Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

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1 Clerk of the House of Representatives Legislative Resource Center B-106 Cannon Building Washington, DC Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC LOBBYING REPORT Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page 1. Registrant Name Organization/Lobbying Firm Self Employed Individual GENERAL ELECTRIC COMPANY 2. Address Address PENNSYLVANIA AVENUE, NW Address2 SUITE 900 City WASHINGTON State DC Zip Code Country USA 3. Principal place of business (if different than line 2) City Fairfield State CT Zip Code Country USA 4a. Contact Name b. Telephone Number c. Ms. JOANNE MCMAHON Joanne.McMahon@ge.com 7. Client Name Self Check if client is a state or local government or instrumentality GENERAL ELECTRIC COMPANY 5. Senate ID# House ID# TYPE OF REPORT 8. Year 2013 Q1 (1/1-3/31) Q2 (4/1-6/30) Q3 (7/1-9/30) Q4 (10/1-12/31) 9. Check if this filing amends a previously filed version of this report 10. Check if this is a Termination Report Termination Date 11. No Lobbying Issue Activity INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line Lobbying 13. Organizations EXPENSE relating to lobbying activities for this reporting period INCOME relating to lobbying activities for this reporting period was: were: Less than $5,000 Less than $5,000 $5,000 or more $ $5,000 or more $ 5,190, Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income from the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). 14. REPORTING Check box to indicate expense accounting method. See instructions for description of options. Method A. Reporting amounts using LDA definitions only Method B. Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Method C. Reporting amounts under section 162(e) of the Internal Revenue Code Signature Digitally Signed By: Joanne McMahon, Leader Governmental Compliance Date 04/22/2013

2 15. General issue area code AVI Transportation/HUD Appropriations Implementation of FAA reauthorization law U.S. HOUSE OF REPRESENTATIVES, Federal Aviation Administration (FAA), U.S. SENATE, Executive Office of the President (EOP) Darby Becker

3 15. General issue area code CAW Water Reuse Incentive Legislation; National Water Reuse Target; Energy-Water Nexus Private Activity Bonds for Water; Climate Change S Clean Water Restoration Act SRF Program Funding, Water Infrastructure Financing Innovation Act U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA) Larry Boggs Robert Hall III

4 15. General issue area code CPT Patent Reform Implementation Intellectual Property Rights U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Patent & Trademark Office (PTO), William Behrens

5 15. General issue area code DEF Defense Appropriations, FY 2013 The National Defense Authorization Act for FY 2013 H53 and H60 - Helicopters F/A-18; Adaptive Engine Technology Development; Abrams Tank Program Improved Turbine Engine Program S-97 Helicopter C-130J C-130 Avionic Modernization Program C-5 Reliability Enhancement and Re-Engining Program Win-T (Ground Force Tactical Network) U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Darby Becker Tom McGovern Gary Reese Staff-Senate Intel & Approp Cmtes '92-'02; '07-'12

