E AND F OF THE SOLE PARAGRAPH OF ARTICLE 51, LINE F OF PARAGRAPH 1 OF ARTICLE 52, LINE G OF THE SOLE PARAGRAPH OF ARTICLE 53, THE MAIN PART OF ARTICLES 54 THROUGH 71, THE MAIN PART AND PARAGRAPH 2 AND 3, PARAGRAPH 4 AND ITS LINE A, LINE A OF PARAGRAPH 5 AND PARAGRAPH 6 OF ARTICLE 72, THE MAIN PART OF ARTICLES 73 THROUGH TO RESTATE THE BYLAWS AMENDMENTS THAT ARE APPROVED AT THIS GENERAL MEETING PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU

35 3370 JHF Emerging Mrkts Equity Fund BM&F BOVESPA SA BOLSA DE VALORES, MERCADORIAS E FU Page 35 of 220 Security: P1R0U2138 Ticker: ISIN: BRBVMFACNOR3 Agenda Number: Meeting Type: EGM Meeting Date: 14-Jun-17 / PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID DUE TO ADDITION OF RESOLUTION 6 AND 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU 1 TO APPROVE THE TERMS AND CONDITIONS OF THE PROTOCOL AND JUSTIFICATION OF MERGER OF CETIP S.A. MERCADOS ORGANIZADOS CETIP BY B3, EXECUTED ON MAY 12, 2017, BETWEEN THE MANAGEMENTS OF B3 AND OF CETIP MERGER PROTOCOL AND JUSTIFICATION

36 Page 36 of 220 / 2 TO RATIFY THE APPOINTMENT OF THE SPECIALIZED COMPANY PRICEWATERHOUSECOOPERS AUDITORES INDEPENDENTES CNPJ , AS RESPONSIBLE FOR PREPARATION OF THE APPRAISAL REPORT AT THE ACCOUNTING VALUE OF THE SHAREHOLDERS EQUITY OF CETIP, FOR MERGER OF CETIP INTO B3 APPRAISAL REPORT 3 TO APPROVE THE APPRAISAL REPORT 4 TO APPROVE THE PROPOSED MERGER IN THE TERMS OF THE PROTOCOL AND JUSTIFICATION 5 TO AUTHORIZE THE MANAGERS OF B3 TO PERFORM ALL ACTIONS REQUIRED TO COMPLETE THE MERGER 6 DO YOU WANT A FISCAL COUNCIL TO BE INSTATED, PURSUANT TO ARTICLE 161 OF LAW N 6404, OF 1976 Abstain 7 IF THE EXTRAORDINARY GENERAL MEETING IS SUBJECT TO A SECOND CALL, WILL YOUR VOTING INSTRUCTIONS AS GIVEN IN THIS FORM STILL BE VALID ON THAT OCCASION Abstain 07 JUNE 2017: PLEASE NOTE THAT SHAREHOLDERS ARE ENTITLED TO 'ONE' ELECTION PER CNPJ LEVEL AND JUST THROUGH ONE PARTICIPANT. THANK YOU

37 Page 37 of 220 / 07 JUNE 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: , PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

38 3370 JHF Emerging Mrkts Equity Fund CCR SA, SAO PAULO Page 38 of 220 Security: P1413U105 Ticker: ISIN: BRCCROACNOR2 Agenda Number: Meeting Type: EGM Meeting Date: 29-Nov-16 / IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN ARE ALLOWED. THANK YOU I INCREASE IN THE AUTHORIZED CAPITAL LIMIT OF THE COMPANY FROM 1,920,000,000 COMMON SHARES TO 2,020,000,000 COMMON SHARES AND THE CONSEQUENT AMENDMENT OF ARTICLE 8 OF THE CORPORATE BYLAWS OF THE COMPANY II ADJUSTMENT OF THE WORDING OF PARAGRAPH 5 OF ARTICLE 13 OF THE CORPORATE BYLAWS OF THE COMPANY, FOR THE SOLE PURPOSE OF CLARIFYING THAT THE QUORUM FOR RESOLUTIONS OF THE BOARD OF DIRECTORS OF THE COMPANY THAT IS PROVIDED FOR IN THAT PROVISION IS ALSO SUBJECT TO THE RULE THAT IS CONTAINED IN PARAGRAPH 1 OF ARTICLE 14 OF THE