6 15. General issue area code ENG S Energy-Water Appropriations Renewable Energy Standards/Clean Energy Standards S Enabling the Nuclear Renaissance Act HR American Renewable Energy Production Tax Credit Extension Act S American Energy and Job Promotion Act Solar and Wind R&D S American Clean Energy Leadership Act Cybersecurity Nuclear Used Fuel Surface Transportation Authorization Electric Vehicle Policy Clean Coal Radiation Measurement Solutions Transmission Siting Alternative Fuels Unconventional Gas Policy S Charging America Forward Act HR Amend the Atomic Energy Act of 1954 to require Congressional approval of agreements for peaceful nuclear cooperation with foreign countries, and for other purposes S Amend the Federal Power Act to ensure that rates and charges for electric energy are assessed in proportion to measurable reliability or economic benefit, and for other purposes HR To amend the Internal Revenue Code of 1986 to modify the investment tax credit for combined heat and power system property HR Innovative Energy Systems Act S Energy Savings and Industrial Competitiveness Act HR Pipeline Infrastructure and Community Protection Act HR To amend the Atomic Energy Act of 1954 to require Congressional approval of agreements for peaceful nuclear cooperation with foreign countries, and for other purposes HR Energy and Water Development and Related Agencies Appropriations Act of 2012 Extension of the Wind Production Tax Credit (PTC) LNG (Liquefied Natural Gas) exports EX/IM Reauthorization Nuclear Exports HR 3855; S Visa Waiver Program Enhanced Security Reform Act HR Markey Amendment to Limit LNG Exports Natural Gas Production HR 580/S LNG Exports HR 480/S Visa Waiver for Poland HR Helium 3 Shortage Federal data center consolidation FCC review of Progeny LLCs proposed spectrum license and its impact on other users in the unlicensed MHz band space U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Transportation - Dept of (DOT), Treasury - Dept of, Energy - Dept of, State - Dept of (DOS), Commerce - Dept of (DOC), U.S. Trade Representative (USTR), Executive Office of the President (EOP) Theresa Peterson

7 George Pickart Amanda Campbell Robert Hall III Ruth Smith Larry Boggs Joshua Raymond Pamela Farrell Venzke Robert Hall III

8 15. General issue area code ENV Chemical risk assessment issues Regulatory reform issues U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Energy - Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP), Larry Boggs Darby Becker

9 15. General issue area code FIN Issues related to the implementation of Dodd Frank Bank Tax, "Robin Hood" Tax, Financial Transaction Tax HR The Business Risk Mitigation and Price Stabilization Act Volcker Rule HR The Interaffiliate Swap Classification Act HR The Small Regulatory Improvement Act HR The Swap Data Repository and Clearinghouse Indemnification Act of 2013 U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Executive Office of the President (EOP), Federal Reserve System, Treasury - Dept of, Securities & Exchange Commission (SEC), Federal Deposit Insurance Commission (FDIC), Commodity Futures Trading Commission (CFTC), Joshua Raymond William Behrens

10 15. General issue area code HCR S 17 - Medical Device Access and Innovation Protection Act of 2011 HR Protect Medical Innovation Act of 2011 HR 2020 and S Preservation of Access to Osteoporosis Testing for Medicare Beneficiaries Act of 2011 Medicare Reimbursement for Imaging Services HR Diagnostic Imaging Services Access Protection Act of 2011 Helium Shortage S Helium Stewardship Act of 2012 HR Katie Sepich Enhanced DNA Collection Act of 2012 HR 8 - American Taxpayer Relief Act of 2012 HR Protect Medical Innovation Act of 2013 S Medical Device Access and Innovation Act of 2013 SR 8 - Senate Budget Resolution HR Responsible Helium Administration and Stewardship Act of 2013 Medicare reimbursement for lab services Medicare reimbursement for imaging services Veterans Health Care Health IT regulation U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Health & Human Services - Dept of (HHS), Executive Office of the President (EOP), Veterans Affairs - Dept of (VA), Food & Drug Administration (FDA) Matthew Williams John Schaeffler Orrin Marcella Madeleine Smith Lisa Wolski Joshua Raymond

11 15. General issue area code SCI Advanced Manufacturing Competitiveness U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Homeland Security - Dept of (DHS), Defense - Dept of (DOD), Executive Office of the President (EOP), Energy - Dept of Theresa Peterson Larry Boggs

12 15. General issue area code TAX Permanent Extension of Subpart F Deferral for Financial Services Business Activity Tax Simplification Act Taxation of International Operations Including Ways & Means Chairman Camp's draft and S 2091 Tax Extenders (expiring tax provisions) Streamlined State Sales Taxes Water Private Activity Bonds Water Reuse Incentives Mobile Workforce State Income Tax Corporate Tax Rate Renewable Energy Incentives (Including Section 45 PTC) HR CFC Look-through Rule HR Extend Energy Efficient Appliances Tax Credit Taxation of Financial Products (Chairman Camp's draft) Medical Device Tax U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Executive Office of the President (EOP), Energy - Dept of Barbara Mattox Robert Hall III Theresa Peterson Lisa Wolski James Mitchell Jr Joshua Raymond