39 Page 39 of 220 / CORPORATE BYLAWS OF THE COMPANY, WHICH PROVIDES FOR A QUALIFIED MAJORITY FOR A CERTAIN MATTERS SUBJECT TO THE APPROVAL OF THE BOARD OF DIRECTORS III THE AMENDMENT AND RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY, IN THE EVENT THAT THE PROPOSALS FOR THE AMENDMENT OF ARTICLE 8 AND OF PARAGRAPH 5 OF ARTICLE 13 OF THE CORPORATE BYLAWS OF THE COMPANY, AS DESCRIBED IN ITEMS I AND II ABOVE, ARE APPROVED

40 3370 JHF Emerging Mrkts Equity Fund CHINA CONSTRUCTION BANK CORPORATION Page 40 of 220 Security: Y1397N101 Ticker: ISIN: CNE H1 Agenda Number: Meeting Type: AGM Meeting Date: 15-Jun-17 / PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: EHK/2017/0428/LTN pdf AND EHK/2017/0428/LTN pdf PLEASE NOTE THAT THIS IS 2016 ANNUAL GENERAL MEETING. THANK YOU O REPORT OF BOARD OF DIRECTORS O REPORT OF BOARD OF SUPERVISORS O FINAL FINANCIAL ACCOUNTS O PROFIT DISTRIBUTION PLAN O.5 BUDGET OF 2017 FIXED ASSETS INVESTMENT O.6 REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR DIRECTORS IN 2015

41 Page 41 of 220 / O.7 REMUNERATION DISTRIBUTION AND SETTLEMENT PLAN FOR SUPERVISORS IN 2015 O.8 ELECTION OF SIR MALCOLM CHRISTOPHER MCCARTHY AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE BANK O.9 ELECTION OF MS. FENG BING AS NON- EXECUTIVE DIRECTOR OF THE BANK O.10 ELECTION OF MR. ZHU HAILIN AS NON- EXECUTIVE DIRECTOR OF THE BANK O.11 ELECTION OF MR. WU MIN AS NON- EXECUTIVE DIRECTOR OF THE BANK O.12 ELECTION OF MR. ZHANG QI AS NON- EXECUTIVE DIRECTOR OF THE BANK O.13 ELECTION OF MR. GUO YOU TO BE RE- APPOINTED AS SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE BANK O.14 APPOINTMENT OF EXTERNAL AUDITORS FOR 2017: PRICEWATERHOUSECOOPERS ZHONG TIAN LLP S.1 ISSUANCE OF ELIGIBLE TIER-2 CAPITAL INSTRUMENTS IN THE AMOUNT OF UP TO RMB96 BILLION IN EQUIVALENT S.2 REVISIONS TO THE ARTICLES OF ASSOCIATION

42 Page 42 of 220 / S.3 REVISIONS TO THE RULES OF PROCEDURE FOR THE SHAREHOLDERS' GENERAL MEETING S.4 REVISIONS TO THE RULES OF PROCEDURE FOR THE BOARD OF DIRECTORS S.5 REVISIONS TO THE RULES OF PROCEDURE FOR THE BOARD OF SUPERVISORS 02 MAY 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

43 3370 JHF Emerging Mrkts Equity Fund CHINA MERCHANTS BANK CO LTD, SHENZHEN Page 43 of 220 Security: Y Ticker: ISIN: CNE M1 Agenda Number: Meeting Type: EGM Meeting Date: 04-Nov-16 / PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: EHK/2016/0918/LTN pdf AND EHK/2016/0918/LTN pdf 1 CONSIDER AND APPROVE THE RESOLUTION ON GRANT OF THE H SHARE APPRECIATION RIGHTS 2 CONSIDER AND APPROVE THE RESOLUTION ON ADJUSTMENT TO THE REMUNERATION OF INDEPENDENT DIRECTORS 3 CONSIDER AND APPROVE THE RESOLUTION ON ADJUSTMENT TO THE REMUNERATION OF EXTERNAL SUPERVISORS

44 3370 JHF Emerging Mrkts Equity Fund CHINA MOBILE LIMITED, HONG KONG Page 44 of 220 Security: Y Ticker: ISIN: HK Agenda Number: Meeting Type: AGM Meeting Date: 25-May-17 / PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: EHK/2017/0412/LTN pdf, EHK/2017/0412/LTN pdf 1 TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER TO RE-ELECT MR. DONG XIN AS EXECUTIVE DIRECTOR OF THE COMPANY 4.I TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR. FRANK WONG KWONG SHING

45 Page 45 of 220 / 4.II TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: DR. MOSES CHENG MO CHI 4.III TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR. PAUL CHOW MAN YIU 4.IV TO RE-ELECT THE FOLLOWING PERSON AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY: MR. STEPHEN YIU KIN WAH 5 TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION 6 TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE 7 TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE

46 Page 46 of 220 / 8 TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT BACK IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 8 AS SET OUT IN THE AGM NOTICE

47 3370 JHF Emerging Mrkts Equity Fund CITIC SECURITIES COMPANY LIMITED Page 47 of 220 Security: Y1639N117 Ticker: ISIN: CNE V2 Agenda Number: Meeting Type: AGM Meeting Date: 19-Jun-17 / PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: EHK/2017/0504/LTN pdf, EHK/2017/0504/LTN pdf 1 TO CONSIDER AND APPROVE THE WORK REPORT OF THE BOARD FOR TO CONSIDER AND APPROVE THE WORK REPORT OF THE SUPERVISORY COMMITTEE FOR TO CONSIDER AND APPROVE THE 2016 ANNUAL REPORT OF THE COMPANY 4 TO CONSIDER AND APPROVE THE 2016 PROFIT DISTRIBUTION PLAN OF THE COMPANY: A CASH DIVIDEND OF RMB3.50 (TAX INCLUSIVE) FOR EVERY 10 SHARES, WITH A TOTAL AMOUNT OF CASH DIVIDEND OF RMB4,240,917, (TAX INCLUSIVE), REPRESENTING 40.92% OF THE NET PROFIT ATTRIBUTABLE TO THE OWNERS OF THE PARENT COMPANY FOR THE YEAR OF 2016 UNDER THE CONSOLIDATED FINANCIAL STATEMENTS. THE OUTSTANDING BALANCE OF THE RETAINED DISTRIBUTABLE PROFITS IN 2016 AMOUNTED TO RMB23,443,740, AND WILL BE CARRIED FORWARD TO THE NEXT YEAR

48 Page 48 of 220 / 5 TO CONSIDER AND APPROVE THE RESOLUTION ON THE RE-APPOINTMENT OF EXTERNAL AUDITORS: PRICEWATERHOUSECOOPERS ZHONGTIAN LLP AND PRICEWATERHOUSECOOPERS AS EXTERNAL AUDITORS OF THE COMPANY FOR TO CONSIDER AND APPROVE THE RESOLUTION ON THE ESTIMATED INVESTMENT AMOUNT FOR THE PROPRIETARY BUSINESS OF THE COMPANY FOR TO CONSIDER AND APPROVE THE RESOLUTION ON THE RE- AUTHORISATION OF ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS BY THE COMPANY: TO CONSIDER AND APPROVE THE ISSUING ENTITY, SIZE OF ISSUANCE AND METHOD OF ISSUANCE 7.2 TO CONSIDER AND APPROVE THE RESOLUTION ON THE RE- AUTHORISATION OF ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS BY THE COMPANY: TO CONSIDER AND APPROVE THE TYPE OF THE DEBT FINANCING INSTRUMENTS 7.3 TO CONSIDER AND APPROVE THE RESOLUTION ON THE RE- AUTHORISATION OF ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS BY THE COMPANY: TO CONSIDER AND APPROVE THE TERM OF THE DEBT FINANCING INSTRUMENTS