13 15. General issue area code TRA P.L Consolidated and Further Continuing Appropriations Act of 2013 High speed and intercity passenger rail, Amtrak, commuter and freight rail development and funding Freight rail economic and freight and passenger rail safety including positive train control Rail equipment manufacturing, export promotion, and high speed passenger locomotive standards development and procurement Natural gas and hybrid locomotives Electric vehicle, battery energy storage and transportation funding, research and demonstration Matters related to Sequestration U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA), Transportation - Dept of (DOT), Energy - Dept of, Transportation - Dept of (DOT) Larry Boggs Darby Becker George Pickart Donald Itzkoff

14 15. General issue area code TRD Trans Pacific Partnership; Trade Promotion Authority; Trans Atlantic Partnership U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC), Executive Office of the President (EOP), U.S. Trade Representative (USTR), State - Dept of (DOS), Selig Merber James Mitchell Jr Orit Frenkel William Behrens

15 15. General issue area code RRR P.L Consolidated and Further Continuing Appropriations Act of 2013 High speed and intercity passenger rail, Amtrak, commuter and freight rail development and funding Freight rail economic and freight and passenger rail safety including positive train control Rail equipment manufacturing, export promotion, and high speed passenger locomotive standards development and procurement Natural gas and hybrid locomotives Matters related to Sequestration U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA), Transportation Security Administration (TSA), Energy - Dept of, Office of Management & Budget (OMB), Transportation - Dept of (DOT) Larry Boggs Darby Becker Donald Itzkoff

16 15. General issue area code LBR S Immigration Innovation Act of 2013 HR Cyber Intelligence Sharing and Protection Act HR Interest Stabilization Provision and Student Loan Legislation and PBGC premium legislation Dept. of Labor (OFCCP) Proposed Affirmative Action & Nondiscrimination obligations for contractors & Subcontractors Regarding Individuals with Disabilities U.S. HOUSE OF REPRESENTATIVES, U.S. SENATE James Mitchell Jr Information Update Page - Complete ONLY where registration information has changed. 20. Client new address Address City State Zip Code Country 21. Client new principal place of business (if different than line 20) City State Zip Code Country 22. New General description of client s business or activities LOBBYIST UPDATE 23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client First Name Last Name Suffix First Name Last Name Suffix 1 Stanley O'Connor 5 2 Daniel Meador 6 3 Cathy Koch (eff 1/23/2013) 7 4 Stephen Newbold 8

17 ISSUE UPDATE 24. General lobbying issue that no longer pertains AFFILIATED ORGANIZATIONS 25. Add the following affiliated organization(s) Internet Address: Name Street Address Address City State/Province Zip Country Principal Place of Business (city and state or country) City State Country 26. Name of each previously reported organization that is no longer affiliated with the registrant or client FOREIGN ENTITIES 27. Add the following foreign entities: Name Street Address Address City State/Province Country Principal place of business (city and state or country) Amount of contribution for lobbying activities Ownership percentage in client City State Country % 28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Clerk of the House of Representatives Legislative Resource Center B-106 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Clerk of the House of Representatives Legislative Resource Center B-106 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Clerk of the House of Representatives Legislative Resource Center B-106 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC b. Telephone Number International Number

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC b. Telephone Number International Number Clerk of the House of Representatives Legislative Resource Center B-106 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Page 1 of 19 Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Page 1 of 22 Clerk of the House of Representatives Legislative Resource Center B-106 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Page 1 of 6 Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC b.

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC b. Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC Clerk of the House of Representatives Legislative Resource Center 135 Cannon Building Washington, DC 20515 http://lobbyingdisclosure.house.gov Secretary of the Senate Office of Public Records 232 Hart

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

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Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC

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