49 Page 49 of 220 / 7.4 TO CONSIDER AND APPROVE THE RESOLUTION ON THE RE- AUTHORISATION OF ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS BY THE COMPANY: TO CONSIDER AND APPROVE THE INTEREST RATE OF THE DEBT FINANCING INSTRUMENTS 7.5 TO CONSIDER AND APPROVE THE RESOLUTION ON THE RE- AUTHORISATION OF ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS BY THE COMPANY: TO CONSIDER AND APPROVE THE SECURITY AND OTHER ARRANGEMENTS 7.6 TO CONSIDER AND APPROVE THE RESOLUTION ON THE RE- AUTHORISATION OF ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS BY THE COMPANY: TO CONSIDER AND APPROVE THE USE OF PROCEEDS 7.7 TO CONSIDER AND APPROVE THE RESOLUTION ON THE RE- AUTHORISATION OF ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS BY THE COMPANY: TO CONSIDER AND APPROVE THE ISSUING PRICE 7.8 TO CONSIDER AND APPROVE THE RESOLUTION ON THE RE- AUTHORISATION OF ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS BY THE COMPANY: TO CONSIDER AND APPROVE THE TARGETS OF ISSUE AND THE PLACEMENT ARRANGEMENTS OF THE RMB DEBT FINANCING INSTRUMENTS TO THE SHAREHOLDERS

50 Page 50 of 220 / 7.9 TO CONSIDER AND APPROVE THE RESOLUTION ON THE RE- AUTHORISATION OF ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS BY THE COMPANY: TO CONSIDER AND APPROVE THE LISTING OF THE DEBT FINANCING INSTRUMENTS 7.10 TO CONSIDER AND APPROVE THE RESOLUTION ON THE RE- AUTHORISATION OF ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS BY THE COMPANY: TO CONSIDER AND APPROVE THE VALIDITY PERIOD OF THE RESOLUTIONS PASSED 7.11 TO CONSIDER AND APPROVE THE RESOLUTION ON THE RE- AUTHORISATION OF ISSUANCES OF ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS BY THE COMPANY: TO CONSIDER AND APPROVE THE AUTHORISATION FOR THE ISSUANCES OF THE ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS 8 TO CONSIDER AND APPROVE THE RESOLUTION ON POTENTIAL RELATED PARTY/ CONNECTED TRANSACTIONS INVOLVED IN THE ISSUANCES OF THE ONSHORE AND OFFSHORE CORPORATE DEBT FINANCING INSTRUMENTS 9 TO CONSIDER AND APPROVE THE RESOLUTION ON THE INCREASE OF AUTHORIZED AMOUNT FOR THE BUSINESS OF SECURITIZATION BACKED BY CREDIT ASSET RELATING TO MARGIN FINANCE BUSINESS

51 Page 51 of 220 / 10 TO CONSIDER AND APPROVE THE RESOLUTION ON THE GENERAL MANDATE TO ISSUE ADDITIONAL A SHARES AND/OR H SHARES 11 TO CONSIDER AND APPROVE THE PROPOSAL IN RELATION TO THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION 12 TO CONSIDER AND APPROVE THE RESOLUTION ON THE TOTAL REMUNERATION OF DIRECTORS AND SUPERVISORS FOR TO CONSIDER AND APPROVE THE RESOLUTION ON ESTIMATION OF RELATED PARTY/CONNECTED TRANSACTIONS CONTEMPLATED IN THE ORDINARY COURSE OF BUSINESS OF THE COMPANY IN 2017: TO CONSIDER AND APPROVE THE RESOLUTION ON THE POTENTIAL RELATED PARTY/ CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND ITS SUBSIDIARIES AND THE CITIC GROUP AND ITS SUBSIDIARIES AND ASSOCIATES 13.2 TO CONSIDER AND APPROVE THE RESOLUTION ON ESTIMATION OF RELATED PARTY/CONNECTED TRANSACTIONS CONTEMPLATED IN THE ORDINARY COURSE OF BUSINESS OF THE COMPANY IN 2017: TO CONSIDER AND APPROVE THE RESOLUTION ON POTENTIAL RELATED PARTY/ CONNECTED TRANSACTIONS BETWEEN THE COMPANY AND ITS SUBSIDIARIES AND COMPANIES IN WHICH THE DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT OF THE COMPANY HOLD POSITIONS AS DIRECTORS OR SENIOR MANAGEMENT (EXCLUDING THE